FINVASIA SECURITIES PRIVATE LIMITED

Registered Address : H NO 1108 SECTOR 21 B CHANDIGARH PIN 160022

Phone No.:0172-6670000 FAX :0172-6670070
Corporate Address : FINVASIA CENTRE D 179, PHASE 8 B, (SECTOR 74) MOHALI
PUNJAB PIN - 160055
Phone No.:0172-6670000 FAX :30172-6670070
PAN : AABCF6759K CIN : U74992CH2011PTC032718
Website : WWW.SHOONYA.COM Investor Grievance Email : ccofspl@shoonya.com
SEBI Registration No : INZ000176037
Annexure I
FORM No : 10DB(See Rule 20AB)

Client Code Code of Value of Transaction Total Security Transaction Tax Value of Transaction ( Include in Total Securities Transaction Tax
Number Transaction Entered into Collected from the Value Given in Column 3) Collected on Value of
during the AssesseeDuring the Entered into int he course of Transactions given in
Financial Year Financial Year. business by the Assessee. Column 5.

Totals

Verification
I, _______________(full name in block letters), son/daughter _______________of solemnly declare that to the best of my
knowledge and belief the information given in this Form is correct and complete and that the total amount of securities
transaction tax shown therein is truly stated and is in accordance with the provisions of Chapter VII of the Finance (No.2) Act,
2004 and Securities Transaction Tax Rules, 2004.

Date : 06/01/2023 For

Place : PUNJAB FINVASIA SECURITIES PRIVATE LIMITED

Authorized Signatory

CODES IN RESPECT OF TAXABLE SECURITIES TRANSACTION

S.No. Nature of Transaction Code

1. Purchase of an equity share in a company or a unit of an equity oriented fund, where-- 01

(a) the transaction of such purchase is entered into in arecognised stock exchange; and
(b) the contract for the purchase of such share or unit is settled by the actual delivery or transfer of such share or unit.

2. Sale of an equity share in a company or a unit of an equity oriented fund, where-- 02

(a) the transaction of such sale is entered into in a recognised stock exchange; and
(b) the contract for the sale of such share or unit is settled by the actual delivery or transfer of such share or unit.

3. Sale of an equity share in a company or a unit of an equity oriented fund, where- 03

(a) the transaction of such sale is entered into in a recognised stock exchange; and
(b) the contract for the sale of such share or unit is settled otherwise than by the actual delivery or transfer of such share or unit.

4. Sale of a derivative being “option in securities”, where the transaction of such sale is entered into in a recognised stock exchange. 04

5. Sale of a derivative being “futures”, where the transaction of such sale is entered into in a recognised stock exchange. 05

6. Excerise of a derivative being 'option in securities', where the transaction of such sale is entered into in a recognised stock exchange. 06

7. Purchase of an equity share in a company or a unit of Physical Delivery in equity Derivative. 07

8. Sale of an equity share in a company or a unit of Physical Delivery in equity Derivative. 08

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