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NEW RESEARCH

Caregiver Burden as People With


Autism Spectrum Disorder and
Attention-Deficit/Hyperactivity Disorder
Transition into Adolescence and Adulthood
in the United Kingdom
Tim Cadman, Ph.D., Hanna Eklund, B.A., Deirdre Howley, M.Sc.,
Hannah Hayward, M.Sc., Hanna Clarke, H.S., James Findon, B.Sc.,
Kiriakos Xenitidis, M.D., FRCPsych., Declan Murphy, M.D., FRCPsych,
Philip Asherson, M.B.B.S., MRCPsych, Ph.D., Karen Glaser, Ph.D.

Objective: There is increasing recognition that autism spectrum disorder (ASD) and attention-
deficit/hyperactivity disorder (ADHD) are associated with significant costs and burdens.
However, research on their impact has focused mostly on the caregivers of young children;
few studies have examined caregiver burden as children transition into adolescence and young
adulthood, and no one has compared the impact of ASD to other neurodevelopmental
disorders (e.g., ADHD). Method: We conducted an observational study of 192 families
caring for a young person (aged 14 to 24 years) with a childhood diagnosis of ASD or ADHD
(n ⫽ 101 and n ⫽ 91, respectively) in the United Kingdom. A modified stress-appraisal model
was used to investigate the correlates of caregiver burden as a function of family background
(parental education), primary stressors (symptoms), primary appraisal (need), and resources
(use of services). Results: Both disorders were associated with a high level of caregiver
burden, but it was significantly greater in ASD. In both groups, caregiver burden was mainly
explained by the affected young person’s unmet need. Domains of unmet need most associated
with caregiver burden in both groups included depression/anxiety and inappropriate
behavior. Specific to ASD were significant associations between burden and unmet needs in
domains such as social relationships and major mental health problems. Conclusions: Ad-
olescence and young adulthood are associated with high levels of caregiver burden in both
disorders; in ASD, the level is comparable to that reported by persons caring for individuals
with a brain injury. Interventions are required to reduce caregiver burden in this population.
J. Am. Acad. Child Adolesc. Psychiatry, 2012;51(9):879 – 888. Key Words: caregiver burden,
autism spectrum disorder, attention-deficit/hyperactivity disorder

N
eurodevelopmental disorders such as to the U.K. economy of supporting children with an
autism spectrum disorders (ASD) and ASD is approximately £2.7 billion ($4.4 billion) each
attention-deficit/hyperactivity disorder year, and the cost of supporting adults is much
(ADHD) are of increasing concern, given their high higher ($40.4 billion each year).1 Moreover, al-
cost to health services, individuals, and families. though ASD and ADHD are often thought of as
For example, recent estimates suggest that the cost childhood disorders, both can persist into adoles-
cence and young adulthood. Approximately 96%
of those diagnosed with an ASD as children still
This article is discussed in an editorial by Dr. Alice R. Mao on warrant diagnosis in young adulthood.2 The figure
page 864.
is lower for ADHD, with persistence rates esti-
Clinical guidance is available at the end of this article. mated between 15% and 65%, depending on the
diagnostic criteria used.3

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Not only do symptoms persist among young children cared for in the family20 are associated
people (adolescents and young adults) with with burden. There is conflicting evidence on
these disorders—they also retain significant the association between the severity of autism
impairments. For example, most young people symptoms and caregiver burden once these
with an ASD show continued impairments in family background and young person charac-
daily living skills, communication, social inter- teristics are taken into account. One study
action, employment, and education.4-7 Young found that autism behaviors were associated
adults with ADHD tend to achieve greater with parental stress,20 whereas others found no
independence than their peers with ASDs, but association.21,22 Similarly, the evidence for a
are still more likely than the general population significant role of learning (intellectual) dis-
to be unemployed,8 to experience more fre- ability in ASD is mixed. Some found that
quent job losses,8,9 to underachieve in educa- learning disability is associated with higher
tion,10 to experience instability in emotional levels of caregiver burden,23,24 whereas others
relationships10,11 and to display antisocial reported the opposite.22 Comorbid psychiatric
behaviors.12-14 problems were not found to be associated with
Even though symptoms and impairments burden once other child characteristics were
continue among young people with ASD and taken into account.23 In contrast, the few stud-
abcd ADHD, few services exist to support ies investigating burden among those caring
individuals with these disorders through for young children with ADHD consistently
adulthood.15-17 In addition, as these conditions reported that ADHD symptomatology, includ-
have been found to be underdiagnosed among ing both inattentiveness and hyperactivity/
young adults18,19 many are likely to remain impulsivity, is associated with greater bur-
solely reliant on family and friends for assis-
den.25-27 Hence, prior evidence suggests that
tance. Thus, the situation for most young peo-
factors other than disease severity (such as
ple with an ASD or ADHD is that they continue
maladaptive behavior) may be more important
to experience symptoms and impairment, but
for caregiver burden in ASD than ADHD.
have limited support from services, and so rely
However, family background and young per-
on families. However, to date, most prior stud-
son characteristics are only two components of
ies of caregiver burden have largely focused on
the stress process; also relevant are the caregiv-
caregivers of young children. Little research
er’s appraisal of care needs, and use of re-
has examined the impact on families caring for
sources.28 Two studies found no association be-
adolescents and young adults with ASD (and,
to our knowledge, no studies have investigated tween use of services and burden with children29
this issue among individuals with ADHD in this and adults with ASD,30 whereas a study of
age group). Nevertheless, the few studies that children with ADHD found that the use of com-
are available on ASD have reported high levels munity resources was associated with increased
of caregiver stress and burden, and this was stress.26 The caregiver’s appraisal of met and
greater than in parents caring for adults with unmet need is important, as it may significantly
other disabilities such as Fragile-X syndrome contribute to their perceived burden. Neverthe-
and Down syndrome.20,21 less, no studies have investigated this relation-
However, to devise appropriate interven- ship in the caregivers of young people with ASD
tions, it is necessary to also identify the factors or ADHD.
associated with burden (i.e., it is not just the In summary, few studies have investigated the
amount of burden that is important, but also correlates of burden among those caring for
what drives the burden). The research that young people with these disorders. Moreover, to
does exist on caregiver burden and well-being our best knowledge, no studies have compared
among those caring for a young person with an levels of burden between young people with
ASD has focused primarily on family back- ASD and ADHD. Hence, we used a modified
ground factors and young person characteris- stress appraisal model28 to examine the correlates
tics. Of these, maladaptive behavior,21-23 physical of caregiver burden in these two groups and,
health problems,22,24 maternal education,20,23 specifically, the relationship between burden and
whether or not the young person lives at reported level of symptoms, needs, and service
home,23 and the number of other disabled use.

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CAREGIVER BURDEN IN ASD OR ADHD AT TRANSITION

METHOD ical and social impact of caring and asks respondents


to rate the extent to which they agree or disagree with
Sample
statements regarding their feelings about the results of
We included 192 families consisting of young people
caring on a five-point scale, with possible responses
aged 14 to 24 years (n ⫽ 87 with ASD and n ⫽ 86 with
ranging from 0 (“never”) to 4 (“nearly always”). A
ADHD) and their parents (mostly mothers; n ⫽ 101
total score (0 – 48) was calculated by summing the
with ASD and n ⫽ 91 with ADHD). Families were
recruited through their child’s childhood clinical diag- scores for each question. This short-form version of the
nosis of an ASD or ADHD from Community Adoles- scale has been shown to have excellent reliability and
cent Mental Health Services (CAMHS) and adult clin- validity.36
ics, charities, and research databases that form part of To investigate the correlates of caregiver burden,
our clinical research networks. Clinical diagnosis of the analyses presented used variables that best cap-
autism was confirmed in all cases using the Autism tured the components described above and that had
Diagnostic Interview—Revised,31 and ADHD (com- previously been found to be significant.23,26 Family
bined type) was defined using the DSM-IV criteria. As background characteristics included parent education
participants in the ADHD group were originally re- and occupation and whether a parent provided care
cruited for the International Multi-Centre ADHD Ge- for anyone else.
netics (IMAGE) project, they were excluded if they had Primary stressors included measures of ASD and
been diagnosed with autism, epilepsy, general learn- ADHD symptoms, learning disability, as well as an
ing difficulties, brain disorders, or any genetic or indicator of other psychological comorbidities. Cur-
medical disorder associated with externalizing behav- rent severity of ASD symptoms were captured using
iors that might mimic ADHD based on both history the Autism Quotient–Informant version with scores
and clinical assessment. over 32 indicating an ASD.37 To measure ADHD
symptoms, both parents and young people completed
the Barkley Informant Rating Scale for adults with
Measures scores of 6 or greater defined as exceeding the DSM-IV
Face-to-face structured interviews and self-completion threshold and thus being clinically significant.38
questionnaires were administered to both the affected Learning disability (i.e., intellectual disability)
young persons and their parents. We used Casado and was based on parental reports of any medical diag-
Sacco’s modified stress appraisal model28 to investi- noses that the young person had received. Young
gate the correlates of caregiver burden. The model persons were recorded as having a learning disability
includes the following components as potential corre- if it was reported by their parents, or if they were
lates of caregiver burden: family background char- referred to the study by a clinician who indicated the
acteristics (parental education); primary stressors presence of a learning disability.
(ADHD or ASD symptoms, learning disability, and As persons with ASD frequently have significant
measures of psychiatric comorbidities); a primary ap- difficulties with self-report of psychological symptoms
praisal (a measure of need); and resources (use of in this group, information on psychological comorbidi-
services). This model was based on the stress appraisal ties was assessed using the informant version of the
model of Yates et al.32 incorporating the two main Strengths and Difficulties Questionnaire (SDQ).39 The
theories regarding caregiver burden: the appraisal SDQ is a screening questionnaire for mental health
model,33 and the stress process model.34 The stress problems containing five subscales comprising 5 items
appraisal model of Yates et al32 consisted of five each: conduct problems, emotional symptoms, hyper-
components: primary stressors (e.g., level and type of activity, peer problems, and prosocial behavior. The
disability); primary appraisal (the caregiver’s subjec- SDQ has good psychometric properties40 and has been
tive appraisal of care need); resources (individual and shown to be effective in identifying individuals with
societal resources that may affect the stressor such as conduct– oppositional disorders, anxiety– depressive
the level of formal help); secondary appraisal (often disorders, and hyperactive–inattentive disorders.41
measured as caregiver burden); and outcome (psycho- The SDQ has also been used in studies with older
logical well-being). Casado and Sacco28 altered this adolescents42,43 and adults.44
model by adding a family background component In contrast, individuals with ADHD do not typi-
from Pearlin’s34 stress process model (family socio- cally show the same level of difficulties describing
demographic background) and by conceptualizing symptoms. Hence, for the ADHD group, the Clinical
caregiver burden as an outcome. Thus, we propose Interview Schedule–Revised (CIS-R) was used to as-
that family background, the young person’s level of sess psychological comorbidities.45 It is a standard-
symptoms and psychological comorbidities, parental ized, valid, and reliable structured diagnostic instru-
perceptions regarding the need for care, and resources ment used for rating comorbid psychiatric symptoms
lead to perceptions of burden. across 14 domains (e.g., anxiety, depression) and has
Caregiver burden was measured using the Zarit been widely used in both clinical and the general
Burden Interview–12 Item.35 It captures the psycholog- population.46,47 A total score of 12 or more is regarded

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as clinically significant.45 This instrument was not developmental groups. Sequential linear regression
deemed to be appropriate for use with young people models of the correlates associated with caregiver
with ASD, as there is no informant version.45 burden were conducted for both groups separately
The caregiver’s primary appraisal of caregiving and the combined sample using SPSS version 18.0
need for both disorders was captured using the Cam- (SPSS Inc, Chicago, IL). As different measures of
berwell Assessment of Need for Adults with Develop- psychiatric comorbidity and symptomatology were
mental and Intellectual Disabilities (CANDID-R).48 It used for ASD and ADHD, for the combined model two
assesses needs across 25 domains, including social, new variables were derived indicating whether the
physical, mental health, self-care, and practical needs. cut-off score was reached on the respective measure
As caregiver perceptions are an important component (SDQ/CISR and AQ/Barkley), with participants
of the stress process,28 both caregiver and self-rated coded as 1 if they met cut-off, and 0 if not. Finally, to
assessments of need were included. investigate which specific needs were associated with
In relation to resources, we conceptualized this as caregiver burden, point-biserial correlations were cal-
the young person’s use of services. To capture service culated. The following procedure was used to account
use we used a modified version of the Client Services for missing data. For cases in which less than 10% of
Receipt Inventory (CSRI).49 responses were missing from a given measure, the
value was imputed from the mode of the answered
questions. For example, if answers to three questions
Data Analysis were missing on the AQ, their value was imputed from
Two-tailed t tests and ␹2 tests were used as appropri- the mode of the other 47 responses. If more than 10%
ate to examine differences in the key sample charac- of answers were missing from any outcome measure,
teristics and study variables between the two neuro- all data for that caregiver–young person pair was

TABLE 1 Descriptive Characteristics of Study Sample and Variables Autism Spectrum Disorder (ASD; n ⫽ 89) and
Attention-Deficit/Hyperactivity Disorder (ADHD; n ⫽ 81)
ASD ADHD

Variable % Mean (SD) Range % Mean (SD) Range Significance Test

YP age 17.57 (2.87) 14–24 17.47 (2.28) 14–22 df ⫽168, t ⫽ 0.26


YP male 92 89 df ⫽ 1, ␹2 ⫽ 0.52
PR age 49.02 (5.89) 38–64 47.60 (5.44) 36–59 df ⫽ 167, t ⫽ 1.65
PR female 93 96 df ⫽ 1, ␹2 ⫽ 0.33
YP education df ⫽ 2, ␹2 ⫽ 1.67
Full-time 67 57
Part-time 8 9
Not in education 25 35
PR education df ⫽ 1, ␹2 ⫽ 12.58***
Low 38 65
High 62 35
YP accommodation df ⫽ 1, ␹2 ⫽ 0.19
Family home 90 88
Other 10 12
YP AQ symptoms 35.56 (5.54) 22–46
YP ADHD symptoms 10.63 (4.73) 0–18
YP learning disability 15 0
YP SDQ total 20.51 (7.04) 4–36
YP CISR 7.85 (6.34) 0–29
YP total needs 9.90 (3.55) 0–18 5.01 (3.12) 0–14 df ⫽ 168, t ⫽ 9.51***
Met 6.58 (2.72) 0–12 2.60 (2.31) 0–11 df ⫽ 167.26, t ⫽ 10.31***
Unmet 3.31 (2.89) 0–11 2.41 (2.23) 0–9 df ⫽ 163.70, t ⫽ 2.30*
YP in contact with services 58 56 df ⫽ 1, ␹2 ⫽ 0.14
Zarit Caregiver Burden 22.66 (8.84) 4–41 17.80 (9.18) 0–38 df ⫽ 168, t ⫽ 3.52**

Note: AQ ⫽ Autism Quotient; CISR ⫽ Clinical Interview Schedule—Revised; PR ⫽ parent; SDQ ⫽ Strengths and Difficulties Questionnaire; YP ⫽ young
person.
*p ⬍ .05, **p ⬍ .01, ***p ⬍ .001.

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excluded from the analysis. The final sample size used previously been diagnosed with a learning
in our analysis was 89 parents and 77 young persons disability, compared with none of the ADHD
with ASD, and 81 parents and young persons with group. In terms of psychiatric comorbidities, the
ADHD. mean SDQ score for the ASD group was 20.51
(SD ⫽ 7.04), with 70% scoring in the abnormal
range (⬎16). Of the autism group, 55% also
RESULTS scored in the abnormal range on the hyperactiv-
Sample Characteristics ity subscale of the SDQ (⬎6). The mean CIS-R
Young persons in the two groups were similar in score for the ADHD group was 7.85 (SD ⫽ 6.34),
age, gender (⬃90% male), education (⬃70% in with 27% of the ADHD group scoring 12 or
education), and accommodation (⬃90% lived at greater, indicating the presence of a common
home) (Table 1). Caregiver socio-demographic mental disorder.
characteristics in the two groups were also Need, our measure of primary appraisal, also
broadly similar. All of the caregivers were either showed significant differences between the two
a biological or an adoptive parent. Caregivers groups, with the needs of those with an ASD (as
from the two samples showed similar gender and rated by caregivers) being significantly higher
marital status distributions (72% ASD were mar- (mean ⫽ 9.90, SD ⫽ 3.55, ASD vs mean ⫽ 5.01,
ried versus 78% of ADHD, ␹2 ⫽ 0.77, p ⫽ .38). In SD ⫽ 3.12, t ⫽ 9.51, p ⬍ .001). We used service
addition, approximately 35% of parents in both use to conceptualize resources; there was little
groups provided care for someone else aside difference in this indicator between the two
from their child with ASD/ADHD (␹2 ⫽ 0.28, p ⫽ groups; 58% of the ASD group and 56% of the
.60). Caregivers from the two samples were also ADHD group were currently being seen by
comparable in terms of age (mean ⫽ 49.02, SD ⫽ health services.
5.89 ASD versus mean ⫽ 47.6, SD ⫽ 5.44, t ⫽ 1.65, Tables 2 to 4 present the sequential multiple
p ⫽ .10). There were, however, significant differ- regression models used to examine the correlates
ences in occupation of the two caregiver groups; of caregiver burden. Separate models were pro-
parents of ASD were in higher occupational duced for each condition, as well as a model
groups (managerial/professional and associate combining both conditions. Variables represent-
professional/administrative) (55% ASD versus ing family background characteristics (parental
42% ADHD, ␹2 ⫽ 12.54, p ⫽ .01). education) were first entered into the model,
followed by those capturing primary stressors
Caregiver Burden and Study Variables (symptoms, learning disability for ASD, and psy-
Caregiver burden was high in both groups, but it chiatric comorbidities), primary appraisal (need)
was significantly higher in the ASD group than in and resources (use of services). For both samples,
ADHD (mean ⫽ 22.66, SD ⫽ 8.84 ASD versus caregiver-rated need was a significant correlate
mean ⫽ 17.80, SD ⫽ 9.18 ADHD, t ⫽ 3.52, p ⫽ of burden even after other factors were con-
.001). Family background (parental education) trolled for (Tables 2 and 3). In addition, once
was significantly different, with 62% of parents in need was controlled for severity of disorder
the ASD group being in the highest educational symptoms were no longer a significant predictor
category compared with 35% in ADHD (␹2 ⫽ of burden for ASD but they remained significant
12.58, p ⬍ .001). Primary stressors (i.e., symp- for ADHD (Table 3, Model 3). Conversely, al-
toms, learning disabilities, and psychiatric co- though psychiatric comorbidites were a signifi-
morbidities) also showed significant differences cant predictor of burden for ASD, they were not
between the two groups. The mean current se- for ADHD. Given that approximately half of the
verity of ASD as measured by AQ score for the ASD group also met the threshold on the SDQ
ASD group was 35.56 (SD ⫽ 5.54), with 73% of hyperactivity scale, we also investigated whether
this group showing AQ scores above the sug- ADHD symptomatology was associated with
gested cut-off of 32. The mean Barkley current burden for the ASD group. When the SDQ hy-
symptom score for the ADHD group was 10.63 peractivity subscale was included as a separate
(SD ⫽ 4.73). Using a cut-off of greater than 5 on variable in the model (along with a variable
the Barkley, 58% met threshold for inattentive- comprising the total score from the other three
ness, 42% for hyperactivity, and 36% for com- subscales), the hyperactivity subscale was not
bined ADHD. Of the ASD group, 15% had significantly associated with burden.

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TABLE 2 Linear Regression Model for Predictors of Caregiver Burden (Autism Spectrum Disorder [ASD]; n ⫽ 89)
Model 1 Model 2 Model 3 Model 4

Adjusted R2 0.01 0.28 0.35 0.34


F change 0.49 9.56*** 10.37*** 8.61***

ASD B ␤ B ␤ B ␤ B ␤

Correlates (reference groups)


Family background
Parent education (high) ⫺1.36 ⫺0.08 ⫺2.64 ⫺0.15 ⫺2.31 ⫺0.13 ⫺2.44 ⫺0.14
Primary stressor
LD 0.36 0.01 ⫺1.01 ⫺0.04 ⫺0.99 ⫺0.04
ASD Symptoms 0.03 0.02 ⫺0.00 ⫺0.00 ⫺0.00 ⫺0.00
Psychiatric comorbidities 0.70*** 0.56 0.52*** 0.41 0.51*** 0.41
Primary appraisal
Need 0.77** 0.31 0.74** 0.30
Resources
Service use (no service use) 0.86 0.05

Note: LD ⫽ learning disability.


**p ⬍ .01, ***p ⬍ .001.

In the combined model, need and comorbid To further explore the relationship between
psychopathology were significant predictors of need and burden, the models above were run
burden, whereas having a diagnosis of either an with unmet and met need instead of total need
ASD or ADHD was not (Table 4). The models (not shown). Results showed that only unmet
explain 34% of the variance in caregiver burden need was significantly associated with care-
among those caring for a young person with an giver burden. The models using unmet need
ASD (Table 2) in comparison to 23% in the instead of total need accounted for 42% of the
ADHD group (Table 3). Further models were run variance in burden for the ASD group and 26%
for both disorders using the young person’s for the ADHD group. To investigate these
assessment of their needs; however, no relation- results further, additional bivariate correlations
ship was found with parental burden. were calculated between individual CANDID

TABLE 3 Linear Regression Model for Predictors of Caregiver Burden (Attention-Deficit/Hyperactivity Disorder
[ADHD]; n ⫽ 81)
Model 1 Model 2 Model 3 Model 4

Adjusted R2 ⫺0.01 0.16 0.23 0.23


F change 0.20 5.99** 6.97*** 5.75***

ADHD B ␤ B ␤ B ␤ B ␤

Correlates (reference group)


Family background
Parent education (high) ⫺0.30 ⫺0.02 0.29 0.02 ⫺0.26 ⫺0.01 ⫺0.13 ⫺0.01
Primary stressor
ADHD Symptoms 0.69** 0.36 0.48* 0.25 0.44* 0.23
Psychiatric comorbidities 0.34* 0.24 0.29* 0.20 0.28 0.19
Primary appraisal
Need 0.90** 0.31 0.88** 0.30
Resources
Service use (no service use) 1.78 0.10

Note: *p ⬍ .05, **p ⬍ .01, ***p ⬍ .001.

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TABLE 4 Linear Regression Model for Predictors of Caregiver Burden (Autism Spectrum Disorder [ASD] and
Attention-Deficit/Hyperactivity Disorder [ADHD]; n ⫽ 170)
Model 1 Model 2 Model 3 Model 4

Adjusted R2 0.01 0.15 0.29 0.29


F change 2.23 6.79*** 12.25*** 10.87***

B ␤ B ␤ B ␤ B ␤

Correlates (reference group)


Family background
Parent education (high) ⫺2.12 ⫺0.12 ⫺0.14 ⫺0.01 ⫺0.64 0.03 ⫺0.72 0.04
Primary stressor
ASD (ADHD) 2.44 0.13 ⫺1.95 ⫺0.11 ⫺1.72 ⫺0.09
LD 0.05 0.00 ⫺1.77 ⫺0.05 ⫺1.73 ⫺0.05
SDQ ⬎ 16/CISR⬎11 (16/11 or less) 4.87** 0.26 3.16* 0.17 3.15* 0.17
AQ ⬎ 32/Barkley Inn/hyp ⬎ 5 (32/5 or 3.50* 0.18 2.28 0.11 2.15 0.11
less)
Primary appraisal
Need 1.10*** 0.49 1.04*** 0.46
Resources
Service use (no service use) 1.81 0.10

Note: AQ ⫽ autism quotient; CISR ⫽ Clinical Interview Schedule—Revised; Inn ⫽ inattention; hyp ⫽ hyperactivity; LD ⫽ learning disability; SDQ ⫽
Strengths and Difficulties Questionnaire Total Score.
*p ⬍ .05, **p ⬍ .01, ***p ⬍ .001.

items and caregiver burden. Table 5 shows the TABLE 5 Significant Correlations Between Items Rated
individual domains of unmet need that were by Parent as an Unmet Need and Caregiver Burden
significantly correlated with burden in the two (Autism Spectrum Disorder [ASD], n ⫽ 89, and
groups. Unmet needs related to depression/ Attention-Deficit/Hyperactivity Disorder [ADHD],
anxiety, inappropriate behavior, exploitation n ⫽ 81)
risk, aggression/violence, and daytime activi-
Correlation % of Sample
ties were significantly correlated with burden with Zarit Reporting
for both samples. Specific to the ASD sample CANDID Item of Unmet Need (r) Unmet Need
were significant correlations between burden
and unmet needs relating to social relation- ASD
ships, mental health problems, safety of self, Depression/anxiety 0.38** 37
and communication. Exploitation risk 0.36** 20
Major mental health problems 0.35** 11
Social relationships 0.35** 43
Inappropriate behavior 0.33** 25
DISCUSSION Daytime activities 0.31** 25
We explored, for the first time, the levels, and Safety of self 0.29** 10
correlates, of burden among parents caring for a Communication 0.28** 21
young person with ASD or ADHD at transition Sexual expression 0.27* 3
from adolescence and young adulthood and the Aggression/violence 0.24* 14
relationship between caregiver perceptions of ADHD
their child’s need (met and unmet) and their own Exploitation risk 0.32** 14
Aggression/violence 0.29** 14
burden. Caregivers in both groups had very high
Inappropriate behavior 0.28* 30
levels of burden that equate with those caring for
Depression/anxiety 0.27* 11
individuals with very serious medical disorders, Daytime activities 0.25* 20
and there was preliminary evidence that burden
was significantly higher in the ASD group. For Note: CANDID ⫽ Camberwell Assessment of Need for Adults with
example, level of burden among caregivers of Developmental and Intellectual Disabilities.
*p ⬍ .05, **p ⬍ .01.
young persons with an ASD was comparable to

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that for caregivers of persons with acquired brain the need for a holistic approach to assessment
injury, and levels for caregivers of persons with and treatment of young persons; it may be im-
ADHD were comparable to caregivers of those portant to consider not only their own assess-
with dementia.36 ment of needs but also their parents’ perceptions
Similar to previous studies, we found that of needs, as this is significantly associated with
current severity of symptomatology of the core caregiver burden.
disorder is associated with caregiver burden This study has a number of limitations. First,
for ADHD but not ASD,22,27 once other poten- we did not have a direct measure of maladap-
tially relevant factors were controlled for. Con- tive behavior, although it is likely that the
trary to some prior work,23 comorbid psychiat- measures used (e.g., of need and psychiatric
ric symptoms were significantly associated comorbidites) also captured behavioral diffi-
with caregiver burden among the ASD but not culties. Second, our ASD sample appears to be
the ADHD group. Previous studies have also higher functioning than ASD samples that have
found that the presence of physical health been investigated in other studies. For exam-
problems is associated with higher levels of ple, approximately 15% of our sample was
burden.22,24 To examine this, we explored cor- diagnosed with a learning disability, in com-
relations between the CANDID item assessing parison to a prevalence of 56% found by others
physical health needs and caregiver burden; in a population cohort of children.50 Also, there
however, no association was found. Similarly, is increasing recognition that many individuals
there was no relationship between presence of with ASD do not have intellectual disability.
a learning disability and caregiver burden.22,23 Even so, caregivers of these higher-functioning
Given the fact that few specific autism services individuals still describe a very significant
(especially for those who are high functioning) level of burden. Hence, public health policies
are available, our finding that burden is signif- should not assume that relatively higher-func-
icantly associated with comorbid psychiatric tioning ASD individuals and their caregivers
symptoms and needs in the ASD group sug- do not also have significant (and unmet) needs.
gests that autism-specific services targeting Third, the gender balance of the young persons
multiple conditions may be beneficial in reduc- in both the ASD and ADHD samples was not
ing disease burden. representative of the respective populations. A
For both disorders, level of unmet need was a male-to-female ratio of 3.3:1 was reported in a
significant predictor of burden even after other study of children with ASD,50 and a male-to-
potential contributing factors (e.g., symptomatol- female ratio of 1.6:1 was reported in a study of
ogy) were taken into account. This suggests that adults with ADHD.51 By contrast, our samples
it is not just family background factors and had ratios of approximately 9:1. In addition,
primary stressors that contribute to caregiver almost all caregivers in the study were moth-
burden among those caring for a young person ers. Given that studies in ASD and ADHD have
with ASD/ADHD, but also the caregiver’s ap- found having a male child to be associated with
praisal of the level of unmet need. Unmet needs higher levels of burden,22,27 and that levels of
significantly correlated with burden for both dis- burden have been reported to be higher in
orders were depression and anxiety, exploitation mothers rather than fathers52 our results may
risk, inappropriate behavior, and aggression/ overestimate the level of burden in this popu-
violence. Specific to ASD were significant associ- lation. Fourth, whereas a measure of ADHD
ations between burden and unmet needs con- symptomatology was included for the ASD
cerning social contact, major mental health sample (the hyperactivity/inattention subscale
problems, appropriate daytime activities, safety of the SDQ), no corresponding measure of ASD
of self, and communication. Our results suggest symptomatology was included for the ADHD
that targeted interventions to meet the needs of sample. Although the ADHD sample was
young persons with ASD and ADHD in these screened for ASD in childhood, mild autism
domains may also act to reduce caregiver bur- traits could still have been present; however,
den. However, it is important to note that burden we were unable to consider the affect of these
was associated with parental perceptions of un- traits on caregiver burden. Fifth, this initial
met need, not the affected young persons’ per- study was cross-sectional and is therefore able
ceptions of their own unmet needs. This suggests to examine associations of need and caregiver

JOURNAL OF THE AMERICAN ACADEMY OF CHILD & ADOLESCENT PSYCHIATRY


886 www.jaacap.org VOLUME 51 NUMBER 9 SEPTEMBER 2012
CAREGIVER BURDEN IN ASD OR ADHD AT TRANSITION

burden at only one point in time. Future lon-


gitudinal research is required to determine Clinical Guidance
whether input from formal services signifi-
cantly reduces parental burden. Sixth, there • Caregivers of young persons with an ASD and ADHD
was some reduction in sample size because of have very high (and frequently unrecognized) levels of
missing data. As the CIS-R in the ADHD group burden; in ASD, this is comparable to that reported in
was taken from the young person’s interview, people caring for those with a brain injury.
analyses focused on those families with both a • Psychiatric co-morbidities (but not severity of core
parent and young person interview (i.e., of 86 disorder) are a significant source of this burden in
paired interviews, 81 contained complete infor- ASD, whereas the opposite is true in ADHD.
mation). For the ASD group, analyses focused • In both groups, caregiver burden is explained
on the parent interviews, as these contained the mainly by the affected person’s unmet need; yet
necessary measures. The sample size for this there are effective (but unused) treatment
group dropped from 101 to 89 largely because interventions available for these needs.
of missing data on the SDQ. Finally, differences • Specific interventions, using currently available treatments,
in the relationship between comorbidities and that target unmet needs of young persons with ASD and
caregiver burden in the two groups may be due ADHD will reduce caregiver burden.
to differences in the way that this information
was collected, i.e., through self-reports in the
ADHD group using the CIS-R, and through
informant reports in the ASD group using the Accepted June 27, 2012.
SDQ. Drs. Cadman and Murphy, and Ms. Eklund, Ms. Howley, Ms.
Hayward, Ms. Clarke, and Mr. Findon are with the Institute of
This study has shown that caregivers of Psychiatry, King’s College London. Dr. Xenitidis is a consultant psychi-
adolescents and young adults with ASD and atrist with the Neurodevelopmental Disorders Service at the Bethlem
Royal Hospital and the Adult Attention Deficit Hyperactivity Disorder
ADHD experience very high levels of burden. (ADHD) Service at the Maudsley Hospital. Dr. Asherson is with the
Many of the young persons have needs that are Institute of Psychiatry, King’s College London and the Medical Re-
currently unmet by services, and the level of search Council (MRC) Social, Genetic and Developmental Psychiatry
Centre (SGDP). Dr. Glaser is with King’s College London.
unmet need is significantly associated with
The research was funded by the National Institute for Health Research (NIHR)
caregiver burden. These high levels of burden Programme Grants for Applied Research (PGfAR). The authors alone bear
are likely to have an impact on the parents’ responsibility for the collection, analysis, and interpretation of the data.
Funding was also provided by The National Institute for Health Research
health53 and their ability to continue providing Biomedical Research Centre for Mental Health at King’s College London,
care. Interventions to screen for and target Institute of Psychiatry, and South London and Maudsley National Health
depression/anxiety, exploitation risk, inappro- Service Foundation Trust.

priate behavior, and aggression could help to Disclosure: Drs. Cadman, Xenitidis, Murphy, Asherson, and Glaser, and Ms.
Eklund, Ms. Howley, Ms. Hayward, Ms. Clarke, and Mr. Findon report no
reduce burden on caregivers of young persons biomedical financial interests or potential conflicts of interest.
with ASD and ADHD. Interventions to im- Correspondence to Karen Glaser, Ph.D., Department of Social
prove the young persons’ communication and Science, Health and Medicine, King’s College London, Strand,
WC2R 2LS, UK; e-mail: karen.glaser@kcl.ac.uk
social relationships, to provide appropriate
0890-8567/$36.00/©2012 American Academy of Child and
daytime activities, and to treat mental health Adolescent Psychiatry
problems could also act to alleviate burden on http://dx.doi.org/10.1016/j.jaac.2012.06.017
caregivers of individuals with ASD. &

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