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Early Experience and The Functional Calibration of The Stress-Response Systems
Early Experience and The Functional Calibration of The Stress-Response Systems
Scholarship@Western
11-19-2021 1:00 PM
Recommended Citation
Hosseini-Kamkar, Niki, "Early experience and the functional calibration of the stress-response systems"
(2021). Electronic Thesis and Dissertation Repository. 8252.
https://ir.lib.uwo.ca/etd/8252
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Abstract
This thesis uses a variety of techniques to explore the association between adversity
and the function of the HPA axis and mesolimbic dopamine pathway. Current evidence
examining exposure to adversity and the function of the HPA axis and mesolimbic dopamine
pathway remains highly contradictory—with some studies reporting heightened cortisol and
dopamine reactivity, and others reporting blunted reactivity. I hypothesized that the mixed
findings may be related to inconsistent definitions of what constitutes “adversity”. The term
“adversity” is typically used broadly and ranges from moderate stressors (e.g., work-related
stress) to extremely traumatic events (e.g., sexual abuse). This thesis makes a clear
distinction between trauma and adversity to help resolve the apparent contradictions in the
literature.
In Chapter 2, p-curve meta-analysis was used to explore the literature linking trauma versus
adversity to cortisol reactivity. The results provided support for associations between trauma
and blunted cortisol reactivity, and moderate adversity and heightened cortisol reactivity.
ii
Chapter 4 uses behavioural and functional magnetic resonance imagining (fMRI) methods to
explore the link between adversity, impulsivity, reward-learning, and ventral striatal
reactivity to rewards. The findings demonstrate that adversity is associated with impulsivity
and potentiated reward-learning, and that the association between adversity and reward-
learning was partially mediated by ventral striatal reactivity. Overall, these findings support
an inverted U-shaped relationship between severity of adversity and cortisol and dopamine
reactivity.
Keywords
Adversity, trauma, cortisol, dopamine, HPA axis, mesolimbic dopamine pathway, plasticity,
p-curve, meta-analysis
iii
Summary for Lay Audience
This thesis addressed how adverse life-experiences are related to the function of the HPA
axis and dopamine pathway. There is a wealth of data showing that adversity is related to
differences in the function of the HPA axis and dopamine pathway, but what is unclear, is if
adversity is related to heightened cortisol and dopamine levels, or reduced cortisol and
dopamine levels. One reason for the mixed findings is that the term “adversity” is broad and
can range from moderate stressors (e.g., work-related stress) to extreme trauma (e.g., sexual
abuse). Here, I differentiated between moderate adversity and extreme trauma and I
examined how each is related to differences in the function of the HPA axis and dopamine
pathway. In Chapter 2, I examined how adversity and trauma are related to cortisol function,
and I found that trauma was related to reduced cortisol reactivity, while adversity was related
to heightened cortisol reactivity. Chapter 3 investigated the link between adversity and
trauma and the dopamine pathway; like the findings in Chapter 2, I found that adversity was
related to heightened dopamine levels, while trauma was related to reduced dopamine levels.
Finally, in Chapter 4, 9-12-year-old children participated in a neuroimaging study and we
obtained measures of adversity from their parents. The results showed that children who
experienced more adversity were more impulsive, learned faster from rewards, and the
reward regions within the dopamine pathway reacted more to receiving rewards compared to
children who had experienced less adversity.
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Co-Authorship Statement
The work presented in this doctoral thesis was designed and written in collaboration with my
advisor, Dr. J. Bruce Morton. While I am the primary author of each of the chapters
presented in this work, Dr. Morton has contributed to the design of projects, interpretation of
the findings, as well as in revising and editing the work presented in this thesis.
v
Acknowledgments
First and foremost, I would like to express my thanks and gratitude to my advisor—Dr. J
Bruce Morton. Thank you for being supportive, kind, and insightful. Thank you for always
believing in me and giving me the freedom to pursue research questions that were of my own
interest; but above all else, thank you for being patient and understanding through it all.
I would also like to express my thanks to my advisory committee—Drs. Jesicca Grahn and
Daniel Ansari. Dr. Grahn, you have always been a role-model for me and you’ve inspired me
as a female scientist on many occasions. Dr. Ansari your enthusiasm for science is a
motivator for any graduate student that crosses your path, and my work in Chapter 2 (p-
curve) would not have been possible without your help and feedback.
I would like to thank Bea Goffin who was always a constant source of support through the
darkest of days. Likewise, I’d like to thank Anna Matejko who taught me how to write an
NSERC application, how to write my first conference abstract, and many other “grad school
firsts”—you’re amazing and I am so lucky to have met you. I’d like to express my gratitude
to friends and colleagues in the lab and department (past and present), including Dr. Mazen
El-Baba, Dr. Isu Cho, Dr. Cassandra Lowe, Samantha Goldsmith, and Daniel J. Lewis—
thank you for being my support system and for getting me through some of the most difficult
days.
Words cannot express my gratitude to my family – my mom (Shohreh Shahi) who taught me
what it truly means to be strong and resilient—mom, I look up to you for everything. My dad
(Javad Kamkar) who is patient and kind and inspires me to learn to be a better person. And of
course, my amazing, wonderful, incredible sister –Nellie Kamkar. Nellie, I wouldn’t be able
to get through anything in life, including writing this thesis, without your help and support.
I’m pretty sure that at this point, you could defend this research better than I could
considering the countless times you’ve listened to me talk about it and present it. Thank you
for EVERYTHING. Of course, my friends who are also family—Elena, Krista, Jolene, and
Ali—thank you too for tolerating my inordinate levels of stress throughout the years.
A very special thank you to my friends and colleagues –Mel Colindras, Marley Zia, Belal
Zia, Erica Tobias, and Andrew Moreland for assisting with data collection.
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Table of Contents
Abstract ............................................................................................................................... ii
Co-Authorship Statement.................................................................................................... v
Acknowledgments.............................................................................................................. vi
Chapter 1 ............................................................................................................................. 1
2 The differential calibration of the HPA axis as a function of trauma versus adversity:
A systematic review and p-curve meta-analyses ......................................................... 22
2.2 Theoretical frameworks for understanding the relationship between adversity and
HPA axis function ................................................................................................. 25
2.2.1 Allostatic load and overload: Wear and tear on the body ......................... 25
2.3 Empirical findings on the association between life-experiences and HPA axis
reactivity ............................................................................................................... 30
2.6 Methods................................................................................................................. 37
50
2.7.3 Study 2.1: Adverse experiences and cortisol hyper-reactivity p-curve .... 55
2.7.4 Study 2.2: Adverse experiences and cortisol hypo-reactivity p-curve ..... 56
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2.8.1 Conclusion ................................................................................................ 64
3.1.4 Mechanisms of action: The link between the HPA axis and the mesolimbic
dopamine pathway .................................................................................. 146
3.1.7 The link between the HPA axis and the mesolimbic dopamine pathway in
humans .................................................................................................... 151
4 Ventral striatal activity links adversity and reward processing in children ............... 182
ix
4.1 Introduction ......................................................................................................... 182
5.4.1 Health consequences related to cortisol and dopamine reactivity .......... 215
xi
List of Tables (where applicable)
Table 2.2: P-curve Disclosure Table of Adversity-Cortisol Hyper-reactivity Literature ..... 103
Table 2.3: P-curve Disclosure Table of Adversity-Cortisol Hypo-reactivity Literature ...... 112
Table 3.1: Summary of all studies reporting associations between adverse life-experiences
and dopaminergic function ......................................................Error! Bookmark not defined.
Table 3.2: Overview of human PET studies of adversity versus trauma and dopamine
reactivity ..................................................................................Error! Bookmark not defined.
xii
List of Figures (where applicable)
Figure 2.1: Graphical depiction of relationship between severity of adversity and HPA axis
reactivity as proposed by allostatic load/overload models (Danese & McEwen, 2012). In
healthy individuals, exposure to trauma is associated with blunted HPA axis reactivity; in
contrast, in individuals with comorbid mental illnesses, trauma is related to heightened HPA
axis reactivity. ......................................................................................................................... 26
Figure 2.2: Graphical depiction of the relationship between duration of adversity and HPA
axis reactivity as proposed by the G-A-S model (Selye, 1946). According to this model, acute
stressors result in a phase of hypercortisolism; however, if exposure to adversity persists
long-term, hypocortisolism will occur. ................................................................................... 28
Figure 2.3: Graphical depiction of the relationship between severity of adversity and HPA
axis reactivity as proposed by the BSC model (Boyce & Ellis, 2005). According to this
model, HPA hyper-reactivity emerges under both protected environments with low adversity
and extremely stressful environments. .................................................................................... 30
Figure 2.4: Graphical depiction of Study 1 and Study 2 aims. The orange curvilinear function
represents the predictions that can be made about the relationship between adversity and
HPA axis reactivity based on the G-A-S model. The U-shaped function in black represents
the predictions that can be made concerning the relationship between severity of adversity
and HPA axis reactivity based on the BSC model. In Study 1 (outlined in red), we will use p-
curve to determine whether the literature reporting that exposure to trauma is related to
heightened cortisol reactivity or blunted cortisol reactivity contains evidential value. In Study
2 (outlined in yellow), we will use p-curve to assess whether exposure to moderate adversity
is related to heightened or blunted cortisol reactivity. ............................................................ 37
Figure 2.5: Flowchart - PsycINFO database search (trauma and cortisol reactivity) ............. 40
Figure 2.6: Flowchart - PubMed database search (trauma and cortisol reactivity) ................ 41
Figure 2.8: Flowchart - PsycINFO database search (adversity and cortisol reactivity) ......... 45
xiii
Figure 2.9: Flowchart - PubMed database search (adversity and cortisol reactivity) ............. 46
Figure 2.11: Trauma-Cortisol Hyper-reactivity p-curve. The blue line shows the distribution
of p-values from the data (22 statistically significant results). For example, 41% of the
significant p values were between .01 and .02. The red dotted line shows the expected
distribution of p values if there were no effect. The green dashed line shows the distribution
of p values if an effect existed with studies powered at 33%. N = 22 p values, p-curve is not
significantly right-skewed ....................................................................................................... 50
Figure 2.12: Dropping the lowest and highest p values on the significance of right-skewness
of the full p-curve (top row), half p-curve (middle row), and the test for flatness relative to
33% power (bottom row). The red solid line demonstrates the significance threshold of p =
.05. The filled circle demonstrates the results reported in the text, the open circle
demonstrates the results relative to the significance level if (k) number of p-values were
dropped. .................................................................................................................................. 51
Figure 2.13: Trauma-Cortisol Hypo-reactivity p-curve. The blue line shows the distribution
of p-values from the data (48 statistically significant results). For example, 40% of the
significant p values were below .01. The red dotted line shows the expected distribution o of
p values if there were no effect. The green dashed line shows the distribution of p values if an
effect existed with studies powered at 33%. N = 48 p values, p-curve is significantly right-
skewed..................................................................................................................................... 53
Figure 2.14: Dropping the lowest and highest p values on the significance of right-skewness
of the full p-curve (top row), half p-curve (middle row), and the test for flatness relative to
33% power (bottom row). The red solid line demonstrates the significance threshold of p =
.05. The filled circle demonstrates the results reported in the text, the open circle
demonstrates the results relative to the significance level if (k) number of p-values were
dropped. .................................................................................................................................. 54
Figure 2.15: Adversity-Cortisol Hyper-reactivity p-curve. The blue line shows the
distribution of p-values from the data (15 statistically significant results). For example, 53%
of the significant p values were below .01. The red dotted line shows the expected
xiv
distribution of p values if there were no effect. The green dashed line shows the distribution
of p values if an effect existed with studies powered at 33%. N = 15 p values, p-curve is
significantly right-skewed. ...................................................................................................... 55
Figure 2.16: Dropping the lowest and highest p values on the significance of right-skewness
of the full p-curve (top row), half p-curve (middle row), and the test for flatness relative to
33% power (bottom row). The red solid line demonstrates the significance threshold of p =
.05. The filled circle demonstrates the results reported in the text, the open circle
demonstrates the results relative to the significance level if (k) number of p-values were
dropped. .................................................................................................................................. 56
Figure 2.17: Cortisol hypo-reactivity p-curve. The blue line shows the distribution of p-
values from the data (16 statistically significant results). For example, 31% of the significant
p values were between .01 and .02. The red dotted line shows the expected distribution of p
values if there were no effect. The green dashed line shows the distribution of p values if an
effect existed with studies powered at 33%. N = 16 p values, p-curve is not significantly
right-skewed. ........................................................................................................................... 57
Figure 2.18: Dropping the lowest and highest p values on the significance of right-skewness
of the full p-curve (top row), half p-curve (middle row), and the test for flatness relative to
33% power (bottom row). The red solid line demonstrates the significance threshold of p =
.05. The filled circle demonstrates the results reported in the text, the open circle
demonstrates the results relative to the significance level if (k) number of p-values were
dropped. .................................................................................................................................. 58
Figure 4.1: Associations Between Adversity and Reward-Based Learning and Decision-
Making. (A) Adversity is positively correlated with reward-related learning r(38) = 0.547, p
< .05(B) Adversity is not significantly correlated with loss-related learning r(38) = 0.189, p =
.242 (C) Adversity is positively correlated with impulsive decision-making r(38) = 0.35, p <
.05.......................................................................................................................................... 188
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Figure 4.2: Observed choice to gain-pair and loss-pair stimuli. Over the course of the trials,
participants learned to select the stimulus that more frequently results in a reward (pink) and
avoid the stimulus that more frequently results in a loss (blue) ........................................... 193
Figure 4.4: Neuroimaging Results. (A and B) Neurosynth meta-analysis of 671 studies that
included the word “reward”. Both the VS and vmPFC are preferentially related to the term
“reward”. Based on the meta-analysis ROIs were created for both the VS [-12,10,-9; 12, 10,
-9] as well as the vmPFC [2,62,-10; -2,62,-10], visible in blue. (C and D) Reward-relate
activity correlated positively with learning rate to gains in the VS r(24) = 0.54, p < 0.05, and
vmPFC r(24) = 0.47, p < 0.05............................................................................................... 195
xvi
List of Appendices (where applicable)
xvii
1
Chapter 1
1 General Introduction
1.1 The long-term impact of early-life adversity
Accumulating evidence demonstrates that adversity experienced early in life has
long-lasting consequences for health and disease (Anda et al., 2006; Chapman et al.,
2004; Dube et al., 2003; Edwards et al., 2003; Felitti et al., 1998; Shonkoff, Boyce, &
McEwen, 2009; Slavich & Irwin, 2014). Seminal work by Vincent Felitti and colleagues
(1998) showed that there is a strong dose-response relationship between exposure to
adversity in childhood and the incidence of various diseases in adulthood, including
cardiovascular disease, lung disease, and cancer. To further demonstrate the long-term
impact of adversity on health and well-being, in a sample of over 17,000 participants, a
graded relationship was found between adverse childhood experiences and 18 different
outcomes across multiple domains. Specifically, there was a dose-response relationship
between adverse childhood experiences (ACE) scores and affective, somatic, substance
abuse, memory, sexual, and aggression-related outcomes (Anda et al., 2006). Additional
studies have revealed that the number of adverse childhood experiences are related to
depressive disorders (Chapman et al., 2004; Slavich & Irwin, 2014), mental health scores
(Edwards et al., 2003), and the risk of drug initiation and addiction (Dube et al., 2003). In
terms of the impact of adverse life-experiences on psychological health and well-being,
evidence suggests that exposure to adversities is considered to be the strongest proximal
risk factor for the development of depressive disorders (Slavich & Irwin, 2014). Indeed,
depressed individuals have a 2.5-fold greater likelihood of having experienced a major
life event prior to the onset of depression relative to non-depressed controls (Monroe,
Slavich, & Georgiades, 2009; Slavich & Irwin, 2014). To determine whether adversities
are causally linked to health-related outcomes, Bradford Hill criteria for causation was
used in a systematic review and meta-analysis examining the health-consequences of
exposure to physical abuse, emotional abuse, and neglect (Norman et al., 2012). The
authors concluded that there is indeed a causal relationship between childhood
maltreatment and mental disorders, drug use, suicide attempts, sexually transmitted
2
infections, and risky sexual behaviour (Norman et al., 2012). Overall then, overwhelming
evidence using various methodologies in large samples of participants demonstrates that
adversities experienced early in childhood have a strong impact on various health-related
outcomes. These findings suggest that early-life adversities may become “biologically
embedded” in the developing individual (Berens, Jensen, & Nelson, 2017; Hertzman et
al., 1999) and emphasize the plasticity and sensitivity of developing organisms to the
quality of the early-life environment.
the organism finds itself in later in life (Belsky & Pluess, 2013). Taken together then,
these considerations of the costs associated with phenotypic plasticity underscore the
notion that developmental malleability should not be considered as an absolute advantage
to all developing organisms (Belsky & Pluess, 2013).
individuals differ in their sensitivity to the environment, with some being more and others
being less susceptible to both the negative and positive factors in the environment
(Belsky, 1997; Belsky, Bakermans-Kranenburg, & Van IJzendoorn, 2007). According to
the DST, individual differences in susceptibility reflect two alternative developmental
strategies: the plastic strategy results in adaptation to the environment, whereas the fixed
strategy reflects relative inertia to variation in the environment (Pluess, 2015). The
developmentally plastic strategy has the advantage of allowing organisms to modify their
phenotypes in response to signals from the local environment, although this comes at a
cost in terms of resources and energy expenditure (Belsky & Pluess, 2013). The fixed
strategy, on the other hand, reflects a highly canalized developmental strategy, where
there is a trade-off between the potential benefit of thriving in more than one environment
against the costs of developmental plasticity (Belsky & Pluess, 2013). Initially,
individual differences in susceptibility to environmental factors were thought to reflect
variation in genotypic differences (i.e., the expression or lack thereof of “plasticity
genes”); however, more recently, evidence suggests that high susceptibility may also
develop in response to prenatal and postnatal environmental factors themselves (Pluess,
2015). That is, heightened sensitivity to the environment may be induced by
environmental factors and do not necessarily reflect genetically-derived differences
(Pluess, 2015).
stressful, and initiates behavioural and physiological responses aimed at coping with and
overcoming the stressor (McEwen, 2008). Therefore, when assessing phenotypic
plasticity in response to environmental variation, it is critical to consider the plasticity of
regions within the central nervous system that play a major role in interpreting and
responding to stressful experiences. Indeed, the stress-response systems including the
hypothalamic-pituitary adrenal (HPA) axis have long been considered to be plastic in the
face of variation in the quality of the early-life environment (Liu et al., 1997; Meaney,
2010). More recently, the mesolimbic dopamine pathway has also been hypothesized to
exhibit plasticity in response to early-life experiences (Gatzke-Kopp, 2011).
an aggressive intruder; Haney et al., 1995; LeSage, Stafford, & Glowa, 1999; Piazza &
Le Moal, 1998; Schenk et al., 1987; Sinha 2000).
Moreover, stress, glucocorticoids, and the mesolimbic dopamine pathway have long
been proposed to form a physiological chain—this link suggests that variation in HPA
axis function may have downstream implications of dopaminergic transmission (Piazza &
Le Moal, 1996). While empirical human evidence linking early-life adversity to
dopamine levels is limited (See Chapter 3), several considerations listed below
demonstrate that the mesolimbic dopamine pathway may indeed exhibit developmental
plasticity to early-life experiences in much the same way as the HPA axis.
1.) Risk behaviours involving the mesolimbic dopamine pathway, including
impulsivity, risky sexual behaviours, the consumption of high-fat, high-sugar
foods, and substance abuse problems appear to be at the center of mechanisms
linking early-life adversity to later negative health outcomes (Duffy, McLaughlin,
& Green, 2018; Felitti et al., 1998; Garrido, Weiler, & Taussig, 2018; Stevens et
al., 2011). If behaviours involving the mesolimbic dopamine pathway mediate the
well-documented association between adversity and negative health outcomes,
then it suggests that the mesolimbic dopamine pathway must itself be sensitive to
adverse early-life experiences.
2.) There is a physiological chain linking stress, the HPA axis, and the mesolimbic
dopamine pathway. As discussed above, the HPA axis is involved in
glucocorticoid release in response to acutely stressful conditions. Interestingly,
empirical evidence demonstrates that a substantial number of dopamine neurons
express glucocorticoid receptors (Harfstrand et al., 1986; Hensleigh & Pritchard,
2013). The presence of glucocorticoid receptors on dopamine neurons provides a
biological mechanism that explains the link between stress, the HPA axis, and the
mesolimbic dopamine pathway. Moreover, in animal models, glucocorticoid
administration potentiates dopamine release, while administration of agents that
block the function of glucocorticoids results in blunted dopamine release
(Campbell & Carroll, 2001; Goeders & Clampitt, 2002; See Marinelli & Piazza,
2002 for a review).
8
3.) Consistent with the notion that the mesolimbic dopamine pathway is plastic to
early-life adversity, rodent models confirm that exposure to both acute and
chronic stressors are related to variation in dopamine levels within the mesolimbic
pathway (See Douma & de Kloet, 2020; Holly & Miczek, 2016 for reviews).
Taken together then, it appears that both the HPA axis and the mesolimbic dopamine
pathway demonstrate developmental plasticity in response to variation in environmental
quality. What remains to be determined however, is whether adverse life-experiences are
associated with heightened or blunted cortisol and dopamine levels.
functions. According to this model then, stressors become traumatic when their severity
overwhelms self-regulatory processes (Krupnik, 2019).
feasible, and thus, the organism’s physiology may adapt in a manner that does not waste
energy resources. If the organism perceives the situation as completely inescapable, there
is little utility in releasing glucocorticoids and mobilizing energy resources unnecessarily
(Cabib & Puglisi-Allegra, 2012). However, under moderate levels of adversity, it may be
adaptive for the organism to mobilize energy resources to facilitate coping with the
stressor –this is reflected in heightened HPA axis and dopamine reactivity. Thus, the
adaptive significance of the SAVE model rests under the assumption that it is not adaptive
for organisms to waste energy resources.
According to DST theory, these individual differences in coping strategies may be the
result of differences in susceptibility to environmental stressors.
In contrast to the SAVE model, the biological sensitivity to context model (BSC)
proposed by Boyce and Ellis (2005) presents a U-shaped function to describe the
relationship between severity of adversity and HPA axis reactivity. According to the
BSC model, highly stress-reactive phenotypes emerge under both extremely stressful and
highly protected environments (Boyce & Ellis, 2005). Indeed, the biological sensitivity to
context model (BSC) claims that physiological reactivity is a plasticity factor, and more
physiologically reactive individuals are said to be more susceptible to both positive and
negative factors in their environment (Boyce & Ellis, 2005). Therefore, according to the
BSC model, high plasticity phenotypes emerge under both very protected and highly
stressful conditions. The SAVE model, directly challenges this notion—if biological
reactivity is indeed a plasticity factor, then according to empirical evidence and the SAVE
model, high plasticity phenotypes emerge under moderately adverse environmental
conditions. Once again, it appears adaptive to mobilize energy resources as indicated by
heightened biological reactivity under moderately adverse conditions where sensitivity to
14
Active coping strategies require the release of dopamine to face the stressor—
reflected in heightened aggressive and impulsive behaviours (Cabib & Puglisi-Allegra,
2012). In contrast, passive coping strategies appear to be related to blunted release of
glucocorticoids and dopamine (Cabib & Puglisi-Allegra, 2012). According to the SAVE
model then, we expect individuals to exhibit active coping strategies in response to
moderately adverse conditions, and passive coping strategies in response to extremely
stressful or traumatic conditions. According to DST theory, these individual differences
in coping strategies may be the result of differences in susceptibility to environmental
stressors (Pluess, 2015). By extension then, moderately adverse life-experiences are
associated with heightened biological reactivity (e.g., cortisol and dopamine reactivity)
and reflect heightened plasticity to environmental signals. In contrast, extreme trauma is
associated with blunted biological reactivity (e.g., cortisol and dopamine reactivity) and
reflect reduced plasticity to environmental signals. According to the SAVE model, these
differences in plasticity and biological reactivity reflect adaptive responses geared at
saving biological resources, thus organisms expend the necessary energy required for
active coping with stressors only when environmental conditions signal that the stressor
is indeed escapable/avoidable.
15
1.7 References
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22
Chapter 2
Of particular interest in this regard was understanding how adverse early life
experiences impact “stress-sensitive” systems of the brain such as the hippocampus and
amygdala involved in learning, memory, and emotion regulation (Tottenham & Sheridan,
2010), as well as the prefrontal cortex (PFC), an area critical for decision-making,
executive functioning, and top-down control of limbic regions (Arnsten, 2009; Berens,
Jense, & Nelson, 2017). These regions are dense with glucocorticoid receptors,
suggesting that their development and function might be altered as a consequence of
environmentally-induced alterations in cortisol release. Indeed, rodent models have
demonstrated that offspring of mothers that showed more licking and grooming had
reduced levels of ACTH and corticosterone in response to acute stress (Liu et al., 1997).
This plasticity of the HPA axis to early life programming is possible through epigenetic
modification of glucocorticoid receptor genes (Meaney, 2010). Thus, rodent models have
demonstrated that the HPA axis is a highly plastic biological system with demonstrated
23
sensitivity to variation in the quality of the early-life environment (Liu et al., 1997;
Meaney, 2010).
Although early-life adversity has consistently been shown to predict HPA axis
dysregulation in humans, the nature of the association remains unclear (See Tables 2.1-
2.4 for summaries of the conflicting literature). Several factors, including differences in
how HPA axis reactivity is measured and differences in how adverse early life
experiences are operationalized, potentially contribute to discrepant findings between
studies. However, even when explicit criteria are used to define trauma versus adversity,
and outcomes are confined to selected measures (e.g., cortisol reactivity to a stress
induction), available evidence remains conflicting. For example, studies of the
association between traumatic life experiences (as defined by DSM-V criteria) and
cortisol reactivity to a laboratory stressor report conflicting findings, with some studies
reporting cortisol hyper-reactivity and others reporting cortisol hypo-reactivity (See
Tables 2.1-2.2). One powerful method for resolving such discrepancies is p-curve meta-
analyses (Simonsohn et al., 2014a, 2015); therefore, we have conducted a comprehensive
review and used p-curve meta-analytic techniques to examine associations between
adversity and cortisol reactivity.
system (ANS) and initiates fight or flight responses to stress. The simultaneous
activation of the CRF and LC-NE systems, in addition to their projections to the
amygdala, anterior cingulate cortex, and mesocorticolimbic dopaminergic systems allows
for behavioural responses to stress (Boyce & Ellis, 2005). The sympathetic branch of the
ANS reacts quickly to threat to optimize fight or flight responses through the release of
catecholamines; the HPA axis, on the other hand, is comprised of a slower response of
endocrine signals ultimately leading to the release of glucocorticoids (Ewing-Cobbs et
al., 2017).
Evidence of plasticity within the HPA axis has been obtained from rodent studies
reporting epigenetic modifications of glucocorticoid receptors as a function of variation
in the quality of the early-life environment (Liu et al., 1997; Meaney, 2010). In humans,
plasticity within the HPA-axis is demonstrated via observations that the reactivity
threshold of the HPA-axis changes in response to chronic adversity (See Tables 2.1-2.4).
Therefore, when considering the long-term biological embedding of adversity, the HPA-
axis is an important physiological system to consider, not only because of its central role
in responding to acute stressors, but also due to its high degree of plasticity. The HPA
axis is comprised of a feedback loop between the hypothalamus, the pituitary gland, and
the adrenal glands. In response to stress, CRF is released from the hypothalamus; CRF
then stimulates the pituitary system to release adrenocorticotropic hormone (ACTH) that
ultimately results in the adrenal cortical secretion of glucocorticoids – cortisol in humans
and corticosterone in animal species. Glucocorticoid secretion subsequently forms a
negative feedback loop to the hypothalamus to inhibit the secretion of CRF (Berens et al
2017; Del Rey, Chrousos, & Besedovsky, 2008). The HPA axis is central to regulating a
host of homeostatic systems in the body including the metabolic, cardiovascular, and
immune systems, thereby allowing organisms to adapt to their changing environments.
Furthermore, glucocorticoid production results in increased availability of glucose to
facilitate “fight-or-flight” mechanisms in response to acute stress (Del Rey et al., 2008).
Thus, in the face of a stressor, neuroendocrine signals redirect energy resources to allow
the organism to overcome the stressor (Selye, 1950; Boyce and Ellis, 2005). Chronic
exposure to adversity however, can disrupt the set-point of HPA activity, resulting in
either hyper or hypo-reactivity (Yehuda et al., 2010). While HPA axis activation is
25
adaptive under acutely stressful situations, chronic activation of the HPA axis, for
example under conditions of long-term adversity or trauma, may lead to negative health
outcomes and various pathologies (McEwen & Wingfield, 2003).
2.2.1 Allostatic load and overload: Wear and tear on the body
Allostatic load and overload explain how prolonged exposure to stressors can
have potentially negative consequences on physiology. While allostasis has been defined
as the process of maintaining homeostasis (Sterling & Eyer, 1988), allostatic load or
overload is the wear and tear on the body associated with prolonged or dysregulated use
of allostasis (McEwen & Stellar, 1993; McEwen, 1998; McEwen & Wingfield, 2003).
The primary mediators of allostasis include the HPA axis, catecholamines, and cytokines,
and the allostatic state of an organism refers to the sustained activity of these primary
mediators (McEwen & Wingfield, 2003). Allostatic overload is further subdivided into
Types I and II, where Type 1 overload is related to an emergency response to an acute
stressor, and Type II overload is the stress response induced by chronic stressors that are
not immediately dangerous (McEwen & Wingfield, 2003).
In the short term, allostatis has protective effects for an organism. For example,
the release of glucocorticoids allows for the conversion of protein and lipids to
carbohydrates allowing the organism enough energy resources to escape a potentially
dangerous acute stressor (McEwen & Wingfield, 2003). If an allostatic state is sustained
26
over a long period of time, however, the mediators of allostasis can become dysregulated
leading to allostatic overload and can have damaging consequences for the body. For
example, chronically elevated levels of glucocorticoids impede the function of insulin,
and the combination of elevated insulin and glucocorticoids results in the storage of body
fat and the formation of atherosclerotic plaques in coronary arteries (McEwen &
Wingfield, 2003). Therefore, if allostatic load is not relieved and glucocorticoid secretion
is chronically elevated, serious pathophysiological effects can occur (McEwen &
Wingfield, 2003). According to this view then, stress reactivity is composed of a
unidirectional, linear biological response to stressors, and chronically sustained stress
responses are associated with stress-related pathophysiology. To illustrate, Danese and
McEwen (2012) conducted a review and summarized the neural, endocrine, and immune
correlates of childhood maltreatment; according to their summary, experiences of
maltreatment are associated with blunted HPA axis reactivity in healthy individuals and
heightened HPA axis reactivity in individuals with mental illnesses (See Figure 2.1).
Moreover, the review summarizes the potentially negative consequences of adverse
childhood experiences on allostasis, allostatic load, and age-related diseases (Danese &
McEwen, 2012).
Figure 2.3: Graphical depiction of the relationship between severity of adversity and
HPA axis reactivity as proposed by the BSC model (Boyce & Ellis, 2005). According
to this model, HPA hyper-reactivity emerges under both protected environments
with low adversity and extremely stressful environments.
non-invasive procedures involving the collection of salivary cortisol samples. That said,
there is considerable variation in how cortisol data can be obtained, including
measurements obtained from urine, serum, saliva, hair, and nails (Guilliams & Edwards,
2010; Nejad & Ghaseminezhad, 2016; Nicolson, 2008). One additional benefit of
obtaining salivary cortisol measurements is that the cortisol obtained from saliva is in the
unbound form (free fraction used to measure HPA axis status). In contrast, the cortisol
obtained through serum is bound to corticosteroid binding globulin (CBG), and the free
cortisol must be separated from the bound cortisol in serum samples making its analysis
more complicated (Guilliams & Edwards, 2010).
In addition to the variability introduced from the type of cortisol sample collected,
there are other sources of variability including whether the cortisol measure is a basal
measure of cortisol or a reactivity measure to an acute stressor. Basal measures of cortisol
are used to assess spontaneous cortisol secretions, including circadian patterns of HPA
axis activity; they can be measured via 24-hour urinary sampling or repeated salivary
sampling (Nicolson, 2008). One measure of circadian rhythm often used is the cortisol
awakening response (CAR). Cortisol levels increase sharply during the first 30-40
minutes of waking, and the CAR measures this increase in cortisol levels. The CAR may
reflect an important individual difference measure of cortisol as it appears to be relatively
stable within individuals and has a genetic component (Nicolson, 2008; Wust et al.,
2000). Despite this relative intra-individual stability, it appears to have some degree of
sensitivity to short-term environmental influences. For example, the CAR is sensitive to
the impact of stress related to a workday versus a weekend and therefore, can vary
depending on the day of the week (Kunz-Ebrecht et al., 2004; Nicolson, 2008).
Moreover, a p-curve meta-analysis of 709 findings from 212 studies assessed the
relationship between psychosocial functioning and CAR (Boggero et al., 2017). The
analyses demonstrated that the greatest evidential value existed for findings associating
worse psychosocial functioning with lower CAR (Boggero et al., 2017).
or cold pressor test), emotional induction stressors (e.g., watching an emotional film, or
discussing past trauma), or psychosocial stressors (e.g., Trier Social Stress Test - TSST).
The type of task used to assess cortisol reactivity can introduce variability in the results
obtained from such studies; further variability is also introduced in the form of timing and
number of saliva samples collected (Nicolson, 2008). Among psychosocial stressors
however, those that involve social-evaluative threat and are uncontrollable produce the
greatest and most consistent increases in cortisol (Nicolson, 2008). Despite the utility of
psychosocial stressors in providing reliable measures of cortisol reactivity, empirical
findings on associations between life-experiences and cortisol reactivity to the
psychosocial stress remain mixed (See Tables 2.1-2.4).
To help differentiate trauma from normal stress responses and adversity, Krupnik
(2019) suggests that stressful experiences be categorized into the following: (a)
normative stress response (NSR), (b) pathogenic stress response (PSR), and (c) traumatic
stress response (TSR). According to this categorization, in normative stress, the organism
returns to the initial homeostatic state after the stressful experience. In pathogenic stress
34
(synonymous with adversity), Type II allostatic overload may occur and results in a less
adaptive homeostatic state after the stressful experience. Finally, in traumatic stress, the
organism experiences a breakdown in self-regulatory functions and transitions to Type I
allostatic overload (Krupnik, 2019). According to this categorization then, trauma and
adversity may be operationalized as a function of both the severity of the stressor/s and
the strength of self-regulatory function (Krupnik, 2019). Critically, according to this
model, any stressor can become traumatic given that its severity overwhelms self-
regulatory processes (Krupnik, 2019).
In the literature, trauma is often operationalized using DSM-V criteria, while using a
diagnostic manual, such as the DSM-V allows for a precise and narrow definition, one
disadvantage is that it introduces the confound of psychopathology. Adversities
experienced in early childhood are a risk factor for the development of stress-related
psychopathology in adulthood (Fogelman & Canli 2018; Green et al., 2010; Heim et al
2008; Nemeroff, 2004). Therefore, the impact of traumatic life experiences on stress
reactivity is often confounded with the presence of comorbid post-traumatic stress
disorder (PTSD) or major depressive disorder (MDD). For instance, it becomes difficult
to tease apart the relative effects of maltreatment versus PTSD status on HPA axis
reactivity, as many studies compare maltreated individuals with PTSD to non-maltreated
individuals without PTSD (Bremner et al., 2003; Danese & McEwen, 2012; Schalinski et
al., 2015). One review reported that overall, maltreated individuals exhibit heightened
basal cortisol levels and tend to have blunted cortisol reactivity to laboratory
psychosocial stress tasks. Interestingly however, the review suggests that
psychopathology moderates the relationship between adversity and HPA axis reactivity.
In particular, healthy participants with a history of adverse life experiences produce a
blunted cortisol response to a laboratory stressor, while individuals with PTSD exhibit
heightened cortisol reactivity (Danese & McEwen, 2012). This underscores the
importance of delineating between trauma and adversity, while taking psychopathology
into account when evaluating the impact of early-life adversities on HPA axis reactivity.
35
P-curve is the distribution of statistically significant p values (< .05) for a set of
findings, and its shape (whether it is right or left-skewed) is diagnostic of evidential value
(Simonsohn, Nelson, & Simmons, 2014a). A set of findings contains evidential value
only when selective reporting can be ruled out as the sole explanation for those findings,
and only right-skewed p-curves, that is, those with more small (e.g., .01s) than large (e.g.,
.04s) significant p values, reflect evidential value (Simonsohn et al., 2014a). Importantly,
p-curves that are not right-skewed indicate that the findings lack evidential value, and
those that are left-skewed (containing more studies with p values around .04) are
suggestive of p-hacking (Simonsohn et al., 2014a). While conducting research, scientists
are faced with many decisions including the number of samples to collect, the number of
variables to operationalize, and the number of analyses that should be conducted. If these
decisions are not made prior to data analysis, researchers can continue to analyze
different variables or numbers of participants until they reach the desired significance
threshold. These practices increase the odds of reaching the significance threshold and
are referred to as p-hacking (Simonsohn et al., 2014a). Conducting a p-curve meta-
analysis may have many uses, including determining which set of contradictory findings
36
has not been subject to p-hacking and is therefore, more likely to be correct (Simonsohn
et al., 2014b; 2015).
Here, we use p-curve to examine the conflicting findings regarding the association
between early-life experiences and HPA axis reactivity. Critically, we make a clear
distinction between traumatic life experiences and adverse life experiences, and we
predict differential reactivity within the HPA-axis as a function of the severity of adverse
life-experiences. Furthermore, we have only included studies in these analyses that assess
salivary cortisol reactivity to a laboratory-based stressor (e.g., TSST), and thus we have
reduced some of the variability introduced as a result of differences in cortisol data
collection. As shown in Figure 2.4, Study 1 assesses the literature reporting associations
between traumatic life experiences and salivary cortisol reactivity. In Study 2, we
examine the literature reporting associations between moderately adverse life experiences
and salivary cortisol reactivity. When assessing each subset of results, if a right-skewed
distribution of p-values is found, the conclusion can be drawn that there is evidential
value in the findings and the results of the experiments have not been subject to selective
reporting. Finding a left-skewed distribution on the other hand, would indicate a lack of
evidential value and be suggestive of selective reporting. For example, in Study 1, if we
find that the literature reporting associations between trauma and cortisol hypo-reactivity
contains evidential value, while the literature reporting a relationship between trauma and
cortisol hyper-reactivity does not contain evidential value, we can have more confidence
in the first subset of findings. Therefore, using p-curve to conduct these analyses will
help clarify the inconsistencies in the literature and will allow us to determine which set
of findings is more likely to be correct.
37
Figure 2.4: Graphical depiction of Study 1 and Study 2 aims. The orange curvilinear
function represents the predictions that can be made about the relationship between
adversity and HPA axis reactivity based on the G-A-S model. The U-shaped
function in black represents the predictions that can be made concerning the
relationship between severity of adversity and HPA axis reactivity based on the BSC
model. In Study 1 (outlined in red), we will use p-curve to determine whether the
literature reporting that exposure to trauma is related to heightened cortisol
reactivity or blunted cortisol reactivity contains evidential value. In Study 2
(outlined in yellow), we will use p-curve to assess whether exposure to moderate
adversity is related to heightened or blunted cortisol reactivity.
2.6 Methods
2.6.1 Study 1: Data sources and study selection
We conducted a thorough search of all human studies investigating the association
between traumatic life experiences and cortisol reactivity to a psychosocial stressor from
1999 to 2020. We limited our search to only include articles after 1999 because the most
influential theoretical models to motivate this literature were published in the 2000’s.
The terms “trauma”, “adversity”, “stress”, “maltreatment”, and “early-life stress” are
often used interchangeably in the literature; similarly, the terms “HPA-reactivity”,
38
“cortisol reactivity” and “stress reactivity” are also used interchangeably (Pre-registration
osf.io/9ehsn). Therefore, we conducted a PsycINFO database search using the following
terms:
The results yielded 2673 articles, we excluded articles published prior to 1999,
reducing the results to 2447 articles. We imposed a further limit to include only peer-
reviewed journals and human literature, which reduced the results to 1663 articles. These
1663 articles went to abstract review from the PsycINFO database search. For the
purposes of this study, we were interested in human studies of traumatic life experiences.
In accordance with DSM-5, the experience must have included qualifying events for
post-traumatic stress disorder (PTSD). Furthermore, we were interested in salivary
cortisol reactivity to a laboratory stressor, thus basal or diurnal cortisol measurements and
plasma or urine cortisol measurements were excluded. Based on these inclusion criteria,
we selected 51 articles from the PsycINFO search to include in the p-curve analyses (See
Figure 2.5).
To be thorough, we also conducted a PubMed database search using the following terms:
The search yielded 2645 results, we excluded studies that were not conducted
with human participants, and 1827 articles remained. These 1827 articles were reviewed
for relevance according to their title. Of the 1827 articles, 59 articles went to full abstract
review. When duplicates of the PsycINFO search results were removed and inclusion
39
criteria were applied, 12 additional articles were added to the p-curve analyses (See
Figure 2.6). An additional 5 articles were included from the reference sections of other
articles in the searches (See Figure 2.7).
N = 51
Figure 2.5: Flowchart - PsycINFO database search (trauma and cortisol reactivity)
41
Title Review
N = 1827
Abstract Review Excluded (duplicates of PsycINFO
N = 59 Search)
N = 43
Records Identified
N = 12
Records Identified
N = 12
Included
Figure 2.6: Flowchart - PubMed database search (trauma and cortisol reactivity)
42
N = 51
Records Entered
into Cortisol Hyper- Records Entered Records Entered
reactivity p-curve PubMedinto
Records Included
Cortisol Hypo- (k = 12) into Cortisol Both
N = 14 reactivity p-curve p-curves
N = 35 N=2
PubMed Records Included
N = 12
Records Entered
into Cortisol Hyper- Records Entered
Records
reactivity found from Reference Sections
p-curve (k = 5) Hypo-
into Cortisol
N=6 N = 5 reactivity p-curve
N=6
Records found from Reference Sections
N=5
Articles Entered
into Cortisol Hypo-
reactivity p-curve
k=5
The search yielded 2515 results, we excluded articles published prior to 1999, reducing
the results to 2350 articles. We imposed a further limit to include only English-language,
peer-reviewed articles with human participants, which reduced the results to 1597
articles. These 1597 articles went to abstract review from the PsycINFO database search.
For the purposes of this study, we were interested in human studies of moderately
adverse life experiences (e.g., low SES, daily hassles, parental conflict). To ensure that
we included only articles with moderately adverse life experiences, articles that measured
traumatic experiences were excluded. Trauma was defined in accordance with DSM-5
criteria for qualifying events for post-traumatic stress disorder (PTSD). Once again, we
were interested in salivary cortisol reactivity to a laboratory stressor as the outcome
measure. Based on these inclusion criteria, we selected 23 articles from the PsycINFO
search to include in the p-curve analyses (See Figure 2.8).
The search yielded 2800 results, we excluded studies that were published prior to 1999
resulting in 2681 remaining articles. Next, we excluded articles that were not written in
the English language, were not peer-reviewed or were animal studies, resulting in 1784
articles. Of these 1784 articles, 1268 were duplicates of the PsycINFO search and were
therefore excluded, resulting in 516 articles that went to abstract review. After the
44
abstract review, based on the inclusion criteria, 3 additional articles were included in the
p-curve analyses (See Figure 2.9). Finally, an additional 4 articles were included from the
reference sections of other articles (See Figure 2.10).
Records Identified
Excluded (not peer reviewed, not in
N = 2,350
Excluded
English (reviews,
language, or meta-analyses,
animal studies)
Records Identified
or perspectives)
N = 753
N = 1,597
N = 221
Records Identified
N = 1,597 Excluded (reviews, meta-analyses,
Records Identified Excluded (did not measure
or perspectives)
N = 1,376 moderate adversity)
N = 221
Screening
N = 1,236
N = 897
Records Identified
Excluded (not peer reviewed, not in
N = 2,681 Excluded (duplicates of PsychInfo
Records Identified English language, or animal studies)
search
N = 897
N = 1,784
N = 1268
Records Identified
Excluded (duplicates of PsychInfo
N = 1,784 Excluded (reviews, meta-analyses,
Records Identified search
or perspectives)
N = 1268
N = 516
N = 129
Records Identified
Excluded (reviews, meta-analyses,
N = 516
Records Identified Excluded (did not measure moderate
or perspectives)
N = 387 adversity)
N = 129
N = 332
Screening
Figure 2.9: Flowchart - PubMed database search (adversity and cortisol reactivity)
47
N = 23
N=3
Articles Entered
into Cortisol Hypo-
reactivity p-curve
k=3
N=4
Articles Entered
into Cortisol Hypo-
reactivity p-curve
k=4
2.7 Results
2.7.1 Study 1.1: Traumatic experiences and cortisol hyper-
reactivity p-curve
We first aimed to determine whether a history of experiencing traumatic events was
related to heightened cortisol reactivity. Based on our research results, 22 studies reported
49
Figure 2.12: Dropping the lowest and highest p values on the significance of right-
skewness of the full p-curve (top row), half p-curve (middle row), and the test for
flatness relative to 33% power (bottom row). The red solid line demonstrates the
significance threshold of p = .05. The filled circle demonstrates the results reported
in the text, the open circle demonstrates the results relative to the significance level
if (k) number of p-values were dropped.
Therefore, the conclusion from this set of findings is inconclusive, the current p-curve is
too noisy to reject the possibility of a small effect and at the same time, does not provide
support for the existence of evidential value. In this case, more p-values are required to
determine whether the studies contain evidential value for a small effect. We must,
however, keep in mind that the average power for this set of studies was low. In the case
of studies investigating a relationship between having had traumatic life experiences and
cortisol hyper-reactivity to a laboratory stressor, the power is 16%, 90% CI [5,42]. Based
on this, if the same studies were done again, only 16% of them would detect a significant
result.
value if either the half p-curve is significantly right-skewed at p < .05, or if both the half
and full p-curves are significantly right-skewed at p < .10. The p-curve for the 48 results
was significantly right-skewed (half: z = -5.37, p < .0001; full: z = -5.85, p < .0001). In
this case, both conditions were met, and the p-curve demonstrates that these results
contain evidential value (See Figure 2.13). Once again, as illustrated in Figure 2.14, these
results do not hinge upon extreme observations and were not altered by removing
extreme observations of p-values from the original analysis. The studies investigating the
association between traumatic life experiences and cortisol hypo-reactivity also have
higher power than those of the hyper-cortisol reactivity set; in this case, the power is
46%, 90% CI [29,63].
Figure 2.13: Trauma-Cortisol Hypo-reactivity p-curve. The blue line shows the
distribution of p-values from the data (48 statistically significant results). For
example, 40% of the significant p values were below .01. The red dotted line shows
the expected distribution o of p values if there were no effect. The green dashed line
shows the distribution of p values if an effect existed with studies powered at 33%. N
= 48 p values, p-curve is significantly right-skewed.
54
Figure 2.14: Dropping the lowest and highest p values on the significance of right-
skewness of the full p-curve (top row), half p-curve (middle row), and the test for
flatness relative to 33% power (bottom row). The red solid line demonstrates the
significance threshold of p = .05. The filled circle demonstrates the results reported
in the text, the open circle demonstrates the results relative to the significance level
if (k) number of p-values were dropped.
We also conducted a robustness test for this p-curve in accordance with the
guidelines provided by Simonsohn et al. (2014a; 2015). Six alternative p-values were
included in the p-curve and the results remained unaltered with the robustness check; the
test for evidential value remained significant (half: z = -3.9, p < .0001; full: z = -4.63, p <
.0001), and the estimate of average power was 35%, CI 90% [19,53].
Once again, to ensure that these results were not driven by underlying
psychopathology within the participants of the studies, we removed 4 studies that
included participants with PTSD/MDD. Once again, the two conditions that determine
whether a p-curve is significantly right-skewed were met; therefore, the p-curve for this
set of results was significantly right-skewed (half: z = -5.5, p < .00001; full: z = -6.53, p <
.00001; See Appendix A: Supplementary Materials for further details).
55
Figure 2.15: Adversity-Cortisol Hyper-reactivity p-curve. The blue line shows the
distribution of p-values from the data (15 statistically significant results). For
example, 53% of the significant p values were below .01. The red dotted line shows
the expected distribution of p values if there were no effect. The green dashed line
shows the distribution of p values if an effect existed with studies powered at 33%. N
= 15 p values, p-curve is significantly right-skewed.
56
Figure 2.16: Dropping the lowest and highest p values on the significance of right-
skewness of the full p-curve (top row), half p-curve (middle row), and the test for
flatness relative to 33% power (bottom row). The red solid line demonstrates the
significance threshold of p = .05. The filled circle demonstrates the results reported
in the text, the open circle demonstrates the results relative to the significance level
if (k) number of p-values were dropped.
For the robustness test for this p-curve, we entered six alternative p-values. The
test for evidential value remained significant (half: z = -3.31, p = .0005; full: z = -2.84, p
= .0023), and the estimate of average power was 39%, CI 90% [13,68].
skewed at p <.10. Therefore, as shown in Figure 2.17, the p-curve for this set of results
was not significantly right-skewed (half: z = -1.58, p = .0572; full: z = -0.4, p = .3453).
Figure 2.18 shows that these results do not change if we remove the largest p-values and
the conclusion drawn from the p-curve would remain unaltered.
Figure 2.17: Cortisol hypo-reactivity p-curve. The blue line shows the distribution of p-
values from the data (16 statistically significant results). For example, 31% of the
significant p values were between .01 and .02. The red dotted line shows the expected
distribution of p values if there were no effect. The green dashed line shows the
distribution of p values if an effect existed with studies powered at 33%. N = 16 p
values, p-curve is not significantly right-skewed.
58
Figure 2.18: Dropping the lowest and highest p values on the significance of right-
skewness of the full p-curve (top row), half p-curve (middle row), and the test for
flatness relative to 33% power (bottom row). The red solid line demonstrates the
significance threshold of p = .05. The filled circle demonstrates the results reported
in the text, the open circle demonstrates the results relative to the significance level
if (k) number of p-values were dropped.
Next, we conducted the follow-up test required when p-curve is not significantly
right-skewed (Simonsohn et al., 2014a; 2015). That is, we tested whether the p-curve is
flatter than one would expect if studies entered into the analysis were powered at 33%.
An absence of evidential value can only be concluded if the full p-curve is significantly
flatter than the p-curve of 33% power at p < .05. In this case, the full p-curve was
significantly flatter than the p-curve of 33% (full: z = -1.86, p = .0313), indicating that
evidential value is inadequate or absent. Here, we reject the null of a small effect against
an alternative of an even smaller effect and we conclude that this set of studies lacks
evidential value, meaning that either the effect does not exist or it is too small for us to
rule out selective reporting as an alternative explanation. In other words, these results
demonstrate that direct replications of the submitted studies are not expected to succeed;
the estimated power of these studies was 7%, 90% CI[5,29].
59
2.8 Discussion
Empirical reports of how life experiences are related to HPA axis reactivity remain
contradictory, with some studies reporting that adverse experiences are related to HPA
axis hyper-reactivity and others reporting HPA axis hypo-reactivity (See Tables 2.1-2.4).
Here, we conducted a systematic review of the literature and used p-curve meta-analytic
techniques to resolve some of the apparent inconsistencies in the reported findings.
Critically, in the current meta-analyses, we operationalized our criteria for life
experiences very carefully. In the literature, the term “adversity” is defined broadly with
adverse events ranging from mild adversities (e.g., changing schools) to extreme trauma
(e.g., sexual abuse); therefore, one factor contributing to the mixed findings may be the
lack of consensus on appropriate definitions of adverse life events versus a traumatic life
events (Krupnik, 2019). One strength of the analyses conducted here is that the terms
trauma and adversity were clearly delineated. Traumatic life events were defined in
accordance with DSM-5 criteria for qualifying events for the development of PTSD. In
contrast, adverse life events were defined as stressors experienced throughout
development that were not traumatic (e.g., low SES, parental conflict). Therefore, by
including studies that were comparable in each meta-analysis, we were able to test
specific hypotheses about the relationship between the severity of adverse life
experiences and HPA axis reactivity.
reported HPA axis hypo-reactivity. The p-curve analyses here provided support for the
evidence linking trauma with blunted HPA-axis reactivity. The p-curve of the HPA
hyper-reactivity literature was inconclusive in that while it did not show a significantly
right-skewed p-curve, it also did not demonstrate a curve flatter than one would expect if
the studies were powered at only 33%. Therefore, in this case, the p-curve was too noisy
to determine whether a very small effect exists or not. This limitation of the current meta-
analysis may be reflective of lower power among studies reporting HPA hyper-reactivity
compared to those reporting blunted HPA reactivity. Overall then, we can be more
confident in the literature linking traumatic life events to a blunting of cortisol reactivity
given that the p-curve of these studies was significantly right-skewed and these studies
overall had greater statistical power.
The p-curve results of the current analyses support the notion that traumatic
experiences are associated with a blunted reaction of the HPA-system to laboratory
stressors, whereas moderately adverse experiences are associated with heightened
reactivity of the HPA axis. These results are consistent with the predictions made by
Danese and McEwen (2012), in that they reveal that the literature reporting blunted
cortisol reactivity after exposure to traumatic events contains evidential value. However,
Danese and McEwen (2012) predicted that underlying psychopathology moderates the
association between adversity and HPA axis reactivity. Specifically, they expected that
after exposure to adversity, cortisol reactivity would be heightened in individuals with
underlying psychopathology, and blunted in healthy individuals. While we could not
61
completely control for the confound of underlying PTSD, when we removed studies that
explicitly mentioned underlying mental illnesses in their study sample, the results
remained unaltered. Consistent with the predictions of Danese and McEwen (2012), this
demonstrates that in otherwise healthy individuals, exposure to trauma is related to
blunted cortisol reactivity. Similarly, these findings are congruent with predictions that
can be made using the G-A-S model; according to this model, if exposure to an acute
stressor becomes chronic, the HPA axis will move from a hyper-responsive system to a
hypo-responsive one. While the G-A-S model does not precisely describe associations
between HPA axis reactivity and severity of adversity, the assumption can be made that
the body only reaches the “exhaustion stage” reflected by blunted cortisol reactivity if
stressors are either chronic or severe.
In contrast, the p-curve analyses conducted here do not provide direct support for the
BSC model. According to this model, we would have expected HPA hyper-reactivity in
individuals who had experienced traumatic life events, and HPA hypo-reactivity in
individuals who had experienced moderately adverse life events. Our p-curve analyses,
however, provides evidence for the opposite effect. The results lend support to an
inverted U-shaped relationship between severity of adversity and cortisol reactivity,
while the BSC model predicts a U-shaped function. One potential explanation is that HPA
axis reactivity is only one aspect of “biological reactivity”, it could be the case that
biological reactivity as measured by heart rate variability, respiratory sinus arrhythmia
(RSA), or preejection period (PEP), could provide evidence in support of the BSC model.
Furthermore, it could also be the case that the range of experiences that the BSC makes
predictions about are all within “normative” experiences; that is, the BSC may be making
predictions about variability in experiences ranging from highly protected environments
to moderately stressful, but not traumatic environments. Careful examination of the
empirical study used to provide evidence for the BSC model lends support to this idea, as
the measures of adversity used were moderately adverse (e.g., family discord, SES, and
family stress; Ellis et al., 2005). Consistent with the findings of the p-curve analyses, the
authors reported that adversity was associated with heightened cortisol reactivity (Ellis et
al., 2005). According to the BSC paradigm, the paradox of biologically reactive
phenotypes being present under both protected and stressful environmental conditions is
62
Based on the literature and the results of these p-curve meta-analyses, there appears to
be an inverted-U shaped relationship between severity of adversity and cortisol reactivity.
Exposure to traumatic life experiences is related to blunted HPA axis reactivity, while
exposure to moderate adversities is related to heightened HPA axis reactivity. The role
that glucocorticoid release plays in glucose metabolism and the body’s expenditure of
resources may partially explain these relationships. When exposed to stressful
experiences, glucocorticoids are produced and result in increased availability of energy
resources to facilitate “fight or flight” responses (Del Rey et al, 2008). Under chronically
stressful or traumatic conditions, “fight or flight” may not be feasible, and thus, the
organism’s physiology may adapt in a manner that does not waste energy resources. If
the organism perceives the situation as completely inescapable, there is little utility in
releasing glucocorticoids and mobilizing energy resources unnecessarily. On the other
hand, a history of exposure to moderate levels of adversity may signal that the likelihood
of success in overcoming the stressors is high. In this case, the organism’s physiology
may adjust in a manner to release energy resources in the face of acute stressors.
The inverted U-shaped relation between severity of adversity and stress reactivity
corresponds closely to Hans Selye’s G-A-S model, which suggests that chronic stressors
will result in the HPA axis moving from a hyper-reactive system to one that becomes
under-responsive (Selye, 1946). The G-A-S model views hypocortisolism as a harmful
response with significant clinical implications (Selye, 1946). However, it may be the case
that the hypocortisolism in response to traumatic experiences reflects the body’s tendency
63
The finding that the HPA axis becomes differentially reactive according to the
severity of adversity experienced highlights the importance of having clear definitions for
traumatic versus adverse events. Indeed, the lack of consensus regarding definitions of
adversity and trauma may have contributed to the mixed findings reported to date (Bunea
et al., 2017; Fogelman & Canli, 2018; Krupnik, 2019). If clear boundaries are set for
what is objectively considered traumatic versus adverse, we may be able to find more
reliable patterns in the findings reported in the literature. That said, using DSM-5 criteria
for determining traumatic life events is not the only method available. One limitation of
using DSM-5 criteria to define traumatic life events is that it introduces a confound of
stress-related psychopathology into the analysis. In fact, many individuals that experience
traumatic life events (as defined using DSM-5 criteria) will also fit the criteria for the
development of PTSD and other stress-related disorders. We were able to partially
control for this confound in our analyses by excluding studies that explicitly reported
psychopathology in their study samples (See Appendix A: Supplementary Analyses).
However, it is possible that other studies included in the analyses did not directly
measure or report psychopathology within their samples; as such, we cannot be certain
that the participants in those studies did not also have stress-related psychopathology.
Nevertheless, not all individuals who experience traumatic life events will develop PTSD
or other stress-related disorders. Therefore, using DSM-5 criteria to define traumatic
events may differentiate trauma from adversity, but it may or may not introduce the
confound of psychopathology into the analysis.
A recent model suggests that any stressor can be traumatic if its severity overwhelms
self-regulatory processes (Krupnik, 2019). The model proposes that individuals with
64
2.8.1 Conclusion
Understanding how life-experiences become biologically embedded (Hertzman,
1999) is of great interest to researchers. The HPA axis is one biological system that
exhibits plasticity to environmental conditions and has been shown to become
differentially calibrated as a function of life experiences. Various theoretical models
make different predictions about how life experiences are related to HPA axis reactivity.
Empirical evidence investigating the relationship between life-experiences and HPA axis
reactivity, however, is mixed. P-curve is the distribution of statistically significant p-
values for a set of findings and can be used as a powerful tool when literature on a given
topic provides mixed results. P-curve can determine which subset of contradictory results
contains evidential value. Here, we used p-curve as a tool to determine how traumatic and
adverse life experiences are related to HPA-axis function. We found that the literature
reporting an association between traumatic experiences and cortisol hyper-reactivity was
inconclusive, while the literature reporting an association between traumatic experiences
65
and cortisol hypo-reactivity contained evidential value. Moreover, when we assessed the
literature reporting associations between adverse life experiences and cortisol reactivity;
we found the opposite pattern of results. That is, we found that the literature reporting an
association between moderately adverse life experiences and cortisol hyper-reactivity
contained evidential value, while the literature reporting cortisol hypo-reactivity did not.
These results help clarify the mixed findings in the literature and they provide support for
an inverted U-shaped relationship between severity of adversity and HPA axis reactivity.
Moreover, the results of these analyses highlight the importance of having clear
definitions and conceptual boundaries for defining the terms “adversity” and “trauma”.
66
Kern & Laurent We expected that Participants were the CTQ: The CTQ uses 25 The Strange Salivary Cortisol: Each Childhood Table 2 - CTQ total r(45) = .034 As predicted, early life
2019 women’s reported 47 women from a items scored on a 5- Situation (SS) woman contributed four maltreatment correlation with T3 .31 adversity appeared to
history of childhood larger longitudinal point Likert scale involves seven 3- saliva samples via passive reported at 3 months Cortisol Sample 1 contribute to ongoing
maltreatment at 3 study of (from 1 = "never" to 5 minute episodes in drool: the first soon after postnatal—the total symptom elevations
months postnatal mother-infant stress = "very often") to which the infant is arrival, the second score and, if a via heightened HPA
would predict regulation who assess the occurrence twice separated immediately following the significant overall reactivity to stress
greater cortisol completed all during childhood of from the mother— completion of the SS effect was detected,
reactivity to measures involved in five forms of first with an procedure, the third 20 min individual subtypes—
mother-infant stress the current study. maltreatment: unfamiliar female after the start of the second was used to predict
at 12 months physical abuse, “stranger” in the separation from the mother, women’s cortisol
postnatal, which emotional abuse, room, then with no and the fourth 30 min after response trajectories
would predict sexual abuse, one in the room— the preceding sample. during the mother
higher affective physical neglect, and before being infant stress task at
symptoms emotional neglect. reunited; during 12 months postnatal
(controlling for 12- separations, using multilevel
month symptoms) women were able modeling in HLM.
at 18 months to watch their
postnatal. infant on a remote
computer monitor.
This task has been
shown to elicit
behavioral and
physiological stress
responses in infants
and their mothers.
Shalev et al We hypothesize A total of 427 Bereavement: The TSST: Bereaved and Salivary Cortisol: Salivary We examined the Table 3 - t-test for t(221) = .003 As hypothesized, we
2019 that bereavement bereaved and non- deceased parents nonbereaved cortisol samples were relationship of Bereaved vs. Non- 3.05 found that parental
and suicidal bereaved youth were (probands) died offspring obtained immediately cortisol measures bereaved and bereavement was
ideation will each, enrolled in the study, within 24 h of either participated in a after the social stress task with demographic Cortisol Reactivity associated with greater
independently be of whom 223 (52%) suicide (n = 29), modified version of (15 min after baseline), and and clinical variables cortisol reactivity.
related to baseline completed the acute accidental death (n = the Trier Social 5, 10, 20 min after the social to identify significant
cortisol, total laboratory social 17), or sudden Stress Test (TSST), a stress task (20, 25, 35 min covariates to include
cortisol output, and stress task and were natural death (n = procedure designed after baseline). in our regression
cortisol reactivity in available for follow- 33). to induce a models (Table 1) and
response to the up. The 223 youths moderate stress controlled for
TSST, and that included 114 offspring response. The TSST covariates known to
cortisol measures from 79 parentally- was conducted on potentially affect
bereaved families and average 6 years (SD cortisol levels. We
67
will predict future 109 offspring from 65 = 1.3, range: 2.8– used Bonferroni
suicidal ideation. nonbereaved families. 9.2) after correction to account
bereavement in for multiple
bereaved youth. comparisons.
Chen et al 2018 Our main goal was Participants were 80 Olweus Bully/Victim TSST: The TSST is an Salivary Cortisol: Six saliva Because there were A significant main F(1,78) .009 The current study of
to examine whether children (4-5th grades, Questionnaire: We empirically- samples were collected from no sub-type effect of bullying = 7.07 Chinese children also
cortisol levels 45% girls) with a mean used six items supported protocol each participant, to measure differences, and there victimization was provided evidence for
during baseline, age of 10.83 (± 0.70 involving physical, to elicit the cortisol response to the were significant found, F(1, 78) = a link between bullying
stressful, and SD) years, selected verbal, and relational psychosocial stress, TSST across a 70 min period. correlations in 7.07, p = 0.009, ŋ2 = victimization and
recovery periods of from 970 students in victimization from developed by The first sample (T1) was subtype membership 0.08, Φ = 0.75, cortisol levels, in the
the TSST differed 18 classes in two the Olweus Kirschbaum et al. collected at 5 min after (r- s = 0.291~0.430, ps which indicated that context of the TSST.
for bullied and elementary schools. Bully/Victim (1993). It involves arrival in the room next to < 0.001), we cortisol levels during Children with a history
nonbullied youth, in Sixty-five victims Questionnaire. Each public speaking and the experiment room, combined them into TSST were higher for of victimization had
a sample of Chinese actively agreed to of the three mental arithmetic, during the 10 min rest one larger group of bullied than higher cortisol than
children. We participate in the subscales consisted as stressors. period. The second sample bullied youth, and in nonbullied children. those without a
hypothesized stress test; they were of two items. Sample (T2) was collected when our final analysis we history.
finding a significant selected from 120 items include: "being participants were about to compared them to
association identified victims. hit, kicked, or slapped finish the preparation of non-bullied youth.
between greater Meanwhile, a by others" (physical), their speeches. The third Repeated-measures
bullying nonbullied group of Being laughed at by sample (T3) was collected analyses of variance
victimization and 25 children was others(verbal), and immediately at the end of (ANOVAs) was used
stronger cortisol randomly selected Being excluded by the mental arithmetic task. with the six
reactivity during the from the pool of others The other three samples (T4, measurements of
TSST, such that nonbullied children (relational/social). T5, and T6) were collected cortisol representing
victims would have who had no separately at 10 min, 25 time as a within-
higher cortisol victimization in the min, and 40 min after the subject factor, and
reactivity than non- previous semester; end of the arithmetic task. bullying victimization
victims during they matched the status (bullied versus
stressful and bullied group in age nonbullied) as a
recovery periods. and gender between-subject
distributions. variable
Coppens et al Studies on the Twenty-seven female CTQ: Participants TSST: The TSST is Salivary Cortisol: Salivary The group-by-time Significant main F(1,43) .028 Cortisol responses
2018 association FM patients and 24 completed the the gold standard cortisol was assessed at interaction effect in effects of group = 5.18 were higher in
between ECA and age-matched female Childhood Trauma laboratory baseline (T0), immediately these models was [F(1,43)=7.04, participants with ECA.
HPA axis reactivity controls were Questionnaire – short procedure to before the TSST (after a followed up by a p=0.011, lower in
in FM are lacking, recruited in a tertiary form (CTQ-SF), a well- induce psychosocial relaxation/waiting period of priori planned FM] and ECA
but in other FSS, an care center and validated 25-item stress; it consists of 30 minutes) (T1), contrasts using [F(1,43)=5.18,
association was through self-report a public speech (5 immediately after the TSST independent samples p=0.028, higher in
found between ECA advertisements, instrument, to minutes) and an (T2), and 10 (T3), 20 (T4), 30 Student’s t-tests, with participants with
and HPA axis respectively. measure exposure to arithmetic task (5 (T5), and 75 minutes after step-down Bonferroni ECA] were found for
responses during ECA. minutes) performed the TSST (T6). correction for cortisol responses.
the TSST; however, in front of an multiple testing.
both decreased and evaluating audience
increased responses (two PhDs or MSc
were found in students wearing
individuals with white laboratory
ECA, again stressing coats).
the need for further
research.
68
Mielock et al We hypothesized The sample included The Childhood TSST: involved a 2- Salivary Cortisol: Pre-stress To examine within- The maltreatment X t(24) = .003 Maltreated women
2017 that cortisol 26 women with a Adversity Interview hour pre-stress saliva samples were and between- MDD X time 3.33 showed greater
responses would be history of (CAI): is a semi- period, a 5-minute collected at 30-minute individual changes interaction (i.e., anticipatory cortisol
higher in maltreated maltreatment before structured interview public-speaking task intervals for 2 hours prior to simultaneously, we anticipatory reactivity during the
women with current the age of 10 (15 with that was (following a 5- the stress task, with the final specified a multilevel reactivity) was TSST protocol
MDD and blunted in current MDD) and 26 administered by minute preparation sample provided model (MLM) using significant (b = compared to non-
maltreated women women with no trained raters. Seven period) followed by immediately prior to the Hierarchical Linear −.017, SE = .009, p = maltreated women.
without current history of subtypes of a 5-minute mental stress tasks (five samples). Models (HLM v. 6) .046). Simple slope Maltreated women
MDD compared to maltreatment (17 childhood adversity arithmetic task Post-stress saliva samples consisting of a within- analyses revealed also showed rapid
non-maltreated with current MDD). occurring before age performed in front were collected immediately person (i.e., level 1) stronger anticipatory deceleration in cortisol
women. 10 were assessed: of an audience, and after the tasks and at 10- sub-model describing cortisol reactivity for levels. Whereas non-
separation/loss; life- a 60-minute post- minute intervals for 60 cortisol and alpha- maltreated women maltreated women
threatening illness or stress period. minutes (seven samples). amylase responses to without current showed initial declines
injury; physical each TSST and MDD (b = .020, SE = . in alpha-amylase levels
neglect; emotional between-person (i.e., 006, p < .001) but rapidly increasing
abuse; physical abuse level 2) sub-model compared to those alpha-amylase levels
or assault; witnessing describing how with current MDD (b during the TSST
domestic violence; cortisol/alpha- = .014, SE = .005, p = protocol, maltreated
and sexual abuse or amylase responses to .005). In contrast, women did not exhibit
assault. each TSST varied non-maltreated changes in alpha-
between women with (b = amylase levels during
maltreated/non- .003, SE = .005, p = the TSST protocol.
maltreated and .513) and without Contrary to
current MDD/non- current MDD (b = expectation, MDD did
MDD groups. −.008, SE = .005, p = not impact cortisol or
.110) did not exhibit alpha-amylase
anticipatory cortisol responses.
reactivity.
Flanagan et al This exploratory Our sample was The Adverse TSST: Participants Salivary Cortisol: Enzyme- To estimate the effect Results indicate that t(115) = .0138 Results indicate that
2015 study addressed comprised of 31 Childhood performed the Trier linked immunosorbent of administration of there is a significant 2.5 ACE scores and cortisol
this gap in the cocaine-dependent Experiences (ACE) Social Stress Task assays were used to oxytocin or placebo positive association reactivity to the TSST
literature by individuals who Survey: is a 10-item (TSST)) and were measure salivary cortisol on the response to between baseline were positively
examining whether responded to local self-report survey told that at 2:00 and DHEA levels. the social stress task; ACE scores and correlated in our
ACE severity media used to assess 10 (s)he would soon linear mixed effects cortisol response sample.
influenced the advertisements. domains including perform to an models that use all levels in the
effects of intranasal Inclusion criteria childhood abuse audience a speech serially measured untreated placebo
oxytocin on included current (emotional, sexual and arithmetic task. time points following group (β = 0.24 7
measures of HPA cocaine dependence and physical), neglect administration of the 0.09, t115 = 2.5, p =
axis function (e.g. consistent with DSM- (emotional and study drug tested the 0.014).
salivary cortisol and IV diagnostic criteria. physical) and neuroendocrine
Dehydroepiandrost household responses to
erone [DHEA]) to a dysfunction intranasal oxytocin
social stress (domestic violence, compared to placebo
laboratory paradigm substance abuse, as well as the
among cocaine- mental illness, modification of the
dependent criminal house- hold oxytocin effect by
individuals. increased ACE scores
69
Dietz et al 2013 It was hypothesized The participants were Parental Loss: The TSST: Offspring Salivary Cortisol: Salivary Group (2) x Time (4) The total cortisol F(1,179) .01407 Bereaved youth
that parentally 181 youth, aged 10 to deceased parents watched a 10- cortisol samples were ANOVA. ANOVA was secretion, as = 6.15; showed overall higher
bereaved children 29, from 62 parentally (probands) died minute travel video obtained immediately after used to assess group measured by AUC, Robust- total cortisol output
would evidence a bereaved families and within 24 hours of during which the social stress task (15 differences in total was higher in the ness but showed no
significantly 53 nonbereaved definite verdicts of baseline cortisol minutes after baseline), and cortisol output. bereaved than in the t(40) = significant increase in
different trajectory families; 66.3% of suicide (n = 21), sample was 5, 10, and 20 minutes after nonbereaved groups 2.32 cortisol levels over
of cortisol response participants had at accidental death (n = obtained (0 the social stress task (20, 25, [F(1,179) = 6.15, p = time in response to
compared with least 1 sibling in the 13), or sudden minutes). For the 35 minutes after baseline). .01]. social stress. Within
nonbereaved study. natural death (n = next 15 minutes, Cortisol response was the bereaved group,
controls, marked by 28). Nonbereaved participants were operationalized as changes offspring bereaved due
greater reactivity to offspring had two asked to prepare in cortisol levels across the to sudden natural
acute stress. In this living biological and deliver a brief five time points during the death showed a
article, psychiatric parents, lived in the speech and then laboratory procedure. significant increase in
disorders associated home of at least one perform a mental cortisol relative to
with cortisol of them, and had no arithmetic task baseline.
response in first-degree relatives while being
offspring were who had died within observed by
considered possible the 2 years before research staff.
confounds and were recruitment.
controlled to isolate
the influence of
bereavement on the
acute stress
responses of
participants.
Bosch et al We examined Complete HPA-axis Pre/postnatal Social Stress Test: Salivary Cortisol: HPA-axis Repeated-measures Figure 1 Subjects F(1,441) .0046 The transition in
2012 adversities during and adversity adversity, adversities The experimental responses towards the social general linear models with the highest = 8.08 cortisol activity from
five age periods measurements were during ages 0—5 session during T3 stress test were assessed by (GLM, Greenhouse— number of late hypersecretion after
(pre/postnatal, 0—5 available for 640 (early childhood) and consisted of a four cortisol samples, before Geisser corrected) childhood adversities before age
years, 6—11 years, participants. 6—11 (middle number of different the introduction of the were used to examine adversities (ages 6— 11 and hyposecretion
12—13 years, 14— Adolescents were childhood), challenges social stress test (‘pretest’), (1) the main effects of 11) displayed the afterwards emphasizes
15 years), to excluded if stressful adversities during (orthostatic stress, directly after the test adversities per period highest cortisol puberty as a major
investigate their life events were ages 12—13 (early spatial-orienting (‘during test’), 20 min after and (2) the inter- overall level (mean developmental period
specific effects on assessed more than 3 adolescence), and task, gambling task, the test (‘end of test’), and action of level of cortisol of the HPA-axis.
the HPA-axis. We months before (n=60) adversities during startle-reflex task, 40 min after the test (‘post pre/postnatal risk across the four Puberty may be
anticipated that or after the ages 14—15 (middle and social stress test’). with each later cortisol marked by a transition
effects of experiment (n = 60). adolescence) were test). The social adversities on the measurements, in how adversities
adversities on the We excluded measured via semi- stress test HPA-axis. F(1,441) = 8.08, p = affect the HPA-axis,
cortisol responses adolescents with structured (Groninger Social .005). with cortisol
would depend on cortisol outliers (>3 interviews. Duration Stress Test) hypersecretion before
their timing, and SD, n = 11), and who of the adversities was involved a age 11 and
that pre/postnatal used corticosteroids measured in months. standardized hyposecretion after
adversity would (n = 38), leaving a protocol inspired by age 11.
render individuals total of 471 (32.3% the Trier Social
more sensitive to low- risk) participants Stress Test
persistent effects of for analysis. (Kirschbaum et al.,
1993).
71
later adversities on
the HPA-axis.
Gola et al 2012 Here we investigate Cortisol reactivity was War and rape Traumatic Plasma and Salivary Salivary and plasma Differential cortisol t(27) = .02634 Trauma groups had
whether the type of assessed in 30 trauma: To Reminders: Cortisol: Plasma and salivary cortisol reactivity responses were 2.35 comparable basal
trauma (rape vs. individuals with investigate the Participants were cortisol levels of PTSD were analyzed using observed in PTSD salivary or plasma
other trauma types) current PTSD influence of trauma interviewed in a patients were measured at mixed model ANOVAs patients who had cortisol levels,
is associated with according to DSM-IV. type on cortisol standardized three time points during a with trauma type been raped however, our results
differential stress All PTSD patients were reactivity, patients manner about their detailed and standardized (raped vs. non-raped) compared to those demonstrate
responses when refugees (4 from were divided into two individual child and clinical interview, starting at or trauma type and who had not been differential salivary
confronted with Africa, 5 Balkan, 21 groups: raped (n = adulthood 10:00 a.m., once before and gender or current raped [t2, t(27) = cortisol responses in
trauma-related Middle East and 10; 6 female, 4 male; traumatic twice after assessing depression as fixed 2.35, p < .05]. PTSD PTSD patients who had
material, using Afghanistan) with mean age = 34.0 experiences using individual rape, war and effect and time (t1, patients who had been raped compared
cortisol as a multiple highly years, SD = 10.2) vs. the event checklist torture experiences. t2, and t3) as been raped showed to those who had not
physiological stress stressful war and non-raped (n = 20; 8 of the CAPS and repeated measure a significant cortisol been raped.
marker. torture experiences, female, 12 male, the vivo checklist of factor. increase when Consistent with a
including or not mean age = 33.7 war, detention and reminded of their typical diurnal decline,
including rape. To years, SD = 8.7). Rape torture event which traumatic events (t1 salivary cortisol levels
compare basal cortisol was defined as any assesses common vs. t2, p < .001), and decreased in the
levels of the PTSD traumatic stressor traumatic returned to baseline course of the interview
group with a non- involving unwanted experiences in levels at t3 (t2 vs. t3, for the group with no
PTSD group, we vaginal or anal conflict regions and p = .11; t1 vs. t3, p = past experience of
further examined a penetration obtained during torture. .92). rape, whereas those
third healthy control by the use of force or PTSD patients who had
group (n = 28; 17 threat of force. been raped showed a
female, 11 male; significant salivary
mean age = 26.9 cortisol increase when
years, SD = 7.0). reminded of their
traumatic events.
Harkness et al This study examined Participants were 71 CECA: Participants TSST: We followed Salivary Cortisol: 5 (time) x 3 A significant 3-way F(2, 63) .03997 Consistent with
2011 the hypothesis that individuals (48 were interviewed precisely the Participants were asked to (depression group: interaction of time = 3.39; hypotheses, a history
depressed females) ages 12—21 using the Childhood procedure outlined refrain from eating and minimal depression, by depressed group Robust- of childhood
adolescents with a years (M = 15.39, SD = Experience of Care by Krischbaum, drinking for 1 h prior to their mild/moderate by childhood ness maltreatment was
history of childhood 2.11). The depressed and Abuse contextual Pirke, and arrival at the lab. All saliva depression, maltreatment in the F(2,63) associated with
maltreatment will adolescents all met semi-structured Hellhammer (1993) was collected in previously moderate/severe quadratic trend, F(2, = 3.41 significantly higher
show greater Diagnostic and interview and rating in defining the time labeled 5 ml polypropylene depression) x 2 63) = 3.39, p < .05, cortisol reactivity and
cortisol reactivity to Statistical Manual of system (CECA). points for salivary vials by passive drool (childhood h2 = .10. total cortisol exposure
psychological stress Mental Disorders sample collection between the hours of 3 pm maltreatment: (i.e., AUC) to a
challenge than (DSM-IV) criteria for a during the TSST. and 5 pm because this is a presence versus psychosocial stress
those without, and current non-bipolar, period of low cortisol absence) repeated challenge.
this relation will be non- psychotic mood relative to the morning. measures analysis of
moderated by level disorder. covariance
of depression (RMANCOVA)
severity. controlling for age
and parental
occupation status.
72
Hibel et al 2011 Here we extend the Data for this analysis IPV: To assess Challenge Task: Salivary Cortisol: To assess The main analyses Children that were F(2, .00119 The analyses presented
previous analyses came from the larger violence between Lab-TAB- Challenge changes in cortisol indicative employ a series of exposed to IPV 1089) = examined the
by examining the project’s home partners, the Conflict tasks designed to of the child’s adrenocortical mixed-model exhibited a 4.45 contributions of IPV on
influence of IPV on interview and Tactics Scale—Couple elicit emotional response to the emotion repeated-measures significantly Robust- adrenocortical levels,
cortisol levels, assessments at three Form Revised (CTS- reactivity were challenge tasks, three saliva ANCOVAs different response ness reactivity, and recovery
reactivity, and time points across CF-R) was administered to the samples were collected: a determining the to the tasks than F(1, 99) to a set of emotion
regulation across early childhood: when administered. The child. At the early pretask sample collected relationship between those not exposed, F = 4.45 eliciting challenge tasks
early infancy, later the child was CTS-CF-R consists of infancy visit, three prior to administration of violence exposure (2, 1,089) = 4.45, p < when the child was 7,
infancy, and approximately 7 19 items exploring tasks were the challenge tasks, a and physiology across .01. Children 15, and 24 months of
toddlerhood. We months, 15 months, conflict and violence presented to the sample 20 min after the final early infancy, later exposed to higher age. Adrenocortical
determine if and 24 months of age. between the partner child: the barrier task was completed (or infancy, and levels of physical dysregulations first
children exposed to From the total of and the mother in task, the mask task, prior, if the child reached toddlerhood. violence at 24 appeared at 24
IPV exhibit 1,292 dyads eligible, the past 12 months. and the arm “peak emotional arousal”), months had higher months, revealing
divergent patterns 1,102 participated in The CTS-CF-R restraint task. At and then a final sample 20 cortisol reactivity toddlers exposed to
of cortisol reactivity all three home visits contains three the later infancy min later. The child was from pretask to high accumulated
and recovery across and are thus included subscales: verbal and toddlerhood considered to have reached posttask. levels of IPV across
early childhood. in the analyses. discussion, verbal visits, two tasks peak arousal if he or she their first 2 years had
aggression, and were presented to produce. higher cortisol
physical aggression. the child: the toy reactivity than those
removal task and with little to no
then the mask task. violence exposure.
Ivanov et al This protocol tested We identified 30 To assess traumatic Violent film: Since Salivary Cortisol: Cortisol 2 (group: adversity vs The main effect for F(1,23) .04368 The main effect of
2011 the hypothesis that children ages 8–12, stress exposure, the TSST presents samples, pulse and blood no adversity) x 2 (film group was registered = 4.556 group (Trauma vs.
traumatized and who have exhibited caretaker filled out: i) stressful stimuli pressure were collected type: violent vs. non- during the Violent Non-Trauma) showed a
aggressive youths patterns of aggressive the Codington Life unrelated to at baseline just before the violent) x 4 (time) film at T3 (F= 4.556, significantly
will exhibit higher behavior, indicated by Events Scale for the personal trauma start of each film (T1), 15 ANOVA. d.f.= 1/23, p= 0.044), heightened HPA
levels of school suspension due purpose of inquiring history we min into the viewing (T2), at indicating response pattern for
responsiveness to to engaging in about the occurrence introduced the end of the viewing (T3), significantly the Trauma children
the active physical fighting. Of of traumatic emotionally laden and 15 min post viewing heightened that was most
psychological these 25 children experiences within stimuli that we (T4). cortisol response in pronounced during the
challenge (Violent completed the the past 12 months; considered relevant Trauma youth Non-Violent film.
film) than experimental protocol and ii) the to some aspects of compared to Non- Although the Violent
aggressive youth and provided data Posttraumatic Stress these children's Trauma film elicited higher
with no trauma included in the Reaction Index experiences (e.g. counterparts. cortisol response than
whereas the analyses. (PTSRI) Parent physical aggression) the Non-Violent film in
responsiveness to version, which and used two types the Non-Trauma
the neutral queries the parent of films as aggressive children,
psychological about the occurrence psychological these responses were
challenge (Non- of traumatic probes. The Violent overall lower than the
Violent film) will not experiences in the film (VF) involved responses to either
differ between the child and the nature scenes depicting film in the Trauma
two groups of the reactions to preparation for and group, pointing to an
them, following the enactment of a overall heightened HPA
DSM criteria for boxing match. The responsiveness in the
PTSD. Children also Non-Violent film Trauma children.
completed the PTSRI, (NVF) depicted
Child version. everyday family
73
interactions in a
situational comedy
format.
Elzinga et al The aim of the Four groups: (1) Social Traumatic TSST: The Salivary Cortisol: measures 4 x 10 repeated A main effect of F(3,46) .01258 We found that a
2010 present Anxiety Disorder + Experiences Checklist psychological were obtained at 10 measures ANOVA. To Group was found = 4.03 history of childhood
retrospective study Childhood Abuse (TEC): A reliable and challenge test assessment points over a compare the four (F(3,46) = 4.03, p < abuse (CA) was
is to investigate HPA [n=9]; (2) Social valid self-report consisted of a free 130-min period, at -65, -35, - groups on cortisol 0.05, η2 = 0.21), associated with greatly
reactivity to a Anxiety Disorder - inventory that speech (5 min) and 25, -10, 0, +15, +25, +40, reactivity to the TSST, which was specified enhanced cortisol
psychosocial Childhood Abuse assesses emotional a mental arithmetic +50, and +65 min with ANOVA for repeated by a significant reactivity to a
stressor (TSST) in [n=9]; (3) PTSD [n=16]; abuse and neglect, task (5 min), reference to th estart of the measures were Group × Time psychosocial stress task
patients with SAD (4) Healthy controls physical abuse, performed in front stressor. All assessments conducted with interaction in patients with social
who report a history [n=16]. sexual harassment, of an audience of were performed between 1 Group as between- (F(27,414) = 2.62, p anxiety disorder (SAD)
of (emotional, and sexual abuse, as three individuals, PM to 4 PM. subject factor and < 0.05, η2 = 0.15). compared to patients
physical, or sexual) well as general which was Time as within with SAD who did not
childhood abuse vs traumatic events, preceded by an subjects factor. 4 report childhood
patients with SAD including loss of anticipation phase (Group: SAD + CA vs abuse, and compared
who do not report significant others, life (5 min) in which SAD - CA vs PTSD vs to patients with PTSD
experiences of threat by disease, participants Controls) x 10 (Time: related to CA and
abuse during parental divorce, and prepared the 10 assessment points) healthy controls
childhood. psychopathology of speech. repeated measures without a history of CA.
parents (i.e., alcohol ANOVA
or drug abuse).
Pesonen et al Aims: The Finnish The participants came Childhood TSST: Briefly, after Salivary and Blood Cortisol: To illustrate HPA axis Analyses using the t(152) = .029 We have shown that
2010 experience in World from the Helsinki Birth Separation standing for 5 min We obtained saliva (by response with mixed model (Table 2.2 ELS is associated with
War II created a Cohort Study (N = Experiences: In the to register the Salivette1) and blood at conventional 2) show that, altered responsiveness
natural experiment 8760). In years 2001— current sample, 68 cardiovascular baseline (prior to entering summary measures, compared with the of the HPA axis more
to test whether 2004, 2003 randomly participants were in base- line, subjects the laboratory, we used baseline, non-separated, than 60 years after
separation from a selected participants the ‘‘separated from were given 3 min to approximately 18 min post-stress peak those who were childhood separation.
father serving in the attended a clinical both parents’’ group. prepare a 5-min before the TSST stressor value, increment separated from both In comparison to non-
armed forces or examination. rom the The ‘‘father- speech. After the ended and at 0, 10, 20, 30, (post-stress peak parents had higher separated participants,
from both parents subset who attended separated’’ group speech, they were 45, 60, and 90 min after the minus baseline value, salivary cortisol and individuals separated
due to war the 2001—2004 included 129 non- asked to per- form end of the stressor). an indicator of HPA plasma ACTH from both parents at a
evacuation are examination, we evacuated a series of serial axis responsiveness), concentrations mean of 3 years of age
associated with invited 407 participants who subtractions for time- weighted across all time points displayed 20—25%
alterations in HPA participants selected reported that their another 5 min. The AUCg), and time- during the TSST. In higher salivary cortisol
axis response to by random-number fathers served in the committee, blind to weighted AUC addition, and plasma ACTH
psychosocial stress tables to participate in Finnish armed forces participants’ increment (time- participants levels across the time
in late adulthood. the Trier Social Stress during these wars. separation weighted AUCg minus separated from both points during the TSST,
Our primary Test (TSST), The ‘‘non-separated’’ experiences, the baseline value, an parents had greater and higher salivary
hypothesis was that performed during group included 85 minimized all verbal indicator of excess salivary cortisol cortisol reactivity in
individuals who 2004—2005. Of these, participants who did and non-verbal HPA axis output reactivity to the response to the TSST,
have undergone 287 (144 men and 143 not experience communication because of stress).. TSST. more than 60 years
separation as child women) agreed to separation from their with the subject. We tested whether later.
evacuees have participate, parents because of these indicators are
different HPA axis corresponding to either war. associated with
responses as adults 70.5% of those separation
to psychosocial invited. We had experiences by
stress. separation data
74
Rao et al 2008 The current study 30 adolescents with The Child Adversity TSST: A modified Salivary Cortisol: Baseline 2 (group) x 7 (time) Among experiential t(53) = .00038 HPA response to the
extends findings by depression and 25 Interview: Seven version of a saliva samples were Repeated measures factors, early-life 3.8 stressor was highest in
systematic controls were types of adversity standard collected at 30-minute ANOVA. adversity and those who had a
evaluation of early- recruited. The including psychosocial intervals for two hours (5 chronic stress during combination of early-
life and recent depressed separation/loss, life- stressor used in samples). Saliva samples adolescence were life adversity and high
stress on HPA adolescents met threatening adults, the Trier were obtained immediately significant levels of chronic stress
response to a criteria for major illness/injury, Social Stress Test after the task and at 10- predictors. Table 2 - during adolescence.
psychosocial depressive disorder physical neglect, (TSST) was minute intervals for 60 Predictors of net
stressor in (MDD), with a emotional administered to 30 minutes (7 samples). The peak salivary cortisol
depressed and non- minimum duration of abuse/assault, adolescents with time of HPA assessment was concentration in
depressed four weeks and a physical major depressive in the late afternoon/early response to the TSST
adolescents. score of ≥15 on the abuse/assault, disorder and 25 evening, and was based on - early-life adversity
first 17-items of the witnessing violence, healthy adolescent prior data suggesting a
Hamilton Depression and sexual volunteers. delayed circadian phase in
Rating Scale (HDRS). abuse/assault were adolescents.
assessed.
van der Hal- We expected the Participants were 203 Child Survivors of the Stressful Task: Salivary Cortisol: Three Analysis of covariance The interaction F(1,97) .049 We noticed
Van Raalte et youngest Holocaust child Holocaust Holocaust and PTSD Through the saliva samples were between the two between PTSD = 3.97 neuroendocrine effects
al. 2008 child survivors, who survivors, who were Functional questionnaire collected at 20 min intervals PTSD groups with functional in stress reactivity
lacked the prewar born between 1935 Impairment: PTSD participants were during the procedure, with gender as a second impairment and through elevated
experience of a and 1944 in countries functional confronted with the first sample taken 20 factor and loss of gender was cortisol levels in the
relatively protected occupied by the Nazi impairment was questions about min after the start. After a parents, depression significant for youngest male age
family life, to show regime, and assessed by means of their Holocaust resting period of 40min, a and physical health as reactivity at 20 min group, and in male
the most elevated immigrated to Israel the Post-traumatic survival experiences fourth sample was taken to covariates from the beginning respondents suffering
cortisol responses after 1945. or the stress diagnostic and exposure to assess the post-stress of the session, F(1, from PTSD-related
to a stressful purpose of analysis, scale (PDS). The 49- other shocking life cortisol level. 97) = 3.97, p = 0.049, functional impairment
challenge, with men the sample was item self-report scale events, e.g. sexual, see Figure 3. Males even when controlling
showing stronger divided into three age assesses DMS-IV physical or with functional PTSD for differences in loss
responses than groups: born between symptoms of PTSD. It emotional abuse, impairment showed of parents, depression
women. 1935 and 1937 (n = provides a categorical traumatic the strongest and physical health.
43), between 1938 diagnosis of PTSD, as experiences during reactivity
and 1940 (n = 43) and well as an overall the wars and the
between 1941 and measurement of terrorist attacks in
1944 (n = 47). symptom severity. Israel, combat
trauma, death of
close relatives after
the Holocaust, life-
threatening
illnesses and traffic
accidents.
75
Luecken & The current study Participants included CTQ: The Childhood Speech task: Salivary Cortisol: Five saliva Evaluation of A significant F(1, 79) .03317 Overall, parental loss
Appelhans evaluates cortisol 88 undergraduate Trauma Participants were samples were collected for differences between between-subjects = 4.7 was associated with
2006 responses to a students (ages 18–28 Questionnaire Q given 4 min to determination of cortisol the two groups in the interaction of family elevated cortisol in
stressful speech years, mean age = assesses five prepare and 4 min before, during, and after a pattern of cortisol group and reported response to a novel
task in young adults 19.6 years). The dimensions, including to deliver a speech moderately stressful speech responses to the abuse on cortisol stressor relative to
from bereaved and sample included 55 emotional abuse, to defend task. Samples were collected speech task were across all time participants from intact
maritally intact, females and 33 males, emotional neglect, themselves from a at pretask, immediately conducted with periods, F (1, 79) = families. As
control families. We representing a variety physical abuse, false accusation of following the task, and at repeated-measures 4.7, p = .02. hypothesized, the
expected that of ethnic physical neglect, and shoplifting. The 15, 30, and 45 min following general linear models, combination of early
parental loss in the backgrounds. sexual abuse. A total speech was the task. with five repeated parental loss and
context of higher abuse score was videotaped and was measures of cortisol reports of abusive
reports of abuse or calculated by given in front of an as dependent treatment was
conflict would be summing scores on “audience”. variables, and family associated with
associated with the five subscales. Participants were group, abuse, and the elevated cortisol
elevated cortisol The conflict subscale told that speeches group by abuse relative to those who
across the task and (nine items) from the would be evaluated interaction as experienced parental
greater cortisol Moos Family for clarity and the independent loss in the absence of
reactivity to the task Environment Scale strength of their variables. abusive treatment, and
relative to those provided a self report arguments, and relative to those from
from intact families. of the amount of would be rated in intact early family
conflict within the comparison to environments.
family. speeches given by
other participants.
Bremner et al The purpose of this Subjects included 41 Early Trauma Cognitive Challenge Salivary Cortisol: There was 2 (group: PTSD vs Salivary cortisol F(1,38) .01302 PTSD patients in this
2003 study was to assess men and women, 18 Inventory: PTSD Test: The cognitive a baseline cortisol measure healthy controls) x 10 levels were elevated = 6.79 study had increased
cortisol responsivity years of age or older patients were tests were based on before the cognitive (time) repeated in PTSD patients cortisol levels in
to a stressful who underwent a included with a a protocol challenge. Salivary cortisol measures ANOVA. relative to controls anticipation of and
cognitive challenge stressful cognitive history of childhood previously used in was measured at 0, 10, 15, during the hour during a stressful
in patients with challenge in physical or sexual studies of aging and 20, 30, 35, 45, 60, 75, and 90 preceding the cognitive challenge
PTSD related to conjunction with abuse, defined as included min after the initiation of cognitive stressor compared to healthy
childhood abuse. measurement of rape, attempted challenging the challenge. and during the subjects. Both PTSD
Based on findings in cortisol, heart rate rape, molestation, arithmetic course of the stress patients and controls
animal studies, we and blood pressure, physical assault or (multiplication, challenge (i.e. from - showed a similar 1.5-
hypothesized an and behavioral attack with injury, division, addition 60 to +20 min) (F = fold increase in cortisol
increased cortisol responses. Subjects before the age of 18, and subtraction), 6.79; df = 1,38; p < levels during the
and sympathetic included men and as measured by the cognitive tasks 0.0001). stressor relative to
response to women with civilian Early Trauma (stroop task, e.g. their own baseline.
stressful cognitive PTSD (N = 23) and Inventory (ETI), and looking at the word
challenge in PTSD healthy men and the diagnosis of PTSD red spelled in the
patients relative to women without based on the color green and
controls. trauma or PTSD (N = Structured Clinical naming the color
18). Interview for DSMIV green), problem
(SCID). solving, matching
figures to numbers
and memory for
figure-number
pairings, and
unscrambling
words.
76
Luecken 2000 A three-way Participants included Parental Loss: Prior Speech Task: For Salivary Cortisol: Saliva 2 (adversity: parental A significant three- F(2,54) .01598 Specifically, the current
interaction was 61 Duke University to age 16, the speech task, samples were collected from loss vs no loss) x 2 way interaction of = 4.47 results suggest that
hypothesized, in and North Carolina experiencing the participants were each subject for use in the (parental care: high Loss by Care by participants who lost a
which participants University students, death of one seated in front of a determination of baseline caring vs low caring) x Period was found parent and reported
who lost a parent age 18-27. biological parent, video camera. They cortisol levels and cortisol 3 (time) repeated (F(2,54) = 4.45, p = low caring from the
and reported low Participants were versus controls who were given reactivity to a stressful measures ANCOVA .01). surviving parent had
levels of parental divided between loss had not experienced instructions by a lab speech task; one with participant sex higher cortisol levels
caring from their (n=30) and no-loss parental loss. assistant reading a immediately prior to the and time of day as following a stressful
surviving parent (n=31) groups. Criteria script, and were task, one 5 minutes covariates. task relative to other
would show for participation were told to give a 3- following the completion of participants, who
increased cortisol either: (1) prior to age minute speech that the task, and one 20 showed stable cortisol
reactvity to a 16, the participant would be minutes after the levels during and after
stressful task experienced the death videotaped and completion of the task. the task.
relative to other of one biological evaluated.
participants. parent, or (2) the
participant was raised
by both biological
parents, and both
parents were still
living and had never
divorced.
Luecken 1998 This study proposes Subjects included 30 Parental Loss: Before Speech stressor Salivary Cortisol: Six saliva Statistical analyses A loss by period F(2,52) .01870 Cortisol elevation was
to test the university students age 16, the subject and Movie stressor: samples were collected from involved repeated- interaction was = 4.3 associated with
hypothesis that who lost one parent experienced the For the speech each subject for use in the measures analysis of found for cortisol parental loss during
early loss of a before age 16, and 31 death of one stressor, subjects determination of baseline covariance with BP, reactivity to the the speech task only,
parent, coupled control subjects. biological parent. were seated in cortisol levels and cortisol heart rate HR, and speech, (F(2,52) = and with family
with poor quality Criteria for front of a video reactivity to both tasks; one cortisol levels as the 4.3, p < .03), such relationships only
family relationships, participation were camera. They were immediately before each dependent variables, that subjects in the during the movie.
would result in long- either: 1) before age instructed to give a task, one 5 minutes after the parental loss group loss group showed
term increased 16, the subject 3-minute speech, completion of each task, and and FR as between- an average increase
cardiovascular and experienced the death which would be one 20 minutes after the subjects factors, and in cortisol levels
cortisol reactivity to of one biological recorded and completion of each task. period (baseline, task, (from baseline to
stress. parent, or 2) the evaluated. The or recovery) as recovery) as a result
subject was raised by video stressor, within-subjects of the speech,
both biological viewed in the same factors. 2(group) x whereas no-loss
parents, both parents room, was taken 6(time) ANOVA. subjects showed an
were still living and from the movie average decrease
had never divorced. "Terms of
Subjects could not be Endearment." The
experiencing 7-minute clip
significant health depicts two young
problems or taking boys experiencing
medications that the death of their
could affect mother.
cardiovascular or
cortisol measures.
77
Peckins et al 2020 Given that past The final sample Violence Exposure: Socially Evaluated Salivary Cortisol: We performed GCM- Violence exposure t(218) = .00024 We found that violence
research found an resulted in 222 Violence exposure Cold-Pressor Task Adolescents provided a total LR’s to test whether was associated with a -3.73 exposure experienced
association adolescents (n= 117 was conceptualized (SECPT): The SECPT of 9 saliva samples via violence exposure less steep reactivity during childhood was
between hypo- girls) who identified as as: (1) violence is a laboratory passive drool throughout (with and without slope, b= -0.01, SE = associated with overall
reactivity of the Black or African directed at the child stress paradigm the SECPT protocol: controlling for social 0.001,p< .001, blunting of the HPA-
HPA-axis and American/non by a primary caregiver that contains both immediately prior to the deprivation) and decreased peak axis, above and beyond
interpersonal Hispanic (n= 167), (physical and physiological and onset of the SECPT (Sample social deprivation activation, b= -0.28, the effects of social
violence exposure, Caucasian/non- emotional abuse), (2) social-evaluative 1) and at 3 min, 15 min, 25 (with and without SE = 0.07,p< .001, deprivation and a
but not poverty, we Hispanic (n= 29), intimate partner components. min, 30 min, 35 min, 40 min, controlling for and less steep myriad of relevant
hypothesized Hispanic (n= 9), violence exposure, During the SECPT, 45 min, and 60 min post- violence exposure) recovery slope, b= covariates.
exposure to biracial (n= 14), and and (3) exposure to subjects immerse SECPT onset (Samples 2–9). were associated with 0.003, SE = 0.001,p<
violence would be other (n= 3). community violence. their hand in ice the cortisol response .01. Violence
associated with a water while being to the SECPT. exposure was
blunted cortisol watched by a associated with a
response over and research assistant blunted cortisol
above the effects of and videotaped. response to the
social deprivation. SECPT even when
controlling for the
effects of social
deprivation and all
covariates.
DePasquale et al The present study 280 children ages 7 Adoption from TSST-C: Salivary Cortisol: Saliva Group differences (PI Adoption status t(278) = .011 In sum, early-pubertal
2019 investigated through 14 years; 122 orphanages: Inclusion Participants samples were collected vs. NA) in family significantly 2.56 post institutionalized
whether (a) at children were criteria for the PI engaged in a seven times during the environment were predicted cortisol children show blunted
earlier stages of adopted from youth - international modified version of session ( 20, 0, +5, +20, +40, tested via a t-test. levels such that PI HPA axis reactivity
puberty, PI children institutions in 14 adoption after having the TSST-C, +60, and +80 min, where 0 children exhibited compared to
show a smaller countries between the spent 50% of involving a socially represents the beginning of lower cortisol levels nonadopted peers. At
cortisol stress ages of 6 months and preadoption life in evaluative public 5-min preparatory period than NA children (t = later pubertal stages,
response compared 5 years, after institutional care. speaking task and before the TSST-C. 2.56, p = .01). this pattern seems to
to nonadopted spending an average verbal math normalize, providing
children earlier in of 95% of their lives in performance. support for the
puberty while (b) at institutional care, and pubertal recalibration
later stages of 158 children of hypothesis following
puberty, there similarly high early
would be no socioeconomic status institutionalization.
difference between in their biological
PI and nonadopted families served as the
children’s cortisol nonadopted
responses, comparison group.
78
suggesting pubertal
recalibration of the
stress response.
Joos et al 2019 We also Data were collected Community Violence: TSST-M: a Salivary Cortisol: Cortisol Data analysis was Table 4: Chi-squared Chi2(2) .016 In accordance with the
hypothesized that for a study of early Community stress (α = standardized reactivity was measured in completed in two value for community = 8.26 toxic stress model,
adolescents who adolescents from .83) included 13 items protocol previously response to the TSST-M via steps. First, latent stress row. exposure to more
reported urban low-income reflecting witnessing demonstrated to saliva, collected by passive profiles of cortisol community violence
experiencing 59% female or experiencing elicit a cortisol drool into a 5-mililiter tube. reactivity were and less family support
greater number of households (N = 101; community violence response in Immediately prior to identified and were associated with
stressors would be 10–12 years old; 59% or crime (e.g., “You typically beginning the TSST-M, described using blunted cortisol
more likely to female). saw someone developing early participants provided the latent profile analysis reactivity, and Reactive
present with threatened with a adolescents. Youth first saliva samples (S1). The (LPA). After the profile membership
blunted reactivity knife or gun”). were instructed by second saliva sample (S2) optimal profile was associated with
Adolescents indicated a two-person panel was taken immediately solution was selected fewer trauma
whether each event of “experts” to following completion of the based on theoretical symptoms.
happened or not in prepare and TSST-M, and four additional rationale and fit
the last six months. deliver a 5-minute samples were taken at 10- indices, we examined
speech introducing minute intervals (S3-S6) whether profile
themselves to a thereafter. membership was
new class, then associated with
completed oral proposed variables of
serial subtraction interest, expressing
for 5 min. these as pairwise
differences.
79
Lovallo et al 2019 The contribution of The present sample ELA: ELA was assessed Stress Protocol: Salivary Cortisol: Saliva Dependent variables Cortisol responses F(1,689) .03289 We previously
ELA to blunted includes 709 persons as follows: Physical or The protocol (75 samples were collected were cortisol and are shown in the top = 4.57 reported that exposure
reactivity and risk (398 females) Sexual Adversity min) included a using the Salivette device heart rate responses panels of Figure 1. to ELA during
for alcoholism gains recruited through (“Have you ever prestress baseline and were taken at 9 periods to stress along with FH+ subjects had childhood and
significance in light community been mugged or (30 min), during across both days: self-reports. smaller adolescence
of disrupted family advertisement. threatened with a which the subject awakening, arrival at the lab, Cortisol data were responses than FH−, contributes in a dose-
relationships often weapon or ever sat quietly and min 10 and 20 of the log transformed to F(1, 707) = 4.15, response manner to
occurring in experienced a break- read general baseline period, min 15, 30, normalize the p<.043, and ELA led blunting of stress axis
alcoholic in or robbery?” “Have interest magazines, and 45 of the stress protocol distribution. Cortisol to progressively reactivity in early
households. We you ever been raped followed by mental or continued rest, and at 30 reactivity was diminished cortisol adulthood. The present
examined cortisol or sexually assaulted stress (45 min) min post stress or rest, and measured as the responses to stress, findings are based on
and heart rate by a relative?” consisting of at bedtime. average change from F(1, 689) = 4.57, an expanded study
responses to mental yielding a possible 3 simulated public rest day to stress day p<.011, in agreement sample and show that
stress in healthy points) and speaking (30 min) in saliva samples with our previous FH+ persons are
FH+ and FH− young Separation from and mental taken at report on a smaller vulnerable to ELA while
adults and Parents (“Before you arithmetic (15 minutes 30 and 45 of sample their FH− counterparts
predicted that were 15, was there a min). the stress period and appear to be resilient.
exposure to ELA time when you did not at the same two
would have a live with your times during the
greater impact on biological mother for extended rest
stress reactivity in at least 6 months?” protocol. The
FH+ persons. “Before you were 15, analysis used a
was there a time general linear model
when you did not live including ELA (scaled
with your biological as 0, 1, or >1 adverse
father for at least 6 experiences), FH
months?”, for a (FH+, FH−), and the
possible 2 points). ELA x FH interaction.
Timothy et al 2019 We wanted to The Children of Childhood adversity, TSST-C: The Trier Salivary Cortisol: Cortisol Data was tested for Table 4: Pearson r(49) = - 02 In our study, the
evaluate the effect alcoholics (COA) collected from the Social Stress Test estimation in the saliva normality. correlation between 0.32 cortisol curve after the
of early adversity on group, comprised 50 subjects using a for children (TSST- samples was done by ELISA Differences between ACE score in the COA Trier stress test was
the HPA axis male children and modified version of C) (public speaking according to the protocol the demographic group and AUCG. found to be flatter in
function (Cortisol adolescents, (age 8– WHO Adverse an arithmetic) and provided (kits from IBL Int variables, adversity the COA compared to
reactivity to acute 16 years), ascertained Childhood modified for Indian GMBH). The cortisol indices and cortisol indices controls. The relative
stress), and its from offspring of Experiences Scale children was generated were cortisol between the COA blunting of cortisol
association with treatment seeking (International administered to concentrations at each time and control groups response to stress
DNA methylation in alcohol-dependent Questionnaire) (ACE each child, and point (t_B at baseline and were tested using (AUCG and AUCI) was
the SLC6A4 gene (5- patients (from (IQ)). The domains of saliva samples t0, t10, t20, t30, t45 t60 at the Student's t-test. associated with higher
HTTLPR). It was multiplex alcoholism the adverse collected (once subsequent time points). Repeated measures externalizing symptom
hypothesized that families) at the Centre experiences were before the test, ANOVA was used to scores, especially in the
early adversity for Addiction physical, emotional and at 0, 10, 20, test the change in COA, who had
would influence Medicine, National and sexual abuse 30, 45 and 60 min cortisol experienced higher
both DNA Institute of Mental along with neglect, after the test) and concentration with ELS.
methylation and Health and peer violence and stored at −80 °C time.
HPA axis reactivity Neurosciences collective violence. until analysis.
and possibly affect (NIMHANS), The severity of abuse
behaviour. Bangalore, India. Fifty was graded on a Likert
healthy children and Scale and all the
adolescents, matched scores were summed
80
O’Connor et al 2018 Therefore, using One hundred and Childhood Trauma Maastricht acute Salivary Cortisol: To Hierarchical linear At step 2, again as F(1,92) .02 Second, higher levels
data from the sixty participants (100 Questionnaire: A brief stress test (MAST): measure cortisol reactivity regression was predicted, childhood = 5.32 of childhood trauma
recent O’Connor et females) were 28-item self-report The MAST is a to stress, saliva samples utilised, following the trauma (β = −0.23, p were found to be
al. (2017) study, the recruited to a inventory was used to recently developed were taken using Salivettes procedures outlined = 0.02) significantly associated with lower
primary aim of the previous attempt (n = assess for a history of stress protocol (Sarstedt, Germany) during by Kenny et al. entered the resting cortisol and
current paper was 49), a suicidal ideation abuse or neglect in designed to be the resting cortisol phase (1998), to test equation, F (1, 92) = blunted cortisol
to investigate but no attempt (n = childhood or both and then at the beginning of whether childhood 5.32, p = 0.02, and reactivity to stress in
whether childhood 55) and a control adolescence. The CTQ physiologically and the stress task (T00), at +10, trauma was explained an adulthood (while
trauma was group (n = 48) based has five subscales psychologically +20, +30 and +40 min post- associated with additional 5% in the controlling for age,
associated with low upon established relating to types of challenging by task. lower levels of variability in AUCg gender, BMI,
levels of cortisol measures of suicidal maltreatment: combining an cortisol reactivity to levels, indicating medication usage, time
reactivity to a behavior (see below). emotional, physical uncontrollable a laboratory stressor higher levels of of day and smoking
laboratory stressor Participants were and sexual abuse and physical stressor (AUCg and AUCi) and trauma were status).
and lower resting aged between 18 and emotional and (i.e., a cold pressor lower resting cortisol associated with lower
cortisol levels (not 62 years (M = 26.84 physical neglect, with challenge) with a levels in suicide cortisol levels.
previously reported) years, SD = 9.32) with five items for each social-evaluative attempters and
in individuals 73.8% identified as subscale (1 = never (i.e., mental ideators.
vulnerable to Caucasian. true, 5 = very often arithmetic)
suicide. true). In the current component. In
study, we were addition, it has
interested in exposure been shown to
81
England-Mason et The purpose of the Participants included CTQ: The CTQ is a 28- The Emotional Salivary Cortisol: All visits The main analytical Of all of the entered t(134) = .035 The significant
al 2017 current study was a community sample item self-report Stroop: At the 7- commenced between 1000 approach was to predictor variables, -2.13 interaction effect
to investigate of 140 new mothers questionnaire that month visit, h and 1430 h (M = 1138 h, determine whether only maternal history revealed that only
cortisol reactivity who were recruited evaluates types and participants SD = 0135.7 h), and and how latent of maltreatment (β = women who reported
and difficulties with from the maternity frequency of abuse completed a 17- immediately following difficulties with −0.18, t = −2.13, p = higher levels of child
emotion regulation ward at St. Joseph's and neglect using a 5- min computerized consent procedures the first emotion regulation 0.03), bedtime (β = maltreatment and
in postpartum Healthcare Hamilton, point Likert scale (1 = Emotional Stroop salivary sample was would interact with 0.16, t = 1.98, p = greater difficulties with
women with a Ontario. never; 5 = very often). task involving collected. The start time of maternal exposure to 0.048), and visible emotion regulation
history of childhood In the present sample emotional and salivary sample collection childhood minority status (β = exhibited decreased
maltreatment. using moderate- neutral stimuli. The was included in analyses as a maltreatment to 0.21, t = 2.71,1 p = cortisol reactivity to
severe cutoffs, 15.7% Emotional Stroop covariate. Immediately predict cortisol 0.01) significantly psychosocial challenge.
of women reported paradigm is a following the baseline reactivity. contributed to the
experiencing clinically-relevant sample collection, variance in cortisol
emotional abuse, adaptation of the participants completed the reactivity.
12.9% reported sexual original Stroop computerized Emotional
abuse, 7.9% reported procedure, where Stroop task. Then two more
physical abuse, 4.3% the emotional samples were collected at
reported physical significance of 20- and 40- min following
neglect, and 0.7% word stimuli is completion of the task.
83
differ as a function with your biological 105 min during the corresponding values on the the G × ELA the person’s
of COMT mother for at least 6 same time of day resting control day interaction term. genotype.
Val158Met months?” Each person while reading
genotypes. was assigned to an general interest
ELA group based on 0, magazines and
1, or ≥ 2 reported watching nature
adverse events. videos.
Troller-Renfree et We predicted that The sample included Institutional Care: Peer Evaluation Salivary Cortisol: First, following an Table 1: Cortisol t(95) = .004 At age 12, among
al 2017 at age 12 positive 136 children, Children raised in Stress Paradigm Participants provided a “intent to treat levels following peer -2.94 children who received
biases would abandoned in infancy institutions that (details available in saliva sample during a approach” analyses task (difference the foster care
predict less blunted and placed into experienced original article) . baseline resting period prior were conducted with between CAUG and intervention, positive
(similar to never institutions in psychosocial to beginning the peer the two randomized NIG) biases were related to
institutionalized Bucharest, Romania, deprivation evaluation task and a second groups (CAUG, FCG) less blunted (or more
children's reactivity) and who were part of sample approximately 15 examining the size reactive) cortisol
physiological the Bucharest Early minutes after the task was and direction of reactivity during a
reactivity to stress Intervention Project. finished attention biases at social stressor, which
in children who Children were 12 years of age. may indicate stress
received the foster randomized to either Attention biases at responses more similar
care intervention receive care as usual 12 were related to to the NIG.
(CAUG) or a high social outcomes.
quality foster care Third, attention
intervention (FCG). A biases were related
sample of 48 (26 to physiological
female) age-matched reactivity.
community-reared Regressions were
children who had conducted for the
never been entire previously
institutionalized (NIG), institutionalized
were recruited for sample and
comparison separately for each
group.
Kliewer et al 2016 It was expected that Youth and their Victimization: Survey The Social Salivary Cortisol: Saliva Descriptive As hypothesized, r(235) = .02088 Structural equation
as youth’s maternal caregivers of Children’s Exposure Competence samples were collected from information on and victimization was -.15 modeling revealed that
victimization (N= 358 families) were to Violence. Youth Interview (SCI): the adolescents directly correlations among negatively associated youth’s victimization
experiences recruited for a 4-wave indicated on a scale During the hot before the start of the SCI (2 the study variables is with total cortisol experiences were
increased their longitudinal study of from 0 (never) to 4 phase, the samples), at the end of the presented first. Next, output (b= −.15, p< negatively associated
cortisol responses the consequences of (almost every day) interviewer asks “hot” phase, and 10, 10, and structural equation .05), after accounting with total cortisol
would decrease, exposure to violence. how often they had the adolescent to 20 min later, yielding 6 modeling was for time of day of output in response to a
and their salivary The analytic sample experienced 10 types re-experience a samples. utilized to test the data collection, stress task. However,
alpha amylase for the present study of victimization stressful event and primary study adolescent sex, and no such association
responses would included 242 urban ranging from being asks questions hypotheses using pubertal status at was observed between
increase. adolescents who had slapped, hit, or about the Mplus version 7.31, baseline, each of victimization and
biological data at punched by someone participant’s which allowed which were salivary alpha amylase.
Wave 4. Youth were to being shot. Items thoughts/feelings missing data to be significant, and Our findings contribute
either in the 5th or began with the stem, during the event. handled with full adolescent age, to a growing literature
8th grade at baseline “How many times in The cool phase information which was not supporting the
(M= 11.98 years, SD= the past year have asks the maximum likelihood significant. attenuation
1.56, range = 9–16 you yourself been …” participant to (FIML). hypothesis, which is
years) All items used in the describe how the particularly applicable
85
Martinson et al HPA axis (i.e., Participants were 50 Sexual Trauma and Participants came Salivary Cortisol: Salivary A 2 (group: sexual Results of this F(2.26,1 .04 As hypothesized, the
2016 cortisol) reactivity women, 18 years of PTSD: a list of 16 into the lab and cortisol samples were trauma, controls) × 5 analysis revealed a 08.3) = primary finding of this
to an emotional age or older (MAge = behaviorally-specific participated in a 45 collected using the (time: baseline, 15 significant effect for 3.09 study was that women
closeness induction 19.70, SD = 4.19), who sexual trauma min emotional Salivette® Cortisol with a min into task, 30 Time, F(2.26,108.3) = with a history of sexual
task is expected to were enrolled in questions was used as closeness exercise synthetic swab from min, 45 min into 2.95, p < .001. There trauma exhibited a
be suppressed (i.e., undergraduate a pre- screening with a male Sarstedt, Inc. (Newton, NC). task, after 15 min was also a main blunted cortisol
blunted) in women psychology courses at measure to evaluate confederate and post-task relaxation effect for Group, response and greater
with a history of a large public potential eligibility for completed self- period) mixed F(1,48) = 5.31, p = anxious mood in
sexual trauma university in Maine. this study. PTSD report factorial design. The .03. These results reaction to the
compared to The majority of checklist—civilian questionnaires of primary dependent were qualified by a intimacy induction task
women without women were single version (PCL-C) is a closeness, state variables were significant time × compared to women in
such histories. PTSD (43.1%) and Caucasian 17-item self-report anxiety/depression cortisol levels and group interaction, the control group.
symptom severity is (88.2%). measure for civilians , and cortisol psychological F(2.26,108.3) = 3.09,
expected to be reflecting the 17 DSM- assays at the reactivity. Post-hoc p = .04
inversely correlated IV symptoms of PTSD. aforementioned analyses for ANOVA
with cortisol A total severity score time points. analyses were
reactivity. was obtained by conducted with
86
Hostinar et al 2015 We aimed to test We recruited 81 Institutional Rearing: TSST-C: This Salivary Cortisol: Hierarchical Linear Results (Table 3) F(1, .025 Cortisol reactivity for PI
whether parent children aged Children raised in paradigm consisted Participants expelled saliva Modeling was used indicated a significant 194) = children in both
support would be approximately 9–10 institutions that of a public through a straw into pre- to analyze the interaction of Group 5.08 conditions was lower
more effective than years (M = 9.85, SD = experienced speaking task labeled vials. Time was cortisol data because x Condition on than that of non-
stranger support in .55, range: 8.87 – psychosocial (introducing coded as 0, 1, 2, and 3 given it is ideal for auto- cortisol reactivity adopted children in the
lowering cortisol 11.09), half of whom deprivation. oneself to a that the samples were correlated samples (linear term: F(1, stranger support
stress responses for were internationally hypothetical new equally spaced at 20-minute collected from the 194) = 5.08, p = .025; condition.
NA children, but not adopted PI children (N classroom of intervals. same individual and quadratic term: F(1,
PI children, as a = 41, M age = 9.7 students) and a it allows for greater 147) = 3.76, p = .055),
reflection of the years, SD = .56, range mental arithmetic statistical power with no main effects
enduring effects of 8.87 – 10.99; 51.2% task (subtracting than traditional RM of Group or
severe early social females) and half who out loud by 3s from ANOVA models Condition on
deprivation. were non-adopted – 307). reactivity (p’s > .09).
i.e., born and raised
by their birth families
in a large urban
Midwestern area (N =
40, M age = 9.97
years, SD = .52, range
9.09 –11.09; 50%
females).
Jaffee et al 2015 We hypothesized The sample included Recent Traumatic Social Provocation Salivary Cortisol: Saliva was An ordinary least The main effect of t(54) = .007 The lowest levels of
that with consistent 400 children (51% Events: Recent Task (SP): The collected at 20 and 10 min squares regression recent traumatic -2.8 cortisol reactivity were
exposure to harsh, male) who traumatic events (at social provocation prior to the start of the SP analysis was events on cortisol observed among
rejecting, or participated in the follow-up) were (SP) task was task, at the end of the SP conducted in which reactivity was children who had
dangerous Children's Experiences measured with the designed to elicit task, and at approximately cortisol reactivity qualified by a experienced higher
relationships and and Development Traumatic Events feelings of 20, 45, and 65 min following values were significant interaction levels of harsh,
environments Study (CEDS). Screening Inventory. frustration and the conclusion of the SP regressed on harsh, involving harsh, nonresponsive
across early and Participants ranged Because agreement anger in children task. Nineteen percent of nonresponsive nonresponsive parenting in early
middle childhood, from 8 to 11 years (M between caregiver and was modified children refused to parenting, traumatic parenting (Table 1 childhood and two or
the cortisol = 9.99, SD = 0.74). We and child reports was from a task participate in round 2 of the events, and and Figure 1). Results more recent traumatic
response to sampled a ‘higher risk’ modest (kappas developed by van SP task (often because they covariates at the first were unchanged, events.
experimentally group that included ranged from 0 for low Goozen et al. were very distressed). step and on the controlling for
induced stressors children who had base rate events like (1998). Because cortisol interaction between participation in round
would be relatively experienced relatively ‘child was kidnapped’ concentrations at time t harsh, nonresponsive 2 of the SP task
low. In contrast, we high levels of harsh, to .51 for ‘family reflect cortisol activity t – 15 parenting and (interaction: b = .26,
hypothesized that in nonresponsive member was in to t – 30 min earlier, cortisol traumatic events at SE = .10, p < .05) or
the absence of an parenting at age 3 trouble with the reactivity to the SP task was the second step. All baseline cortisol
early childhood years. A ‘lower risk’ police or in prison’), assessed by subtracting the variables were mean- values (inter- action:
history of harsh, group included events were coded as lowest cortisol value centered prior to b = .21, SE = .09, p <
nonresponsive children who had having happened only collected by the end of the analysis. The main .05).
parenting, recent experienced relatively if both the child and SP task (which reflected effect of recent
exposure to low levels of harsh, caregiver reported the cortisol activity prior to or in traumatic events on
traumatic events nonresponsive event (M = 0.61, SD = the very early stages of the cortisol reactivity
would be associated 0.85). SP task) from the cortisol was qualified by a
87
McLaughlin et al We present A sample of 136 Institutional rearing: TSST: Participants Salivary Cortisol: 3 (Group: FCG, From Table S2: Trier F(2,137) .00751 Children who remained
2015 comprehensive data children (aged 6–30 children raised from completed three Participants expectorated CAUG, NIG ) x 6 social stress task F(2, = 5.07; in institutional care
on autonomic months) was recruited early infancy in laboratory-based ∼1.5 mL of saliva into a (Time: Peer 137) = 5.07, p = .008 Robust- exhibited significantly
nervous system from Bucharest. An institutions in procedures cryovial with a plastic straw. evaluation, Speech ness blunted SNS and HPA
(ANS) and HPA axis age-matched sample Bucharest, Romania designed to elicit a Saliva samples were stored preparation, Speech, F(2, axis responses to
reactivity from the of 72 community- versus a randomized physiological immediately at −20 °C until Math, Frustration) 137) = psychosocial stress
Bucharest Early reared children was controlled trial of response: (i) a they were shipped on dry ice ANCOVA controlling 4.54 compared with
Intervention Project recruited from foster care as an peer-evaluation to a laboratory in Boston. for sex. children randomized to
(BEIP), the only pediatric clinics in alternative to task hat was Samples were assayed for foster care, whose
randomized Bucharest and institutional rearing passive in nature cortisol and DHEA-S by using stress responses
controlled trial of comprised the NIG. for abandoned (ii) an evaluated commercially available approximated those of
foster care as an Half of children in the children. social performance luminescence immunoassay typically developing
alternative to institutionalized group task requiring kits (CLIA; IBL) children.
institutional rearing were randomized to a instrumental
for abandoned foster care cognitive
children. We intervention, resulting responses—the
provide evidence in two groups: the TSST, a widely used
for a causal link foster care group stress induction
between the early (FCG) and the group procedure that has
caregiving who received care as been used with
environment and usual [prolonged children and
stress response institutional care adolescents; and
88
Peckins et al 2015 Based on previous The present study Maltreatment: TSST-C: The TSST-C Salivary Cortisol: At each Only data from T2, Frequencies and t(388) = .00029 A history of
research, it was used data from the Neglect, physical is a social and wave of data collection, T3, and T4 were used percentages for all -3.66 maltreatment was
hypothesized that second, third, and abuse, or sexual cognitive stressor participants provided six in the analyses in categorical variables associated with an
maltreated youth fourth time points of a abuse. consisting of two saliva samples by spitting order to be able to are provided in Table increased likelihood of
would be more longitudinal study of tasks: a story into a 5-ml tube to measure control for the 1. Descriptive exhibiting the blunted
likely than the effects of completion task cortisol reactivity in effects of recent analyses were cortisol profile in
nonmaltreated maltreatment on the and a mental, response to the TSST-C. Two adversity (e.g., performed and are comparison to the
youth to present health and well-being serial subtraction baseline samples of saliva recent exposure to presented in Table 2. moderate and elevated
with the of adolescents. At ask, each lasting 4 were collected, the first violence) on HPA axis Maltreated profiles, and this
unemotional (i.e., Time 1 (T1), the min. Participants immediately upon arrival activity. Descriptive adolescents pattern was consistent
blunted) pattern of sample was composed were told prior to after consent/assent forms analyses were presented with lower for both
stress reactivity at of 454 adolescents the story had been signed (at T −45 performed for all levels of cortisol than sexually/physically
each occasion of (n = 212 females) ages completion task min TSST-C) and the second variables. their nonmaltreated abused youth and
measurement. A 9–12 years (M = 10.95 that their immediately following a 5- Independent t tests peers across all emotionally
blunted pattern was years). Time 2 (T2), performance min relaxation period (at T were performed to samples at T2 and T3. abused/neglected
expected to be Time 3 (T3), and Time would be −10 min TSST-C). Four test for mean Refer to Table 2 for youth, but only at T2
present in 4 (T4) occurred compared to the poststressor saliva samples differences between Cortisol Time 2 t-test. and T3
maltreated youth approximately 1, 2.5, performances of were collected; one sample maltreated and
and 4.5 years after their peers. immediately following the nonmaltreated youth
89
Voellmin et al 2015 Therefore, the aim The sample included Adverse Childhood The MIST was used Salivary Cortisol: Saliva was 4 x 6 repeated Repeated measures F(2.33, .00192 Our results are in line
of the present study 104 young and Experiences: ACEs to induce a collected at seven measures ANOVA. analysis of cortisol 221.60) with previous reports
was to replicate the healthy females in the before the age of 18 psychosocial stress measurement points, GLM for repeated response to stress = 5.89 of attenuated
findings of age of 18 to 25 years. years were assessed response. The whereof two took place measures served to showed a significant endocrine (as well as
attenuated retrospectively using a MIST is a before the stress test (-10 determine the interaction of time x cardiovascular (stress
endocrine and German translation of standardized and -1 min) and five after effects of ACEs on ACE total sum score responses to a
cardiovascular the "Early Trauma psychosocial stress the stress test (+1, +10, +25, endocrine and [F(2.33, 221.60) = psychosocial stress test
stress reactivity in Inventory-Self Report" test during which +40, and +55 min) using cardiovascular 5.89, p < .001; ηp2 = in healthy adults with a
association with a (ETI-SR), which participants have salivettes. responses. In these .06] as well as a history of adverse
history of ACEs in a includes general to solve arithmetic models, the ACE total significant main childhood experiences.
young, healthy, trauma, physical, tasks displayed on sum core as well as effect of ACE total Importantly, blunted
female adult emotional, and sexual a computer screen the different scores sum score [F(1,95) = cortisol and heart rate
sample. abuse items. under time for duration and age 7.52, p < .01; ηp2 = responses were
pressure and social of occurrence were .07] independent of
evaluation. used as continuous emotional responses,
variables to examine suggesting that the
effects of time, ACE diminished endocirne
90
Aiyer et al 2014 Based on previous The present study Cumulative Exposure Interview with Salivary Cortisol: We utilized We conducted a Introducing r(246) = .03407 We found evidence for
findings, we included 266 to Violence (ETV): sensitive salivary cortisol as our hierarchical cumulative exposure -.13 the influence of
hypothesized that participants who had Cumulative ETV was information: The measure of the stress regression analysis to to violence in step 2 cumulative exposure to
cumulative cortisol data and data calculated by saliva was response, as it reflects the examine the unique resulted in improved violence during
exposure to on our study variables standardizing each collected during free portion of cortisol in contributions of model fit. Further, adolescence and early
violence during across waves 1–7. The subscale (witnessing wave 7 at three plasma recommended by cumulative exposure cumulative exposure adulthood on cortisol
adolescence would cortisol collection violence and violence points during an in- many researchers. The saliva to violence, mother to violence was responsivity in early
be associated with a procedure is victimization) across person paper-and- was collected during wave 7 support and father negatively adulthood. Focusing on
hyporesponsive described in detail each wave (waves 1– pencil interview at three points during an in- support to association with a uniquely high-risk
cortisol pattern in below. Participants 7),and adding scores concerning person paper-and-pencil cumulative exposure cortisol area under sample, we found that
early adulthood. were between ages to represent sensitive interview concerning to violence. At each the curve with participants exposed to
Specifically, 13.9 and 16.9 years at cumulative exposure information (e.g., sensitive information. step in the analysis, respect to increase chronic violence
participants wave 1 (mean = 14.9; to violence across substance use, Cortisol values were log we also examined (See Table 3). demonstrate signs of
exposed to violence SD = .64) and between adolescence and early sexual risk transformed to reduce the the contribution of an attenuated stress
were predicted to ages 21.9 and 24.3 adulthood. behavior, violent skewness of the distribution. participant race, sex, response.
exhibit signs of an years at wave 7 (mean behavior, and To make the repeated and interview start
attenuated stress = 22.1; SD = .66). The discrimination). measurements of salivary time to reduce
response. analytic sample was Such questions cortisol more useful, we potential
80 % African were thought to be assessed the cortisol confounding.
American, 17 % somewhat stressful response by calculating area
Caucasian, and 3 % for participants, under the curve with respect
Mixed Race. The based on their to increase [AUC (I)]. This
analytic sample was sensitive nature. allowed us to assess changes
43 % Male and 57 % in cortisol secretion over
Female. time.
Grimm et al 2014 In the present Thirty-two healthy Childhood Trauma Montreal Imaging Salivary Cortisol: Nine saliva Behavioral data were There was a main F(1,27) .018 Subjects who
study, we sought to male subjects (age Questionnaire (CTQ): Stress Task (MIST): samples were collected with analysed using t-tests effect of ELS (F(1,27) = 6.24 experienced ELS
clarify the impact of 28.4 +/- 4.5; range The CTQ consists of 28 Psychological the Salivette sampling for independent = 6.24, P = 0.021) on showed both blunted
ELS on stress 21–37 years; IQ 112 items that are stress was induced device (Sarstedt Inc.) samples. cortisol stress reactivity and
responsivity and +/- 15) were recruited assigned to the using the Montreal throughout the experiment Physiological data concentrations at T3 limbic deactivation
associated neural out of a preexisting following 5 subscales: Imaging Stress Task at the following time-points: were analysed using (immediately after during stress. Our
activity as well as to psychologically and emotional neglect, (MIST). The MIST Baseline (saliva 1= T0), 45 repeated measures the MIST) and of findings demonstrate
determine OXT somatically healthy emotional abuse, uses a block min after OXT/placebo analyses of variance substance on cortisol that healthy subjects
effects on these community-dwelling physical neglect, design, and administration (saliva 2 / 6 = (ANOVAs) with the concentrations at T2 who experienced
parameters in sample (N = 541). physical abuse and consists of mental T1), immediately before within-subjects (immediately before moderate to severe
healthy subjects sexual abuse. arithmetic (saliva 3 / 7 = T2 (20min factor substance the MIST; (F(1,27) = emotional neglect and
with and without a Participants were challenges that after T1)) and after the MIST (OXT, placebo) and 4.89, P = 0.039) with abuse in their
history of ELS. We recruited for the ELS must be answered (saliva 4 / 8 = T3 (20min the between- lower concentrations childhood not only
therefore, firstly, group, if their CTQ- under time after T2)) as well as 20min subjects factor ELS. in the ELS group and show attenuated
aimed to investigate score was no lower pressure. after the completion of the Greenhouse–Geisser the placebo hormonal and limbic
the effects of OXT than 3 points below MIST (saliva 5 / 9 = T4). corrections were condition, reactivity during
on deactivation of the 90th percentile, applied where respectively. psychosocial stress, but
limbic regions whereas control appropriate. Further might also have an
91
Shenk et al 2014 Adopting a multiple One hundred ten Child Maltreatment: Stressor Paradigm: Salivary Cortisol: The first A multiple mediator r(104) = -.21 (Table 2) r(104) = .03073 The maltreated group
levels of analysis adolescent females Child maltreatment The performance sample, Cortisol-Rest, was model was employed -.21 did display a
approach, the between the ages of was determined by a aspect of the collected approximately 25 to identify the total hypocortisol reaction
current study 14–19 years of age CPS investigation that stressor paradigm minutes (M= 25.30, SD= .24) and specific indirect during the stressor
simultaneously participated in this resulted in a involved each after participants began effects of RSA-Stress, condition once
tested the indirect study. wo distinct substantiated/indicate participant their study appointment to Cortisol-Stress and relevant demographic
effects of groups of adolescent d designation of child completing a series give them time to acclimate AAQ scores when variables and health-
experiential females participated. maltreatment. Of the of affect to the research environment explaining the related behaviors were
avoidance, RSA, and A child maltreatment 51 participants in the recognition tasks. and procedures. Samples relationship between controlled. This finding
cortisol in mediating group (n= 51) was maltreatment group, Participant two through five were child maltreatment is consistent with
the relationship recruited from Child 49% experienced responses were collected 5-, 10-, 20- and 30- and subsequent previous research
between child Protective Service sexual abuse, 45% timed and each minutes post stressor to PTSD symptoms. The showing a relationship
maltreatment and (CPS) agencies experienced physical participant was detect the maximum cortisol multiple mediator between child
subsequent PTSD investigating abuse, and 16% asked to identify response to the combined model was maltreatment and
symptoms using a allegations of physical experienced physical the emotion as stressor, Cortisol-Stress. performed with hypocortisol reactions
sample of neglect or contact neglect with 10% quickly as they Saliva was obtained through Mplus v.6 using the during stress
maltreated and physical or sexual experiencing more could while not passive drooling into 20 mL maximum likelihood paradigms.
non-maltreated abuse..A non- than one form of making any polypropylene vials and estimator to account
adolescents. maltreated, abuse. Comparison mistakes before stored at −80°C until for missing data.
comparison group (n= females were the time elapsed. assayed.
59) was recruited screened and The interpersonal
using posted flyers in excluded if they had a stressor involved
a primary care substantiated case of participants
outpatient clinic child maltreatment viewing a series of
servicing the general within the twelve video-clips of
medical complaints of months prior to study parent-adolescent
at-risk, adolescent participation. conflict.
females.
Sumner et al 2014 We hypothesized A community-based Childhood Trauma TSST: Participants Salivary Cortisol: Saliva 3(time) x 2(childhood There was a F(1.36, .016 In this community
that child sample of 168 Questionnaire: The completed the samples were taken after maltreatment) significant Time x 205.90) sample of adolescents,
maltreatment adolescents aged 13— CTQ is a 28-item scale Trier Social Stress the initial baseline period, ANOVA. Child Maltreatment = 5.05 a history of child
would be associated 17 was recruited for that assesses the Test (TSST; 15 min following the interaction, F (1.36, maltreatment was
with blunted participation at frequency of Kirschbaum et al., beginning of the speech 205.90) = 5.05, p = associated with
cortisol reactivity to schools, after-school maltreatment 1993), a widely- portion of the TSST .02, h2 = .03. As blunted cortisol
psychosocial stress programs, medical exposure during used stress (reactivity period), and 15 shown in Fig. 2, reactivity to a
as a function of clinics, and the childhood and induction min following completion of adolescents with a psychosocial stressor.
rs110402 genotype general community in adolescence. Three procedure that has the recovery period. history of child
(i.e., primarily Boston and types of abuse are been used with maltreatment
among G allele Cambridge, MA. assessed: physical, children and exhibited lower
carriers). sexual, and emotional. adolescents cortisol levels at the
Childhood (Buske-Kirschbaum second [t(156) = 1.83,
Experiences of Care et al., 1997; Stroud p = .07] and third
and Abuse (CECA) et al., 2009). [t(146.23) = 2.69, p =
Interview: The CECA .01] cortisol
assesses multiple assessments
aspects of caregiving compared to those
experiences, including without a history of
physical and sexual maltreatment.
abuse.
93
Suzuki et al 2014 The current study A total of 80 Childhood Trauma Stress inducing Salivary Cortisol: Salivary 2 (depression) x 2 A two-way ANCOVA F(1,68) .039 We found a significant
aimed to examine participants (28 males Questionnaire (CTQ) images from cortisol was measured to (trauma) x 3 (time) (childhood trauma × = 4.4; interactive effect of
stress reactivity in and 52 females) were was used to assess International investigate the effects of ANOVA. depression) showed Robust- depression and
individuals with and recruited into four experiences of Affective Picture image exposure on HPA axis a significant ness childhood trauma on
without a history of groups comprising: 17 childhood trauma. . System (IAPS): reactivity. Saliva samples interaction of F(1,66) stress reactivity. The
childhood trauma healthy participants Those who scored at Each participant were obtained by passive depression and = 4.6 first main finding is
by measuring with a history of or above ‘moderate- viewed 48 stress- drool into sterile plastic childhood trauma that, irrespective of
cortisol responses childhood trauma severe’ level in at inducing images as tubes. Over the course of (F(68, 1) = 4.4, p < individuals’ depressive
to the passive (Healthy Abused: H/A) least one of the five well as 48 non- the sessions, two saliva .05). The main finding states, those with a
viewing of stressful and 24 without subscales (emotional stress inducing samples were collected 5 is that stress history of childhood
images, specifically (Healthy Non-abused: abuse (EA), physical images. Stress min apart on three reactivity was higher trauma showed a
including images H/NA); and 21 abuse (PA), sexual inducing images occasions: before session 1 in non-abused reduced cortisol
relevant to depressed patients abuse (SA), emotional comprised 24 (S1 and S2), between depressed patients reactivity to stress.
childhood trauma. with a history of neglect (EN) and negative affect session 1 and 2 (S3 and S4), than in all of the Although there were
In addition, childhood trauma physical neglect (PN)) images chosen and after session 2 (S5 and other groups. no differences in
participants with (Depressed Abused: of the CTQ were then from IAP) and 24 S6). Another two-way relation to admission
and without a D/A) and 18 without assigned to the images chosen ANCOVA (childhood status, childhood
diagnosis of current (Depressed relevant experimental from a public trauma × depression trauma was related to
depression were Nonabused: D/NA). groups (H/A or D/A). photo archive to severity) showed a overall lower cortisol
studied to Those who scored represent each of main effect of responses.
investigate whether below the same level four types of childhood trauma
cortisol stress were assigned to non- childhood trauma with overall larger
reactivity may abused groups (H/NA (emotional abuse, reactivity in non-
underlie resilience or D/NA). physical abuse, abused group than
or vulnerability to sexual abuse and abused group (F(66,
depression. emotional neglect. 1) = 4.6, p < .05).
Trickett et al 2014 Because mal- The maltreatment Maltreatment: The TSST-C: This Salivary Cortisol: We 6 (time) x 2 (group: A significant F(5, .00004 Findings indicated that
treated youth tend group (N = 303) were nature of each modification of a collected six saliva samples, maltreatment vs. maltreatment group 426) = for these young
to have repeated recruited from active maltreated common method two before and four after control) repeated x sampling time 5.78; adolescents,
and chronic cases in a county adolescent’s used to elicit an the TSST-C. The rationale for measures ANOVA interaction effect, Robust- maltreatment was
exposures to Department of experience of abuse HPA stress the number of samples and F(5, 426) = 5.78, p < ness associated with
maltreatment, we Children and Family and neglect was response in a the timing of intervals was .001, was found, F(2, attenuated cortisol
expected the Services (DCFS) of a obtained by laboratory context based on the importance of suggesting the 424) = reactivity overall and
maltreated youth to large western U.S. examining the DCFS includes a social accurately assessing both cortisol response 3.89 that this result was
exhibit an city. The inclusion case record for each challenge baseline levels of cortisol curve differed pronounced in those
attenuated cortisol criteria were (1) a new individual and (composing and and reactivity to the between maltreated youth who
response to the substantiated referral entering this performing g a stressor. samples involved and non-maltreated experienced more
laboratory stressor to DCFS in the information into the story in front of a measures selected for adolescents. severe maltreatment
as compared with preceding month for Maltreatment Case panel of judges) content unrelated to trauma as indicated by
the non-maltreated any type of Record Abstraction and a cognitive and stress. Data collection maltreatment that
group. maltreatment; (2) Instrument (MCRAI). challenge (oral occurred primarily in the included physical
child age of 9–12 serial subtraction). afternoon, with 96% of and/or sexual abuse as
years; The comparison participants providing the well as, frequently,
group (N = 151) was baseline saliva sample other forms of
recruited via mail between 1200 and 1700 hr. maltreatment, and as
using names from The earliest baseline sample noted in the
school lists of children was collected at 1223 hr, description of the
aged 9–12 years and the latest was collected sample, by more
reports to DCFS.
94
Bosch et al 2012 This study extends The data were Life Adversities: Social Stress Test: Salivary Cortisol: HPA-axis Repeated-measures Figure 1: Subjects F(1,441) .028 The transition in
previous findings by collected in a focus Including traumatic The experimental responses towards the social general linear models with the highest = 4.8 cortisol activity from
exploring the sample of TRAILS experiences measured session during T3 stress test were assessed by (GLM, Greenhouse— number of hypersecretion after
effects of (Tracking Adolescents’ via interview and self- consisted of a four cortisol samples, before Geisser corrected) adversities during adversities before age
adversities from the Individual Lives report. number of the introduction of the were used to early adolescence 11 and hyposecretion
prenatal period up Survey), a large different social stress test (‘pretest’), examine (1) the main (ages 12— 13) had afterwards emphasizes
to adolescence on prospective challenges directly after the test effects of adversities the lowest cortisol puberty as a major
adolescents’ cortisol population study of (orthostatic stress, (‘during test’), 20 min after per period and (2) overall level (F1,441 developmental period
stress responses. Dutch adolescents spatial-orienting the test (‘end of test’), and the inter- action of = 4.80, p = .03). of the HPA-axis. Results
We examined from age 11 to 21. task, gambling 40 min after the test (‘post pre/postnatal risk highlight the
adversities during Complete HPA-axis task, startle-reflex test’). with each later importance to take the
five age periods and adversity task, and social adversities on the timing of stress
(pre/postnatal, 0—5 measurements were stress test). The HPA-axis. Adversity exposure into account.
years, 6—11 years, available for 640 social stress test variables were tested In addition to
12—13 years, 14— participants. (Groninger Social simultaneously and programming effects,
15 years), to Adolescents were Stress Test) hence their effects pre/postnatal adversity
investigate their excluded if stressful involved a were adjusted for interacts with
specific effects on life events were standardized each other. childhood adversity in
the HPA-axis. We assessed more than 3 protocol inspired Investigated producing deviant
anticipated that months before (n=60) by the Trier Social outcome variables cortisol levels. Puberty
effects of or more than six Stress Test were cortisol may be marked by a
adversities on the months after the (Kirschbaum et al., reactivity and cortisol transition in how
cortisol responses experiment (n = 60). 1993). overall level. Cortisol adversities affect the
would depend on In addition, we reactivity reflects the HPA-axis, with cortisol
their timing, and excluded adolescents pattern of response, hypersecretion before
that pre/postnatal with cortisol outliers while cortisol overall age 11 and
adversity would (>3 SD, n = 11), as well level represents the hyposecretion after
render individuals as adolescents who average level across age 11.
more sensitive to used corticosteroids all four samples
persistent effects of (n = 38), leaving a
later adversities on total of 471 (32.3%
the HPA-axis.
95
Fisher et al 2012 We aimed to follow- Our participants Early Adversity: Early TSST-C: This Salivary Cortisol: Five The children’s AUCI There was a chi2(1) .034 Area under the curve
up Lester et al.’s included 57 children adversity (i.e., abuse standardized salivary cortisol samples scores were then significant main = 4.49 with respect to
findings, focusing placed in foster care and neglect protocol is were collected at 15-min dichotomized to effect of early increase (AUCI)
on whether foster during the preschool experienced prior to designed to induce intervals beginning compare children adversity, physical analyses revealed that
children in a similar period. (Results with placement in foster moderate immediately prior to the with increases and abuse in particular, prenatal substance
age range to the 53 children) care during the psychosocial stress TSST-C. decreases in cortisol Pearson χ2(1, N = 53) exposure or physical
children in the prior preschool period) was in laboratory levels over time. = 4.49, p = .03. abuse significantly
study (with varying coded from child settings and has Pearson’s chi-square Among the children increased the
profiles of prenatal welfare system been shown to tests were conducted who experienced likelihood of a negative
substance exposure records using the produce elevations to examine the physical abuse, 77% AUCI (i.e., little or no
and maltreatment) Maltreatment in cortisol in adults relations between (n = 17) showed a HPA reactivity). Among
would show a Classification System and children. early adversity, decreased cortisol children with prenatal
pattern of blunted (MCS). prenatal substance response over time. substance exposure
cortisol responsivity exposure, and and physical abuse,
to a laboratory salivary cortisol 85% exhibited a
psychosocial response over time. negative AUCI.
stressor.
Lovallo et al 2012 The present study Sample includes 354 Adversity: Lifetime TSST: 30 minute Salivary Cortisol: Saliva 3 (adverse events: 0 The size of the F(2,348) .00336 The present study
examines cortisol participants (158 m; adversity was based prestress baseline, samples were collected and vs 1 vs 2 or more) x cortisol response = 5.79 shows that men and
and heart rate 196 f). The study on C-DIS-IV items: when subjects sat taken at: awakening, arrival 2(gender: male diminished as the women who
responses to a population included Physical or Sexual quietly and read at the lab, min 10 and 20 of versus female) number of lifetime experience more
standardized healthy young adults Adversity (Have you general interest baseline period, at min 15, ANOVA adverse events adverse life events
psychological stress free of psychiatric ever been mugged or magazines, 30, and 45 of the stress increased [F(2,348) = before age 15 also
protocol comorbidities but who threatened with a followed by 45 min protocol or continued 5.79, p < .004]. have smaller cortisol
incorporating had experienced a weapon. Have you of behavioral resting protocol, and 15 and and heart rate
simulated public range of physical and ever been raped or stress. Stress 30 min poststress or rest, responses to
speaking and psychological adverse sexually assaulted?) included simulated and at bedtime. Stress psychological stress.
mental arithmetic events in childhood and Emotional public speaking reactivity as reported here These findings seem to
challenges. The and early adolescence Adversity (Before you followed by mental was measured at min 10 and illustrate an impact of
study population were 15, was there a arithmetic. 20 of the baseline period stress exposure in
included healthy time when you did not and at min 30 and 45 of the childhood and
young adults free of live with your stress period contrasted adolescence on the
psychiatric biological mother for with samples taken at the regulation of the stress
comorbidities but at least 6 months? same time during the axis in adulthood.
who had Each person was extended resting protocol.
experienced a range assigned an adversity
pf physical and score ranging from 0
psychological (no adverse events) to
adverse events in a maximum of 5.
childhood and early
adolescence.
96
Peckins et al 2012 Cortisol reactivity Participants were 124 Exposure to violence: TSST-C: The TSST-C Salivary Cortisol: Children Two multiple linear Refer to Table 2: r(60) = .01388 The hypothesis that
(CR) was (n = 64 females) My Exposure to consisted of a story passively drooled into a 5- regression models r(60) = 0.311, p = 0.311 adolescents with
hypothesized to be adolescents from a Violence (MyETV) is a completion task mL tube until 4-mL of saliva were developed and .01388. greater recent ETV
attenuated in small city and rural self-report measure of followed by was collected or 5 minutes Time 2 CR was would have
children exposed to communities. In the ETV occurring within mental, serial passed. The samples were regressed on age, significantly lower CR
violence. first wave of the past 12 months subtraction while collected 20 min and 5 min Time 1 lifetime ETV, was supported for
measurement at Time and over the child’s being monitored pre-TSST-C, and 0 min, 10 Time 1 CR, and males. The findings
1, girls were ages 8 (n lifetime. The MyETV is by two min, and 20 min post-TSST- symptoms of held even after
= 21), 10 (n = 20) or 12 a well-validated confederate C. psychopathology controlling for
(n = 23) years and measure consisting of judges. Different (Model 1), and Time symptoms of
boys were ages 9 (n = six scales (Lifetime story completion 1 covariates and ETV psychiatric disorders,
19), 11 (n = 21) or 13 and past year tasks and judges occurring in the 12 age, and CR and
(n = 20) years. exposure to: were used at Time months before Time lifetime ETV at Time 1.
witnessed violence, 1 and Time 2. 2 (Model 2). Symptoms of MDD and
victimization, and Participants were Symptoms of MDD, GAD were positively
total exposure). told their GAD, and PTSD were associated with
performance included to examine lifetime ETV at Time 1,
would be the association indicating that
compared to between ETV and adolescents with
others of the same depression and greater lifetime ETV
age. anxiety, and to rule report more symptoms
out the effect of of MDD and GAD.
symptoms of
psychopathology on
CR.
Sturge-Apple et al In accordance with Participants included Interparental Simulated Phone Salivary Cortisol: Baseline We examined Analyses revealed r(199) = .03863 Consistent with the
2012 EST 201 two-year-old Violence: First, Argument Task: samples were collected on unconditional latent that interparental .146 hypocortisolism
conceptualizations children and their mothers self-report of Children and their average within the first 15 growth curve models violence was a hypothesis, greater
of differentiation in mothers in a inter-partner violence mothers minutes upon arrival to the (LGC) for children’s significant predictor levels of adversity in
children’s emotional moderately-sized were assessed using participated in the laboratory, after maternal cortisol reactivity of children’s cortisol family relationships
security in family metropolitan area in subscales from the Simulated Phone consent had been obtained. using MPlus 6.0 reactivity in the SPAT were associated with
systems, we the northeastern Revised Conflict Argument Task Cortisol – SPAT—Two post- statistical software. paradigm (β= -.21, p children’s lower
hypothesized that United States. We Tactics Scale (CTS2). (SPAT) to assess task saliva samples were Given the presence = .039). This pathway cortisol reactivity to
interparental administered the The CTS2 Physical children’s reactivity also obtained to assess of significant accounted for 8% of the family stressors
violence would be abbreviated version of Assault subscale to interparental trajectories of cortisol individual differences the variability in
primarily associated the Physical Assault contains 24 items conflict. During this change across three in cortisol cortisol reactivity in
with children’s Scale of the Conflict designed to assess procedure, assessments. The two trajectories in both the SPAT paradigm.
cortisol reactivity to Tactics Scale 2 (CTS2) maternal and partner children witnessed post-task saliva samples the SS and the SPAT The beta for this
a standardized to insure that roughly acts of physical live simulations of were obtained paradigms, our next effect was negative
laboratory paradigm equal proportions of violence toward each their parents approximately 25 and 37 set of analyses which indicates that
in which children participating mothers other in the inter- engaging in a minutes after the end of the examined as interparental
were exposed to a experienced (a) no partner relationship. conflict and a simulated disagreement, the interparental violence increased,
simulated violence (40%), (b) subsequent period in the SPAT to violence and children’s cortisol
interparental mild/moderate resolution over the correspond roughly with the maternal emotional reactivity was lower
conflict. physical violence telephone. Each midpoints of the two peak unavailability as on average. This
(24%), and (c) severe exchange lasted periods of cortisol reactivity predictors of finding supports the
approximately 1 to stressors. hypocortisolism
97
physical violence minute and was children’s cortisol hypothesis for the
(36%) in the last year. interspersed by a functioning. interparental
three-minute free context.
period.
Carpenter et al In contrast to our One hundred and ten The 28-item version of TSST: protocol Salivary Cortisol: To Repeated measures Individual models F(4,109) .00105 In the present study
2011 prior study, cortisol women, ages 18 to 61 the Childhood involves public minimize the effects of General Linear assessing the effects = 4.95 involving a sample of
concentrations years, were enrolled Trauma speaking role- diurnal variation in cortisol Model (GLM) was of moderate– severe 110 women from the
were measured in and completed all Questionnaire (CTQ) - playing, and response, the TSST was used to determine maltreatment community, we found
saliva rather than in assessments in the generates a total mental arithmetic administered at the same the effects of according to a significantly lowered
plasma. We study protocol. score and subscale tasks in front of a time each test day. Subjects maltreatment on maltreatment type salivary cortisol
approached this scores for five types of panel of were instructed not to eat cortisol reactivity to revealed that response to a
study by examining maltreatment confederate or exercise for 1h before the TSST in models that physical abuse (PA) psychosocial stress task
the effect of each of (emotional abuse, judges. distress. test. Saliva samples were included CTQ data was a significant among subjects who
five different physical abuse, sexual collected at time points 0 (summarized as total predictor of lower reported a history of
subtypes of abuse, emotional (1:45 PM; immediately score for 28-item cortisol response to childhood physical
maltreatment neglect, and physical before meeting the judges scale, dichotomized the TSST (effect of PA abuse.
independently and neglect). CTQ subscale and being told about the scores for each of group—F= 4.95,
hypothesized that scores reaching the public speech and arithmetic five subscales, or as p<0.005).
exposure to early threshold for the recitation), 15 min (2:00 PM; the total number of
life adversity would "moderate to severe" the end of the anticipation subscales scored
be associated with range were period during which the positive for
diminished cortisol considered positive subject prepared his or her maltreatment),
response to acute for maltreatment. speech), 30 min (2:15 PM; estrogen use
psychosocial stress Subjects scoring several minutes after (dichotomized), and
challenge. "none or minimal" for completing the subject age. Huynh–
each subscale were speaking/arithmetic test), 45 Feldt adjustment was
considered controls. min, 60 min, 75 min, and 90 made for violations
min of sphericity
assumptions.
Ouellet-Morin et al Based on previous This study sample Bullying TSST: One hour Salivary Cortisol: We 5 (time) x 2 (bullying) Repeated-measures F(2.2, .02113 This study provides
2011 findings suggesting comprised 30 12-year- Victimization: We after arrival, twins collected five samples of repeated-measures ANOVA showed 122.9) evidence for a causal
that early-life stress old MZ twin pairs derived a cumulative took part in an saliva to measure the ANOVA. distinct patterns of = 3.82 effect of early-life
is associated with (mean [SD] = 12.53 index of frequent, adapted version of cortisol response to the PST. cortisol secretion stress on cortisol
abnormal cortisol [0.52]) discordant on chronic, and severe the TSST for Saliva was collected by over time between reactivity in human
secretion, we bullying victimization bullying victimization children, which asking children to use a bullied and beings. Our
hypothesized that and with valid cortisol by summing the includes a social straw to pass through 1 ml nonbullied MZ twins psychosocial stress test
bullied twins would data (43.3% males). scores to the three stressor (speaking of saliva into the cryovials. (time × elicited a cortisol
have impaired Hence, this substudy questions asked to in front of judges) The first samples were bullying: F2.2,122.9= response in nonbullied
cortisol responses sample included one mothers described and a cognitive collected 20 and 2 minutes 3.82, P = .02). children compared
to the PST whereas twin who had been above across age 7, stressor (mental before the PST. A third with a blunted
their nonbullied MZ the victim of bullying 10, and 12 arithmetic). sample was collected response in bullied
co-twins will show (n = 30 children) while assessments. The immediately at the end. A children.
an increase in their co-twin had not victims of frequent fourth and a fifth samples
cortisol secretion (n = 30). bullying who were collected 25 and 35
after exposure to experienced frequent minutes after the start of
this experimental psychological and the tasks.
stress task. physical harm had a
maximum score of 6
98
Ouellet-Morin et al We examined From the total E-Risk Childhood Harm: The Psychosocial Salivary Cortisol: Cortisol We examined Comparison children t(188) = .00451 This study provides
2011b whether 12-year- sample, we identified Childhood harm Stress Test (PST) was measured through the cortisol response exhibited the -2.875 support for the
old 190 12-year-old consisted of either a took place at the collection of five saliva using a piecewise expected increase in hypothesis that early
maltreated/bullied children (50.5% history of childhood research samples. We asked children latent growth curve cortisol after the PST, exposure to adverse
children had lower males) eligible to maltreatment or laboratory in the to use a straw to pass model. We then whereas life conditions could
cortisol responses participate in a frequent bullying early afternoon through 1 mL of saliva into tested whether maltreated/bullied result in lower HPA axis
to psychosocial substudy of cortisol. victimization. A total (mean [SD] = the cryovials. The first two maltreated/bullied children did not reactivity to stress in
stress than same- Children were of 64 children from 1:45 pm [22 samples were collected 20 and comparison (Table 2). childhood. Our
aged children. selected if they were this substudy sample minutes]). A video minutes and 2 minutes children showed laboratory stress
identical twins and of 190 participants camera was before the PST. A third distinct patterns of paradigm elicited a
only one twin within were harmed (33.7%); installed in a room sample was collected 2 cortisol response to significant cortisol
the pair was bullied. 23 were maltreated to record the minutes after the task. The stress. We extracted response in
Most twins were by an adult (12.1%), cognitive and fourth and fifth samples the intercept, comparison children
Caucasian (91.6%) and 27 were frequently public speaking were collected 25 minutes baseline, and but not in
one third of the bullied by their peers tasks adapted from and 35 minutes after the response slope maltreated/bullied
families came from a (14.2%), excluding the Trier Social start of the task. estimates derived in children for whom
low socioeconomic those who were only Stress Test for Mplus to test, using measures of harm
background (33.7%). occasionally bullied; Children. linear regression were collected
Children had an IQ and 14 were both models, whether prospectively and
within the normal maltreated and cortisol responses repeatedly in
range when they were frequently bullied were associated with childhood.
5 years of age (from (7.4%). social, emotional,
64 to 142; mean [SD] and behavioral
= 101.38 [14.32]). problems.
Brand et al 2010 The primary goal of A total of 126 mother Abuse history (CTQ): Noise/arm Salivary Cortisol: Mother 2 (Group: high vs low ANCOVAs revealed a F(1,111) .03021 No differences in
this study is to take / infant dyads Mothers completed stressor: The infant and infant salivary cortisol abuse) x 4 (time) statistically = 4.82 baseline cortisol were
this line of research qualified for the the CTQ, a validated was placed in a car measures were: 1) baseline ANCOVA. Hypothesis significant found for mothers with
one step further present study. The measure assessing seat behind an cortisol (T0 – study entry); testing utilized association between a history of child
and investigate the infant sample childhood exposure to occlusion screen, and 2) cortisol change analyses of maternal abuse abuse; however, these
association contained 62 boys and emotional, physical, and the mother calculated as the area under covariance (ANCOVA) history and mother women demonstrated
between maternal 64 girls, with a mean and sexual abuse. was permitted to the curve (AUC; linear with maternal cortisol change greater decreases in
history of child age of 187±17 days at Child trauma was view her infant on trapezoid method) for T1, baseline cortisol, (F(1,111)=4.82, eta cortisol in the context
abuse and maternal the time of the operationalized as a TV monitor T2, and T3 cortisol samples, maternal cortisol squared=.04, p=.03) of the infant stressor
cortisol levels in a laboratory study. mild or higher levels during a noise as measured from baseline change, infant but not maternal paradigm. Our finding
clinical sample of Most (94%) of the of sexual abuse or burst and an arm (T0). baseline cortisol, and cortisol at baseline that maternal cortisol
postpartum women, mother/infant dyads moderate or higher restraint stressor infant cortisol change (F(1,119)=1.37, eta decreases in response
and to explore were Caucasian, the levels of physical task. Saliva as dependent squared=.01, p=.24). to stress is consistent
whether depressive median maternal abuse. We excluded samples were variables.). The maternal post- with those seen in
symptoms and education level was emotional abuse in taken from the Covariates included stressor cortisol healthy women with a
stressful life events, college graduate, order to maintain mother and the demographic and concentrations were history of childhood
as well as comorbid mean maternal age consistency with the infant immediately clinical lower for mothers maltreatment
PTSD moderated was 34 ± 4 years, and previous ELS after the lab characteristics that with a history of (Carpenter et al.,
this relationship. 95% of the mothers literature. stressor tasks were were significantly childhood abuse 2007).
were married or completed (T2 - associated with the compared to mothers
cohabitating at the post-noise/arm dependent variables. with no such history.
stressor I), and All tests were two-
99
Cutuli et al 2010 We expected a This resulted in a Negative Lifetime Cognitive Tasks:. Salivary Cortisol: Children’s The relationships Those with the t(63) = .02795 A history of many
positive relationship sample of 66 children Events: Lifetime These tasks served salivary cortisol was between negative highest lifetime event -2.25 negative life
between lifetime (25 females). An effort Events Questionnaire as the challenge to collected in two contexts: 1) lifetime events, scores have higher experiences in this
event scores and was made to include completed by the elicit a cortisol during the assessment cumulative cortisol levels at the sample of young
cortisol response to only families who had primary caregiver. response. First, session as a measure of HPA socioeconomic risk, start of the session homeless children was
the session tasks, stayed in the shelter This questionnaire children completed reactivity to the tasks, and and cortisol response and, on average, linked to higher
given past evidence for at least three elicits the number of three subscales of 2) in the morning prior to to cognitive tasks decline over the cortisol levels in the
suggesting that nights to allow for stressful events that the Wechsler breakfast to assess diurnal over the session course of the session. morning, higher levels
family difficulties some time to adjust to the child experienced Preschool and cortisol levels following were tested using a In contrast, those at the start of an
that are more the context; yet two during his or her Primary Scale of wake up. During the linear mixed model with the lowest assessment session,
common in low (3%) families lifetime, including Intelligence – Third assessment session, three (LMM), controlling number of lifetime and falling levels across
income contexts participated prior to events and situations Edition. Then a set samples were taken at for age, sex, and time events not only have a session of challenging
(e.g., child their third night in that threaten the child of widely used roughly 30 minute intervals of day the session lower intercept cognitive tasks.
maltreatment, shelter. Nearly all directly as well as tasks were following a 15 minute occurred. Again, values at the start of
exposure to participants had those experienced by employed to assess consent process and an additional models the session, but also
domestic violence) ethnic minority the child that threaten executive function initial 5 minute rapport were run to inform tend to show either
are linked with backgrounds [n = 64; a parent, a family skills, including building period. the impact of lifetime no response or a
differences in the 97%: 53 (80.3%) member, or the Simon Says, Peg events without rising pattern of
stress response to African American; 10 integrity of the family Tapping, the socioeconomic risk cortisol response
psychosocial (15.2%) multiracial; (see Table 2). *Note: Computerized considered, and of over the course of
challenge. and 1 (1.5%) Native items included Pointing Stroop socioeconomic risk the session (See
American]. Two traumatic events task, and the without lifetime Table 6 Fixed Effects,
(3.0%) children were Dimensional events. Slope Estimates).
Caucasian. Change Card Sort.
Gunnar et al 2009 Early life stress (ELS) The participants were Adoption from TSST-C: The TSST- Salivary Cortisol: Eight Covariates with Because the lowest 3 chi2(1) .002 Diminished cortisol
is expected to 124 children ages orphanages or other C was then samples were taken in the missing data were and highest 2 = 9.53 activity was noted for
increase reactivity 10.02–12.21 years institutions: The types administered laboratory. Three were used, so the sample trajectories appeared the EA/FC group
of the Children in the LA/PI of adversity to which (Buske-Kirschbaum collected over the initial size varied slightly by to differ in cortisol (moderate ELS), while
hypothalamic– group (23 girls, 19 these children were et al., 1997). This baseline period [after analysis. N's are intercept, we the LA/PI group (severe
pituitary– boys) were adopted at exposed likely varied, task involved consent/assent (0 min), reported for each examined the ELS) did not differ from
adrenocortical 12 months or older but nearly all providing the child after electrode placement analysis. The percentages of the NA group. These
(HPA) axis; (range 12–64 months) institutions included with a story (+15 min) and after statistical tests we children who were results suggest that
however, several having spent at least the lack of a scenario and then completion of baseline used enable analyses assigned to these moderate ELS is
recent studies have 75% of their pre- consistent, giving him/her 6 autonomic assessment (+30 with unbalanced levels. Of the EA/FC associated with
shown diminished adoption lives in responsive, adult min to develop a min)]. Five were collected designs. In all children, 85% were diminished cortisol
cortisol reactivity institutional care. caregiver. Exposure to story (Speech during the stress and analyses, covariates on the lowest three activity; however,
among adults and Children in the EA/FC pathogens is also Preparation recovery periods were examined and, trajectories, marked individual
children with ELS group (20 girls, 24 greater in group care Period), followed [immediately after the if non-significant, compared to 53% of differences in cortisol
exposure. The goal boys) had been settings such as by 5 min of mental speech preparation (+40 were removed from the NA children, χ2(1) activity among the
of this study was to adopted before 8 orphanages. While arithmetic min), after the speech/math the models. Thus, = 9.53, p < .001. LA/PI children suggest
examine cortisol months (range 0.5–8 many institutions (Speech/Math period (+55 min), and then only significant that child factors
activity in 10–12- months) and had make adequate Period). at 10 min intervals until +75 covariates appear in modify the impact of
year-old spent less than 2 nutrition available, min]. the results. severe ELS.
internationally months in institutional problems in delivery
adopted children to care. Children in the (propped bottles) and
100
Pierrehumbert et al We expected Two groups of adult Childhood Sexual TSST: Consists of a Salivary Cortisol: Saliva 3 (Group: Abused We conducted a t(34) = .03961 The group of abused
2009 abused women (i.e. female subjects were Abuse/ The Early public speaking samples were collected for Organized, Abused regression analysis to 2.14 subjects with the
with CSA) to present included in the study: Trauma Inventory: task and mental the measurement of the Unresolved and examine the possible Unresolved
more a clinical group Childhood sexual arithmetic stress hormone at 15, 44, Controls) x 8 time) contribution of classification of trauma
psychopathological (women with an abuse such as performed in front 60, 65 min (i.e. before the ANOVA and a psychopathology in expressed the highest
troubles, to be experience of CSA) provocative touching, of an audience. stress procedure), 75, 85, separate regression the association perceived stress, they
more often and a control having been forced to This standardized 100, and 115 min (i.e. after analysis. between cortisol also showed the most
categorized as group. he inclusion touch another procedure was the stress procedure). responses and the suppressed endocrine
Unresolved at the criteria were to be person's intimate developed so that unresolved reactions, when
AAI, and to show over 18 years old (civil parts, having been to induce a classification. Only compared to control
more altered majority) and to touched in intimate moderate the variable subjects.
cortisol stress report at least one parts, having psychosocial stress Unresolved remained
reactions than episode of CSA (such experienced under laboratory in the model
controls. as provocative attempted or conditions. (Beta = 0.35; t = 2.14,
touching, having been completed genital p = 0.04).
forced to touch rape) during
another person's childhood and/or
intimate parts, having adolescence (up to
been touched in the age of 18 years).
intimate parts, having The Early Trauma
experienced Inventory (ETI) is a
attempted or structured interview
completed genital concerning traumatic
rape) during experiences in
101
Elzinga et al 2008 The purpose of the Eighty college Traumatic TSST: This Salivary Cortisol: Salivary 2 (low adversity Using ANOVA rm F(4, .01039 In the present study,
present study was students participated Experiences Checklist psychosocial stress cortisol was measured to group vs. high with Group (high 296) we found that non-
to investigate for financial or course (TEC): The TEC is a test, which mainly investigate the effects of adversity group) x 5 versus low AE group) =3.36; clinical individuals that
cortisol reactivity to credit (52 men and 28 reliable and valid self- consists of a free exposure to early adverse (time) repeated as between subjects Robust- have been exposed to
a psychosocial women, age: mean +/- report inventory that speech and mental events on the reactivity of measures ANOVA, factor and Gender as ness a relatively high
stress task (TSST) in S.D.: 21.6 +/- 3.61 assesses emotional arithmetic task of the HPA axis. All gender was included covariate and (log F(1,78) number of adverse
a sample of healthy years). Participants abuse and neglect, 15min duration has physiological assessments as a covariate. transformed) cortisol = 6.42 events had a
men and women between 18 and 37 physical abuse, sexual repeatedly been and the subjective measure as dependent significantly lower
who had years old were harassment, and found to induce of distress were obtained at variable, a significant cortisol reactivity to a
experienced either recruited from the sexual abuse, as well significant five assessment points over Group x Time psychosocial stress task
very few or University of Leiden as general traumatic endocrine and a 75-min period, at interaction was compared to
relatively many through events. cardiovascular approximately -20, -1, +15, found (F(4,296) = individuals who had
adverse life events. announcements. responses. +40, +55 min with reference 3.36, p < 0.01). experienced none or
to the start of the stressor. one adverse event,
while the two groups
did not differ at
baseline cortisol levels.
102
Matheson et al The present study Participants (N = 90) Traumatic Life Events Reminders of Salivary Cortisol: To 3 (Group: no trauma, Contrary to F(3,123) .00001 Among those
2008 evaluated the were recruited from Questionnaire (TLEQ): stressful evaluate salivary cortisol single trauma, expectation, as seen = 10.27; individuals that had
trauma experiences the Somali community A modified version of experiences: levels in response to multiple traumas) x 4 in Table 4, the Robust- experienced multiple
of Somali refugees (Ottawa, Canada) over the Traumatic Life Participants also reminders of their stressor (time) ANOVA number of traumatic ness traumatic events,
to Canada and their the course of 2003, Events Questionnaire provided saliva experiences, participants events encountered r(82) = - salivary cortisol levels
capacity to cope through bulletins (TLEQ) was samples to assess completed the survey during was negatively 0.22 declined over the
effectively with posted at community administered to cortisol reactivity the l at afternoon (i.e., when related to cortisol course of the
acculturation centers and the assess exposure to a to reminders of basal cortisol levels are levels in response to questionnaire session.
stressors. It was university, in flyers, range of traumatic their stressor relatively low). The timing of reminder cues. In This was contrary to
expected that local and community events. These were experiences. the questionnaire was paced effect, as seen in Fig. expectation, but there
coping difficulties newspapers, and presented in to allow for the collection of 2, those who had not are several possible
would mediate the through referrals from behaviorally saliva at four time points, 15 experienced any processes that might
relations between social service workers. descriptive terms min apart, following (1) traumatic events, F < operate to promote
trauma experiences (consistent with the instructions and the 1, or only one event, such a decline. Trauma
and poorer health DSM-IV stressor completion of the informed F(3,66) = 1.27, ns, did symptoms and multiple
outcomes that may criterion A1). When consent and demographic not show a cortisol traumatic experiences
be evident years participants reported questions (baseline); (2) decline over the were associated with
after the traumatic experiencing an completion of the TLEQ course of the an exaggerated
events. event, they then (excluding familial assault), questionnaire morning cortisol rise,
indicated whether it IES-R, and BDI (along with session, whereas but with a blunted
had caused them to questions regarding cortisol levels response to stressor
experience intense acculturation hassles and dropped steadily reminder cues.
fear, helplessness, or adaptation that were not throughout the
horror (PTSD stressor analyzed in the present session among those
criterion A2 in the study) (30 min); (3) the who had
DSM-IV), and when description of a stressful encountered multiple
the event occurred. event and how they coped traumatic events,
Whether participants (45 min); (4) self-reported F(3,123) = 10.27, P <
had encountered each physical health and trauma .01, ɳ2 = .200.
of five clusters of events involving familial
trauma types was assault (60 min).
then evaluated.
103
self-reported prior to 16. never saw my parents instructed to ask provided a second baseline cortisol intensity did not reported lower and
childhood exposure Demographic argue or disagreeing.” his/her “neighbor” sample (T2). Twenty sample (T1) and exhibit a linear higher exposure to
to IPC, relative to characteristics of the a=.92) and seven-item to turn down the minutes after the identified covariates. (p=.84) or curvilinear childhood IPC exhibited
the mean, would be final sample (n=91) Intensity (e.g., “My parents music. The neighbor end of the task, Because the cortisol (p=.48) association greater cortisol output
associated with a are displayed in Table got really mad when they was played by a participants gave a response peaks with reactivity. during a stressful
greater cortisol 1. argued.” a=.91) subscales gender-matched third sample (T3). approximately 20min interpersonal task
response to and were summed, with higher undergraduate Participants then after exposure to compared to youth
across a stressful scores reflecting higher research assistant responded to all self- stress, the T3 sample who reported
interpersonal task exposure to IPC. who maintained a report was used to best moderate levels of IPC.
neutral facial questionnaires. The capture reactivity
expression and fourth sample (T4) (change from
followed a scripted was collected 40min baseline).
series of responses after the end of the
indicating refusal to task.
cooperate.
Aschbacher et 1) anticipatory This study was Caregivers: Twenty-five TSST: The Trier Salivary Cortisol: All hypotheses were CG had significantly t(46) = .00287 A consistent pattern
al 2013 cortisol reactivity conducted as part of a participants were caregivers Social Stress Task Salivary samples tested at the same greater anticipatory 3.15 emerged whereby
will mediate larger study of of a relative with dementia (TSST) is a gold- were collected via time using a (15-min) but not Robust- chronically stressed
associations caregiving stress and and twenty-three were age- standard laboratory the passive drool bootstrapped peak (30-min) ness caregivers who
between perceived biological aging.. A matched controls with stress task used to method in 2 mL moderated mediation cortisol reactivity r(25) = reported greater
stress and oxidative subset of 48 healthy spouses. Caregivers evoke stress-arousal SaliCaps tubes (IBL model with the aid of than NC (p's=.003 .565 perceived stress,
damage markers, participants from the had provided care for 4.7 responses. In this Hamburg, Germany) the “Process” macro and .16 respectively; negative affect and
and 2) the indirect larger study years on average (range: 8 study, because many at multiple time- for SPSS. All variables Figure 2), even when threat had significantly
path from perceived participated in an months-11.42 years). participants were points during the were normalized controlling for greater cortisol
stress to oxidative acute laboratory Perceived Stress Scale retired, they did not acute stress task, prior to model entry demographic, health increases while
damage via cortisol stress task and had (PSS): The Perceived Stress do a mock job which permitted to facilitate centering behavior and medical anticipating a stressful
reactivity will be data available for Scale-10 (Cohen et al., interview, but quantification of and interpretation of factors, as reported event.
significant among analysis in the current 1983) is a standard 10-item instead discussed anticipatory and coefficients. in a previous analysis.
chronically stressed study. Twenty-five questionnaire that assesses their strengths and peak cortisol Regression analyses As hypothesized,
caregivers, but not participants were subjective perceptions of weaknesses and reactivity: 0 were used to identify among chronically
among age- caregivers of a relative stress over the previous completed a math (baseline), 15 (after coefficients for stressed CGs, higher
matched low-stress with dementia and month. Items reflect task in front of an 5 min instructions, 5 individual paths perceived stress was
controls. twenty-three were uncontrollability, evaluative audience. min preparation, 5 significantly
age-matched controls unpredictability and feeling All participants min speech) and 30 associated with
with healthy spouses. that demands outweigh completed the TSST (to capture peak greater anticipatory
Caregivers had coping resources. Response between 1400h and cortisol). and peak cortisol
provided care for 4.7 options form a 5-point 1500h to control for reactivity (p's ≤.01).
years on average Likert scale ranging from diurnal rhythm
(range: 8 months- 0=never to 4=very often. variation.
11.42 years).
Koss et al 2013 Consistent with the Data for the current Child-Rearing Simulated Phone Salivary Cortisol: A growth mixture Higher levels of r(193) = .00321 The rising pattern,
distressing nature of study were drawn Disagreements: Mothers Anger Task: Children Children provided modeling approach children’s perceived .21 reflecting the
conflict, higher from participants completed an 8-item and mothers were baseline cortisol was utilized to model threat were sensitization
levels of children’s taking part in a larger abbreviated version of the asked to engage in a levels collected after different patterns of associated with a hypothesis, was
perceived threat longitudinal project Child-Rearing play activity when arrival in the cortisol reactivity. higher probability of associated with
and child-related examining the effects Disagreements scale the mother received laboratory setting. being in the rising histories of child-
conflict were of family functioning assessing the frequency of a phone call believed Cortisol levels were cortisol group related conflict,
expected to be on child adjustment. marital conflict about child- to be from the assessed prior to the compared to the perceived threat, and
related to an The original sample rearing issues; Perceived child’s father. simulated phone falling group. children’s emotional
consisted of 235 (129 Threat: Children completed Mothers were anger task to assess Similarly, more insecurity.
108
elevated pattern of girls, 106 boys) the six-item perceived provided a scripted a baseline indication frequent child-
cortisol reactivity. families including, threat subscale of the interaction by an of physiological related conflict was
mother, father, and Children’s Perception of experimenter to functioning. Two associated with a
their kindergarten- Interparental Conflict scale stage a marital saliva samples were higher probability of
aged child; 193 for younger children dispute over the collected after the being in the rising
families were included assessing the degree to phone. simulated phone group compared to
in the current study. which children feel anger task; the first both the falling group
threatened by marital was collected and the flat group.
conflict. Sample items approximately 25 (See Table 1
included “When my parents minutes after the Correlation between
argue, I’m afraid that peak of the Child-Related Conflict
something bad will simulated phone and Post Conflict
happen”. anger task. The Cortisol).
second poststressor
sample was
collected 10 minutes
later.
Wirtz et al 2013 Hypothesis 1: The study sample Role Uncertainty: Role TSST: Participants Salivary Cortisol: For Following previous As depicted in Table F(2.5, .01569 Our study investigated
Cortisol responsivity comprised 43 men uncertainty was measured were exposed to the determination of methods we assessed 3, general linear 89.4) = for the first time
to the Trier Social (mean age +/- SEM: by three Likert-scaled items Trier Social Stress salivary cortisol associations between models with 3.94 whether role
Stress Test will be 44.5 +/-2.0 years, of the scale “uncertainty” Test (TSST), which levels, saliva samples uncertainty and the repeated cortisol Robust- uncertainty at work as
stronger for mean body mass from the Instrument for combines a 5-min were taken cortisol/blood measures and role ness a background stressor
participants high in index +/- SEM: 25.7 Stress-oriented Task preparation phase immediately before pressure stress uncertainty as F(3.9, related to altered
role uncertainty +/- .4) who completed Analysis (ISTA), a well- followed by a 5-min as well as every 10 response by continuous 105.7) = physiological reactivity
compared with the measure of role established instrument in mock job-interview, minutes, at 0, 10, 20, calculating general independent 6.57 to acute psychosocial
participants low in uncertainty (see German-speaking countries. and 5-min mental 30, 40, 50, and 60 linear models with variable, and age, stress in working men.
role uncertainty. below). Our The uncertainty scale arithmetic in front of minutes after repeated measures of BMI, and MAP as The main finding of our
participants reported assesses role ambiguity and a jury that displayed completion of the cortisol/blood covariates, revealed study was that higher
a great variety of role conflict: (a) “How often a stern attitude. The TSST. pressure as that higher role role uncertainty was
different jobs to you get unclear TSST has been used dependent variables uncertainty scores associated with higher
including technicians, instructions?”; (b) “How frequently and it and role uncertainty were associated with cortisol stress
engineers, teachers, often do you get conflicting reliably induces as continuous higher cortisol stress reactivity even when
or craftsmen, and instructions from different increases in independent variable reactivity (interaction controlling for a broad
most (61.4%) worked supervisors?”; (c) “From biochemical while controlling for uncertainty-by-TSST: set of potential
for a private how many people do you parameters, most age, BMI, and MAP as F(2.5, 89.4) = 3.94, p confounders including
employer. receive instructions on a notably cortisol. covariates in the main = .016, partial eta2 = cardiovascular risk
regular basis?”). Items had analysis. .10, f = .33). Further factors and potentially
a 5-point Likert format, controlling for the confounding
ranging from 1 (very second set of psychological
seldom/ never) to 5 (very confounders constructs.
often), with higher scores (overcommitment,
reflecting higher stress appraisal,
uncertainty. perfectionism, time
pressure) did not
change the results;
(interaction
uncertainty-by TSST:
F(3.9, 105.7) = 6.57, p
˂ .001, partial eta2 =
.20, f = .49).
109
Hackman et al To date, studies of Analyses included a Neighborhood TSST-G: Participants Salivary Cortisol: Piecewise hierarchical With male coded as r(77) = .00298 In this analysis we
2012 cortisol reactivity total of 77 Disadvantage: We completed the Trier Salivary cortisol was linear modeling 0, and coefficients for .33 found that
and SES have largely participants (37 employed a measure of Social Stress Test for the primary (HLM) was the disadvantage thus concentrated
omitted female, 48.1%) concentrated neighborhood Groups (TSST-G) a outcome of interest, primary analysis reflecting the effect neighborhood
investigation of between the ages of disadvantage based on the modified version of and saliva samples strategy 1. Piecewise for males, higher disadvantage, but not
neighborhood 13and18(M 2000 United States (U.S.) the TSST that were collected at HLM is a strategy concentrated parental education,
components of =16.4,SD=1.2). census tract for the induces a moderate nine different times: based on longitudinal disadvantage was associated with
disadvantage. This participant’s home address level of stress. In at baseline, after growth modeling that predicted increased cortisol reactivity and
study is uniquely when the stress reactivity order to increase speech preparation, allows distinct cortisol reactivity recovery. However,
positioned to protocol was completed. social evaluation at the end of the modeling of the (B=0.006, this relationship was
determine if The 77 participants lived in participants stressor tasks, and different phases of p=0.004,reffect moderated by gender,
parental education 59 census tracts. Six underwent the 10, 20, 30, 45, 60, change over time, =0.33) and a steeper such that higher
and neighborhood measures were employed: protocol in groups of and 75 min after the permits the separate decline during concentrated
disadvantage, as percentage of individuals 2(n=27, 35.1%) or stressor. modeling of reactivity recovery (B=− 0.003, disadvantage was
moderated by below the poverty line, 3(n=50, 64.9%), and recovery phases p=0.003,r effect associated with higher
gender, are unemployed, and receiving matched for gender. following =0.34). cortisol reactivity and
associated with public assistance, as well as administration of a steeper recovery in
cortisol reactivity to the density of African– stressor, and offers boys alone.
stress. Americans, children under advantages over the
the age of 18, and female- use of ANOVA or
headed households. change scores.
Ouellet-Morin The main goals of Participants were Familial Adversity: Familial Exposure to Salivary Cortisol: Differences in mean Adverse Chi2(2) = .00723 Familial adversity was
et al 2008 the present study families of twins from adversity was assessed to unfamiliar Saliva was collected cortisol values environments have 9.86 associated with higher
were to analyze the the Quebec Newborn reflect the putative situations: Each twin before and after the according to zygosity been associated with Robust- cortisol reactivity to
genetic and Twin Study recruited cumulative adverse effects was exposed to 2 unfamiliar situations and sex were both lower ness stress.
environmental between April 1, of environmental risk unfamiliar situations and stored at −80°C investigated through and higher cortisol Chi2(2) =
contributions to 1995, and December factors on children’s known to be until analysis. The analyses of variance. reactivity. We 11.01
cortisol reactivity to 31, 1998, in the adjustment. In the present moderately stressful posttest sample was The association partitioned the
an unfamiliar greater Montreal study, an FA index was at that age. In the obtained 20 minutes between FA and sample
context in 19- area. A total of 989 created by combining first situation, 1 twin after the end of the cortisol reactivity was into quartiles of
month-old twins families were information about 7 risk and the mother procedure to tested using a 2-tailed cortisol reactivity,
and to examine contacted, factors: maternal smoking were alone when a capture the peak χ2 test, and allowing for different
variations in genetic of which 672 agreed during pregnancy, low birth woman dressed as a cortisol response. multinomial logistic associations to
and environmental to participate (68.0%). weight, low family income, clown entered the regressions were emerge at the lower
contributions to low maternal educational room and invited the performed on the (first quartile) and
cortisol reactivity level, single parenthood, child to approach by discrete patterns of higher
according to early young motherhood, and offering a set of cortisol reactivity. All (fourth quartile) ends
FA. maternal hostile or reactive familiar toys. In the statistical tests, of the distribution.
behaviors. second situation, a except for the genetic Figure 1 presents the
noisy, odd-looking, modeling, were distribution in
moving toy robot conducted on a quartiles of cortisol
was placed on a subsample composed reactivity for high
platform in the of only 1 twin, and low FA (χ2
opposite corner of selected at random, 2,211=9.86;P=.007).
the room. per family.
110
Zwolinksi et al The ultimate goal of A total of 33 female Relational Victimization: The Yale Salivary Cortisol: 2(relational To examine changes F(1, 23) .04901 This study found some
2008 this study was to undergraduate The Revised Self-Report of Interpersonal Stress reactivity was victimization group: in cortisol over two = 4.32 support for the tend-
examine whether students were Aggression and Social Stressor Task: Used measured using high, low) by 2 time points, a 2 befriend model
stress reactivity was recruited to Behavior Measure was used to induce the salivary cortisol. Two (menstrual phase: (relational as indicated by
heightened participate in the to assess history of experience of social salivary samples (1.0 follicular, luteal) by 2 victimization group: biological reactivity as
following social current study. Initial relational victimization by exclusion. A number ml each) were taken (time: baseline, post- high, low) by 2 well as distinct
exclusion for recruitment was peers at the current time of tactics were used from each stressor) repeated (menstrual cycle psychological
relationally based on two factors. and in the previous year to exclude the participant using a measures ANCOVA, phase: follicular, responses to social
victimized females Three participants did (e.g., ‘‘A friend of mine has participant. screw tap container controlling for state luteal) by 2 (time: exclusion in women.
in their luteal phase. not meet all of the gone ‘behind my back’ and Exclusion began for the collection of anxiety was baseline, post- This biobehavioral
Because of their eligibility criteria shared private information slowly and gradually sputum: once at the conducted. stressor) response was
interpersonal noted above, resulting about me with other included verbal (e.g., end of the baseline repeated measures influenced by history of
sensitivity, in a participant pool people’’). Participants rated disagreeing, adjustment period ANCOVA, controlling relational victimization;
relationally of 30 females. each item on a seven-point ignoring, criticizing and another for state anxiety, was low victimization
victimized women scale, ‘‘not at all true’’ to participant’s following the second conducted which tended to be
are expected to be ‘‘very true’’. Using the same comments) and non- stressor session. revealed a significant associated with unique
at greatest risk for cutoff score in prior verbal tactics (e.g., three-way psychological response
cortisol reactivity to research to determine confederates shift interaction(1, 23) = whereas high
social evaluative victimization group, their bodies and 4.32,p<.05, partial η2 victimization predicted
stressors, namely individuals who received an chairs = . 16, power = .51. neuroendocrine
peer exclusion. average score or above away from the To investigate the reactivity to peer
(e.g., > 16) on the four-item participants and lack rejection.
Relational Victimization of eye contact or
subscale were considered smiling).
to be targets of relational
aggression.
Ellis et al 2005 High stress A sample of 122 Family Stress: Family stress Challenge Tasks: An Salivary Cortisol: In the present High anticipatory Chi2(1) = .0164 In Study 2, a relatively
reactivity in the children and their scores were computed unfamiliar female There were four analyses, scores adrenocortical 5.76 high proportion of
context of acute, parents and teachers separately for mothers and researcher collection times: one reflecting children’s activation to the in- children in very
severe childhood was recruited from fathers based on their administered the immediately social environments, home laboratory stressful environments
stressors may one of two cohorts self-reports of five domains: challenges utilized in following the arrival along with their procedures was showed evidence of
function to increase (total N=500) in the (a) depression symptoms, the reactivity of the study team, a respective ranges of associated heightened
the overall longitudinal (b) family expressed anger, protocol. They second and third values and interval with mother- sympathetic and
readiness and WSFW. The resulting (c) parenting stress,(d) role included (a) a prior to and cut points, reported composite adrenocortical
capacity of sample included 73 overload, and (e) financial structured child following the were entered into the family stress in the reactivity.
individuals to deal girls and 49 boys from stress. Total stress: To interview modified reactivity protocol, signal detection infancy period
with the very real middle class families, create an overall measure from the Gesell and a fourth at the algorithm. The (N=115; x2 =5.76;
dangers in their representing 109 of stress in early childhood, School Readiness termination of the algorithm then p<.05). Half of the
environment (even White, 4 African the four composite family Screening Test, (b) assessment selected the variable children from
as it also results in American, 4 Asian, 2 stress measures and the digit span recitation procedures. and cut point that families in which the
chronic overarousal Hispanic, and 3 other SES measure, which were modified from the maximized the mother reported very
and associated race or biracial family already standardized, were Kaufman efficiency with which high family stress in
sequelae). We thus units. Of the 122 combined in a unit- Assessment Battery children at risk for infancy showed
anticipated that families who were weighted composite for Children, (c) 2–3 high reactivity evidence of
children who identified and agreed (M=0.03, SD=0.65). drops of lemon juice profiles were heightened
experience very to participate, 120 placed on the child’s identified. hypothalamic–
stressful early home completed all tongue, and (d) two pituitary–
and or school components of the emotion-evoking adrenocortical (HPA)
environments study. videotapes that responses, while only
23% of children from
111
Chiang et al We hypothesized Participants were 18 Major Life Events: TSST: Trier Social Salivary Cortisol: Six We first tested the Major Life Events: t(89) = 0.0035 We found that
2019 that all three types to 20-year-old Participants completed a Stress Task (TSST), saliva samples were main effects of stress Adolescents who -3.0 experiences of
of stress would be adolescents (n = 91; major life event checklist. a well-established collected using oral and psychological experienced more various stressors,
associated with sub- Mage = 18.37, SD = Example items included acute laboratory- swabs (Salimetrics) resources on cortisol major life events including major life
optimal biological .51; 57% female) parents divorced or based social throughout the and IL-6 response exhibited smaller events, daily
profiles, as drawn from a larger separated, family member stressor that laboratory visit. They trajectories by cortisol responses interpersonal stress,
evidenced by sample of 248 became seriously ill, a close activates the HPA were collected examining the cross- (linear: b(SE) = and early adversity,
dampened cortisol adolescents (Mage = friend moved quite far axis and increases immediately after the level interactions .07(.06), p = .195; were associated with
and heightened IL-6 18.31, SD = .77) away, you had a serious inflammation. neutral-content video between stress and quadratic: b(SE) = - smaller cortisol
responses to acute partaking in the falling out or ended a (baseline) and TSST, and time and between .03(.01), p = .006) responses to an acute
stress. second wave of a friendship with a close 30, 45, 60, and 75 psychological relative to those who laboratory-based
three-wave friend, you were suspended minutes after TSST resources and time. experienced fewer stressor.
longitudinal study on or expelled in school, and onset. Cortisol values major life events
the psychosocial your grades in school went were then natural log- (linear: b(SE) =
contributions to the down a lot. transformed to correct .21(.05), p < .001;
development of early for their skewed quadratic: b(SE) =
health risk from mid- distributions. −.05 (.01), p < .001).
adolescence to early
adulthood.
113
Raffington et al We first A total of 147 children SES: Parents self–reported TSST-C: The TSST– Salivary Cortisol: We tested whether Lower income was r(85) = 0.0195 We found that lower
2018 hypothesized that and parents their total combined C consisted of a Salivary cortisol values cortisol reactivity associated with a 0.25 income children have
lower SES would be participated in the monthly household income story preparation, were collected at 8 was associated with lower CSR slope, both a blunted CAR
associated with baseline after taxes and education story telling, and times: 10 min and SES and memory. representing both and blunted reactivity
lower memory measurement of an degree from 1 = none to 13 mental calculation immediately preceding Cortisol intercept reactivity and and recovery to acute
functioning, lower ongoing longitudinal = PhD with 9 or more part (5 min each) the stress task and at 0, and slope were recovery (see Table 3 stress. Interestingly,
CARs and stress study, of which 5 indicating higher education. and was 10, 20, 30, 40, and 50 regressed on SES to for parameter the main effect
hyporeactivity. children chose to Occupational status was performed in min after the stress test for main effects estimates and Figure indicating
Second, we discontinue their self–reported from 1 = front of 2 live task. All raw cortisol of SES. 1). hyporeactivity in CAR
predicted that participation during never employed to 15 = female judges and values were log and CSR was specific
cortisol the first session (final high civil service. We chose a video camera. transformed to correct to using income as
dysregulation would sample n = 142). 102 to focus on maternal, not for significant skew and the predictor and did
associate with lower children (M = 7.16 paternal, education and standardized to sample not replicate with
memory years, SD = 0.46, occupation to reduce the 1 (the first pre-stress education,
performance. Third, range = 6.08 – 7.98, number of SES predictors. sample). occupation or an SES
we hypothesized 46% female) were An SES composite score was composite. We
that lower SES randomly assigned to computed based on a single hypothesize that
would be related the TSST–C. The other factor analysis of family income may have
with smaller children functioned as income, maternal education specific effects
hippocampal a control group for an and occupational status because it is the most
volume that experimental task (not variable SES indicator
predicts lower reported here) and may be more
memory exploring effects of closely associated
performance. acute stress. with different levels
of family stress
related to financial
strain.
Allwood et al We hypothesized Participants were 51 The Perceived Stress Scale TSST-C: The Salivary Cortisol: Over Pearson correlations Subjective stress r(39) = 0.006 Contrary to
2017 that the healthy is a 14-item measure stressor tasks the course of each were conducted to (child-reported -.42 hypotheses, findings
associations children/adolescents designed to assess one’s included speech stress session, seven to examine the perceived stress) was revealed that
between stress (52.9% boys) and their perception of stress over (5 minutes nine saliva samples bivariate associations significantly compared to actual
(perceived or mothers. Participants the past month. Each item preparation, 5- were collected from between anxiety negatively associated experiences of stress,
objective) and ranged in age from 7– is rated on a 5-point Likert minute speech), each participant. The symptoms, perceived with baseline and perceived stress has
cortisol and 16 (M=12.41, scale with higher ratings mental arithmetic range of sensitivity was stress, SLEs, cortisol peak cortisol, as well greater associations
cardiovascular SD=2.30), and the indicating higher perceived (5 minutes) and .007-3.0 ug/dL, and and cardiovascular as with cortisol with both cortisol and
activity would be racial composition in stress (0 = “never,” 2 = mirror tracing (5 intra and inter- assay measures. Lastly, a change. In other cardiovascular
positive, such that this sample was 80.4% “sometimes,” 4 = “very minutes) tasks. coefficients of variation series of hierarchical words, as compared activity. Perhaps the
high stress would be Caucasian, 7.8% often”). Both child and The speech and less than 5 and 10%, regression analyses to children and normative stressors
associated with African American, parent completed the PSS, mental arithmetic respectively. Salivary were planned to adolescents with assessed in this study
higher cortisol, 7.8% Multi-racial, with parent ratings tasks were cortisol data is examine whether lower levels of (e.g., moving to a new
heart rate and 2.0% Hispanic, and reflecting their perception modified from the expressed in perceived stress perceived stress, school, parental
blood pressure. 2.0% Other. of their child’s stress. TSST for Children; micrograms per mediated or those with higher divorce) do not meet
the mirror-tracing deciliter (ug/dL). moderated the levels of perceived threshold to generate
task was adapted association between stress had lower the types of biological
from Allen and SLEs and biological baseline and peak alterations and stress
Matthews (1997). measures of stress. cortisol, and lower responses found in
changes in cortisol studies that assess
(see Figure 1; Table trauma and severe
4) adversities.
114
Fearon et al We explored the In total, 316 Cumulative Contextual TSST: Participants Salivary Cortisol: We modelled the As Figure 4 shows, t(143) = .02869 The results of our
2017 role of cumulative adolescents provided Adversity: Using data were told that Before TSST procedure, cortisol response for females there was 2.21 study, though in need
contextual adversity cortisol samples, 15 of completed by the child’s they would be participants (who had profile using a stronger (linear) Robust- of replication, provide
on the stress whom were excluded carer and the child at the given 3 minutes to not eaten or drunk polynomial functions increase in cortisol ness further evidence that
response, testing due to asthma steroid age 13 assessment, we prepare a 5- anything in the last to describe the response for those Quad: early caregiving may
whether this might pump use, which can dichotomized the following minute speech on hour) were first asked change in cortisol with high levels of t(143) = indeed be implicated
account for any interfere with cortisol indices, scored as present anything about to provide a saliva over time, including adversity, compared 2.03 in HPA axis
observed effects of measurements. A versus absent (zero versus themselves. After sample by directly filling terms for the to those with lower development into
attachment further 14 cases were one): overcrowding, the speech, one of a 2 milliliter plastic intercept (the adversity (Linear B= adolescence and in
security or lost due to problems community violence the ‘examiners’ sampling device baseline level), .053, 95% CI[.005, buffering the HPA axis
sensitivity, and with the labelling and exposure, house has no administered a (SaliCap) or using a linear, quadratic and .100], p= .030; from the effects of
whether higher storage of the running water, house has serial sevens short plastic straw to do cubic trends. The Quadratic B= −.006, chronic and extreme
quality of early care samples. Of these, no toilet, house has no subtraction task. so. After the TSST effects were then 95% CI[−.013, .001], adversity.
might moderate the 232 had been electricity, the parent This was stressors research modelled as a p= .106). In contrast,
impact of observed in the endorsed that members of maintained for 4 assistant entered the function of level 2 for males, the effects
cumulative Strange Situation at the family had gone for minutes without room and led the variables (across of adversity on the
contextual adversity 12 months, 217 had whole day without eating any intervention participant to the next individuals), such as linear (B= −.048, 95%
on HPA reactivity. completed because of a lack of food, or responses from room where a second attachment and CI[−.090, −.005], p=
assessments of primary caregiver is the ‘examiners’ saliva sample was parental sensitivity. .029) and quadratic
general sensitivity and unemployed, caregiver has irrespective of collected. After the (B= .007, 95%
212 completed the only primary-level how well the TSST, an unrelated CI[.0002, .013], p=
assessment of education, relationship participant was interview was .044) slopes were in
sensitivity during breakup with partner or performing. interrupted every 10 the opposite
feeding husband, partner has been minutes to collect a direction.
violent towards saliva sample.
mother/caregiver.
Laceulle et al It is hypothesized In total, 178 Social Loss or Social Defeat: Social Stress Task: Salivary Cortisol: We Associations With regard to the t(177) = .04813 Adolescents who
2017 that adversity is adolescents Participants were assessed This test was the assessed HPA-axis between adversity effect of adversity, 1.99 reported being
related to changes participated in the with the Life Stress last challenge of responses towards the and HPA-axis social defeat was exposed to social
in HPA-axis behavioural Interview LSI - social defeat the experimental GSST using four cortisol functioning were related to changes in defeat (but not
functioning. Based experiments both at group (i.e., if they had been sessions at age 16 samples (referred to as examined using both basal cortisol loss/illness) showed
on the existing age 16 and 19 and in a victim of bullying, sexual and 19. It involved CE1, CE2, CE3, CE4). Univariate ANOVA’s, and reaction to stress increases in basal
literature, effects the LSI at age 19 (no intimidation or violence or a standardized one for each of the during adolescence. cortisol and
are expected to be stress = 68; social were dumped after a protocol including cortisol measures. Specifically, decreases in reaction
larger for social defeat = 32 and serious relationship), or public speaking Dependent variables adolescents who to the stress task
defeat than for loss/illness = 61, 17 comparison group (i.e., and mental were the HPA-axis reported being from age 16 to 19,
loss/illness. participants randomly selected from the arithmetic, functioning measures exposed to social compared to their
Whether the HPA- experienced both pool of participants that inspired by the at T4. Independent defeat showed higher peers.
axis will respond to social defeat and experienced no loss or Trier Social Stress variables were the basal cortisol (B =
adversity with loss/illness and were defeat, or a loss or defeat Task, for the HPA-axis functioning −0.39, SE = 0.19, p =
hyper-reactivity or included in both that was rated 1 or 2 on the induction of measures at T3 and 0.040, ɳ2 = 0.029)
hypo-reactivity will adversity groups). For severity and/or and person- moderate the two adversity and lower reaction to
be explored. one participant from in- dependency scale). performance- dummies (i.e., social the stress task (B =
the loss/defeat and related social defeat (1) vs the rest 0.33, SE = 0.17, p =
social defeat group we stress. (0) and social loss (1) 0.048, ɳ2 = 0.030).
did not have any data, vs the rest (0)).
resulting in a sample
of 177 adolescents for
the current study
(46.3% girls).
115
Lucas- In line with past Two-parent families Parent Conflict: Parents TSST: In the Salivary Cortisol: Saliva Primary analyses Fathers who were r(139) = - .01244 More-negative
Thompson et al research, we with at least one child reported the frequency, modified TSST, was collected using the were conducted observed to behave .21 behavior as displayed
2017 hypothesized that between 10 and 17 intensity, and resolution of participants give a Salivette device separately on cortisol more negatively had by fathers during
marital conflict and years of age were their marital conflict using speech about (Sarstedt, Nu€mbrecht, and sAA AUCi adolescents who marital conflict
conflict appraisals recruited from the two questionnaires. Parents personal Germany). We reactivity, as well as produced marginally predicted lower levels
have unique effects community through reported the frequency and characteristics examined stress total amounts of less cortisol across of adolescent cortisol
on physiological advertisements; 153 intensity of conflict using (imagining that physiology via cortisol cortisol and sAA the TSST. and sAA produced
reactivity. youth from 98 families the five-item Conflict they are in front and sAA production in produced across the Adolescents of these during the TSST
(52% female; Mage = subscale of the Braiker– of a new response to the TSST as TSST (AUCg). fathers also displayed
12.92, SD = 2.16) and Kelley Partnership classroom; captured by area under Generalized significantly less
both of their parents Questionnaire; the mean of approximately 5 the curve (AUC). estimating equation cortisol reactivity to
participated in the each participant’s min) and then (GEE) models the TSST. In terms of
current study. responses was calculated. engage in out- (regression-based, conflict appraisals,
Observed Conflict loud mental nonparametric) were adolescents who
Behaviour: each parent was arithmetic used to adjust for appraised the
rated based on the degree (approximately 5 clustering of youth properties of their
to which specific min). within families. Main parents’ conflict
destructive conflict effects were tested more negatively
behaviors were displayed (0 first; then, produced
= absent to 2 = very strong interactions were significantly lower
display). tested separately by levels of sAA across
creating the TSST. Adolescent
multiplicative conflict property and
interaction terms threat appraisals
(after centering) and were also
controlling for lower significantly (and
order terms negatively)
associated with
cortisol AUCi
reactivity (Table 1).
Obasi et al Based on previous Participants (N = 60) Family Resources: Family TSST: Participants Salivary Cortisol: Four Individual difference Family resources had t(56) = - .0252 Participants who
2017 research findings, consisted of rural resources was measured by were to introduce samples of salivary predictors were a significant positive 2.30 reported lower
the following African Americans the Family Resource Scale. themselves to the cortisol were collected modeled as cross- relationship with PCR consistency of having
hypotheses were between the ages of The FRS is a 30-item self- “committee” in a during the TSST. Peak level interactions (γ21 = .001, t(56) = access to adequate
made: (1) Rural 18 and 22 (X = 20.0, report measure that free speech (5 cortisol levels are found between these 2.30, p = .025). More family resources in
African American SD = 1.1). The assesses an individual’s min) and convince in saliva 20–30 minutes cortisol parameters specifically, coming the household had a
emerging adults will majority of the perceived adequacy of them why they after the experience of and variables of from a family with blunted peak cortisol
exhibit blunted participants were concrete resources in the should be hired an acute stressor so interest (i.e., diminished levels of reactivity to acute
cortisol levels when female (n = 39, household. Resources for a job vacancy. sample #4 was designed perceived stress or basic resources was stress.
experiencing higher 63.9%), unmarried (n include physical necessities During the to represent the peak family resources). associated with a
levels of perceived = 58, 95.1%), and self- and shelter (8 items), arithmetic cortisol response (PCR) We tested whether blunted peak cortisol
stress; and (2) HPA- identified as 5th growth and support (9 component, to the TSST. some of the response to acute
axis reactivity to generation in items), necessities and participants were variability in PCR stress
acute stress will be response to health (7 items), interfamily asked to serially could be accounted
lower among immigrant status (n = support (2 items), child care subtract the for by family
participants with 54, 88.5%). (2 items), and personal number 13 from resources after
low family resources (2 items). 1,022 as quickly controlling for age,
resources. and as accurately sex, perceived stress,
as possible (5 and family resources
min). at baseline.
116
Tackett et al Hypothesis 1: We Of an initial sample of SES: We also examined TSST- C: Salivary Cortisol: Once Hierarchical Cortisol reactivity r(257) = .00121 These findings
2017 predicted that low 350 participants, all sociocontextual stress using Participants the child had given regression models and EI (summed z- .20 suggest that
socioeconomic Black, White, and different indices: an index engaged in an assent, they rinsed their were estimated to score of education Robust- cumulative effects of
status (low summed Hispanic participants of SES reflecting both adapted version mouth out with water examine the and income) ness: stress and
education/income were selected for the mother’s highest level of of the TSST-C, a and were instructed to incremental variance correlation in Table 3 r(257) = disadvantage may
and neighborhood present study education and overall laboratory drink a small cup of in cortisol reactivity - r(257) = .20 .22 result in differences
affluence) would (excluding smaller family income (referred to paradigm water. After 30 min of and recovery in stress response
predict lower categories reflecting in this paper as summed consisting of a sedentary activity predicted by physiology as early as
cortisol reactivity Asian, Multiracial, and education/ income), which storytelling and (questionnaire and summed middle childhood,
and recovery, above Other groups), is a commonly used math task computer task education/income, and that race-specific
and beyond resulting in a sample approach to indexing SES in designed to elicit completion), the neighborhood mechanisms account
prediction by of 296 children and the literature and an index a stress response baseline saliva sample affluence, or FAM for additional
race/ethnic group their primary female of SES reflecting overall to a psychosocial was collected. Saliva over and above variance in cortisol
membership, in caregivers (98% neighborhood affluence (or, stressor. samples were then race/ethnicity. reactivity and
hierarchical mothers). Children conversely, deprivation) collected 20 min after Dependent variables recovery. These
regression models. were primarily ages coded from census data, the start of the TSST were cortisol findings support the
9–10 years (M 9.82, which is another measure (excluding speech reactivity and cortisol “wear-and-tear”
SD 0.66; 140 males that has been used in preparation time, so recovery at T4. theory regarding the
[47%], full age range 8 previous research. from the beginning of effects of
–11). the speech delivery; socioeconomic status
T2), 40 min after the and contextual stress
start of the TSST (T3), on physiological
and 60 min after the functioning (McEwen,
start of the TSST (T4). 2004), even as early
nmol/L as preadolescence.
Wan et al 2017 We were interested Research participants Life Experiences Survey TSST: The TSST is Salivary Cortisol: Saliva Using simple In breast cancer r(17) = .04537 Overall, breast cancer
in exploring the role comprised a group of (LES): The LES is a a standardised samples were collected regression analyses, survivors, there was a -.464 survivors who
of stressful life breast cancer questionnaire designed to laboratory on oral swabs. we assessed the significant negative Robust- experienced a higher
events and their survivors and a group measure life changes (also protocol designed Participants were following: (1) correlation between ness: number of stressful
perceived impact on of women without a labelled as stressors) and to induce a instructed to place the Whether the number the number of r(17)= life events and
the blunted reactive history of breast their subjective impact. It moderate stress oral swabs under the of stressful life stressful life events -.552 perceived higher
cortisol stress cancer. Breast cancer comprises 47 items that list response. The tongue for three events experienced and the peak cortisol levels of disturbance
response noted in survivors (n = 19) and various common stressors. participant is minutes. A total of impacted the cortisol concentration (r = – associated with these
the same group of control group (n = 17) We calculated the asked to prepare seven saliva samples concentrations of .464, p = .035), events had lower
breast cancer following: (1) the total a speech that is were collected: Arrival, both groups of indicating that a levels of cortisol
survivors. We number of stressful life then delivered in after a 10-min participants; and (2) higher frequency of during the peak,
evaluated whether events, (2) the total number front of a panel of acclimatisation period; whether subjective stressful events lowest point (or
the number of of positive events, (3) the judges who have Anticipation, appraisal of the predicted lower trough) and the AUC
stressful life events total number of negative been instructed to immediately after the stressful life event, levels of cortisol. The in the reactive profile.
and the individual’s events, (4) the sum of the deliver no verbal speech preparation; affected participants’ perceived impact of The frequency and
subjective appraisal Impact score given to or non-verbal Arithmetic, immediately cortisol total stressful life impact of positive
of its impact, as positive events (Positive feedback; this is after the completion of concentration. events and peak stressful life events,
measured by the Impact Score), (5) the sum followed by a both speech and cortisol in particular, were
LES, would of the Impact score given to challenging verbal arithmetic tasks; and10- concentrations was negatively correlated
influence negative events (Negative arithmetic task in ,20-,40-,60- negatively correlated with the peak cortisol
physiological Impact Score) and (6) the front of the same minafterwards, during (r = –.552, p = .013). response and AUC,
cortisol profiles. sum of both positive and panel. which they completed whereas the trough
negative impact scores the LES. was negatively
(Total Impact Score). correlated with the
number and impact
117
of negative stressful
life events.
Afifi et al 2015 H1: Couples’ The sample included Economic Uncertainty: Stressful Salivary Cortisol: The Dyadic growth curve Wives with higher t(80) = - .0372 Wives with lower
communal coping 82 married Sixteen items were created Discussion: parents and adolescent modeling (using the economic uncertainty 2.12 economic uncertainty
and community (M=16.61years), by the authors to measure Couples were child provided baseline SPSS Mixed evidenced a blunted experienced a much
support will heterosexual parents parents’ economic asked to talk with saliva samples and then Procedure) was used cortisol response, or greater cortisol
contribute to their and one of their uncertainty in the each other for as took a survey. to examine the an increase to the
(a) lower baseline adolescent children preinteraction survey. e long as they could Immediately upon influence of inhibited/diminished discussion task
levels of cortisol (ages 12–18; M=14.7) EUS asked parents how up to 20 minutes completing the husbands’ and wives’ stress response, compared to
and sAA and (b) less from Southern uncertain or unsure they about their discussion task, the communication skills which was indicative everyone else,
reactance and (c) California. The were that in the next year uncertainties couple provided a on their cortisol and of a sharp, whereas wives with
greater recovery in families included 44 (time frame can be regarding their second set of saliva sAA response and immediate drop in higher economic
their cortisol and Caucasian couples, 25 adjusted) that they will lose family’s finances, samples. A third saliva recovery patterns to cortisol in response uncertainty
sAA from a stressful Latino couples, and 13 their job, no longer be able or things they sample was collected the discussion task to the stress task experienced a
discussion about mixed-race couples to pay their mortgage or were unsure 15 minutes after the (H1 and H2). The (rather than the blunted cortisol
economic where one partner rent, le for bankruptcy, and about regarding end of the discussion models represented expected increase) response.
uncertainty. was Caucasian and not be able to provide for their family’s and a fourth saliva two levels of analysis (See Table 4 - Mother
H2: Couples’ the other was Latino their child’s needs, among financial future, sample was collected with the multivariate x Economic
corumination and other issues (see Table 1 for that made them 40 minutes after the repeated measures Uncertainty).
interparental scale items and factor stressed and that end of the discussion. (i.e., four cortisol
conflict will loadings). e scale ranged tended to scores and four sAA
contribute to their from 1 to 5 with “1” being produce conflict scores for the
(a) higher baseline very unsure and “5” being between the two husband and a
levels of cortisol very sure (items were then of them. corresponding set of
and sAA and (b) reverse coded so that cortisol scores and
greater reactance higher scores equal greater sAA scores for the
and (c) slower economic uncertainty). wife) at Level 1 and
recovery from a Every item also had a “not the couple (with the
stressful discussion applicable” option (these couples’ score
about economic items were then omitted
uncertainty. from the scale).
118
Wieke de Since Kudielka et al. Eighty- five patients Burnout: Burnout Psychological Salivary Cortisol: Alpha- To test between- For cortisol, healthy F(2,89.5) .04066 This study assessed
Vente et al stated that ongoing were recruited complaints were measured Stressor: To study amylase and cortisol group differences in males showed earlier = 3.32 whether burnout is
2015 chronic stress is through occupational with the Maslach Burnout physiological were determined in reactivity-recovery and stronger cortisol characterised by
generally associated physicians, general Inventory-General Survey reactivity and saliva. Means of the and in overall mean reactivity dysregulation of the
with a hyperactive practitioners, and by (MBI-GS), which consists of recovery, first (−4 min. in relation activity during the immediately after sympathetic vagal
HPA axis and our self- referral to three subscales: emotional participants were to the start of the psychosocial stress cessation of the balance and the HPA
sample was participate in a RCT exhaustion (5 items), exposed to an stressor) and second procedure, mood, stressor than male axis. In contrast to
recruited within about treatment depersonalisation (4 items), acute (+5 min.) saliva samples cardiovascular, and patients. Mean prediction, reduced
weeks to a few efficacy of stress- and professional psychosocial were used as resting neuroendocrine reactivity cortisol reactivity to
months after having management training competence (6 items). stressor consisting values, indicative of reactivity and immediately after the an acute psychosocial
called themselves Twenty-seven Items were scored on 7- of a speech basal functioning (see recovery during the stressor of healthy stressor was observed
sick (burnout), we patients did not fulfill point Likert scales (0 = preparation task, Figure 1). For cortisol, psychosocial stress males was 0.91 in male patients,
expected to find the inclusion criteria never to 6 = always/daily) a mental the third (+20 min.) and procedure were ng/mL, which is which suggests
support for a (e.g., having major and mean subscale scores arithmetic task, fourth (+35 min.) saliva examined with almost equal to the hyporeactivity of the
hyperactive rather depression as a were calculated. Higher and a speech task. samples indicated ANOVA for repeated operational guideline HPA axis, rather than
than a hypoactive primary diagnosis) or scores reflect higher levels reactivity, and the fifth measures, using a for cortisol reactivity hyperactivity.
HPA axis. refused to take part in of emotional exhaustion, (+50 min.) indicated one within- (time), of 1 ng/mL .A cortisol
the study. As a distant/cynical attitudes sample recovery. one between- reaction could not be
reference group, forty towards work, and (group) subject observed in male
healthy individuals professional competence. factor design. patients (See Table
were recruited. 2).
Calhoun et al Given that relational Participants included The victimization subscales TSST: Adolescents Salivary Cortisol: Descriptive statistics Results indicated that t(60) = .028 Relational
2014 victimization is a 62 youth (73% female) of the Revised Peer participated in the Adolescents provided and correlations (or t higher levels of 2.25 victimization was
significant source of at the adolescent Experiences Questionnaire TSST during the salivary cortisol samples values, for gender relational associated with
stress during transition, between were used to assess overt laboratory using a passive drool and medication victimization were blunted HPA
adolescence, it was the ages of 12 and 16 and relational forms of assessment. procedure on three usage) were associated with a reactivity in this
hypothesized that years (M = 14.70, SD = victimization. The occasions throughout computed for all more hyporeactive study. Some evidence
relational 1.33). relational victimization the baseline laboratory study variables. cortisol response to suggests that
victimization would subscale assessed being the assessment described Primary study the social stressor individuals with
be associated with recipient of direct or above: immediately analyses consisted of task (See table 2; histories of chronic
dysregulated HPA indirect social aggression prior to the speech task latent difference Relational stress (characteristic
stress responses, as (e.g., “A teen left me out of (following a 20-min structural equation victimization and of the adolescents in
indicated by hypo- an activity or conversation relaxation period), 20 models for pre–post– cortisol reactivity). this study) may be
or hyperreactivity to that I really wanted to be min postspeech, and 40 post study designs. A more prone toward
the social stressor included in”). min postspeech. logarithmic blunted HPA
task. Changes in cortisol transformation was responses. Similar to
levels from baseline to applied to cortisol other chronic
stressor represent values prior to model stressors, relational
cortisol “reactivity,” identification. victimization during
while comparisons of adolescence may
baseline and serve as a stable
poststressor levels of source of stress that
cortisol are indicative of frequently engages
poststressor cortisol HPA stress responses,
“recovery” (i.e., return increasing allostatic
to baseline). load to the point that
HPA responses
become dysregulated.
119
Quas et al 2014 A small set of A total of 324 4- to 6- Chronic Stress: From the TSST—Child Salivary Cortisol: Saliva Scores in each The subgroups F(5, 284) .02795 In PAWS, the
children, it was year-olds involved in a measures of income and (TSST-C), which samples were collected sample were entered differed in SES, = 2.56 underaroused
hypothesized, longitudinal study of education, a composite required they using a dental role into latent profile calculated as the Robus- children had
would exhibit family social status, index of socioeconomic finish a story and before the TSST-C analysis (LPA), a form mean of standardized ness significantly lower
heightened biological responses status (SES) was created. complete mental began (baseline) and 10 of finite mixture scores based on F(4,223) family SES than did
reactivity across all to adversity, and Parents also completed arithmetic in front and 25 min after the modeling that parents’ highest = 2.48 the other subgroups.
systems (i.e., high health served as measures of their mental of one observer. TSST-C ended. identifies potential education level and Perhaps these
activation of the participants. Children health, financial stress, unobserved annual income, F (5, children had
SNS and the HPA were recruited from parental stress, and subgroups among a 284) = 2.56, p = .027. encountered a larger
axis, and high kindergarten marital/relationship set of indicators. Children in the range of other
deactivation of the classrooms in public functioning, both in the fall Models were fitted underaroused potentially stressful
PNS), a pattern schools in an urban of children’s participation in within a structural subgroup came from experiences,
suggested by area in Northern the larger study and again equation framework, substantially lower rendering the
studies in which California. in the spring. An overall and missing data SES families (M = laboratory
reactivity in Subsample: This index of chronic stress was were estimated using −1.31) than children assessment
multiple systems sample included 111 created by averaging full information in the other innocuous or
have each 11- and 12-year-olds parents’ standardized maximum likelihood subgroups. A one- unchallenging by
independently been in an urban public scores on the four using Mplus 6.11 way group ANOVA comparison.
linked to early school in measures in the fall and conducted predicting Alternatively,
childhood stress northwestern Canada spring. This created a single the adversity index exposure to mild
and suggested by whose parents cross-time marker of also revealed group chronic stress, which
Del Giudice et al. consented to a chronic family adversity differences, F (4, 223) often accompanies
(2011) among science study on that could be included as a = 2.48, p = .05. low SES, may already
children exposed to stress regulation. predictor of subgroup be compromising
chronic threats. reactivity differences. these children’s
general response
tendencies.
Badanes et al In study 1, we Participants— Stressful Home Stress Paradigm: Salivary Cortisol: Three A series of Although stress (in Chi2(1) = .04523 The results from
2011 worked with a Participants were 110 Environment: Financial Children saliva samples were hierarchical binary this case only 4.01 study 1 support our
sample of high risk preschoolers (53% Strain: assessed with the participated in a collected across both logistic regression financial strain) hypothesis that stress
preschoolers and female) enrolled in Family Finances 20-minute semi- the classroom and the models were predicted attenuated within a high risk
examined whether one of 14 full- day questionnaire consisted of structured mild home interactions in computed first cortisol, χ2(1) = 4.01, sample early in
known significant child care classrooms. one item addressing family stressor with the 20-min intervals; at predicting p = .04, both financial development is
stressors impacting The children were 2 to size, 2 items assessing support of their baseline before the task internalizing strain and maternal associated with HPA-
the family system 6 years of age (M = sources of income, 1 lead teacher at began; at the end of the problems (0, 1 above depression predicted axis attenuation.
(maternal 4.03, SEM = .07). question asking about child care and of a interaction assumed to the clinical cutoff for internalizing Specifically, the data
depression and Seventy-five percent amount of income earned, parent at home. reflect cortisol internalizing symptoms (see illustrate that serious
serious financial of children were and 5 items asking about reactivity to the task, symptoms as rated results above), and financial strain is
strain) predicted identified by parents insecurity of critical and 20-minutes after by mother, teacher, attenuated cortisol related to both
which children as white and 25% as resources. Items asked the task ended assumed or both) from all of predicted blunted basal cortisol
exhibited non-white. whether in the past 12 to reflect recovery to the available internalizing and attenuated stress
attenuated cortisol months the following was the task. demographic control symptoms (see reactivity in
across the day in true or false for the family: variables, the family results above), the preschoolers.
two normal 1) Your family went without risk variables, and effect of stress on
environments a telephone, 2) You didn’t the potential internalizing
(home and child pay all or part of the rent/ allostatic load symptoms was not
care) and across a mortgage because you did marker of reduced with the
stress paradigm not have enough money, 3) hypocortisolemia inclusion of
presented to the Your family was evicted for attenuated cortisol in
child in the failure to pay, 4) You didn’t the model.
120
Neuport et al The main goal of Participants in the SES: Socioeconomic status Cognitive Salivary Cortisol: Multilevel modeling An additional model r(72) = .3 .00094 The main purpose of
2006 the present study present study were was operationalized as Challenge: Physiological stress was was used to examine testing for education this study was to
was to examine from the Boston years of education. This Cognitively assessed by salivary age and education differences (i.e., investigate age and
potential age and oversample of the strategy was chosen challenging tests cortisol levels which differences in cortisol replacing age with SES differences in
SES differences in Midlife in the United because it captures the in four domains were collected via trajectories. At Level the continuous physiological
physiological States (MIDUS) well-established gradient of (vocabulary, Sarstedt Salivettes; the 1, each person’s education variable in reactivity to cognitive
reactivity to Survey. The Boston In- socioeconomic short-term participants inserted a variability (e.g., the previous model) stressors. Consistent
cognitive stressors. Depth Study of disadvantage, and it working memory, cotton-like swab into change in cortisol indicated that those with past work and in
We also sought to Management captures the primary speed, and their mouths for 30 levels over time) is with higher line with our
examine the role of Processes in Midlife educational benchmarks reasoning) were seconds and then represented by an education were more hypotheses, older
SES in reactivity. included 302 adults that provide the foundation given to placed it into a glass intercept and slope reactive than those adults were more
Specifically, we (aged 25-74 years) for subsequent participants. container. Each that become the with less education reactive compared to
expected higher SES from a probability stratification processes by Similar cognitive participant completed outcome variables in (see Model 2 of Table younger adults.
would be associated sample of the Greater occupation and earnings. tests have elicited between five and seven a Level 2 model in 3). Higher SES (in this
with greater Boston area. Eighty- Moreover, educational stress reactions in Salivette trials, which they may case, education) was
physiological eight (29%) individuals attainment has been the past studies. depending on how depend on person- also associated with
reactivity to provided salivary primary proxy for much time they level characteristics heightened reactivity.
cognitive tasks. cortisol readings socioeconomic status in required to complete (e.g., age and
during the cognitive previous investigations, the interview after the education).
tests. thereby allowing cognitive tests.
comparability with other
studies.
121
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Chapter 3
Indeed, it appears that risk-behaviors involving the dopaminergic system such as,
smoking, drinking alcohol, and eating high-fat, high-sugar foods are at the center of
mechanisms that may explain the link between early-life adversity and later negative
health outcomes (Duffy et al., 2018; Felitti et al., 1998; Garrido, Weiler, & Taussig,
2018; Stevens et al., 2011). For instance, adolescents living within out-of-home care are
more likely to engage in risky sexual behavior and substance use behaviors (Stevens et
al., 2011). Similarly, in a sample of 500 children, ACE scores were predictive of health-
risk behaviors after controlling for age, sex, and minority status (Garrido et al., 2018).
Many of these health-risk behaviors, including substance use, involve alterations within
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the dopaminergic system and suggest that the mesolimbic dopamine pathway may be
sensitive to the quality of the early-life environment (Gatzke-Kopp, 2011).
housed in groups (Schenk et al., 1987). Other researchers however, failed to replicate this
finding and report that isolate versus group housing did not result in significant
differences in cocaine self-administration (Boyle et al., 1991; Phillips et al., 1994).
Nevertheless, it appears that various forms of stressors are indeed related to drug self-
administration. For example, rodents that experienced social stress in the form of
aggressive attack by a same-sex opponent self-administered more cocaine as compared to
controls (Haney et al., 1995). Physical stressors in the form of footshock induced
reinstatement of heroin and cocaine seeking after prolonged drug-free periods (Erb,
Shaham, & Steward, 1996; Shaham, Erb, & Stewart, 2000). Finally, in rodents, early-life
adversity in the form of maternal deprivation resulted in hypersensitivity to the effects of
morphine (Vazquez et al., 2005). In animal studies using primates, Morgan et al. (2002)
reported that cocaine was a reinforcer in subordinate but not dominant monkeys. Taken
together then, the association between stress and drug self-administration demonstrates
that environmental factors influence individual differences in vulnerability to drug self-
administration (Levis et al., 2021; Piazza & Le Moal, 1996; Piazza & Le Moal, 1998;
Schenk et al., 1987; Shaham et al., 2000).
Critically however, the type and controllability of the stressor appears to produce
differing results. For example, in one study, physical stress was induced by either a hot
plate or by repeated footshocks and emotional stress was induced by forcing rats to
witness another rat being subjected to repeated footshocks. Interestingly, emotional but
not physical stress was associated with an increased rate of cocaine self-administration,
and the authors argue that the uncontrollability and unpredictability of the emotional
stressor contribute to its impact on drug self-administration (Ramsey & Van Ree, 1993).
Similarly, Goeders and Guerin (1994) report that rats receiving response-independent
footshock acquire cocaine self-administration at higher rates as compared to rats
receiving the same number of footshocks with some degree of control. These results
highlight the importance of taking into consideration the type and controllability of
stressors when examining the relationship between stress and drug self-administration.
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Data obtained from individuals seeking addiction treatment is perhaps the most
compelling evidence to emphasize the link between adverse life-experiences and
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subsequent drug abuse in humans (Cole, Sprang, & Silman, 2019; Ouimette et al., 2000;
Pirard et al., 2005; Rice et al., 2001). Across various observations, a high percentage of
individuals seeking treatment for substance use report having experienced previous
trauma. For example, in a sample of adolescents seeking treatment for substance abuse,
71.5% reported previous trauma exposure (Cole et al., 2019). The percentage of
individuals reporting previous trauma or abuse varies across studies; however, overall it
appears that approximately 60% of all women and at least 25% of all men entering
addiction treatment centers report having experienced previous physical or sexual abuse
(Pirard et al., 2005). Overall then, we can be fairly confident that stress and early-life
adversity increase the risk for the development of substance use disorders. Importantly,
substance abuse involves alterations within the dopaminergic system and this suggests
that the mesolimbic dopamine pathway may be sensitive to stressful experiences (Gatzke-
Kopp, 2011). To better understand how life-experiences and stress have lasting
consequences for the function of the mesolimbic dopamine pathway however, an
investigation of underlying mechanisms that may mediate the link between stress and the
dopamine system must be explored.
3.1.4 Mechanisms of action: The link between the HPA axis and
the mesolimbic dopamine pathway
Activation of the stress response systems, including the hypothalamic-pituitary-
adrenal (HPA) axis, facilitate adaptive physiological and behavioural changes that
increase the chances of survival in the face of stress or threat (Smith & Vale, 2006). The
physiological response of the HPA axis involves increased heart rate, respiration, and
metabolism. Critically, activation of the HPA axis ultimately results in the production of
glucocorticoids—cortisol in humans and corticosterone in animals (Del Rey et al., 2008).
Glucocorticoid production results in lipolysis and glyconeogenesis which increase the
availability of glucose (Del Rey et al., 2008; Marinelli & Piazza, 2002), and increased
glucose availability in the face of stressors is adaptive in that it enables sufficient energy
resources to the organism for “fight or flight” responses to stress (Del Rey et al., 2008).
Notably, stress, glucocorticoids, and the mesolimbic dopamine pathway have long
been proposed to form a pathophysiological chain that ultimately increases risk for the
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development of addictions (Piazza & Le Moal, 1996). Based on animal models, the
hypothesis was formed that elevated corticosterone levels produced by stress are related
to heightened activity of the mesolimbic dopamine pathway. By extension, alterations
within the mesolimbic dopamine pathway increase vulnerability for the development of
substance abuse problem (Piazza & Le Moal,1996). The relationship between the HPA
axis and the mesolimbic dopamine pathway is of great importance as it provides a
potential mechanism that explains stress-induced plasticity within the mesolimbic
dopamine pathway.
2002). Taken together, the observation that dopamine neurons express glucocorticoid
receptors, and that glucocorticoids can increase dopaminergic transmission, emphasize
that stressful experiences may impact the mesolimbic dopamine pathway via their effect
on the HPA axis and glucocorticoid secretion.
In the case of acute stressors, in vivo microdialysis studies with rodents showed
that dopamine levels in the prefrontal cortex and nucleus accumbens were elevated by
130-160% of baseline in response to threat and social defeat (Tidey & Miczek, 1996;
Miczek et al., 2011). Consistent with these findings, in a study using fast-scan cyclic
voltammetry and multiunit recordings, aggressive confrontations in defeated rats were
associated with increases in phasic dopamine transmission in the mesolimbic pathway
(Anstrom, Miczek, & Budygin, 2009). Furthermore, in vivo administration of various
drugs as well as acute stress have both been shown to increase the strength of excitatory
synapses in the mesolimbic dopamine pathway (Saal et al., 2003). In contrast to these
findings, one report indicated that a single acute stressor significantly decreased
dopamine levels in the striatum; however, it is noteworthy to mention that the acute
stressor used in the experiment was quite severe and involved a single immobilization for
150 minutes (Rasheed et al., 2010). Overall then, it appears that acute stressors are related
to heightened dopaminergic release in mesolimbic regions (Abercrombie et al., 1989;
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Valenti, Lodge, & Grace, 2011; See Douma & de Kloet, 2020; Holly & Miczek, 2016 for
reviews).
The finding that stressful experiences are related to dopamine levels within the
mesolimbic pathway confirms that environmental factors and life-experiences have an
enduring impact on the function of the dopamine system. In fact, exposure to chronic
restraint stress in rats resulted in significant loss of dopaminergic neurons in the
mesolimbic pathway in a time-dependent manner. Chronic restraint stress (8 h/day, 5
days/week) resulted in a loss of 57% of dopaminergic neurons in the VTA and 61% of
dopaminergic neurons in the substantia nigra pars compacta by the 16th week of stress
(Sugama & Kakinuma, 2016; Sugama et al., 2016; See Goldstein & Kopin, 2018 for a
review). Evidence of neuronal loss within dopaminergic regions as a function of exposure
to chronic stress demonstrates that life-experiences become biologically embedded within
the mesolimbic dopamine pathway (Smith, Castro, & Zigmond, 2002). Moreover, the
links between exposure to stressful life-experiences, glucocorticoids, and dopaminergic
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3.1.7 The link between the HPA axis and the mesolimbic
dopamine pathway in humans
While in rodents, the data overwhelmingly suggests that glucocorticoid release
plays a role in stress-induced vulnerability to addiction (Campbell & Carroll, 2001;
Goeders & Clampitt, 2002; Piazza et al., 1991; Piazza et al., 1996). In humans, the
evidence connecting the HPA axis, the mesolimbic dopamine pathway, and dopamine-
mediated behaviours is mixed. For example, a study of cocaine addicted individuals
reported blunted levels of the catecholamine metabolite homovanillic acid (HVA), and
higher basal cortisol levels as compared to controls (Gerra et al., 2009). Importantly,
these changes were characteristic of cocaine addicts with a history of childhood neglect,
suggesting that childhood adversities contribute to dysregulation within both the HPA
and mesolimbic dopamine pathways and may confer risk for the development of
substance use disorders (Gerra et al., 2009). In contrast, other studies with human
participants reported that cortisol levels were not related to the reinforcing effects of d-
amphetamine (Alessi et al., 2003; Wachtel et al., 2001). Similarly, Harris et al. (2003)
reported that in human participants, pharmacological blockade of glucocorticoids did not
alter the pleasurable effects of methamphetamine (Harris et al., 2003). The authors
conclude that results obtained from human studies do not mirror those found in the
animal literature. Additionally, PET studies investigating the relationship between
adverse-life experiences and mesolimbic dopamine reactivity have provided conflicting
results, with some studies reporting heightened dopamine levels after exposure to early-
life adversity, and others reported blunted dopamine levels (See Appendix B-1).
Therefore, it appears that while the mesolimbic dopamine pathway is sensitive to signals
of environmental quality in humans, the directionality of dopaminergic profiles after
exposure to adversity is unclear.
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Evidence from rodent models demonstrating that acute versus chronic stressors
result in differing dopaminergic profiles within the mesolimbic pathway, emphasizes the
need to take the type and timing of adversity into consideration. Typically, chronic
stressors are more severe than acute stressors; therefore, perhaps variation across studies
in the severity of adversity experienced by participants may partially explain the
inconsistent findings in the human literature. In a recent review and p-curve meta-
analysis that explored the link between early-life adversity and HPA axis reactivity, we
153
found that moderately adverse life events were associated with cortisol hyper-reactivity,
while traumatic experiences were associated with cortisol hypo-reactivity (Hosseini-
Kamkar et al., 2021). These results underscore the importance of differentiating between
moderate adversity (e.g., low SES, work-related stress) and severe trauma (sexual abuse,
exposure to war-related violence) when investing the human literature (Hosseini-Kamkar
et al., 2021, Krupnik, 2019).
under the SAVE model, exposure to extremely low and high degrees of adversity will
result in blunted biological reactivity to stress as well as blunted dopamine levels;
because when exposed to conditions of low adversity, there is no need to mobilize energy
resources. Likewise, when exposed to severe adversity, the organism may exhibit
helplessness in response to the stressor. In contrast, under conditions of moderate
adversity, it is most adaptive for the organism to release glucocorticoids to mobilize
energy resources; and thus, the model predicts that individuals experiencing moderate
levels of adverse life-experiences will demonstrate biological hyper-reactivity to stress
with heightened HPA axis and dopamine reactivity.
The finding that moderate adversity is related to HPA axis hyper-reactivity, while
severe trauma is associated with HPA axis hypo-reactivity is consistent with the
predictions made by the SAVE model. Moreover, the animal literature exploring the link
between acute versus chronic stressors and dopamine levels is also consistent with the
SAVE model. What remains to be determined however, is whether variation in the
severity of adversity across studies using human participants explains the inconsistent
findings in studies exploring the link between early-life experiences and mesolimbic
dopamine function. Cabib and Puglisi-Allegra (2012) proposed a model under which
uncontrollable stressors are associated with a hypodopaminergic profile. Given that
severe stressors like traumatic experiences are more likely to be uncontrollable relative to
moderately stressful life events, we predict that the severity of adversity will be
differentially related to dopamine levels. The SAVE model expands upon the model
proposed by Cabib and Puglisi-Allegra (2012) by highlighting the link between the HPA
axis and the mesolimbic dopamine pathway and proposing an inverted-U shaped function
to describe the relationship between severity of adversity and both HPA axis reactivity
and mesolimbic dopamine reactivity.
3.2 Methods
3.2.1 Data sources and study selection
We conducted a systematic review of human PET imaging studies that
investigated the association between exposure to adverse life-experiences and
dopaminergic function (Pre-registration: https://osf.io/cf2rj). We used three databases,
EMBASE, MEDLINE, and Web of Science to conduct our literature search. Our search
concepts were “adversity”, “dopaminergic function”, and “PET studies”. Our key terms
were as follows: adversity (trauma*OR advers* OR maltreatment OR PTSD OR abuse
OR stress*), dopaminergic function (dopamine OR D1 receptor* OR D2 receptor* OR
dopamine transporter*), PET studies (PET stud* OR Raclopride OR FDOPA). See
Appendix B, Tables 2-4 for search terms entered in each database and the number of
results generated for each search term. A date restriction was used in the search to
exclude any studies that were conducted prior to 2001. Furthermore, only articles in the
English language were included. A “grey literature” search was also conducted using
Google Scholar and references listed in other articles. Overall, our search yielded 1234
results, however, after the removal of 281 duplicates, 953 articles went to abstract and
title review.
screened all 953 abstracts. Disagreements between the two reviewers were then resolved
by the third reviewer. The screening for abstracts was conducted blindly, and each
reviewer was unaware of the decisions made by the others. After screening all 953 titles
and abstracts, 27 articles met criteria for full text review. Of these 27 articles, 1 article
was excluded because it was the wrong study type (i.e., review or meta-analysis), 2
articles were excluded because they did not have a measure of trauma or adversity, 2
articles were excluded because the full text for the article was unavailable, and 9 were
excluded because they did not report an effect of adversity/trauma on dopamine function
(See Figure 3.1 for Flowchart). In total then, 13 articles were included in our systematic
review.
Adversity was defined as negative or stressful life experiences that do not meet
criterion A of DSM-V for the development of trauma-related disorders (e.g., low
SES, family conflict, work-related stress).
3.) Dopaminergic function as assessed via PET studies.
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Identification
Unique articles identified from Database Searches Excluded in Abstract Review
N = 953 N = 926
Records Identified
Excluded (did not report effect of
N = 22
trauma/adversity on DA function
N=9
Eligibility
Records Identified
N = 13
N = 13
3.3 Results
At first glance, findings from PET studies in humans investigating the relationship
between adverse life-experiences and dopaminergic function appear mixed in that there is
evidence for both hyper and hypo-dopaminergic profiles after exposure to adverse life-
events (See Appendix B-1 for a summary). It is also unclear whether the severity of
adversity is associated with the direction of dopaminergic change (See Appendix B).
Upon closer investigation of the literature however, it becomes apparent that there is
substantial variability across studies in terms of the type of adversity (i.e., adversity
versus trauma), the radioligand used in the PET study, and whether they measured
dopamine release or dopamine receptor binding potential. For example, some studies
obtained basal measures of dopamine (Sebold et al., 2019; Egerton et al., 2014), while
others measured dopamine reactivity (Bloomfield et al., 2019; Bloomfield et al., 2017;
2019 Casey et al., 2010). Additionally, some studies measured dopamine reactivity to a
psychosocial stress task (Kasanova et al., 2016; Mizrahi et al., 2014; Pruessner et al.,
2014), while others measured dopamine reactivity to psychostimulants (Dahoun et al.,
2019; Oswald et al., 2011; Oswald et al., 2014; Casey et al., 2010). Finally, the majority
of studies measured dopamine release in the striatum, however, two studies measured D2
receptor availability (Sebold et al., 2019; Schifani et al., 2018), and two studies used
prefrontal cortex rather than striatum as a region of interest (Kasanova et al., 2016;
Schifani et al., 2018). Taken together, these observations demonstrate that there is
substantial variability in methodology across studies and these differences may contribute
to the mixed results.
appears to be associated with blunted dopamine reactivity in most studies (See Table 3.1).
Two studies however (Oswald et al., 2011 and Oswald et al., 2014) reported that trauma
was associated with heightened dopamine reactivity. It is important to note however, that
these two studies measured dopamine reactivity to a psychostimulant (AMPH), and
psychostimulants themselves increase dopamine levels. In Table 3.2, we show the results
for PET studies that reported findings on adversity versus trauma and dopamine reactivity
to a psychosocial stress task or to glucocorticoid administration. Confining the literature
to this subset of studies shows that consistent with the literature on cortisol reactivity
(Hosseini-Kamkar et al., 2021), adversity is associated heightened dopamine reactivity,
while trauma is associated with blunted dopamine reactivity (See Table 3.2). Given the
small number of studies included in this systematic review however, these results must be
interpreted with caution.
Table 3.1: Overview of human PET studies of adversity versus trauma and
dopamine reactivity
Source Trauma/Adversity Reactivity/Basal Dopamine Brain Region Hypo/Hyper
Measure
Egerton et al Adversity Psychosocial – MIST DA Release Striatum Hyper
2017 Reactivity
Mizrahi et al Adversity Psychosocial – MIST DA Release Striatum Hyper
2014 Reactivity
Casey et al Adversity Psychostimulant DA Release Dorsal Putamen Hyper
2010 Reactivity- AMPH
Pruessner et al Adversity Psychosocial –MIST DA Release Striatum Hyper
2004 Reactivity
Bloomfield et al Trauma Psychosocial – MIST DA Synthesis Striatum Hypo
2019 Reactivity
Dahoun et al Trauma Dex-amphetamine DA Release Ventral Hypo
2019 Reactivity Striatum
Bloomfield et al Trauma Psychosocial – MIST DA Synthesis Striatum Hypo
2017 Reactivity
Oswald et al Trauma Psychostimulant DA Release Striatum Hyper
2014 Reactivity- AMPH
Oswald et al Trauma Psychostimulant DA Release Striatum Hyper
2011 Reactivity- AMPH
160
Table 3.2: Overview of human PET studies of adversity versus trauma and
dopamine reactivity to MIST or Dex administration
Source Trauma/Adversity Reactivity/Basal Dopamine Brain Region Hypo/Hyper
Measure
Egerton et al Adversity Psychosocial – MIST DA Release Striatum Hyper
2017 Reactivity
Mizrahi et al Adversity Psychosocial – MIST DA Release Striatum Hyper
2014 Reactivity
Pruessner et al Adversity Psychosocial –MIST DA Release Striatum Hyper
2004 Reactivity
Bloomfield et al Trauma Psychosocial – MIST DA Synthesis Striatum Hypo
2019 Reactivity
Dahoun et al Trauma Dex-amphetamine DA Release Ventral Hypo
2019 Reactivity Striatum
Bloomfield et al Trauma Psychosocial – MIST DA Synthesis Striatum Hypo
2017 Reactivity
161
3.4 Discussion
Early-life experiences have been shown to become biologically embedded and exert
long-lasting influences on health and well-being (Felliti et al., 1998). One biological
system that is typically studied in association with adversity is the HPA axis given its role
in responding to stressors. A closer investigation of the link between exposure to
adversity and health-related outcomes however, reveals that health-risk behaviours
involving the mesolimbic dopamine pathway are at the center of mechanisms explaining
the relationship between adversity and later health outcomes (Duffy et al., 2018). Indeed,
in rodent models, a pathophysiological link between exposure to stress, glucocorticoid
release, dopaminergic reactivity, and vulnerability to addictions has long been proposed
(Piazza & Le Moal, 1996b). Human PET studies that explore the association between
early-life adversity and mesolimbic dopamine function however, provide conflicting
results—with some studies reporting a hyperdopaminergic profile after exposure to
adversity, and others reporting a hypodopaminergic profile (See Appendix B-1).
(Hall et al., 1998). In the rodent literature, overall chronic stress was associated with
blunted dopamine levels (See Douma & de Kloet, 2020; Holly & Miczek 2016 for
reviews). However, one study reported heightened dopamine reactivity in response to d-
amphetamine administration after chronic stress in the form of isolate rearing (Hall et al.,
1998). This finding mirrors the human literature demonstrating that in general, trauma is
associated with reduced dopamine reactivity; however, perhaps when dopamine reactivity
is measured in response to psychostimulant administration, the opposite pattern of results
may follow.
Indeed, our previous work examining how moderate adversity versus trauma
relates to HPA axis reactivity provides partial support for the SAVE model (Hosseini-
Kamkar et al., 2021). Moreover, here we review preliminary evidence from human PET
imaging studies investigating how adverse life-experiences are associated dopamine
reactivity and we observed a pattern of results generally consistent with the predictions of
the SAVE model. Overall, it appears that both HPA axis and dopamine reactivity are
blunted in the face of traumatic life-experiences, while they are heightened after exposure
to moderately adverse life experiences. These results underscore the importance of
differentiating between moderately adverse life-experiences and severely traumatic
experiences when probing the human literature (Krupnik, 2019; Hosseini-Kamkar, 2021).
The established relationships between exposure to stress, HPA axis reactivity, and the
mesolimbic dopamine pathway demonstrates the plasticity of the dopamine pathway to
environmental signals (Gatzke-Kopp, 2011). In the human literature however,
inconsistencies remain in terms of whether exposure to early life-adversity is related to a
hyperdopaminergic or hypodopaminergic profile (Gatzke-Kopp, 2011). Here, we suggest
that these mixed findings, can be partially explained by taking into consideration the
severity of adverse life-experiences.
Substantial evidence indicates that substance abuse problems are associated with
dysregulation within the mesolimbic dopamine pathway (Nutt et al., 2015; Volkow et al.,
2004; Schwabe et al., 2011). Studies conducted with human participants report that
substance abuse problems are associated with a hypodopaminergic profile in the form of
diminished dopamine release (Nutt et al., 2015; Volkow et al., 2004; but see Leyton &
Vezina, 2014; Leyton, 2021). Based on this SAVE model and available evidence then, the
prediction can be made that individuals exposed to severely traumatic life events would
exhibit blunted HPA axis and dopamine reactivity, and this hypodopaminergic profile
would increase their vulnerability to developing substance abuse problems. Indeed,
numerous studies have provided evidence that traumatic life-experiences increase the risk
of developing substance abuse problems (Kosten et al., 1986; Keyes et al., 2011; Enoch
et al., 2011; Liebschutz et al., 2002; Clark et al., 2001; Mandavia et al., 2016; Kuksis et
al., 2017; Cisler et al., 2011).
164
3.1 Conclusion
Gatzke-Kopp (2011) proposed that much like the HPA axis, the mesolimbic
dopamine pathway demonstrates plasticity to indicators of environmental quality. What
remained unclear however, was whether exposure to adversity is related to a
hypodopaminergic or hyperdopaminergic profile (Gatzke-Kopp, 2011). The links
165
between stress, the HPA axis and the mesolimbic dopamine pathway are well-established
in animal models. Indeed, in rodent models, acute stressors are associated with
heightened dopamine levels, while chronic stressors are related to blunted dopamine
levels. Moreover, the rodent literature demonstrates that the HPA axis and
glucocorticoids modulate dopaminergic transmission. In humans, we previously reported
that moderate adversity was associated with heightened glucocorticoid reactivity, while
severe trauma was related to blunted glucocorticoid reactivity (Hosseini-Kamkar et al.,
2021). Here, we propose the SAVE model, predicting an inverted-U shaped relationship
between severity of adversity and HPA axis and dopamine reactivity. We systematically
reviewed human PET studies linking adverse early-life experiences to dopamine
reactivity. Although preliminary, our results are consistent with the predictions made by
the SAVE model in that moderately adverse life-experiences appear to be related to
heightened dopamine reactivity, while traumatic life-experiences appear to be related to
blunted dopamine reactivity. Given the role of the mesolimbic dopamine pathway in
substance abuse disorders, these findings may partially explain the relationship between
exposure to trauma and substance abuse disorders.
166
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Chapter 4
The current study focused on potential links between reward-based learning and
decision-making early in development and exposure to adverse life events. In humans,
adversity has been linked to a variety of alterations in reward processing, including both
potentiated and attenuated motivation to approach prospective rewards. For example,
adversity experienced by traumatized children is associated with heightened impulsivity
and hyperactivity (Laucht et al., 2007), increased risk of substance use and addiction
(Sinha, 2008), riskier sexual behavior (Cinq-Mars, Write, Cyr, & McDuff, 2004; Noll,
Shenk, & Putnam, 2009; Senn, Carey, Vanable, Coury-Doniger, & Urban, 2007), and
heightened incidence of obesity (Davis et al., 2014; Farr et al., 2015; Non et al., 2016),
but also anhedonia and depression (Bogdan & Pizzagalli, 2006; Pizzagalli & Bogdan,
2007). From the use of animal models, it is known that adult rodents who, as pups, were
separated from their mother show greater impulsivity, sensitivity to rewards, and
behavioral inflexibility compared to adults who were reared naturally (Hall et al., 1998;
Lovic, Keen, & Fletcher, 2011). And in rhesus monkeys, individuals at the bottom of a
social hierarchy show greater self-administration of cocaine compared to individuals at
the apex of the hierarchy (Morgan et al., 2002). Why – on a very basic level – adversity is
associated with alterations in reward processing, and whether this association extends to
non-traumatized children remains unclear.
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Our hypothesis is that variation in the quality of early experience will have
implications for the functional calibration of the brain’s reward system later in childhood.
The reward system is an evolutionarily well-conserved network of subcortical and
cortical brain regions that includes the ventral tegmental area (VTA), the ventral striatum
(VS), ventromedial and orbital prefrontal cortex (vmPFC, OFC), and dorsal anterior
cingulate cortex (dACC). Although functionally multifaceted, these regions all utilize
dopaminergic signals to support different aspects of reward-based learning and decision-
making. According to developmental and evolutionary theory (Gatzke-Kopp; Gluckman
& Hanson, 2004; Meaney, 2001; Meaney, 2010), biological systems, such as the reward
system, enjoy considerable functional plasticity early in development, making them
highly attuned to indicators of environmental quality. Thus, adjustments in dopamine-
related phenotypic traits – including dopamine availability, dopamine receptor density,
and dopamine-mediated behavioral traits such as learning rate to rewards, activity level,
and novelty seeking – can occur in response to variation in environmental quality,
including variation that falls within a normative range (Gatzke-Kopp, 2011; Gluckman &
Hanson, 2004). These adjustments may be adaptive in the short-term, but carry the
burden of increased risk of adverse outcomes such as addiction and psychopathology. As
such, adverse early-life experiences can become “biologically embedded” in the
developing brain (Hertzman, 1999; Hertzman, 2012) and exert a lasting influence on the
physical and psychological health of the affected individual (Brake, Zhang, Diorio,
Meaney, & Gratton, 2004; Hall, Wilkinson, Humby, & Robbins, 1999; Hall et al., 1998;
Léonhardt, Matthews, Meaney, & Walker, 2007; Nelson, 2013).
novelty-seeking and activity level (Lovic, et al., 2011; Piazza & Le Moal, 1996). These
effects appear to extend to humans, as early-life adversity has been associated with
elevated levels of striatal dopamine (Egerton et al., 2016; Preussner et al., 2004), and
increased striatal dopamine release to rewarding stimuli such as amphetamine (Oswald et
al., 2014). Whether these associations hold for normative levels of adversity – as might
be predicted (Gatzke-Kopp, 2011; Gluckman & Hanson, 2004) – is unknown.
The goals of the present study were therefore twofold. The first goal was to
examine whether normative variation in exposure to adverse early-life events is
associated with variation in children’s reward-based learning and decision-making. To
test this question, we recruited a sample of typically-developing children and assessed
exposure to a variety of events that while adverse, would be considered within the range
of normative experience. We then assessed reward-based learning and decision-making
using tasks that are dependent, at least in part, on dopamine signaling in the reward
system. The first was the Probabilistic Selection Task (PST), a measure of reward-based
approach-avoidance learning that has been shown, via genetics methods and the study of
Parkinson’s patients, to be sensitive to variation in levels of striatal dopamine (Frank,
Seeberger, & O’Reilly, 2004). The second was a Delay Discounting (DD) task, a measure
of inter-temporal (or impulsive) choice which has been shown to be associated with
striatal reactivity to the provision of rewards (Hariri et al., 2006). Having tested for an
association between adversity and reward-based learning and decision-making, the
second goal of the study was to examine whether possible associations between adversity
and reward processing were explainable at least in part, by the functional response of the
reward system to small gains and losses. To test for this possibility, children were
administered a reinforcement learning task as brain activity was measured via functional
magnetic resonance imaging (fMRI). The task provides a means of measuring behavioral
and brain response to both gains and losses separately (Pessiglione et al., 2006).
Importantly for the goals of the current study, learning rates and ventral striatal response
– specifically to gains – covary with pharmacologically-induced changes in striatal
dopamine, with these effects measureable using fMRI (Pessiglione et al., 2006). Use of
this task in combination with fMRI, then, provided a validated, albeit indirect measure of
reward-related dopaminergic transmission.
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(a) Greater experience of early-life adversity within the normative range would be
associated with potentiated reward-learning and more impulsive decision-making.
(b) The association between adversity and reward-based learning and decision-
making would be explainable, at least in part, by differences in the functional
response of regions within the reward system to the receipt of small gains.
4.2 Methods
Two studies examined the association between normative variation in early-life
adversity and children’s reward-based learning and decision-making. The first focused on
associations between adversity and reward-related behaviors; the second focused on
neurophysiological mediators of adversity and reward-behavior associations.
4.2.1.1 Participants
Trained research assistants recruited 40 (24 females) children between the ages of
9-12 years (M = 10.75, SD = 0.95) from a database of London, Ontario families who
voluntarily participate in psychological research. Children who had experienced “trauma”
(e.g., physical/sexual abuse, witnessing death or severe injury of a family member/close
friend) or had any developmental, neurological, or psychiatric disorders were excluded
from the study. Parents provided written consent to their children’s participation; children
provided verbal assent. Child participants received a $25 gift card for participating.
Parents were compensated for travel and parking expenses. All aspects of the study were
conducted in accordance with the Declaration of Helsinki.
all be emotionally challenging for a child, but within the range of normative experience.
For each event, parents indicated how frequently and how intensely their child had
experienced the event. Parents could also add frequency and intensity estimates for
additional events that were not included in list of 22-events. A score for individual events
was computed as the product of frequency and intensity, and a Total Adversity score was
calculated for each participant as the sum of all individual event scores.
varied between $0 and $20 in increments of $1, and the delay was set to 7, 30, 90, or 180
days. The value of the delayed reward remained fixed at $20. Each unique combination
of immediate reward value and delay duration was presented in random order. To model
each participant’s choices, we first estimated indifference points for each delay using a
logistic regression method, where an indifference point is defined as the point along the
range of immediate reward values at a particular delay where the participant transitions
from choosing the immediate reward to choosing the delayed reward. We then estimated
how steeply participants discount the value of future rewards by fitting indifference
points with a hyperbolic discounting function. Larger values of the discounting parameter
reflect a preference for immediate over delayed rewards and have been associated with
higher VS reactivity (Hariri et al., 2006).
participated in Study 1. Inclusion and exclusion criteria, consent and assent procedures,
and compensation procedures were all identical to Study 1. All aspects of the study were
conducted in accordance with the Declaration of Helsinki.
fixation (i.e., left versus right) varied randomly from trial to trial. The order of gain-pair,
loss-pair, and null trials was randomized for each participant.
Individual trials were administered in three 7-minute runs. Each run consisted of
44 trials and included 20 AB trials, 20 CD trials, and 4 EF trials. All stimuli were
motivationally neutral Snodgrass figures (Snodgrass & Vanderwart, 1980), with a unique
set of 6 stimuli used for each of the three runs. The task was presented using a Lenovo
laptop computer running E-Prime 2 software (Schneider, Eschman, & Zuccolotto, 2002).
parameters for each run were used as covariates of no interest in subsequent linear
modeling. After coregistering functional and anatomical images, data were spatially
normalized to Montreal Neurological Institute (MNI) space, and spatially smoothed via
convolution with an 8mm full-width at half-maximum Gaussian kernel.
Wins – Misses corrected for multiple comparisons at p < .05 via Bonferroni’s procedure,
and loss-related activity as the contrast of Losses – Avoids corrected for multiple
comparisons at p < .05 via Bonferroni’s procedure. To examine associations of gain- and
loss-related activity to behavior and early adversity, statistically significant contrasts of
Wins – Misses or Losses – Avoids were correlated with learning rates to wins and losses
and Total Adversity scores respectively.
Figure 4.2: Observed choice to gain-pair and loss-pair stimuli. Over the course of
the trials, participants learned to select the stimulus that more frequently results in a
reward (pink) and avoid the stimulus that more frequently results in a loss (blue)
4.6 Discussion
Individual differences in children’s reward-based learning and decision-making
predict many important physical and psychological outcomes. The results of the present
study are important as they contribute to an understanding of the origin of these
individual differences.
events. Interestingly, the association between adversity and learning was specific to
aspects of approach learning, including the likelihood of selecting previously rewarded
stimuli and RL-model estimates of learning rate to gains. There were no corresponding
associations between adversity and avoidance learning.
Second, we found that the link between adversity and reward-processing could be
explained, at least in part, by differences in ventral striatal response to rewards.
Consistent with earlier studies (Pessiglione et al., 2006), rewards were associated with
activity in the VS and the vmPFC, and reward-related activity in these regions predicted
reward-related learning, including RL-model estimates of learning rate to gains.
Interestingly, of these two regions, it was the VS that partially mediated the association
between adversity and learning rate to gains. Taken together then, our findings point to a
link between adversity, VS physiology, and reward-related behavior.
One plausible explanation for our findings is that early adversity contributes to
hyper-dopaminergic functioning in the VS. Indeed, pharmacologically induced changes
in striatal DA impact VS activity and reward-based learning in ways that are similar to
variations in adversity; an increase in striatal DA induced by the anti-Parkinsonian
medication L-DOPA for example, increases learning rates and VS response to gains but
has no effect on learning and striatal response to losses (Pessiglione et al., 2006). The
idea that early adversity contributes to hyper-dopaminergic functioning in the VS is
certainly consistent with evidence from animal studies and recent human imaging studies
(Egerton et al., 2016; Oswald et al., 2014). In rodents, for example, early adversity has
been linked to increases in tonic and phasic DA, as reflected in measures of basal DA
(Abercrombie et al., 1989; Hall et al., 1998) and evoked response to amphetamine
administration (Piazza & Le Moal 1996) respectively. Similarly in humans, adversity
experienced in childhood has been associated with elevated levels of dopamine in
adulthood (Egerton et al., 2016), and increased ventral striatal dopamine response to
amphetamine. In other cases however, there appears to be a blunted sensitivity to rewards
as measured by fMRI (Boecker et al., 2014; Dillon et al., 2009; Hanson et al., 2016;
Mehta, Gore-Langton, Golembo, & Colvert, 2010; Weller & Fisher, 2012), which may be
198
Such discrepancies highlight several critical limitations of the present study. One
limitation concerns the fact that we used the ELEQ to measure children’s exposure to
adversity. The use of the ELEQ reflects our interest in normative variation in adversity;
however, this measure has not been widely used and awaits proper validation against
other more standardized measures such as ACES. A second limitation is that we did not
collect information about the pubertal status of our participants. Adolescence is a
developmental period during which individuals exhibit a hypersensitivity to rewards (Van
Leijenhorst et al., 2010), and therefore a completely unblemished picture of reward
processing in late childhood would remove any possible influence of pubertal onset. That
said, none of our measures of reward-based learning and decision-making were correlated
with age, suggesting that the current findings do not simply document variation related to
maturation.
Our findings have potentially important health and policy implications as well.
Early variation in dopamine-mediated traits, such as reward incentive salience,
199
impulsivity, and striatal reactivity to rewards, have been linked to increased lifetime risk
of substance use/addiction, relationship problems, poor financial decision-making, and
low educational achievement (Moffitt et al., 2011). A more detailed understanding of the
impact of adversity on the developing brain may ultimately help to alleviate some of the
financial burden and human suffering related to these psychosocial issues.
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Chapter 5
5 General Discussion
5.1 Developmental plasticity and adverse life experiences
Developmental plasticity is the extent to which an individual’s current phenotype
is influenced by past experiences (Stamps, 2016). Thus, developmental plasticity
necessitates an underlying susceptibility to indicators of environmental quality. Initially,
individual differences in sensitivity to environmental factors were thought to reflect
genotypic differences that rendered some individuals more sensitive to environmental
variation, and others less sensitive (Pluess, 2015). More recently however, evidence
suggests that plasticity to the quality of the early-life environment may be induced by
environmental factors themselves and are not necessarily the result of genetically-derived
differences (Pluess, 2015). Regardless of the source of sensitivity to environmental
factors however, in developmentally plastic individuals, the quality of the early-life
environment can affect the neural and hormonal state of the organism at later stages of
development (Stamps, 2016).
value; in contrast, the literature reporting associations between adversity and heightened
cortisol reactivity contained evidential value. The literature reporting that trauma was
associated with heightened cortisol reactivity was inconclusive; in this case, the p-curve
was too noisy to determine whether a very small effect exists or not. Finally, the literature
demonstrating that adversity was associated with blunted cortisol reactivity did not
contain evidential value, and in this case, we could not rule out p-hacking as an
explanation for the reported findings (Hosseini-Kamkar, Lowe, & Morton, 2021). Taken
together then, Chapter 2, provides evidence for an inverted U-shaped relationship
between severity of adversity and HPA axis reactivity, and highlights the importance of
distinguishing between trauma and adversity (Hosseini-Kamkar et al., 2021).
5.4 Implications
5.4.1 Health consequences related to cortisol and dopamine
reactivity
Allostatic load refers to the potentially negative physiological consequences of
prolonged exposure to stressors via wear and tear on the body (McEwen & Stellar, 1993;
McEwen, 1998; McEwen & Wingfield, 2003). The primary mediators of allostasis are
said to be the HPA axis, catecholamines, and cytokines. While in the short term, the
function of the mediators of allostasis have protective effects for the organism, their
prolonged activation can have negative health consequences (McEwen & Wingfield,
2003). For example, chronically heightened levels of glucocorticoids impede insulin
function, and the combination of heightened glucocorticoids and insulin results in
increased fat storage and the formation of atherosclerotic plaques in coronary arteries
(McEwen & Wingfield, 2003). Moreover, according to allostatis load models, heightened
216
stress and cortisol reactivity have negative consequences for cognitive function (e.g.,
depression and Alzheimer’s disease), metabolism (e.g., diabetes and obesity),
cardiovascular function (e.g., endothelial cell damage and atherosclerosis), and immune
function (e.g., immune suppression; Juster, McEwen, & Lupien, 2010). Therefore,
according to allostatic load models, chronically elevated stress-responses, including
heightened cortisol reactivity, are related to the development of serious pathophysiology
(McEwen & Wingfield, 2003). Blunted cortisol levels have also been linked to adverse
health consequences. For example, blunted cortisol levels are not only associated with
PTSD, but have also been linked to chronic fatigue syndrome, fibromyalgia, rheumatoid
arthritis, and asthma (Heim, Ehlert, & Hellhammer, 2000).
Similarly, both heightened and blunted dopamine levels have been associated
with attention deficit hyperactivity disorder (ADHD; Gainetdinov & Caron, 2000; Giros
et al., 1996; Miller et al., 2012; van den Buuse, Linthorst, Versteeg, & de Jong, 1991;
Yousfi-Alaoui, Hospital, Garcia-Sanz, Badia, & Clos, 2001). Likewise, a
hypodopaminergic state (Diana, 2011; Mellis, Spiga, & Diana, 2005) and a
hyperdopamiergic state (Dagher & Robbins, 2009; Marinelli & White, 2000; Ritz &
Kuhar, 1993) have been implicated in susceptibility to the development of substance
abuse problems. While a direct assessment of the health consequences relating to cortisol
and dopamine levels were beyond the scope of this present thesis, based on available
literature, it appears that both heightened and blunted cortisol and dopamine levels are
associated negative health consequences. Thus, it seems counterintuitive to refer to the
plasticity of the HPA axis and mesolimbic dopamine pathway as “adaptive” responses.
What must be taken into consideration however, is that while there may indeed be
downstream health-consequences related to cortisol and dopamine reactivity, the
immediate response of the organism in the face of the stressor may be an adaptive
response in that it increases the evolutionary fitness of the individual (See Section 5.4.2).
Weiler, & Taussig, 2018; Stevens et al., 2011). However, while these behaviours may
have consequences for health and illness, they may also increase the reproductive fitness
of the organism. For example, life-history theory posits that after exposure to early-life
adversity, females may mature early to increase reproductive fitness. While this early
sexual maturation has health risks for the individual including the risk of sexually
transmitted infections, it increases reproductive fitness by ensuring that the individual has
an opportunity to pass on her genes (Belsky & Pleuss, 2013; Ellis, 2004). Similarly, while
impulsivity can pose a risk for the development of addictions and substance abuse
disorders, it may facilitate migration from unstable and adverse environments (Chen et
al., 1999).
The consumption of high-fat high-sugar foods may have serious risks for
cardiovascular health, however, it may be adaptive to consume these foods in resource-
deprived environments. Thus, while both elevated and blunted levels of cortisol and
dopamine have been linked to adverse health consequences, the plasticity of the HPA
axis and mesolimbic dopamine pathway is still “adaptive” in that it increases the
evolutionary fitness of the organism. For instance, according to the SAVE model, after
exposure to moderate levels of adversity, the organism perceives stressors as controllable
and escapable, and therefore, it is adaptive to release glucocorticoids, dopamine, and
energy resources to overcome the stressor (See Chapter 3). In contrast, after exposure to
severely traumatic adversity, the organism learns that stressors are likely uncontrollable
and inescapable, and thus, there is little utility to waste energy resources in a futile
attempt to escape the stressor—in this case, the individual exhibits a form of
“helplessness” in the face of acute stressors.
2013; Blair & Raver, 2012; Ganzel & Morris, 2011). Some biologists even claim that
plasticity only occurs during sensitive periods early in development (Bateson, 2001);
according to this view, exposure to adversity during sensitive periods can permanently
alter physiological processes (Shonkoff et al., 2009). Moreover, much of the theory that
served as the foundation of this thesis emphasizes the need to take developmental timing
as well as the severity of the insult into consideration (Gatzke-Kopp, 2011; Krupnik,
2019). For instance, Krupnik (2019) recommends that adversity and trauma should be
differentiated based on both the severity of the insult, as well as their tendency to
overwhelm self-regulatory processes. Therefore, this model suggests that children—with
under-developed self-regulatory abilities—are most vulnerable to becoming traumatized
(Krupnik, 2019). Accordingly, this model takes both the severity of stressors as well
sensitive periods in development (i.e., periods during which self-regulation is under-
developed), into consideration. In this thesis however, trauma and adversity were
differentiated solely based on the severity of the insult and their tendency to predispose
individuals to developing trauma-related disorders (Criterion A of DSM-5 trauma-related
disorders). According to Krupnik (2019) however, even a moderately adverse life-event
can be “traumatic” to children if it overwhelms their self-regulatory processes. Thus,
future research must take both the severity of adversity as well as the timing of exposure
into consideration when addressing the impact of adversity versus trauma on the brain
and behaviour.
Although a major strength of this thesis was that we were able to tease apart the
impact of moderate adversity and severe trauma on cortisol and dopamine reactivity, a
limitation was that we used DSM-5 criteria to define traumatic events. Using DSM-5 to
define trauma has the obvious benefit of allowing for a narrow operationalization of
trauma; however, it introduces the confound of stress-related psychopathology into the
analyses. For example, many individuals that experience traumatic life events (as defined
by DSM-5 criteria) also meet the criteria for the development of PTSD and other stress-
related disorders. Therefore, it remains unclear whether exposure to traumatic events
themselves are related to blunted cortisol and dopamine reactivity, or whether stress-
related psychopathology is driving the effect. We were able to partially account for this
limitation in Chapter 2, by removing studies that explicitly reported psychopathology in
219
their samples (See Supplementary Materials); however, it is still possible that other
studies included in the analyses did not measure or report psychopathology. Future
studies should attempt to tease apart exposure to trauma versus stress-related
psychopathology by comparing cortisol and dopamine reactivity in individuals exposed
to trauma with and without stress-related disorders.
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Appendices
From the original 48 studies included, 4 were removed because the sample included
participants with PTSD/MDD. Therefore, 44 studies were entered that that reported
results showing that a history of traumatic life experiences was related to cortisol hypo-
reactivity in healthy patients. We entered these results into p-curve to determine whether
this set of literature contains evidential value. In this case, the two conditions that
determine whether a p-curve is significantly right-skewed were met; therefore, as shown
in Figure x, the p-curve for this set of results was significantly right-skewed (half: z = -
5.5, p < .00001; full: z = -6.53, p < .00001). As shown in Figure x, these results do not
change if we remove the highest p-values and the conclusion drawn from the p-curve
would remain unaltered.
Figure 3. Cortisol hypo-reactivity p-curve. The blue line shows the distribution of p-values from the data (44 statistically
228
significant results). For example, 43% of the significant p values were below .01. The red dotted line shows the expected
distribution of p values if there were no effect. The green dashed line shows the distribution of p values if an effect existed
with studies powered at 33%. N = 44 p values, p-curve is significantly right-skewed.
Figure 4. Dropping the lowest and highest p values on the significance of right-skewness of the full p-curve (top row),
half p-curve (middle row), and the test for flatness relative to 33% power (bottom row). The red solid line demonstrates
the significance threshold of p = .05. The filled circle demonstrates the results reported in the text, the open circle
demonstrates the results relative to the significance level if (k) number of p-values were dropped.
An additional test was conducted to remove all studies that had used any patient
samples (e.g., anorexia, chronic fatigue syndrome etc.), therefore, this analysis included
studies with only healthy participants. Forty results were entered into p-curve and once
229
again, this set of results contained evidential value as the p-curve was significantly right-
skewed (half: z = -6.19, p < .00001; full: z = -6.47, p < .00001). As shown in Figure x,
these results do not change if we remove the highest p-values and the conclusion drawn
from the p-curve would remain unaltered.
230
We removed 6 studies that included patients with PTSD/MDD from the original
22 studies. The results of the p-curve analysis did not change. Neither of the conditions of
p-curve were met, and the p-curve was not significantly right-skewed (half: z = -0.25, p =
.3996; full: z = -1.48, p = .0692). P-curve indicates that evidential value is inadequate or
absent if the 33% power test is p< .05 for the full p-curve or if both the half p-curve and
binomial 33% power test are p <.1. Here, neither condition was met, the test for 33%
power was not significant (half: z = -2.63, p = .9957; full: z = -0.93, p = .1766; Binomial
test p = .5238). Therefore, like the results obtained with all data entered, the p-curve for
the subset of studies that were entered (excluding those with patients with PTSD/MDD)
was inconclusive.
231
Figure 5. Cortisol hyper-reactivity p-curve. The blue line shows the distribution of p-values from the data (16 statistically
significant results). For example, 19% of the significant p values were below .01. The red dotted line shows the expected
distribution of p values if there were no effect. The green dashed line shows the distribution of p values if an effect existed
with studies powered at 33%. N = 16 p values, p-curve is not significantly right-skewed.
232
Figure 6. Dropping the lowest and highest p values on the significance of right-skewness of the full p-curve (top row),
half p-curve (middle row), and the test for flatness relative to 33% power (bottom row). The red solid line demonstrates
the significance threshold of p = .05. The filled circle demonstrates the results reported in the text, the open circle
demonstrates the results relative to the significance level if (k) number of p-values were dropped.
An additional test was conducted to remove all studies that had used any patient
samples (e.g., social anxiety disorder, fibromyalgia etc.), therefore, this analysis included
studies with only healthy participants. Thirteen results were entered into p-curve and
once again, the conclusions previously drawn were not altered. This set of results did not
contain evidential value as the p-curve was not significantly right-skewed (half: z = -0.33,
p = .3713; full: z = -1.33, p = .091). The test for 33% power was also not significant (half:
z = -2.43, p = .9924; full: z = -0.85, p = .1985; Binomial test p = .5239). As shown in
233
Figure x, these results do not change if we remove the highest p-values and the
conclusion drawn from the p-curve would remain unaltered.
234
Random-Effects Model
k Hedges g Tau2 I2 H2 Q
Random-Effects Model
k Hedges g Tau2 I2 H2 Q
Random-Effects Model
k Hedges g Tau2 I2 H2 Q
Random-Effects Model
k Hedges g Tau2 I2 H2 Q
Appendix B-1: Summary of all studies reporting associations between adverse life-experiences and dopaminergic function
Original Quoted text from Sample Type of Adversity/ Reactivity Measure Measure of Brain Regions Quoted text from Hyper/ Conclusion quoted from
Paper original paper Characteristics Trauma Dopamine (DA) original paper Hypo original text
indicating with statistical DA
question/ results
prediction of
interest
Bloomfield et Given the findings We recruited two TRAUMA: Psychosocial stress [18F]-DOPA Striatum and sub- Dopamine synthesis Hypo Our main finding is that chronic
al., 2019 of dopaminergic groups of healthy Psychosocial task - Montreal regions capacity was exposure to psychosocial stressors is
dysfunction volunteers, one Adversity High Imaging Stress Task significantly reduced associated with significantly
associated with exposed to multiple Adversity - HA (MIST) -The in HA compared with reduced striatal dopamine synthesis
childhood risk factors (exposed (exposed) group rationale for LA (t32= 2.27, capacity, particularly in the limbic
maltreatment high adversity group, included at least one conducting the PET p=0.03). (ventral) striatum. In addition, we
presented above, ‘HA’)) and one not childhood stressor scan on the same found evidence that striatal
we hypothesized exposed (unexposed and at least two adult day as the stress dopamine synthesis capacity
that healthy low adversity group, stressors. Measured task was to reduce correlated with both the
humans with a high ‘LA’), from throughout via Childhood Trauma the variance in the physiological and subjective
cumulative expo- the UK via public Questionnaire (CTQ) time between the responses to an acute psychosocial
sure to psychosocial advertisement, and the Childhood measures. stressor. Chronic stress exposure is
stressors would newspaper Experiences of Care associated with a dissociation
have altered striatal advertisement and and Abuse (CECA). between physiological and
dopamine synthesis, national media Childhood stressors: psychological acute stress responses
compared to engagement. in the form of an attenuated stress-
humans with a low Responding induced increase in blood pressure
exposure individuals were then alongside a potentiated stress-
screened via induced subjective response. These
237
Dahoun et al We hypothesized Healthy participants TRAUMA- assessed Dex-amphetamine- [11C]-PHNO PET data Ventral Striatum Unexpectedly, we Hypo Childhood trauma and ventral
2019 that the interaction (n=24) with the self- induced dopamine acquisition. D3 preferring found a negative striatal dopamine release interact to
and/or mediation completed CTQ 25. release D2/D3 agonist . correlation between influence the emergence of positive
between childhood The CTQ is a childhood trauma psychotic symptoms following
trauma and retrospective self- load and ventral dexamphetamine. This is not
dopamine release completed striatal dopamine consistent with a simple dopamine
capacity would questionnaire release (Pearson’s sensitization model for the link
predict covering the r=−0.488, p=0.016) between childhood trauma and
dexamphetamine- following five (Supplementary Fig. psychosis risk, but could, instead,
induced positive domains of childhood 1) suggest that childhood trauma
psychotic trauma: sexual abuse, moderates the cognitive response
symptoms, in light physical abuse, to dopamine release to make
of the sensitization emotional abuse, psychotic experiences more likely.
of the mesostriatal physical neglect and
dopamine system emotional neglect.
described above.
Sebold et al We assessed the The final sample ADVERSITY: Life None [18F]-fallypride (FP) Striatum- The The linear model Hyper Our main finding was a significant
2019 effect of stressful consisted of 20 Stress -subjects striatum is revealed that the correlation between striatal
life events as an alcohol-dependent completed several functionally divided main effect of stress dopamine D2/D3 receptor
indicator of chronic patients and 19 HC questionnaires, into three parts: the was not significant availability and stressful life events
stress exposure on matched for gender, including the Social sensorimotor (F=0.339, p=.5), in detoxified patients with AD but
striatal dopamine age, handedness, Readjustment Rating striatum (involved in whereas the inter- not in HC.
D2 receptor nicotine consumption, Scale, where subjects locomotion), the action between
availability and education have to indicate limbic striatum group and stress
measured via whether any of 43 (ventral striatum,
238
Schifani et al The current study Forty-two participants ADVERSITY: Recent Psychosocial stress 11C-FLB457 (measure of dlPFC and mPFC (both In CHR, but not in Hypo These findings provide first direct
2018 aimed to examine (84 scans) were Life Events task - MIST: In extrastriatal D2 receptors). hemispheres) and healthy volunteers evidence of a disrupted
stress-induced PFC included in this study, questionnaire (RLE), brief, subjects cerebellum as or schizophrenia, prefrontocortical dopamine-stress
dopamine response comprising 14 and the Trier perform mental comparison region chronic stress (total regulation in schizophrenia. Our
in patients with patients with Inventory of the arithmetic TICS score) was results suggest that PFC dopamine
schizophrenia and schizophrenia, 14 Assessment of presented on a significantly release in response to stress in
those at clinical high individuals at CHR and Chronic Stress (TICS). computer screen, negatively healthy volunteers and CHR, but not
risk (CHR) for 14 matched healthy which also displays associated with in schizophrenia, is associated with
psychosis using a volunteers. However, information about BPND specifically in salivary cortisol response, implying
validated two-scan two healthy the total number of mPFC (Fig. 5A;r= abnormal PFC stress regulation in
paradigm with11C- volunteers had to be errors, expected 0.62,P=0.018). schizophrenia. In addition,
FLB457 PET. We excluded from the aver-age number of Furthermore, in CHR individuals at CHR with higher
hypothesized a analysis be-cause of errors, time spent the number of distress and anxiety had lower
reduction in mPFC excessive head on the current stressful life events dopamine release in mPFC and
and dlPFC motion that could not problem, and (RLE) was negatively salivary cortisol response following
dopamine release in be corrected. All performance associated with the the stress challenge, associations
response to the patients were feedback for each BPND in mPFC (Fig. that were absent in the
stress challenge antipsychotic-free, problem (correct, 5B; r = 0.63,P=0.015) schizophrenia group.
corroborated by clean incorrect, time out).
239
Bloomfield et al We therefore We compared TRAUMA: Psychosocial stress Dopamine synthesis capacity Striatum The High Adversity Hypo Long-term exposure to psychosocial
2017 sought to examine dopamine synthesis Psychosocial task - MIST was indexed as the influx group had reduced adversity and stressors is associated
whether long-term capacity in n = 17 Adversity High rate constant using 3,4- dopamine synthesis with reduced striatal dopamine
exposure to human participants Adversity - HA dihydroxy-6-[18F]-fluoro-l- capacity in the synthesis capacity. Our finding of a
psychosocial with a high (exposed) group phenylalanine ([18F]-DOPA) striatum (effect size negative relationship between
adversity was cumulative exposure included at least one positron emission d = 0.80, t = 2.27,p = depressive symptoms and limbic
associated with to psycho-social childhood stressor tomography (PET) 0.03) and its limbic dopamine synthesis capacity
alterations in adversity (“High and at least two adult (effect size d = 0.95, suggests that long-term exposure to
striatal dopamine Adversity ”group) with stressors. Measured t = 2.64, p = psychosocial adversity may increase
synthesis capacity n = 17 participants via Childhood Trauma 0.01)and associative the risk of mental illness by
as well as with low cumulative Questionnaire (CTQ) subdivisions (effect dampening the dopamine system.
psychological and psychosocial adversity and the Childhood size d = 0.81, t = Likewise, our finding that in
physiological exposure (“low Experiences of Care 2.28, p =0.03) participants with a high exposure to
responses to acute Adversity” group) who and Abuse (CECA). compared with Low psychosocial adversity acute stress
psychosocial stress. were age- and sex- Childhood stressors Adversity results in blunted physio-logical yet
matched. potentiated subjective responses to
acute psychosocial stress suggests
that chronic exposure to
psychosocial adversity disrupts
these mechanisms.
Egerton et al The Canadian study CANADA STUDY: The ADVERSITY- Psychosocial stress CANADIAN STUDY: [11C]- Striatum CANADIAN STUDY: Hyper These results indicate that striatal
2017 investigated immigrant group (N = Immigration task - MIST (+)-PHNO PET Image Immigrants DA function is elevated in both
whether the 26) included first (N = Acquisition. All 56 subjects demonstrated immigrants and their children,
240
induction of stress 9) and second- completed 2 PET scans (n = elevated striatal DA including those at risk for psychosis
by a validated generation 112 PET scans) at least a release in response or with schizophrenia, confirming its
laboratory immigrants (N = 8) to week apart at the same time to stress compared relevance for psychotic disorders.
psychosocial task Canada. The of the day, one while per- to nonmigrant The elevation in DA in immigrants
(Montreal Imaging nonimmigrant group forming the SMCT (sensory Canadians (F = 8.08; was present with relatively large
Stress Task, MIST) (N = 31) had been in motor control task) and one df = 1, 52; P = .006; effect size in both the Canada and
elicits more DA Canada for at least 3 while undergoing the MIST partial eta2 = 0.13). UK studies, which were per- formed
release in generations. UK (stress task). Stress-induced UK STUDY: Striatal in independent samples using 2
immigrants (first STUDY: The DA release was measured DA synthesis complementary approaches to
and second immigrant group (N = using [11C]-(+)-PHNO capacity was imaging presynaptic DA function.
generation) as 31) included first (N = positron emission elevated in the
compared to the 13) and second- tomography (PET), through immigrant
host population. generation (N = 18) quantification of the compared to the
The UK study immigrants to the competition between nonimmigrant
sought to confirm United Kingdom. The endogenous DA and [11C]- group (F = 4.95; df =
the association nonimmigrant group (+)- PHNO for D2/3 receptor 1, 73; P = .03, partial
between (N = 44) had been in binding in the striatum. UK eta2 = 0.06, Figure
immigration (1rst the United Kingdom STUDY: [18F]- DOPA 2).
and second for at least 3
generation) and generations. The
elevated striatal DA immigrant and
function in a nonimmigrant groups
different cohort. were comparable for
demographic
Kasanova et al The current study, The sample consisted TRAUMA: Childhood Psychosocial stress [18F]Fallypride - (D2/D3 mPFC and vmPFC Within the control Hyper We examined the association
2016 therefore, aimed to of 12 HV (healthy trauma was task - MIST receptor antagonist) group, a significant between childhood trauma and
investigate the volunteers) and 12 measured using displacement positive association stress-induced prefrontal DA activity
effect of childhood unmedicated NAPD Childhood Experience emerged between of healthy individuals and patients
adversity on (non-affective of Care and Abuse the spatial extent of with psychotic disorder using
DAergic stress psychotic disorder) (CECA-Q), a validated, stress-induced tracer [18F]fallypride PET. We observed a
processing in frontal matched on age, retrospective displacement in the significant difference in the
cortical areas in gender and education questionnaire to mPFC and early association between childhood
241
non-medicated described in detail assess childhood childhood trauma (b trauma score and spatial extent of
patients with non- previously. All NAPD trauma in early = 7.23, t(11) = 3.06, stress-induced prefrontal DA activity
affective psychotic were currently off childhood spanning p = .016; Figs 2 and in each group; In healthy subjects,
disorder (NAPD) as antipsychotic from 0 to 11 years of 3) and late severity of childhood trauma was
well as in healthy medication (AP) for age, and late childhood trauma associated with more extensive
volunteers (HV) in longer than one year, childhood scores (b = 5.47, stress-related DA activity in mPFC.
order to further did not currently use encompassing years t(11) = 2.54, p = This effect was especially
elucidate the mood stabilizers, 12 through 17. For .035; Fig 2). pronounced in relation to early
DAergic antidepressants or the purpose of this childhood trauma, and largely
contribution to both benzodiazepines. study, a composite driven by DA activity in the ventral
vulnerability as well score was created for portion of mPFC. Contrarily, in the
as resilience to each time period patient group, there was no
psychosis. using 15 association between childhood
dichotomous (‘yes’ = trauma and the spatial extent of
1 and ‘no’ = 0) items stress-related DA activity in this
informing about region, and this was the case for its
family arrangements, ventral and dorsal portions, as well
parental loss, physical as for early and late childhood
and sexual abuse, trauma.
neglect and bullying.
Egerton et al The aim of this The sample TRAUMA: Childhood None Presynaptic dopamine Associative striatum: Dopamine function Hyper These findings provide evidence
2014 study was to consisted of 47 adversity was synthesis capacity (Kicer) in The associative was elevated in that exposure to childhood
examine how individuals who met assessed using the the associative striatum was striatum comprises participants who had psychosocial stressors that increase
exposure to operationalized Childhood Experience estimated using 18F-DOPA the dorsal caudate experienced severe risk of developing psychosis in later
childhood adversity criteria for Ultra of Care and Abuse positron emission and precomissural sexual or physical life is associated with elevated
impacts on brain High Risk of Questionnaire [4]. tomography. The impact of putamen. abuse in childhood striatal dopamine function in early
dopamine function psychosis (UHR) (age Events (Table 1) were exposures on dopamine compared to those adulthood. The elevation was
in young adults. We 23.6 ± 4.6 years, rated as present function was determined who had not T63 = significant following exposure to
hypothesised that 57% male) and 20 (exposure) or absent using independent samples 2.92; P=0.005), and severe (sexual or physical) abuse, or
A) a history of healthy volunteers (no exposure). * t-tests exposure versus non- in those who had to multiple family arrangements,
childhood adversity (Control, age 23.8 ± Events included exposure). experienced which may be a marker for
would be associated 4.3 years, 60% male) . multiple family unknown stressors, including abuse.
242
Mizrahi et al Psychosocial stress Seventeen non- ADVERSITY: Psychosocial stress We measured dopamine The whole striatum, A statistical model Hyper This result is, to our knowledge, the
2014 (e.g.marginalization, immigrants (9 healthy Immigration task - MIST release in the striatum using associative striatum (including clinical first report of stress-induced
social defeat, etc) volunteers(HV), 4 a previously described (AST), limbic striatum vulnerability (HV, dopaminergic sensitization in
may sensitize the patients with positron emission (LST) and CHR, SCZ) and immigrants.
brain dopaminergic schizophrenia (SCZ) tomography (PET) sensorimotor immigration as
system, changing its and 4 subjects at displacement paradigm striatum (SMST), with predictors)
reactivity and clinical high risk(CHR) involving scans under stress cerebellum as a explained 39% of the
increasing the of developing the and control conditions with reference region variance in stress-
amount of disease) and fifteen the tracer [11C]-(+)-PHNO. induced dopamine
dopamine released first and second Binding potential relative to release in the whole
during stressful generation immigrant non-displaceable ligand striatum (F=5.98,
situations. Since subjects (3 HV, 5 SCZ (BPND) was quantified using df=3,28 p=0.002),
psychosis has been and 7 CHR), aged 18- the simplified reference with a significant
linked to altered 35 years and matched tissue model. vulnerability group
striatal dopamine for age, and gender effect (F=3.49,
release in response df=2,28 p=0.04)
to both confirming previous
amphetamine and findings (Mizrahi et
stress, this suggests al., 2012), and a
a pathophysiological significant
model in which immigration effect
elevated stress- (F=5.97, df=1,28
induced dopamine p=0.02). In the
243
Oswald et al Our primary Twenty-eight healthy TRAUMA: Early Psychostimulant Binding potential (BPND) of Striatum A positive Hyper To our knowledge, this study
2014 hypotheses were male (n = 19) and Trauma Inventory Reactivity - AMPH [11C]raclopride was relationship was represents the first examination of
that childhood female (n = 9) Short Form—The 27- (0.3 mg/Kg). obtained by the reference found between ETI relationships between childhood
trauma would be participants, aged 18– item ETISR-SF is a tissue graphical analysis scores and VS DA adversity and mesolimbic DA
positively 29 years, were self-report measure (RTGA) (Logan et al. 1996) release in the responses to AMPH in humans.
associated with 1) recruited from the that assesses for striatum subdivisions. sample as a whole Results indicated that the number of
VS AMPH- induced Baltimore traumatic events that Then, intrasynaptic DA (Table 2), suggesting ACEs that participants experienced
DA release, 2) metropolitan area by occurred before the release, which represents that individuals who was positively associated with their
pleasant drug newspaper age of 18 years in the displacement of experience a greater DA responses to AMPH, as well as
effects, and 3) advertisements, fliers, each of four domains: [11C]raclopride by number of adverse with levels of perceived stress that
current levels of and internet postings. general trauma (11 endogenous DA was events in childhood they experienced as adults.
perceived stress. low- risk) participants items), physical obtained. have greater VS DA
for analysis. punishment (5 responses to AMPH
more sensitive to items), emotional (r(26) = 0.3895).
persistent effects of abuse (5 items), and
later adversities on sexual abuse (6
the HPA-axis. items).
Oswald et al The purpose of the Twenty healthy TRAUMA: Trauma Psychostimulant Subjects underwent two Ventral striatum - left Total ETI scores Hyper This report provides the first
2011 present study was adults (M = 14), ages Inventory (ETISR-SF), Reactivity – AMPH consecutive 90-minute PET (LVS) and right (RVS) correlated with DA evidence of relationships between
to determine 18 – 29 years, which evaluates four studies with [11C]raclopride subdivisions. release in the VS (r early trauma and stimulant-induced
whether childhood completed diagnostic types of trauma (RAC). The first scan was (18)= 0.49; p = 0.03) DA release in humans. Although
trauma is associated screening and a (general, physical, preceded by intravenous and RVS (r = 0.49; p causal relationships cannot be
with dopaminergic battery of self- saline; the second by 0.3 = 0.03); scores on definitively established on the basis
244
or subjective effects report measures of emotional, and mg/kg AMPH. Dopamine the emotional of this correlational study, findings
of amphetamine personality, mood, sexual). (DA) release was defined as trauma subscale support notions that early childhood
(AMPH) in humans. anxiety, and stress. percent change in RAC BP correlated with DA trauma may increase vulnerability
On the basis of the between scans release in the VS (r = for drug abuse by altering the
rodent studies, as 0.45; p = 0.047) and function of dopaminergic incentive-
well as prior LVS (r = 0.65; p = motivational neurocircuitry in the
evidence from our 0.002). The only brain.
group and others associations
which has shown observed between
that greater early trauma and
responsivity to baseline D2 receptor
acute stressors is availability were on
associated with the physical trauma
enhanced responses subscale (r = .45; p =
to .049 for both VS and
psychostimulants, RVS).
we hypothesized
that subjects who
reported greater
exposure to adverse
events as a child
would show
increased sensitivity
to AMPH.
Casey et al Animal models Twenty healthy ADVERSITY - family Psychostimulant 11C]raclopride Dorsal putamen Regression maps Hyper The results indicate that early family
2010 suggest that these stimulant drug naïve functioning measured Reactivity - d- identified bilateral functioning influences dopamine
early life stressors subjects (age via Family amphetamine (0.3 clusters of responses to a first dose of d-
can lead to 20.5±2.2, 11 male). Environment Scale. mg/kg, p.o.) vs. correlation in the amphetamine. Since striatal
increased drug- Two of these placebo scan dorsal putamen for dopamine is thought to influence
induced dopamine subscales, Moral- the Moral-Religious drug taking behaviour, this may
responses in Religious Emphasis subscale (Figure 1: identify a mechanism by which early
adulthood. To test and Family Cohesion, Left: 312 mm3 R= -
245
this hypothesis in predict vulnerability 0.71, p<0.05. Right: life difficulties affect vulnerability to
humans we to addiction. 304 mm3 R= -0.72, addiction.
assessed whether p<0.05). Subjects
individual who rated their
differences in early families as being less
family functioning concerned with
would predict morality had larger
differences in dopaminergic
amphetamine- responses to the test
induced striatal dose of
dopamine release. amphetamine.
Pruessner et al We hypothesized 10 subjects (1 woman ADVERSITY: Psychosocial stress [11C]raclopride binding Striatum We found a Hyper The psychosocial stressor caused a
2004 that low self- and 9men; 21–30 Adversity - Parental task - Psychological potential (BP) was significant effect of significant release of dopamine in
reported early life years of age) were Care measured via stress was induced calculated using a simplified the perceived the ventral striatum as indicated
parental care would selected as Parental Bonding using a mental reference tissue maternal care on by a reduction in [11C]raclopride
be associated with representative of Index (PBI Scale): arithmetic task on compartmental model stress-induced binding potential in the stress
higher cortisol and individuals in the top consists of four sub- the basis of a changes in versus resting condition in
dopamine levels in 25% (scores 37) and scales (mother care, previous [11C]raclopride BP in subjects reporting low parental
response to the bottom 10% (scores mother psychosocial stress the ventral striatum. care.
psychosocial stress 20) of the distribution overprotection, paradigm Post hoc analysis
task. on the PBI maternal father care, and developed to revealed a
care scale (population father over- investigate significant decrease
mean score, 31.65 protection) hormonal stress in [11C]raclopride BP
7.6; range, 12– 42) comprised of 12 responses. during the stress
and invited to questions each. condition in the low,
participate in the PET but not high,
study. maternal care
group (F(1,8) =
7.78;p = 0.02) (Fig.
2).
246
PET Studies 9 carbon 11/ or positron emission tomography/ or PET Studies mp. 145538
MEDLINE
10 8 or 9 162828
PET Studies 11 Positron-Emission Tomography/ or PET Studies.mp. 56063
12 Raclopride.mp. or Raclopride/ 2764
13 FDOPA.mp. 555
14 11 or 12 or 13 58429
Total 15 7 and 10 and 14 308
248
WEB OF SCIENCE
indifference points based on logistic regression and the fitting of a logistic sigmoid function to choice data. For each delay period, the
choice of delayed vs. immediate reward was defined categorically as 0 and 1, respectively. All choices at a particular delay, 𝑥 (𝑖) , were
then fit with the generalized logistic sigmoid function, ℎ𝜃 , modified by fitted coefficients 𝜃 (Equation 1).
Equation 1
1
ℎ𝜃 (𝑥 (𝑖) ) = 𝑇 𝑥 (𝑖)
1 + 𝑒 −𝜃
The values, 𝜃 𝑇 , were determined through the minimization of a regularized cost function that reflects the degree of fit between the
Equation 2
𝑚 𝑛
1 1
𝐽(𝜃) = − ∑ [𝑦 (𝑖) log (ℎ𝜃 (𝑥 (𝑖) )) + (1 − 𝑦 (𝑖) ) log (1 − ℎ𝜃 (𝑥 (𝑖) ))] + 𝜆 ∑ 𝜃𝑗2
𝑚 2
𝑖=1 𝑗=1
250
Because the logistic function can be interpreted as indicating the probability of selecting an immediate reward of a given value,
an indifference point at a particular delay was defined as the point at which the probability of selecting the immediate reward was
equal to 0.5. Having determined indifference points in this way, each participant’s four indifference points were modeled by means of
a hyperbolic function (Equation 3; Reed et al. 2012), where V is the subjective value of the larger delayed reward amount (A) at a
given delay (D). The parameter k denotes the discounting rate observed (i.e., the steepness of the curve or how fast the subjective
Equation 3
𝐴
𝑉=
1 + (𝑘D)
Computational Modelling
To assess subcomponents of feedback-based learning, a reinforcement learning (RL) model was fit to each participant’s
behavioral data (Sutton & Barto, 1998). These models have been successfully applied to describe the behavior of teenagers and
children (van den Bos & McClure, 2013). The RL model uses the prediction error (δ) to update the decisions weights (w) associated
with each choice option (e.g., A, B, C, or D in experiment 1). The prediction error compares the actual outcome with the expected
outcome. Whenever feedback is better (worse) than expected, the model will generate a positive (negative) prediction error, which is
251
used to increase (decrease) the weight of the decision associated with the chosen option (e.g., option A). The impact of the prediction
error on the updating is scaled by the learning parameter alpha (0<α<1). Based on previous research, we assumed that gains and losses
are asymmetrically updated (Kahnt et al., 2009; van den Bos & McClure, 2013), thus we modeled the behavior with two independent
learning rates; (αpos) for positive feedback and (αneg) for negative feedback.
To model trial-by-trial choices, we used the soft-max choice rule to compute the probability (P) of choosing the most
rewarding target of a presented pair of choices (e.g. probability of choosing A of the AB pair experiment 1) on trial (t) as the
difference in the decision weights in each trial (wt) associated with each option, passed through a sigmoid function (Montague,
Hyman, & Cohen, 2004). For example, when stimulus pair AB is presented, the probability of choosing A is determined by:
Equation 4
1
𝑃(𝐴)𝑡 =
1+ 𝑒 −𝛽∙(𝑤 (𝐴)𝑡−𝑤 (𝐵)𝑡)
where the β parameter is a free parameter that indicates the sensitivity of the subject to the differences in decision-weights. The lower
the β parameter, the more random the choices appear. After each decision, the prediction error (δ) is calculated as the difference
between the outcome received (r = 1 for positive feedback and 0 for negative feedback) and the decision weight (wt) for the chosen
stimulus:
252
Equation 5
𝛿𝑡 = 𝑟𝑡 − 𝑤(chosen_stimulus)
Equation 6
𝑤𝑡+1 = 𝑤𝑡 + 𝜆 × 𝛼𝑜𝑢𝑡𝑐𝑜𝑚𝑒 × 𝛿𝑡
where 𝜆 is 1 for the chosen and 0 for the unchosen stimulus, αoutcome is a set of learning rates for positive (αpos) and negative feedback
(αneg), which scale the effect of the prediction error on the future decision weights and thus subsequent decisions. For example, a high
learning rate for positive feedback but a low learning rate for negative feedback indicates that positive feedback has a high impact on
future behavior, whereas negative feedback will hardly change future behavior. Importantly, at the beginning of the experiment the
decision weights (w) for each option was always set to the same value (0.5 for the PST, and 0 for the Instrumental Learning Task, in
both cases this is the mean of the expected outcomes), indicating that at the beginning of the experiment the participants had the same
expectation of rewards for each option. The learning rates and sensitivity parameter were individually estimated by fitting the model
predictions to participants’ actual decisions. Finally, note that for the Instrumental Learning Task, we fit gain and loss trials separately
given that the zero outcome in the gain and loss context has a different meaning. That is, in the gain context the zero outcome is seen
253
as a missed gain and in the loss context it means avoiding a loss. Thus our modeling is based on the (uncontroversial) assumption that
a missed gain is not the same thing as an actual loss, nor is avoiding a loss the same as gaining a point. As a result, we labeled the
learning rates as follows; αgain and αmiss in the gain context and αloss and αavoid in the loss context.
We used a robust combination of grid-search and maximum likelihood estimation using the Nelder–Mead simplex algorithm
implemented in the optim function in R to estimate the model parameters for each participant. Each point on the grid served as a
starting position for the minimization function, which is then used to find the parameters that maximize the log likelihood for an
individual. The grid point that produced the maximum over all starting positions was selected as starting point for finding the final
solution.
For quality assessment, the dual learning rate model was compared to several other models; random choice, single learning rate
and win-stay lose-shift (WSLS). The single learning rate is just as described above, but with a single learning rate for both type of
outcomes. The random choice model would choose each option with 50% probability (no learning). Finally, the WSLS also suggests
For model selection purposes we computed the Bayesian information criterion (BIC), where lower BIC values indicate better
fit. These model comparisons indicate that, on the whole, the dual learning rate model best described the behavior on both experiment
1 (PST) and 2 (Instrumental Learning Task) (see Table S1). Finally, if subject level fits of the dual learning rate model were not
significantly different from the non-learning models these subjects were excluded from further analyses of parameter estimates;
254
parameters of the learning model could not be reliably estimated in the absence of learning. This led to the exclusions of 12 subjects in
experiment from the PST dataset, and 1 in the Instrumental Learning dataset.
Finally, results for the Kolmogorov-Smirnov test indicated that the distributions of all of the model parameters deviate
significantly from a normal distribution (all p’s < .001), so for subsequent analyses all parameters were first log transformed and then
scaled.
Tables
Table S1.
Model comparisons for the Probabilistic Selection Task and the Instrumental Learning Task.
single
alpha dual alpha WSLS
PST BIC 4378 4292* 18687
Instrumental
Learning
Task –gain BIC 1832 1824* 25035
Instrumental
Learning
Task –loss BIC 1854 1846* 26048
255
Curriculum Vitae
Niki Hosseini-Kamkar
EDUCATION
PhD. Cognitive, Developmental, and Brain Sciences, Western University, London, Present
Ontario
Thesis: The impact of early-life adversity and trauma on the mesolimbic dopamine
pathway
Thesis Advisory Committee: Dr. Daniel Ansari and Dr. Jessica Grahn
Supervisor: Dr. J. Bruce Morton
RESEARCH EXPERIENCE
Student Organizational Grant - Social Science Student Council, $1500 Dec 2015
Funding in support of organizing the “Inspiring Young Women in Science Conference”
Publications
257
Hosseini-Kamkar, N., Lowe, C., & Morton, J. B. (2021). The differential calibration of the HPA axis as a function of trauma versus adversity: A
systematic review and p-curve meta-analyses. Neuroscience and Biobehavioral Reviews (accepted). Preprint: https://psyarxiv.com/qnyr8/
Kamkar, N., Hosseini-Kamkar, N., & Ansari D. (2018). What counts as success? And how do we get there?. Frontiers for young minds, 6(12),
492-511.
Hosseini-Kamkar, N., & Morton J.B. (2017). CanDiD: A Framework for Linking Executive Function and Education. Frontiers in Education.
Hosseini-Kamkar, N., Lewis, D.J., van den Bos, W., & Morton J.B. (2017). Ventral striatal activity links adversity and reward processing in
children. Developmental Cognitive Neuroscience.
Hosseini-Kamkar, N. & Morton, J.B. (2014). Sex differences in self-regulation: An evolutionary perspective. Frontiers in Neuroscience.
Nicholson, A.A., Hosseini-Kamkar, N. , Fallowfield, H., & Morton J.B.(2015). The neural correlates of cognitive behavioural self-regulation in
early development. Western Undergraduate Psychology Journal, 3(1).
Hosseini-Kamkar, N. (2014).The A1 allele of the Taq1 A polymorphism in association with addiction: A review. Western Undergraduate
Psychology Journal, 1(1), Article 10
Presentations
Hosseini- Kamkar, N., and Morton, J.B. (Jan 2021). The Long-Term Embedding of Traumatic Life Experiences on the HPA-axis: A p-curve Meta-
Analysis. Poster Presentation at SfN Global Connectome, virtual event.
H. Kamkar, N., Lewis, D.J., van den Bos W., Morton, J.B. (May 2017). The Association between Adversity and Reward Processing is Mediated by
Ventral Striatal Sensitivity to Rewards. Oral Presentation at The Child Health Symposium, London, Ontario.
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H. Kamkar, N. (December 2016). Integrating Immigrants into Canadian Society: Psychological and Cultural Considerations. Oral Presentation
at Pathways to Prosperity, Ottawa, Ontario.
Hosseini-Kamkar, N., & Morton, J.B. (September 2016). The Mesolimbic Dopamine Pathway Is Sensitive To Early Life Adversity. Poster
presented at The FLUX Congress, St. Louis, Missouri.
Hosseini-Kamkar, N., & Morton, J.B. (May 2016). The Mesolimbic Dopamine Pathway Is Sensitive To Early Life Adversity. Oral Presentation at
Southern Ontario Neuroscience Association Annual Conference, Waterloo, Ontario.
Hosseini-Kamkar, N., & Morton, J.B. (May 2016). The Mesocorticolimbic Dopamine Pathway Exhibits A Phenotypic Plasticity To The Experience
Of Early Life Adversity. Poster presented at 10th Annual Canadian Association for Neuroscience Meeting, Toronto, Ontario.
Hosseini-Kamkar, N., & Morton, J.B. (February 2016). The Neural Correlates Of Cognitive And Behavioral Self-Regulation In Preadolescents: A
Multidisciplinary Approach. Poster presented at The 44th Annual Meeting of The International Neuropsychological Society, Boston,
Massachusetts.
Hosseini-Kamkar, N., El-Baba, M., & Morton, J.B. (February 2016). The Mesocorticolimbic Dopamine Pathway Exhibits A Phenotypic Plasticity
To The Experience Of Early Life Adversity. Poster presented at Lake Ontario Visionary Establishment 45th Annual Conference, Niagara Falls,
Ontario.
Hosseini-Kamkar, N. & Kamkar, N. (November 2015). Memory, Self-Control Prosopagnosia and Savants: An Overview of What Neuroscientists
and Psychologists Can Study. Oral Presentation at Lord Dorchester Secondary School, London, Ontario.
Hosseini-Kamkar, N. (October 2015). What is Graduate School? An Overview of Graduate Studies in Psychology and Neuroscience. Oral
Presentation at Mother Teresa Catholic Secondary School, London, Ontario.
Hosseini-Kamkar, N. (September 2015). Why Neuroscience is Interesting: Neuroscience Case Studies. Oral Presentation at Saint André Bassette
Catholic Secondary School, London, Ontario.
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Hosseini-Kamkar, N. (May 2015). Closing the Gap Between Neuroscience and Education: Proposal for the Parents Reaching Out Regional Grant.
Oral Presentation at TVPIC, London, Ontario.
Hosseini-Kamkar, N. (November 2014). Why Neuroscience is Interesting: Neuroscience Case Studies. Oral Presentation at Holy Cross Catholic
Secondary School, Strathroy, Ontario.
Fallowfield, H., Hosseini-Kamkar, N., & Morton, J.B. (2014). Individual Differences in Cognitive and Behavioural Self-Regulation: A Multi-Level
Approach for Assessing Genetic and Environmental Influences Early in Development. Poster presented at Minds on Minds Symposium,
London, Ontario.
TEACHING EXPERIENCE
CAMH – Temerty Centre for Therapeutic Brain Intervention, Toronto Ontario June 2018 –
Project Coordinator: Designed and created lecture material and practical manuals Dec 2019
for physicians, nurses, and technicians. Coordinated between CAMH Education and
CAMH Temerty Centre to ensure all aspects of the course from registration to delivery
were conducted in a professional and effective manner. Obtained course
accreditation and certification from the University of Toronto, The Royal College of
Physicians and Surgeons of Canada, The Canadian Psychological Association, The
American Medical Association, and The Canadian Association for Medical Radiation
Technologists. Worked with diverse bodies and organizations to conduct and manage
a large and continuous project for educating family physicians, psychiatrists, nurses,
and technicians in the use of repetitive transcranial magnetic stimulation (rTMS) in
treating psychiatric illnesses.
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Jan-Apr 2016
PSYC 1011 - Interpersonal Psychology , Fanshawe College
Part-time Lecturer: Created all course material and delivered weekly lectures to
approximately 60 students. Evaluated students on all examinations and coursework.
Jan-Apr 2016
PSYC 1067 - A Culture of Addictions , Fanshawe College
Part-time Lecturer: Created all course material and delivered weekly lectures to
approximately 65 students. Evaluated students on all examinations and coursework.
PSYC 3490 -Special Topics: The Development of the Social Brain, Western Jan-Apr 2015
University
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Teaching Assistant and Guest Lecturer: Assisted the Professor in grading one-half of
all assignments and coursework. Served as a Guest Lecturer to teach about domain-
general versus domain-specialized accounts of Theory of Mind.
PSYC 1042B - Exceptional Children: Behavioural Disorders , Western University Jan-Apr 2014
Teaching Assistant: Assisted the Professor in the management of students. Graded
and evaluated students on all examinations and coursework. Delivered all relevant
course material and grades via Sakai.