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Review
A R T I C L E I N F O A B S T R A C T
Keywords: Sarcopenia is a geriatric condition featured by a progressive loss of muscle mass and function and associated with
Meta-analysis various adverse health outcomes. In this review, we aimed to summarize the epidemiological features of sar
Muscle mass copenia as well as consequences and risk factors of the disease. We performed a systematic review of meta-
Prevalence
analysis on sarcopenia to collect data. The prevalence of sarcopenia varied between studies and depending on
Review
definition used. Sarcopenia was estimated to influence 10 %–16 % of the elderly worldwide. The prevalence of
Risk factors
Sarcopenia sarcopenia was higher among patients compared to general populations. The prevalence of sarcopenia ranged
from 18 % in diabetic patients to 66 % in patients with unresectable esophageal cancer. Sarcopenia is associated
with a high risk of a wide range of adverse health outcomes, including poor overall and disease-progression free
survival rate, postoperative complications, and longer hospitalization in patients with different medical situa
tions as well as falls and fracture, metabolic disorders, cognitive impairment, and mortality in general pop
ulations. Physical inactivity, malnutrition, smoking, extreme sleep duration, and diabetes were associated with
an increased risk of sarcopenia. However, these associations were mainly based on non-cohort observational
studies and need confirmation. High-quality cohort, omics, and Mendelian randomization studies are needed to
deeply understand the etiological basis of sarcopenia.
1. Introduction studies after removing publications before 2010 when most definitions
of sarcopenia were published [1]. Two authors independently reviewed
Sarcopenia is a geriatric condition featured by a progressive loss of the 726 studies and classified included studies into two categories that
muscle mass and function and has been associated with several adverse are studies on risk factors and on consequences. We excluded studies on
health outcomes, including fracture, functional decline, and mortality sarcopenia components instead of sarcopenia as a binary phenotype,
[1]. Except commonly affecting the elderly, it can also onset in mid-life studies on obesity sarcopenia, and studies without performed meta-
[1] and become prevalent among certain populations, such as patients analysis. We extracted information on title, PubMed ID, publication
with cancer [2], kidney dysfunction [3], liver disease [4], and metabolic year, first author, population (general population or patients), number
disorders [5]. Sarcopenia is also an important prognostic indicator for of studies included in meta-analysis, total sample size, prevalence of
survival and clinical complications in these patients [2–5]. Even though sarcopenia, the associations, and heterogeneity.
sarcopenia has received attention of intense research, it is poorly
concluded about its epidemiological features, risk factors, and compli 3. Results
cations. This review aims to summarize the epidemiological features of
sarcopenia as well as consequences and risk factors of the disease. We included 130 studies in the systematic review of risk factors and
consequences of sarcopenia, among which 25 and 109 studies were on
2. Materials and methods risk factor and consequences, respectively. Although this review did not
aim to estimate prevalence of sarcopenia in a comprehensive way, we
To summarize available data in a comprehensive way, we performed extracted corresponding data to complement the current evidence of
a systematic review of meta-analysis on sarcopenia (Fig. 1). We searched prevalence of sarcopenia shown in previous studies, especially among
“sarcopenia” and “meta” in the PubMed database and obtained 726 patients with different medical conditions.
* Corresponding author at: Unit of Medical Epidemiology, Department of Surgical Sciences, Uppsala University, Uppsala, Sweden.
E-mail address: susanna.larsson@surgsci.uu.se (S.C. Larsson).
https://doi.org/10.1016/j.metabol.2023.155533
Received 27 December 2022; Received in revised form 21 February 2023; Accepted 4 March 2023
Available online 11 March 2023
0026-0495/© 2023 The Author(s). Published by Elsevier Inc. This is an open access article under the CC BY license (http://creativecommons.org/licenses/by/4.0/).
Please cite this article as: Shuai Yuan, Susanna C. Larsson, Metabolism, https://doi.org/10.1016/j.metabol.2023.155533
S. Yuan and S.C. Larsson Metabolism xxx (xxxx) xxx
3.1. Definitions and prevalence of sarcopenia found to be slightly higher when using BIA compared to DXA to measure
muscle quantity [15].
Before 2010 when the definition of sarcopenia was proposed by the The prevalence of sarcopenia was much higher in different patient
European Working Group on Sarcopenia in Older People (EWGSOP) [6], groups compared to the general population (Table 3). In the included
low muscle mass was used to define the disease [7], which is partial and studies reporting pooled prevalence, the prevalence of sarcopenia
could not reflect muscle function. Nowadays, the most commonly used ranged from 18 % in patients with diabetes [5] to 66 % in patients with
definition of sarcopenia is that recommended by EWGSOP, which was unresectable esophageal cancer [16]. A high prevalence of sarcopenia
updated as EWGSOP2 in 2019 [8]. This definition was supported by the was also observed in patients with kidney and liver disease [4,17], who
Asian Working Group on Sarcopenia albeit with different cutoffs for need surgery [18], and with different site-specific cancers [2,19–23].
Asians [9] and this is the only definition endorsed by a range of inter
national scientific societies [1]. There are also other definitions for 3.2. Consequences of sarcopenia
sarcopenia, including the International Working Group on Sarcopenia
(IWGS) [10] and the Foundation for the National Institute of Health In studies involving patients with different medical conditions,
(FNIH) [11]. These definitions have been summarized in Table 1. Sar mortality, survival, and postoperative complications were the primarily
copenia has now been formally recognized as a muscle disease in the studied and observed outcomes (Supplementary Table 1). Overall,
International Classification of Disease (ICD-10: M62 [84]) [12]. baseline sarcopenia or preoperative sarcopenia was associated with an
Even though recent studies used comparatively consistent definitions increased risk of short- and long-term mortality, poor overall and
for sarcopenia, different cut-offs and applied measurements (i.e., progression-free survival rate, overall and severe complications, post
bioelectrical impedance (BIA) or dual-energy x-ray absorptiometry operative infection, and prolonged hospitalization in most included
(DXA)) make it still difficult to estimate disease prevalence in a homo studies (Supplementary Table 1). However, the risks varied between
geneous manner, which is reflected by a wide range of prevalence of different patient groups concerning mortality and survival rate (Fig. 2)
sarcopenia in the majority of meta-analyses (Supplementary Table 1). and other consequences. The all-cause mortality of sarcopenia was the
Despite this, there are several meta-analyses with comprehensively highest among patients with emergency laparotomy (odds ratio [OR] =
collected data on the prevalence of sarcopenia by commonly used def 3.50, 95 % CI 2.54–4.81) [24] and the lowest among patients with
initions, which is informative to understand the epidemiological fea radical cystectomy (hazard ratio [HR] = 1.41, 95 % CI 1.22–1.62) [25]
tures of sarcopenia. (Fig. 2). Likewise, the risk of poor overall survival was observed to be
The prevalence of sarcopenia varies largely between studies and highest among patients with lung cancer (OR = 3.07, 95 % CI 2.45–3.85)
depends on definition used to define the disease (Table 2) [13,14]. In the and to be lowest among patients with esophageal cancer (HR = 1.12, 95
systematic review by Nascimento PR et al. [13], the global prevalence of % CI 1.04–1.20) (Fig. 2). Of note, even though the comparison of the
sarcopenia ranged from 5 % (95 % confidence interval [CI] 1 %–10 %) magnitude of the associations might reflect seriousness of sarcopenia in
for EWGSOP2 to 17 % (95 % CI 11 %–23 %) for IWGS among the elderly. the risk of death and poor survival among different patient groups, it
However, the highest prevalence of sarcopenia was observed for EWG should be interpreted with caution for following reasons. First, there
SOP (22 %, 95 % CI 20 %–25 %) and the lowest was for FNIH (11 %, 95 were moderate to high heterogeneity between studies in these combined
% CI 9 %–14 %) in the study by Petermann-Rocha F et al. [14]. The associations. Second, certain associations with large CI due to small
pooled prevalence of all definitions was around 10 % (95 % CI 7 %–12 sample sizes were imprecise. Third, some studies were mainly based on a
%) in Nascimento PR et al. study [13] and 16 % (95 % CI 15 %–17 %) in retrospective design where measurement error of sarcopenia might bias
Petermann-Rocha F et al. study [14]. Even though two studies were the results. Last but not least, the associations might be largely influ
based on generally healthy populations, like community-dwelling el enced by used definitions of sarcopenia and possibly by different mea
derlies, the estimated prevalence of sarcopenia differed, and the reasons surements of muscle mass, which confined the comparability of these
for this heterogeneity remain unclear. In another meta-analysis of associations. Sarcopenia was additionally associated with an increased
58,404 community-dwelling participants aged 60 years and older, the risk of disease progression in patients with liver diseases [26,27], an
overall global prevalence of sarcopenia was estimated to be 10 % and increased risk of osteoporosis in individuals with chronic obstructive
2
S. Yuan and S.C. Larsson Metabolism xxx (xxxx) xxx
Table 1
Commonly used definitions of sarcopenia and cut-offs of indicators after 2010.
Classification Definition Muscle mass Muscle strength
2 2
ASM (kg) or ASM/height (kg/m ) Grip strength (kg) Gait speed (m/s)
EWGSOP * Low muscle mass Based on BIA: Men < 30 Men and women < 0.8
* Low grip strength or slow gait speed Women < 20
Men < 8.31–10.75 kg/m2
Women < 6.42–6.75 kg/m2
Based on DXA:
AWGS, Asian Working Group for Sarcopenia; BIA, bioelectrical impedance; DXA, dual-energy x-ray absorptiometry; EWGSOP, European Working Group on Sarcopenia
in Older People; EWGSOP2, European Working Group on Sarcopenia in Older People 2; FNIH, Foundation for the National Institute of Health; IWGS, International
Working Group on Sarcopenia.
pulmonary disease [28], and an increased risk of major adverse car association between visceral fat area (a more precise indicator of fat
diovascular outcomes and heart failure-related hospitalization in pa accumulation) and the risk of sarcopenia [5], which indicates that
tients with coronary artery disease [29]. purely excessive fat is not a protective factor for sarcopenia. Instead,
The focus of consequences of sarcopenia differed between studies in sarcopenic obesity affecting 11 % of global older adults has been asso
patients and general populations. With exception for an increased risk of ciated with various adverse outcomes [34].
mortality, sarcopenia was further associated with a high risk of cognitive Among lifestyle factors, physical activity and nutritional status
impairment, osteoporosis, falls, fracture, functional decline, hospitali determined by dietary intake or nutrient supplementation appear to be
zation, metabolic syndrome, diabetes, nonalcoholic liver disease, liver associated with the risk of sarcopenia [5,32,35,36]. In addition, a mixed
fibrosis, hypertension, depression, and dysphagia among general pop promotion of physical activity and nutritional supplementation may also
ulations (Table 4). Even though most these associations were based on be an effective intervention in sarcopenic patients [37,38]. To detail
meta-analyses of cohort studies, the causality remained uncertain due to corresponding prevention and therapeutic strategies, studies on
residual confounding and measurement errors. In addition, the associ comparative effects of individual and combinations of different types of
ations may differ using different definitions of sarcopenia, which may physical activities and dietary patterns are warranted. Alcohol con
also partly explain the high heterogeneity in certain studies. However, sumption was not associated with the risk of sarcopenia [32,39,40].
falls appeared to be robustly associated with sarcopenia regardless of Smoking was associated with an increased risk of sarcopenia in a meta-
definition used for sarcopenia [30]. analysis of 29 studies with moderate heterogeneity [32]. Shorter and
longer sleep durations were positively associated with the risk of sar
3.3. Risk factors for sarcopenia copenia [32,41]. Whether other sleep-related traits, like poor sleep
quality and insomnia, are associated with sarcopenia deserves
There are comparatively fewer studies exploring the risk factors for exploration.
sarcopenia (Supplementary Table 2). Overall, evidence of these studies Diabetes and its complications, and osteoporosis were associated
was low with a few prospective cohort studies. Thus, the associations with a high risk of sarcopenia [32,42,43] and these diseases may also be
reported in previous meta-analysis of risk factors for sarcopenia the consequences of sarcopenia as shown above. The bidirectional as
(Table 5) should be interpreted with caution due to the possibility of sociations imply mutual influences between muscle and bone systems
reverse causality and confounding affecting the results. and between muscle and endocrine systems. Other comorbidities, like
Overweight or obesity measured by body mass index was inversely heart diseases [32], cognitive impairment [32], respiratory diseases
associated with the risk of sarcopenia [31–33]. However, this inverse [32], depression [32,44], anorexia [32], and Parkinson's disease [45]
association might be biased by muscle mass, which is positively corre were also positively associated with the risk of sarcopenia. However,
lated with body mass index [31]. After adjustment for muscle quantity, whether certain associations, like that for heart diseases and cognitive
higher body mass index was associated with an increased risk of sar impairment, are causal or linked by confounders, such as ageing, needs
copenia [31]. This association was partly in line with a positive to be investigated. Regarding the link between sarcopenia and metabolic
3
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Table 2
Prevalence of sarcopenia by commonly used definitions after 2010 in two recent systematic reviews.
Definition Data from Carvalho do Nascimento PR [13] Data from Petermann-Rocha F [14]
AWGS, Asian Working Group for Sarcopenia; EWGSOP, European Working Group on Sarcopenia in Older People; EWGSOP2, European Working Group on Sarcopenia
in Older People 2; FNIH, Foundation for the National Institute of Health; IWGS, International Working Group on Sarcopenia.
Table 3
Prevalence of sarcopenia in patients with different medical situations.
PMID First author Population Studies N Prevalence
NSCLC, non-small cell lung cancer; SCLC, small cell lung cancer.
4
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0.8 2 4
Fig. 2. Mortality and survival associated with sarcopenia in patients with different medical conditions. HR, hazard ratio; OR, odds ratio; RR, relative risk.
diseases, like diabetes and cardiovascular disease, some hypotheses deserves exploration.
concerning chronic inflammation [46], excessive oxidative stress [47],
insulin resistance [48], endothelial dysfunction [47], and liver 4. Limitations
dysfunction [49], have been proposed to explain these associations.
However, given that sarcopenia and metabolic diseases often coexist Several limitations of this study need discussion. First, this is a re
among populations and possibly have mutual influences, it is difficult to view of published meta-analyses. Thus, some novel risk factors and rare
determine which is the cause of the link. Even though some studies consequences of sarcopenia may have been missed due to a few original
found that a prior diagnosis of sarcopenia was associated with an studies on these topics. Second, even though this review identified many
increased risk of cardiovascular disease [50,51], whether the observed factors and morbidities associated with sarcopenia, the listed associa
association was the consequences of shared risk factors, or reflect a tions need to be carefully considered, particularly associations with high
causal association needs further research. heterogeneity between studies or from low-quality studies. Third, this
There were differences in inflammation [52], clinical biomarkers review was mainly based on evidence from observational studies, which
[53], blood 25-hydroxyvitamin D [54], adiponectin [55], and pulse cannot provide information on causality of the observed associations.
wave velocity [56] between sarcopenic patients and non-sarcopenic
individuals. These associations need to be confirmed in prospective 5. Future directions
cohort studies or other studies that can minimize reverse causation and
strengthen causality. In addition, gut microbiota may play a role in the 5.1. Omics for sarcopenia
development of sarcopenia [57]. Thus, whether probiotics, prebiotics,
and bacterial products have preventive and therapeutic potentials There are genome-wide association analyses on components of
5
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Table 4
Consequences of sarcopenia in general populations.
PMID First author Consequences of sarcopenia No. of studies N Heterogeneity
HR, hazard ratio; NAFLD, nonalcoholic fatty liver disease; OR, odds ratio; RR, relative risk. Heterogeneity was assessed by reported I2 statistic (low 0–24.9 %; moderate
25–74.9 %; high 75–100 %).
sarcopenia, such as muscle mass (fat-free mass) [58] and grip strength according to definition used, it is a prevalent disease among the elderly
[59]. However, the genetic architecture underlying sarcopenia consid and patients with varying medical conditions. Sarcopenia is associated
ering both muscle mass and strength remains unclear [60]. A large-scale with a high risk of a wide range of adverse health outcomes, including
international genetic consortium collecting unified data on sarcopenia is poor survival rate, postoperative complications, and longer hospitali
warranted. Similarly, more studies are needed on epigenetics, tran zation in patients as well as falls and facture, metabolic disorders,
scriptomics, proteomics, metabolomics, and microbiome on sarcopenia. cognitive impairment, and mortality in general populations. Physical
Such studies could deepen the understanding of the etiological basis of inactivity, malnutrition, smoking, extreme sleep duration, and diabetes
sarcopenia from genetic and molecular perspectives as well as facilitate and several other comorbidities were associated with an increased risk
prevention strategy formulation and drug development for the disease. of sarcopenia. However, these associations were mainly based on non-
In addition, potential gene-environmental interactions in sarcopenia are cohort observational studies and require confirmation. High-quality
of interest to explore. cohort, omics, and Mendelian randomization studies are needed to un
derstand the etiological basis of sarcopenia with the aims of preventing
5.2. High-quality cohort studies and Mendelian randomization analysis and better managing the disease.
6
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Table 5
Risk factors for sarcopenia.
PMID First author Risk factor No. of studies N Heterogeneity
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Appendix A. Supplementary data [13] Carvalho do Nascimento PR, Bilodeau M, Poitras S. How do we define and measure
sarcopenia? A meta-analysis of observational studies. Age Ageing 2021;50:
1906–13.
Supplementary data to this article can be found online at https://doi. [14] Petermann-Rocha F, Balntzi V, Gray SR, Lara J, Ho FK, Pell JP, et al. Global
org/10.1016/j.metabol.2023.155533. prevalence of sarcopenia and severe sarcopenia: a systematic review and meta-
analysis. J Cachexia Sarcopenia Muscle 2022;13:86–99.
[15] Shafiee G, Keshtkar A, Soltani A, Ahadi Z, Larijani B, Heshmat R. Prevalence of
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