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Citation: Najmon, J.C., DeHart, J., Wood, Z., and Tovar, A., “Development of a Helmet Liner through Bio-Inspired Structures and
Topology Optimized Compliant Mechanism Arrays,” SAE Technical Paper 2018-01-1057, 2018, doi:10.4271/2018-01-1057.
Abstract
mechanisms, designed through traditional density-based
T
he continuous development of sport technologies topology optimization techniques. The first mechanism
persistently demands advancements in protective operates with a positive Poisson’s ratio, where the Poisson’s
headgear (helmets) to reduce the risk of head injuries. ratio, in this case, is defined as the displacement ratio between
This paper introduces the development of a new helmet liner, the input and output ports of the compliant mechanism. The
developed through the performance study of two different second mechanism operates with a negative Poisson’s ratio.
design approaches. The first approach is to design liners These different mechanisms are assembled into three different
through the study of biological structures. The second liner arrangements. Liner implementation into the helmet is
approach is to use topology optimization to design an array done by embedding the liner between an inner and outer
of compliant mechanisms. Bio-inspired designs are generated polycarbonate shell, replacing the traditional expanded poly-
through the study of biological micro and macro hierarchical propylene foam liner of a standard sports helmet. Prospective
structures. An emphasis is given on biological mechanisms liners are further developed through a series of ballistic impact
that serve similar concussion reducing functions as a helmet tests to determine the final design and its rubber properties.
liner. Inspiration was draw from bone, animal infrastructures, The final liner is compared against an expanded polypro-
and microscopic skeletal structures. Compliant mechanism- pylene foam liner to appraise the protection capabilities of the
based designs start with the synthesis of two types of compliant proposed liner.
Introduction
In turn, these designs can be studied and used in the creation
I
n recent years, the short and long term effects of sports of an optimized design that is significantly easier to prototype,
related head injuries, like traumatic brain injuries (TBI) test, and implement.
and mild traumatic brain injuries (mTBI), more commonly Designs coached by nature have impacted several indus-
referred to as concussions, have become apparent. A recent tries including, automotive, architecture, and robotics. These
study found that 99% of the brains of deceased National designs are driven by the desire to capture the outstanding
Football League (NFL) players (87% across all levels of play), features and performance seen in biology, and integrate these
were found to have chronic traumatic encephalopathy (CTE), benefits into engineering designs. The study and analysis of
which has been associated with memory and mood impair- biological structures is additionally beneficial as it promotes
ments and dementia [1]. Furthermore, athletes who received a more comprehensive understanding of life, leading to well-
head injuries in the past are more susceptible to mTBIs, inten- rounded research and innovation.
sifying their effects [2]. These facts show the inadequacies in Bio-inspired designs methods for impact-absorbing
traditional approaches to helmet design, and call for disrup- structures have been proposed in the past; however, applica-
tive technologies to escalate helmet safety and alleviate uneasi- tions on helmet liner designs remain scarce [3]. Some of these
ness of head injury prone sports. bio-inspired designs can be seen in attempts to emulate struc-
Since the introduction of commercially available high- tures found in nature that could offer solutions to the circum-
fidelity finite element solvers, like LS-Dyna (LSTC, California), stances faced by certain sports, like football. This work
initial design development has seen a shift towards simulation- expands the relationship between biologically inspired designs
based design over prototype-based design. Testing high- and engineered designs, through the co-designing and
fidelity simulation models allows for increased control of comparison of the two.
design factors, such as loads, materials, and measurements, Properties of bio-inspired materials tend to surpass prop-
while reducing design time and cost. This revolution allows erties of man-made materials making the production and
for the rapid analysis of complex bio-inspired designs without practical application of bio-inspired materials a subject of
being hindered by physical technicalities of manufacturing. increasing interest in a variety of fields [4]. Inspiration for
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structures in this paper drew from a variety of micro and FIGURE 1 Bio-inspired designs: (a) pumpkin, (b) stacked
macro structures found in nature. Repeated cellular units of diatom skeletal, (c) internal Fibonacci spiral, (d) haystack, (e)
bio-inspired structures were created in attempts to reproduce wheel spoke, (f) external Fibonacci spiral, (g) spiral wave, (h)
similar or improved effects to reduce concussions. double helix, (i) hexagonal spring.
The most common multi-impact sports liner material is
expanded polypropylene (EPP) foam. This liner is used in
helmets for football, baseball, and lacrosse, among other
sports. The liner developed in this study aims at replacing this
sports liner. For one-time-impact helmets, such as bike and
horse riding helmets, a non-reusable foam liner is used, typi-
cally expanded polystyrene (EPS). Other less common liners
use thermoplastic polyurethane (TPU), shock absorbing
liquids (SALi), air bladders, buckling columns, and non-
Newtonian fluids [5].
This study presents the development of a bio-inspired
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helmet liner, and a topology optimized compliant mechanism-
based helmet liner. Three bio-inspired designs are created into
liners. Additionally, two compliant mechanisms which are
formed into helmet liners of three arrangements. These liners
are put through a series of tests to determine a liner design
and rubber Shore A hardness. Performance criterion evalua-
tion is discussed and tabulated on all liner designs. The final
liner of this process is compared with a traditional EPP foam
FIGURE 2 Flow-chart of the Bio-Inspired Design Process.
liner to gauge protection performance gains.
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When investigating biological designs to emulate, three cate-
gories were set up for reference: (1) organic mechanisms
directly related to head impact injury prevention, (2) organic
mechanisms and structures directly related to impact energy
reduction, either through material structure or a cushioning
deformation, and (3) miscellaneous structural patterns and
forms that could be utilized.
Examples of head injury reduction mechanism were
found in animals such as bighorn sheep, muskox, and wood- FIGURE 3 (a) Diatom skeletal remains under an electron
peckers. One biological mechanism related to brain injury microscope and a mimicked (b) 3D model made in Zbrush.
reduction that they share, but is more optimized in big horn Example of mimicked natural design.
sheep, is what will be referred to as the bubble wrap effect [6].
It is when, before and during impact, the vascular tree of the
brain has increased blood volume. This effect fulfills the same
general role as the helmet liner being tested. Impact absorbing
structures investigated include primarily sections of compact
bone and spongy bone.
Inspiration found from organic structural patterns came
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Arching Cell Design created with a dense outer layer and porous inner layer.
Osteons (circular pattern), Haversian canals (center of circular
The pattern of Figure 4 will be referred to as the arching cell patterns), and the spongy bottom bone layer, see in Figure 6,
design. This design is focused primarily on the cell neighbors were observed and implemented.
providing resistance when deforming. It is loosely inspired by There were attempts to tailor the Poisson’s ratio by
the organization of cells in leaves, and has a loose hexagonal creating designs with connecting perforations that represent
pattern with the top and bottom hexagons being cut into by alternating layer spirals. The Osteon-like alternating direc-
the arch that separates the cells. The space added in-between tions of separated spiral columns inspired the interlocking ‘S’
each arch provides deformation that pushes the arches into pattern. This attempts to modify the Poisson’s ratio by leaving
one another. Input force is intended to deform the lower half room for a compressive force to press each inner circle down-
of the design as the top and middle hexagons cannot further wards. The perforated curves connect each sphere to its
deform once the arches meet. The volume fraction of the neighbor as shown in Figure 7. The volume fraction of the
arching cell design is 59%. bone inspired design is 68%. Figure 8 shows liner assemblies
for the three bio-inspired designs.
Spiral Design
The pattern of Figure 5 will be referred to as the spiral design FIGURE 6 Structure of compact bone. a) Osteons, b)
in this paper. This pattern was primarily inspired by the
periosteum, c) interstitial lamellae, d) trabeculae of spongy
bubble wrap effect, caused by the vascular tree in the brain
bone, e) central canal, f) perforating canal,
being engorged with blood. The circle, that the interlocking
(Pearson Education).
spiral pattern creates, represents the veins. Spirals were chosen
with the assumption that they would work well in maintaining
a uniform deformation under impact. The internal spirals
were added as a packing measure with the goal of reducing
impact deformation through the binding and catching of the
spirals. Each cell is placed next to each other, but are not
rigidly connected with their neighboring cell (except the top
and bottom walls). The volume fraction of the spiral design
is 75%.
structural hierarchy.
FIGURE 8 Liner Assemblies. Top) arching cell liner. Middle) FIGURE 9 a) Positive mechanism and b) negative
spiral liner. Bottom) bone liner. mechanism load and boundary conditions.
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Model Production Process and N i is the neighborhood of the element xi with
Digital production can begin in any file format, but must be volume vi and weight factor H ij . The maximization of MPE
converted to a parametric file suitable for computer aided maximizes the displacement of the output nodes for a given
design (CAD) programs. There are a handful of file types that input force. The sensitivity coefficients of MPE are obtained
can be exchanged between CAD software in general and read with the adjoint method [7]. The optimization problem is
by LS-Dyna such as .igs or .stp. The default file type, used to numerically solved using the method of moving asymptotes
exchange models, for this study was .stp. (MMA) [8]. For this study, all liner performance simulations
Initial designs were either sketched by hand or roughly are carried out in equivalent 2D extruded versions. This was
modelled in 3D programs like Maya (Autodesk, California) done to analyze the performance of different liners and deter-
or Zbrush (Pixologic, California) in order to better grasp the mine which liner is best suited for impact energy management
form and patterns being created. Tested models were made in while maintaining a computationally feasible simulation. The
Geomagic’s Design X (3D Systems, South Carolina) using best candidate was selected for the final design of the liner.
sketch lines to draw a design on a single plane. Sketches were
extruded to a depth of 5mm and exported to .stp file type for
LS-Dyna simulations. Compliant Mechanism
Synthesis
There are two primary designs for compliant mechanisms for
Compliant Mechanism- use in the protective liner. Both function by redirecting an
based Designs incoming radial force to a tangential direction. The first design
for the compliant mechanism redirects forces out from the
point of impact. Holistically, this gives the mechanism a
A topology optimization code was developed capable of positive Poisson’s ratio. This mechanism will be referred to as
synthesizing compliant mechanisms. This code operates the positive mechanism. The second design redirects the
through use of the solid isotropic material parametrization incoming force inwards, translating to a negative Poisson’s
(SIMP) to perform density-based topology optimization [7]. ratio for the mechanism. This mechanism will be referred to
The compliant mechanism design problem is defined as as the negative mechanism.
finding the optimal density distribution x Î R n in a discretized Applying symmetric boundary conditions, only one-
design domain that maximizes the mutual potential energy quarter of the mechanism needs to be optimized. Each
(MPE) resulting from the application of input and output loads problem was ran with a 30×30 mesh. For the positive mecha-
(Figure 9) subjected to a volume constraint v ( x ) . This is nism, an input load was specified in the upper left corner and
find x Î Rn a dummy output load was specified in the lower right corner
of the design domain. Similarly, for the negative mechanism,
MPE ( x ( x ) ) = U ( x ( x ) ) K ( x ( x ) ) U ( x ( x ) )
T
max
2 1
an input load was defined in the upper right corner with a
(1) dummy output load specified in the lower right corner of the
n ( x ( x ) ) = x ( x ) v - v £ 0
T
s.t. design domain. Each load was given a width of 10% of the
{
x Î c , c = x Î Rn : 0 £ x £ 1 , } edge length, to achieve a large enough connection area so that
implementation into the liner was robust. Roller supports were
where xi ( xi ) , i = 1, ¼, n , are the filtered variables applied to the nodes along the left and bottom edges of the
defined by design domain for both mechanisms. Figure 9 shows the
loaded nodes, load orientations, and supports for the positive
xi ( xi ) =
å jÎN i
H ij v j x j
,
and negative mechanisms.
By performing topology optimization on these compliant
å
H ij v j mechanisms we obtain a 2D topology, which can be extruded
jÎN i
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FIGURE 10 Optimized topology for a) positive mechanism FIGURE 12 Simulation of NOCSAE Drop Test Method ND
and b) negative mechanism problems. c) Full positive mechanism 001 on a basic foam-based helmet to determine width of (top
structure. d) Full negative mechanism structure. side) impact area.
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liner with the alternating positive and negative mechanism
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Model Details
The polycarbonate shells are modeled as a simple elastic solid,
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FIGURE 13 Initial ballistic test setup for the positive rise to a high peak acceleration. Therefore, the HIC, a measure
arrangement liner. of the likelihood of a head injury resulting from an impact, is
used to capture the significance of the slope of a resultant
acceleration curve [14]. The HIC is given by
ì é 1 ù
2.5
ü
ï t2
ï
HIC = í( t 2 - t1 ) ê
ïî êë ( t 2 - t1 ) ò t1
a ( t ) dt ú
úû
ý , (2)
ïþmax
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should not be compared with external HIC measures. For this
analysis we use HIC15, which sets the integral’s interval to 15
ms. When t 2 = t1 + 0.015 ms, HIC15 is defined as
ìï 1.5 é
t1 + 0.015
ù
2.5
üï
depth of 5.0 mm, and mass of 70 g. Bio-inspired designs have
their top and bottom surfaces glued to the adjacent sides of
HIC15 = í( 0.015 ) ê
ïî ë ò t1
a ( t ) dt ú
û
ý . (3)
ïþmax
the top and bottom surfaces, respectively. Compliant mecha-
nism designs have their array mechanisms glued to each other, TABLE 1 Bio-Inspired Designs Performance Values.
at their respective output ports, and to the top and bottom
Bio-Inspired Designs Arching Cell Spiral Bone
polycarbonate shells, at their respective input ports.
© SAE International
The bio-inspired designs and compliant mechanisms, Peak Resultant Acceleration 706.9 848.7 876.5
of Impactor ( g )
were both modeled with the simple 2-parameter Mooney-
HIC15 of Impactor 598.6 672.8 655.8
Rivlin rubber model, as vulcanized natural rubber [10]. The
parameters, C10 and C01, are obtained from a correlation Peak Displacement (mm) 4.4 4.1 3.8
study between Shore A hardness and the Mooney-Rivlin
parameters [11]. Shore A hardness is a measure of the hardness FIGURE 14 Deformed Liners at peak impactor
of the material, using the type A scale (typical for softer mate- displacement. Top) arching cell liner. Middle) spiral liner.
rials). A Shore A hardness of 60A was used for the bio-inspired
Bottom) bone liner.
simulations and mechanism arrangement comparison ballistic
test. The mechanism hardness evaluation test compares the
effects of using Shore A hardnesses of 50A, 60A, 70A, and 80A
on the liner’s protection capabilities.
For the baseline simulation, LS-Dyna’s low density foam
model was used to model EPP foam [12]. All simulation vari-
ables not dependent on liner topology and hardnesses were
kept consistent across ballistic tests. This includes timestep
options, hourglass control, contact definitions, initial veloci-
ties, boundary conditions, element formulations, and other
model options. Complete LS-Dyna material model keycards
details can be found in the Appendix.
Performance Evaluation
Criterion
It is widely known that TBIs and mTBIs are linked with the
linear and rotational accelerations experienced by the brain
[13]. Consideration of injurious accelerations are evaluated
through the peak resultant acceleration and the head injury
criterion (HIC) of the impactor.
The peak resultant acceleration of the impactor is the
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For reference, at an HIC15 = 1000, there is 18% probability TABLE 2 Bio-Inspired Designs Performance
of severe head injury, 55% probability of serious head injury, Normalized Values.
and 90% probability of a moderate head injury, for the average Bio-Inspired Designs Arching Cell Spiral Bone Weight
human [15]. While it may seem suitable to analyze liners
Peak Resultant 0.807 0.968 1.000 0.375
through their energy absorption capabilities, these evaluations Acceleration of Impactor
are irrelevant within a simple impact test, as all liners absorb
© SAE International
(g)
all of the initial kinetic energy when the impactor is brought HIC15 of Impactor 0.890 1.000 0.975 0.4375
to a stop (before rebounding). A more relevant evaluation
Peak Displacement (mm) 1.000 0.932 0.864 0.1875
would be to observe how the impact energy is managed within
Weighted Score 0.880 0.975 0.963 --
the array. To this end, the internal energy distribution among
the compliant mechanism array is evaluated through the
mean and standard deviation (SD) of the distribution of each
mechanism’s peak internal energy (PIE). The last performance shows the results of these test simulations. Here, one finds
metric considered is the peak displacement seen by the impac- that the arching cell design is the best overall design. A
tor’s center of mass. Large liner displacements could prove to tradeoff can be witnessed between the acceleration based crite-
be uncomfortable for the wearer, if there is significant defor- rion and peak displacement. The less displacement that occurs
mation of the inner polycarbonate shell. into the liner, the worse protection it provides. Table 2 shows
To aid with design evaluation, performance values, f j ( x ) , the normalized performance values. From this table, we can
are normalized. A subsequent weighted sum is calculated and observe that the arching cell design has the highest weighted
used for justification of selecting designs for further analysis. score defined by (4). Figure 14, shows the deformation of the
The resulting weighted score is then defined as bio-inspired liners when the impactor is at max deformation.
F (x) = åw f ( x ) (4)
j j
j
Rubber Hardness Analysis
where f j ( x ) is the normalized performance value and
w j the corresponding weight. Performance values in this
of Bio-Inspired Designs
analysis include peak resultant acceleration amax , HIC15, mean
The second series of ballistic test simulations are designed to
PIE, SD of PIE, and peak displacement dmax . Normalization
determine an ideal rubber hardness for the arching cell liner.
is done as a fractional percent of the maximum value. Since
Table 3 shows the results of these test simulations. Table 4
most of the performance values are desired to be minimized,
shows the normalized versions of these results along with the
the best design is the one with the lowest weighted score. Note
design’s weighted score. Observing Table 3 it can be seen that
that the mean PIE criteria is desired to be maximized, so the
increasing the Shore A hardness of the rubber, beyond the
sign was flipped for this row.
original value of 60A, results in a decrease in protective capa-
The weights for each performance measure was decided
bilities. However, decreasing the Shore A hardness, results in
by a paired comparison method comparing each performance
improvements in protective capabilities.
measure against the others. The pair comparison table used
These observations lead to the conclusion that the arching
for calculating weight values for CM-based analysis can be
cell design with rubber Shore A hardness of 50A has the best
found in the Appendix. Weight values for bio-inspired analysis
were found with the same methods.
TABLE 3 Bio-Inspired Design Shore A Hardness
Performance Values.
Bio-Inspired Designs Shore A Hardness 50A 60A 70A 80A
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The weighted score (4) is used to evaluate the bio-inspired Peak Resultant Acceleration of 658.9 706.9 862.6 956.8
designs and the compliant mechanism arrangements. Rubber Impactor ( g )
Shore A hardness is evaluated as well. The final design is HIC15 of Impactor 536.8 598.6 712.1 756.2
compared with a traditional foam liner to evaluate perfor- Peak Displacement (mm) 5.1 4.4 3.9 3.5
mance gains over current helmets.
Impactor ( g )
The bio-inspired design simulations were performed to deter-
© SAE International
mine the potential of various structures at providing protec- HIC15 of Impactor 0.710 0.792 0.942 1.000 0.4375
tion. This comparison does not consider PIE and SD of PIE Peak Displacement 1.000 0.863 0.765 0.686 0.1875
as the bio-inspired designs are a continuous layer and not (mm)
comprised of an array of compliant mechanisms. Table 1 Weighted Score 0.756 0.785 0.893 0.941 --
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protective capabilities out of the tested bio-inspired show the results of these test simulations and their
design configurations. normalized values.
The positive and negative arrangements have similar peak
Compliant Mechanism-based resultant accelerations, HIC15 values, and mean PIE, with the
negative arrangement having the best overall. The significant
Designs difference between these two arrangements is the distribution
As before, the weighted score (4) is used to evaluate mecha- of PIE, seen through the SD. The negative arrangement has
nism arrangement and hardness. A comprehensive accelera- double the SD of PIE compared to the positive arrangement.
tion vs. displacement plot of all tested liner configurations is This is undesirable as failure to efficiently distribute energy
shown in Figure 16. Additional acceleration and displacement into the compliant mechanism array leads to unnecessarily
plots can be found in the Appendix. The final design is high stresses and strains, increasing the risk of
compared with a traditional foam liner to evaluate perfor- mechanism failure.
mance gains over current helmets. The net zero arrangement exhibited very poor impact
protection capabilities, obtaining nearly all normalized values
of 1.0. This poor performance is due to lack of straining
Performance Analysis of between adjacent positive and negative mechanisms. In the
positive and negative arrangements, the output ports apply a
CM-based Designs compressive and tensile load (respectively) on their members,
converting kinetic energy to strain energy. In the net zero
liner, input and output ports move together, collapsing the
The first series of ballistic test simulations were used to analyze
structure with little strain and thus, poor energy management
different compliant mechanism arrangements; all of which
(Figure 15).
have a volume fraction of 40% (Figure 11). Table 5 and Table 6
The peak displacement across all arrangements were close
to each other, with the negative arrangement having the
TABLE 5 Mechanism Arrangement Performance Values. smallest at 11.1 mm, due to the large void in the center of the
Mechanism topology. This void prevented the top shell from completely
Arrangement Positive Negative Net Zero collapsing the structure, as was the case with the positive and
Peak Resultant 391.6 350.9 951.7 net zero arrangements. Figure 15 shows the deformed topolo-
Acceleration gies at their respective peak displacement. The positive mecha-
of Impactor nism arrangement had the best weighted score, and will be
(g) used for the following series of ballistic tests.
HIC15 of 273.3 255.3 768.3
Impactor
Mean PIE of 71.4 72.7 70.2
Compliant
Mechanisms
Rubber Hardness Analysis
(N∙mm)
SD of PIE of 40.3 80.6 70.9
of CM-based Designs
Compliant
Mechanisms The second series of ballistic test simulations are designed to
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© SAE International
Mechanisms (N∙mm)
Peak Displacement 0.970 0.828 1.000 0.15
(mm)
Weighted Score 0.419 0.451 0.884 –
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FIGURE 16 Acceleration vs. displacement simulation TABLE 8 Mechanism Arrangement Shore A Hardness
responses for bio-inspired (Bio), EPP foam, and compliant Performance Normalized Values.
mechanisms (CM)-based designs with positive (+), negative (-), Shore A
and net zero (0) Poisson’s ratio and different shore (A) Hardness 50A 60A 70A 80A Weight
hardness values. Peak Resultant 1.000 0.644 0.447 0.463 0.30
Acceleration of
Impactor ( g )
HIC15 of 1.000 0.600 0.463 0.440 0.35
Impactor
Mean PIE of -0.980 -1.000 -0.986 -0.965 0.05
Compliant
Mechanisms
(N∙mm)
SD of PIE of 0.772 0.712 0.818 1.000 0.15
Compliant
Mechanisms
(N∙mm)
Peak 1.000 0.949 0.869 0.796 0.15
© SAE International
© SAE International
Displacement
(mm)
Weighted 0.867 0.602 0.499 0.514 –
Score
© SAE International
Appendix
3D Versions of Compliant Mechanisms
FIGURE A17 3D version of the Positive Mechanism.
© SAE International
© SAE International
Mean PIE of Compliant Mechanisms 0 0 0 0.5 0.5 0.05
SD of PIE of Compliant Mechanisms 0 0 1 0.5 1.5 0.15
Peak Displacement 0 0.5 0.5 0.5 1.5 0.15
Sum: 10 1
TABLE A11 Polycarbonate Shell Material Keycard. TABLE A13 Natural Rubber Material Keycard.
© SAE International
MOONEY 50 0.012 0.4999 0.302 0.076
© SAE International
- RIVLIN
60 0.012 0.4999 0.474 0.118
RUBBER
70 0.012 0.4999 0.736 0.184
80 0.012 0.4999 1.038 0.260
TABLE A12 Impactor Material Keycard.
MAT 020 RO E PR CON1 TABLE A14 Expanded Polypropylene Foam Material Keycard.
© SAE International
- RIGID 0.045 2390 0.37 3
MAT 057 RO E TC HU DAMP SHAPE
© SAE International
- LOW 8.6e-5 1 1e+10 0.2 0.1 5
DENSITY
FOAM
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