Professional Documents
Culture Documents
Introduction: The Discipline and Practice of Qualitative Research.
Introduction: The Discipline and Practice of Qualitative Research.
th
art I of the Handbook begins by brlefly locatlng qualitatlve research within 1e
do::~:e
praxis-practrcal, refl~c.t1ve, ~ragmatic action-directed to solving problems in the world.
tª~
proble~s ongmate m the lives of the research co-participants; they do not come
co-creat~~;~:i1~h by of grand t~eory. Together, stakeholders and action researchers
the rocess e g~ _t at is pragmat1cally useful and grounded in local knowledge. ln
rese!ch qu~s:~~s,l;~~:rk::!:~;ees~arch ~bje~tives and P?litical ~oals, co-construct
and performance texts that im 1 , one s. are research sk11ls, fash1on interpretations
validity and credibility by the ~~:;nt spec~~c strategies for social change, and measure
results of the action research. gness o oca) stakeholders to act on the basis of the
realizar
The academy has a history of not being able to consistentl. .
as these. Levin and Greenwood (2011 ) ff Y accomphsh goals such
the inability of a so-called positivistic, v~lu:f:::e;al. reas~ns for this failure, including
research; the increasing tendency of out .d oc1al SCience to produce useful social
of the university; the loss of research fun~s: corporations t? define the needs and values
organizations; and bloated, inefficient int otndtre~r~neu~1al ~nd private-sector research
erna a mm1strat1ve mfrastructures.
Levin and Greenwood (2011) are not renounctng the practices of sctence; rather, they are
calllng for a reformulation of what sctence and the academy are ali about. Their model of
pragmatically grounded action research is not a retreat from disclplined sclentific inqulry. 2
This form of inquiry reconceptualizes sclence as a multiperspective, methodologically diverse,
collaborative, communicative, communitarlan, context-centered, moral project. Levin and
Greenwood want to locate action research at the center of the contemporary university. Their
chapter is a clarlon call for a civic social sclence, a pragmatlc science that will lead to the radical
reconstruction of the university's relationships with society, state, and community ln this new
century.
History
ln their monumental chapter ("Qualitative Methods: Their History in Sociology and
Anthropology"), reprinted in the second edition of the Handbook, Arthur Vidich and Stanford
Lyman (2000) revealed how the ethnographic tradition extends from the Greeks through the
lSth- and 16th-century interests of Westerners in the origins of primitive cultures; to colonial
ethnology connected to the empires of Spain, England, France, and Holland; and to severa)
20th-century transformations in the United States and Europe. Throughout this history, the
users of qualitative research have displayed commitments to a small set of beliefs, including
objectivism, the desire to contextualize experience, and a willingness to interpret theoretically
what has been observed.
ln Chapter 3 of this volume, Frederick Erickson shows that these beliefs supplement the
positivist tradition of complicity with colonialism, the commitments to monumentalism, and
the production of timeless texts. The colonial model located qualitative inquiry in racial and
sexual discourses that privileged White patriarchy. Of course, as indicated in our lntroduction
(Chapter 1), these beliefs have recently come under considerable attack.
Erickson, building on Vidich and Lyman (2000), documents the extent to which early as
well as contemporary qualitative researchers were (and remain) implicated in these systems of
oppression. His history extends Vidich and Lyman's, focusing on six foundational footings:
(1) disciplinary perspectives in social science, particularly in sociology and anthropology;
(2) the participant-observational fieldworker as an observer/author; (3) the people who are
observed during the fieldwork; (4) the rhetorical and substantive content of the qualitative
research report as a text; (S) the audiences to which such texts have been addressed; and (6) the
underlying worldview of research-ontology, epistemology, and purposes. The character and
legitimacy of each of these "footings" have been debated over the entire course of qualitative
social inquiry's development, and these debates have increased in intensity in the recent past.
He offers a trenchant review of recent disciplinary efforts (by the American Educational
Research Association [AERA)) to impose fixed criteria of evaluation on qualitative inquiry. He
carefully reviews recent criticisms of the classic ethnographic text. He argues that the realist
ethnographic text-the text with its omniscient narrator-is no longer a geme of reporting
that can be responsibly practiced.
Erickson sees seven major streams of discourse in contemporary qualitative inquiry:
a continuation of rea!ist ethnographic case study, a continuation of "criticai" ethnography,
a continuation of collaborative action research, "indigenous" studies done by "insiders"
(including practitioner research in education), autoethnography, performance ethnography,
and further efforts along postmodern lines, including literary and other arts-based approaches.
Erickson argues that the "postmodern" tum is influencing a call for "postqualitative" and
"posthumanist" inquiry (see the chapters by Ljundberg, MacLure, and Ulmer [Chapter 20]
and Jackson and Mazzei [Chapter 32] in this handbook). ln arguing for succession beyond
Pan 1 • L.QC.aunv u1• r - -
tutlons the ....,.,fs to whlch they have a rlght. For the ethlcs of
a sodety ,ece.lve from Jts Jnstf 6~
beJng, /ustlce Js restoratlve. ltl hl h
A sacred, exJstentJal eplstemology places us ln a noncompet ve, non erarc leal
relationshlp to the earth, to nature, and to the Jarger world (Bateson, 1972, p. 335). Thfs
sacred e lstemology stresses the values of empowerment, shared governance, care, solldarlty,
p .., covenant morally fnvolved observers, and clvlc transformatlon. As
Jove, commun1•.,, • J J that were J d
Chrlstlans observes, thls ethlcal eplstemology recovers the mora va ues exc u ed
by the ratlonal Enllghtenment sclence pro/ect. Thls sacred eplstemology Is based on a
phllosophlcal anthropology that declares that NaJI humans are worthy of dlgnlty and sacred
status wlthout exceptlon for cJass or ethnlcity" (Chrlstlans, 1995, p. 129). A universal human
ethic, stresslng the sacredness of Jife, human dlgnlty, truth telllng, and nonviolence, derives
from thls positlon (Christians, 1997, pp. 12-15). Thls ethic is based on locally experlenced,
culturally prescribed protonorms (Christlans, 1995, p. 129). Th~se ~ri~al n~rn_is provlde
a defenslble Nconceptlon of good rooted in universal human sohdant_Y (Chn~tlans, 1995,
p. 129; also Christlans, 1997, 1998). This sacred epistemology recogmzes and mterrogates
the ways Jn which race, class, and gender operate as important systems of oppression in the
world today. how to deal with an universal ethic human without see the sifferences between the cultures?
In thls way, Christians outlines a radical ethical path for the future. He transcends the
usual mlddle-of-the-road ethical models, which focus on the problems associated with betrayal,
deception, and harm in qualitative research. Christians's call for a collaborative social science
research model makes the researcher responsible, not to a removed discipline (or institution)
but rather to those studied. This implements criticai, action, and feminist traditions, which
forcefuIIy align the ethics of research with a politics of the oppressed. Christians's framework
3
reorganizes existing discourses on ethics and the social sciences.
Clearly, the Belmont and Common Rule definitions had little, if anything, to do with a
human rights and social justice ethical agenda. Regrettably, these principies were informed
by notions of value-free experimentation and utilitarian concepts of justice. They do not
conceptualize research in participatory terms. In reality, these mies protect institutions and
not people, although they were originally created to protect human subjects from unethical
biomedical research. The application of these regulations is an instance of mission or ethics
creep, or the overzealous extension of IRB reguJations to interpretive forms of social science
research. This has been criticized by many, including Cannella and Lincoln (Chapter 4)
in this volume, as well as Kevin Haggerty (2004), C. K. Gunsalus et ai. (2007), Leon Dash
(2007), and the American Association of University Professors (AAUP, 2001, 2002, 2006a,
2006b). 4
Oral historiam have contested the narrow view of science and research contained in current
reports (American Historical Association, 2008; Shopes & Ritchie, 2004). Anthropologists and
archaeologists have chalJenged the concept of informed consent as it affects ethnographic
inquiry (see Fluehr-Lobban, 2003a, 2003b; also Miller & BelJ, 2002). Journalists argue that
IRB insistence on anonymity reduces the credibility of journalistic reporting, which rests on
~aming the sources used in a news account. Dash (2007, p. 871) contends that IRB oversight
mt~rferes with the First Amendment rights ot journalists and the public's right to know.
Ind1genous scholars Marie Battiste (2008) and Linda Tuhiwai Smith (2005) assert that Western
co~ceptions ot ethical inquiry have "severely eroded and damaged indigenous knowledge" and
ind1genous communities (Battiste, 2008, p. 497).5
. As c~rrently deployed, these practices close down criticai ethical dialogue. They create the
u~p~essio~ that if proper IRB procedures are followed, then one's ethical house is in order. But
this 1s eth1cs in a cul de sac.
Dlsclpllnlng and Constralnlng Ethlcal Conduct
The consequence of these restrlctlons Is a dlsdpllnlng of qualltatlve lnqulry that extends
from grantlng agendes to qualltatlve research semlnars and even the conduct of qualltatlve
dlssertatlons (Lincoln & Cannetta, 2004a, 2004b). ln some cases, Unes of criticai lnqulry haft
not been funded and have not gone forward because of altldsms from local lllBs. Ptessuta
from the rlght dlscredlt criticai lnterpretlve lnqulry. From the federal to the local leveis, a
trend seems to be emerglng. ln too many lnstances, there seems to be a move awzy from
protectlng human subjects to an lncreased monltorlng, censurlng, and polldng of pro\ects that
are crltlcal of the rlght and lts polltlcs.
Yvonna S. Lincoln and William G. Tlerney (2004) observe that these pollclng actlvlt\es
have at least five lmportant lmpttcatlons for crltlcal social tustlce lnqulry. Flrst, the wldespread
retectlon of alternatlve forms of research means that qualltatlve lnqulry wlll be heard less and
less ln federal and state pollcy forums. Second, lt appears that qualltatlve researchers are belng
detlberately excluded from thls natlonal dialogue. Consequently, thlrd, young researchers
tralned ln the crltlcal tradltlon are not belng heard. Fourth, the defmltlon of research has
not changed to fit newer models of lnqulry. Fifth, ln rejectlng qualltatlve lnqulry, tradltiona\
researchers are endorslng a more dlstanced forro of research, one that Is compatlb\e wlth
exlsting stereotypes concernlng people of color.
These developments threaten academlc freedom ln four ways: (1) They \ead to lncreased
scrutiny of human subjects research and (2) new scrutiny of classroom research and ttainlng ln
qualitative research lnvolving human subjects; (3) they connect to ev\dence-based dlscourses,
which define qualitative research as unscientiftc; and (4) by endorslng methodo\og\ca\
conservatism, they reinforce the status quo on many campuses. This conservatism produces
new constraints on graduate tralning, leads to the improper review of faculty research, and
creates conditions for politicizing the IRB review process, while protecting institutions and not
individuais from risk and harm.
A Path Forward
Since 2004, many scholarly and professional societies have followed the Oral History and
American Historical Associations in challenging the underlying assumptions in the standa1d
campus IRB model. A transdisciplinary, global, counter-IRB discourse has emerged (Battiste,
2008; Christians, 2007; Ginsberg &: Mertens, 2009; Lincoln, 2009) . This discourse has called
for the blanket exclusion of nonfederally funded research from IRB review. The AAUP (2006a,
2006b) recommended that
The executive council of the Oral History Association endorsed the AAUP recommendations
at its October 2006 annual meeting. They were quite clear: ulnstitutions considet as
straightfo_rwardly exempt from IRB review any 'research whose methodology consists entirely
of collectmg data by surveys, conducting interviews, or observing behavior in public places"'
(Howard, 2006, p. 9). This recommendation can be extended: Neither the Office for Human
!2 TIi• SAGE Handbook of Oualitative Research
Resource Protectlon nora campus IRB has the authorlty to define what constltutes ,legltlmate
research in any field, only what research Is covered by federal regulatlons. Most recently, the
Natlonal Research Council of the Natlonal Academles (2014) publlshed Proposed Revisions to
tbe Common Rule for the Protection of Human Subjects ln the Behavioral and Social Sciences.
Thls report signlficantly increases the number of research approaches and research data that
are excused from IRB revlew (pp. 4-5).
Don Rltchie (2015) reports that in response to a call for a clarlficatlon on federal regulatlons,
On September 8, 2015, the U.S. Oepartment of Health and Human Services issued a set of
recommended revisions to the regulations concerning human subject research: Oral history,
journalism, biography, and historical scholarship activities that focus directly on the specific
individuais about whom the information is collected be explicitly excluded from review by IRBs.
(See more at http://historynewsnetwork.org/article/160885#sthash.Om3fectQ.dpuf)
A criticai social sclence lncorporates femlnlst, postcolonlal, and even postmodem challenges
to oppresslve power. It Is allgned wlth a criticai pedagogy and a pollttcs of reslstance, hope, and
freedom. A criticai social sclence focuses on structures of power and systems of domlnatlon. It
creates spaces for a decolonlzlng project. Jt opens the doors of the academy so that the voices of
oppressed people can be heard and honored and so that others can leam from them. Allgned
wlth the ethlcs of the tradltlonally marglnallzed, whlch could ultlmately reconceptualize
the questlons and practlces of research, a criticai social sclence would no longer accept the
notlon that one group of people can "know" and define (or even represent) "others." Thls
perspectlve would certalnly change the research purposes and deslgns that are submltted for
human subjects revlew, perhaps even ellmlnatlng the need for "human subjects" ln many
cases. Furthermore, focuslng on the Individual and the dlscovery of theorles and universais
has masked socletal, lnstitutlonal, and structural practlces that perpetuate Injustices. Flnally,
an ethlcs that would help others "be like us" has created power for "us.• They argue that thls
ethlcs of good lntentlons has tended to support power for those who construct the research
and the furthering of oppresslve condltlons for the subjects of that research. A crltlcal social
sclence requlres a new ethlcal foundatlon, a new set of moral understandings. E.ach chapter ln
Part I points us ln that direction.
Conclusion
Thus, the chapters in Part I of the Handbook come together over the topics of ethics, power,
politics, social justice, and the academy. We endorse a radical, participatory ethic, one that
is communitarian and feminist, an ethic that calls for trusting, collaborative nonoppressive
relationships between researchers and those studied, an ethic that makes the world a more just
place (Collins, 1990, p. 216).
Notes
1. Any distlnctlon between applied and nonapplied says researchers have absolute freedom to study what
qualitatlve research traditions Is somewhat arbltrary. they want; ethical standards are a matter of Individ-
Both traditlons are scholarly. Each has a Jong ual conscience. Christians's feminist•communitarian
traditlon anda long hlstory, and each carrles basic framework elaborates a contextual-consequentlal
implications for theory and social change. Good the- frarnework, which stresses mutual respect. noncoer-
oretical research should also have applied relevance cion, nonmanipulation, and the support of demo-
and implicatlons. On occasion, it Is argued that cratlc values.
applied and action research are nontheoretical, but
even this conclusion can be disputed. 4. Misslon creep includes these issues and threats:
rewardlng wrong behaviors, focusing on procedures
2. We develop a notlon of a sacred science below.
and not dilficult ethical issues, enforcing unwieldy
3. Given Christlans's framework, there are primariiy federal regulations, and involving threats to aca-
two ethical models: utilitarlan and nonutilltarian. demic freedom and the First Amendment (Becker,
However, historically, and most recently, one of five 2004; Gunsalus et ai., 2007; also Haggerty, 2004).
ethical stances (absolutist, consequentialist, feminist, Perhaps the most extreme form of lRB mlsslon
reiativlst, deceptlve) has been followed, although creep Is the 2002. State of Maryland Code, Tltle
often these stances merge with one another. The 13-Miscellaneous Health Care Program, Subtitle .
abso/utist position argues that any method that con- 2.0-Human Subject Research § 13-2001, 13-2002:
tributes to a society's self-understanding is accept- Compliance With Federal Regulations: A person
able, but only conduct ln the public sphere should may not conduct research using a human subject
be studied. The deceptlon model says any method, unless the person conducts the research ln accor-
including the use of lies and mlsrepresentation, is
dance with the federal regulatlons on the protectlon
justilied ln the name of truth. The relatlvlst stance
of human subjects (see Shamoo & Schwartz, 2007).
The SAGE Handbook ol Qualilative Research
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