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Draft version June 6, 2023

Typeset using LATEX twocolumn style in AASTeX631

Exploring Proxies for the Supermassive Black Hole Mass Function:


Implications for Pulsar Timing Arrays
Joseph Simon1, ∗
1 Department of Astrophysical and Planetary Sciences, University of Colorado, Boulder, CO 80309, USA

ABSTRACT
Supermassive black holes (SMBHs) reside at the center of every massive galaxy in the local Universe
arXiv:2306.01832v1 [astro-ph.GA] 2 Jun 2023

with masses that closely correlate with observations of their host galaxy implying a connected evolu-
tionary history. The population of binary SMBHs, which form following galaxy mergers, is expected
to produce a gravitational wave background (GWB) detectable by pulsar timing arrays (PTAs). PTAs
are starting to see hints of what may be a GWB, and the amplitude of the emerging signal is towards
the higher end of model predictions. Simulated populations of binary SMBHs can be constructed from
observations of galaxies and are used to make predictions about the nature of the GWB. The greatest
source of uncertainty in these observation-based models comes from the inference of the SMBH mass
function, which is derived from observed host galaxy properties. In this paper, I undertake a new
approach for inferring the SMBH mass function starting from a velocity dispersion function rather
than a galaxy stellar mass function. I argue that this method allows for a more direct inference by
relying on a larger suite of individual galaxy observations as well as relying on a more “fundamental”
SMBH mass relation. I find that the resulting binary SMBH population contains more massive systems
at higher redshifts than previous models. Additionally, I explore the implications for the detection of
individually resolvable sources in PTA data.

1. INTRODUCTION ley et al. 2017; Siwek et al. 2020). In recent years, fo-
Supermassive black holes (SMBHs), with masses of cus has turned toward modeling the GWB based on the
106 – 1010 M⊙ , reside in the nuclei of most, if not all, plethora of well-constrained galaxy observations (Sesana
nearby galaxies. Shared evolution likely gives rise to 2013; McWilliams et al. 2014; Ravi et al. 2015; Min-
the close correlation between the mass of the SMBH garelli et al. 2017). Simon & Burke-Spolaor (2016, here-
and several global properties of the host galaxy (Kor- after SB16) undertook an in-depth analysis of how the
mendy & Richstone 1995). Following a galaxy merger, uncertainty in galaxy observations propagated into the
the SMBHs from each galaxy sink to the center of the resulting GWB prediction and found that the inference
common merger remnant through interactions with the of the SMBH mass function from host galaxy parame-
galactic gas, stars and dark matter (Begelman et al. ters had the largest impact.
1980). Once the SMBHs become gravitationally bound, Over the past few decades, precision timing of millisec-
they will emit strong gravitational waves (GWs) in the ond pulsars has allowed the creation of a galactic-scale
nanohertz frequency band. GW observatory, a pulsar timing array (PTA), which
Utilizing a hierarchical framework of galaxy forma- is sensitive to GWs at nanohertz frequencies (Alam
tion, many theoretical models of SMBH evolution have et al. 2021; Perera et al. 2019). The brightest signa-
been used to infer the binary SMBH population and the ture detectable by PTAs is the GWB, which results from
resulting gravitational wave background (GWB) (e.g., the incoherent superposition of GWs from SMBH bina-
Rajagopal & Romani 1995; Jaffe & Backer 2003; Wyithe ries that form in post-merger galaxies. While the first
& Loeb 2003; Sesana et al. 2008; Chen et al. 2019). Full stages of galaxy mergers have been repeatedly identi-
cosmological simulations have also been used to great fied through electromagnetic observations (e.g., Duncan
effect from the Millennium simulation (Sesana et al. et al. 2019; Stemo et al. 2020), bound SMBH binaries,
2009; Ravi et al. 2012) to the Illustris simulation (Kel- at sub-parsec separations, remain elusive. In fact, PTAs
offer one of the most direct avenues to observing bound
SMBH binaries (Burke-Spolaor et al. 2019).
∗ NSF Astronomy and Astrophysics Postdoctoral Fellow Recently, new PTA datasets are uncovering a signal
which may be the first hints of the GWB (Arzoumanian
2

et al. 2020; Goncharov et al. 2021; Chen et al. 2021; An- now provides the first direct spectroscopic measurement
toniadis et al. 2022). If the signal is of an astrophysical of the VDF from 0.6 < z < 1.0 (Taylor et al. 2022).
origin, then confirmation of the signal’s GW nature is The LEGA-C result is consistent with earlier attempts
expected in the next year or two (Pol et al. 2021). The to indirectly measure the VDF using an inferred velocity
emerging signal is towards the higher end of predicted dispersion, calculated from photometric data (Bezanson
amplitudes (Rosado et al. 2015; Kelley et al. 2017; Chen et al. 2011, 2012), especially at large σ.
et al. 2019), which may indicate that binary SMBHs are Previous attempts to use the M• -σ relation in GWB
more massive than previously thought (Middleton et al. calculations have started directly from the GSMF and
2021) and/or that the local number density of SMBHs is used a galaxy stellar mass to σ conversion derived from
larger than expected (Casey-Clyde et al. 2021). To help observations in the local Universe (Sesana 2013; Sesana
understand these implications, it is worth revisiting the et al. 2016), however, these results neglected to include
inference of the SMBH mass function from galaxy ob- the strong redshift evolution in the galaxy size–mass re-
servations. lation (van der Wel et al. 2014). Thus, by incorporating
Inference of the SMBH mass function is predicated on more observational data, the VDFs used in this work
measurements of host galaxy relationships in the local provide fundamentally different starting points for cal-
Universe (e.g., M• -Mbulge and M• -σ). Previous work culating the SMBH mass function than anything that
has used observations of the galaxy stellar mass func- has been attempted before.
tion (GSMF) as the basis for the host galaxy relation In this paper, I will use the VDFs from both Bezan-
used to infer the SMBH mass function (Sesana 2013, son et al. (2012) and Taylor et al. (2022) as the basis
SB16), however this method requires some assumption for inferring the SMBH mass function and compare the
to be made about the fraction of the total stellar mass resulting binary SMBH population and GWB signal to
of the galaxy contained in the bulge, fbulge . While that from the standard GSMF inference method. In the
the majority of contributions to the GWB is expected next section I describe my methods, including how to
to be from bulge-dominated, early-type galaxies where infer the SMBH mass function with these different ap-
fbulge ≈ 1 (Sesana 2013), it is increasingly unclear how proaches. I show my results in the following section, and
galaxy morphology tracks SMBH mass at higher redshift close with a summary.
(Chen et al. 2020), where galaxies tend to be smaller and
clumpier (Conselice 2014). 2. METHODS
A more direct inference could be made using a galaxy’s Following SB16, this paper calculates the characteris-
stellar velocity dispersion (σ), which is measured from a tic strain spectrum h2c (f ) from a cosmic population of
galaxy’s spectra. In addition to removing the need for an binary SMBHs by integrating over all the sources emit-
fbulge assumption, recent work suggests that M• -σ is a ting in an observed gravitational wave frequency bin df
more “fundamental” relationship than M• -Mbulge (e.g., multiplied by the square strain of each source in that
Kormendy & Ho 2013; van den Bosch 2016; de Nicola bin (e.g., Sesana et al. 2008),
et al. 2019; Marsden et al. 2020) and therefore more ac-
d4 N
Z Z Z
curately predicts the SMBH mass. In particular the dis-
h2c (f ) =f dz dM• dq• h2s , (1)
covery of relic galaxies, such as NGC1271 and NGC1277 dz dM• dq• df
(Walsh et al. 2015, 2016), which formed at z > 2 and
have evolved passively ever since (Ferré-Mateu et al. where d4 N is explicitly the number of binaries in a given
2015), points to the limitations of the M• -Mbulge re- redshift range dz, primary black hole mass range dM• ,
lation at higher redshifts. These relic galaxies are much and black hole mass ratio range dq• , which are emitting
smaller than most present day early-type galaxies, which in a given Earth-observed GW frequency range df , and
is consistent with the strong redshift evolution of galaxy hs is the polarization- and sky-averaged strain contribu-
size (van der Wel et al. 2014), however they host ex- tion from each binary (e.g., Thorne 1987),
tremely massive SMBHs. While these galaxies are sig- r  5/3 2/3
nificant outliers on the M• -Mbulge relation (Ferré-Mateu 32 GMc (πfr ) c
hs = , (2)
et al. 2015), they are consistent within the intrinsic scat- 5 c3 Dc
ter for the M• -σ relation (van den Bosch 2016).
where Mc = M• (q•3 /(1 + q• ))1/5 is the chirp mass of
Until recently there were no spectroscopic surveys
the binary, Dc is the proper (co-moving) distance to the
dedicated to measuring the galaxy velocity dispersion
binary, and fr is the frequency of the GWs emitted in
function (VDF) at higher redshifts, however, the Large
the rest frame of the binary. The Earth-observed GW
Early Galaxy Astrophysics Census (LEGA-C) survey
frequency f = fr /(1 + z).
3

The number of binaries d4 N is directly related to There are currently no direct observational constraints
the comoving number density per unit redshift, primary on the demographics of binary SMBHs, so these func-
black hole mass and binary mass ratio, tions are not explicitly known. Instead, they need to be
inferred from other data. As in SB16, I use the demo-
d4 N d3 n dVc dz dt graphics of galaxy mergers as a proxy.
= . (3)
dz dM• dq• df dz dM• dq• dz dt df The binary SMBH merger rate is directly related to
The conversion above takes the number of binaries per the galaxy merger rate, R• ∼ RGal , but offset in redshift
co-moving volume shell, dVc , and converts it to the num- due to the binary evolution timescale. The standard
ber of binaries per Earth-observed GW frequency bin, way to calculate the galaxy merger rate, RGal , directly
df , by first converting to redshift, and then to Earth- from observations is by combining a galaxy close pair
observed time. Once the binary hardens and decouples fraction, fpair , with a merger timescale, τ . The galaxy
from the surrounding galactic environment, the orbital close pair fraction is an astronomical observable, while
changes of the system become dominated by the emis- the merger timescale, which approximates the amount
sion of gravitational radiation at a rate of (Peters & of time galaxy close pairs are observable, must be deter-
Mathews 1963), mined through simulations (SB16).
The SMBH mass function, Φ• , is more difficult to de-
5/3
rive, and needs to be indirectly inferred by populating

dforb 96 GMc 11/3
= (2π)8/3 forb . (4) each galaxy with a central SMBH assuming some rela-
dt 5 c3
tionship between SMBHs and their host galaxies (e.g.,
For binaries in a circular orbit, the frequency of GWs M• -σ relation, M• -Mbulge relation, etc.). The standard
emitted in the rest frame of the binary fr = 2forb . approach to inferring the SMBH mass function from
The frequency dependence of hc is captured in both galaxy surveys is to start from an observed galaxy stel-
hs and dt/df , therefore by combining Eqns. 1-4, hc (f ) lar mass function (GSMF), then make some assumption
can be written as a simple power-law with dimensionless about the fraction of the total stellar mass of the galaxy
amplitude Ayr referenced to the frequency of an inverse contained in the bulge, fbulge , and finally calculate the
year fyr = 1 yr−1 , (Jenet et al. 2006). SMBH mass from the M• -Mbulge relation (Sesana 2013;
 −2/3 Ravi et al. 2015, SB16). Using this approach, the num-
f ber density of binary SMBHs is directly inferred from
hc (f ) = Ayr . (5)
fyr the number density of galaxy mergers,
However, this only applies for circular binaries in GW-
d3 n•
radiation driven inspirals. If the inspirals were instead = |ΦGal RGal |Gal→• . (7)
dz dM• dq•
driven by some environmental coupling in the lowest fre-
quencies of the PTA band, this would cause a turn-over where (Gal → •) represents the step where the SMBH is
in the power-law spectral shape (Sampson et al. 2015). populated into the galaxy assuming some galaxy num-
Environmental coupling can also impact the eccentric- ber density parametrization ΦGal . When using a GSMF,
ity of the binary and therefore the spectral shape of the ΦGal = ΦGSMF (z, M ), where M is the total stellar mass
characteristic strain spectrum in the PTA band (Ravi of the primary galaxy. The companion galaxy then has
et al. 2014; Huerta et al. 2015). For the purposes of this a mass of qM M , where 0.25 < qM < 1 is set to capture
project, where I am solely focused on the SMBH mass major merger events, and the (Gal → •) step in Equa-
function, I ignore the specifics of environmental coupling tion 7 utilizes the M• -Mbulge relation and includes the
as well as eccentricity and assume that all binaries re- determination of fbulge for each galaxy.
main in circular orbits while emitting GWs in the PTA While the specific prescription for fbulge can change
band. the predicted amplitude of the GWB by a factor of
two or more, the largest source of uncertainty in this
2.1. Determining the Number Density of Binary
inference of the SMBH mass function inference comes
SMBHs
from uncertainty in the GSMF itself (SB16). This is to
The number density of binary SMBHs is a com- be expected given discrepancies over the number den-
bination of two functions: the SMBH mass func- sity of the most massive galaxies in the local Universe
tion Φ• (z, M• ) and the binary SMBH merger rate (Bernardi et al. 2013). In addition to the issues with
R• (z, M• , q• ), properly identifying massive galaxies, there is increasing
evidence that SMBH evolution and bulge evolution track
d3 n•
= Φ• (z, M• ) R• (z, M• , q• ). (6) differently at higher redshifts (z > 1) (Chen et al. 2020),
dz dM• dq•
4

however, there is no significant evidence that these dif- ical mass (Taylor et al. 2010), the central velocity dis-
ferent evolutionary tracks are caused by a change in the persion, σ, of a galaxy can be effectively predicted based
relationship between SMBH mass and other host galaxy on its size (effective radius, re ), shape (Sèrsic indec, n),
properties (Shen et al. 2015; Suh et al. 2020). Ide- and total stellar mass (M∗ ).
ally, one would like a more robust method for inferring s
the SMBH mass function, particularly something that G M∗
σinf = , (8)
doesn’t require an fbulge determination and doesn’t have K∗ (n) re
as much dependency on the underlying mass-to-light
(M/L) model used to determine stellar mass (Bernardi where K∗ (n) ≡ Kv (n) (M∗ /Mdynamical ). Kv (n) is a
et al. 2013). Sèrsic dependent virial constant (Bertin et al. 2002),
The stellar velocity dispersion (σ) appears to allow for and since Taylor et al. (2010) has shown that K∗ (n)
a more direct inference of SMBH mass. Recently, it has only weakly depends on mass, the average ratio of stel-
been suggested that σ is a more fundamental property lar to total mass is adopted and calibrated such that
of a galaxy than it’s stellar mass (van den Bosch 2016; the median σinf equals the median measured σ in SDSS
de Nicola et al. 2019; Marsden et al. 2020), and that data.
the M• -Mbulge relation is just an extension of the more Bezanson et al. (2011) finds a scatter in the σinf - σ
fundamental M• -σ relation (Wake et al. 2012). How- relationship of 0.06 dex, which has the effect of increas-
ever, it has been difficult to obtain VDFs, specifically ing the high-σ end of the σinf distribution. This scatter
at higher redshifts (z > 0.3), due to a lack of complete must be properly taken into account when inferring the
spectroscopic surveys to use as a separate starting point “true” velocity dispersion function (VDF) in order to
for inferring the SMBH mass function. Instead, when σ not over predict the number density of massive galaxies.
has been explored in the context of simulating the bi- Numerical fits for the “true” VDF were not published in
nary SMBH population, it has been inferred from galaxy either Bezanson et al. (2011) or Bezanson et al. (2012),
total stellar mass, and therefore, the results have un- and instead were obtained through private communi-
surprisingly been consistent (Sesana 2013; Sesana et al. cation with the author (Bezanson 2016). The fits are
2016). Instead, in an effort to reduce uncertainty in the done using a modified Schechter function and, given the
inferred SMBH mass function, we are pursuing a novel strong correlation between σ∗ , α, and β (Sheth et al.
approach to modeling M• using the velocity dispersion 2003), uncertainties on the fit were obtained by setting
functions from both Bezanson et al. (2012), which are α and β to their maximum likelihood values and allow-
derived from an inferred velocity dispersion (σinf ), and ing σ∗ to absorb the combined uncertainties in those
Taylor et al. (2022), which are derived from spectro- three parameters.
scopic observations at 0.6 < z < 1.0. 2.3. Observational Constraints
Unlike previous work (e.g., SB16), this paper is fo-
2.2. The Velocity Dispersion Function cused on keeping as many things constant in the calcu-
When using a VDF in Equation 7, ΦGal = ΦVDF (z, σ), lation of the GWB as possible, in order to highlight the
where σ is the velocity dispersion of the primary galaxy. differences in the SMBH mass function and the implica-
The companion galaxy then has a velocity dispersion of tions for PTA experiments. As such, this work only uses
qσ σ, where qσ is set to capture major mergers the same the galaxy close pair fraction from Keenan et al. (2014)
way that qM was in the case of GSMFs. Finally, the in it’s calculation of RGal , as opposed to Robotham et al.
(Gal → •) step in Equation 7 now utilizes the M• -σ re- (2014) since SB16 showed them to be consistent. For τ ,
lation and no longer requires any additional steps as it the same formulation as SB16 is used, which combines
did in the case of GSMFs. Taylor et al. (2022) measures the mass and redshift dependence from Kitzbichler &
the VDF directly through spectroscopic observations. White (2008) with the results from Lotz et al. (2011).
Bezanson et al. (2011) uses a suite of photometric data Bezanson et al. (2012) calculates the VDF at 0.3 <
to calculate an inferred VDF, which is shown to be com- z < 1.5 using photometric measurements of galaxy stel-
parable with a spectroscopic measurements in the local lar mass, effective radii, and Sèrsic index for the galax-
Universe. ies in the NMBS COSMOS (Whitaker et al. 2011) and
In Bezanson et al. (2011), the inferred velocity disper- the UKIDSS UDS fields (Williams et al. 2009). In an
sion, σinf , is measured from a combination of a galaxy’s attempt to make sure that the galaxy samples are as
photometric properties. Starting from the virial theo- consistent as possible, this paper compares the VDF de-
rem and building from the observational evidence that rived from the above σinf data to the GSMF from Tom-
for local galaxies stellar mass is proportional to dynam- czak et al. (2014) since it is partially based on NMBS
5

COSMOS. It is important to also note that the stellar


mass determination in Bezanson et al. (2012) and Tom-
VDF IPTA DR2
GSMF
czak et al. (2014) use the same software pipeline, which NG12.5yr
should reduce the amount of bias inserted into these
calculations from different M/L determinations. When
using the spectroscopic VDF from Taylor et al. (2022)
for 0.6 < z < 1.0, the inferred VDF is used at z > 1
since the inferred VDF matches the spectroscopic VDF.
For inference of the SMBH mass function at z < 0.3,
this paper uses the GSMF in Moustakas et al. (2013) cal-
culated from SDSS data since that is what was used in
SB16, and it was also used as the local Universe compar- −15.4 −15.2 −15.0 −14.8 −14.6 −14.4
ison in Tomczak et al. (2014). To minimize introducing log10 Ayr
additional bias, the VDF from Bernardi et al. (2010)
is used at z < 0.3, since it was directly derived from
similar SDSS data as Moustakas et al. (2013). Figure 1. Ayr predictions calculated using the VDF (solid)
To infer the SMBH in each galaxy, the M• -Mbulge re- and GSMF (dotted) methods to infer the SMBH mass func-
tion. The constraints from both the NANOGrav 12.5-year
lation is used with the GSMF while the M• -σ relation is
dataset (Arzoumanian et al. 2020) and IPTA DR2 (Anto-
used with the VDF. The one place this paper deviates niadis et al. 2022) are shown above the two histograms.
from holding many things constant is when determining Each histogram includes 3000 predictions, which 1000 com-
which M• -Mbulge and M• -σ relations to use, since this ing from each of the three SMBH – host galaxy relations
parameter has been shown to have the largest impact on used. The 90% interval of the VDF predictions cover 0.24
the predicted amplitude of the GWB (SB16). Thus, re- dex with a mean at log10 Ayr = −14.74, while the GSMF
lations are used from McConnell & Ma (2013, hereafter predictions cover 0.4 dex over the 90% interval with a mean
MM13), Kormendy & Ho (2013, hereafter KH13), and at log10 Ayr = −14.9. Both methods are able to reproduce
the emerging signal, but the VDF predictions tend towards
de Nicola et al. (2019, hereafter dN19) as these papers
higher amplitudes than the GSMF predictions.
are representative of the range of values these relations
have been shown to have. It is worth noting that the
When using the VDF, it is imperative to ensure that
range of measurements for the M• -σ relation is smaller
the integration happens over a simiilar range of galaxy
than that for the M• -Mbulge relation adding further evi-
mergers. To do so, this work uses the size - mass rela-
dence for the M• -σ relation to be considered more “fun-
tion from Williams et al. (2010) because it is based on
damental” than the M• -Mbulge .
the same UKIDSS sample that the VDF in Bezanson
2.4. Calculating the GWB et al. (2012) is derived from. The corresponding lim-
its of integration for the VDF are then 0 < z < 1.5,
As in SB16, Eqs. 1, 3, and 7 are combined to calculate 1.85 < log10 σ < 2.6, 0.67 < qσ < 1. While these ranges
hc . When using a GSMF, are smaller, it is important to remember that the corre-
Z Z Z 
ΦGSMF dfpair dVc dt 2
 sponding range of σ values is much narrower for a given
2
hc = f h dz dM dqM . range of M . Integration limits derived from the size-
τ dqM dz df s
(9) mass relation in Shen et al. (2003), which is based on
When using the VDF, as described in §2.2, SDSS data, were also tested, but produced almost no
change in the VDF predictions for hc .
 
ΦVDF dfpair dVc dt 2
Z Z Z
h2c = f hs dz dσ dqσ .
τ dqσ dz df
(10)
To calculate A2yr , the above integrals are used setting 3. RESULTS
f = fyr . Combining all of the observational constraints from
The limits of integration for the above equations are §2.3 into the models in Equation 9 and Equation 10, I
chosen in order to capture the major galaxy mergers calculate predictions for the GWB. For Ayr predictions,
in the local Universe, which make up the majority of I generate 1000 realizations each for the VDF and GSMF
contributing systems to the GWB in the PTA band. under each SMBH – host galaxy relation. In each real-
For the GSMF (Eqn 9) in SB16, these are shown to be ization, all parameters are allowed to vary within their
0 < z < 1.5, 10 < log10 MGal < 12.5, and 0.25 < q < 1. observed uncertainties.
6

VDF VDF VDF


GSMF GSMF GSMF

KH13 MM13 dN19

−15.4 −15.2 −15.0 −14.8 −14.6 −14.4 −15.4 −15.2 −15.0 −14.8 −14.6 −14.4 −15.4 −15.2 −15.0 −14.8 −14.6 −14.4
log10 Ayr log10 Ayr log10 Ayr

Figure 2. Ayr predictions calculated using the VDF (solid) and GSMF (dashed) methods to infer the SMBH mass function.
Each panel shows the predictions for a different SMBH – host galaxy relation: KH13 is shown in blue in the left panel, MM13
is shown in orange in the center panel, and dN19 is shown in green in the right panel. Additionally, in all three panels, the
full distribution of predictions from Figure 1 for all three relations is shown in gray. The VDF predictions appear to not be
sensitive to the choice of host galaxy relation in the same way that the GSMF predictions are, and as seen in Figure 1 the
VDF predictions are always at a higher amplitude. However, the magnitude of the difference between the VDF and GSMF
predictions is dependent on the specific host galaxy relation chosen. The largest difference is seen when using MM13 and the
smallest difference is seen when using KH13.

×10−30 ×10−30
1.5 3 1.5 3
VDF - MM13 GSMF - MM13
dAyr

dAyr
2 / d(log M ) dz

2 / d(log M ) dz
1.0 2 1.0 2
Redshift

Redshift
10 c

10 c
0.5 1 0.5 1

0.0 0 0.0 0
8.0 8.5 9.0 9.5 10.0 10.5 8.0 8.5 9.0 9.5 10.0 10.5
log10 Mc [M ] log10 Mc [M ]

×10−30 ×10−30
1.5 3 1.5 3
VDF - KH13 GSMF - KH13
dAyr

dAyr
2 / d(log M ) dz

2 / d(log M ) dz
1.0 2 1.0 2
Redshift

Redshift
10 c

10 c

0.5 1 0.5 1

0.0 0 0.0 0
8.0 8.5 9.0 9.5 10.0 10.5 8.0 8.5 9.0 9.5 10.0 10.5
log10 Mc [M ] log10 Mc [M ]

Figure 3. 2D differential contribution to A2yr from two different aspects of the simulated binary SMBH population: binary
chirp mass (Mc ) shown on the x-axis and redshift shown on the y-axis. The columns show the VDF inference on the left (in
blue) and the GSMF inference on the right (in orange). The rows represent two different SMBH – host galaxy relations with
MM13 on the top and KH13 on the bottom. The limits of the colorbars are the same in all cases. The biggest difference
between the VDF and GSMF is the contribution to the signal at higher redshift (z > 0.5). In the case of the GSMF inference,
the population of binaries that contribute significantly to the GWB is contained to the local Universe, while the VDF inference
shows significant contributions all the way out to z ∼ 1 and beyond. One can infer from this that the underlying SMBH mass
function implied by the VDF includes more massive systems at higher redshifts then that implied by the GSMF.
7

3.1. Predicted Amplitude of the GWB To help understand where the differences in the Ayr
Figure 1 shows the relative distributions predicted for predictions are coming from, Figure 3 shows the 2D dif-
Ayr from the two different methods (GSMF and VDF) ferential contribution to A2yr from Mc and z. The most
employed in this paper. The predictions based on the striking difference is the contribution to A2yr that the
VDF are both at a higher amplitude than those from VDF receives at higher redshifts (z > 0.5). Figure 3 also
the GSMF and cover a smaller spread implying that the shows that the additional contribution at higher redshift
underlying binary SMBH populations inferred by these is present regardless of which SMBH – host galaxy re-
two methods are quite different. As discussed in §2.3, I lation is used with the VDF method. Additionally, one
have endeavored to minimize any differences in observa- sees that the different SMBH – host galaxy relations im-
tional inputs for these predictions, in order to highlight pact the predicted SMBH masses from each method in
that the subsequent Ayr differences are due primarily opposite ways. For instance, the relations in MM13 pre-
to differences in the method used to infer the SMBH dict higher SMBH masses when using M• -σ than when
mass function (discussed in §2.1), and not simply due to using Mbulge , and that is reversed when the relations in
using different observational inputs to the model. The KH13 are used, with the GSMF method producing more
larger values of Ayr predicted by the VDF are more in massive SMBH systems, especially in the local Universe
line with the amplitude of the common process starting (z < 0.2). It is obvious just from looking at the different
to appear in PTA data, however, both methods are able scaling in the colormaps between the two GSMF models
to reproduce the signal emerging in PTA datasets. To that the predicted amplitude using MM13 is lower than
highlight this, Figure 1 also includes the Ayr constraints KH13. This is in contrast to the similarities in the am-
from both the NANOGrav 12.5yr dataset (Arzoumanian plitude predictions from the VDF models, which can be
et al. 2020), as well as IPTA DR 2 (Antoniadis et al. seen in Figure 2. Overall, one can infer that the SMBH
2022). Yet, without the requisite spatial correlations mass function implied by the VDF includes more mas-
the origin of the signal appearing in PTA data remains sive SMBHs at higher redshifts than the mass function
unclear. implied by the GSMF.
Interestingly, the VDF predictions for Ayr appear to The results from using the VDF model are similar to
be less sensitive to the choice of SMBH – host galaxy those found in Casey-Clyde et al. (2021), which uses a
relation than the GSMF method. In Figure 2, the three quasar-based model to predict the binary SMBH popu-
panels show the Ayr predictions for each SMBH – host lation. In that case, the SMBH mass function has more
galaxy relation used in this work. In all three cases, the support at larger mass values than the GSMF models
VDF predictions are nearly identical and almost per- from Sesana (2013) that they compare to, the ampli-
fectly match the combined distribution seen in Figure 1. tude of the GWB is more in line with the NANOGrav
In contrast, the mean value of the GSMF prediction 12.5yr dataset, and the redshift contribution from the
changes significantly depending on which SMBH – host quasar-based model is more evenly distributed like the
galaxy relation is utilized. This behavior of the GSMF VDF model shown here.
predictions has been previously noted in SB16.
One of my aims for pursuing this new method of infer- 3.2. Spectroscopic vs. Inferred VDF
ring the SMBH mass function was to reduce the uncer- As discussed in §2.2, this paper primarily uses the
tainty on Ayr that is present under the GSMF method. inferred VDF from Bezanson et al. (2012), however,
Some of the reduction in uncertainty likely comes from given the recent publication of the spectroscopic VDF
removing the intermediate step of calculating fbulge for observed with the LEGA-C survey (Taylor et al. 2022),
each galaxy. fbulge covered a broad range of values due I calculate Ayr using both functions. Figure 4 shows
to limited observational evidence, however, most sys- the relative distributions predicted for Ayr under each
tems that strongly contribute to the GWB likely have model, however unlike earlier comparisons, this one only
fbulge ∼ 1 (Sesana 2013; Kelley et al. 2017). Some of the uses the dN19 SMBH – host galaxy relation. Because
reduction in uncertainty is due to the narrower spread spectroscopic observations are only available for z < 1,
of measurements for the M• -σ relation in comparison to I use the same inferred VDF functions for 1 < z < 1.5,
the M• -Mbulge relation. Either way, it appears that by however, Figure 3 shows that this redshift range is not
including observations of both a galaxy’s size and Sérsic a significant contributor to the overall amplitude of the
index along with stellar mass in the inference of the cen- GWB.
tral SMBH, the VDF provides a more direct avenue to The consistency between the spectroscopic and the
the SMBH mass function. inferred VDF predictions is promising, implying that
the inferred VDF is a good proxy for the spectroscopic
8

VDF (σinf ) VDF


VDF (σspec ) 0.8 GSMF

CW per Realization
0.6

0.4

0.2

0.0
0.0 0.5 1.0 1.5
−15.4 −15.2 −15.0 −14.8 −14.6 −14.4 Redshift [z]
log10 Ayr

Figure 5. Redshift distribution of individual binary SMBH


Figure 4. Ayr predictions calculated using the inferred systems at fGW = 8 nHz averaged over 100 different popula-
VDF (σinf , black line) and the spectroscopic VDF (σspec , red tion realizations. On average, the VDF method (blue curve)
line) to infer the SMBH mass function. In the case of the predicts more than twice as many potential individual sys-
σspec predictions, spectroscopic data from SDSS (Bernardi tems as the GSMF method (orange curve). These systems
et al. 2010) and the LEGA-C survey (Taylor et al. 2022) are expected to be detectable for the IPTA by 2025 (Xin
were used at z < 1, while the inferred VDF was used to et al. 2021). As seen in previous work, the GSMF method
fill in from 1 < z < 1.5. Given the consistency that the predicts that single sources will be found in the local Universe
LEGA-C survey finds between the spectroscopic and inferred (z < 0.5) (Rosado et al. 2015). In contrast, the VDF method
VDFs (Taylor et al. 2022), it is not surprising that these shows only a slight preference for systems at lower redshift.
results are so consistent. While it would be preferred to As seen in Figure 3, the larger mass systems at higher red-
use only spectroscopic VDFs for this work, the similarity in shifts that are present in the VDF predictions directly trans-
these results show that the inferred VDFs are an acceptable late to an increase in individually resolvable sources in PTA
alternative. data for z > 0.5.

VDF. As shown in the LEGA-C survey results (Taylor ing PTAs to probe a part of the SMBH binary evolution
et al. 2022), the spectroscopic VDF is on the higher end that is complimentary to other GW experiments.
of the error region covered by the inferred VDF. Thus, Figure 5 shows the redshift distribution of individual
it is not surprising that the spectroscopic VDF predic- binary SMBH systems from one hundred different popu-
tions are consistent with the higher end of the inferred lation realizations using the KH13 SMBH – host galaxy
VDF predictions, and the smaller spread is directly at- relations. I use this host galaxy relation since it pre-
tributable to the smaller error bars on the spectroscopic dicts the most similar amplitudes of the GWB between
VDF. the two methods, and CW prevalence is directly linked
to GWB amplitude (Rosado et al. 2015). In each case,
I have only looked at individual systems that are emit-
3.3. Prevalence of Individual Sources ting GWs at a GW frequency close to 8 nHz in order
Beyond the amplitude of the GWB, the presence of to compare to the expected sky-averaged sensitivity of
more massive systems at higher redshifts predicted by the IPTA by 2025 (Xin et al. 2021). On average, the
the VDF method also has implications for the prevalence VDF method predicts more than twice as many poten-
of individually resolvable, or continuous wave (CW), tial CWs as the GSMF, and the redshift distribution
sources in PTA datasets. These systems are unique of sources is much broader with the VDF method than
from the GWB, which is compromised of the GW con- with the GSMF. This is to be expected, given the dif-
tributions from the entire population of SMBH binary ferences in the underlying SMBH populations seen in
systems in the Universe. CWs are individual systems Figure 3.
and once one is detected, it will provide a unique multi- The GSMF results shown here are very similar to
messenger opportunity to study a binary SMBH system. those in Rosado et al. (2015), which finds that a GWB
The CWs detectable by PTAs are different than those is more likely to detected before an individually resolv-
detectable by other GW experiments, because these sys- able source and that the first detected individual binary
tems are typically a long way away from coalescence, and system is likely to be very close by (z ≲ 0.5). The VDF
so their frequency evolution should be negligible, allow- results are much more optimistic due to the increase in
9

massive SMBH systems at higher redshift. Notably, the range where those systems are expected to be found.
VDF method predicts that potentially resolvable sources This is inline with recent studies of z ∼ 1 galaxy clus-
are fairly evenly distributed across redshift, which is in ters, which appear to host potential CW systems (Wendt
contrast to other CW predictions, which find that the & Romani 2023).
first detected system is likely to be very near by (Rosado It is worth noting that the results presented here are a
et al. 2015; Kelley et al. 2018). The larger systems at preliminary investigation into using a VDF to infer the
higher redshifts have intriguing multi-messenger poten- SMBH mass function. The fits to the VDF in Bezanson
tial since if they were to have any variable AGN activ- et al. (2012) are estimates and a full error analysis has
ity they would be promising multi-messenger candidates yet to be conducted on the inferred velocity dispersion
given near-future time-domain surveys (Charisi et al. functions. However, the consistency between the LEGA-
2021). C spectroscopic VDF and inferred VDFs is a promising
development. Additionally, the VDFs used in this paper
4. SUMMARY only went out to z = 1.5 and as Figure 3 shows, there
In this paper, I undertake a new approach to inferring is reason to think that significant contributions to the
the SMBH mass function using observations of an in- GWB from the VDF method may lie at z > 1.5. Ideally,
ferred VDF and compare that to the standard inference the VDF would reach out to z ∼ 2 − 3, and work is
method from a GSMF. I also compare the inferred VDF currently underway to provide it (Matt et al. in prep).
to the spectroscopic VDFs that are available within lim- Finally, I want to reiterate some of the other ini-
ited redshift ranges. I am careful to use as many of the tial caveats to this work. The model presented here
same observations as possible between the two methods is overly simplistic, looking only at binary SMBHs in
to ensure that the results are solely due to the different circular orbits, ignoring environmental coupling, and
method of inference rather than different observational assuming a quick, uniform binary evolution timescale.
inputs. However, in order to not be biased by the choice However, these results show that a more direct method
of SMBH – host galaxy relation, which is arguably one of SMBH mass inference is available to binary SMBH
of the most impactful parameters (Sesana 2013, SB16), populations based on galaxy observations and that the
I use three separate measurements that span the range inferred SMBH mass function from this new method is
of observed values. The VDF method predicts a binary fundamentally different than what has been used in the
SMBH population that is significantly more massive at past. While more work is needed, these results hint to-
higher redshifts than the GSMF method. This popu- wards there being a population of more massive SMBHs
lation is more inline with observed relic galaxies, like at higher redshift than previously thought.
NGC1271 and NGC1277 (Walsh et al. 2015, 2016).
Interestingly, the VDF method produces Ayr predic- I am grateful to the referee, Alberto Sesana, for com-
tions that are at larger amplitudes and cover a nar- ments and insights that greatly improved this work.
rower spread than the GSMF method, although both This project was conceived and advanced through fruit-
methods are able to reproduce the amplitude of the ful discussions with Sarah Burke-Spolaor, Julie Com-
emerging signal in PTA data. The narrower spread in erford, Joseph Lazio, Xavier Siemens, and Sarah Vige-
the VDF method’s predictions is partially due to the land. The manuscript was improved by comments from
smaller range of M• -σ measurements, compared to the Luke Kelley and Kayhan Gültekin. I am grateful to
M• -Mbulge relation. This provides further evidence that Rachel Bezanson for providing key insights to the veloc-
the M• -σ relation is a more “fundamental” relation be- ity dispersion function. This work has been supported
tween host galaxy’s and their SMBHs. by the National Science Foundation (NSF) under award
The largest difference between the two methods is 1847938. Additionally, I am supported by an NSF As-
from massive binaries at higher redshifts, where the tronomy and Astrophysics Postdoctoral Fellowship un-
VDF predicts significant contributions, while the GSMF der award AST-2202388.
does not. Additionally, the more massive binary SMBHs
at higher redshifts predicted by the VDF method in- Software: Numpy (Harris et al. 2020), Scipy (Virta-
crease the number of potential individually resolvable nen et al. 2020), MatPlotLib (Hunter 2007)
systems in PTA data as well as broaden the redshift

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