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A Comprehensive Study of Reconfigurable


Intelligent Surfaces in Generalized Fading
Imène Trigui, Member, IEEE, Wessam Ajib, Senior Member, IEEE, and Wei-Ping Zhu, Senior Member, IEEE.

Abstract—Leveraging on the reconfigurable intelligent surface real-time RIS phases shift control. Recently, the interesting
(RIS) paradigm for enabling the next Internet of Things (IoT)
arXiv:2004.02922v2 [eess.SP] 10 Apr 2020

problems of joint active and passive beamforming and secrecy


and 6G era, this paper develops a comprehensive theoretical enhancement are investigated in [7] and [8], respectively. Even
framework characterizing the performance of RIS-assisted com-
munications in a plethora of propagation environments. We more recently, researchers focused on outage probability [9]
derive unified mathematical models for the outage probability and asymptotic data rate [10] analysis for RIS-based systems.
and ergodic capacity of single and multiple-element RIS over Moreover, the authors of [2], [11] adopted an upper bound
Fox’s H fading channel, which includes as special cases nearly for the average symbol error probability (SEP) harnessing
all linear and non linear multi-path and shadowing fading on the central limit theorem (CLT) when the number of
models adopted in the open literature. For gleaning further
insights, we capitalize on the algebraic asymptotic expansions reflecting elements grows large. Unfortunately, the available
of the H-transform to further analyze the outage probability results, typically providing bounds and approximations, only
and capacity at high signal-to-noise ratio (SNR) in a unified consider Rayleigh fading distribution, thereby hindering the
fashion. Asymptotic analysis shows two scaling rates of the outage applicability of RIS-based model in setup scenarios that cap-
probability at large average SNR. Moreover, by harnessing its ture practical multi-path and shadowing conditions. Indeed,
tractability, the developed statistical machinery is employed to
characterize the performance of multiple randomly distributed shadowing along with high attenuation are the main impair-
RIS-assisted communications over Fox’s H fading channels. We ments at mmWave frequencies. While RIS communications are
α
show that the SNR grows as M 2 N 2 when using M N -element envisioned as powerful enabler for higher frequency commu-
RISs in generalized fading channels with path-loss exponent α. nications, a careful characterization of RIS-assisted systems
Index Terms—Reconfigurable intelligent surface (RIS), over composite fading conditions is crucial. Trigged by the
Fox’s H-fading, channel capacity, path-loss model, power above background, our work is pioneer in incorporating a
scaling laws. comprehensive multiple-parameter fading model for general
case multi-path and/or shadowing into tractable performance
analysis for RIS-assisted systems without the use of CLT
I. I NTRODUCTION approximation. On the other hand, there is a lack of literature
Contemporary wireless networks modeling and analysis is a on the impact of the locations of multiple RISs. In [14], the
vibrant topic that keeps taking new dimensions in complexity authors investigate a single-cell multiuser system aided by
as researchers relentlessly keep exploring the potential of multiple co-located intelligent surfaces (equivalent to a single
novel breakthrough technologies to support upcoming Internet large RIS). However, the different works in [2]- [14] consider
of Things (IoT) and 6G era [1]. Among these emerging either a single RIS or multiple RISs at given locations, and
technologies, reconfigurable intelligent surfaces (RISs) [2],[3], have not addressed the multi-RISs deployment issue, which is
have been introduced with an overarching vision of artificially practically important for RIS-assisted wireless systems. In this
controlling the wireless environment as to increase the quality study, using BPP to simulate the RIS’s locations, we develop
of service and spectrum efficiency. RIS is based on massive the first comprehensive mathematical model accounting for
integration of low-cost tunable passive elements that will spatial randomness of multiple RISs in generalized fading.
get weaved into conventional buildings and objects able to Our contributions can be summarized as follows:
transmit data by reflecting and modulating an incident RF
wave [3], which leads to a more controllable wireless environ- • We propose a novel RIS framework, where Fox’s H
ment. Leveraging in this key property, RIS-enabled networks transform theory is invoked for modelling, in a unified
challenge the deviceside approaches such as massive multiple- fashion, any RIS-based fading environments in terms of
input-multiple-output (MIMO) systems, encoding, modulation, closed-form outage probability and ergodic capacity.
and relaying, currently deployed in wireless networks to • We draw multiple useful link-level insights from the
fully adapt to the time-variant, unpredictable channel state. proposed analysis. For instance, we show that the di-
However, being fundamentally different, the RIS concept asks versity gain scales with the number of elements per RIS
for new methods for modeling, analyzing, and optimizing RIS- multiplied by the worst distribution of the fading between
enhanced wireless networks, yet this is still in its embryonic the base station-RIS and RIS-user links.
stage in the open literature. The so far valuable attempts to • We study and analyze a wireless network with large-scale
study RIS systems include [4]- [6] where several precoding deployment of RISs. Under the nearest RIS association
optimality studies for RIS-assisted communications in terms strategy, we derive the outage probability by averaging
of rate and energy efficiency have been achieved relying on over random RIS/user distance and generalized fading.
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• We evaluate the derived outage probability and ergodic flexibility to account for disparate signal propagation mecha-
capacity expressions by simulations, and investigate the nisms and well-fitted to measurement data collected in diverse
effect of key system and fading parameters on RIS propagation environments having different parameters.
performance and large-scale deployment.
The rest of this paper is organized as follows. Section II III. RIS P ERFORMANCE IN G ENERALIZED FADING
describes the system model and the types of fading discussed Using H-transforms, we now establish a unifying framework
in this paper. Then, Sections III is devoted to the unified to analyze fundamental performances for RIS-assisted wireless
performance analysis framework where the ergodic data rate communication where the fading envelope is described by
and coverage probability of RIS-assisted communications are Fox’s H distribution. The performance metrics are the outage
explicitly derived. Next, performance of large-scale RIS plan- probability and channel capacity, as well as their tradeoffs such
ning is developed in Section IV. Simulation and numerical as diversity gain.
results are discussed in Section V and, finally, Section VI
concludes the paper.
A. Outage Probability
II. SYSTEM MODEL Lemma 1: For a given SNR threshold ρ, the outage proba-
bility in RIS-supported network is
We consider a two-dimensional RIS, composed of N tun-  
able reflective elements, which is transmitting data to a single Π̄(ρ, N ) = max P log2 1 + ρL | gΦhH |2 < ρ
φ1 ,...,φn
antenna user by reflecting an incident RF wave from a single   !2  
N
X
antenna base station (BS). The RIS can dynamically adjust
the phase shift induced by each reflecting element. Besides, we = P log2 1 + ρL |hi | |gi |  < ρ .(3)
i=1
assume that the direct links from the BS to the user is blocked
by obstacles, such as buildings. Such assumption is highly Proof: For any given Φ, the coverage expression in
applicable in indoor communication scenarios. Moreover, there (3) is achieved from the capacity of an P additive white
N
are several works that study outdoor RIS-assisted commu- Gaussian noise channel, where gΦhH = i=1 hi gi e
jφn
.
nication systems under a blocked direct link [2]- [11]. This The maximum coverage is achieved when the phase-shifts
assumption is likely to be true for 5G and beyond mmWave are selected as φn = − arg(hn + gn ), n = 1, . . . , N .
and sub-mmWave communication systems, which are known
to suffer from high path and penetration losses resulting in Proposition 1: The outage probability achieved by RIS-
signal blockages [13]. Assuming transmission over flat-fading assisted communication is
channels, the resulting overall channel gain is given by
√ Π(ρ, N ) = τ H0,0: 0,1:e
me 1 ,e
p1 ,e
n1 ,...,m
q1 ,...,e
e N ,e
pN ,e
qN
nN

h = ρL gΦhH , (1)  √ 
c 1 ρt
e

where ρL is the average SNR of the RIS-assisted link,  .. − : (1, 1), (δ1 , ∆1 )pe1 ; . . . ; (1, 1), (δN , ∆N )peN 
 . (0; 1, . . . , 1) : (ξ1 , Ξ1 )qe1 ; . . . ; (ξN , ΞN )qeN  ,(4)
g = [g1 , . . . , gN ] ∈ C1×N is the fading channel coefficients √
c N ρt
e
between the BS and the RIS, h = [h1 , . . . , hN ] ∈ C1×N
denotes the channel vector between the RIS ρ QN κh κg
 and the user. In where ρt = 2 ρ−1 , τ = i=1 cih cgi , e ci = chi cgi and H[·, . . . , ·]
addition, Φ = diag ejφ1 , ejφ2 , . . . , ejφN ∈ CN ×N accounts L i i
is the multivariable Fox’H-function whose definition in terms
for the effective phase shifts applied by all RIS reflecting of multiple Mellin-Barnes type contour integral is given in
elements, where φn ∈ [0, 2π), n = 1, 2, . . . , N are the phase- [23, Definition A.1] where
shift variables that can be optimized by the RIS.  
In this paper, a general type of distribution is assumed for (δi , ∆i )pei = (aij + Aij , Aij )hj=1:ph , (aij + Aij , Aij )gj=1:pg
i i
gi and hi , = 1, . . . , N , as specified below.  (5)

Assumption 1: We assume that |hi | and |gi | are independent (ξi , Ξi )qei = (bij + Bij , Bij )hj=1:qh , (bij + Bij , Bij )gj=1:qg
i
and non identically distributed (i.ni.d) Fox’s H-distributed RVs i
(6)
with respective pdf Moreover, m e i = mhi + mgi , n e i = nhi + ngi + 1, qei = qih + qig ,
!
(aij , Aij )y and pei = phi + pgi + 1.
y
y y
y mi ,ni j=1:py
f|y|i (x) = κi Hpy ,qy ci x y
i
, (2) Proof: The probabilityPin (4) is obtained by defining the
i i (bij , Bij )j=1:qy N
i random variables S = i=1 |hi | |gi | and recognizing that
where y ∈ {h, g}, and H[·] stands for the Fox’H function [23, Z
1 √
Eq. (1.2)]. The Fox’s H-function pdf considers homogeneous Π(ρ, N ) = s−1 ΨS (s)es ρt ds, (7)
2πj L
radio propagation conditions and captures composite effects of QN
multipath fading and shadowing, subsuming large variety of where ΨS (s) = i=1 L(f|hi ||gi | )(s) where L(·) stands for the
extremely important or generalized fading distributions used Lapalce transform. After an appropriate parameter setting in
in wireless communications such as Rayleigh, Nakagami-m, the product of two Fox’ H functions using [26, Theorem (4.1)]
Weibull α-µ, (generalized) K-fading, the Fisher-Snedecor F , then their Laplace transform by applying [23, Eq. (2.20)],
and EGK, as shown in [19] and references therein. Fur- ΨS follows as shown in (8) at the top of the next page. By
thermore, the Fox’s H function distribution provides enough plugging (8) into (7), the outage probability can be written
3

Z Z N 
Y  PN
τ Γ(−ui )Θi (ui ) i=1 ui du du . . . d
ΨS (s) = ... s 1 2 uN
(2πw)N L1 LN i=1 cui i
e
Qm ej Qnej
j=1 Γ (ξj + Ξj uj )) j=1 Γ (1 − δj − ∆j uj ))
where Θj (uj ) = Qpej Qqej . (8)
j=enj +1 Γ (δj + ∆j ui ) j=m e j +1 Γ(1 − ξj − Ξj uj )

Z Z Z Y N  
1 τ Γ(−ui )Θi (ui )
s−1 ΨS (s)esz ds = . . .
2πj L (2πw)N L1 LN i=1 cui i
e
Z γ−w∞ PN
1
× esz s i=1 ui −1 dsdu1 du2 . . . duN
2πj γ+w∞
Z Z Y N   PN
τ Γ(−ui )Θi (ui ) z − i=1 ui
= ... PN du1 du2 . . . duN . (9)
(2πw)N L1 LN i=1 cui i
e Γ(1 − i=1 ui )

1
R −a sz a−1
as in (9), where recalling that 2πj Ls e ds = zΓ(a) and inverse, we obtain the outage probability upper bound as given
harnessing on the multiple MellinBarnes type contour integral by
of the multivariate Fox’H function [23, Definition A.1], yield
the desired result after some manipulations. " √  N
Remark 1: When N = 1, the outage probability reduces to PN P
e i, N
i=1 m i=1 n
bi +1 ρt N Y
  Π̄(ρ, N ) = τ HPN p
b +1,
P N ci
e
i=1 q
ei +1 N
√ (1, 1), (δ1 , ∆1 )pe1 i=1 i
Π(ρ, 1) = τ Hpm e 1 ,e
e1 ,e
n1
q1 +1 ec 1 ρ t # i=1
(ξ1 , Ξ1 )qe1 , (0, 1) (1, 1), (δj , ∆j )pej ,j=1:N
√ , (13)
(a)
= 1 − κ h κ g ρt (ξj , Ξj)qej ,j=1:N , (0, 1)
 
mh +mg +1,nh +ng

h g √ (δ−∆, ∆)ph +pg , (0, 1)
×Hph +pg +1,qh +qg +1 c c ρt ,
(10)
(−1, 1), (ξ−Ξ, Ξ)qh +qg
where n bi = nhi + ngi and pbi = phi + pgi . We notice that,
where (a) follows from applying [26, Eq. (3.8)]. by virtue of arithmetic-geometric means inequality, the mul-
So far, driven by the common observation that the general case tivariate Fox’H representation of the outage portability in (4)
with respect to N and fading distribution is rather untractable culminates in a Fox’ H function of a singe variable as shown
[2]- [17], previous works settled for only the special case in (13).
when N = 1 and Rayleigh fading. In this case, the outage
Remark 2: The main merit of theses outage probability
probability is obtained in [17, Eq. (15)]. In this paper, the
representations is that they rely on a versatile and generic
special case N = 1 specialises from the general formulas
form of the fading distribution while accurately reflecting
in (10). Moreover, in the special case of Rayleigh fading
the behavior of RIS networks in all operating regimes. The
(i.e., when m e = 2, n e = 0, pe = 1, qe = 2, τ = 1,
derived analytical expressions for the outage probabilities
(b, B)h = (b, B)g = ( 12 , 12 )) and after resorting to [26, Eq.
in (4), and (13) are highly generic and novel and can be
(2.45)] and [26, Eq. (2.47)], (10) reduces to
  easily mapped into most existing fading models. Table I lists
√ 2,0 √
− some commonly-used channel fading distributions and the
Π(ρ, 1) = 1 − ρt H0,2 ρt , (11)
(− 12 , 1), ( 21 , 1) corresponding expression for Π(ρ, N ). This result is the first
which coincides with [17, Eq. (15)] where the Fox’s H function in the literature as it represents the exact SNR distribution
in (11) represents the Bessel function of the second kind and in RIS-assisted communications in terms of the multivariate
first order [23, Eq. (1.128)]. Foxs H-function. This is in contrast with the recently reported
Moreover, based on arithmetic-geometric means inequality expressions in [2, Eqs. (4), (7)], [11, Eqs. (3),(9)] and [17,
[30, Sec. 11.116], the outage probability is bounded by Eq. (17)], who resorted to approximations (CLT in [2] and
 √ N ! moment-based Gamma approximation in [17]) to circum-
YN
ρt vent the intricacy of the exact statistical modeling of RIS-
Π(ρ, N ) ≤ Π̄(ρ, N ) = P |hi | |gi | <
N enabled communications. In this paper, the derived analytical
i=1
Z  √ N expressions for the outage probability are obtained via the
1 −1 s
ρt
= s L(fQN |hi ||gi | )(s)e N ds.(12) evaluation of single and multi-variable Fox’s H functions. The
2πj L i=1
latters, have been recently frequently used in the literature
By an appropriate parameter setting in the product of N Fox’ and for which efficient implementation codes exist in most
H function using [26, Theorem (4.1)] and applying [23, Eq. popular mathematical software packages [20], [31]. Hence,
(2.20)] and [23, Eq. (2.21)] for the Laplace transform and its such expressions can be very rapidly and efficiently computed.
4

TABLE I
OUTAGE PROBABILITY OF RIS-ASSISTED COMMUNICATIONS OVER WELL-KNOWN FADING CHANNEL MODELS

Instantaneous Fading Distribution Outage Probability Π(ρ, N )


N
!−1
Y g
Π(ρ, N ) = Γ(mh
i )Γ(mi )
i=1
q g√

mh
1 m1 ρt
 
Nakagami-m q Fading [19, Table IIV]:  .. − : (1, 1), −; . . . ; (1, 1), − 
q  H0,0:2,1,...,2,1
0,1:1,2,...,1,2 

(0; 1, . . . , 1) : {ξ1 , Ξ1 }; . . . ; {ξN , ΞN } 
myi − q . 
f|y|i (x) = 1,0
myi x g √
y H0,1 y mh m
N N ρt
1 1
Γ(mi ) (mi − 2 , 2 )
1 g 1
{ξi , Ξi } = (mh
i , ), (mi , )
2 2
N
!−1
Y g
Π(ρ, N ) = Γ(µh
i )Γ(µi )
i=1
q √ 
η1h η1g ρt
 
α-µ Fading [19, Table IIV]:  .. − : (1, 1), −; . . . ; (1, 1), − 
q " # H0,0:2,1,...,2,1
0,1:1,2,...,1,2 

(0; 1, . . . , 1) : {ξ1 , Ξ1 }; . . . ; {ξN , ΞN } 
ηiy q . 
1,0 √ − g √
f|y|i (x) = H ηx (µ − y , y )
y 1 1 h
ηN ηN ρt
Γ(µyi ) 0,1 i αi αi
y
Γ(µi + 2y ) 1 1
α {ξi , Ξi } = (µh
i, ), (µgi , g )
where ηiy = y
Γ(µi )
i
αhi αi

N
!−1
Y
Π(ρ, N ) = Γ(mgsi )Γ(mgi )Γ(mh h
si )Γ(mi )
i=1
 r g 
mh
1 m1 √
g ρt
 mh
s ms1 
 1
− : (1, 1), {δ1 , ∆1 }; . . . ; (1, 1), {δN , ∆N } 
0,0:2,3,...,2,3  .. 
H0,1:3,2,...,3,2  . (0; 1, . . . , 1) : {ξ1 , Ξ1 }; . . . ; {ξN , ΞN } 
Fisher-Snedecor F [18, Eq.(3)]: r 
myi  mh mN
g
√ 
N
f|y|i (x) = g ρt
mysi Γ(mysi )Γ(myi ) mh
s msN
N
 y  1
mi x (−mysi + 12 , 21 ) g 1
× H1,1 {δi , ∆i } = (1 − mh si , ), (1 − msi , )
mysi (mi − 2 , 2 )
1,1 y 1 1 2 2
1 g 1
{ξi , Ξi } = (mhi , ), (m i , )
2 2
N
!−1
Y g g
Π(ρ, N ) = Γ(mh h
i )Γ(κi )Γ(mi )Γ(κi )
i=1
q 
mh h g g√
1 κ1 m1 κ1 ρt
 
Generalized qK [19, Table IIV]:
H0,0:4,1,...,4,1
 . − : (1, 1), −; . . . ; (1, 1), − 
0,1:1,4,...,1,4  .. (0; 1, . . . , 1) : (ξ1 , Ξ1 )p11 ; . . . ; (ξN , ΞN )pN 
myi kiy q 
f|y|i (x) = mh κ h mg κg √ρ
Γ(my )Γ(k y ) N N N N t
 q i i  1
y y − g 1 h 1 g 1
× H2,0 {ξi , Ξi } = (mh
i , ), (mi , ), (ki , ), (ki , )
0,2 x mi ki (my − 1 , 1 ), (k y − 1 , 1 ) 2 2 2 2
i 2 2 i 2 2

B. Diversity Analysis asymptotic outage probability1 is obtained as

N
! PN
τ Y ζi i=1 ζi
In an effort to understand the impact of some key system Π(ρ, N ) ≈ PN e ci ρt 2 , (14)
Θi (−ζi )e
parameters on the outage probability, we analyze the asymp- Γ(1 + i=1 ζi ) i=1
totic regime at high SNR from which we derive the diversity
Qm
fj Qn ej
and coding gains. Asymptotic analysis is particulary useful to e j (ζj ) = i=1,i6=j Γ(ξi +Ξi ζj ) i=1 Γ(1−δi −∆i ζj ))
where Θ Qpej Qqej .
this framework since the evaluation of the multivariate Fox’s H ej
i=n +1
Γ(δi +∆ ζ
i j ) i=f m +1j
Γ(1−ξi −Ξi ζj )
function may encounter underflow problems when N is large. From (14), the diversity order of the considered RIS-assisted
Proposition 2: The asymptotic expansion of the outage
probability Π̄(ρ, N ) in (4) for high SNRs can be obtained 1 It should be stressed here that (14) holds when poles at {ζ , . . . , ζ }
1 N
by computing the residue [28]. Let us consider thenresidue
o at are simple, i.e. Ξti (ξlj + k) 6= Ξlj (ξti + k ′ ), i 6= j, i, j = 1, . . . , m
fl , l =

0, 1, . . . , N, k, k = 0, 1, . . . , N [28], which is particulary verified in i.ni.d
ξlj
the points ζl = (ζ1 , . . . , ζN ), where ζl = min Ξlj , the fading.
j=1,...,m
fl
5

QN    Q g
ζ ζi h min{mi ,mh
i}
system is given by i=1 Γ mgi − 2i Γ mhi − 2
N g
i=1 (mi mi )
PN g
Γ(1+2 i=1 min{mi ,mi })
h . Moreover,
PN
log Π̄(ρ, N ) i=1 ζi
resorting to the asymptotic upper bound in (16), it follows
Gd = lim = . (15) that
ρL →∞ log ρL 2
 ρ N min{mg1 ,mh1 ,...,mgN ,mhN }
t
On the other hand, exploiting the outage probability upper Π̄(ρ, N ) ≈ τ C¯ , (19)
bound in (13), the performance trends of RIS-assisted com- N2
QN g h g h
munications scales as g h min{m1 ,m1 ,...,mN ,mN }
( )
i=1 (mi mi )
! where C¯ = QN h g .
 √ N Y min ζl i=1 Γ(mi )Γ(mi )
N P
(a)
∗ ρ t
l=1,..., N
i=1
gl
m
Π(ρ, N ) ≤ τ h ci
e , (16) Corollary 2 stipulates that RIS performance degrades when
N i=1 the propagation environment exhibits poor scattering condi-
where (a) follows from applying the asymptotic expansion of tions (smaller mh and mg ). However, at higher frequencies
the Fox’s H function in [23, Eq. (1.94)], where h∗ follows (mmWave and sub-mmWave), the propagation conditions get
from an appropriate parameters setting in [28, Eq. (1.5.8)]. harsher since mmWave signals are extremely sensitive to
It can be inferred from (16) that the SNR in RIS-assisted objects, including foliage and human body, resulting in signal
communication may grow quadratically with N , which is con- blockage. Recently, the authors of [24] studied the generalised
sistent with recent works in the RIS literature [11]- [16]. Yet, K to provides accurate modeling and characterisation of the
the latters did not explain how this SNR gain could affect the simultaneous occurrence of multipath fading and shadowing
outage performance in generalized channel models. The N 2 in mmWave communications. In RIS context we obtain the
array gain (16) can be interpreted by an augmented received following Corollary.
power by the RIS due to N reflecting elements multiplied by Corollary 3: The asymptotic outage probability of RIS-assisted
the power/array gain achieved by passive beamforming when communications in Generalised K fading is
PN
having a large array. − min{κgi ,mgi ,κh h
i ,mi }
Π(ρ, N ) ≈ τ CρL i=1
, (20)
Under the same rationale of (4) and its asymptotic expansion
in
P (14) while applying
2 the arithmetic-quadratic inequality, i.e. where τ and C follows under the same rational of (18) while
N P using the fourth line in Table I. Corollary 2 reveals that the
i=1 |hi | |gi | ≤N N 2 2
i=1 hi gi , we obtain
diversity gain of RIS-assisted communications in composite
P
(a)  ρ  N e
i=1 ζi
multi-path shadowing fading channels is limited to the worst
t
Π(ρ, N ) ≥ Ce , (17) channel condition between multipath fading and shadowing on
N
both BS-RIS and RIS-user links.
where ζei = 2ζi , due to the distribution of h2i gi2 after us- Corollary 4 (Outage scaling in i.i.d. Fox’s H fading): When
 (ai , kAj )p  |hi | and |gi | are i.i.d. Fox’s H-distributed RVs, then a power-
ing the Fox’s H function property Hm,n
p,q x (b , kB ) =
i j q logarithmic series expansion of the outage probability is given
 1 (ai , Aj )p  by
k
1 m,n
k Hp,q x (bi , Bj )q
, k > 0 [23]. Moreover (a) follwos (a) Nξ 2N m−1
Π̄(ρ, N ) ≈ T ρt2Ξ ln ρ−1 t , (21)
from a direct application of [28, Eq. (1.5.8)].
Interestingly, the lower bound in (17) shows that RIS-assited where (a) follows from applying [28, Eq. (1.4.18)] with
SNR growth is faster than the linear scaling with N observed 2N  cN N Ξξ
for massive MIMO receiver in [7], [21] and for the MIMO T = H ∗ κc N2 , where H ∗ is given in [28,
relay in [16]. It should be stressed here that the upper and Eq. (1.4.6)]. The above result shows that high SNR out-
lower bounds in (16) and (17) contains the product of the total age of RIS-based communications in i.i.d. fading scales as
−N ξ 2N m−1
source-RIS and RIS-user channel gains. This is defienitely the ρL 2Ξ ln (ρL ) , where ρL is the average transmit SNR.
structure of the far-field scenario where the links distances ap- Specifically, under i.i.d. Nakagami-m fading we obtain
pears within seperate multiplicative fucntions [11]- [17]. The
Π̄(ρ, N ) ≈ T ρN
t
m
ln(ρ−1
t )
2N −1
, (22)
theoretical performance limits of RIS-assited communications
in near-field senarios and general fading models is still an open implying that the outage scales as ρ−N
ln(ρL )
L in 2N −1

problem [16]. Rayleigh fading. Previously the authors of [17] reveled that
Hereafter, we specify the asymptotic performance of RIS- the outage decreases at the rate ρ−N N
L ln(ρL ) , which coincides
assisted communications in small-scale fading (ex. Nakagami- with (22) when N = 1.
m) and composite small-scale/shadowing fading (ex. general- Remark 3 (A hint on RIS-assisted optical communications):
ized K) channels. The concept of using RISs in free space optical (FSO) links
Corollary 2: The asymptotic outage probability of RIS- is viable as to relax the line of-sight requirement of FSO
assisted communications in Nakagami-m fading is systems. Lately, in [25], the concept of using RISs in FSO
PN links was presented as a cost-effective solution for backhauling
− min{mgi ,mh
i}
Π(ρ, N ) ≈ τ CρL i=1
, (18) of cellular systems. However, the focus of [25] was on
network planning and the impact of RISs on the FSO channel
where ρL  stands for the
−1 average SNR, model was not studied. Recently, the authors of [18], [22]
QN h g
τ = i=1 Γ(m i )Γ(m i ) and C = proposed the Fischer-Snedecor F -distribution, for which the
6

Z Z QN  Γ(−ui )Θi (ui )  Z Z


∞ ∞ PN
τ i=1 u
ei i
c ui −ρL sz 2
E(ρL , N ) = ... PN Ei (−s) z 1− i=1 e dz ds du1 du2 . . . duN
ln(2)(2πw)N L1 LN Γ(1 − i=1 ui ) 0 0
!
QN Γ(−u  PN 
q i )Θi (ui )
Z Z i=1 1
e
c
ui
Γ i=1 ui
τ ρ L
i 2
= ...  P   PN  du1 du2 . . . duN . (24)
ln(2)(2πw)N Γ 1− N
ui
i=1 ui Γ 1 − i=1
L1 LN
2

τ
E(ρL , N ) =
ln(2)
 
√e
c1
ρL

nN .
(1; − 1 , . . . , − 1 ), (1; − 1 , . . . , − 1 ) : (1, 1), (δ1 , ∆1 )p1 ; . . . ; (1, 1), (δN , ∆N )pN 
×H0,1:
2,1:e
m
e 1 ,e
p1 ,e
n1 ,...,m
q1 ,...,e
e N ,e
qN  .
pN ,e
.

2 2 2 2  .(25)

(1; −1, . . . , −1) : (ξ1 , Ξ1 )p11 ; . . . ; (ξN , ΞN )pN
cN
e

ρL

RIS framework is obtained in Table I, for modeling turbulence- where Ei (·) stands for the exponential integral function
induced fading in free-space optical systems. In [18], [22] [30]. Moreover, referring to the relation with the MGF
∂ΨS 2 (s) 2
the small-scale irradiance variations of the propagating wave ΨS 2 (s) and its derivative, i.e = −E{S 2 e−sS } =
R ∞ 2 −sx2 ∂s
are modeled by a gamma distribution, while the large-scale − 0 x e fS (x)dx, where fS (x) is the PDF of S obtained
irradiance fluctuations follow an inverse gamma distribution. from differentiating (9). Plugging all together, as shown in
For this new turbulence distribution, the small- and large-scale (26) at the top of the next page, then applying [30, Eq.
irradiance variances and henceforth m and ms in [line 3, Table (3.478)] and [30, Eq. (6.223)] and recalling the Mellin barnes
I] are expressed in terms of important parameters affecting integral representation of the multivariable Fox’ H function
optical propagation, including the atmospheric refractive-index [23, Definition A.1], yields the desired result after several
structure parameter, the propagation path length, the inner and manipulations.
the outer scale of turbulence as shown in [22, Eqs. (13),(14), Remark 5: When N R= 1, then with the aid of (10) and
(16), (17)]. 1 ∞ 1−Π(x,1)
recalling that E = ln(2) 0 1+x dx, the ergodic capacity
Remark 4: Corollary 2,3, and 4 demonstrate the unification is expressed as
of various FSO turbulent and RF fading scenarios into a Z ∞  
single closed-form expression for RISs performance. More κh κg √ 1,1 (0, 1)
E(ρL , 1) = √ xH1,1 x
importantly, capitalizing on the versatility of the Fox’s H ln(2) ρL 0 (0, 1)
 r 
distribution and the generality of the Fox’H transform theory, x
Hme 1 +1,en1 −1
c
e (δ1 −∆1 , ∆1 )pe1 , (0, 1) dx,(27)
ρL (−1, 1), (ξ1 − Ξ1 , Ξ1 )qe1
the framework of this paper provides a powerful baseline p
e1 ,e
q1 +1 1

model to build upon to potentially extend the results of this


paper to many other directions. Without any pretention of which after applying [23, Eq. (2.3)] and [23, Eq. (1.60)] yields
being able to discuss them all due to lack of space, the τ
E(ρL , 1) =
most prominent directions for future works include MIMO and ln(2)
 
cellular networks relying on RISs. Interestingly, the proposed m
e 1 +2,en1 c1 (0, 12 ), (δ1 , ∆1 )pe1 , (1, 1)
e
Hpe1 +1,eq1 +2 √ . (28)
framework not only promotes general generic fading channels, ρL (0, 1), (0, 12 ), (ξ1 , Ξ1 )qe1
but also other generalization aspects in terms of path-loss
models (see Section IV), LOS/NLOS propagation and random While the above result reduces to [17, Eq. (24)] in Rayleigh
blockage. fading, it unifies the performance of single-element RIS-
enabled communications in a plethora of fading channels
C. Channel Capacity stemming from the versatile Fox’s H fading model.
When N ≥ 2, a lower bound on the ergodic capacity is
Proposition 3: The RIS-assisted communication channel obtained from (13) after following similar steps as in (28,
capacity defined as thereby yielding
  P 2  PN P
E ln 1 + ρL
N τ e i +2, N
i=1 |hi | |gi | i=1 m n
bi +1
E(ρL , N ) ≥ HPN PNi=1
ln(2) i=1 pbi +2, i=1 qei +2
E(ρL , N ) , ,(23) " Q #
ln(2) N
ci (0, N2 ), (δj , ∆j )pej ,j=1:N , (1, 1)
i=1 e
is obtained as in (25) at the top of the next page. √ N (0, 1), (0, N ), (ξj , Ξj)m .(29)
Proof: The ergodic capacity can be expressed as N ρL 2 e j ,j=1:e
qj

Z ∞ For high SNR, i.e. ρL ≫ 1, and relying on the same rationale


∂Ψ 2 (ρL x)
E= Ei (−x) S dx, (26) leading to Proposition 2, (16) and (22), we show that the
0 ∂x
7

TABLE II
CHANNEL CAPACITY OF RIS-ASSISTED COMMUNICATIONS OVER WELL-KNOWN FADING CHANNEL MODELS

Instantaneous Fading Distribution Channel Capacity E(ρL , N )


Q −1
N h g
i=1 Γ(mi )Γ(mi )
E(ρL , N ) =
ln(2)
 q g

mh
1 m1
 √ρL 
 (1; {− 1 }1:N ), (1; {− 1 }1:N ) : (1, 1), −; . . . ; (1, 1), − 
Nakagami-m Fading [19, Table IIV]: 0,1:2,1,...,2,1  .. 
H2,1:1,2,...,1,2 
2 2 
q . (1; 1, . . . , 1) : {ξ1 , Ξ1 }; . . . ; {ξN , ΞN } 
 mh mg 
N N

ρL
1 g 1
{ξi , Ξi } = (mhi , ), (mi , )
2 2
Q −1
N h g
i=1 Γ(µi )Γ(µi )
E(ρL , N ) =
ln(2)
q g

η1hη
1
 √ 
 ρL
α-µ Fading [19, Table IIV]: 0,1:2,1,...,2,1  .. (1; {− 1 }1:N ), (1; {− 1 }1:N ) : (1, 1), −; . . . ; (1, 1), − 

H2,1:1,2,...,1,2  2 2 
q . (1; 1, . . . , 1) : {ξ1 , Ξ1 }; . . . ; {ξN , ΞN } 
 ηh ηg 
1 1

ρL
1 1
{ξi , Ξi } = (µh
i, ), (µgi , g )
αhi αi
Q −1
N
i=1 Γ(mgsi )Γ(mgi )Γ(mh h
si )Γ(mi )
E(ρL , N ) =
ln(2)
 s
g

mh m
1 1
 h mg
ms 
s
 √ 1 1 
 ρL

 . (1; {− 1 }1:N ), (1; {− 1 }1:N ) : (1, 1), {δ1 , ∆1 }; . . . ; (1, 1), {δN , ∆N } 
0,1:2,3,...,2,3  .. 
H2,1:3,2,...,3,2 
2 2 
Fisher-Snedecor F [18, Eq.(3)]: v (1; 1, . . . , 1) : {ξ1 , Ξ1 }; . . . ; {ξN , ΞN } 
u mh m
g 
u 
 t mh
N N
s m
g
s

N N

ρL
1 g 1
{δi , ∆i } = (1 − mh si , ), (1 − msi , )
2 2
h 1 g 1
{ξi , Ξi } = (mi , ), (mi , )
2 2
Q −1
N h h g g
i=1 Γ(mi )Γ(κi )Γ(mi )Γ(κi )
E(ρL , N ) =
ln(2)
 q h h g g 
m1 κ1 m1 κ1
 √ 
 ρL
Generalized K [19, Table IIV]: 0,1:4,1,...,4,1  .. (1; {− 1 }1:N ), (1; {− 1 }1:N ) : (1, 1), −; . . . ; (1, 1), − 

H2,1:1,4,...,1,4  2 2 
q . (1; 1, . . . , 1) : (ξ1 , Ξ1 )p11 ; . . . ; (ξN , ΞN )pN 
 mh κh mg g
κN

N N N

ρL
1 g 1 h 1 g 1
{ξi , Ξi } = (mh
i , ), (mi , ), (ki , ), (ki , )
2 2 2 2

ergodic capacity of N elements RIS-assisted communica- IV. P ERFORMANCE OF L ARGE -S CALE RIS D EPLOYMENT
tions increases with the rate ln(N 2 ρL ). Indeed, under the
assumption that Ξti (ξlj + k) 6= Ξlj (ξti + k ′ ), i 6= j, i, j = In order to evaluate the efficiency of large scale deployment
fl , l 6= t, l, t = 0, 1, . . . , N, k, k ′ = 0, 1, 2, . . ., then
1, . . . , m of RIS, it is curial to select an appropriate model for the
only the poles of Γ(s) and Γ(N s/2) in (13) coincide with path-loss experienced by the received signal through RIS-
order 2. Moreover, since min{0, ζl } = 0, l = 1, . . . , N , then assisted communications. Recently, the authors of [12] stipu-
according to [28, Eq. (1.8.13)] a scaling rate of ln(N 2 ρL ) is lated that the transmitter-RIS-path loss scales as N 2 (d+ r)−α ,
obtained in the high SNR regime. where d and r are the BS-IRS, and IRS-receiver distances,
respectively, and α is the path-loss exponent. In what follows,
we consider a homogeneous binomial point process (BPP)
[29] Φ, with M transmitting RISs uniformly distributed in
8

 α √ 
c1 R 2
e ρt

X  α
M−1  d− 2 
M −1  .. (−1 − 2k; α2 , . . . , α2 ) : A 
e N ) = 2M τ
Π(ρ, (−1)k H0,1:
0,2:e
m
e 1 ,e
p1 ,e
n1 ,...,m
q1 ,...,e
e N ,e
pN ,e
qN
nN
 .

(0; 1, . . . , 1), (−2 − 2k; , . . . , ) : B
α α , (32)
k  α √ 2 2 
k=0 e
cN R 2 ρt
α
d− 2

Π(ρ, ē N )
e N ) ≤ Π(ρ, = τ Γ(M + 1)
 !N N 
PN PN √ Y
ρt α
(0, N 4 ), (1, 1), (δj , ∆j )pej ,j=1:N
i=1 m
e i , i=1 n
bi +2
×HPN P
bi +2, N

−α
ci
e α
. (34)
i=1 p i=1 q
ei +2
(Rd) 2
N (ξj , Ξj)me j ,j=1:N , (0, 1), (ξj , Ξj)qej ,j=1:N , (−M, N 4 )
i=1

n o
ξlj
the distance range [0, R] form the user. Assuming that each ζl = min Ξlj . Then, after some manipulations, we
j=1,...,m
fl
receiver can be connected to its nearest RIS and denoting obtain
e N ) = E {Π(ρ, N )} as the spatial outage averaged over
Π(ρ,  P 
the distribution of the RISs random locations, then the outage τ Γ(M + 1)Γ 1 + α4 N i=1 ζi
probability of a typical receiver located at the origin is given e N) ≈ 
Π(ρ,   
PN PN
by Γ 1 + i=1 ζi Γ 1 + α4 i=1 ζi + M
Z R  √   !ζi  PN
e −1 Ψ(s) ρt N
Y
Π(ρ, N ) = L , fr (x)dx. (30) c
e i i=1 ζi

0 s (d + x)− 2
α
×  Θi (ζi ) −α
 ρ t
2
. (35)
i=1 (dR) 2

where the fr (x) is the nearest neighbor distance pdf in BPP


given by [29] The result in (35) illustrates that the outage probability is a
  x 2 M−1  x 2 monotonically increasing function of the serving distance d
2M
fr (x) = 1− , 0 < x < R. and R (Note that ζi > 0, i = 1, . . . , N ). Moreover, (35) shows
x R R
(31) that increasing M provide sustainable performance gain by
For sake of a tractable solution to (30), we assume that at least considerably reducing the outage probability.
one of the transmitters and the receivers is in the surface far- Corollary 6 (RIS Deployment Scaling Laws): For RIS-
field. While such an assumption is more applicable in indoor assisted communication networks with M spatially distributed
communication scenarios with users close to the walls and RIS, the outage probability has the following scaling law
every wall covered by an IRS (far-field transmitter), Another
potential case is to use the IRS as a MIMO transmitter where Π(ρ, N ) ≤ τ
M→∞
a single-antenna transmitter near an IRS can be jointly config- " √ !N N
ured to act as a MIMO beamforming array (far-filed receiver).
PN P
e i, N ρt Y
i=1 m i=1 n
bi +2
×HPN P N −α
ci
e
Accordingly, assuming that d ≫ r, we have (d + r)−α/2 ≃ p
b
i=1 i +2, i=1 q
ei +1
(Rd)2
M 4N
α
i=1
d−α/2 r−α/2 . Using such separate multiplicative representation #
(0, N α ), (1, 1), (δj , ∆j )pej ,j=1:N
of distances recall for the previously analyzed outage scaling 4 .(36)
(ξj , Ξj)qej ,j=1:N , (0, 1)
rates in (16) and (17). Subsequently, using (30), we obtain the
outage probability expression as shown at the top of the next
page, where A = (1, 1), (δ1 , ∆1 )pe1 ; . . . ; (1, 1), (δN , ∆N )peN Proof: The result follows from using the representation
and B = (ξ1 , Ξ1 )qe1 ; . . . ; (ξN , ΞN )qeN . of the involved Fox’s H-function in terms of Mellin-Barnes
Γ(M+1) Nα
Proof: From (30) and (9) and applying the binomial expan- integral in (34), then applying lim Γ(1+M−N α = M − 4 s.
M→∞ 4)
sion [30, Eq. (1.111)] in (31), the outage probability Π(ρ, e N) Finally, recalling [23, Eq. (1.2)] yields the scaling law of the
follows from [23, Definition A.1] after some manipulations. outage probability as in (36).
To better understand the trade-off between M and N , a In the same way as the asymptotic outage in (16), we can
simpler upper bound expression on the outage probability in easily prove that in far-field RIS-assisted communications, the
(32) is obtained from (13) and (31) as array gain preserves its quadratic scaling with N , while grows
Z 1   with M α/2 , where M is the RISs number. This implies that
ē (a) M−1 ρ
Π(ρ, N ) = M (1 − x) Π̄ √ , N dx, (33) RISs benefit more from increasing their elements number, than
0 (dR x)−α
increasing their density in the network. It is interesting to note
where (a) follows from letting x = (r/R)2 and applying [23, that when α increases, which is the case of heavily shadowed
Eq. (2.53)], thereby evolving to (34) shown at the top of the environments with (3 < α ≤ 5) and obstructed in building
next page. Similar to (14), the asymptotic outage probabil- (4 < α ≤ 6) environments, although the RIS network benefits
ity of BPP distributed RIS-assisted networks is obtained by more form increasing M , it does not mean that it will achieve
evaluating the residue at the points ζl = (ζ1 , . . . , ζN ), where a higher SNR when M is large.
9

V. N UMERICAL R ESULTS 100

In this section, we investigate the performance of the RIS-


aided networks and verify our analytical results for the outage 10-1

probability and ergodic capacity by Monte-Carlo simulation.


The multivariate Fox’s H-function in all the previously ob-
tained expressions is numerically evaluated using an efficient 10-2

portable implementation code provided in [20], [31]. Unless


otherwise stated, the SNR threshold is set to ρ = 0 dB.
Fig. 1 shows the outage probability vs the average transmit 10-3
SNR for several values of N under Nakagami-m fading
with mgi > mhi , i = 1, . . . , N , with min {mhi } = 0.5.
i=1,...,N
Specifically, the proposed outage exact expression in (4) and 10-4
-10 0 10 20 30 40 50
its high SNR counterpart in (18) are plotted together with
the exact Monte-Carlo simulations. Several observations are
gained: i) Our analytical results in (4) exactly match with Fig. 2. The outage probability vs the average transmit SNR in α-µ fading.
the simulation results, which confirms the accuracy of our
analysis; ii) For different RIS elements count N , we notice 9

that the outage decreases at a rate of ρ−N


L , where ρL is the
average transmit SNR. This has been analytically proved in 8

(18); iii) The figure shows that the total channel gain grows 7

as N 2 with the RIS, which is consistent with the respective


6
far-field approximations.
5

4
100

10-1
2

10-2
0
-10 -5 0 5 10 15 20

10-3

Fig. 3. The average capacity versus the average transmit SNR in Nakagami-m
fading.
10-4

Fig. 4 depicts the ergodic capacity of a singe-element RIS-


-20 -15 -10 -5 0 5 10 15
assisted communication using (28). In the legend, we have
identified some particular fading distribution cases that simply
Fig. 1. The outage probability vs the average transmit SNR in Nakagami-m stem from the general Fox’s H function fading model. The
fading. latter, includes as special cases generalized-K with heavy
(κ = 0.5) and moderate (κ = 1.5) shadowing, Nakagami-
Fig. 2 shows the outage probability vs the average SNR m, Rayleigh (m = 1), and α-µ fading models, to name
over α-µ fading evaluated using Table I. For a given N , a few (see Table II, [19]). It is worthy to note that such
− N αµ result is totally new and generalises and unifies all previous
the outage probability decreases with ln(ρL )2N −1 ρL 2 in
i.i.d. α-µ fading which confirms Corollary 2. However in results pertaining to single-element RIS performance ([17] and
i.ni.d. α-µ fading the outage probability decreases at a rate references therein).
min
i=1,...,N
αi µi
In fig. 5, we investigate the performance of RIS deployment

of ρL 2
, which corroborates (14). using (32) under different number of RISs M and pathloss
Fig 3 illustrates the ergodic capacity of RIS-assisted com- exponent α. It is observed that both N and M improve the
munications over Nakagami-m fading for different reflective system performance. Yet, interestingly, it is more beneficial
RIS elements number N . Importantly, our analytical results to assemble more elements into fewer RISs, in order to
in Table II exactly match with the simulation results, which maximise the RIS-enabled network outage performance. The
confirms the accuracy of our analysis. Fig. 3 demonstrates performance gap reduces asymptotically but will not vanish,
that increasing the RIS elements count definitely benefits the which is consistent with Corollary 6. This is mainly due to the
ergodic capacity, while the capacity improvement diminishes prominent SNR quadratic scaling with N , thus resulting in a
as the number of elements grows large. significant throughput improvement for nearby users, whose
10

5
the capacity when fewer RISs are deployed each with more
4.5 reflecting elements. The obtained results could provide helpful
guidance for the network deployment and application of RIS
4
technology in future wireless networks.
3.5

3
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