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Vivek Seharwat - Drones and The Law - International Responses To Rapid Drone Proliferation-Emerald Publishing (2021)
Vivek Seharwat - Drones and The Law - International Responses To Rapid Drone Proliferation-Emerald Publishing (2021)
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Foreword xi
Acknowledgments xiii
Introduction xv
Index 149
About the Author
There have been a number of technologies introduced that have changed the
world over the past several centuries, often in ways that nobody expected.
Unmanned aerial vehicles, commonly known as drones, are one such technology.
Born from hobbyists’ remote-controlled model airplanes, drones have now come
to be ubiquitous around the world. They are in use in multifarious ways, from
military use as weapons platforms and surveillance devices on the battlefield to
civilian uses to deliver packages and provide communications capabilities in rural
areas. The use that has attracted the most attention from policymakers, senior
military officers, and the general public is for targeted killing, what many refer to
as assassination. This latter use, primarily by the United States in the past two
decades, has led to a worldwide conversation among scholars about the best ways
in which to regulate military drone usage. These discussions have been chaotic
and often confrontational. Attempts to actually regulate military use of drones,
such as those by the Talinn group, have unfortunately reflected these widespread
disagreements and have been unsuccessful.
Dr. Vivek Sehrawat has provided a brilliant analysis of the issues surrounding
military use of drones from historical, cultural, and legal viewpoints. His book
will serve both beginners to this area as well as those who have studied these
problems equally well. It makes a great contribution to an important debate and
will provide new insights and guidance to those policy makers who must ulti-
mately find ways to control this new and potentially dangerous technology.
M. H. Hoeflich
John H. and John M. Kane Distinguished Professor of Law
University of Kansas
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Acknowledgments
This book has benefited immeasurably from the support and guidance of many
people. Foremost, I am grateful to my beloved Babaji, because I owe everything
in life to him.
I am thankful to my advisor Prof. Michael Hoeflich. He consistently allowed this
research to be my own work, but steered me in the right direction whenever he
thought I needed it. I am also grateful to the faculty members at University of
Kansas. I would like to thank Prof. Virginia Harper Ho for her patience and
support in overcoming numerous obstacles I faced through my research, espe-
cially last-minute favors. Special thanks to Prof. Elizabeth Kronk Warner for
reading and commenting on parts of the books. She provided invaluable guidance
and support in writing this book as well as other research projects.
I am grateful to the University of California, Davis, for providing me resources
and support as a Visiting Scholar. Especially, I am thankful to Prof. Karima
Bennoune and Beth Greenwood. I am grateful to Prof. Anupam Jha from the
Law Faculty, University of Delhi. He was always available whenever I needed
any advice. He provided invaluable support and encouragement. I am thankful to
Prof. Payal Kumar, BML Munjal University. She was always supportive to my
work and guided me through the publication process. I am also thankful to
Aditya Singh Rathore for assisting me in innumerable ways. Especial thanks to
my dear friend Manasiv Thakur for providing unconditional support throughout
the research. I am grateful to Mimi Joyce for her support, especially during initial
days. Also, Anurag Srivastava provided abled support and guidance, without him
this work would have not been possible. Anurag’s door were always open
whenever I ran into a trouble spot.
Finally, I must express my very profound gratitude to all my friends for providing
me with unfailing support and continuous encouragement throughout my years of
study. This accomplishment would not have been possible without them. Thank
you!
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Introduction
New technologies bring benefits as well as challenges for the society. This book
responds to the legal challenges raised by one such emerging technology—drone
usage. This book discusses world policy on drone strikes for counterterrorism
purposes and the myths about current-generation drone’s capabilities and
implications. Military drones’ usage has become more global. Drone strikes have
proven to be spectacularly successful—both in terms of finding and killing tar-
geted enemies and in avoiding most of the challenges and controversies that
accompany using traditional forces. Therefore, drone policies are criticized by
many scholars and most countries are struggling in adopting the drone regula-
tions. The book identifies the legal framework and sources of law applicable to the
current conflicts in which drones are employed.
Chapter 1 includes the definition of drones, historical background, and the
evolution of predator drones. The chapter discusses the legal posturing and what
drones really are: what technologies are out there and what is coming next. The
chapter discusses the evolution of drones and a history of the use and rhetoric of
drones that serves as the basis for robust analysis in following chapters.
Chapter 2 argues that drones should be treated as any other component of the
arsenal. Further the chapter argues that drones offer extensive and enhanced
opportunities for compliance with LOAC and other relevant laws governing the
use of certain weapons.
Chapter 3 focuses on targeted killing as it pertains to drones employed as a
means of warfare by the United States in its War on Terror. The justifications for
targeted drone strikes can be broken down along three lines—operational con-
siderations, theories of self-defense, and moral concerns. This project examines
whether the use of drones for targeted killings comports with the IHL.
Chapter 4 is a comprehensive assessment of the consequences of current-
generation drone proliferation in disputed territories and use by the non-state
actors. This chapter analysis three legitimate concerns with drone proliferation:
first, the use of drones in disputed territories; second, how it affects the war crisis
and war escalation between states; and third, rogue drone use by violent non-state
actors.
Chapter 5 analyzes the government and civilian uses of drones in these three
countries and identifies the “best-practices” for global application. All three
nations have drone regulating agencies. These agencies license drones, but they do
xvi Introduction
not provide any regulations for privacy issues. This leaves a gap between drone
usage regulations and privacy protection of the people. The other areas of law can
fill this gap, particularly when drone has a camera mounted. The chapter proposes
legal and policy guidelines for the privacy issues of drone usage.
Chapter 1
1. Introduction
During World War II, a top commander in what was then the United States
Army Air Forces, General Henry Arnold, developed a new way to attack U-boat
stations and other heavily fortified German positions: he turned old B-17 and
B-24 bombers into remotely piloted aircraft and loaded them with explosives.1
Arnold wrote in a memo to his staff, “If you can get mechanical machines to do
this, you are saving lives at the outset.”2 The missions had a poor track record,
but that did not deter Arnold from declaring in 1945 that “the next war may be
fought by airplanes with no men in them at all.”3
Nearly seven decades later, Arnold’s prophecy is slowly being realized: armed
drones are starting to rule the skies.4 Until now, the United States (US) has had a
relative monopoly over the use of drones, but it cannot count on maintaining that
for much longer.5 Other states are quickly catching up.6
The drone proliferation has spawned intellectual debates on whether a country
has the right under the international law to unilaterally deploy drones abroad for
military purposes.7 Drones are parodied, satirized, caricatured, excoriated, and
fetishized in a wide variety of outlets and media, including late night talk shows,
cartoons, Hollywood blockbusters, rock music, street art, gallery art, comedy
shows, and the White House Correspondent’s dinner.8 People have heard about
1
Sarah Kreps and Micah Zenko, The Next Drone Wars, FOREIGN AFFAIRS (March–April
2014), https://www.foreignaffairs.com/articles/2014-02-12/next-drone-wars.
2
Id.
3
Id.
4
Id.
5
Id.
6
Id.
7
Heeyong Daniel Jang, The Lawfulness of and case for combat drones in the fight against
terrorism, 2 NAT’L SEC. L. J. 1 (2013).
8
Arthur Holland Michel, Drones in Popular Culture, CENTER FOR THE STUDY OF THE DRONE
AT BARD COLLEGE (September 4, 2015) http://dronecenter.bard.edu/drones-popular-culture/.
drones, but they have heard different and contradictory things.9 People are not
sure whether they are for them, against them, or neither.10 The overwhelming
interest by militaries, hobbyists, and commercial purposes means this technology
is significant.11 Intention of people will determine whether the drones are used for
progress or cataclysm.12
The nature and use of drones varies widely.13 An increasing number of
countries have access to this novel technology to fulfill various military objectives,
including surveillance, reconnaissance, and targeted killing.14 The legality of
drones’ use raises questions for a variety of reasons, some more grounded in fact
than others, but despite these criticisms there is little question that the use of
drones in surveillance and combat roles is on the rise.15
This chapter examines the legal posturing and what drones really are: what
technologies are out there and what is coming next. The chapter discusses the
evolution of drones and a history of the use and rhetoric of drones that can serve
as the basis for robust analysis in following chapters. This chapter includes the
definition of drones, historical background, and the evolution of predator drones.
The chapter discusses two types of drones, i.e. surveillance, and their technologies.
It is important to discuss technology used in drones because a drone performs its
function with the help of these technologies. These functions cause various legal
challenges for drone operators. For example, performing surveillance with drones
presents unique legal threats to the safety and privacy of individuals. This chapter
will help in developing legal analysis of drones in the following chapters that
drones are not illegal to use but they are more complicated.
2. Drones
The term “drone” is consistently and materially employed throughout this book,
as such, there is a need to stipulate to a working definition because of the term’s
importance. It will be helpful in addressing the legal challenges that underlie the
use of drones.
9
Adam Rothstein, Drone, IX (2015).
10
Id.
11
Id.
12
Id.
13
Michael Schmitt, Drone Attacks Under the Jus ad Bellum and Jus in Bello: Clearing the
‘Fog of Law’ (2011) http://ssrn.com/abstract51801179.
14
Jang, supra note 7.
15
Michael Lewis, Drones and the Boundaries of the Battlefield, 47 Tex. Int’l L. J. 294 (2012).
Historical Introduction and Technology Used in Drones 3
16
Rothstein, supra note 9.
17
Kelsey Atherton, Flying Robots 101: Everything you Need to Know about Drones,
POPULAR SCIENCE (March 7, 2013) http://www.popsci.com/technology/article/2013-03/
drone-any-other-name.
18
Id.
19
David Hodgkinson and Rebecca Johnston, Aviation Law and Drones, Routledge, at 2
(2018).
20
Id.
21
Id.
22
Id.
23
Department of Defense, DICTIONARY OF MILITARY AND ASSOCIATED TERMS, 109 (August
2011). (Original, Gregoire Chamayou, Translated by Janet Lloyd, A Theory of the Drone,
27, The New Press, New York 2015).
4 Drones and the Law
The history of drones is that of a watchful eye turned weapon.25 The drone is
not a projectile, but a projectile-carrying machine.26 Also, this book uses the term
“drone” for domestic drones and military drones.
Military drones are referenced to as Unmanned Aerial Vehicles (UAVs),
Unmanned Combat Aerial Vehicles (UCAVs), or hunter-killers,27 Unmanned
Aircraft (UA) Remotely Piloted Vehicle (RPV) and Remotely Operated Aircraft
(ROA).28 There are sub-categories such as First Person View (FPV) where the
controller is guided by a live video feed from the craft, Micro Air Vehicle (MAV)
for the growing swarm of insect-sized flying bots now being perfected in science
labs, and Model Aircraft (MA) for the rapidly proliferating band of hobbyists.29
24
Laurie Blank, After “Top Gun”: How Drone Strikes Impact the Law of War, 33:3 U. PA. J.
INT’L L 677(March 14, 2012).
25
Gregoire Chamayou, Translated by Janet Lloyd, A Theory of the Drone, THE NEW PRESS,
at 11 (2015).
26
Id.
27
Lewis, supra note 15.
28
Mark Corcoran, Drone wars: The Definition Dogfight, ABC (February 28, 2013) http://
www.abc.net.au/news/2013-03-01/drone-wars-the-definition-dogfight/4546598.
29
Id.
30
Ben Zimmer, The Flight of ‘Drone’ from Bees to Planes, THE WALL STREET JOURNAL (July
26, 2013) http://www.wsj.com/articles/SB10001424127887324110404578625803736954968.
31
Id.
32
Id.
33
Id.
34
Id.
35
Id.
Historical Introduction and Technology Used in Drones 5
“Fahrney adopted the name ‘drone’ to refer to these aircraft in homage to the
Queen Bee.”36
The term fits, as a drone could only function when controlled by an operator
on the ground or in a “mother” plane.37 Following their lead, any machine that
flew without on-board human control is termed a drone.38 Early in the twenty-first
century a drone was defined as a pilotless, radio-controlled military target-towing
aircraft. Today drone is the popular description for anything that flies without a
pilot at the controls, whether it controlled directly by an operator on the ground
or is capable of autonomous flight with no direct human intervention.39
3. Historical Background
The drone’s military value did not blossom overnight. The history of drones is
ancient. Drone have a long history of being used for surveillance and deadly
strikes against known enemy targets where it seemed essential to use covert stealth
techniques. In China, kites carrying explosives were used by a warlord to assault
the walled city of his enemies.40 In 425 BC, Archytas, an ancient Greek philoso-
pher reputedly built and designed a steam propelled “pigeon” which apparently
flew 200 meters before running out of steam.41 In 400 BC, a vertical flight device,
the “Chinese top,” was invented in China, which consisted of feathers at the end
of a stick.42 The stick was spun between the hands to generate enough lift before it
could be released into free flight.43 The Egyptian Saqqara bird, a bird-shaped
artifact, with its 150 millimeter length and 180 millimeter wingspan is dated to
200 BC.44 It may have been able to glide; its wings were angled at that of modern
aircraft, and this indicates that the ancient Egyptians may have understood some
of the processes of aerodynamics.45
In 1818, “a French solider designed an aerial balloon that would use a time
delay to float over enemies and launch rockets down on top of them.”46 In August
22, 1849, when the Austrians, who controlled much of Italy at that time, launched
some 200 pilotless balloons against the city of Venice.47 The balloons were armed
with bombs controlled by timed fuses or fuses electrically activated via signals fed
36
Id.
37
Id.
38
Atherton, supra note 17.
39
Mark Corcoran, supra note 28.
40
David Hodgkinson and Rebecca Johnston, supra note 19 at 4.
41
Id.
42
Id.
43
Id.
44
Id.
45
Id.
46
Id.
47
Remote Piloted Aerial Vehicles: An Anthology, RPAV http://www.ctie.monash.edu/
hargrave/rpav_home.html#Beginnings.
6 Drones and the Law
up trailing copper wires.48 In 1862, less than two decades later, balloons were
flown in the US Civil War with both Confederate and Union forces using them
for reconnaissance and bombing sorties.49
Fast-forward to 1898, during the Spanish-American War, the US military
fitted a camera on a kite, producing the first ever-aerial reconnaissance photos.50
The origins of the electronic drone can be traced to the “target drones” used in the
early twentieth century.51 These “dumb” drones were used to test and train
combat pilots and anti-aircraft gunners.52 That was precisely what a target drone
was: a dummy towing a target, inexpensively made, to serve a limited purpose,
and be shot down.53
The history of technology suggests that technology is constantly evolving, and
outdating its prior inventions. In 1916, and across a shrinking Atlantic, the idea of
remotely-guided weapons sparked the interest of Captain Archibald M. Low
of the Royal Flying Corps in the United Kingdom, Low oversaw the construction
of a number of remotely-piloted planes that were fitted with explosive warheads.54
This included the “Aerial Target,” which was first launched in March 1917 from
the rear of a truck in England.55 The lightweight wooden plane along with suc-
cessive incarnations largely failed to maintain its altitude.56
However, the United States tried to build pilotless aircraft during World War I,
when the army experimented with a couple of “aerial torpedoes.”57 The one that
came closest to being produced was the Kettering Bug, a tiny biplane designed to
take off from rails and deliver a 200-pound warhead 50 miles away, guided by a
complicated autopilot system that involved a barometer and a gyroscope.58 The
Bug never worked as planned, until a test a few days before November 11, 1918,
the day World War I ended.59 In Germany, Dr Wilhelm von Siemens was
pioneering a similar project between 1915 and 1918.60 The Siemens Torpedo Glider
was a missile that could be dropped from a Zeppelin and then be guided toward its
target by radio.61 Crucially, however, for the period in which they were airborne,
the Aerial Targets did respond to radio control.62
48
Id.
49
Ian Shaw, The Rise of the Predator Empire: Tracing the History of US Drones,
UNDERSTANDING EMPIRE (2014) https://understandingempire.wordpress.com/2-0-a-brief-
history-of-u-s-drones/.
50
Id.
51
Id.
52
Id.
53
Chamayou, supra note 25, at 26.
54
Shaw, supra note 49.
55
Id.
56
Id.
57
Richard Whittle, Predator: The Secret Origins of the Drone Revolution, at 19 (2014).
58
Id.
59
Id.
60
Shaw, supra note 49.
61
Id.
62
Id.
Historical Introduction and Technology Used in Drones 7
Remote control would not become fully functional without major strides in
radio technology.63 The Flying Bomb, the Bug, and the Torpedo Glider were all
early forerunners to contemporary cruise missiles.64 However, the existence of
such planes remained at an experimental stage.65 In the 1930s, the idea of using
radio signals to fly airplanes remotely was pursued by Hollywood actor Reginald
Denny.66 He founded the Radio-plane Company in Los Angeles which turned its
attention toward aeromodelism.67 During World War II, the Germans deployed
drone bombs that were launched from planes and steered to the target by a pilot
using a radio-controlled stick.68 The United States manufactured 15,000 drones
for anti-aircraft practice at a plant in southern California during the war, and the
career of Norma Jean Dougherty, later known as Marilyn Monroe, was launched
when an Army magazine published a photograph of her working in a drone
factory.69 Thus the drone was born partly in Hollywood.70
In another incident in 1944, US Army Air Force’s project Aphrodite, packed
22,000 pounds of high explosives into heavily-used B-17 bombers, which were
rigged to be flown by remote control, then crashed into targets by a “mother ship”
flying much higher.71 Getting such a flying bomb airborne by radio was prob-
lematic, a crew of two airmen was needed to take off in the modified bomber,
designated a BQ-7, to arm the explosives and engage an autopilot to turn control
over to the accompanying mother ship, then bail over England.72
Denny’s Radio-plane company continued to sell the US Army its propeller-
driven remote-control target drones after the war, and in 1955 the company added
a film camera to one, creating the world’s first unmanned reconnaissance
aircraft.73 However, all this activity took place on the margins of warfare.74 The
problem afflicting drones was a lack of endurance in the air, and75 their weapons
delivery was blunt and inflexible.76 In the 1960s and 1970s, Air Force engineers
continued to tinker with drones for use in surveillance flights, which do not engage
63
Id.
64
Id.
65
Id.
66
Whittle, supra note 57.
67
Chamayou, supra note 25.
68
Peter Finn, Rise of the Drone: from Calif. Garage to Multibillion Dollar Defense Industry,
THE WASHINGTON POST (December 23, 2011) http://www.washingtonpost.com/national/
national-security/rise-of-the-drone-from-calif-garage-to-multibillion-dollar-defense-industry/
2011/12/22/gIQACG8UEP_story.html.
69
Id.
70
Chamayou, supra note 25.
71
Whittle, supra note 57 at 20 (revised).
72
Id.
73
Id., at 21.
74
Finn, supra note 68.
75
Id.
76
John Sifton, A Brief History of Drones, THE NATION (February 12, 2012) http://
www.thenation.com/article/brief-history-drones/.
8 Drones and the Law
3.1 Inventor of Drone: Abraham Karem and Evolution of the Predator Drone
This section discusses the evolution of predator drone and role of its inventor
Abraham Karem. Abraham Karem, (Abe), was constantly worked on drones and
dreamed of making them more efficient and effective. He developed an early
fascination with building aircraft and gravitated toward drones in the early
1970s when Israeli aviation engineers tried to satisfy an operational need for
real-time, front-line intelligence.79Abe’s preoccupation with drones continued for
30 years.80
Abe was concerned about the lack of endurance of a drone in the air.81
He wanted to increase the endurance of drones, some of which were crashing every
20 hours, by a factor of 100.82 He felt certain he could get at least 2,000 hours
flight time out of drones, making them far more cost effective, which would make
them more attractive as carriers of expensive cameras and other gadgets that the
military needed.83
Born in Baghdad, Abe was the son of a Jewish merchant who moved the
family to Israel in 1951.84 He was a born engineer.85 From the time Abe was a
toddler, he was always drawing things, making things, and taking things apart to
see how they worked.86 For instance, one day he climbed onto his Uncle Ezra’s
bed, found a round, brown light switch on a cord beneath the pillow, and took it
apart, getting a 110-volt sting he seemed to regard as more interesting than
painful.87 Later Abe joined the Aero Club of Israel, where a young adult coun-
selor was teaching youngsters like him to make model gliders that could fly.88
Within a year, he was flying models in competitions.89 Within two years, he was
the instructor for his Aero Club chapter.90 He then knew what he truly wanted to
do with his life.91 He was going to be an aeronautical engineer.92 From the time he
joined the Aero Club in Israel as a boy, Abe had read every book, magazine and
77
Id.
78
Finn, supra note 68.
79
Id.
80
Id.
81
Id.
82
Id.
83
Id.
84
Id.
85
Whittle, supra note 57, at 7.
86
Id.
87
Id.
88
Id., at 8.
89
Id.
90
Id.
91
Id.
92
Id.
Historical Introduction and Technology Used in Drones 9
newspaper article, and every scholarly paper he could find that had to do with
flight.93
In 1974, as an aircraft engineer Abe left Israeli Aircraft Industries to set up his
own drone business. He had no luck selling his ideas to the Israeli military, Abe
took his family and migrated to the US where he continued to work on his
designs.94 In 1977, to gain a foothold in the US aerospace industry, Abe took a
position with a tiny Los Angeles company called Developmental Sciences Inc.,
which had offered Israel a drone decoy in 1973 and was now working on projects
that included a DARPA-funded drone.95 Abe blamed the earlier design flaws on
the fact that most drones had been developed either by modelers accustomed to
making toys that were cheap to build and replace or by aerospace corporations.96
Best people worked on more lucrative products and their drones were designed
like target drones, to be expendable, primarily because their customers, the mil-
itary, expected no better in these corporations.97 Abe continued building aircraft
in his garage, worked with two other believers in drones: Jack Hertenstein, a
brainy, bashful radio-control modeler Abe had met him at Developmental Sci-
ences, and Jim Machin a pre-med student who impressed Abe at a free-flight
modeling meet.98 Moreover, during Abe’s brief stay at Developmental Sciences,
he had met Ira Kuhn, a technology entrepreneur who visited the company to
evaluate its drones on DARPA’s behalf.99
A year later, with the help of Hertenstein and Machin, Abe wheeled out a
bizarre, cigar-looking aircraft called the ‘Albatross’ that would change the face of
warfare forever.100 The Albatross was not meant to be an operational drone, just a
technology demonstrator.101 It was not much bigger than a model, and was made
mostly of mahogany plywood, spruce, urethane foam, and fiberglass shaped in
molds Abe had fabricated himself.102 The diameter of the fuselage’s bullet-shaped
nose measured 11.8 inches, the same as the unvarying chord of its 15-foot wing.103
The wing sat atop the fuselage, midway between the nose and tail; at its rear end,
a small vertical stabilizer 18 inches tall and half as wide pointed straight up.104
The propeller was powered by a two-stroke, single-cylinder McCulloch 101
93
Id., at 23.
94
Chris Cole, Rise of the Reapers: A Brief History of Drones, DRONE WARS UK (October 06,
2014) http://dronewars.net/2014/10/06/rise-of-the-reapers-a-brief-history-of-drones/.
95
Richard Whittle, The Man Who Invented the Predator, AIR & SPACE MAGAZINE, at 2 (April 2013)
http://www.airspacemag.com/flight-today/the-man-who-invented-the-predator-3970502/?
no-ist5&page52.
96
Whittle, supra note 57 at 24.
97
Id.
98
Whittle, supra note 95.
99
Id.
100
Shaw, supra note 49.
101
Whittle, supra note 57 at 25.
102
Id.
103
Id.
104
Id.
10 Drones and the Law
go-kart engine.105 Radio-controlled, the Albatross could take off and land like a
regular airplane using detachable landing gear and nose wheel.106 It also had a
parachute for emergency landing.107
Notably, Abe’s little drone weighed 105 pounds when totally empty but could
carry 95 pounds of fuel, an uncommonly high fuel fraction of 47.5%, a key feature
of aircraft endurance.108 In addition, it could carry a television camera in its
nose.109 At Dugway Proving Ground in Utah, Abe demonstrated that the
Albatross, the world’s first Predator, could stay in the air for 56 hours straight.110
From its humble beginnings in a garage in Los Angeles, Abe’s Predator
conclusively altered the arc of military history and promised to affect the lives of
millions of people around the world.111
Over the years, Predators went through significant changes because of the
rapid development of all the surrounding technologies. After the 9/11 attacks on
the US World Trade Center the use of drones increased at a rapid rate. Drones
became useful tools for surveillance and carefullytargeted killings.
4. Types of Drones
There are many different types of drones in the unmanned aircraft family: sur-
veillance drones, marine drones, submarine drones, nano drones, terrestrial
drones, and subterranean drones. This chapter focuses on the airborne drones
used for surveillance and weapon delivery.
As of 2019, drone companies orient themselves into three categories: military
use; photography use stemming directly from a military reconnaissance heritage;
and hobby use, which are still fairly similar, albeit with cheaper and less advanced
technology.112 This chapter focuses on military drones.
Military uses armed and surveillance drones. Armed drones quickly became
one of the US military’s primary weapons as the US counterterrorism shifted
from engaging in traditional, specified armed conflicts to targeting and killing
individuals regardless of their location.113 Military-category drones, including
those available for civilian purchase, are easily identified by their expensive and
powerful hardware.114 Drones come in a wide variety of sizes, from those that can
105
Id.
106
Id.
107
Id.
108
Id.
109
Whittle, supra note 95.
110
Shaw, supra note 49.
111
Id.
112
Rothstein, supra note 9 at 41.
113
Understanding Drones, FRIENDS COMMITTEE ON NATIONAL LEGISLATION (accessed on May
3, 2017) https://www.fcnl.org/updates/understanding-drones-43.
114
Rothstein, supra note 9, at 41.
Historical Introduction and Technology Used in Drones 11
be launched by hand to some which require short runways.115 A drone system has
two parts, the drone itself and the control system.116
The Missile Technology Control Regime (MTCR) is the main international
institution that regulates drones, and classifies drones as mini, tactical, and
strategic.117 Mini-drones are designed for quick deployment and easy mobility,
making them ideal for reconnaissance, surveillance and target acquisition.118 They
do not require intricate support systems, mini-drones are ideal for supporting
forward-deployed units within the army.119 For example, the RQ-11 Raven is
tiny, a soldier can heave it into the air one-handed.120 Once airborne, the Raven
has a range of 7.45 miles (12 km).121
Tactical drones are designed for reconnaissance, battle damage assessment,
surveillance, and target acquisition.122 They are launched form a pneumatic
catapult mounted on a trailer and recovered with equipment meant to decelerate
the drone as it lands.123
Strategic drones are used for many of the same purposes as tactical drones but
are able to fly higher, farther, and for longer periods of time.124 For example, the
MQ-1B Predator is an armed, multi-mission, medium-altitude, long-endurance
remotely piloted aircraft employed primarily as an intelligence-collection asset
and secondarily against dynamic execution targets.125 The CIA had developed the
Predator as a spying platform.126 The comment “quick, black, and dirty” meant
that the Predator would be on the fast-track, fully funded, and undercover as far
as oversight was concerned, the rush was on to turn it into an assassination
tool.127 The Air Force put a laser-targeting device, called the ball, on the
Predator.128 The ball, shines a laser beam on the target and jet fighters can drop
laser-guided bombs on the target.129
115
Shalem Pravas, Aerial Assassins: Drones, READ & DIGEST (accessed on September 1, 2015)
http://readanddigest.com/what-is-a-drone/.
116
Id.
117
Sarah E. Kreps, Drones: What Everyone Needs to Know, at 15 (2016).
118
Id., at 16.
119
Id.
120
Karl Tate, How Unmanned Drone Aircraft Work, LIVE SCIENCE (June 27, 2013) http://
www.livescience.com/37815-how-unmanned-drone-aircraft-work-infographic.html.
121
Id.
122
Sarah E. Kreps, supra note 117, at 16.
123
Id.
124
Id.
125
MQ-1B Predator, MILITARY.COM (accessed on May 3, 2017) http://www.military.com/
equipment/mq-1b-predator.
126
Id.
127
Id.
128
David Kohn, The Predator, CBS NEWS (January 07, 2003) http://www.cbsnews.com/news/
the-predator/.
129
Id.
12 Drones and the Law
5.1.1 Rotors
Drones are equipped with a variety of rotor configurations. Drones available for
commercial sale tend to be of quadrotor or other multirotor configurations, which
are much cheaper and easier to fly than helicopters, and have greater flight-hover
capabilities than fixed-wing aircraft.133 The quadrotor configuration is a relatively
recent innovation.134 “When you have multiple rotors, you get a lot of really
interesting benefits.”135 For example, having more than one propeller gives drones
more fail-safe options.136 If one of the rotors fails, the aircraft can still stay aloft
with the remaining rotors working in concert to compensate.137 In addition, the
more rotors provide more lift an aircraft will generate, allowing it to carry a
heavier payload, something that comes in handy when a camera is attached.138
130
Surveillance Drones, ELECTRONIC FRONTIER FOUNDATION https://www.eff.org/issues/
surveillance-drones.
131
Pravas, supra note 115.
132
Id.
133
Rothstein, supra note 9 at 36.
134
Id.
135
John Patrick Pullen, This is How Drone Works, TIME (April 3, 2015) http://time.com/
3769831/this-is-how-drones-work/.
136
Id.
137
Id.
138
Id.
Historical Introduction and Technology Used in Drones 13
139
Harry Montoro, Image Intensification: The Technology of Night Vision, EDU.
PHOTONICS.COM (accessed on May 3, 2017) https://www.photonics.com/EDU/Handbook.
aspx?AID525144.
140
GLOBALSECURITY.ORG, MILITARY SYSTEMS, http://www.globalsecurity.org/military/systems/
ground/nvg.htm.
141
Domestic Unmanned Aerial Vehicles (UAVs) and Drones, EPIC. ORG (accessed on
September 1, 2015) https://epic.org/privacy/drones/#resources.
142
Id.
143
Id.
144
Chamayou, supra note 25, at 38.
145
Id.
146
Pasi Vallaho, Biopolitical Screens: Image, Power, and the Neoliberal Brain (July 25,
2014) https://books.google.com/books?id5QYcRBAAAQBAJ&dq5synoptic1viewing1
in1drones&source5gbs_navlinks_s.
147
Chamayou, supra note 25 at 38.
148
Id.
149
Id.
14 Drones and the Law
150
Id.
151
Institute of Design, Robotics and Optimisation, UNIVERSITY OF LEEDS http://www.
engineering.leeds.ac.uk/idro/research/biomechatronics-and-robotics/exploration-robotics/
current-research/perch-and-stare.shtml.
152
Best Laser Microphones, http://www.bestlasermicrophones.com/ourproduct.html.
153
CIA Used Satellites To Prep For Bin Laden Raid (May 4, 2011) http://www.npr.org/2011/
05/04/135995089/cia-used-satellites-to-prep-for-bin-laden-raid.
154
US Drone Strike‘Kills 40’ in Pakistani Tribal Region, BBC (March 17, 2011) http://
www.bbc.com/news/world-south-asia-12769209.
155
Id.
156
Id.
157
Id.
158
Id.
Historical Introduction and Technology Used in Drones 15
159
William Saletan, Nowhere to Hide: Killer Drones That Can See Through Walls, SLATE
(September 17, 2008), http://www.slate.com/articles/health_and_science/human_nature/
2008/09/nowhere_to_hide.html.
160
Id.
161
Noah Shachtman, Army Tracking Plan: Drones That Never Forget a Face, WIRED
(September 28, 2011) https://www.wired.com/2011/09/drones-never-forget-a-face/.
162
Id.
163
Anil Jain and Ajay Kumar, Biometrics of Next Generation: An Overview, SPRINGER
(2010) https://www.scribd.com/document/273208372/Biometrics-of-Next-Generation-An-
Overview.
164
Face Recognition Technology, ACLU, (accessed on September 1, 2015) https://
www.aclu.org/issues/privacy-technology/surveillance-technologies/face-recognition-
technology.
165
Id.
166
Handbook of Statistics: Machine Learning: Theory and Applications, at 327.
16 Drones and the Law
surveillance systems.167 Time will tell if “soft biometric” algorithms that assemble
a mix of inputs from optical and other sources to keep track of targets for up to
750 feet away or more remain the subject of research grants or become practical
products.168 Drones equipped with facial recognition software, infrared technol-
ogy, and speakers capable of monitoring personal conversations could cause
unprecedented invasions of individual privacy rights.169 Interconnected drones
could enable mass tracking of vehicles and people in wide areas.170 Tiny drones
could go completely unnoticed while peering into the window of a home or place
of worship.171
167
Face Recognition Technology, supra note 166.
168
Noah Schachtman, Army Tracking Plan: Drones that Never Forget a Face, WIRED.COM
(September 28, 2011), http://www.wired.com/dangerroom/2011/09/drones-never-forget-a-
face/.
169
Domestic Drones, ACLU (accessed on September 1, 2015) https://www.aclu.org/issues/
privacy-technology/surveillance-technologies/domestic-drones.
170
Id.
171
Id.
172
James Igoe Walsh, The Effectiveness of Drone Strikes in Counterinsurgency and Counter
Terrorism Campaigns, STRATEGIC STUDIES INSTITUTE AND US ARMY WAR COLLEGE PRESS, at V
(September 2013).
173
Surveillance Drones, supra note 99.
174
Id.
175
Pravas, supra note 115.
176
Drones: What are They and How do They Work, BBC (January 31, 2012) https://
www.bbc.com/news/world-south-asia-10713898.
177
Id.
178
Walsh, supra note 172.
Historical Introduction and Technology Used in Drones 17
179
Robert Valdes, How the Predator UAV Works, HOW STUFF WORKS (April 1, 2004) http://
science.howstuffworks.com/predator.htm.
180
Surveillance Drones, supra note 99.
181
Id.
182
Chris Cole and Jim Wright, What are drones?, DRONE WARS U.K. (January 20, 2010) http://
dronewars.net/aboutdrone/.
183
Kristen Boon & Douglas Lovelace, The Drone Wars of the 21st Century: Costs and
Benefits, at 131 (2014) Oxford University Press.
184
Podins, Stinissen, Maybaum (Eds.), 5th International Conference on Cyber Conflict, The
Vulnerability of UAVs to Cyber Attacks - An Approach to the Risk Assessment, NATO
CCD COE PUBLICATIONS, Tallinn, at 4 (2013) https://ccdcoe.org/cycon/2013/proceedings/
d3r2s2_hartmann.pdf.
185
Id.
186
Id.
187
Id.
188
Id.
189
Id.
190
Id.
191
Id.
18 Drones and the Law
192
Id.
193
Pravas, supra note 115.
194
Id.
195
Kenneth R. Himes, OFM, DRONES AND THE ETHICS OF TARGETED KILLING, at 12 (2016).
196
Rosa Brooks, The Constitutional and Counterterrorism Implications of Targeted Killing:
Hearing Before the S. Judiciary Subcomm. On the Constitution, Civil Rights, and
Human Rights, 113TH CONG., 2 (April 23, 2013) (Statement by Professor Rosa Brooks,
Geo. U. L. Center), http://scholarship.law.georgetown.edu/cgi/viewcontent.cgi?article5
1114&context5cong.
197
Alan W. Dowd, Drone Wars: Risks and Warnings (2013) http://ssi.armywarcollege.edu/
pubs/Parameters/Issues/WinterSpring_2013/1_Article_Dowd.pdf.
198
Id.
199
Himes, supra note 195.
200
Rothstein, supra note 9.
201
Valdes, supra note 179.
202
Walsh, supra note 172.
203
Valdes, supra note 179.
Historical Introduction and Technology Used in Drones 19
state of the art infra-red cameras, GPS, laser or GPS guided missiles and other
top-secret systems.204
7. Technological Constraints
Weighing against the benefits of using drones are the technological constraints.
This section explores the constraints of drone technology such as human risk
factor, risk of cyber-attack and use of drones for terrorism. There are a number of
technological means of ensuring safety and accountability of drones.205 For
example, detect-and-avoid technology to prevent crashing; return-to-base func-
tionality to prevent lost drones; information-assurance mechanisms to prevent
hacking; and possible tools to allow for identification of drones, such as radio-
frequency identification tags or registration numbers.206 Despite these means, the
technology poses conundrums for regulators in assessing risk.207 For example,
drones rely on shared, non-secure radio frequencies, which means that the radio
link between grounds-based controller and drone can be interrupted.208 Regula-
tors worry about what could happen.209 Some manufacturers are addressing this
by programming drones to hover while waiting for the link to be re-established
and, if not, returning to home base after a set period.210
Technology is not the only constraint. The biggest constraint is the human risk
factor such as hostile intent or negligence. This constraint is challenging to
quantify, as it underscores the fact that humans and not fully autonomous robots
pilot drones.211 Characterizing risk on physical vehicles and systemic operating
controls is achievable.212
Military drones are constrained because they are vulnerable to cyber-attack.
Foreign governments such as China are persistent collectors of military secrets
and intellectual property. Cyber espionage is a common practice and various data
breaches were denounced in 2012 that could have a great impact also on the
security of these complex machines.213 Cyber-attacks, network exploits, and
204
Pravas, supra note 115.
205
Nabiha Syed & Michael Berry, Journo-Drones: A Flight over the Legal Landscape, 30:3,
COMMUN. LAWYER (June 2014) http://www.lskslaw.com/documents/CL_Jun14_v30n4_
SyedBerry.pdf.
206
Id.
207
Bob Hazel & Georges Aoude, In Commercial Drones the Race is on, at 8.
208
Id.
209
Id.
210
Id.
211
Melissa Hersh & Michael Hopmeier, Drones: In Technology We Trust, THE NATIONAL
INTEREST (September 2015) http://nationalinterest.org/feature/drones-technology-we-trust-
13829.
212
Id.
213
Pierluigi Paganini, Hacking Drones… Overview of the Main Threats, INFOSEC INSTITUTE
(June 4, 2013) http://resources.infosecinstitute.com/hacking-drones-overview-of-the-main-
threats/.
20 Drones and the Law
malware-based attacks are all methods to steal industrial secrets on special pro-
jects, and drones technologies are among the most targeted.214 The vehicles are
equipped with high technology components; each system could be potentially
subject to cyber-attack with serious repercussions.215
One of the biggest risk for military security experts involves the hijacking of a
drone by a remote attacker that could gain the access to the vehicle and use it
against the forces that manage it.216 For example, in 2011, the Iranians claimed
victory when they reportedly hacked a RQ-170 Sentinel stealth drone that was
being reportedly operated by the US CIA.217 This claim was implicitly confirmed
by a press statement by President Obama, asking for the return of the drone.218
Another constraint is that terrorists can use drones for cyber-attack. German
insurer Allianz, in a review of aviation safety publication said, “Cyber terrorism
may replace the hijacker and bomber and become the weapon of choice on
attacks against the aviation community.”219 A new magazine titled “Azan” set up
by Islamist radicals in Afghanistan and Pakistan is appealing to Muslims mil-
itants to develop new methods to disturb US drone operations.220
8. Conclusion
The drones are steadily improving, becoming smaller, smarter, and cheaper, as
with many technologies, that is likely to continue.221 The military and law
enforcement are keenly interested in developing small drones, which have the
advantages of being versatile, cheap to buy and maintain, and in some cases so
small and quiet that they will escape notice.222 Artificial intelligence advances will
likely help drones carry out spying missions.223 The amazing continual decreases
in the prices of electronics that have become normal in our time, all but guar-
antee, that the surveillance technologies attached to drones will become less
expensive and yet more powerful—and with mass production.224
214
Id.
215
Id.
216
Id.
217
Kevin Coleman & Silver Rhino, How Vulnerable are UAVs to Cyber-attack? C4ISR &
NETWORKS (February 23, 2015) http://www.c4isrnet.com/story/military-tech/blog/net-
defense/2015/02/23/drones-cyber-attack-threat/23883185/.
218
Podins, Stinissen & Maybaum, supra note 184.
219
Jonathan Gould & Victoria Bryan, Cyber-attacks, Drones Increase Threat to Plan
Safety: Insurer, REUTERS (December 4, 2014) http://www.reuters.com/article/2014/12/04/
us-insurance-airlines-safety-idUSKCN0JI1G120141204.
220
Podins, Stinissen & Maybaum, supra note 184.
221
Jay Stanley and Catherine Crump, Protecting Privacy from Aerial Surveillance,
ACLU, at 4 (December 2011) https://www.aclu.org/files/assets/protectingprivacyfromaerial
surveillance.pdf.
222
Id.
223
Id.
224
Id.
Historical Introduction and Technology Used in Drones 21
225
Michael C. Horowitz, Sarah E. Kreps, and Matthew Fuhrmann. Separating Fact from
Fiction in the Debate over Drone Proliferation. 41:2 Q. J.: INT’L. SECUR. 22 (Fall 2016)
https://www.mitpressjournals.org/doi/pdf/10.1162/ISEC_a_00257.
226
Id.
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Chapter 2
1. Introduction
In the twenty-first century, the use of drones in military combat operations is one
of the most legally controversial issues confronting international humanitarian
law (IHL) and law of armed conflict (LOAC).1 This chapter argues that drones
should be treated as any other component of the arsenal. A drone can be a
weapons platform or singular weapon system. This chapter further argues that
drones indeed offer extensive and enhanced opportunities for compliance with
LOAC and other relevant laws governing the use of certain weapons. Particularly,
drones are well suited to execute theories of self-defense in international affairs.
Drones can be used for a wide variety of tasks other than kinetic operations, such
as: observation and reconnaissance, intelligence collection, target acquisition,
search and rescue, delivery of humanitarian aid, and transportation of
equipment.2
The appearance of new and advanced weapons in warfare is hardly a new
challenge in the history of armed conflict.3 The epic poem Mahabharatha [200
BC–200 AD], forbids the use of “hyper-destructive” weapons: the warrior Arjuna,
observing the law of war, refrained from using the pasupathastra4 because when
the fight was restricted to ordinary conventional weapons, the use of
1
Michael W. Lewis, Drones and the Boundaries of the Battlefield, 47 TEX. INT’L. L. J. 294
(2011–2012).
2
David Turns, Droning on: Some International Humanitarian Law Aspects of the Use of
Unmanned Aerial Vehicles in Contemporary Armed Conflicts, at 199 (2014).
3
Rayan J. Vogel, Drone Warfare and the Law of Armed Conflict, 39 DENV. J. INT’L L. & POL’Y
103 (2010–2011).
4
Generally see, Section XL, http://www.sacred-texts.com/hin/m03/m03040.htm, Pasupathastra:
capable of destroying all beings and creation itself, this weapon should not be hurled
without adequate cause; for if hurled at any foe of little might it may destroy the whole
universe. In the three worlds with all their mobile and immobile creatures, there is none
who is incapable of being slain by this weapon. And it may be hurled by the mind, by
the eye, by words, and by the bow.
extraordinary or unconventional weapons was not even moral, let alone in con-
formity with religion or recognized rules of warfare.5
At different times in history, developments such as the crossbow, gunpowder,
machine guns, tanks, airplanes, noxious gasses, nuclear bombs, and a number of
other deadly inventions irreversibly changed the landscape of warfare and
required combatants to reassess the laws governing armed conflict.6 Drones have
become a central instrument in armed conflict, and an increasing number of states
and even non-state actors have deployed them in some way or another—although
Western armies clearly have a significant technological advantage in this respect.7
Legal scholars have expressed a variety of opinions on the use of drones.8 On one
hand, scholars argue that drones are lawful weapons under international law in a
time of armed conflict, while on the other hand, critics argue that drones are being
used in ways that violate international law.9 The legality of drones has been
questioned for a variety of reasons, some more grounded in fact than others, but
despite this criticism there is little question that the use of drones in surveillance
and combat roles is on the rise.10
The recent proliferation of drones has spawned intellectual debate on whether
a country has the right under the LOAC and international law to unilaterally
deploy these remotely controlled aircrafts abroad for military purposes. The use
of drones in support of combat operations—particularly striking distant terror
operatives—has become the most controversial legal topic.11 Many of the most-
frequently expressed criticisms about drones. Drone warfare do not hold up well
under serious scrutiny or there’s nothing uniquely different or worse about drones
when compared to other military technologies.12 Consider the most common anti-
drone argument: drones kill a disproportionate number of civilian non-
combatants.13 In another criticism, Ben Emmerson, the special rapporteur on
human rights and counter-terrorism concluded that drone strikes that are known
5
Gray D. Solis, The Law of Armed Conflict: International Humanitarian Law in War, 7
(2010).
6
Vogel, supra note 3 at 103.
7
Ferderic Megret, The Humanitarian Problem with Drones, 5 UT. L. REV. 1284 (2013).
8
Shani Dann, Drone Strikes and IHL (November 6, 2014) http://humanityinwarblog.com/
2014/11/06/drone-strikes-and-ihl/.
9
Id.
10
Lewis, supra note 1, at 294.
11
Heeyong Daniel Jang, The Lawfulness of and Case for Combat Drones in the Fight Against
Terrorism, 2:1 NAT’L L.J. 2 (2013–2014).
12
Rosa Brooks, The Constitutional and Counterterrorism Implications of Targeted Killing:
Hearing Before the S. Judiciary Subcomm. On the Constitution, Civil Rights, and Human
Rights, 113TH CONG., 2 (April 23, 2013) (Statement by Professor Rosa Brooks, Geo. U. L.
Center), http://scholarship.law.georgetown.edu/cgi/viewcontent.cgi?article51114&context
5cong.
13
Id.
Legality of Drones under LOAC and International Law 25
to have caused civilian casualties may have been carried out in violation of
international law.14 He said, “It’s not the drone that is the problem. The problem
is the lack of clarity under which it is lawful to deploy lethal force by drone.”15
This chapter responds to the criticism of drone legality.
However, drones kill fewer civilians, as a percentage of total fatalities, than
any other military weapon.16 According to the UN’s mission in Afghanistan
(UNAMA)17 2012 report, the number of Afghan civilian casualties caused by the
United States and its allies did not increase in 2012, in fact, they decreased by
46%. More specifically, civilian casualties from “aerial attacks” fell 42%.18 The
UNAMA report found that drones released 506 weapons in 2012, compared to
294 from the previous year.19 Five incidents resulted in casualties with 16 civilians
killed and three wounded, up from just one incident in 2011.20 Even as drone
attacks increased, the UN reported an overall decrease in civilian deaths by air-
strikes with the US-led coalition implementing stricter measures to prevent
innocent people from being killed.21 In another empirical report concerning drone
strikes cited by The New York Times, 522 strikes have killed an estimated 3,376
militants and 476 civilians, decimating al-Qaida leadership even as the loss of
innocent life intensifies anti-American sentiment in nations where strikes occur.22
Further, according to The Long War Journal, an estimated 801 militant deaths in
Pakistan occurred from US drone strikes in 2010.23 This figure is significantly
higher than the 195 drone-caused deaths occurring from 2004 to 2007.24
In contrast, several claims of civilian casualties caused by conventional air-
crafts and weaponry have gone underreported. For example, an interview con-
ducted by The Economist with 20 residents of the Pakistani tribal areas confirmed
that many residents view individual drone strikes as preferable to the artillery
barrages of the Pakistani military.25 The residents insisted that the drones do not
14
Ed Pilkington & Ryan Devereaux, US Defends Drone Strikes as ‘Necessary and Just’ in
Face of UN Criticism, THE GUARDIAN (October 25, 2013) https://www.theguardian.com/
world/2013/oct/25/un-drones-us-policy-debate.
15
Id.
16
William Saletan, In Defense of Drones, SLATE (February 2013) http://www.slate.com/
articles/health_and_science/human_nature/2013/02/drones.
17
Hereinafter, U.N.’s mission in Afghanistan referred to as “UNAMA” or “UNAMA’s.”
18
Saletan, supra note 16.
19
Kim Gamel, UN: Drones Killed more Afghan Civilians in 2012, YAHOO NEWS (February
19, 2013) https://www.yahoo.com/news/un-drones-killed-more-afghan-civilians-2012-1459
31602.html?ref5gs.
20
Id.
21
Id.
22
Steven Simon, In Defense of Drones, MSNBC (April 26, 2015) http://www.msnbc.com/
msnbc/defense-drones.
23
Jang, supra note 11.
24
Id.
25
Kenneth Anderson & Benjamin Wittes, Three Deep Flaws in Two New Human-Rights
Reports on US Drone Strikes, NEW REPUBLIC (October 24, 2013) https://newrepublic.com/
article/115329/amnesty-international-human-rights-watch-drone-reports-are-flawed.
26 Drones and the Law
Therefore, the use of drones must be carefully weighed against the fact that it
creates enemies, even as it destroys them. Under that logic, the same argument
might as well be used against all airstrikes, or for that matter, artillery strikes.35
26
Id.
27
Id.
28
Brooks, supra note 12.
29
Id.
30
Id.
31
Id.
32
Martha McSally, Should the United States Continue Its Use of Drone Strikes Abroad?
PROCON.ORG (last updated April 29, 2015) http://drones.procon.org/view.answers.php?
questionID5001894.
33
Simon, supra note 22.
34
Michael Schmitt, Yearbook of International Humanitarian Law 313 (2010).
35
Simon, supra note 22.
Legality of Drones under LOAC and International Law 27
36
Id.
37
James Foy, Autonomous Weapons Systems Taking the Human Out of International
Humanitarian Law, 23 DAL. J. LEGAL STUD. 47, 53 (2014).
38
Rod Powers, Law of Armed Conflict (LOAC), THE RULES OF WAR, http://usmilitary.
about.com/cs/wars/a/loac.htm.
39
Id.
40
Id.
41
Solis, supra note 5, at 7.
42
Powers, supra note 38.
28 Drones and the Law
It also aims to protect civilians, prisoners of war, the wounded, sick, and
shipwrecked.43
The LOAC regulates, among other things, the means, and methods of warfare –
the weapons used and the tactics employed.44 At its foundation, the LOAC is
based on four key principles: distinction, proportionality, unnecessary suffering,
and military necessity. All of which undergird the spirit and purpose of the law and
drive determinations in areas such as targeting, detention, and treatment of
persons.45 The four fundamental LOAC principles are discussed in detail in the
following section.
Weapon laws and lawful use of drones need to be analyzed for the overall
lawfulness of a weapon system under LOAC.46 The weapon laws verify that the
weapon itself is lawful.47 Weapon laws determine whether the use of the weapon
system during hostilities might be prohibited in some manner under the LAOC.48
A weapon must satisfy two legal aspects before it may lawfully be used on a
battlefield49; the weapon should (1) prevent unnecessary suffering, and (2) be
capable of effectively distinguishing targets.
The overarching principle that pertains to weapon systems is the prohibition of
superfluous injury or unnecessary suffering.50 Weapons that cannot be directed at
specific military objectives, or weaponry considered overly dangerous by nature,
can violate the principle of distinction and found to be unlawful per se.51
Moreover, even if a specific type of weapon is not unlawful per se, or is not
specifically prohibited by particular treaties, governments are prohibited from
improperly employing a weapon in a manner that would result in unnecessary
suffering or in the targeting of civilian populations.52 Such use is also unlawful
under the relevant rules of the LOAC.53 The two rules governing weapon laws are
discussed in detail in the following section.
43
Id.
44
Oren Gross, The New Way of War: Is There a Duty to Use Drones? 67 Fla. L. Rev. 1, 27
(2015).
45
Laurie R. Blank, After “Top Gun”: How Drone strikes impact the law of war, 33:3 U. Pa.
J. INT’L. L. 681 (February 14, 2012).
46
Jeffrey Thurnher, The Law That Applies to Autonomous Weapon Systems, 17 AM. SOC. OF
INT’L. LAW 4 (January 18, 2013) https://www.asil.org/insights/volume/17/issue/4/law-applies-
autonomous-weapon-systems.
47
Id.
48
Id.
49
Id.
50
Gross, supra note 44, at 28.
51
Id.
52
Id.
53
Id.
Legality of Drones under LOAC and International Law 29
principles. Again, the LOAC revolves around four core principles: distinction,
proportionality, preventing unnecessary suffering, and military necessity. Appli-
cation of any weapon depends upon these four general principles of the LOAC.
Additionally, targeting law governs the circumstances of the use of lawful
weapons and includes general principles of the LOAC. The following arguments
help establish a basis for the conclusion that LOAC rules are sufficient to regulate
drones.
2.1.1.1 Distinction. “Distinction” means persons employing force must
distinguish between lawful military targets (e.g., opposing combatants, equip-
ment, or facilities), protected persons (e.g., civilians, medical personnel, chaplains,
or persons who are hors de combat), property, and unlawful targets.54 Greater
awareness of the distinction principle has coincided with technological develop-
ments that enable increasingly precise targeting.55 According to Article 48 of
Additional Protocol I of the Geneva Convention,
Through its language, Additional Protocol I prohibits the use of weapons that
are “of a nature to strike military objectives and civilians or civilian objects
without distinction.”57
Far from bombing entire industrial valleys or cities, which would inevitably
lead to civilians being caught in the crosshairs, new technology has allowed states
to be far more discriminate.58 Indeed, the adoption of drones equipped with
precision-guided munitions is the most recent improvement.59 Drones equipped
with modern imaging technologies enable operators located thousands of miles
away to view details as fine as individual faces; this allows operators to distinguish
between civilians and combatants far more effectively than most other weapons
systems.60 According to General (Ret.) James E. Cartwright, former Vice
54
Christopher P. Toscano, “Friend of Humans”: An Argument for Developing Autonomous
Weapons Systems, 8 J. NAT’L SEC. L. & POL’Y 189 (2010).
55
John Kaag & Sarah Kreps, Drone Warfare, 81 (2010).
56
Protocol Additional to the Geneva Conventions of 12 August 1949, and relating to the
Protection of Victims of International Armed Conflicts (Protocol I), ICRC (June 8, 1977)
https://www.icrc.org/ihl/4e473c7bc8854f2ec12563f60039c738/
8a9e7e14c63c7f30c12563cd0051dc5c?OpenDocument.
57
Rule 71, CUSTOMARY IHL, https://ihl-databases.icrc.org/customary-ihl/eng/docs/v1_rul_
rule71.
58
Kaag & Kreps, supra note 55 at 81.
59
Id.
60
Brooks, supra note 12.
30 Drones and the Law
61
John Brennan, Should the United States Continue Its Use of Drone Strikes Abroad?
PROCON.ORG (April 29, 2015) http://drones.procon.org/view.answers.php?questionID
5001894.
62
Id.
63
Basic Principles of LOAC and their Targeting Implications, CURTIS E. LEMAY CENTER (last
updated January 10, 2014) https://doctrine.af.mil/download.jsp?filename53-60-D33-
Target-LOAC.pdf.
64
Blank, supra note 45, at 681–682.
65
Id.
66
Id.
67
Id.
68
Id.
69
Id.
70
Id.
Legality of Drones under LOAC and International Law 31
Armed drones offer the advantage of less destructive weapons and greater
command and control over firing decisions. Drones can employ Hellfire missiles
that weigh 100 pounds with a warhead of approximately 35 pounds.71 That is one-
twentieth the size of a standard laser-guided bomb or cruise missile and less than
half the size of the smallest precision ordnance dropped from conventional
aircraft.72 Proportionality inherently covers the notion to control and limit
collateral damage to civilians and civilian property.
Proportionality is a venerable concept. Hugo Grotius, a seventeenth century
Dutch legal scholar and philosopher, was the father of modern international law
and a staunch opponent of war73 writes, “one must take care of, as far as is
possible, to prevent the death of innocent persons, even by accident.”74 Even when
a target is purely military, the element of proportionality is still considered when
prosecuting a target. Proportionality brings with it an obligation to consider all
options when making targeting decisions: verification of the target; timing of the
attack; the chosen weapon of choice; and warnings and evacuations for civilian
populations.75 Drones, with their ability to see, think, and act in a controlled
manner, provide ample opportunity to consider all options before engaging a
target. Drone operators, after duly considering all options and taking all miti-
gating maneuvers into account, can minimize damage to civilian life and
property.
2.1.1.3 Unnecessary Suffering. The principle of humanity, also commonly
referred to as the principle of unnecessary suffering, aims to minimize suffering in
armed conflict.76 The core LOAC concept of unnecessary suffering, a concept
created to limit damage to civilians while killing combatants, is codified in
Additional Protocol 1, Article 35(2) “it is prohibited to employ weapons, pro-
jectiles and materials and methods of warfare of a nature to cause superfluous
injury or unnecessary suffering”77 Once a military purpose has been achieved, the
infliction of further suffering is unnecessary.78
There is nothing unique about the armaments and munitions carried by drones
and used by their pilots. Thus, Alston, acknowledged in his Study on Targeted
Killings that, “a missile fired from a drone is no different from any other
71
Michael W. Lewis and Emily Crawrord, Drones and Distinction: How IHL Encouraged
the Rise of Drones, 44 Geo. J. INT’L. 1151 (2012–2013).
72
Id.
73
Jim Powell, Natural Law and Peace: A Biography of Hugo Grotius (July 4, 2000) https://
www.libertarianism.org/publications/essays/natural-law-peace-biography-hugo-grotius.
74
Lewis and Crawrord, supra note 71, at 275.
75
Id.
76
Blank, supra note 45, at 682.
77
Protocol Additional to the Geneva Conventions of 12 August 1949, and Relating to the
Protection of Victims of International Armed Conflicts (Protocol I), supra note 56.
78
Blank, supra note 45, at 682.
32 Drones and the Law
79
Philip Alston, Special Rapporteur on Extrajudicial, Summary, or Arbitrary Executions,
Study on Targeted Killings, U.N. Doc. A/HRC/14/24/Add. 6 (May 28, 2010).
80
Toscano, supra note 54, at 205.
81
Blank, supra note 45, at 682.
82
Anthony Finn & Steve Scheding, Developments and Challenges for Autonomous
Unmanned Vehicles: A Compendium, 172 (2010).
83
Id.
84
Gross, supra note 44, at 28.
85
Finn & Scheding, supra note 82.
86
Id.
87
Id.
88
Michael N. Schmitt, Autonomous Weapon Systems and International Humanitarian Law:
A Reply to the Critics, 10 HARVARD NAT’L. SECUR. J. (2013), http://harvardnsj.org/wp-content/
uploads/2013/02/Schmitt-Autonomous-Weapon-Systems-and-IHL-Final.pdf.
89
Vogel, supra note 3, at 115.
90
Id.
Legality of Drones under LOAC and International Law 33
Taliban official in the impenetrable border region of Pakistan while he was resting
on the roof of a house with his wife and hooked up to an IV-drip for kidney
problems.91 The Taliban member was wanted for his involvement in a number of
suicide bombings and the assassination of former Pakistani Prime Minister
Benazir Bhutto.92 In such situations, and others like it, drone strikes offer a
“definite military advantage.”93
Drones, because of advanced technology can be very precise in targeted killing.
Commanders and their legal advisors have ample to make informed decision to
go after a target. They can easily assess the situation, and are capable of con-
trolling the violence.
91
Id. (also see, Peter Finn & Joby Warrick, Under Panetta, A More Aggressive CIA,
WASHINGTON POST (March 21, 2010) http://www.washingtonpost.com/wp-dyn/content/
article/2010/03/20/AR2010032003343.html.
92
Id.
93
Id.
94
Rule 71 (Weapons That Are by Nature Indiscriminate), Customary International
Humanitarian Law, ICRC (accessed on July 7, 2015) https://www.icrc.org/customaryihl/
eng/docs/v1_cha_chapter20_rul71.
95
Kathleen Lawand, A Guide to Legal Review of New Weapons, Means and Methods of
Warfare, Measure to implement article 36 of Additional Protocol I of 1977 (2006), ICRC,
Revised, Geneva (accessed on July 22, 2015) http://www.article36.org/wp-ontent/uploads/
2011/12/icrc_002_0902.pdf.
96
A.G. Houston, Executive Series ADDP 06.4 Law of Armed Conflict, COMMONWEALTH OF
AUSTRALIA Ed. 1, 4.4 (2006) http://www.defence.gov.au/adfwc/documents/doctrinelibrary/
addp/addp06.4-lawofarmedconflict.pdf.
34 Drones and the Law
97
Treaties and State Parties to such Treaties, Declaration Renouncing the Use, in Time of
War, of Explosive Projectiles Under 400 Grammes Weight. SAINT PETERSBURG, 29 NOVEMBER/
11 DECEMBER 1868, ICRC https://www.icrc.org/ihl/INTRO/130?OpenDocument.
98
Protocol Additional to the Geneva Conventions of 12 August 1949, and Relating to the
Protection of Victims of International Armed Conflicts (Protocol I), 8 June 1977, TREATIES,
ST., PARTIES & COMMENT. (Int’l Comm. of the Red Cross), at Article 35, available at https://
www.icrc.org/ihl/WebART/470-750044?OpenDocument.
99
Schmit, supra note 82, at 27.
100
Blank, supra note 45, at 682.
101
Id.
102
Generally see, Id.
103
Id.
104
Id., at 685.
105
Id., at 686.
Legality of Drones under LOAC and International Law 35
[U]nder IHL the rules of war, i.e. the set of laws governing armed
conflict, drones are not expressly prohibited, nor are they
considered to be inherently indiscriminate or perfidious. In this
respect, they are no different from weapons launched from
manned aircraft such as helicopters or other combat aircraft. It
is important to emphasize, however, that while drones are not
unlawful in themselves, their use is subject to international law.106
Therefore, it appears drones comply with the various weapon laws, however,
when a drone is acting as a “weapons platform,” the ordinance carried by the
drone is still governed by other specific areas of weapons law. For example, if a
drone is armed with chemical weapons, the applicable law is the convention on
the Prohibition of the Development, Production, Stockpiling and use of Chemical
Weapons and their Destruction.107 Alternatively, if armed with “conventional”
munitions, then the general law of targeting would apply (be that treaty law,
customary international law, or both).108 Usually, drones carry Hellfire missiles,
which are not banned by any international treaty or convention and do not have
any characteristics that cause unnecessary injury. By both measures of weapon
laws—indiscriminate targeting and preventing unnecessary suffering—armed
drones pass muster.109
As discussed earlier, a drone can have advanced technical features and
extensive surveillance capabilities, and when combined with precision-guided
Hellfire missile, drones should be considered a discriminate weapon system.
The ability to track a target for hours, even days, before launching an attack
facilitates accurate targeting and enhances the protection of civilians by allowing
drone operators the ability to choose the time and place of attack with an intent of
minimizing civilian casualties or damage.110 Therefore, because armed drones can
easily target pure military objectives, and have effects that can be limited, as much
as possible, to military objects, drones thus meet the standards of Article 51(4) of
Additional Protocol I.111
106
Peter Maurer (the president of the ICRC), The Use of Armed Drones must Comply with
Laws, ICRC (May 10, 2013) https://www.icrc.org/eng/resources/documents/interview/2013/
05-10-drone-weapons-ihl.htm.
107
M.N. Schmitt, Louise Arimatsu, & Tim McCormack, Yearbook of International
Humanitarian Law- 2010, at 137 (August 5, 2011), (Ian Henderson, chapter: Civilian
Intelligence Agencies and the use of Armed Drones).
108
Id.
109
Blank, supra note 45, at 686.
110
Id., at 687.
111
Id.
36 Drones and the Law
analyze their use according to the principles of the LOAC; or more particularly,
the principles of distinction, proportionality, and precaution.
2.3.1 Distinction
As discussed above, advanced technology places drones in a better position to
distinguish between combatants and non-combatants. Historically, distinction
was easy; combatants wore uniforms and non-combatants did not. Now, the
“global war on terrorism” has raised new concerns because terrorists do not wear
traditional uniforms, and it has become harder to distinguish between civilians
and terrorists. Terrorists often take advantage of civilian populations and hide
themselves among them. The situation has raised new challenges for drone
operators in regards to distinction. State militaries wishing to assert compliance
with a legal regime that regards human shielding and intermingling with the
civilian population as unacceptable were pressured to ensure that their attacks
became increasingly more discriminate and that their intelligence became more
accurate.112
The challenge found in non-state armed conflict is identifying the legitimate
target. As discussed above, Article 48 of Additional Protocol I states that, “in
order to ensure respect for and protection of the civilian population and civilian
objects, the Parties to the conflict shall at all times distinguish between the civilian
population and combatants and between civilian objects and military objectives
and accordingly shall direct their operations only against military objectives.”113
Distinction is also emphasized in Article 51(4) of Additional Protocol I:
112
Lewis & Crawrord, supra note 71, at 1153.
113
Additional Protocol I https://www.icrc.org/ihl/4e473c7bc8854f2ec12563f60039c738/
8a9e7e14c63c7f30c12563cd00.
114
Article 51, Additional Protocol I, hl/WebART/470-750065" https://www.icrc.org/ihl/
WebART/470-750065.
Legality of Drones under LOAC and International Law 37
115
Blank, supra note 45, at 691.
116
Lewis & Crawrord, supra note 71, at 1152.
117
Id.
118
Id.
119
Id.
120
Id., at 1153.
121
Id.
122
Id.
123
Blank, supra note 45, at 692.
124
Lewis & Crawrord, supra note 71, at 1153.
125
Empty wheel, Pattern of Life Drone Strikes, SHADOW PROOF (May 7, 2010) https://
shadowproof.com/2010/05/06/pattern-of-life-drone-strikes.
38 Drones and the Law
reduce the emotional element for the humans behind the “joy sticks” when
engaging targets.126
2.3.2 Proportionality
Proportionality is closely linked with the principle of distinction and correctly
identifying objects as military and civilian.127 For an action to be considered
proportional, the anticipated military gain must exceed the anticipated damage to
civilians and their property.128 Article 51(b) of Additional Protocol I proscribes
that “an attack which may be expected to cause incidental loss of civilian life,
injury to civilians, damage to civilian objects, or a combination thereof, which
would be excessive in relation to the concrete and direct military advantage
anticipated” is disproportionate.129 Thus, a commander must refrain from any
attack in which the expected civilian casualties will be excessive in light of the
anticipated military advantage gained.130
Loss of life and damage to property incidental to attacks must not be excessive
in relation to the concrete and direct military advantage expected to be gained.131
The key here is the word “incidental,” meaning outside of the military targets or
more commonly known as “collateral damage.”132 However, if a target is purely
military (i.e. no civilian component) proportionality is not a requirement.133
Proportionality is a necessary consideration in attacks on civilians, not on
combatants.134 Proportionality brings with it an obligation to consider all options
when making targeting decisions: verifying the target, timing the target, identi-
fying the weapons used, warning and evacuating civilian populations.135
According to CIA Director John Brennan:
126
P.W. Singer, Military Robots and the Laws of War, NEW ATLANTIS, at 25 (Winter 2009)
http://www.thenewatlantis.com/docLib/20090203_TNA23Singer.pdf/.
127
Kaag & Kreps, supra note 55, at 94.
128
Id.
129
Id.
130
Blank, supra note 45, at 682.
131
Four basic principles, LOAC (accessed on March 21, 2017) http://loacblog.com/loac-
basics/4-basic-principles/.
132
Id.
133
Id.
134
Solis, supra note 5, at 274.
135
Blank, supra note 45.
Legality of Drones under LOAC and International Law 39
Also, Article 2(3) of the 1907 Hague Convention (IX) further states, “[a]
commander shall take all due measures in order that the town may suffer as little
harm as possible.”139 Article 57(2)(c) of Additional Protocol I mandates that those
who plan or decide upon an attack “take all feasible precautions in the choice of
means and methods of attack with a view to avoiding, and in any event to
minimizing, incidental loss of civilian life, injury to civilians and damage to
civilian objects.”140 Additionally, according to article 57 (3) of Additional Pro-
tocol I, “when a choice is possible between several military objectives for
obtaining a similar military advantage, the objective to be selected shall be that
the attack on which may be expected to cause the least danger to civilian lives and
to civilian objects.”141 The primary variables of Article 57 may be identified as
“the time necessary to gather and process the additional information, the extent to
which it would clarify any uncertainty, competing demands on the intelligence,
136
Id. at 275. Blank, supra note 45. Brennan, supra note 61.
137
Geoffrey Corn, Precautions to Minimize Civilian Harm are a Fundamental Principle of
the Law of War, JUST SECURITY (July 8, 2015) https://www.justsecurity.org/24493/
obligation-precautions-fundamental-principle-law-war/.
138
Article 27 of the 1899 Hague Convention http://avalon.law.yale.edu/19th_century/
hague02.as#art27.
139
Article 2 of the 1907 Hague Convention http://avalon.law.yale.edu/20th_century/
hague09.asp.
140
Article 57 (2) (ii) of AP Ihttps://www.icrc.org/applic/ihl/ihl.nsf/9ac284404d38ed2bc
1256311002afd89/50fb5579fb098aac12563cd0051dd7c.
141
Article 57 (3) of AP I.
40 Drones and the Law
142
Frederik Rosén, Extremely Stealthy and Incredibly Close: Drones, Control and Legal
Responsibility, J CONFLICT SECUR. LAW, first published online (October 16, 2013) http://
jcsl.oxfordjournals.org/content/early/2013/10/16/jcsl.krt02.
143
Gross, supra note 44, at 30.
144
Id.
145
Id.
146
Rosén, supra note 142.
147
Id.
148
Id.
149
Id.
150
Stuart Casey-Maslen, Drone strikes under jus ad bellum, jus in bello, and international
human rights law, 94:886 INT’L REV. RED CROSS 601 (summer 2012), https://www.icrc.org/eng/
assets/files/review/2012/irrc-886-casey-maslen.pdf.
151
Blank, supra note 45, at 700.
Legality of Drones under LOAC and International Law 41
The rules that govern targeting do not turn on the type of weapon system used,
and there is no prohibition under the laws of war on the use of technologically
advanced weapons systems in armed conflict—such as pilotless aircraft or so-
called smart bombs—so long as they are employed in conformity with applicable
laws of war.152 In all three areas of distinction, proportionality, and pre-
cautions—drones’ unique and advanced capabilities suggest great potential for
adherence to LOAC obligations.153 Drones are not automatons; they depend on
human operators, analysts, and decision makers to comply with the laws of war.
152
Lawful Use of Drones by Non-State Actors: Who can Kill, GALLOWAY FAMILY
FOUNDATION (January 8, 2014) http://www.gallowayfoundation.org/lawful-use-of-drones-
by-non-state-actors-who-can-kill/.
153
Blank, supra note 45, at 701.
154
Ethan A. Wright, Of Drones and Justice: A Just War Theory Analysis of the Unite States’
Drone Campaigns, URSINUS COLLEGE, at 12 (2015) http://digitalcommons.ursinus.edu/cgi/
viewcontent.cgi?article51003&context5ethics_essay.
155
Id.
156
Erich Freiberger, Just War Theory and the Ethics of Drone Warfare, E-INT’L RELAT (July
18, 2013) http://www.e-ir.info/2013/07/18/just-war-theory-and-the-ethics-of-drone-warfare/.
157
Maslen, supra note 150, at 601.
158
Laurence Shore el t, The Legality Under International Law of Targeted Killings by
Drones Launched by the United States, COMMITTEE ON INTERNATIONAL LAW, NEW YORK
CITY BAR ASSOCIATION, at 8 (June 8, 2014).
159
Michael Schmitt, Drone Attacks under the Jus ad Bellum And Jus in Bello: Clearing the
‘Fog of Law’ at 4 (2010).
160
Id.
42 Drones and the Law
counter-terrorist strikes in their countries.161 The territorial state may only grant
consent to operations that it could itself legally conduct.162 Thus, the territorial
state cannot lawfully allow attacks that would violate applicable human rights or
humanitarian law norms, since it does not itself enjoy such authority.163
However, recent history has demonstrated that consent of a state is not
necessarily required when conducting drone operations.164 Article 2(4) is properly
interpreted as prohibiting all uses of force above a certain minimal level.165
Minimal uses of force such as firing a single shot across an international boundary
might violate the principle of non-intervention, but is probably too minor to come
within the purview of Article 2(4).166 The threshold for the occurrence of an armed
attack by another state thus appears to be relatively high, going beyond a mere
frontier incident between members of the armed forces of two states or armed
groups operating in one state with limited support from another state.167
It might even be argued by some that a very limited and targeted drone strike
by one state, against individuals located in another state, would not constitute an
armed attack under the UN Charter or customary law.168 This argument is based
on the highly contested concept of anticipatory self-defense (self-defense will be
discussed separately in a later section).169 The United States has justified its drone
operations occurring outside the context of an armed conflict with another state
on the basis of this right.170 Yet the right of states to act defensively is not
unfettered.171 When terrorists or insurgents seek sanctuary in another state, the
right of the victim state to conduct drone or other military operations against
them must be tempered by the territorial state’s undeniable right to control access
to, and activities on, its territory.172
If there is consent, there is no infringement on sovereignty.173 Although a
definitive answer to this factual question is impossible without access to confi-
dential material, the publicly available information suggests that states174 have
given their consent to US drone strikes.175 Because some state have publicly
withheld their consent, the United States must consider whether alternative
161
Id.
162
Id.
163
Id.
164
Maslen, supra note 150, at 601.
165
Mary Ellen O’Connell, Unlawful Killing with Combat Drones, A CASE STUDY OF PAKISTAN,
at 13 (2004–2009).
166
Id.
167
Maslen, supra note 150, at 602.
168
Id.
169
Id.
170
Schmitt, supra note 159, at 5.
171
Id.
172
Id.
173
Shore el t, supra note 158, at 8–9.
174
With the apparent exception of Pakistan.
175
Shore el t, supra note 158, at 9.
Legality of Drones under LOAC and International Law 43
justifications provide a legal basis for continued US drone strikes under Just War
theory.176 Their implications for the other jus ad bellum principles depend heavily
on the conditions of particular conflicts that it is impossible to say that drones will
consistently increase or decrease compliance with ethical norms.177 However,
drones do not create any serious new problems that would provide grounds for
prohibiting them.178 Any risks they raise can be countered with existing laws.
3. Self-defense Theory
This section demonstrates the effectiveness of drones in executing self-defense
operations, illustrated by a case study of the US drone strategy during the War on
Terror. The US national security strategy has encompassed the pre-emptive self-
defense doctrine since the domestic attack that took place on September 11, 2001;
commonly referred to as “9/11.” This doctrine argues that it is legal for a state to
launch a pre-emptive attack when it reasonably believes that another entity is
planning an attack on the state.183 However, the United States has long recog-
nized the importance of defending its interests, both domestically and abroad.
176
Id.
177
Marcus Schulzke, Evaluating Drones with Jus ad Bellum (October 27, 2016) https://
link.springer.com/chapter/10.1057/978-1-137-53380-7_4.
178
Id.
179
Freiberger, supra note 156.
180
James DeShaw Rae, John Crist, & Palgrave Macmillan, Analyzing the Drone Debates:
Targeted Killings, Remote Warfare, and Military Technology, at 62 (March 12, 2014)
https://books.google.com/books?id5eFkJAwAAQBAJ&pg5PA62&lpg5PA62&dq5Dro
nes1as1Lawful1Weapons&source5bl&ots5mW3rmZwFPG&sig5-I5mkvpBXyHmv
3I0_Niv_jd1l-U&hl5en&sa5X&ved50CDwQ6AEwBGoVChMIuIHuqZHayAIVi6SICh
26wwK-#v5onepage&q5Drones%20as%20Lawfu.
181
Id.
182
Id.
183
Kate McCann & Christopher Hope, Are UK drone strikes in Syria legal? THE TELEGRAPH
(September 8, 2015) http://www.telegraph.co.uk/news/worldnews/middleeast/syria/1185
2228/Are-UK-drone-strikes-in-Syria-legal.html.
44 Drones and the Law
In 1854, a US diplomat was attacked in the town of San Juan del Norte
(Greytown),184 Nicaragua.185 At the time of the attack, Greytown had been
forcibly seized by forces that were [politically] unrecognized by the United States,
and engaged in other acts of violence against US nationals.186 The US Secretary
of the Navy ordered the bombardment of the town after the enemy force’s refusal
to adhere to the United State’s demand for redress.187 The presidential authori-
zation of the military force used in Greytown was later challenged in US courts,
with each ruling being appealed until the case arrived at the Supreme Court.188
Justice Nelson of the US Supreme Court stated in the opinion that the President
had the power to order the responsive use of armed force as part of a power of
“protection” of US nationals abroad against “acts of lawless violence” and “an
irresponsible and marauding community.”189 At the time of the ruling, the United
States did not consider the ongoing conflict with Nicaragua, Greytown, or its
unrecognized government as “war”.190
The customary law of a state’s right to self-defense is enshrined in Article 51 of
the UN Charter.191 Article 51 states:
184
Hereinafter San Juan del Norte is referred as Greytown.
185
Jordan J. Paust, Self-Defense Targeting of Non-state Actors and Permissibility of US Use
of Drones in Pakistan, 19.2 J. of Transnational L. &Pol’y, at 245 (also see, Durand v.
Hollins, 8 F. Cas. 111 (C.C.S.D.N.Y. 1860) (No. 4186). Due to lack of recognition of the
putative government, the community can be classified as a non-state actor).
186
Id.
187
Id.
188
Id., at X.
189
Id., at 245.
190
Id., at 246.
192
Paust, supra note 185, at 241.
Legality of Drones under LOAC and International Law 45
territory a self-defense action takes place against the non-state actor.193 Article 51
provides that nothing in the present Charter shall impair the inherent right of
individual or collective self-defense if an armed attack occurs against a Member
of the United Nations, until the Security Council has taken measures necessary to
maintain international peace and security.194 The United States has justified its
drone operations occurring outside the context of an armed conflict with another
state on the basis of this right.195 In fact, with respect to permissible measures of
self-defense under Article 51, a form of consent from each member of the United
Nations already exists in advance by treaty.196 For example, with respect to the
US use of drones in Pakistan to target Al-Qaeda and Taliban forces, it can be
concluded that the United States would not need the express consent of Pakistan
to carry out self-defense targeting.197 While many challenge US drone strikes as a
matter of strategy, there are also serious concerns over the fundamental legality of
such strikes.198 The United States is not at war with Pakistan, yet conducts air
strikes in its territory.199 The US drone strikes are frequently assailed as violations
of Pakistani sovereignty.200 Under international law, states are prohibited from
using force in the territory of another state unless the target state has consented,
or the attacking state is acting in legitimate self-defense.201 But Pakistan has
effectively, if not publicly, consented to drone strikes.202 Reports indicate that
Pakistani officials not only consent to such strikes, but share relevant intelligence
and even allow drones to use Pakistani airfields.203
While important questions remain regarding the scope and substance of its
consent, Pakistan has never advanced formal complaints in any international
forum.204 Pakistan’s failure to avail itself of international remedies or formal
means of protest strongly suggests—and perhaps constitutes—consent to the
strikes.205 However, statements by various US officials suggest that they do not
consider the legality of the strikes to rest exclusively upon Pakistani consent.
According to the United States, the drone strikes are also justified by self-
defense.206 The Bush Administration argued that 9/11 triggered the right of self-
defense against al-Qaeda and the Taliban, sparking an armed conflict with those
193
Id., at 249.
194
Schmitt supra note 159, at 5.
195
Id.
196
Paust, supra note 185, at 239.
197
Id., at 249.
198
Legality of U.S. Drone Strikes in Pakistan (accessed on December 3, 2019) https://
crss.pk/downloads/Reports/Special-Posts/Legality-of-US-Drone-Strikes-in-Pakistan.pdf.
199
Id.
200
Id.
201
Id.
202
Id.
203
Id.
204
Id.
205
Id.
206
Id.
46 Drones and the Law
207
Id.
208
Id.
209
Id.
210
Id.
211
Id.
212
Paust, supra note 185, at 250.
213
Vogel, supra note 3, at 131.
214
Id.
215
Id Vogel, supra note 3, at 131.
216
Lewis, supra note 1 at 301.
Legality of Drones under LOAC and International Law 47
217
Noam Lubell & Nathan Derejko, A Global Battlefield? Drones and the Geographical
Scope of Armed Conflict, 1 J INT CRIMINAL JUSTICE 8 (2013).
218
Id., at 9.
219
Id.
220
Id.
221
Generally see, Blank supra note 45, at 708.
222
Id.
223
Lubell & Derejko, supra note 217, at 11.
224
Blank, supra note 45 at 711.
225
Id.
226
Id.
227
Id.
228
O’Connell, supra note 165, at 4.
48 Drones and the Law
229
Id.
230
Id.
231
Id.
232
Lewis, supra note 1, at 294.
233
Blank, supra note 45, at 712.
234
Id.
235
Vogel, supra note 3, at 132.
236
Id.
237
Id.
238
Ben N. Dunlap, State Failure and the Use of Force in the Age of Global Terror, 27 B.C.
INT’L & COMP. L. REV. 454 (2004), http://lawdigitalcommons.bc.edu/iclr/vol27/iss2/9.
239
Id.
240
Id.
Legality of Drones under LOAC and International Law 49
Failed states, as defined by policy analysts and legal scholars, are those
countries whose governments have weakened to the point that they can no longer
provide public goods, such as territorial integrity, economic infrastructure, and
physical security.241 The US defense strategists suspect that the lawlessness of
failed states may do more to undermine security in the United States than direct
confrontation by hostile governments.242 Unlike state sponsors of terror, failed
states do not necessarily welcome terrorists; they may simply be unable to impose
order and project sufficient authority within their borders to make themselves
inhospitable to terrorist groups.243 Moreover, they serve as “attractive safe havens
and staging grounds” for terrorist groups and, in many cases, afford terrorists
easy access to valuable commodities, such as diamonds and drugs, that help fund
their activities.244
According to Authorization for Use of Military Force (AUMF) passed by
Congress in the days following 9/11 attacks:
241
Id.
242
Id.
243
Id.
244
Id.
245
107th Congress, PUBLIC LAW 107–40 (September 18, 2001) http://www.gpo.gov/fdsys/pkg/
PLAW-107publ40/pdf.
246
Vogel, supra note 3, at 132.
247
Id.
248
Id.
249
Id.
250
Id.
50 Drones and the Law
251
Id.
252
Id.
253
Nathalie Weizmann, Autonomous Weapon System under International Law, ACADEMY
BRIEFING NO. 8, November 2014, at 3.
254
Vogel, supra note 3, at 134.
255
Edward Major, Law and Ethics in Command Decision Making, UNIVERSITY OF
PENNSYLVANIA, at 61 (June 2012) https://www.law.upenn.edu/institutes/cerl/conferences/
cyberwar/papers/reading/Major.pdf.
256
Id.
257
Id.
258
Vogel, supra note 3, at 134.
259
Maurer, supra note 106.
Legality of Drones under LOAC and International Law 51
Military drone operators live and work in the United States, leading relatively
normal civilian lives outside of their occupation.260 Unlike deployed personnel
who remain in a combat environment continuously, drone operators maintain
more stereotypical employment; they come in to work each day, gather intelli-
gence, execute strikes when required, and return home for dinner.261 All the while,
military drone operators and their chain of command are subject to the laws of
war.
However, command responsibility is not as clearly defined when the CIA
conducts drone operations The CIA follows, or at least professes to follow, the
laws of armed conflict.262 As discussed above, the CIA operates one of the two
drone programs for the United States. The CIA program is not considered a
military program, is not operated as one, and is not governed “by the same
international protocols on the conduct of war” as the Department of Defense.263
The clandestine and largely unaccountable nature of the CIA program creates the
most ambiguities for Just War theorists.264 According to Philip Alston U.N.
Special Rapporteur on extrajudicial, summary, or arbitrary executions:
Alston is not alone in this assessment of CIA drone pilots’ status. As noted by
Rayan Vogel, a Foreign Affairs Specialist, and member of the Office of the
Secretary of Defense and US Department of Defense:
260
Wright, supra note 154, at 12.
261
Id.
262
Lewis & Crawrord, supra note 71, at 1158.
263
Wright, supra note 154, at 7.
264
Id.
265
Lewis & Crawrord, supra note 71, at 1158.
266
Id., at 1159.
52 Drones and the Law
Gary Solis agrees with this assessment and has opined at some length on the
status of CIA drone operators as unprivileged belligerents:
Those CIA agents are, unlike their military counterparts but like
the fighters they target, unlawful combatants. No less than their
insurgent targets, they are fighters without uniforms or insignia,
directly participating in hostilities, employing armed force
contrary to the laws and customs of war. Even if they are sitting
in Langley, the CIA pilots are civilians violating the requirement
of distinction, a core concept of armed conflict, as they directly
participate in hostilities … It makes no difference that CIA
civilians are employed by, or in the service of, the US
government or its armed forces. They are civilians; they wear no
distinguishing uniform or sign, and if they input target data or
pilot armed drones in the combat zone, they directly participate
in hostilities–which means they may be lawfully targeted ….
Moreover, CIA civilian personnel who repeatedly and directly
participate in hostilities may have what recent guidance from the
International Committee of the Red Cross terms “a continuous
combat function.” That status, the ICRC guidance says, makes
them legitimate targets whenever and wherever they may be found,
including Langley.267
When the laws of armed conflict were developed there was no technology such
as drones used in the battlefield. Perhaps, new laws should be developed, espe-
cially to protect and guide drone operators. Drones are different than traditional
forces that must react promptly to various hostile situations and make decisions
within their own judgment. In the case of drones, it is conceivable that the
President may become involved with the assistance of military and legal advisors
before authorizing a drone operator to engage a target. Therefore, the laws
delineating command responsibility in both drone programs need to be updated
and promulgated to ensure operations conform with the LOAC.
6. Conclusion
This chapter has demonstrated that current laws are capable of governing drone
warfare. The fundamental principles of the LOAC, specialized weapons treaties,
The Hague and Geneva conventions, customary law, and the UN Charter all
provide a thorough legal backdrop to govern the usage of drones.268 As with all
weapons, it is essential to ensure that drone attacks are launched only against
legitimate military objectives in accordance with the laws governing the use of
267
Id., at 1159–60.
268
Vogel, supra note 3 at 137.
Legality of Drones under LOAC and International Law 53
force.269 The sole legal issue specific to drone operations under both the jus ad
bellum and the jus in bello is weapon choice.270
Special Reporter Alston noted, “a missile fired from a drone is no different
from any other commonly used weapon, including a gun fired by a soldier or a
helicopter or gunship that fires missiles. The critical legal question is the same for
each weapon: whether its specific use complies with LOAC.”271 Drones provide a
legally permissible use of force to support self-defense.272 Drone attacks can occur
against state or non-state actors located in a foreign country from which the
armed attacks emanate even though there is no special consent of the foreign
state, no imputation of the non-state actor’s attacks to the foreign state, no armed
conflict between the foreign state and the United States, and the foreign state is
willing or unable to stop the attacks.273
These advantages point to an important corrective of the perspective that
maintains that drones are just another platform and therefore do not in and of
themselves shape how states are likely to consider using force.274 However, the
legal status of drone operators remains as a challenging legal question while the
field continues to develop.
269
Blank, supra note 45, at 716–17.
270
Schmitt supra note 159, at 13.
271
Id.
272
Paust, supra note 185, at 203.
273
Id.
274
Michael C. Horowitz, Sarah E. Kreps, & Matthew Fuhrmann. Separating Fact from
Fiction in the Debate over Drone Proliferation. 41:2 Q. J.: INT’L. SECUR. 22 (Fall 2016)
https://www.mitpressjournals.org/doi/pdf/10.1162/ISEC_a_00257.
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Chapter 3
1. Introduction
Imagine that the US intelligence services obtain reliable information that a
known individual is plotting a terrorist attack against the United States.1 The
individual is outside the United States, in a country where law and order are
weak and unreliable.2 The US officials can request that country to arrest the
individual, but they fear that by the time the individual is located, arrested,
and extradited the terror plot would be too advanced, or would already have
taken place.3 It is also doubtful that the host government is either able or
willing to perform the arrest.4 Moreover, even if it did arrest the suspected
terrorist, it might decide to release him shortly thereafter, exposing the United
States to a renewed risk. Should the United States be allowed to kill the
suspected terrorist in the foreign territory, without first capturing, arresting,
and trying him?5
This chapter aims to give an overview of the justifications for targeted killings
carried out by drones as a means of warfare. The justifications for targeted drone
strikes can be broken down along three lines operational considerations, theories
of self-defense, and moral concerns. The chapter focuses on targeted killing as it
pertains to drones employed as a means of warfare by the United States in its War
on Terror. Further, this chapter examines whether the use of drones for targeted
killings comports with the IHL. Also, this examines the effectiveness of targeted
killing. This chapter analyzes the legality of targeted killing, under both domestic
law and international law.
1
Gabriella Blum & Philip Heymann, Law and Policy of Targeted Killing, 1 HARV. NAT’L SEC.
J.145 (2010).
2
Id.
3
Id.
4
Id.
5
Id.
6
Mikhail Nikolenko, Bhagavad Gita with Commentaries, AQUARIAN AGE (2008) http://
aquarian-age.org.ua/en/God-speaks/bhagavad_gita.html.
7
Generally see, Id.
8
Id.
9
Kenneth R. Himes, OFM, Drones and the Ethics of Targeted Killing, 10 (2016).
10
Melanie Foreman, When Targeted Killing Is Not Permissible: An Evaluation of Targeted
Killing Under the Laws of War and Morality, 15 U. PA. J. CONST. L. 922 (2012–2013).
11
Id.
12
Sascha-Dominik Bachmann, Targeted Killings: Contemporary Challenges, Risks and
Opportunities, J. CONFLICT SEC. L. 259 (May 31, 2013).
13
Id.
14
Stephanie Hoppner, US Drone Use Faces Mounting Criticism, DW (February 9, 2013) http://
www.dw.com/en/us-drone-use-faces-mounting-criticism/a-16587936 (Wolfgang Neskovic, a
legal expert and independent member of the German parliament, who until recently
represented the Left party).
Legal Justifications for the Drone Targeted Killing 57
15
Conor Friedersdorf, Obama’s Weak Defense of His Record on Drone Killings, THE
ATLANTIC (December 23, 2016) https://www.theatlantic.com/politics/archive/2016/12/
president-obamas-weak-defense-of-his-record-on-drone-strikes/511454/.
16
Id.
17
Id.
18
Daniel Statman, Targeted Killing, 5 THEORETICAL INQ. L. 179 (2004).
19
Id., at 180.
20
W. Jason Fisher, Targeted Killing, Norms and International Law, 45 COLUM. J. TRANSNAT’L
L. 714 (2006–2007).
21
Amos Guiora, Targeted Killing as Active Self-Defense, 36 CASE W. RES. J. INT’L L. 319
(2004).
58 Drones and the Law
Greek governors as part of his conquest of India, though the tactic has become
more common over the last century.22
22
Uri Friedman, Targeted Killings: A Short History, FOREIGN POLICY (THE MAGAZINE)
(August 13, 2012) http://foreignpolicy.com/2012/08/13/targeted-killings-a-short-history/.
23
Donald Bourgeois, Historian Says Oregonian Rex Barber Shot Down Yamamoto in World
War II, THE OREGONIAN (April 20, 2013) http://www.oregonlive.com/living/index.ssf/2013/
04/historian_says_oregonian_rex_b.html.
24
Don Hollway, Admiral Yamamoto, Commander of the Imperial Japanese Navy’s
Combined Fleet, Was the Harvard-Educated, Poker-Playing Mastermind of the December
7, 1941, Attack, HISTORY NET (April 3, 2012) http://www.historynet.com/death-by-p-38.htm.
25
Bourgeois, supra note 23.
26
Id.
27
Id.
28
Id.
29
Id.
30
Id.
31
Id.
32
Emily Crawford, Identifying the Enemy: Civilian Participation in Armed Conflict, at 95
(July 23, 2015).
Legal Justifications for the Drone Targeted Killing 59
33
Id.
34
Id.
35
Philip Alston, Report of the Special Rapporteur on Extrajudicial, Summary or Arbitrary
Executions, UNGA, at 6 (May 28, 2010).
36
Id.
37
Id.
38
Himes, supra note 9, at 2.
39
Bachmann, supra note 12, at 260.
40
Himes, supra note 9, at 1.
41
Alston, supra note 35, at 7.
42
Id.
60 Drones and the Law
the US government has credibly been alleged to engage in targeted killings in the
territory of other nation states.43
The evolution of legal justifications for the practice of targeted killing became
so prominent that the President of the United States personally decides which
enemies of the state should live or die.44 The use of armed drones by the United
States to target and kill leaders and commanders of Al-Qaeda, the Taliban, and
their affiliates in Pakistan (as well as for covert operations in Yemen and Somalia)
increased significantly during Obama’s first term as President.45 Well-known
examples include, in December 2005, senior al Qaeda operative Abu Hamza
Rabia was killed in Pakistan using a drone strike. However, not all efforts have
led to favorable results; the targeting of al Qaeda co-leader Ayman al-Zawahiri in
January 2006, killed 18 civilians in Pakistan while allowing him to escape.46 Now,
with the advent of drones, such as “Predator” and “Reaper,” it is possible for
governments to engage in targeted killing operations, continents away, while
sitting at a computer terminal.47 Thus raising additional legal and policy questions
regarding what constitutes an assassination and what may be deemed a permis-
sible targeted killing.48
Military strikes against such individuals as Libyan leader Colonel Muammar
al-Qadhafi, former Iraqi President Saddam Hussein, and Al-Qaeda leader Osama
bin Laden, have raised questions, across the world about the gray area sur-
rounding the law on assassinations and targeted killings.49 There is no announced
US policy directive regarding targeted killings.50 Assassinations are addressed in
Executive Order 12333, which does not prohibit politically motivated killing
absolutely, but requires presidential approval.51 However, assassination and tar-
geted killings are very different acts.52
43
Id.
44
Friedman, supra note 22.
45
Bachmann, supra note 12, at 260.
46
Fisher, supra note 20, at 712.
47
Mark V. Vlasic, Assassination and Targeted Killing, GEO. J. INT’L L. (2012) http://www.cfr.
org/counterterrorism/georgetown-journal-international-law-assassination-targeted-killing/
p28105.
48
Id.
49
Id.
50
Gray D. Solis, The Law of Armed Conflict, CAMBRIDGE UNIVERSITY PRESS, New York, at
542 (2010).
51
Id.
52
Id.
53
Himes, supra note 9, at 1.
Legal Justifications for the Drone Targeted Killing 61
both the US and foreign countries” where the suspects are located.54 It is possible
that drones will subtly affect the way in which the military determines whether to
capture or kill a target by means that might better avoid civilian deaths.55 The
individuals targeted are alleged terrorists or others deemed dangerous, and the
base of their inclusion on kill or capture lists is undisclosed intelligence applied
against secret criteria.56
The standard means of fighting crime seem unaccommodating in the face of
this threat.57 For example, the chances of capturing Bin Laden and his followers
and bringing them to justice were remote, as are the chances of the Israel arresting
and trying the leaders of the Hammas and Islamic Jihad.58 In the case of terrorists
who publicly proclaim their own guilt by taking full credit for a terrorist act it
would seem unnecessary to hold a public trial to determine guilt, therefore it
seems perfectly legal to condemn someone like Osama bin Ladin to death even
though he was not given a trial.59 No one, outside al Qaeda, questioned Obama’s
right as Commander-in-Chief to target bin Ladin and kill him.60 In these sce-
narios, targeted killing is more feasible for the government.
An important factor promoting targeted killing is that individuals recently
targeted are true threats to security.61 The threat posed by a single leader or a
relatively small group of terrorists has provided a rationale for targeted killing as
an effective and low-cost way of protecting innocent people and maintaining
national security.62 For example, On November 3, 2002, a US Predator drone
launched a missile at a car traveling in a remote part of Yemen, killing six men, all
suspected members of the al Qaeda terrorist network.63 Among the dead was the
principal target of the attack, Qaed Sinan al-Harithi, one of Osama bin Laden’s
former security guards and a key figure in the October 2000 assault on the USS.
Cole.64 In October 2001, drones and aircraft killed Mohammed Atef, the sus-
pected military chief of al Qaeda, in Afghanistan.65
The New America Foundation reports, which relies solely on media accounts of
attacks, claims that some 291 strikes have been launched since 2009, killing
54
Id.
55
Id.
56
Philip Alston, The CIA and Targeted Killings Beyond Borders, 303 N.Y.U. SCH. L.
(September 2011) https://www.law.upenn.edu/institutes/cerl/conferences/targetedkilling/
papers/AlstonCIABeyondBorders.pdf.
57
Statman, supra note 18, at 179.
58
Id.
59
S. Casey-Maslen, Pandoras Box? Drone Strikes Under Jus ad Bellum, Jus in Bello, and
International Human Rights Law, 94:886 INT’L REV. RED CROSS 606 (2012) https://
www.icrc.org/eng/assets/files/review/2012/irrc-886-casey-maslen.pdf.
60
Id.
61
Himes, supra note 9.
62
Id., at 8.
63
Fisher, supra note 20, at 712.
64
Id.
65
Michelle Mallette-Piasecki, Missing the Target: Where the Geneva Conventions Fall Short
in the Context of Targeted Killing, 76 ALB. L. REV. 265 (2012–2013).
62 Drones and the Law
4. Definitions
To the extent that there is no standard, universally accepted definitions of some of
the key terms employed in this chapter, there is need to stipulate those working
definitions here because it is important to ensure the same basic understanding of
those terms at the outset. It will help in addressing the legal issues that underlie
the targeted killing. For this chapter, these terms have these assigned meanings.
66
Jonatha Masters, Targeted Killings, CFR (May 23, 2013) http://www.cfr.org/counter
terrorism/targeted-killings/p9627.
67
Id.
68
Solis, supra note 50, at 519.
69
Himes, supra note 9, at 2.
70
Kenneth Anderson, Targeted Killing in US Counterterrorism Strategy and Law, A
Working Paper of the Series on Counterterrorism and American Statutory Law, a Joint
Project of the Brookings Institution, THE GEORGETOWN UNIVERSITY LAW CENTER, AND HOOVER
INSTITUTION, at 9 (May 11, 2009).
71
Himes, supra note 9, at 2.
72
Adam Leong Kok Wey, Targeted Killing and Lessons from History: Leadership Killings in
World War II; Strategy and strategic Performance, UNIVERSITY OF READING, at 2 https://
ecpr.eu/Filestore/PaperProposal/e460a96b-9f81-4e99-a6c1-81295234e33b.pdf (Nils Melzer:
Targeted Killing in International Law, at 28 (OXFORD UNIVERSITY PRESS, Oxford, 2008)).
73
Id.
74
Masters, supra note 66.
Legal Justifications for the Drone Targeted Killing 63
There are other definitions too, the act of lethal force, usually undertaken by a
nation’s intelligence or armed services, can vary widely—from cruise missiles to
drone strikes to special operations raids.75 According to a United Nations special
report, targeted killings are premeditated acts of lethal force employed by states in
times of peace or during armed conflict to eliminate specific individuals outside
their custody.76
There is no general accepted definition of targeted killing but a reasonable
definition is the intentional killing of a specific civilian or unlawful combatant
who cannot reasonably be apprehended, who is taking a direct part in hostilities,
the targeting done at the direction of the state, in the context of an international
or non-international armed conflict.77 Targeted killing is extra-judicial, premed-
itated killing by a state of a specifically identified person not in its custody.78
States have used this tool, secretly or not, throughout history.79 In recent years,
targeted killing has generated new controversy as two states in particular- Israel
and the United States – that have struggled against opponents embedded in
civilian populations.80
To ensure the same basic understanding of the term “targeted killing” for the
purpose of this chapter, this preliminary definition should help readers in
addressing the legal issues that underlie the use of drones and targeted killing.
“Targeting” is the process of selecting enemy objects to attack, assigning priorities
to the selected objects, matching appropriate weapons and [intelligence] to those
to assure their destruction.81 Targeted killings are premeditated acts of lethal force
employed by states in times of peace or during armed conflict to eliminate specific
individuals outside their custody.82
4.2 Assassination
Assassination, as defined by Army JAG Tyler Harder, is “the murder of a tar-
geted individual for a political purpose.”83 Although widely practiced in different
historical eras, now assassination is now commonly viewed negatively and is
75
Id.
76
Id.
77
Solis, supra note 50, at 538.
78
Richard Murphy & Afsheen John Radsan, Due Process and Targeted Killing of Terrorists,
31 CARDOZO L. REV. 405 (2009–2010).
79
Id.
80
Id.
81
Solis, supra note 50, at 519.
82
Masters, supra note 66.
83
Adriana Aristeiguieta, Targeted Killings (An Analysis from an Intelligence Perspective),
ACADEMIA (accessed on May 9, 2016) http://www.academia.edu/3832440/Targeted_
Killings_An_Analysis_from_an_Intelligence_Perspective_.
64 Drones and the Law
banned by international treaty.84 Customary law also proscribes it.85 Both Hugo
Grotius in the seventeenth century and Emer de Vattal in the eighteenth century,
forerunners of modern international law, viewed assassination as a violation of
the norms of statecraft.86
The term assassination, at least in general parlance, means the murder of a
political figure.87 Some scholars have attempted to draw the distinction between
“targeted killing” and “assassination” by saying that peacetime assassinations are
illegal just as wartime assassinations are, defining the latter as “the targeting [and
killing] of an individual …[using] treacherous means.”88 Countries have been in
the business of targeted assassinations for centuries.89 For example, the United
States involvement in multiple attempts for assassination of former Cuban pres-
ident Fidel Castro.90 Fabian Escalante, who protected Castro, claims that there
were 638 CIA plots to assassinate him.91 From an exploding cigar and exploding
seashells, to a poisonous fountain pen and a mafia-style execution, the CIA made
countless attempts to topple the Cuban leader in the 1960s.92
Assassination plots by both the United States and other countries were not
publicly acknowledged, justified, or accounted for.93 Rather, they were taken to
be an element of that part of foreign relations that always remains in the dark,
outside official protocol or lawful interaction, unspoken of, but understood to be
“part of the international game.”94 Many of the plots never became public
knowledge; few, if any, enjoyed enduring public acceptance.95 The political fallout
of the Church Committee’s criticism of the covert assassination program during
the Cold War brought President Gerald Ford to promulgate an executive order
banning assassinations, a prohibition that was later incorporated into Executive
Order 12333 (1981) signed by President Ronald Reagan and that remains in effect
today.96 The executive order was part of the reason that those responsible for
planning military actions prior to 1998 took great care to avoid any appearance of
targeting specific individuals.97
84
Himes, supra note 9, at 3.
85
Id.
86
Id.
87
Om M. Jahagirdar, 10 J. ISLAMIC L. CULTURE 233 (July 2008).
88
Id.
89
Blum & Heymann, supra note 1, at 145.
90
Hannah Parry, From Poisoned Cigars to Exploding Seashells: How Fidel Castro Survived
‘More Than 600’ CIA Assassination Attempts Before Passing Away, DAILYMAIL, at 90
(November 26, 2016) http://www.dailymail.co.uk/news/article-3973264/From-poisoned-
cigars-exploding-seashells-Fidel-Castro-survived-half-century-crackpot-CIA-assassination-
attempts-passing-away-90.html.
91
Id.
92
Id.
93
Blum & Heymann, supra note 1, at 149.
94
Id.
95
Id.
96
Id.
97
Id.
Legal Justifications for the Drone Targeted Killing 65
Under IHL, in armed conflict lethal force may be used against combatants,
fighters, and against civilians taking a direct part in hostilities. A civilian does not
become a combatant merely by picking up a weapon.102 In order to qualify as a
combatant an individual must belong to a group that has an internal disciplinary
system which, inter alia, shall enforce compliance with the rules of international
law applicable in armed conflict.103 More difficult is the scope of legal authority to
kill persons who do not pose an imminent threat.104 It is commonly (but not
universally) accepted that for such killing to be legal, it must comply with IHL.105
Armed conflicts can be either “international” or “non-international.”106 In
Hamdan v. Rumsfeld, the United States Supreme Court held that the conflict with
al Qaeda is of the non-international type.107 It is taken as given that the Court’s
characterization is correct-as non-international armed conflict does in fact exist
98
Nils Melzer, Targeted Killing in International Law, OXFORD UNIVERSITY PRESS, at 55
(2008).
99
Id.
100
Prosecutor v. Tadic, Case No. IT-94-1-T, Judgment, ¶¶ 664–666 (Int’l Crim. Trib. for the
Former Yugoslavia) May 7, 1997.
101
Id. Also see, Rommel Casis, Predator Principles: Laws of Armed Conflict and Targeted
Killings, 85 PHIL. L. J. 334 (2010–2011).
102
Michael Lewis & Vincent Vitkowsky, The Use of Drones and Targeted Killings in
Counterterrorism, 12:1 ENGAGE 73 (June 2011).
103
Id.
104
Murphy & Radsan, supra note 78, at 414.
105
Id., at 415.
106
Id., at 416.
107
Id.
66 Drones and the Law
between al Qaeda and the United States, which leaves room for IHL to apply.108
The law of non-international armed conflicts, however, is best understood in light
of the much better developed law of international armed conflicts.109 The states
creating IHL, in 1949 and amending it in 1977, did not intend to privilege terrorist
organizations over any other form of armed group, and reading customary law to
conclude otherwise would violate this intent.110
6.1.1 Intelligence
If all goes as planned, there are only terrorists and no civilians in the targeted
building or vehicle.114 However, war never goes entirely as planned not even war
conducted by remote control.115 The basis of targeting is intelligence, which can
never be perfect.116
Target killing’s broadest policy description is “intelligence,” but that term
encompasses an extraordinarily heterogeneous set of activities.117 These include
108
Id.
109
Id.
110
Lewis & Vitkowsky, supra note 102.
111
Rommel Casis, Predator Principles: Laws of Armed Conflict and Targeted Killings, 85
PHIL. L. J. 331 (2010–2011).
112
Masters, supra note 66.
113
Id.
114
Eugene Robinson, Do We Still Think Drones Are a Good Idea? THE WASHINGTON POST
(April 23, 2015) https://www.washingtonpost.com/opinions/inevitable-consequences-of-
drone-attacks/2015/04/23/ea943f02-e9f1-11e4-aae1-d642717d8afa_story.html?utm_term5.
68a8c657a0c1.
115
Id.
116
Id.
117
Anderson, supra note 70, at 5.
Legal Justifications for the Drone Targeted Killing 67
118
Id.
119
Id.
120
Blum & Heymann, supra note 1, at 165.
121
Id.
122
Id.
123
Anderson, supra note 70, at 6.
124
Id.
125
Id.
126
Id.
127
Background of the Issue, PROCON.ORG (updated September 14, 2016) http://
drones.procon.org/view.resource.php?resourceID5006599.
128
Id.
68 Drones and the Law
section will gather and scrutinize information from a variety of sources and
methods before drawing conclusions.”129
6.1.1.1 Ground Intelligence. Beyond technology, success in Afghanistan,
Pakistan, and anywhere else, depends crucially upon on-the-ground intelligence
long before the launching of any Predator.130 The United States has invested
many years in the past decade [2000s] of war in Afghanistan in establishing its
own intelligence network on the ground that is able to supply information with
respect to both counterinsurgency operations on both sides of the border, as well
as with counterterrorism activities and targeting inside Pakistan.131 The CIA has
been the lead agency.132 The CIA is tasked to carry out drone operation over
military because it has intelligence networks in the Pakistani border areas.133 This
is a source of irritation to the Pakistani government, which is no longer able to
steer the US targeting and intelligence activities.134 The CIA’s on ground intel-
ligence capabilities enable them to carry out precise targeting.135
Ground-level intelligence operations are vital part of making precision
weapons precise; drone technology cannot make up for that capability, just as
reliance upon pure signals intelligence is insufficient to direct targeting.136 All of
these aspects must be integrated.137 Drones are only as useful as their supporting
intelligence. The only kind that works over the long run, as Libya teaches in one
direction and Afghanistan in the other, are dense ground-level networks of human
intelligence integrated with signals intelligence and long-running drone
surveillance.138 However, after 9/11 when the United States went to Afghanistan
they had zero ground level intelligence so they had to depend upon electronic
intelligence especially on drones. Ground intelligence may be reliable but it
cannot be trusted blindly and a drone can assist in monitoring the target to carry
out precise strike.
6.1.1.2 Electronic Intelligence. The lack of human intelligence has placed a
greater stress on signals intelligence to provide military commanders with greater
knowledge of dangerous actors and potential threats.139 The National Security
129
Jeremy Scahill & Glenn Greenwald, The NSA’s Secret Role in the US Assassination
Program, THE INTERCEPT (February 9, 2014) https://theintercept.com/2014/02/10/the-nsas-
secret-role/.
130
Claire Finkelstein, Jens David Ohlin, & Andrew Altman, Targeted Killings: Law and
Morality in an Asymmetrical World, OXFORD UNIVERSITY PRESS, at 386 (2012).
131
Id.
132
Id.
133
Id.
134
Id.
135
Id.
136
Id.
137
Id.
138
Id.
139
Mark Pomerleau, How Technology Has Changed Intelligence Collection, DEFENSE
SYSTEMS (April 22, 2015) https://defensesystems.com/articles/2015/04/22/technology-has-
changed-intelligence-gathering.aspx.
Legal Justifications for the Drone Targeted Killing 69
140
Scahill & Greenwald, supra note 129.
141
Id.
142
Id.
143
Id.
144
Id.
145
Intelligence, Surveillance, and Reconnaissance, CENTER FOR THE STUDY OF THE DRONE AT
BARD COLLEGE (accessed on May 15, 2017) http://dronecenter.bard.edu/multimedia-portals/
intelligence-portal/.
146
Id.
147
Id.
148
John Yoo, Assassination or Targeted Killings after 9/11, 56 N.Y. L. SCH. L. REV. 59
(2011–2012).
149
Id.
150
Id.
151
Id.
70 Drones and the Law
physical intelligence.152 The ultimate goal of the bin Laden operation was iden-
tical to that of prior operations: to kill a specific individual because of their
leadership role in al-Qaeda.153
Advanced satellites and drones, both of which keep soldiers out of harm’s way,
have allowed military and covert organizations to shy away from human intel-
ligence gathering, or at the very least, rely on it less.154 In an article for Global
Securities Studies in 2013, Gabriel Margolis pointed out that, “UAVs are the
ultimate intelligence platform.”155 However, there are those who are against the
use of drones as intelligence gathering platform. Regardless of the arguments for
and against drone use, US military forces and intelligence agencies will continue
to utilize drones since they are perceived as being reasonably effective in dis-
rupting terrorist networks and keeping US troops out of harm’s way.156 At the
same time, the debate will continue given the issue’s complexity and the argu-
ments surrounding its legality and impact on national safety and reducing
terrorism.157 Drones play vital role in collecting important intelligence.
152
Id.
153
Id.
154
Pomerleau, supra note 139.
155
Id.
156
Nadav Morag, The Debate Over Drone Use in US Military and Intelligence Operations,
COLORADO TECHNICAL UNIVERSITY (October 23, 2015) http://www.coloradotech.edu/
resources/blogs/october-2015/the-debate-over-drone-use-in-us-military-intelligence-
operations.
157
Id.
158
Himes, supra note 9, at 10.
159
Marjorie Cohn, Drones and Targeted Killing: Legal, Moral and Geopolitical Issues,
THOMAS JEFFERSON SCHOOL OF LAW, at 2 (2014).
160
Himes, supra note 9, at 10.
161
Id.
Legal Justifications for the Drone Targeted Killing 71
names are unknown but their behavior allegedly gives them the “signature” or
“hallmark” of insurgents/terrorists.162 In media reports, US officials have offered
scenarios of signature strikes hitting training camps or fighters who might cross
the border from Pakistan to Afghanistan.163 The CIA reportedly uses drone
surveillance and other intelligence to try to ensure those targeted are in fact
militants.164 For example, the CIA has engaged in “staggered drone strikes” or
“double-tap” strikes, using a second attack to kill rescuers who arrive at the scene
of the initial attack upon the first victims, the presumption being that fellow
jihadists would come to the rescue.165
There remain troubling, unanswered aspects of drone strikes - how the policy
of “signature strikes”—killing anonymous men who appear to be associated with
terrorist or militant armies through observable behavior—comport with the
bedrock principle of distinction founded in IHL.166
Different justifications are given for the legality of signature strikes. Judging
the legality of targeting strikes is challenging because of the secrecy surrounding
the operations.167 John Brennan CIA director said,
162
Chris Cole, Drones and Targeted Killing, DRONE WARS UK (October 2014) https://
dronewars.net/drones-and-targeted-killing/.
163
Cora Currier & Justin Elliot, Drone Warfare “Signature Strikes”, GLOBAL RESEARCH
(February 27, 2013) http://www.globalresearch.ca/drone-warfare-signature-strikes/5324491.
164
Id.
165
Himes, supra note 9, at 10.
166
Micah Zenko, Obama’s Embrace of Drone Strikes Will Be a Lasting Legacy, THE NEW
YORK TIMES (January 12, 2016) https://www.nytimes.com/roomfordebate/2016/01/12/reflec
ting-on-obamas-presidency/obamas-embrace-of-drone-strikes-will-be-a-lasting-legacy.
167
Don Roberts & Alan Yuhas, Obama: US Was Not ‘Cavalier’ Over Hostage Drone
Killings, THE GUARDIAN (April 24, 2015) https://www.theguardian.com/world/2015/apr/24/
obama-drone-strikes-killed-hostages.
168
Currier & Elliot, supra note 163.
169
Id.
72 Drones and the Law
170
Scott MacDonald, The Lawful Use of Targeted Killing in Contemporary International
Humanitarian Law, 2:3 J. TERR. RES. (November 11, 2011) http://jtr.st-andrews.ac.uk/
articles/10.15664/jtr.232/.
171
Id.
172
Id.
173
Id.
174
Melzer, supra note 98, at 56.
175
Id., at 57.
176
Id.
177
Id.
Legal Justifications for the Drone Targeted Killing 73
6.2.2 AUMF
Using this view of the AUMF, the President of the United States can authorize
the targeted killing of many terrorist leaders in the current war on terror.189
According to AUMF passed by Congress in the days following 9/11,
178
Solis, supra note 50, at 540.
179
Laurie Blank, After “Top Gun”: How Drone Strikes Impact the Law of War, 33:3 U. PA. J.
INT’L L. 679 (March 14, 2012).
180
Jahagirdar, supra note 87, at 241.
181
Himes, supra note 9, at 6.
182
Anderson, supra note 70, at 3.
183
Id.
184
Blum & Heymann, supra note 1, at 145.
185
Id.
186
Id.
187
Id.
188
Id., at 146.
189
Jahagirdar, supra note 87, at 242.
74 Drones and the Law
Under the auspice of this provision, the United States posits that it is justified
in using force against members of al Qaeda as a legitimate method of warfare-as
part of a global non-international armed conflict.191
190
107th Congress, PUBLIC LAW 107–40—(September 18, 2001) http://www.gpo.gov/fdsys/
pkg/PLAW-107publ40/pdf/PLAW-107publ40.pdf.
191
Mallette-Piasecki, supra note 65, at 76.
192
Id.
193
Jahagirdar, supra note 87, at 243.
194
Id.
195
Id.
196
Id.
197
Id.
198
Jordan J. Paust, Self-Defense Targeting of Non-State Actors and Permissibility of US Use
of Drones in Pakistan, 19:2 J. TRANSNAT’L L. POL’Y 238–239 http://archive.law.fsu.edu/
journals/transnational/vol19_2/paust.pdf.
199
Jordan Paust, Operationalizing Use of Drones Against Non-state Terrorists Under the
International Law of Self-Defense, 8 ALB. GOV’T L. REV. 203 (2015).
Legal Justifications for the Drone Targeted Killing 75
international, while a conflict between a state and a non-state armed group (or
between armed groups) is non-international.200 For these reasons, and based on
more detailed examination elsewhere of the applicable law, this work proceeds on
the premise that international armed conflicts are those between states, while an
armed conflict between a state and an organized armed group should be classified
as non-international, even if it includes an extraterritorial manifestation.201
200
Noam Lubell & Nathan Derejko, A Global Battlefield? Drones and the Geographical
Scope of Armed Conflict, 11:1 J. INT. CRIMINAL JUSTICE 3 (2013).
201
Id.
202
Statman, supra note 18, at 186.
203
Id., at 187.
204
Id.
205
Id.
206
Id.
207
Id.
208
Melzer, supra note 98, at 55.
76 Drones and the Law
operating from places where the writ of a central government does not extend.”209
Perhaps the basic issue in the debate is whether targeted killing is simply extra-
judicial execution, prohibited by international and domestic law, since terrorists
are civilians.210 The terrorists are criminals, not combatants, it is claimed, and
should be captured and arrested using ordinary law enforcement measures and
then prosecuted and punished according to the criminal justice system.211
However, as President Obama (in his May 23, 2013 speech on counterter-
rorism) reemphasized that view, stating that under both domestic and interna-
tional law, the US is at war with al Qaeda, the Taliban, and their associated
forces.212 His claim was based on that assertion, the USG claims that a jus ad
bellum analysis need not be undertaken with respect to each individual targeting
strike, as the jus ad bellum trigger is automatically satisfied more generally based
on the existence of a continuing NIAC.213 May Ellen O’Connell has argued that
the USG targeting program violates the necessity and proportionality require-
ments of jus ad bellum, but others, such as Harold Koh and John Brennan, have
disputed that assertion.214
209
Himes, supra note 9, at 16.
210
Id., at 15.
211
Id.
212
Legality of Targeted Killing Program under International Law, LAWFARE (BLOG) https://
www.lawfareblog.com/legality-targeted-killing-program-under-international-law.
213
Id.
214
Id.
215
The Drone Dilemma: Veto Players, Moral Hazard and Decision Making, THE CENTER FOR
THE STUDY OF THE PRESIDENCY & CONGRESS-PRESIDENTIAL FELLOWS BLOG (March 12, 2013)
https://presidentialfellows.wordpress.com/2013/03/12/the-drone-dilemma-veto-player-moral-
hazard-and-decision-making/.
216
Id.
217
Scott Shane, The Moral Case for Drones, THE NEW YORK TIMES (July 14, 2012) http://
www.nytimes.com/2012/07/15/sunday-review/the-moral-case-for-drones.html.
Legal Justifications for the Drone Targeted Killing 77
terrorists not only was ethically permissible but also might be ethically obligatory,
because of their advantages in identifying targets and striking with precision.218
However, the legalities and ethics under the concept of moral hazard are not
universally accepted. For example, Pakistan receives most of the military drone
attacks from the United States. Pakistan often argues that the use of armed
drones in battlefield situations is immoral. Drones lethal operations inside sov-
ereign countries that are not at war with the United States raises contentious legal
questions.219 The use of militarized drones has become a radicalizing force in
some Muslim countries.220 Dr Aly Mageed, a Shura member of the Islamic
Mosque and Religious Institute of Grand Rapids, Michigan said, “It is a moral
hazard when the plaintiff becomes both the judge and the executor without giving
the defendant a chance for a fair trial.”221
The problem is that terrorists do not come out into the open to fight against the
armed forces of the other side, but, rather, hide amongst the civilian population
and use the homes of families and friends as bases in planning and executing their
attacks.222 The fact that civilians are the shield behind which terrorists hide should
not be grounds for granting the latter some sort of immunity from attack.223 If
they use their homes as terror bases, they cannot claim that these bases are
innocent civilian buildings.224
If soldiers in a conventional war hide in a residential building and shoot
through its windows at enemy soldiers, there is no dispute that the latter are
justified in using snipers to target and kill the former.225 Thus, if in a war against
terror, terrorists establish their base in a residential area from where they launch
murderous attacks (dispatching suicide terrorists or firing artillery), the other side
is justified in using snipers, helicopters, and other methods to target and kill the
terrorists.226
Moreover, Al Qaeda and other armed groups that routinely violate the laws of
war would be immune from attack as long as they crossed international borders
and did not commit violent acts within their “host” state.227 Instead of penalizing
al Qaeda for failing to follow it rules, IHL would be rewarding them for doing so
by permanently granting them the initiative in their conflict with Western
nations.228 By allowing al Qaeda to strike New York, London, Madrid, Bali,
218
Id.
219
Id.
220
Id.
221
Matt V. Bunte, Ethics and Religion Talk: The ‘Moral Hazard’ of US Drones, MLIVE
MEDIA GROUP (March 19, 2013) http://www.mlive.com/opinion/grand-rapids/index.ssf/2013/
03/ethics_and_religion_talk_cauti.html.
222
Statman, supra note 18.
223
Id.
224
Id.
225
Id.
226
Id.
227
Lewis & Vitkowsky, supra note 102, at 74.
228
Id.
78 Drones and the Law
Washington, Mumbai, Detroit, or any other city and then prohibiting military
counter-strikes on their home bases, IHL would be read to ensure that terrorist
organizations enjoy the significant “first-mover” advantage throughout the
conflict.229
The law does not tell commanders when they should use force to save lives.
Consequently, the question here is one essentially beyond the law of war, that is,
an affirmative moral responsible of acting to protect others. The problem, as
revealed by the Obama administration’s memorandum, is that the formal policy
never tries to address what Mill calls the “evil” of “inaction.”230 Moreover,
nothing in it seeks to hold anyone accountable for the injury caused by decision-
makers who do not to exercise the moral courage to take a political risk to prevent
a terrorist from wreaking havoc on the powerless.231
229
Id.
230
Charles Dunlap, The Moral Hazard of Inaction in War, WAR ON THE ROCKS (August 19,
2016) https://warontherocks.com/2016/08/the-moral-hazard-of-inaction-in-war/.
231
Id.
232
Melzer, supra note 98, at 76.
233
Id.
234
Id.
235
Fisher, supra note 20, at 719.
236
Article 6(1) ICCPR, UNITED NATIONS HUMAN RIGHTS (March 23, 1976) http://
www.ohchr.org/EN/ProfessionalInterest/Pages/CCPR.aspx.
237
Fisher, supra note 20, at 719.
Legal Justifications for the Drone Targeted Killing 79
238
Melzer, supra note 98, at 76.
239
Murphy & Radsan, supra note 78, at 414.
240
Id.
241
Jahagirdar, supra note 87, at 243.
242
Id., at 233.
243
Id.
244
Murphy & Radsan, supra note 78, at 414.
245
Id.
246
Id.
247
Cohn, supra note 159, at 8.
248
Id.
249
Id.
80 Drones and the Law
Senator Rand Paul’s 13-hour filibuster of John Brennan’s nomination for CIA
director exemplified this.250 Indeed, Georgetown University law professor Rosa
Brooks testified at a congressional hearing:
Another disturbing issue is that the unlawful precedent the United States is
setting with its use of killer drones and other forms of targeted killing not only
undermines the rule of law.252 It also will prevent the United States from
reasonably objecting when other countries that obtain drone technology develop
“kill lists” of persons; those countries believe represent threats to them.253
To evaluate targeted killing under just war theory and constitutional law, the
case of Anwar al-Aulaqi v Panetta is informative. Born in New Mexico,
Al-Aulaqu was a Muslim cleric of the US-Yemeni citizenship.254 He was a pro-
pagandist for al-Qaeda in the Arabian Peninsula (“AQAP”) and was thought to
have played a key part in recruiting Umar Farouk Abdulmutallab, the man who
attempted an airline bombing in Detroit on December 25, 2009. Al-Aulaqi also
e-mailed with Nidal Hasan 6 months prior to Hasan’s murder of 13 men at Fort
Hood, Texas in November 2009.255 Although never formally charged in either
incident, Al-Aulaqi was on the US government’s kill or capture list in April of
2010, apparently with White House approval.256 On September 30, 2011, at the
age of 40, Al- Aulaqi died via a US drone strike, along with Pakistani-American
Samir Khan.257 Ehan, who produced a magazine for AQAP promoting terrorism,
was not on the targeted killing list, and was considered “collateral damage.”258 As
for al-Aulaqi, officials alleged that his role went “beyond inspiration into oper-
ational planning of attacks,” but no proof of such planning has surfaced, and al-
Aulaqi received no trial or judicial review.259 The US justified Al-Aulaqi’s
inclusion on the list because of his role as the leader of AQAP, and as orchestrator
of numerous attacks aimed at the USciting both non-international armed conflict
and self-defense as the appropriate legal paradigms.260 Also, the US’ use of force
against Al-Aulaqi in Yemen must have been in accordance with Article 2(4) of the
250
Id.
251
Id., at 11.
252
Id.
253
Id.
254
Foreman, supra note 5, at 926.
255
Id.
256
Id.
257
Id.
258
Id.
259
Id.
260
Mallette-Piasecki, supra note 65, at 291.
Legal Justifications for the Drone Targeted Killing 81
UN Charter.261 While Yemen’s State sovereignty right was not violated-since the
President of Yemen authorized the US strike, the force initiated by the United
States must still have complied with international human right law, meaning it
must have been necessary to kill Al-Aulaqi.262
7. Conclusion
The carrying out of targeted killings must only be an extraordinary measure,
where the alternative of capture or arrest is unfeasible. In this chapter, the dis-
cussion of the justifications for targeted killing by drone strikes was along three
lines-operational considerations, theories of self-defense, and moral concerns.
The authentication of targeted killing of a target depends upon the reliability
of intelligence. As discussed above, drones play an important role in gathering
intelligence where ground intelligent is not available. Rachel Stohl, of the Stimson
Center, a Washington research institute said, “These are precise weapons. The
failure is in the intelligence about who it is that we are killing.”263 In addition,
precision of drone causes less collateral damage. However, legal justification of
signature strikes remains vague. However, some scholar justified the legality of
signature strikes because
This chapter has justified targeted killing under the principle of military
necessity. In addition, this chapter justified the targeted killing under the self-
defense theory, AUMF and UN Charter. There are some moral issues raised by
few countries for drone-targeted killing but the US provides its justification.
Finally, this chapter examined the controversial issue of targeted killing of the US
citizen.
261
Id.
262
Id., at 292.
263
Scott Shane, Drone Strikes Reveal Uncomfortable Truth: US Is Often Unsure About Who
Will Die, THE NEW YORK TIMES (April 23, 2015) https://www.nytimes.com/2015/04/24/world/
asia/drone-strikes-reveal-uncomfortable-truth-us-is-often-unsure-about-who-will-die.html.
264
Currier & Elliot, supra note 163.
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Chapter 4
1. Introduction
This chapter is a comprehensive assessment of the consequences of current-
generation drone proliferation in disputed territories and international security
environment. The spread of armed drones ignited considerable debate among
scholars and policy makers about the consequences of armed and unarmed drone
proliferation for international and regional security.1 This chapter analyzes
important implications for a range of policy issues, including managing regional
disputes, crisis, escalation of war, and drone use by non-state actors.
Drone proliferation means that countries which are at conflict are increasingly
likely to deploy drones.2 The global use of drone by military forces is growing.3 As
of 2020, according to the research conducted by Brad College, 95 countries own
military drones, a sharp increase from 2010.4 Drone operations are becoming
deeply embedded in armed forces world-wide and are changing the global
security.5 Growing proliferation of these systems has meant that a number of
other countries have acquired or developed armed drones and are beginning to
regularly use them to launch strikes.6 These systems proliferate to a greater
1
Michael Horowitz, Sarah Kreps, & Mattew Fuhrmann, The Consequences of Drone
Proliferation: Separating Fact from Fiction, FORTHCOMING AT INTERNATIONAL SECURITY, at
1 (January 25, 2016).
2
Drone Proliferation and the Use of Force: An Experimental Approach, CENTER FOR A NEW
AMERICAN SECURITY, at 15 (March 3, 2017) http://drones.cnas.org/wp-content/uploads/2017/
03/Drone-Proliferation-and-the-Use-of-Force-Proliferated-Drones.pdf.
3
John Schaus & Kaitlyn Johnson, Unmanned Aerial Systems’ Influences on Conflict
Escalation Dynamics, CSIS (August 2, 2018) https://www.csis.org/analysis/unmanned-
aerial-systems-influences-conflict-escalation-dynamics.
4
Warren Strobel, Military Drones Now Common to Nearly 100 Nations, Report Finds, THE
WALL STREET JOURNAL (September 25, 2019) https://www.wsj.com/articles/military-drones-
now-common-to-nearly-100-nations-report-finds-11569403805.
5
Id.
6
Ray Acheson, Mathew Bolton, Elizabeth Minor, & Allison Pytlak, The Humanitarian
Impact of Drones, WOMEN’S INTERNATIONAL LEAGUE FOR PEACE & FREEDOM, at 58 (October
2017) https://reliefweb.int/sites/reliefweb.int/files/resources/humanitarian-impact-of-
drones.pdf.
number of actors, the ways in which they are employed are likely to grow.7 This is
creating a new complication in how leaders and citizens consider the use—and
consequence—of drones in potentially dangerous circumstances.8
The broader aspect for future drone use with the appearance of new tech-
nologies and public services brings more opportunities and makes individuals
more vulnerable.9 Therefore, society misses a chance to react to emerging
threats in a timely fashion.10 Many analysts and policymakers argue that
drones will transform warfare in the twenty-first century.11 Scholars and
journalists in this camp routinely describe drones as a revolutionary military
technology.12 Adam Stulberg wrote in 2007, “It is now conventional wisdom
that we stand at the dawning of the unmanned aerial vehicle (UAV) [drone]
revolution in military affairs.”13 Later, Amy Zegart stated, “Drones are going
to revolutionize how nations and non-state actors threaten the use of
violence.”14 Many within this camp caution that drones lower the costs of using
force to the point of making war too easy and therefore more likely.15 Addi-
tionally, because drones have a variety of commercial applications and because
drone exports are increasing, those in this camp generally believe that militarily
relevant drones will spread very quickly.16 Drone proliferation, therefore, is
both inevitable and highly consequential for the international security
environment.
In contrast, a second camp views drones as a non-transformative technology
that replicates capabilities that many modern militaries already possess.17 In
addition, analysts in this camp contend that the technological requirements of
sophisticated drones are beyond the reach of many countries.18 Consequently,
drone proliferation is relatively insignificant for regional and international
security.19 Also, drone proliferation carries significant potential consequences
for counterterrorism operations and domestic control in authoritarian regimes.20
Drones could enhance monitoring in disputed territories and potentially lead
to greater stability.21 Drones are a significant technology due to their ability
7
Schaus & Johnson, supra note 3.
8
Id.
9
Eugene Miasnikov, Non-State Actors and Unmanned Aerial Vehicles, CENTER FOR ARMS
CONTROL, ENERGY & ENVIRONMENTAL STUDIES, at 11 (January 13, 2013) https://www.arms
control.ru/pubs/en/Miasnikov-UAV-130108.pdf.
10
Id.
11
Horowitz, Kreps, & Fuhrmann, supra note 1, at 13.
12
Id.
13
Id.
14
Id.
15
Id., at 8.
16
Id.
17
Id.
18
Id.
19
Id.
20
Drone Proliferation and the Use of Force: An Experimental Approach, supra note 2, at 15.
21
Id.
Point Forward to Drone Proliferation 85
to perform tasks with pinpoint precision, greater stealth, and the increase in
human pilot safety. Their use can lead to crisis and may not escalate interstate
war. However, drone proliferation carries potential significant threats from
terrorist use.
This chapter examines the effects of drone proliferation on future warfare
and consequences on international security environment. This chapter discusses
three legitimate concerns with drone use; the use of drones in disputed terri-
tories; drone attacks can lead to crisis and war escalation; and drone use by
violent non-state actors. This chapter answers the following questions: Are
countries more willing to put a drone in harm’s way?22 If they do then, how will
other states respond?23 Would they be willing to shoot down a drone than a
human-inhabited aircraft?24 If they did, are those incidents likely to escalate the
war?25
2. Definitions
A working definition of crisis and conflict escalation is essential. Some of the key
terms are not standard and universally accepted. Therefore, working definitions
are stipulated in the paper to ensure the same basic understanding of these terms
at the outset. This will help in addressing the legal issues of the chapter.
Crisis: Scholars describe a crisis as the “intermediate zone between peace and
war.”26 Many different factors can contribute to the onset of a crisis, although it is
often triggered by an identifiable act of violence, event or change in the envi-
ronment, or a combination of these factors.27 Unlike the broader term interna-
tional dispute—a frequent occurrence emerging from conflicting interests between
States—a crisis is a change in a States’ perception in the level of threat to their
national interests to the extent that it demands a response in a finite period of
time, during which military hostilities appear highly likely but not inevitable.28
Understanding how armed drones may contribute to the onset of crises, and
conversely how these systems may help to manage them peacefully, is critical to
assessing what implications the proliferation of these systems will have for inter-
State relations.29
22
Id.
23
Id.
24
Id.
25
Id.
26
George Woodhams & John Borrie, Armed UAVs in Conflict Escalation and Inter-State
Crisis, UNITED NATIONS INSTITUTE FOR DISARMAMENT RESEARCH, at 5 http://www.unidir.org/
files/publications/pdfs/armed-uav-in-conflict-escalation-and-inter-state-crisis-en-747.pdf.
27
Id.
28
Id.
29
Id.
86 Drones and the Law
30
F.E. Morgan et al., Dangerous Thresholds: Managing Escalation in the 21st Century,
RAND CORPORATION, at XI (2008) https://www.rand.org/pubs/monographs/MG614.html.
31
Id.
32
Horowitz, Kreps, & Fuhrmann, supra note 1, at 28.
33
Id.
34
Id.
35
Id.
36
Woodhams & Borrie, supra note 26, at 9.
37
Id.
38
Id.
39
Horowitz, Kreps, & Fuhrmann, supra note 1, at 28.
40
Id.
Point Forward to Drone Proliferation 87
surveillance given the technology’s superior endurance, and because states could
“test the waters” with less risk than would be incurred with a manned
equivalent.41
As discussed in Chapter 2, there is a growing body of law generally recognizing
drone use in conflict areas as legal under international standards. There are
International Humanitarian Law (IHL) and international law that are applied in
the disputed territories and drones can be operated with same set laws.
However, many scholars argue that there is ambiguity over drone legality in
disputed territories. Identification of law is especially important because of the
lack of international rules governing drone treatment, including areas where
sovereignty remains contested.42 For example, China increasingly deploys drones
in disputed areas over which it claims sovereignty.43 Drones sightings occurred in
the East China Sea—where China claims territory also claimed by Japan and
Taiwan—and the South China Sea—where China contests sovereignty with a
number of other countries, including Taiwan, Malaysia, and Vietnam.44
Drone sightings in the disputed territories are common enough to require a
guide for identification by the average seaman.45 Tensions over the
islands—called the Diaoyu by China and the Senkaku by Japan—arose in 2013.46
Drones do not have the best record for safeguarding national sovereignty.47 Two
major drone-related developments could affect the East China Sea situation.
The second development is Japan’s aggressive military posture in the East
China Sea.48 On October 20, 2017, Japan released new rules of engagement for
drones that include the proviso that it would shoot down any unauthorized drone
entering Japanese airspace and ignoring warnings to leave.49 These guidelines are
more aggressive than manned aircraft guidelines, which stipulate that an intruder
must pose a threat to Japanese nationals before qualifying as a target.50 In
response to the new rules, GengYansheng, the spokesperson for the Chinese
Ministry of Defense, announced that if Japan shoots down a Chinese drone over
the Senkaku Islands, it will be “an act of war” that would prompt severe
41
Id.
42
Charles Fain Lehman, Report: China Increasing Drone Operations in Disputed Seas, THE
WASHINGTON FREE BEACON (August 29, 2017) http://freebeacon.com/national-security/
report-china-operating-drones-disputed-seas/.
43
Id.
44
Id.
45
Id.
46
Jonathan Kaiman & Justin McCurry, Japan and China Step Up Drone Race as Tension
Builds Over Disputed Islands, THE GUARDIAN (January 9, 2013) https://www.theguardian.
com/world/2013/jan/08/china-japan-drone-race.
47
Dan Getting, An Act of War: Drones are Testing China-Japan Relations, CENTER FOR THE
STUDY OF THE DRONE AT BRAD COLLEGE (November 8, 2013) http://dronecenter.bard.edu/act-
war-drones-testing-china-japan-relations/.
48
Id.
49
Id.
50
Id.
88 Drones and the Law
retaliation.51 Japan appears more willing to take action against intrusive drones
than against manned aircraft.52 In this case, the use of drone altered traditional
rules of engagement, adding greater uncertainty and suspicion strong nationalistic
sentiment.53
China is reported to have a policy of shooting down unannounced drones with
surface-to-air missiles or fighter aircraft.54 Compounding matters further, the
rules of engagement for responding to drone incursions—whether and when to
shoot down a drone that transgresses a state’s borders—are currently ambiguous.
This ambiguity could lead to mutual misunderstandings and further escalation of
a crisis.55
In another similar example, The Islamic Revolutionary Guard Corps news
website said the drone “was shot down when it [the US drone] entered Iran’s
airspace near the Kouhmobarak district in the south,” referring to the area of
Iranian coast facing the strait of Hormuz.56 If the US drone really had been in
Iranian airspace, it seems permissible under international law for Iran to shoot it
down, at least if Iran had first attempted to warn the drone or its operator.57 It is a
basic principle of sovereignty that a state has the right to control access to its
territory, airspace and territorial waters.58 Article 1 of the Chicago Convention on
International Civil Aviation to which the United States and Iran are both parties,
provides that “[t]he contracting States recognize that every State has complete and
exclusive jurisdiction over the airspace above its territory.”59 Article 2 clarifies
that “territory” constitutes “the land areas and territorial waters adjacent
thereto.”60 The Chicago Convention also deals specifically with drone aircraft.61
Article 8 of the Chicago Convention states, in relevant part, that
51
Id.
52
Id.
53
Id.
54
Horowitz, Kreps, & Fuhrmann, supra note 1, at 28.
55
Id.
56
Julian Borger & Patrick Wintour, Donald Trump Calls Iran Attack on US Drone a ‘big
mistake’, THE GUARDIAN (June 20, 2019) https://www.theguardian.com/world/2019/jun/20/
iran-claims-us-drone-shot-down-missile-strike-saudi-arabia-trump-yemen.
57
Ashley Deeks & Scott Anderson, Iran Shoots Down a U.S. Drone: Domestic and
International Legal Implications, LAWFARE (June 20, 2019) https://www.lawfareblog.com/
iran-shoots-down-us-drone-domestic-and-international-legal-implications.
58
Id.
59
Id.
60
Id.
61
Id.
62
Id.
Point Forward to Drone Proliferation 89
63
Id.
64
Id.
65
Id.
66
Id.
67
Id.
68
Id.
69
Id.
70
Id.
71
Id.
72
Id.
73
C. Yiallourides & Z. Yihdego, Disputed Territories and the Law on the Use of Force:
Lessons from the Eritrea-Ethiopia Case, Ethiopian Yearbook of International Law, vol. 3,
Springer (2018) https://abdn.pure.elsevier.com/en/publications/disputed-territories-and-the-
law-on-the-use-of-force-lessons-from.
90 Drones and the Law
applicable to disputed territories and the legal obligations of states acting in those
areas, especially where the use of force is engaged.74
The concern is how to treat drone use in disputed territories. The US justifies
its use of drone strikes under LOAC, weapon laws, just war theory, and self-
defense theory. However, using drones in disputed territories is different from
conflict areas. It is possible to apply existing laws in the disputed territories and
meanwhile new disputed territory drone laws should be developed.
74
Id.
75
Horowitz, Kreps, & Fuhrmann, supra note 1, at 27.
76
Id.
77
Id.
78
Id.
79
Id.
80
Zheping Huang, China and India Are Now Arguing Over a Crashed Drone Near Their
Disputed Border, QUARTZ INDIA https://qz.com/india/1150951/china-and-india-are-now-
arguing-over-a-crashed-drone-near-their-disputed-border/.
81
Id.
82
Id.
83
Id.
84
Id.
Point Forward to Drone Proliferation 91
“solemn representations” with India, and asked it to stop flying drones near the
border, foreign ministry spokesman Geng Shuang said during a regular briefing
(link in Chinese).85 India, for its part, said the drone was on a regular training
mission over its territory but had lost contact with ground control due to a
technical failure.86 Indian border guards alerted their Chinese counterparts about
the drone soon after it crossed over a so-called “line of actual control” in the
Sikkim area, according to the Indian army.87
The risk of crisis escalation is somewhat higher with drones because they
inherently have two uses; from the enemy’s point of view, it’s impossible to know
whether a Reaper or Predator is simply conducting surveillance or is about to
strike.88 Also, where there’s uncertainty and ambiguity, miscalculation is more
likely.89 Yet even the shooting down of a Predator or Reaper is unlikely to lead
the US or any state into war, because these drones are unmanned.90 This obvious
fact has important consequences for crisis management.91
Using drone in disputed territory might lead to crisis up to a certain extant,
because states are more concerned when soldiers or civilians are killed. Dro-
nes—military assets that can be attacked without hurting enemy person-
nel—change the calculus of retaliation.92 The United States went to war against
Taliban after 9/11 but did not go to war against Iran or Russia when their drone
were shot down. It might lead to the crisis, but probably it will not lead to the
escalation of war.
85
Id.
86
Id.
87
Id.
88
Amy Zegart, Not All Drones Are Created Equal, THE ATLANTIC (June 21, 2019) https://
www.theatlantic.com/ideas/archive/2019/06/drones-dont-spark-war-humans-do/592279/.
89
Id.
90
Id.
91
Id.
92
Erik Lin-Greenberg, Game of Drones: What Experimental Wargames Reveal About Drones
and Escalation, WAR ON THE ROCKS (January 10, 2019) https://warontherocks.com/2019/01/
game-of-drones-what-experimental-wargames-reveal-about-drones-and-escalation/.
93
Eric Lin-Greenberg, Game of Drones: The Effect of Remote Warfighting Technology on
Conflict Escalation, FREEMAN SPOGLI INSTITUTE FOR INTERNATIONAL STUDIES (April 4, 2019)
https://fsi.stanford.edu/events/game-drones-effect-remote-warfighting-technology-conflict-
escalation.
94
Id.
92 Drones and the Law
lower.95 For example, the US troops have a drone called the Switchblade, which
fits into a backpack, weighs less than 6 pounds, can fly for just 10 minutes and 10
kilometers.96 It is designed to be used in the field like a smart, longer-range hand
grenade.97 Using or losing a Switchblade is unlikely to lead to states spiraling into
conflict.98
However, if deployments move from close to the border to inside an adver-
sary’s territory, there is some risk of triggering an armed confrontation.99 For
example, Iran’s decision to shoot down the US RQ-4 Global Hawk surveillance
drone brought the US to the brink of military retaliation.100 Beyond their enor-
mous diplomatic and geopolitical implications, these events have also heightened
anxieties around the world over the role of drones.101 Could drones lead humans
down a reckless path to war?102
Sending a Global Hawk is not a particularly provocative act, but shooting one
down is more so, precisely because it poses no threat to human life.103 Therefore,
most likely Tehran was trying to send some nuanced signals, dialing tensions up
just a notch but not too much, and letting the US leaders know that Iran has
better air defenses than they probably assumed.104 The possibility of a broader
military conflict looms, it’s important to remember that the most dangerous risks
of crisis escalation still involve humans.105
In another instance, Iran claimed to have forced the US drone (which it
asserted was a stealthy RQ-170) to crash in Iran after the aircraft had been
conducting reconnaissance activities within Iranian airspace. In this episode, and
despite having possibly lost a military aircraft to a foreign country which claimed
credit for downing the aircraft, the US response to the incident was muted.106 The
limited response could have resulted from the largely then classified nature of
the airframe, the nature of the mission it was on, or because the loss of the aircraft
was not significant enough to warrant a strong response.107 It shows that losing a
drone will not escalate war.
In a prominent example from early in 2018, Israel shot down an Iranian drone
flying within Israeli air space.108 Israel then launched a strike—including manned
aircraft—against 12 related targets in Syria believed to have been involved with
95
Horowitz, Kreps, & Fuhrmann, supra note 1, at 28.
96
Zegart, supra note 88.
97
Id.
98
Id.
99
Horowitz, Kreps, & Fuhrmann, supra note 1, at 28.
100
Zegart, supra note 88.
101
Id.
102
Id.
103
Id.
104
Id.
105
Id.
106
Schaus & Johnson, supra note 3.
107
Id.
108
Id.
Point Forward to Drone Proliferation 93
the Iranian drone.109 One of Israel’s manned aircraft crashed at the conclusion of
the mission on Israeli territory.110
In September 2012, Armenia shot down an Israeli-made Azerbaijani drone
over Nagorno-Karabakh and the government claims that drones have been
spotted ahead of recent incursions by Azerbaijani troops into Armenian-held
territory.111 The International Crisis Group warned that as the tit-for-tat incidents
become more deadly, “there is a growing risk that the increasing frontline tensions
could lead to an accidental war.”112
The number of known incidents occurring is much higher in recent years than
in the 2000s.113 In part, this is likely to have been caused by increased incidents of
state conflict over the past few years and drone drone proliferation.114 In general,
the findings indicate that based on current technology, practice, and patterns of
behavior, decision-makers from both offensive and defensive sides in an incident
see drone as less escalatory than platforms that put operators at risk.115 This has
been borne out in a range of border incidents, including Israel-Syria, India-
Pakistan, Ukraine’s defense against Russia’s invasion, and the demilitarized
zone between South Korea and North Korea.116 Similar incidents have also
occurred at sea in the Persian Gulf.117
As discussed in Chapter 3, manned and unmanned aircraft are, arguably,
subject to the same laws and policy. What is unclear, however, is whether states
especially the US commanders, policymakers, or political leaders follow the same
thought process or risk calculus when considering where or how to employ drone
and how to respond to attacks on or by drone.118 It is understood that attacking a
manned aircraft is a provocative act and likely an act of war.119
Experts also generally agreed that drone, even when equivalent to manned
platforms, provided a lower risk, a smaller footprint, and sent a less provocative
political signal.120 These differences create room for commanders and policy-
makers to be more willing to use drone offensively rather than manned systems,
because the risk of consequence is viewed as lower relative to manned
platforms.121
109
Id.
110
Id.
111
Nicholas Clayton, Drone Violence Along Armenian-Azerbaijani Border Could Lead to
War, PUBLIC RADIO INTERNATIONAL (October 23, 2012) https://www.pri.org/stories/2012-10-
23/drone-violence-along-armenian-azerbaijani-border-could-lead-war.
112
Id.
113
Schaus & Johnson, supra note 3.
114
Id.
115
Id.
116
Id.
117
Id.
118
Id.
119
Id.
120
Id.
121
Id.
94 Drones and the Law
Shooting down drones does generate publicity, it has not led to escalation.122
One of the reasons countries use drones is to deploy military assets while reducing
the risk to their own soldiers and limiting the prospects of escalation.123 Shooting
down a drone does not generate the same level of public outrage as shooting down
a pilot; therefore, it generally does not galvanize the domestic case for war.124
In fact, the use of drones has caused the opposite concern, that this so-called
light footprint approach to war disconnects the public from costs of conflict and
creates public apathy rather than accountability.125 Thus, shooting down a drone,
even when the countries involved are the United States and Iran, is unlikely to be
a cause for war, though it certainly could raise tensions.126
If a drone is attacked, states might not follow the same escalation calculations
as an attack made against a manned system, or the States might be willing to take
alternative responses because it weighs the risk of a drone differently than a
manned platform. Policymakers and military leaders in the United States and
other governments do not yet have a shared understanding for how drone
employment affects crisis and conflict escalation.127 Although these reduced risks
may increase the likelihood of conflict onset, technology that removes warfighters
from the battlefield may actually help states avoid escalatory spirals.128 Therefore,
drones proliferation will not escalate the war.
122
Michael Horowitz, Sarah Kreps, & Matthew Fuhrman, Yes, Iran Shot Down a U.S.
drone. Here’s Why You (still) Don’t Need to Worry, THE WASHINGTON POST (June 20, 2019)
https://www.washingtonpost.com/politics/2019/06/20/yes-iran-shot-down-us-drone-heres-
why-you-still-dont-need-worry/.
123
Id.
124
Id.
125
Id.
126
Id.
127
Schaus & Johnson, supra note 3.
128
Eric Lin-Greenberg, Game of Drones: the Effect of Remote Warfighting Technology on
Conflict Escalation, supra note 93.
129
Horowitz, Kreps, & Fuhrmann, supra note 1, at 14.
130
Id.
131
Amy Zegart, Deterrence in the Drone Age, HOOVER INSTITUTION, at 3 (2014) https://
www.hoover.org/sites/default/files/fw_hoover_foreign_policy_working_group_unconventional_
threat_essay_series/201411%20-%20Zegart.pdf.
Point Forward to Drone Proliferation 95
$12 million.132 By contrast, the manned F-22 costs 10 times as much.133 The air
force’s newest aircraft, the manned F-35 Joint Strike Fighter, is expected to cost
between $148 million and $337 million apiece in 2015.134 The Center for Strategic
and Budgetary Assessments estimates that deploying ground troops isn’t cheap,
either: the cost of one deployed service member in Afghanistan in FY2014 will be
$2.1 million a year.135 Finally, the political costs of utilizing drones are much
lower than operations that require boots on the ground or aviators in the air.136
By lowering the political threshold for using force, this argument suggests,
drones make states more willing to deploy their military assets. Military
deployments, in turn, make the use of lethal force more likely.137 Proponents of
this view (though not necessarily of the uses of force themselves) cite the preva-
lence of US drone strikes in countries such as Pakistan, Somalia, and Yemen,
arguing that the United States would have used military force less frequently in
these countries if it did not have drones at its disposal.138 Lowering the threshold
for military deployments also includes the use of unarmed drones such as sur-
veillance aircraft that may be more likely to transgress an adversary’s airspace
because they can do that at a lower cost.139 The second-order effect of deploying
even unarmed surveillance drones is that other countries may be more willing to
shoot down drones than manned aircraft, which some analysts worry could cause
tense situations to escalate.140
In this view, drone proliferation has mostly undesirable consequences for
international security, and the rapid diffusion of armed and advanced drones
around the globe may exacerbate this destabilizing tendency.141 Drones are the tip
of the spear for the spread of robotics writ large, a commercially driven enterprise
that renders many key components of drones as fundamentally dual-use
technologies.142 Although many countries may find state-of-the-art armed
drones hard to operate, continuing technological advances eventually will make it
easier for them to do so, just as they have with other military technologies, such as
combat aircraft.143 For all of these reasons, armed drone proliferation is an
important international security issue from this perspective.144
132
Id.
133
Id.
134
Id.
135
Id.
136
Id.
137
Horowitz, Kreps, & Fuhrmann, supra note 1, at 14.
138
Id.
139
Id.
140
Id.
141
Id.
142
Id., at 15.
143
Id.
144
Id.
96 Drones and the Law
145
Acheson, Bolton, Minor, & Pytlak, supra note 6, at 49.
146
Id.
147
Id.
148
Id.
149
Id.
150
Id.
151
Id.
152
Id.
153
Id.
154
Id.
155
Id.
Point Forward to Drone Proliferation 97
…the armed conflict need not have been causal to the commission
of the crime, but the existence of an armed conflict must, at a
minimum, have played a substantial part in the perpetrator’s
ability to commit, his decision to commit it, the manner in
which it was committed or the purpose for which it was
committed.162
However, there is no legal protection for the individuals with hobbyist drones
in the disputed territories.
156
Remote Control Project Report: Hostile Drones, OXFORD RESEARCH GROUP (January 11,
2016) http://www.oxfordresearchgroup.org.uk/publications/briefing_papers_and_reports/
remote_control_project_report_hostile_drones.
157
Steve Barela, Legitimacy and Drones: Investigating the Legality, Morality and Efficacy of
UCAVS, at 80.
158
Id., at 82.
159
Id.
160
Id.
161
Id.
162
Id.
98 Drones and the Law
163
David Hodgkinson & Rebecca Johnston, Aviation Law and Drones, Routledge, at 13
(2018).
164
Id.
165
Id.
166
Hostile Drones: The Hostile Use of Drones by Non-State Actors Against British Targets,
REMOTE CONTROL PROJECT, at 1 (January 2016) http://www.oxfordresearchgroup.org.uk/
sites/default/files/Hostile%20use%20of%20drones%20report_open%20briefing_16.pdf.
167
Id.
168
Id.
169
Horowitz, Kreps, & Fuhrmann, supra note 1, at 31.
170
Id.
171
Id.
172
Id.
173
Id.
174
Id.
175
Id.
176
Id.
177
Id.
Point Forward to Drone Proliferation 99
is a real concern.178 In 2014, the FBI arrested a suspect who allegedly planned to
fly a drone armed with a bomb into a school.179 Additionally, the FBI arrested
Rezwan Ferdaus, a US citizen, in September 2011.180 Ferdaus planned to use
small-scale versions of military jets, the F-4 Phantom and the F-86 Sabre with five
pounds of plastic explosives on each plane.181 His plan was to launch three planes
from a park near the Pentagon and Capitol and use GPS to direct them toward
the buildings.182
Dennis Gromley gave testimony for possible terrorist drone use, before the
United States House of Representatives subcommittee in 2004. Eugene Miasni-
kov of the Center considered similar issues in a 2005 paper for Arms Control,
Energy, and Environmental Studies at the Moscow Institute of Physics and
Technology.
The ISIS made low-tech lethal drones by purchasing rudimentary quadcopter
hobbyist drones off the internet and strapping explosives onto them.183 In May
2019, a report from The Wall Street Journal (WSJ ) highlights an evolving threat
in the ongoing civil war in Yemen: cheap drones outfitted with explosives used to
attack government forces.184 The WSJ’s report cites sources that say the Houthi
rebels have increased the use of drones, graduating to using surveillance for
airborne attacks.185 The Houthis are part of a regional network of militant groups
aligned with and backed by Iran, Saudi Arabia’s regional rival.186 The US and
Saudi officials suspect that Iran has dispatched technicians to Yemen to train the
Houthis on drone and missile technology.187
According to the report, Saudi officials estimate they’ve shot down more than
140 drones and that
178
Id.
179
Id.
180
Miasnikov, supra note 9, at 10.
181
Id.
182
Id.
183
Zegart, supra note 88.
184
Andrew Liptak, Drones Are Giving Houthi Rebels an Edge in the Ongoing War in Yemen,
THE VERGE (May 3, 2019) https://www.theverge.com/2019/5/3/18527205/drones-explosives-
yemen-war-houthi-rebels-edge-violence-borders.
185
Id.
186
Ben Hubbard, Palko Karasz & Stanley Reed, Two Major Saudi Oil Installations Hit by
Drone Strike, and U.S. Blames Iran, THE NEW YORK TIMES (September 15, 2019) https://
www.nytimes.com/2019/09/14/world/middleeast/saudi-arabia-refineries-drone-attack.html.
187
Id.
188
Liptak, supra note 184.
100 Drones and the Law
That’s worrisome because it greatly expands the reach of the rebel groups, and
it could see the violence spread beyond Yemen’s borders to affect shipping lanes
in the Red Sea.189
The WSJ says that the “Houthis have become one of the most adept militant
groups at using drones in war,” and that some intelligence officials think that the
group has received assistance from Iran.190 The Houthis have launched a series of
attacks using drones.191 In July 2018, they claimed responsibility for an attack
against refinery in Riyadh, Saudi Arabia, and against the international airport in
the United Arab Emirates.192 In January 2019, they used a bomb-laden drone to
attack a number of Yemeni military officials, killing military intelligence head
Maj. Gen. Mohammad Saleh Tamah.193 It is thought to be the first time that a
drone was used to successfully carry out a targeted attack.194 The group has since
threatened similar attacks.195 While Yemen has launched its own attacks against
suspected drone stockpiles, they haven’t been entirely successful, as the Houthis
have continued to launch drone attacks in recent weeks, which highlights the
difficulties in combating the threat these drones pose.196
In September 2019, drone attacks claimed by Yemen’s Houthi rebels struck
two key oil installations inside Saudi Arabia on Saturday, damaging facilities that
process the vast majority of the country’s crude output.197 The attacks immedi-
ately escalated tensions in the Persian Gulf amid a standoff between the United
States and Iran, even as key questions remained unanswered—where the drones
were launched from, and how the Houthis managed to hit facilities deep in Saudi
territory, some 500 miles from Yemeni soil.198
The Houthis said they had launched the aerial attacks with 10 drones, which
would amount to their most audacious strike on Saudi Arabia since the kingdom
intervened in Yemen’s war more than 4 years ago.199 The Saudi-led bombing
campaign has devastated the impoverished country and exacerbated the world’s
worst humanitarian crisis.200
United Nations investigators have written that the Houthis have acquired
advanced drones that could have a range of up to 930 miles.201 That leaves open
the possibility that the drones used in September 2019, had flown from
189
Id.
190
Id.
191
Id.
192
Id.
193
Id.
194
Id.
195
Id.
196
Id.
197
Hubbard, Karasz, & Reed, supra note 186.
198
Id.
199
Id.
200
Id.
201
Id.
Point Forward to Drone Proliferation 101
Houthi-controlled territory in Yemen.202 But they may also have been launched
from another country, such as Iraq, or from inside Saudi Arabia itself.203
The attacks not only exposed a Saudi vulnerability in the war against the
Houthis but also demonstrated how relatively cheap it has become to stage such
high-profile strikes.204 Wim Zwijnenburg, a senior researcher on drones at PAX, a
Dutch peace organization.205
The strikes illustrate how David-and-Goliath tactics using cheap drones are
adding a new layer of volatility to the Middle East.206 Such attacks not only
damage vital economic infrastructure, but can also increase security costs, disrupt
markets and spread fear.207 While the Houthis do not have significant financial
resources, drones give them a way to hurt Saudi Arabia, which was the world’s
third-highest spender on military equipment in 2018, investing an estimate $67.6
billion.208 Mr Zwijnenburg said the drones gave the Houthis an edge because they
were cheap to produce, hard to detect and shoot down, and able to cause damage
and disruption hugely disproportionate to their cost.209
The logistical constraints that make it difficult for some nation states to operate
state-of-the-art drones will undoubtedly apply to non-state actors as well.210
Nevertheless, Hezbollah’s and Hamas’s use of drones for surveillance purposes
demonstrates the way that violent non-state actors may be able to use even simple
surveillance drones to do the kind of reconnaissance necessary to plan attacks.211
Moreover, if operating armed drones, even at reasonably short ranges, continues to
become easier for militaries without vast logistical support as the technology
improves, they could become more useful for militant groups as well.212
The best defense against the hostile use of drones is to employ a hierarchy of
countermeasures encompassing regulatory countermeasures, passive counter-
measures, and active countermeasures.213 It is generally accepted that IHL related
to non-international armed conflicts, in particular the provisions contained in
common article 3 of the Geneva Conventions and, when applicable, Protocol II,
applies to parties to such a conflict, whether State or non-State armed groups.214
It is also recognized that rules of customary international law related to
202
Id.
203
Id.
204
Id.
205
Id.
206
Id.
207
Id.
208
Id.
209
Id.
210
Horowitz, Kreps, & Fuhrmann, supra note 1, at 36.
211
Id.
212
Id.
213
Hostile Drones: The Hostile Use of Drones by Non-State Actors Against British Targets,
supra note 166, at 1.
214
Avani Bansal, Human Rights in Disputed Territories- Affixing Responsibility, OXFORD
HUMAN RIGHTS HUB (February 14, 2014) http://ohrh.law.ox.ac.uk/human-rights-in-disputed-
territories-affixing-responsibility/.
102 Drones and the Law
5. Conclusion
The low cost, ease of use, and lower risk to operators suggests that the prolifer-
ation of drones capabilities will continue.224 User States may view the deployment
of armed drones as less costly, and therefore potentially less escalatory, than the
use of manned systems.225 Countries go to war when they have decided it is in
their interests to fight.226 However, this view may not be shared by an affected
State. Similarly, while affected States may view destroying or disrupting an armed
drones as less escalatory than striking a manned aircraft, this view may not be
shared by the armed drones user.227 The lack of shared understandings of how
armed drones will interact with conflict thresholds may have negative implications
for managing conflict escalation, particularly when they are deployed in already
complex and unstable strategic environments.228
215
Id.
216
Miasnikov, supra note 9, at 20.
217
Id.
218
Id., at 21.
219
Id., at 22.
220
Id.
221
Id.
222
Id.
223
Id.
224
Schaus & Johnson, supra note 3.
225
Woodhams & Borrie, supra note 26, at 8.
226
Horowitz, Kreps & Fuhrman, Yes, Iran Shot Down a U.S. Drone. Here’s Why You
(Still) Don’t Need to Worry, supra note 122.
227
Woodhams & Borrie, supra note 26, at 6.
228
Id.
Chapter 5
1. Introduction
This book mainly focuses on the legal justifications for using drones in wartime.
However, the emerging range of security, law enforcement, and civilian appli-
cations for drones increasingly moves them beyond the confines of international
military campaigns.1 Drones are being used for a variety of domestic purposes.
Therefore, they pose significant challenges for legislatures, law enforcement
agencies, commercial users, hobbyist users and the citizens. The drone regulating
bodies such as the US Federal Aviation Administration (FAA) are worried about
privacy and safety hazards arising out of increased drone usage.2 For example,
law enforcement agencies’ drone surveillance programs pose privacy concerns.
As of April 2020, most drone studies have simply identified domestic laws
impacting the use of drones without a broader and global perspective. This
chapter provides an overview of current usage of drones and a primer on privacy
issues related to various drone operations, both public and private. This chapter
compares constitutional, privacy, torts, property, and aviation laws of the US,
UK, and India. The purpose of this work is to identify the most effective
domestic drone laws from these three countries and create a universal domestic
legal system for drones. The purpose of this chapter is to analyze the govern-
ment and civilian uses of drones in these three countries and identify the “best-
practices” to be applied globally. This chapter examines the applicable drone
laws for surveillance and the privacy rights of individuals. Further, this chapter
examines the drone data privacy laws and identifies core principles that coun-
tries must observe, including adequate data security and individual’s consent for
data collection. Finally, this chapter provides appropriate solutions for drone
privacy laws.
1
Lachlan Urquhart, The Aerial Gaze: Regulating Domestic Drones in the UK, SCL (2013)
http://www.scl.org/site.aspx?i5ed31354
2
Sarah Kreps, Drones: What You Needs to Know, at 1 (2016).
3
David Hodgkinson and Rebecca Johnston, Aviation Law and Drones (2018) ROUTLEDGE,
at 14.
4
Jeffrey H. Reiman, ‘Privacy, Intimacy, and Personhood’ 6 PHILOS. PUBLIC AFF. 26, at 39
(1976). Also see, supra note 5, at 15.
5
James H. Moor, ‘Toward a Theory of Privacy in the Information Age’ 27 COMPUTERS AND
SOCIETY 27, at 29 (1997).
6
James Rachels, ‘Why Privacy is Important’ four Philosophy and Public Affairs
323, 326 (1975).
7
Hodgkinson and Johnston, supra note 5, at 15.
8
Constance Gustke, Which Countries are Better at Protecting Privacy? BBC (June 26, 2013)
http://www.bbc.com/capital/story/20130625-your-private-data-is-showing
9
Conor Friedersdorf, The Rapid Rise of Federal Surveillance Drones Over America, THE
ATLANTIC (March 10, 2016) http://www.theatlantic.com/politics/archive/2016/03/the-rapid-
rise-of-federal-surveillance-drones-over-america/473136/
10
Wells Bennett, Civilian Drones, Privacy, and the Federal-State Balacne, BROOKINGS
(September 2014) https://www.brookings.edu/research/civilian-drones-privacy-and-the-
federal-state-balance/
Drone Privacy Laws: A Comparative of the US, UK, and India 105
1.1 Challenges
Domestic drone usage poses a number of challenges to state regulatory frame-
works for privacy, surveillance, and aviation safety.11 The US, UK, and India
have drone regulating agencies such as Federal Aviation Administration (FAA)
for the US, Civil Aviation Authority (CAA) for UK, and Director General of
Civil Aviation (DGCA) for India. Privacy is beyond the scope of theses regulating
agencies. These agencies are about licensing drones, and they lack privacy pro-
tection regulations. This leaves a gap between drone usage regulations and pri-
vacy protection. The other areas of law such as constitutional, common-law torts
of nuisance and trespass, privacy, and data protection laws can fill this gap.12
However, these laws are inadequate to protect privacy.
Many statutory privacy laws are also inadequate because those laws are only
applicable to government or private commercial entities, and do not apply to
private individuals.13 For example, they are unlikely to cover situations when a
person is spying on his or her neighbor through a drone fitted with video
cameras.14 Anti-voyeurism laws may provide significant privacy protection.15
However, these laws are not universal; for example, they vary from state to state
in the US.16 The same is true for Australia, where harassment and stalking laws
may protect privacy but are inconsistent across jurisdictions. Further, the privacy
legislation in Australia is concerned with data protection only, not unrecorded
surveillance.
In Australia, there is currently no tort of privacy. This limits Australian courts
from protecting people from privacy breaches by drones.17 However, in other
common law jurisdictions, torts and other rules of common law may evolve to
protect people’s privacy from drones.18 In the US, there are four torts relating to
privacy, “publicity which places the plaintiff in a false light,” “appropriation of
the plaintiff’s likeness” “intrusion upon the plaintiff’s seclusion or solitude,” and
“public disclosure of private facts about the plaintiff.”19
The tort of public disclosure of private facts about the plaintiff has also been
adopted by the courts in New Zealand.20 Although the UK does not have an
explicit tort of privacy, it has expanded the tort of breach of confidence to protect
privacy to a large extent. In Canada, there is a statutory tort of privacy. These
torts may be able to provide some privacy protections in the drone context.
However, case law relating to existing torts was developed in substantially
11
Urquhart, supra note 1.
12
Clare Feikert-Ahalt, Regulation of Drones: United Kingdom, LIBRARY OF CONGRESS (April
2016) https://www.loc.gov/law/help/regulation-of-drones/united-kingdom.php
13
Hodgkinson and Johnston, supra note 5, at 25.
14
Id.
15
Id.
16
Id., at 26.
17
Id.
18
Id.
19
Id.
20
Id.
106 Drones and the Law
21
Id.
22
Id.
23
Id.
24
Id.
25
Id.
26
Id.
27
Id.
28
Id.
29
Rachel L. Finn and David Wright, ‘Unmanned Aircraft Systems: Surveillance,
Ethics and Privacy in Civil Applications’, 28 COMPUTER LAW AND SECURITY REVIEW 184.
30
Domestic Drones, ACLU (accessed August 3, 2016) https://www.aclu.org/issues/privacy-
technology/surveillance-technologies/domestic-drones
31
Hodgkinson and Johnston, supra note 5, at 15.
32
Kevin Kelly, Benefits of Drone Surveillance, SECURITY SALES & INTEGRATION (April 1, 2015)
http://www.securitysales.com/article/are_there_benefits_of_drone_surveillance/Unmanned_
Aerial_Systems
33
Domestic Drones, supra note 30.
Drone Privacy Laws: A Comparative of the US, UK, and India 107
invasions of privacy rights.34 For example, drones often fly beyond the range of
sight for most people due to their heights and size.35 Therefore, drone surveillance
often occurs without the knowledge of the individual being monitored.36
Additionally, drones pose challenge to reasonable expectation of privacy,
trespass law and upward boundaries of private property. Also, many legislators
are concerned that domestic drone usage by government controllers might
encumber the individual right to privacy. Drones are also a challenge to safety.
According to the Australian House of Representatives Standing Committee on
Social Policy and Legal Affairs Inquiry, Eyes in the Sky, the current quality and
technological limitations of drones make drones a safety issue in addition to
cluttered airspace.37 For instance, critics argue that flying drones over populated
areas is potentially dangerous because they may interfere with conventional
aircraft. There are other challenges, drones are used for perverts, spies, and
criminals.38
34
Id.
35
Domestic Unmanned Aerial Vehicles (UAVs) and Drones, ELECTRONIC PRIVACY
INFORMATION CENTER (accessed August 2, 2016) https://epic.org/privacy/drones/
36
Id.
37
Hodgkinson and Johnston, supra note 5, at 15.
38
Id.
39
Kelley Sayler, Foreword by Paul Scharre and Ben Fitzgerald, A WORLD OF PROLIFERATED
DRONES: A TECHNOLOGY PRIMER, at 8 (June 2015) available http://www.cnas.org/sites/default/
files/publications-pdf/CNAS%20World%20of%20Drones_052115.pdf
40
Id.
41
Hodgkinson and Johnston, supra note 5, at 9.
42
Id.
43
Id. at 10.
44
Id.
108 Drones and the Law
Laima, “which crossed the Atlantic Ocean autonomously on only 1.5 gallons of
auto-motive gasoline.”45 Also in the 1990s, Japan reached full-scale production
and use of drones for spraying crops with fertilizer and pesticides.46 Non-military
uses of drones have, continued beyond the 1990s.47 In 2007, an Aerosonde drone
flew into the eye of hurricane Noel at the low altitude of 300 feet, with winds of
80 mph, a feat too dangerous for manned aircraft.48
According to Perritt, in addition to the military, model aircraft and hobbyists
have played an important role in the civilian use of drones.49 Perritt distinguishes
between macro and micro drones, where micro drones are less than 55 pounds
and are powered by “four to eight electrically driven rotors” and macro drones
are heavier than 55 pounds and are “powered by internal combustion engines
driving conventional propellers or fan jets.”50 He argues that micro drones
“evolved from miniaturization of imaging, flight, and electrical propulsion sys-
tems that, for the first time, enabled air vehicles to fly in close quarters, down low,
and in circumstances where manned aircraft would simply be too big.”51 Such
micro drones have spread from the model aircraft hobbyist community to the
commercial world.52 Macro drones, however, now used in the civilian world, were
originally designed for combat and, therefore, find their origin in the military.53
Now, the scope of drone use grows every year. After 2010, hobbyist drones
began to explode in popularity.54 The development of smartphone technology has
allowed drones to know their orientation movement direction.55 Smartphones
themselves served as easily available remote controls for the drones.56 Consumer
demand, however, has also played a part. A 2014 news article attributes the
increasing popularity of modern drones to the fact that “they allow the selfie
generation to take spectacular pictures of themselves or their homes from the
air.”57 Quadcopters have become the most popular drones because of their
cheaper cost and reduced complexity.58 Theilmann traces the current boom in
consumer use of drones to the 2010 Las Vegas Consumer Electronics show which
showcased the French-based Parrot AR 1.0; it could be controlled by an iPhone
app and “allowed users to take low quality photos and videos.”59
45
Id.
46
Id.
47
Id.
48
Id.
49
Id.
50
Id.
51
Id.
52
Id.
53
Id.
54
Kelley Sayler, Scharre and Fitzgerald, supra note 39, at 11.
55
Hodgkinson and Johnston, supra note 5, at 15.
56
Id.
57
Id.
58
Id.
59
Id.
Drone Privacy Laws: A Comparative of the US, UK, and India 109
However, it was in 2013 that the China-based DJI “introduced what many
consider to be the precursor to modern consumer drone technology”; it included a
high quality GoPro camera and live stream camera feed through a smartphone
app.60 While commercial drones, in contrast to consumer drones, are yet to
achieve large-scale use, primarily due to government regulations, companies
clearly anticipate the use of drones for business purposes.61 In 2013, Amazon
unveiled its “PrimeAir” project involving delivery by drones.62 In 2014, Google
revealed its home delivery drone.63 The BBC in 2013 used a hexacopter to conduct
its first drone assisted reporting.64
In 2015, Amazon announced package delivery via drones and Google inno-
vated future drone delivery service.65 In 2016, the world’s first passenger drone,
developed by the Chinese firm Ehang, was cleared for testing in Nevada in the
United States.66 In September 2017, Aire, purportedly the world’s first self-flying
drone, was launched for development on Kickstarter (a crowd funding site).67
This drone is a quiet, hovering robot that can be used for surveillance inside
domestic homes while the inhabitants are away and is controlled through a mobile
app.68 Facebook is developing a drone to provide Internet services to remote
regions of the world.69 It completed its first successful flight in May 2017.70
Now, drones are being used by police for “forensic examination of crime
scenes” and for special emergency responses in “high-risk and significant
operations.”71 The video and photography capabilities of drones are being used
by event photographers, real estate agents, tourism guides, to cover sporting
events and making documentaries.72 They are being used for border patrol, traffic
surveillance, pipeline patrol, port security, flood mapping, forest fire rescue, high-
altitude imaging, humanitarian aid, environmental monitoring and mapping,
atmospheric monitoring, soil moisture imaging, crop monitoring, agricultural
application and much more.73 Fun, durability, and adaptability are all major
selling points.74 Hobbyist drones are becoming a major challenge for governments
in protecting the privacy rights and the safety concerns of individuals in most
counties.
60
Id.
61
Id.
62
Id.
63
Id.
64
Id.
65
Kreps, supra note 5, at 1.
66
Hodgkinson and Johnston, supra note 5, at 13.
67
Id.
68
Id.
69
Id.
70
Id.
71
Id.
72
Id.
73
Id.
74
Adam Rothstein, Drone, BLOOMSBURY, at 43 (2015).
110 Drones and the Law
75
Id.
76
Id.
77
Kelley Sayler, Scharre and Fitzgerald, supra note 39, at 11.
78
Id.
79
Id.
80
Stephanie Rosenbloom, The Selfie-Drone: Invasion of the Vacation Snatchers, THE NEW
YORK TIMES (August 31, 2015) http://www.nytimes.com/2015/09/06/travel/selfie-camera-
drones.html
81
Id.
82
Urquhart, supra note 1.
83
Matthew Wall, Can Technology Keep Our Skies Safe from Nuisance Drones? BBC
(August 25, 2015) http://www.bbc.com/news/business-33989289
84
Larisa Epatko, How Are Drones Used in the US? PBS NEWS HOUR (April 18, 2013) http://
www.pbs.org/newshour/rundown/how-are-drones-used-in-us/
85
Id.
86
Id.
Drone Privacy Laws: A Comparative of the US, UK, and India 111
Civilians use drones for various purposes. For example, universities have drone
programs, not just to learn how to build and maintain them, but also to train on
their various uses.87 Also, agriculture, far and away, is becoming the dominant
market for drone operations.88 The precision agriculture movement uses tech-
nology to monitor fields, increasing yields and saving money.89 Aerial photog-
raphy is one of the most popular among the US users.90 Also, the aerial
photography with drones in the US raises significant privacy issues. These vehicles
can gather detailed information on individuals.91
87
Id.
88
Brian Handwerk, 5 Surprising Drone Uses (Besides Amazon Delivery), NATIONAL GEOGRAPHIC
(December 2, 2013) http://news.nationalgeographic.com/news/2013/12/131202-drone-uav-uas-
amazon-octocopter-bezos-science-aircraft-unmanned-robot/
89
Id.
90
Jessse Young, Current Rules for Flying Drones and Drone Photography, DRONE GURU
(updated March 26, 2017) http://www.droneguru.net/current-rules-for-flying-drones-and-
drone-photography/
91
Domestic Unmanned Aerial Vehicles (UAVs) and Drones, supra note 35.
92
Id.
93
Id.
94
Summary of Small Unmanned Aircraft Rule (part107), FAA NEWS (June 21, 2016) https://
www.faa.gov/uas/media/Part_107_Summary.pdf
112 Drones and the Law
95
Id.
Drone Privacy Laws: A Comparative of the US, UK, and India 113
Although the new rule does not specifically deal with privacy issues regarding
the use of drones.96 The FAA does not regulate how drones gather data on people
or property, the FAA is acting to address privacy considerations in this area.97
The FAA strongly encourages all drone pilots to check local and state laws before
gathering information through remote sensing technology or photography.98 As
part of a privacy education campaign, the agency will provide all drone users with
recommended privacy guidelines during the drone registration process and
through the FAA’s B4UFly mobile app.99
The FAA will also educate all commercial drone pilots on privacy during their
pilot certification process; and will issue new guidance to local and state gov-
ernments on drone privacy issues.100 The FAA has repeatedly acknowledged the
privacy risks of drone deployment, yet it has refused to adopt any privacy
safeguards.101 FAA should be protecting privacy. For now, the reliance on other
areas of law is the solution for privacy protection issues, when the FAA is not
protecting the privacy from drone spying.
96
Fact Sheet- Small Unmanned Aircraft Regulations, FAA (June 21, 2016) http://www.faa.gov/
news/fact_sheets/news_story.cfm?newsId520516
97
Id.
98
Id.
99
Id.
100
Id.
101
EPIC v. FAA,EPIC.ORG (accessed August 6, 2016) https://epic.org/privacy/litigation/apa/
faa/drones/
102
David Young, Government’s Domestic Use of Drones Poses Privacy Questions for Congress
and the Courts, THE INTERNATIONAL ASSOCIATION OF PRIVACY PROFESSIONALS (April 22, 2014)
https://iapp.org/news/a/governments-domestic-use-of-drones-poses-privacy-questions-
for-congress-and/
103
Id.
104
Id.
105
Drones in Canada, OFFICE OF THE PRIVACY COMMISSIONER OF CANADA (March 2013)
https://www.priv.gc.ca/en/opc-actions-and-decisions/research/explore-privacy-research/
2013/drones_201303/
114 Drones and the Law
Organizations such as the American Civil Liberties Union (ACLU) and the
Electronic Frontier Foundation (EFF) are vocal in raising privacy concerns
relating to these uses.106 The ACLU works to change policies as well as hearts and
minds.107 The ACLU’s Washington Legislative Office lobbies Congress to pass
bills that advance or defend civil liberties and defeat those that do not, their
affiliates work in state houses across the country to do the same, and they use
strategic communications to engage supporters on the most pressing civil liberties
issues of the time.108 Similarly, EFF champions user privacy, free expression, and
innovation through impact litigation, policy analysis, grassroots activism, and
technology development.109 EFF work to ensure that rights and freedoms are
enhanced and protected as our use of technology grows.110 Whereas these orga-
nizations are advocates for change, the protection of privacy comes under the
laws of the US Constitution and under the law of various states.
The tension between national security and personal privacy interests is not new,
especially in light of the explosion of surveillance technology in recent decades.112
Yet, the question remains: what is the proper balance between the necessity of the
government to enforce laws and keep people safe, and individual expectation of
privacy?113 Additionally, the Constitution’s traditional protections provides against
public rather than private action; and the drone was initially developed for gov-
ernment applications and only afterward transitioned to private ones.114
The situation is less clear when it comes to the use of drones by law
enforcement.115 The US Supreme Court has held that individuals do not generally
106
David Young, supra note 102.
107
ACLU, ABOUT THE ACLU, https://www.aclu.org/about-aclu
108
Id.
109
ELECTRONIC FRONTIER FOUNDATION, https://www.eff.org/about
110
Id.
111
US Const. Amend. IV.
112
Abigail Rehfuss, The Domestic Use of Drone and the Fourth Amendment,8 ALB. GOV’T L.
REV. 316 (2015).
113
Id.
114
Bennett, supra note 10, at 2.
115
Michael Frank, Drone Privacy: Is Anyone in Charge? CONSUMER REPORTS (February 10,
2016) http://www.consumerreports.org/electronics/drone-privacy-is-anyone-in-charge/
Drone Privacy Laws: A Comparative of the US, UK, and India 115
have Fourth Amendment rights with respect to aerial surveillance because of the
ability that anyone might have to observe what could be viewed from the air.116 In
Florida v. Riley, the Fourth Amendment was not triggered by police flying a
helicopter over a greenhouse and peering down through the greenhouse’s missing
roof panels.117 Police do not need a warrant to take aerial photos of marijuana
plants growing in residential backyards.118 The Supreme Court ruled that aerial
surveillance by police forces is legal, whether the subject is on private or public
property.119
In the US, there is no reasonable expectation of privacy if something is visible
from a vantage point accessible to the public.120 Delivering the Supreme Court’s
plurality opinion, Justice Byron White stated that the helicopter surveillance did
not violate the Fourth Amendment because the FAA permits helicopter to fly
below 400 feet, “and any member of the public or the police could legally have
observed respondent’s greenhouse from that altitude.”121 However, in case of
drones, the maximum altitude of 400 feet above ground level (AGL) or, if higher
than 400 feet AGL, remain within 400 feet of a structure is permissible under the
FAA as mentioned above. This is the same 400 feet where a helicopter would
violate the Fourth Amendment right to privacy. Therefore, drones can violet the
Fourth Amendment because drones are not allowed to fly above the height of 400
feet from the ground level. If drones are only to fly within the 400 feet, then under
Florida v. Riley they are flying within the zone where the expectation of privacy
exist. This law could be applied to drones creating a no-fly zone where the
expectation of privacy exists.
The United States House of Representatives approved an Amendment to the
National Defense Authorization Act of 2013 to prohibit information collected by
Department of Defense drones without a warrant for use as evidence in court.122
In June 2012, identical bills were introduced in the House and the Senate to
require a warrant before drones could be used for most instances of criminal
surveillance.123
Rather than prohibiting law enforcement officers form using drones to pro-
mote public safety and welfare within the purview of the Fourth Amendment,
states should pass legislation.124 Legislation should restrict private citizens from
conducting unreasonable surveillance with drones, who are not bound by the
116
Domestic Unmanned Aerial Vehicles (UAVs) and Drones, supra note 35.
117
Florida v. Riley 488 US 445, 469 1989.
118
Id.
119
Michael Frank, supra note 115.
120
Florida v. Riley, supra note 117.
121
Martin McKown, The New Drone State: Suggestions for Legislatures Seeking to Limit
Drone Surveillance by Government and Nongovernment Controllers, 26 U. FLA. J.L. &
PUB. POL’Y 86(2015).
122
Domestic Unmanned Aerial Vehicles (UAVs) and Drones, supra note 35.
123
Id.
124
Martin McKown, supra note 121, at 87.
116 Drones and the Law
125
Id.
126
Gregory McNeal, Drones and Aerial Surveillance: Considerations for Legislatures,
BROOKINGS, at 3 (November 2014) https://www.brookings.edu/wp-content/uploads/2016/
07/Drones_Aerial_Surveillance_McNeal_FINAL.pdf
127
Id.
128
Id.
129
Id.
130
Martin McKown, supra note 121, at 87.
131
Id.
132
Abigail Rehfuss, supra note 112, at 325.
133
Id., at 316.
134
Hillary Faber, Keep out! The Efficacy of Trespass, Nuisance and Privacy Torts as Applied
to Drones, 33 GA. ST. U. L. REV. 409 (2016–2017).
135
Michael Frank, supra note 115.
Drone Privacy Laws: A Comparative of the US, UK, and India 117
grappling with the privacy implications.136 State courts have reached different
conclusions about privacy issues associated with aerial surveillance.137 Both
Nevada and Virginia have passed legislation requiring police to obtain a warrant
before using drones for surveillance.138 However, Texas has gone in the opposite
direction, saying that law enforcement agencies only need probable cause.139
The American Federal Government has exclusive sovereignty over the Amer-
ican airspace, federal enactments pre-empt any state enactment on this issue.140
Therefore, state governments are blocked out of legislating on this issued due to
the passage of the FAA Modernization and Reform Act, 2012, which confirms the
federal government’s intent to continue to “occupy the field” of flight.141 However,
states are at the liberty to provide for ancillary regulations such as providing for
security safeguards, segregating no fly zone whereby 45 states have introduced
legislation to protect privacy and limit the use of drones.142
Additionally, extremely low-flying drones which are used for simple observa-
tion by law enforcement agencies are prohibited by the Fourth Amendment.143
State laws that enforce across-the-board moratoriums on drone usage effectively
limit law enforcement officers who appropriately use drones under federal law to
produce positive outcomes in dangerous situations.144 For example, to highlight
the benefit that law enforcement officers gain by lawfully using drones, DHS
simulated a “dirty bomb” scenario in June 2010 by hiding a small device that
emitted a safe pule of radiation nearly 40 miles of north of Los Angles,
California.145 DHS officials detected the radiation by toggling a joystick by using
a drone.146
DHS and Customs & Border Protection agency have deployed dro-
nes—originally bought to guard America’s borders—to assist local law enforce-
ment and other federal agencies on several occasions.147 Sgt. Bill Macki, the
leader of the Grand Forks, ND, SWAT team said, “the Predator drone helps us
pull back and (gives us) the ability to control the perimeter and de-escalate the
scene significantly. The (drones) have been a tremendous asset to our high-risk
136
Id.
137
Domestic Unmanned Aerial Vehicles (UAVs) and Drones, supra note 35.
138
Michael Frank, supra note 115.
139
Id.
140
Unraveling the Future Game of Drones, NISHITH DESAI ASSOCIATES, at 8 (October 2016)
http://www.nishithdesai.com/fileadmin/user_upload/pdfs/Research_Papers/Unravelling_
The_Future_Game_of_Drones.pdf?pdf5Research_Papers
141
Id.
142
Id., at 9.
143
Martin McKown, supra note 121, at 87.
144
Id.
145
Id.
146
Id.
147
Kimberly Dvorak, Homeland Security Increasingly Lending Drones to Local Police, THE
WASHINGTON TIMES (December 10, 2012)http://www.washingtontimes.com/news/2012/dec/
10/homeland-security-increasingly-loaning-drones-to-l/
118 Drones and the Law
148
Id.
149
Martin McKown, supra note 121, at 87.
150
Michael Frank, supra note 115.
151
Id.
152
Id.
153
Id.
154
Domestic Unmanned Aerial Vehicles (UAVs) and Drones, supra note 35.
155
Nabiha Syed and Michael Berry, Journo-Drones: A Flight Over the Legal Landscape,
COMMUNICATIONS LAWYERS, VOL. 30 NO. 3 (June 2014) http://www.lskslaw.com/documents/
CL_Jun14_v30n4_SyedBerry.pdf
156
Id.
157
Hillary Faber, supra note 134, at 409.
158
Id.
159
Id.
160
Id.
Drone Privacy Laws: A Comparative of the US, UK, and India 119
passage of new drone laws, designed to settle the ambiguity about where a
property owner’s rights to airspace begin and end.161 Shortcomings in existing
torts to handle drone privacy cases will direct future legislation.162 To be sure,
laws that give property owners express rights to exclude drones from the navi-
gable airspace directly above their property will ameliorate some of the defi-
ciencies in how our existing torts are currently being applied to drones.163
(1) Intentionally Invading the Plaintiff’s Privacy: The courts generally require
that the intrusion take the form of a “physical trespass.”168 This can be met
literally, by physically entering onto private property, or by an electronic or
optical intrusion, such as using zoom lenses or highly sensitive microphones
to photograph or record a person who has a reasonable expectation of
privacy.169 A court would consider this a “physical trespass” if your use of
ultra-powerful or highly sensitive equipment was the only way you were able
to obtain your information or recording.170
(2) Highly Offensive to a Reasonable Person: The invasion of privacy must be so
extreme that it caused the plaintiff more than just embarrassment or
discomfort.171 That is, the type of intrusion has to be so offensive that
161
Id.
162
Id.
163
Id.
164
Elements of an Intrusion Claim, DIGITAL MEDIA LAW PROJECT (August 13, 2016) http://
www.dmlp.org/legal-guide/elements-intrusion-claim
165
Id.
166
Rayan Hilton & James Michael, If You Invade Someone’s Privacy with a Drone, Your
Insurance Might Not Cover It, PROPERTY CASUALTY 360 (December 19, 2016) http://
www.propertycasualty360.com/2016/12/19/if-you-invade-someones-privacy-with-a-drone-
your-i
167
Id.
168
Elements of an Intrusion Claim, supra note 164.
169
Id.
170
Id.
171
Invasion of Privacy: Intrusion, FINDLAW (accessed on August 13, 2016) http://
injury.findlaw.com/torts-and-personal-injuries/invasion-of-privacy–intrusion.html
120 Drones and the Law
practically anybody would be distressed by it.172 This would also rule out
claims by persons who may be hypersensitive in some way and who would
feel distress where an average or reasonable person would not.173
(3) Private Matter to the Plaintiff: The intrusion involves a private matter.174
If you have intruded into someone’s seclusion in a place they expect privacy
(e.g., a bathroom or their bedroom) or while they are engaged in an activity
that most reasonable people would expect to be private (e.g., intimate con-
tact with another) this element will be met.175
(4) Anguish or Suffering Caused by the Intrusion: The plaintiff must have suf-
fered emotional harm due to the surprise or humiliation of having her pri-
vacy invaded.176 The anguish or suffering can happen at the same time that
the intrusion occurred, such as if someone discovered a person taking pic-
tures through a bathroom window.177 However, an intrusion claim is also
allowed even if the emotional harm happened after the intrusion.178 This
could happen if a plaintiff later discovered photographs of her doing a pri-
vate activity, even if she was unaware of being photographed at the time.179
172
Id.
173
Id.
174
Elements of an Intrusion Claim, supra note 164.
175
Id.
176
Invasion of Privacy: Intrusion, supra note 171.
177
Id.
178
Id.
179
Id.
180
Nick Bilton, When Your Neighbor’s Drone Pays an Unwelcome Visit, THE NEW YORK
TIMES (January 27, 2016) http://www.nytimes.com/2016/01/28/style/neighbors-drones-
invade-privacy.html?_r50
181
Id.
182
Id.
183
Id.
184
Id.
185
Michael Berry, The Drones Are Coming, THE PENNSYLVANIA LAWYER, at 53, March 2014,
http://www.lskslaw.com/documents/Drones%20Article%20(00704789).PDF
Drone Privacy Laws: A Comparative of the US, UK, and India 121
operator invaded his or her privacy by filming the person in a private place, the
person would have a remedy through a claim for an intrusion.186 The remedy is if
that private footage were then tortuously broadcast, the person could file a claim
for publication of private facts.187 Similarly, if a person were physically injured by
someone’s drone, that person could file a claim for battery.188
186
Id.
187
Id.
188
Id.
189
Hey, That’s My Air! Trespass by Delivery Drone, STROUD WIL LINK& HOWARD LLC
(January 6, 2014) http://www.stroudlaw.com/hey-thats-my-air-trespass-by-delivery-drone/
190
Id.
191
Nathaniel Turner, A Look at the Privacy Policies for the FAA’s Six Drone Test Sites,
ACLU (December 10, 2014) https://www.aclu.org/blog/free-future/look-privacy-policies-
faas-six-drone-test-sites?redirect5blog/technology-and-liberty/look-privacy-policies-faas-
six-drone-test-sites
192
Id.
193
Hey, That’s My Air! Trespass by Delivery Drone, supra note 189.
194
Id.
195
Id.
196
Id.
197
United States v. Causby, 328 US 256 (1946) (Also, see Michael Frank, supra note 115).
122 Drones and the Law
of military aircraft on the adjacent runway was scaring his birds and damaging his
livelihood, and he wanted compensation.198 The case made to the Supreme Court
in 1946.199 In this case, the Court laid the limit on private airspace “If you own a
house, your property rights extend 83 feet up into the air.”200 There is conflict
between the property right and FAA regulations. According to FAA, maximum
altitude of 400 feet above ground level (AGL) or, if higher than 400 feet AGL,
remain within 400 feet of a structure. Also, trespass laws vary from state to state.
The upward boundaries of private property may be changing.201 However,
drones cannot be measured on their physical presence at certain distance because
drones are equipped with advanced technology of high definition cameras and
zoom-in capability. For example, a person can fly drone in his own backyard
while taking pictures of neighbor’s backyard by using rotational camera. The
wide availability of drone technology, combined with HD video, scrambles the
sense about upward boundary.202 Therefore, privacy is intimately connected with
the expectations of property rights.203
Drones make privacy much more complicated, as flying and seeing objects
scramble the sense of property boundaries.204 Ryan Calo, a University of
Washington law professor and former research director of Stanford’s Center for
Internet and Society said, “What [property] rights you have beyond what you can
physically touch has always been difficult for the law to grapple with.”205 Gov-
ernment drones get the most media attention, but privately owned models, now
affordable for many groups and individuals, are becoming a flashpoint.206
Paparazzi, media organizations, or just about anyone who wants a look at private
land has access to the technology.207 Therefore, trespass laws are not adequate for
the privacy protection.
198
Id.
199
Michael Frank, supra note 115.
200
Id.
201
Brain Palmer, How Much of the Airspace Above Your Home Do You Own? SLATE (July
11, 2013) http://www.slate.com/articles/news_and_politics/explainer/2013/07/photographer_
george_steinmetz_arrest_how_much_airspace_do_you_own.html
202
Alexis Madrigal, If I fly a UAV over My Neighbor’s House, Is it Trespassing? THE
ATLANTIC (October 10, 2012) http://www.theatlantic.com/technology/archive/2012/10/if-i-
fly-a-uav-over-my-neighbors-house-is-it-trespassing/263431/
203
Id.
204
Id.
205
Id.
206
Brain Palmer, supra note 201.
207
Id.
Drone Privacy Laws: A Comparative of the US, UK, and India 123
protect their data—and with good reason.208 Surveillance drones are used by
many federal, state, and local agencies.209 Also, most people in the US are
unaware about the aerial-surveillance data collection and its security.210 Security
researcher Nils Rodday learned that he could successfully hack into professional
drones and take over their operations on a $40 budget.211 People believe, there is
no legal accountability for surveillance from government entities.212
The challenge of filming or taking pictures of individuals did not arise with the
emergence of drones. People are being monitored every day with different means
by government, law enforcement, businesses, and private citizens.213 The concerns
of hacking and misusing of data were raised with other similar technology such as
smart phones, cameras, traffic signal cameras, dash cams, and CCTV.
Surveillance cameras are on traffic lights, street corners, banks, hospitals, office
building, parking lots, and even private citizens have cameras outside their
homes.214 These cameras play an important role in security and public safety.215
Another example is dashcams, which are small video cameras that are typically
installed on the dashboard of a car and tend to be small, compact, offer very little
in the way of frills, and have one laser-focused purpose.216 The purpose is to
record everything that goes on in or around your vehicle on the off chance that
something might go horribly awry while you are on the road.217 A person can
record anyone’s activity by using a smart phone. However, drones are attacked
for invasion of privacy and have become a more controversial issue then the other
similar technologies. Drones cannot be blamed for the privacy invasion.
One of the best practice of data protection in the US is public disclosure of
private facts. This tort imposes liability for the publication of private facts about
an individual, provided that publication was highly offensive to a reasonable
person.218 In some states, the plaintiff must also show that the facts disclosed were
not newsworthy.219 This tort might allow individuals to sue defendants for
208
Nuala O’Connor, Reforming the US Approach to Data Protection and Privacy, COUNCIL
ON FOREIGN RELATIONS (January 30, 2018) https://www.cfr.org/report/reforming-us-
approach-data-protection
209
Friedersdorf, supra note 9.
210
Id.
211
Id.
212
Id.
213
UAV Law Enforcement & Privacy, HOMELAND SURVEILLANCE & ELECTRONICS LLC UAV,
(accessed on January 8, 2017) http://www.hse-uav.com/uav_law_enforcement_privacy_
protection.htm
214
Id.
215
Id.
216
Jeremy Laukkonen, What is a Dashcam? LIFEWIRE (August 20, 2016) https://
www.lifewire.com/what-is-a-dash-camera-534890
217
Id.
218
Jeffrey Kosseff, Drones: Aren’t the Laws Already on the Books? THE PRIVACY ADVISOR
(February 25, 2014) https://iapp.org/news/a/drones-arent-the-laws-already-on-the-books/
219
Id.
124 Drones and the Law
220
Id.
221
Id.
222
John Villasenor, No-Fly Zone, SLATE, May 2, 2013, http://www.slate.com/articles/
technology/future_tense/2013/05/drone_safety_laws_could_help_protect_privacy_as_
well.html
223
Id.
224
Nuala O’Connor, supra note 208.
225
Id.
226
Bennett, supra note 10, at 2.
227
Nuala O’Connor, supra note 208.
Drone Privacy Laws: A Comparative of the US, UK, and India 125
228
Drones and Data Protection, TROLLERS SOLICITORS (March 2017) https://www.tollers.
co.uk/news/2017/drones-and-data-protection/
229
Id.
230
UK Drone Laws, SMASHING DRONES (accessed on January 10, 2017) http://smashing
drones.com/uk-drone-laws/
231
Sophie Jamieson, Police Force Recruits ‘Drone Manager’ to Take Control of Crime-
fighting Flying Squad, THE TELEGRAPH (March 20, 2017) http://www.telegraph.co.uk/news/
2017/03/20/police-force-recruits-drone-manager-take-control-crime-fighting/
232
Jamie Merrill & Oliver Troen, Drones Are Filling Britain’s Skies: Look Up Now to See
What Is Looking Back Down at You, INDEPENDENT (September 20, 2014) http://
www.independent.co.uk/news/uk/home-news/drones-are-filling-the-skies-look-up-now-to-
see-what-is-looking-back-down-at-you-9746459.html
233
Id.
234
How Drones Are Transforming Agriculture, BBC (August 29, 2012)http://www.bbc.com/
news/av/technology-19415290/how-drones-are-transforming-agriculture
235
Sophie Curtis, Drone Laws in the UK – What Are the Rules? THE TELEGRAPH (April 18,
2016) http://www.telegraph.co.uk/technology/2016/04/18/drone-laws-in-the-uk–what-are-
the-rules/
236
Matthew Wall, supra note 83.
237
Sophie Curtis, supra note 235.
126 Drones and the Law
(1) The person in charge of a small unmanned surveillance aircraft must not fly
the aircraft in any of the circumstances described in paragraph (2) except in
accordance with a permission issued by the CAA.238
(2) The circumstances referred to in paragraph (1) are:
(a) over or within 150 meters of any congested area;
(b) over or within 150 meters of an organized open-air assembly of more than
1,000 persons;
(c) within 50 meters of any vessel, vehicle or structure which is not under the
control of the person in charge of the aircraft; or
(d) subject to paragraphs (3) and (4), within 50 meters of any person.239
(3) Subject to paragraph (4), during take-off or landing, a small
unmanned surveillance aircraft must not be flown within 30 meters of any
person.240
(4) Paragraphs (2) (d) and (3) do not apply to the person in charge of the small
unmanned surveillance aircraft or a person under the control of the person in
charge of the aircraft.241
(5) In this article “a small unmanned surveillance aircraft” means a small
unmanned aircraft which is equipped to undertake any form of surveillance
or data acquisition.242
As of 2020, drones can be used by the individuals as long as they are used
for non-commercial purpose and weight under 20kg.243 Drones were involved
in a number of incidents that prompted CAA to emphasize on strict rules for
recreational users.244 For example, a drone came within 20ft of a passenger
plane when it was about to land at Heathrow Airport.245 Drones are prohibited
from flying over congested areas and within 50 meters of people and building
without permission.246 Breaches can result in a court case and a fine of up to
£5,000.247
238
Article 167, Unmanned Aircraft, CIVIL AVIATION AUTHORITY (accessed on June 13, 2016)
http://www.caa.co.uk/Commercial-industry/Aircraft/Unmanned-aircraft/Unmanned-
Aircraft/
239
Id.
240
Id.
241
Id.
242
Id.
243
Sophie Curtis, supra note 235.
244
Press Association, Safety Warning for Drones Given as Christmas Gifts, THE TELEGRAPH
(December 25, 2014) http://www.telegraph.co.uk/news/uknews/law-and-order/11313110/
Safety-warning-for-drones-given-as-Christmas-gifts.html
245
Id.
246
Id.
247
Id.
Drone Privacy Laws: A Comparative of the US, UK, and India 127
• Must obtain permission from the CAA prior to any commercial activity or face
prosecution for any type of drone;
• Pilot’s knowledge and competence will be assessed by two companies on behalf
of CAA.249
Permission is required from CAA to use drones outside the operating limits set
out in the Air Navigation Order. This could include flying a device over a
congested area, or within 50m of a building. The Air Navigation Order defines a
congested area as being ‘any area of a city, town or settlement which is sub-
stantially used for residential, industrial, commercial or recreational purposes.250
• Permission must be obtained from the CAA to land or operate within a con-
gested area.251
• Permissions granted may be valid for one flight or for a period of up to 12 months.252
CAA demonstrates that the owner should take necessary steps to ensure the
safety of people, property and aircraft.253 Owner need to submit an operating
manual to the CAA for a permanent approval to conduct regular flights.254 This
allows greater freedom to operate continuously without the need to seek ad hoc
approvals.255 The permission could be used by emergency services, and local
authority to carry out maintenance inspections.256
248
United Kingdom Drone Laws, UAV SYSTEMS INTERNATIONALS (Last updated November 1,
2015) https://uavsystemsinternational.com/drone-laws-by-country/united-kingdom-drone-
laws/
249
Id.
250
Guidance on Operating Permissions for Drones, CIVIL AVIATION AUTHORITY (accessed June
13, 2016) http://www.caa.co.uk/Commercial-industry/Aircraft/Unmanned-aircraft/Guidance-
on-operating-permissions-for-drones/
251
Id.
252
Id.
253
Id.
254
Id.
255
Id.
256
Id.
257
Clare Feikert-Ahalt, Online Privacy Law: United Kingdom, LIBRARY OF CONGRESS, (June
2012) https://www.loc.gov/law/help/online-privacy-law/uk.php
128 Drones and the Law
(1) everyone has the right to respect for his private and family life, his home and
his correspondence.259
(2) There shall be no interference by a public authority with the exercise of this
right except such as is in accordance with the law and is necessary in a
democratic society in the interests of national security, public safety or the
economic well-being of the country, for the prevention of disorder or crime,
for the protection of health or morals, or for the protection of the rights and
freedoms of others.260
258
Id.
259
Burns Weston, Richard Falk, Hilary Charlesworth & Andrew Strauss, Supplement of
Basic Documents to International Law and World Order, 4th ed. at 536, American Casebook
Series.
260
Id.
261
Jamie Merrill, Government Use of Surveillance Drones is ‘Probably Illegal, ‘INDEPENDENT
(October 11, 2014)http://www.independent.co.uk/news/uk/politics/government-use-of-
surveillance-drones-is-probably-illegal-9789296.html
262
Id.
263
Id.
264
Id.
265
Id.
266
Tihomir Ivanov, 10 Privacy Organizations Oppose UK’s Mass Surveillance in Court,
SECURE GROUP (October 3, 2016) http://blog.securegroup.com/privacy-organizations-
oppose-mass-surveillance
Drone Privacy Laws: A Comparative of the US, UK, and India 129
• If you intentionally or recklessly hit someone with your drone, you could be
liable for battery, which carries both criminal and civil sanctions.
• If you intentionally or recklessly damage someone else’s property with your
drone, you could be liable for criminal damage.
267
Id.
268
Id.
269
Michael Booth, Drones and the Law, PRETTYS (accessed on May 10, 2017) http://
www.prettys.co.uk/drones-and-the-law
270
Serious Invasion of Privacy in the Digital Era, AUSTRALIAN LAW REFORM COMMISSION, at
78 (June 30, 2014) https://www.alrc.gov.au/sites/default/files/pdfs/publications/final_
report_123_whole_report.pdf
271
Id.
272
Id.
273
Id.
274
Id.
130 Drones and the Law
275
Michael Booth, supra note 269.
276
Id. (although this is generally a civil rather than a criminal matter).
277
Kate Symons, How to Stop a Drone Flying Over Your Home and the Rules on CCTV,
FINANCIAL TIMES (May 6, 2016) https://www.ft.com/content/d940ac46-0c9a-11e6-b41f-
0beb7e589515
278
What is My Land, I BRIEF (accessed October 2016) http://www.inbrief.co.uk/land-law/
land-ownership/
279
Id. (Also see Rules of the Air Regulations 2007, Sch 1, s. 3(5)).
280
Karl Smallwood, If You Own Land, How Far Above and Below Do You Own? TODAY I
FOUND OUT (August 6, 2014) http://www.todayifoundout.com/index.php/2014/08/land-
much-really-right/
281
Trespassing, MY LAWYER (accessed on October 4, 2016) http://www.mylawyer.co.uk/
trespassing-a-A76076D34460/
282
Pere Kenyon, Drones and the Law, CRIPPS (May 7, 2015) http://www.cripps.co.uk/drones-
and-the-law/
283
UK Drone Laws, supra note 230.
Drone Privacy Laws: A Comparative of the US, UK, and India 131
• Ensure that the camera on the drone can be switched on and off remotely, to
limit recording to the specific function planned for; and
• Ensure software that uses selective focusing or “tilt-shift” effects are incorpo-
rated to minimize the risk of producing clear images of people whose images
are not intended to be captured.293
284
Clare Feikert-Ahalt, supra note 257.
285
Sophie Curtis, supra note 235.
286
Jamie Merrill, supra note 261.
287
Id.
288
Tim Wright, Drones in UK Skies: An Increasingly Crowded Regulatory Airspace,
COMPUTERWEEKLY.COM (March 2015) http://www.computerweekly.com/news/2240241676/
Drones-in-UK-skies-an-increasingly-crowded-regulatory-airspace
289
Clare Feikert-Ahalt Regulation of Drones: United Kingdom, supra note 12.
290
Id.
291
Pere Kenyon, supra note 282.
292
Id.
293
Tim Wright, supra note 288.
132 Drones and the Law
The privacy and data protection obligations that arise can be further compli-
cated if images are posted on social media and evolve from private content into
public content.294 A number of social networks state that they can license users’
content to third parties.295 Generally, an individual’s consent is required before
processing personal data.296 However, for example, if journalists are using a drone
to film a protest attended by thousands of people, it would be difficult to seek
consent from every individual.297 In such a scenario, the ICO recommends being
innovative in the provision of information to individuals who may be filmed.298
For example, drone operator can wear high-visibility clothes to be identified as
drone operator or signs can placed near the drone operating site to indicate
videography and attendees can be directed to a privacy notice on a website.299
Filmed people should be provided access to the captured information.300 Oper-
ators should make an informed decision and let the people decide if they want to
take the risk of being captured.301 Especially, the operator has to process the data
collected according to the UK’s Data Protection Act 1998 (DPA). According to
DPA the data should be stored securely, retained only for necessary minimum
time period, and should be disposed, when not required.302
Also, “Personal data” is defined as data that “relate to a living individual who
can be identified—(a) from those data, or (b) from those data and other infor-
mation which is in the possession of, or is likely to come into the possession of, the
data controller.”303 Personal data should be accurate and kept updated, where
necessary.304 Personal data should be kept only in criminal cases, everything else
should be deleted.
294
Clare Feikert-Ahalt Regulation of Drones: United Kingdom, supra note 12.
295
Id.
296
Tim Wright, supra note 288.
297
Id.
298
Id.
299
Id.
300
Id.
301
Id.
302
Id.
303
Clare Feikert-Ahalt, supra note 257.
304
Data Protection Act 1998, Schedule 1(4) http://www.legislation.gov.uk/ukpga/1998/29/
schedule/1
305
Clare Feikert-Ahalt, supra note 257.
306
Gustke, supra note 10.
Drone Privacy Laws: A Comparative of the US, UK, and India 133
image—is seen as the gold standard for many countries.307 It differs from the
patchwork laws in the US and some other countries.308
The EU’s data and privacy regulations can be legislated into UK after Brit-
exit. The European Communities Act 1972, the law that allows EU legislation to
become British.309 The Bill will enact all EU laws into UK law, but the Parliament
will be able to amend or cancel any law.310
Additionally, according to the draft drone bill by the Department for Trans-
port, Police will be given the power to ground and seize drones under government
plans to prevent snooping and near-misses with aircrafts.311 Also, drone users
have to register with the authorities and undergo safety awareness tests.312 The
CAA has created detailed regulations for the commercial drone users. The UK
has strong data protection laws and the US should incorporate parts of the data
protections laws such as CCTV code.
307
Id.
308
Id.
309
Liat Clark, What Theresa May’s Brexit Plans Could Mean for You, Your Data and Your
Privacy, WIRED (March 29, 2017) http://www.wired.co.uk/article/the-uk-needs-europes-
data-protection-laws
310
Id.
311
Henry Mance, Privacy and Safety Curbs on Drones Proposed, Financial Times
(November 25, 2017) https://www.ft.com/content/f76b852e-d1dd-11e7-8c9a-d9c0a5c8d5c9
312
Id.
313
Use of Unmanned Aerial Vehicle (UAV), Unmanned Aircraft Systems (UAS) for Civil
Applications, GOVERNMENT OF INDIA OFFICE OF THE DGCA, (October 7, 2014) http://
dgca.nic.in/public_notice/PN_UAS.pdf
314
Id.
315
Ananth Padmanabhan, Let the Drone Industry Take Off, CARNEGIE INDIA (February 28,
2017) http://carnegieindia.org/2017/02/28/let-drone-industry-take-off-pub-68147
134 Drones and the Law
316
Unraveling the Future Game of Drones, supra note 140.
317
Hyacinth Mascarenhas, India places Drones on Prohibited and Dutiable Goods List,
INTERNATIONAL BUSINESS TIMES, (March 3, 2016) http://www.ibtimes.co.uk/india-places-
drones-prohibited-dutiable-goods-list-1547263
318
Id.
319
Mukesh Yadav, India’s New Drone Policy is Shortsighted. Here’s Why, QUARTZ INDIA
(February 6, 2019) https://qz.com/india/1543681/indias-new-drone-policy-is-shortsighted-
heres-why/
320
Tekendra Parmar, Drones in India, CENTER FOR THE STUDY OF THE DRONE AT BARD
COLLEGE (December 4, 2014) http://dronecenter.bard.edu/drones-in-india/
321
Id.
322
Use of Unmanned Aerial Vehicle (UAV)/ Unmanned Aircraft Systems (UAS) for Civil
Applications, supra note 313.
323
Id.
324
Mukesh Yadav, supra note 319.
325
Id.
326
Drone Laws in India, UAC COACH (accessed on December 27, 2019) https://uavcoach.com/
drone-laws-in-india/
327
Id.
328
Lysander Fernandes, Flying Drones Is Now Legal in India, Here’s All You Need to Know,
THE NEWS MINUTE (December 1, 2019) https://www.thenewsminute.com/article/flying-
drones-now-legal-india-heres-all-you-need-know-92558
Drone Privacy Laws: A Comparative of the US, UK, and India 135
329
Id.
330
Mukesh Yadav, supra note 319.
331
Id.
332
Id.
333
Id.
334
Id.
335
Id.
336
Id.
337
Drone Laws in India, supra note 326.
338
Id.
339
Mukesh Yadav, supra note 319.
340
Id.
341
Id.
342
Now, Flying a Drone can Land You in Prison, TIMES OF INDIA (February 15, 2016) http://
timesofindia.indiatimes.com/city/jaipur/Now-flying-a-drone-can-land-you-in-prison/article
show/50990613.cms
343
Id.
344
Id.
136 Drones and the Law
345
Id.
346
Id.
347
Id.
348
Mukesh Yadav, supra note 319.
349
Id.
350
Id.
351
Hyacinth Mascarenhas, supra note 317.
352
Id.
353
Mukesh Yadav, supra note 319.
354
Id.
355
Vipul Kharbanda, Policy Paper on Surveillance in India, THE CENTER FOR INTERNET
SOCIETY (August 3, 2015) http://cis-india.org/internet-governance/blog/policy-paper-on-
surveillance-in-india
356
The Universal Declaration of Human Rights, CLAIMING HUMAN RIGHTS (accessed on May
11, 2017) http://www.claiminghumanrights.org/udhr_article_3.html#at4
Drone Privacy Laws: A Comparative of the US, UK, and India 137
357
International Covenant on Civil and Political Rights, UNITED NATIONS HUMAN RIGHTS
(accessed on May 11, 2017) http://www.ohchr.org/EN/ProfessionalInterest/Pages/
CCPR.aspx
358
State of Surveillance: India, PRIVACY INTERNATIONAL (Last modified March 2, 2016)
https://privacyinternational.org/state-privacy/1002/state-privacy-india
359
AIR 1963, 1295 http://www.judis.nic.in/supremecourt/imgs1.aspx?filename53641
360
AIR 1975, 1378 http://www.judis.nic.in/supremecourt/imgs1.aspx?filename56014
361
AIR 1995 SC 264.
362
Unraveling the Future Game of Drones, supra note 140.
363
Id.
364
Id.
365
State of Surveillance: India, supra note 358.
366
Id.
367
Id.
138 Drones and the Law
368
Id.
369
Id.
370
Id.
371
Id.
372
Id.
373
Id.
374
Id.
375
Id.
376
Id.
377
Id.
378
Id.
379
Id.
380
Id.
Drone Privacy Laws: A Comparative of the US, UK, and India 139
Many of the world’s largest surveillance companies like ZTE, Utimaco and
Verint Systems have offices in India.381 Additionally, command and control
servers of FinFisher have been found in India.382
The data collected by CIS suggests that the clients for the security solutions
include law enforcement agencies, intelligence and securities government
agencies, military, internet service providers, telecommunications service pro-
viders, corporations and the public.383 For instance, many of the companies sell
CCTV cameras and drones to law enforcement agencies and the Indian military,
biometric systems to the Unique Identification Authority of India (UIDAI), and
possibly phone and Internet monitoring tools to intelligence agencies.384
However, fewer than half of the companies in the study had publicly available
certification information.385 Similarly, fewer than half of the companies in the
study have privacy policies available on their websites.386 The remaining com-
panies do not clearly define how they handle the data they collected.387
There are two major laws that deal with digital and telephonic surveillance
respectively.388 The Information Technology Act, 2000 (IT Act) and the Indian
Telegraph Act, 1885 (Telegraph Act).389 The Telegraph Act Section 5 is relevant
to surveillance and empowers the Central Government and State Governments of
India to order the interception of messages in two circumstances:
381
Id.
382
Id.
383
Id.
384
Id.
385
Id.
386
Id.
387
Id.
388
Id.
389
Id.
390
Id.
391
Id.
392
Id.
140 Drones and the Law
393
Id.
394
Id.
395
Id.
396
Id.
397
Id.
398
Id.
399
Id.
400
India Drone Laws, UAV SYSTEMS INTERNATIONAL (Last modified March 1, 2016) https://
uavsystemsinternational.com/drone-laws-by-country/india-drone-laws/
401
Id.
402
Devesh Saxena, Position and Perspective of Privacy Laws in India, ACADEMIKE
(September 8, 2014) http://www.lawctopus.com/academike/position-perspective-privacy-
laws-india/
Drone Privacy Laws: A Comparative of the US, UK, and India 141
Also, state governments are seeking to bring a truant drone within the ambit of
existing law by terming it a “public nuisance, endangering public safety.”403 For
instance, in the State of Tamil Nadu, on capturing an unauthorized drone and its
operator.404 A police complaint was filed and a case was registered under Section
287, negligent conduct with respect to machinery, and Section 336 endangering
the life or personal safety of others, of the IPC.405 Under which a person can be
imprisoned for up to six months, or a fine up to INR 1000, approximately USD
15, can be imposed or with both and imprisonment for up to three months, or
with fine up to INR 250, approximately USD 4, or with both, respectively.406
403
Ridha Aditya Nugraha, Deepika Jeyakodi & Thitipon Mahem, Urgency for Legal
Framework on Drones: Lessons for Indonesia, India, and Thailand, 6 INDON. L. REV. 142 (2016).
404
Id., at143.
405
Id., at143.
406
Id., at143.
407
Vaibhava Pandey, India: Data Protection Laws in India: The Road Ahead, MONDAQ (July
1, 2015) http://www.mondaq.com/india/x/408602/data1protection/DATA1PROTECTION1
LAWS1IN1INDIA1THE1ROAD1AHEAD
408
Id.
409
Supratim Chakraborty & Aritri Chowdhury, Overview of Data Privacy Laws in India and
Aspects of Data Protection That Your Company Should Take into Account When
Establishing a Business in India, ASSOCIATION OF CORPORATE COUNSEL (February 25, 2017)
http://www.acc.com/legalresources/quickcounsel/establishing-a-business-in-india.cfm
410
Id.
411
Id.
412
Id.
413
Ananth Padmanabhan, supra note 315.
414
Id.
142 Drones and the Law
• The Constitution of India provides protection under Article 19 and Article 21.
• India gives more importance to the national security issues, and civilian drones
are vulnerable national security.
• According to the guidelines to operate drone, drones can be tracked through
UIN.
• India has stronger surveillance law. Therefore, India’s new drone policy can
benefit from stricter rules on surveillance.420
• India is a potential user of civilian drones.
• The Supreme Court upholding the right to privacy as a fundamental right, and
in the absence of an adequate data protection regime in India, protection of
privacy is a key concern.421
• No steps have been taken up by the government to provide an effective reg-
ulatory framework for civilian drones.
415
Id.
416
Stephen Mathias & Naqeeb Ahmed Kazia, Data Protection in India: Overview, THOMSON
REUTERS (December 1, 2015) https://content.next.westlaw.com/1-505-9607?transitionType5
Default&contextData5(sc.Default)&__lrTS520170519192810079&firstPage5true&bhcp
51
417
Id.
418
Id.
419
Id.
420
Mukesh Yadav, supra note 319.
421
Harshita Choudhary, Regulation of Drones in India, TRA (February 20, 2018) https://
www.tralaw.in/regulation-of-drones-in-india/
Drone Privacy Laws: A Comparative of the US, UK, and India 143
422
Geetika Rustagi, Indian Law Only Determines the Situations Where Privacy Will be Afforded
Legal Protection, LIVE MINT (last modified September 5, 2014) http://www.livemint.com/
Consumer/x32Rcm7l26gT1cRNMDPAMP/Indian-law-only-determines-the-situations-
where-privacy-will.html (Interview with Sajai Singh, J. Sagar Associate).
423
Mukesh Yadav, supra note 319.
424
Id.
425
Vaibhava Pandey, supra note 407.
426
Zsolt Vaszary, UAV Regulations Around the World, DRONETHUSIAST (accessed on June
18, 2016) http://www.dronethusiast.com/uav-regulations-around-the-world/
427
Id.
428
Id.
429
Nuala O’Connor, supra note 208.
430
Id.
431
Id.
144 Drones and the Law
432
Id.
433
Id.
434
Id.
435
Mukesh Yadav, supra note 319.
436
Id.
437
Unraveling the Future Game of Drones, supra note 140.
438
Mohd Owais Farooqui, Drone Journalism and Regulatory Challenges in India, OXFORD
HUMAN RIGHTS HUB (October 7, 2016) http://ohrh.law.ox.ac.uk/drone-journalism-and-
regulatory-challenges-in-india/
439
Id.
440
Id.
441
Ananth Padmanabhan, supra note 315.
442
Mohd Owais Farooqui, supra note 438.
443
Id.
444
Unraveling the Future Game of Drones, supra note 140.
Drone Privacy Laws: A Comparative of the US, UK, and India 145
UK has incorporated the European Convention on Human Rights into its national
law, which provides for a limited right of respect toward an individual’s privacy
and family life.445 The Constitution of India, in Article 21 grants the freedom of life
and liberty.446 Judicial interpretation, over the years, has recognized the right to
privacy as a fundamental freedom under Article 21.447 However, applying such
recognition to drone-related activities will be challenging.448
Additionally, India struggles for enduring an effective and concrete legislation
for data protection.449 A new legislation dealing specifically with the protection of
data and information present on the web is the dire need of the day.450 However,
while drafting the laws, the legislature has to be cautious of maintaining a balance
between the interests of the common public and tightening its grip on the
increasing rate of cyber-crimes.451 On the other hand, the US and UK has strong
data protection laws to deal with the modern technology such as CCTV code in
UK. Therefore, every country has their strength and weakness to avoid or adopt
drone laws.
(1) Applying existing laws: Privacy issue related to the drones can be regulated
under the present sets of laws such as constitutional laws, and tort laws.
These laws can be applied on case by case matters. However, there are many
experts arguing that present sets of laws are inadequate. The capability of
drones, now and in the future, appears to extend beyond the research of
traditional common law torts designed to protect privacy and property
rights.452 Torts such as trespass, nuisance, and intrusion upon seclusion are
limited in significant ways when applied to drone technology.453 This is due
in large part to a drone’s versatility to operate at lower and higher elevations
without compromising its ability to capture the quality of the imagery at
445
Clare Feikert-Ahalt, supra note 257.
446
Ridha Aditya Nugraha, Deepika Jeyakodi& Thitipon Mahem, supra note 403, at 149.
447
Id.
448
Id.
449
Vaibhava Pandey, supra note 407.
450
Id.
451
Id.
452
Hillary Faber, supra note 134, at 379.
453
Id., at 380.
146 Drones and the Law
454
Id.
455
Id.
456
Id.
457
Id.
458
Id.
459
Id.
460
Id.
461
Kate Symons, supra note 277.
462
Ridha Aditya Nugraha, Deepika Jeyakodi & Thitipon Mahem, supra note 403, at 150.
Drone Privacy Laws: A Comparative of the US, UK, and India 147
5. Conclusion
Drones have many beneficial uses, including in search-and-rescue missions, sci-
entific research, mapping, and more. However, drones raise significant challenges
for safety, security and privacy like many other technologies.472 The vast majority
of drone users are law-abiding and have good intentions, it is likely that some are
not aware of the rules that apply and inadvertently break them, risking safety,
463
Id., at 151.
464
Id., at 150.
465
Matthew Wall, supra note 83.
466
Id.
467
Id.
468
Mohd Owais Farooqui, supra note 438.
469
Chris Sandbrook, The Social Implications of Using Drones for Biodiversity Conservation,
AMBIO,vol. 44 (November 2015) http://www.ncbi.nlm.nih.gov/pmc/articles/PMC4623858/
470
Id.
471
Id.
472
Unlocking the UK’s High Tech Economy: Consultation on the Safe Use of Drones in the
UK, DEPARTMENT FOR TRANSPORT at 5 (2016) https://assets.publishing.service.gov.uk/
government/uploads/system/uploads/attachment_data/file/579562/consultation-on-the-safe-
use-of-drones.pdf
148 Drones and the Law
privacy and security.473 Also, laws will be violated intentionally by some mis-
creants and potentially use drones to cause harm.474
Drones deployed without proper regulation, equipped with facial recognition
software, infrared technology, and capable of monitoring personal conversations
would cause unprecedented invasions of the privacy rights. A possible solution is
to enact new legislation, either in the form of the draft bill on the right to privacy
or another amendments to include drone surveillance.475
473
Id.
474
Id.
475
Mohd Owais Farooqui, supra note 438.
Index