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USOO9241911 B2

(12) United States Patent (10) Patent No.: US 9.241,911 B2


Miller (45) Date of Patent: *Jan. 26, 2016
(54) MULTI-PHASE, MULTI-COMPARTMENT, (2013.01); A61.J.3/072 (2013.01); A61J 3/074
CAPSULAR DELVERY APPARATUS AND (2013.01)
METHODS FOR USING SAME (58) Field of Classification Search
CPC ... A61K 45/06; A61 K9/4808: A61 K9/4833;
(71) Applicant: Fred H. Miller, Tampa, FL (US) A61J 3/074; A61J 3/072
See application file for complete search history.
(72) Inventor: Fred H. Miller, Tampa, FL (US)
(56) References Cited
(*) Notice: Subject to any disclaimer, the term of this
patent is extended or adjusted under 35 U.S. PATENT DOCUMENTS
U.S.C. 154(b) by 0 days. 6,380,175 B1 * 4/2002 Hussain et al. ............... 514,100
This patent is Subject to a terminal dis 7,670,612 B2* 3/2010 Miller ............ ... 424/400
claimer. 8,361,497 B2 * 1/2013 Miller ........................... 424/451
OTHER PUBLICATIONS
(21) Appl. No.: 14/036,521
Tramer et al., "Cannabinoids for the control of chemotherapy
(22) Filed: Sep. 25, 2013 induced nausea and vomiting: quantitative systematic review” BMJ
2001; 323: 16.*
(65) Prior Publication Data
US 2014/0212482 A1 Jul. 31, 2014 * cited by examiner
Related U.S. Application Data Primary Examiner — Aradhana Sasan
(74) Attorney, Agent, or Firm — Hudak, Shunk & Farine Co.
(63) Continuation of application No. 13/746,743, filed on LPA
Jan. 22, 2013, now abandoned, which is a continuation
of application No. 12/689,669, filed on Jan. 19, 2010, (57) ABSTRACT
now Pat. No. 8,361,497, which is a continuation of A multi-compartment capsule, comprising, a first receiving
application No. 10/804,576, filed on Mar. 19, 2004, chamber comprising at least one ingredient having a first
now Pat. No. 7,670,612, which is a physical state, wherein said ingredient is selected from the
continuation-in-part of application No.
PCT/US03/10816, filed on Apr. 9, 2003. group consisting of a nutraceutical, a vitamin, a dietary
Supplement and a mineral; and a second receiving chamber
(60) Provisional application No. 60/371,448, filed on Apr. comprising at least one ingredient having a second physical
10, 2002. state, wherein said ingredient is selected from the group con
sisting of a nutraceutical, a vitamin, a dietary Supplement and
(51) Int. C. a mineral; wherein said first physical state of said ingredient
A6 IK9/48 (2006.01) of said first receiving chamber being different from said sec
A6 IK 45/06 (2006.01) ond physical state of said ingredient of said second receiving
46.3/07 (2006.01) chamber; and said ingredient of said first receiving chamber
B29C 39/10 (2006.01) being different from said ingredient of said second receiving
(52) U.S. C. chamber.
CPC ............. A61 K9/4808 (2013.01); A61 K9/4833
(2013.01); A61K 45/06 (2013.01); B29C39/10 17 Claims, 13 Drawing Sheets
U.S. Patent Jan. 26, 2016 Sheet 1 of 13 US 9.241,911 B2

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U.S. Patent Jan. 26, 2016 Sheet 2 of 13 US 9.241,911 B2

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U.S. Patent Jan. 26, 2016 Sheet 13 of 13 US 9.241,911 B2

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US 9,241,911 B2
1. 2
MULTI-PHASE, MULTI-COMPARTMENT, tered in a variety of physical states (i.e., Solid, liquid or gas).
CAPSULAR DELVERY APPARATUS AND Tablets and capsules are generally the most common vehicle
METHODS FOR USING SAME for the oral delivery of medicaments. As appreciated, a tablet
may be broadly characterized as a compressed powder or
RELATED APPLICATIONS granular solid. Prior to compression of the granular powder
comprising the medicament into tablet form, the presence of
This application is a continuation of U.S. patent applica one or more excipients may be required. An excipient
tion Ser. No. 10/804,576, filed Mar. 19, 2004, and entitled includes any inert Substance (i.e., gum arabic, starch or the
MULTI-COMPARTMENT CAPSULAR DELIVERY like) combined with a principal ingredient to facilitate the
APPARATUS AND METHODS FORUSING THE SAME, 10 preparation of an agreeable or convenient dosage form of the
which is a continuation-in-part of PCT/US/03/10816 filed active or medicament. Functional characteristics of excipi
Apr. 9, 2003, and entitled “MULTI-PHASE, MULTI-COM ents may include, for example, disintegration, lubrication,
PARTMENT CAPSULAR SYSTEM, the contents of which appearance, palatability, shelf-stability or the like.
are hereby incorporated by reference in their entirety. This Those skilled in the art also developed capsules as a con
application incorporates herein by reference U.S. Provisional 15 trivance for containing a solid or liquid dosage form of a
Application Ser. No. 60/371,448, filed Apr. 10, 2002, and medicament. Traditional capsular embodiments include a
entitled INTEGRATED CAPSULEDELIVERY APPARA first containment section referred to as a base, and a second
TUS AND METHOD.” This application further claims the containment section referred to as a cap. The two pieces of the
benefit of U.S. application Ser. No. 10/369,427, filed Feb. 18, capsule are usually formulated and designed in a manner Such
2003, entitled “MULTI-PHASE, MULTI-COMPARTMENT that the material to be encapsulated may be introduced into
CAPSULAR DELIVERY APPARATUS AND METHODS the base section, whereas the open end of the cap section may
FORUSING SAME,” which is hereby incorporated herein by be correspondingly positioned over the open end of the base.
reference. This application further claims the benefit of U.S. The walls of the cap and base are generally in physical contact
application Ser. No. 10/368,951, filed Feb. 18, 2003, entitled with one another to form a single internal cavity. A means for
“PROCESS FOR ENCAPSULATING MULTI-PHASE, 25 structurally sealing the cap in relation to the base may also be
MULTI-COMPARTMENT CAPSULES, which is hereby incorporated during manufacture to insure non-tampering of
incorporated herein by reference. This application further the capsule. In this regard, those skilled in the art developed
claims the benefit of U.S. application Ser. No. 10/369,244. sealing technology which contemplates banding, heat fusion
filed on Feb. 18, 2003, and entitled “MULTI-PHASE, (spot-welding) and Snap seals which utilize a "tongue and
MULTI-COMPARTMENT CAPSULAR DELIVERY 30 groove' scheme.
APPARATUS FOR THERAPEUTIC COMPOSITIONS The outer walls of a capsule are preferably formed of a
AND METHODS FOR USING SAME, which is hereby soluble ingredient, such as, for example, gelatin (animal
incorporated herein by reference. This application further based product), starch, hydrophillic polymer or hydroxypro
claims the benefit of U.S. application Ser. No. 10/369,247, pyl methyl-cellulose (HPMC), which provides a barrier for
filed Feb. 18, 2003, and entitled “PROCESS FOR ENCAP 35 containing the active ingredient or medicament, in powder or
SULATING MULTI-PHASE, MULTI-COMPARTMENT liquid form, within the internal periphery of the capsule walls.
CAPSULES FOR THERAPEUTIC COMPOSITIONS Traditionally, hard gelatin capsules may be manufactured by
which is hereby incorporated herein by reference. dipping plates of stainless Steel pins into a pool of gelatin
Solution. The pins are then removed from the gelatin and
BACKGROUND 40 rotated while the gelatin is dried in a kiln with forced, humid
ity-controlled air. Once dried, the gelatin capsules are typi
1. The Field of the Invention cally stripped from the pins, trimmed to a Suitable length and
The present invention relates to delivery of active ingredi then joined together (e.g. base and cap) and packaged for
ents or medicaments and, more particularly, to novel capsular production use.
delivery apparatus and methods for delivering one or more 45 With the advent of automated encapsulation machinery, the
active ingredients or medicaments having diverse physical responsibility to produce encapsulated products shifted
states (e.g., Solid, liquid, gas or dispersion) into a single mainly to industrial manufacturers. Contemporaneous with
dosage, multi-compartment capsule. the development of the encapsulation industry, those skilled
The present invention further relates to methods for the in the art have advanced the state of the encapsulation art. For
administration of a plurality of heterogenous chemical and 50 example, several significant improvements in encapsulation
biological compounds to animals and humans using a multi technology have been seen over the last forty years. These
compartment delivery system for treatment of different con technological improvements have included, for example, the
ditions or the same condition or diseases (different or same) in development of soft elastic capsules, film-coating techniques,
one or more organ systems. micro-encapsulation and multiple-compartment technology.
2. Background of the Invention 55 Soft elastic capsules, often referred to as Soft gelatin cap
As appreciated by those skilled in the art, the contempla Sules, were developed in an effort to provide means for encap
tion, design, testing and manufacture of chemicals and bio Sulating liquids and other medicaments which are typically
molecules for administration to humans and animals, as nutri poorly soluble in water. In preferred design, Soft elastic cap
tional ortherapeutic agents, requires a thorough integration of Sules are made from a thicker and more plastic gelatin having
clinically contemplated delivery principles and modalities. 60 an increased flexibility due to the addition of a polyol, such as
Chemicals and biomolecules that may be administered to glycerin or sorbitol. The addition of such plasticizers has been
humans and animals are often referred to herein as “actives.” found, however, to have the potential disadvantage of increas
“active ingredients' or “medicaments.” ing the risk for microbial growth. Thus an antimicrobial. Such
Oral administration has become one of the most frequent as a paraben or Sorbic acid, may be added to the Soft elastic
routes for delivering one or more active ingredients or medi 65 capsule shell in order to address any microbial concern.
caments to the body. Active ingredients or medicaments, such Prior art film-coating techniques generally involve a plat
as nutritional or therapeutic agents, may be orally adminis ing process, whereby a thin, uniform film may be deposited
US 9,241,911 B2
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onto the outer surface of the of the delivery vehicle (e.g., Also taught in the prior art are multi-compartment capsules
tablet or capsule). Several successive layers may be deposited having groups of spheroids with pH-dependent coatings
onto the outer surface of the vehicle, if desired, in an effort to which are encapsulated within a hard gelatin shell and pro
facilitate various desirable properties. For example, Sugar vided for treating female yeast infection. The first spheroid is
coating, a precursor to film-coating, has been used by those preferably uncoated and may be in a powderform; the second
skilled in the art for more than one hundred years to make spheroid may contain a pH sensitive coat; and the inner spher
tablets more palatable. Other advantages or properties of oid may include a pH insensitive coat.
film-coating may include for example, but not by way of In addition to pH-sensitive coatings, hydrogels and other
limitation, protection from moisture, oxidation, controlling gastric retention technologies have been developed by those
microbial contamination and inhibiting modification of the 10 skilled in the art in an effort to retard the progression of the
chemical properties of the active ingredient. As further appre delivery vehicle during enteric transit. This retarding action,
ciated by those skilled in the art, prior art film-coating may presumably, allows the full amount of active medicament to
form an interfacial barrier between two chemicals or chemi
be released and/or targeted to a specific area of the gas
trointestinal tract. Hydrogel and related gastric retention
cal compounds that might otherwise react when they come 15 devices of the prior art generally rely upon the imbibing of
into contact. water into a center core which is filled with cellulose or
Enteric coatings and Sustained-release formulations are similar water absorbent material. In preferred operation, the
contemplated as variations on prior art film-coating tech material Swells and releases multiple compartments of active
niques. In particular, enteric coating describes a process medicament. The concept of using bulk size to slow transit of
where the delivery vehicle (e.g., tablet or capsule) is coated single active medicament in a single physical state is thus
with one or more layers of chemicals that are somewhat appreciated.
resistant to extreme pH conditions. For example, conditions In an effort to administer active ingredients or medica
of extremely low pH are commonly encounter in the stomach. ments to a specific location in the body to treat a specific
Many active ingredients or medicaments are in the form of a disorder caused by a specific pathogen, those skilled in the art
pharmaceutical salt and thus highly susceptible to ionization 25 have used targeted-release systems using multi-compartment
in the presence of hydrogen ions. Thus, the presence of an capsular technology. For example, a method for carrying out
enteric coating generally provides a level of protection as to a triple therapy against the microorganisms Helicobacter
degradation of the active ingredient or medicament until tran pylori, a known infectious agent which is believed largely
sit from the stomach into the Small intestine is accomplished. responsible for the development of gastric ulcer disease, was
Film coatings have also led to the development of delivery 30 developed which comprises the steps of oral administration of
vehicles (e.g., tablets and capsules) having Sustained-release a pharmaceutical dosage form comprising an internal capsule
properties. Mixtures of waxes, cellulose, silicone and similar placed inside an external capsule, wherein the external cap
resins have been found useful by those skilled in the art for sule comprises a soluble salt of bismuth and a first antibiotic,
creating-Sustained release coatings. In principle, these prior and the internal capsule comprises a second antibiotic. In
art coatings function to delay the release of the active ingre 35 addition, multi-compartmental capsules were developed
dient or medicament to the targeted body system, thereby which combine, a nutrient supplement with a viable direct
facilitating a timed, absorption rate in the body. Furthermore, fed microbial (i.e., gastrointestinal microorganisms, includ
the entire daily dosage of an active or medicament may be ing bacteria, live cell yeasts, fungi or a combination thereof)
contained in a single, Sustained-release delivery vehicle (e.g., for the purpose of treating livestock for feeding disorders and
tablet or capsule), whereas the immediate absorption of the 40 improving feed efficiency.
entire dosage could possibly lead to an overdosage of the A disadvantage with prior art encapsulation technology is
medicament. Thus, by layering quanta of medicament with when the base and corresponding cap of a capsule are joined,
differential coatings, the dosage undergoes a controlled dead space Volume is typically created within the internal
release over specified time period. The application of Sus periphery of the capsule. Internal capsular dead space may be
tained-release film coating technology therefore may inher 45 filed with an air bubble which may ultimately react with one
ently facilitate the delivery of a total daily dosage amount of or more of the active ingredients or medicaments introduced
an active or medicament to be released to the body in con within the capsule, thereby potentially degrading the quality
trolled increments. and effectiveness of the active ingredients.
Over the last several years, a considerable amount of atten Although the prior art discloses multiple compartment,
tion has been focused on the further development of multi 50 capsular delivery technology, these manifestations generally
compartment capsule technology for the delivery of therapeu includes one of two approaches. For example, one approach
tic and diagnostic agents. Series formulations teach the use of contemplates the introduction of a single active or medica
membranes or other types of barriers to cordon a line of ment into multiple capsular compartments to vary the tempo
separate chambers within a single encapsulating shell. As ral release of the medicament and ultimately the absorption
appreciated, the purpose of such multi-compartment delivery 55 rate into the body. Another approach contemplates the intro
devices is the administration of multiple dosages. Moreover, duction of a plurality of active ingredients or medicaments
multiple-compartment delivery mechanisms of the prior art into different compartments of a single capsule for delivery to
were developed to circumvent or diminish the effects of harsh a specific area of the body to treat a targeted illness or condi
pH environments within humans. For example, the prior art tion.
contemplates a hard capsule formulation which contains 60 The use or contemplation of multiple-compartment capsu
three different compartments of active medicaments for lar delivery apparatus or methods which deliver different
administration to the vaginal and rectal areas. In preferred physical forms of the same active or medicament, or a varia
structure, the formulation outer, rapid-release layer may con tion in physical forms of different actives or medicaments in
tain an active medicament and excipient; the middle, inter a single dosage, however, has not heretofore been contem
mediate-release layer may include a powder form of active 65 plated in the art. As appreciated by those skilled in the art,
medicament; and the inner, slow-release layer may contain active ingredients or medicaments may take the physical form
pellets or granules of active medicament. ofa Solid (e.g., pill, tablet, capsule (both hard and Soft elastic),
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powder, granulation, flakes, troches (lozenges and pastilles), vide active ingredients or medicaments having diverse physi
Suppositories and semi-solid ointments, pastes, emulsions cal properties (e.g., Solid, liquid, gas or dispersion), which
and creams), a liquid (e.g., Solution, spirits, elixir, syrups, mayor may not be properly combined or stored together into
sprays and fluid extracts), a gas or a dispersion. A dispersion a unitary structure (i.e., multi-compartment capsule) for
is a system in which a dispersed phase is distributed through usage in a single dosage form. The present invention, in
a continuous phase (e.g., aerosols (liquid or Solid in gas), overcoming the shortcomings of the prior art, satisfies these
Suspensions (Solid in liquid), emulsion (liquid in liquid), and other objectives.
foam (gas in liquid), Solid foam (Solid in gas) or gel (liquid or The art and practice of pharmacy can be divided into four
Solid in Solid)). Dispersions can be classified as molecular, distinct divisions. Pharmacology is the study of interactions
colloidal and coarse, depending on size. In many circum 10 occurring between the pharmacologic agent, or medicament
stances, however, the different physical forms or phases of and specific targeted cells in the body. More specifically, the
more than one active ingredient or medicament may not be interaction between an active agent and a cellular receptor
suitably combined or mixed together without altering the along with the resulting change in cell physiology is exam
individual desirable properties of the active ingredient or ined. Medicinal chemistry is largely concerned with the iden
medicament. For example, although it would be possible and 15 tification of naturally occurring and synthetic compounds
desirable to formulate a dispersion by combining a first active which possess medicinal characteristics.
ingredient in the Solid State with a second active ingredient Pharmacotherapeutics is the holistic application of phar
that exists as a liquid, adverse chemical interactions between macy practice to specific pathologies, illnesses, and other
the active ingredients may adversely affect various character body functions. Finally, Pharmaceutical Science ascertains or
istics of the ingredients, including but not limited to, their regulates the composition of medicinal Substances, and is
shelf lives. The resulting chemical decomposition—and the largely directed to the development of new mechanisms for
potential formation of any unwanted side products—could delivering chemicals and biomolecules into animals and
result in diminished drug potency or eventoxicity to a patient. humans. A Subcategory of pharmaceutical Science is called
Additionally, the physical properties of crystalline active pharmacokinetics and sometimes generally referred to as
ingredients could be drastically altered in scenarios where it 25 biopharmaceutics.
is desirable to co-administer a crystalline active ingredient A.D.M.E. is an acronym often used to describe the four
with a liquid or semi-liquid different active ingredient. In this essential components to pharmaceutical Science: absorption,
context, the control of physical properties such as active distribution, metabolism, and elimination, respectively. One
ingredient dissolution rate and solubility is often a critical way to differentiate between pharmacology and pharmaceu
factor in determining the overall bioavailability of the active 30 tical science is that the former is primarily concerned with the
ingredient. It is well established in the art that different poly effect of the medicament on the body, whereas, the latter is
morphs or solvates of the same crystalline active ingredient primarily concerned with the delivery and time-course of the
exhibit dramatically different solubility and dissolution rates. medicament on its journey through the body.
Thus, combining a crystalline active agent with a liquid or In clinical applications, chemicals and biomolecules are
semi-liquid active agent could give rise to an equilibrium 35 often referred to as active ingredients or medicaments. Medi
between concentrations of different polymorphs and/or sol caments may include “pharmaceuticals, nutraceuticals, bio
vates of the crystalline active ingredient, and thereby frustrate technicals, vitamins, minerals and dietary Supplements. Oral
efforts at tailoring an active ingredient mixture to its intended administration is the most frequent route for delivery of medi
purpose as a medicament. caments. Medicaments may be orally administered in a vari
Another shortcoming with co-administering plural active 40 ety of physical States, including, Solid, liquid, dispersion, and
ingredients in different physical forms in an intimate mixture gaseous forms. As appreciated, tablets and capsules are the
is the potential for adverse in vivo drug-drug interactions most common vehicle for oral delivery of medicaments.
upon administration. The desire to co-administer these active Frequently, a medical or Surgical patient may receive a
ingredients would be offset by the one active ingredient, for plurality of concurrent medicaments. Data has been accumu
example as in a liquid or semi-liquid (e.g., a paste, Solution, or 45 lated to demonstrate that patients undergoing a Surgical pro
syrup) form, becoming rapidly available. In this context, the cedure may receive ten (10) or more medicaments during the
active ingredient may adversely react with a co-administered Surgery and the resulting Surgical recovery period. Some
drug, for example a less bioavailable Solid or semi-solid, in a patients who have undergone organ transplantation or who
physiological environment. Thus, the true therapeutic benefit have contracted human immunodeficiency virus (HIV) may
resulting from the pharmacological effects of the individual 50 receive three (3) or more medicaments which require multiple
active agents may never be realized. It would be desirable to administrations per day. HIV patients often receive many
co-administer plural active ingredients while insuring against more than three (3) medicaments. These medicaments may be
the potential of Such harmful drug-drug interactions. necessary for the treatment of several conditions occurring in
Providing active ingredients or medicaments in separate a plurality of organ systems or they may be necessary to treat
capsules may also be undesirable in the context of patient 55 a single condition or some combination thereof.
compliance. Geriatric and pediatric populations in particular In some cases, it may be desirous to combine a plurality of
disfavor the handling and consumption of multiple capsules medicaments because of a synergistic interaction between a
of active ingredients. Patient compliance is essential in main plurality of medicaments. This synergy may enhance the
taining patient health in many dosage regimens. For example, efficacy of one or more of the medicaments. Medicaments
deviations from accurate dosing and consistent consumption 60 may be combined to increase the intensity of response or
of immunosuppressant therapies can result in severe or even efficacy. A plurality of medicaments, in combination, may be
lethal consequences for a patient. Providing combined dos homergic (i.e., elicit the same quality of effect). In many
ages of active ingredients would result in fewer capsules a cases, a plurality of homergic medicaments may also be homo
patient or consumer would have to take, and thereby contrib dynamic (i.e., interact with the same receptor). A plurality of
ute to an overall increase in compliance. 65 homergic medicaments may be additive, Supra-additive and
Therefore, it would be desirable to provide a multi-com infra-additive. A plurality of combined medicaments which
partment capsular delivery apparatus and methods that pro do not produce the same quality of response may be called,
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heterergic. When heterergy is found to be a positive effect facilitate various desirable properties including, for example,
(i.e., at least one medicament enhances the response to controlling time-release of key active ingredients or medica
another medicament), this may be called synergism and is ments, prolonging shelf-fife of the active ingredients or medi
Sometimes called synergy. caments, improving palatability, reducing overall production
In further cases, it maybe desirous to combinea plurality of 5 costs and, accordingly, reducing the number of capsules con
medicaments to decrease their individual dosages and possi Sumed by a patient or consumer as nutritional or therapeutic
bility for toxicity. It may also be desirous to combine a plu agents.
rality of medicaments to target the treatment of a disease, Further, it is an object of the present invention to provide
illness or condition from divergent angles. It may be desirous novel integrated capsule delivery apparatus and methods for
to combine a plurality of medicaments to minimize the side 10 delivering one or more active ingredients or medicaments
effects and adverse effects of one or more medicaments. It (e.g., pharmaeceutical, biotechnical, nutraceutical, vitamin,
may be still further desirous to combine a plurality of medi dietary Supplement, mineral or combination thereof) in the
caments to alter the pharmacokinetic characteristics of one or form of a single dosage, multi-compartment capsule having
more medicaments. For example, alterations in the absorp one or more active ingredients in a primary capsule, and one
tion, distribution, metabolism or elimination of one or more 15 or more active ingredients introduced into a secondary
medicaments. Smaller capsule having a size sufficient for being selectively
Fixed combinations of a plurality of medicaments have positionable within the primary capsule, wherein the active
been generally disfavored due to any number of perceived ingredient(s) within the primary capsule comprises a physical
disadvantages. These disadvantages may include, for state (e.g., Solid, liquid, gas or dispersion) that is different
example: (1) complicating the interpretation of safety and from the physical state of the active ingredient(s) in the sec
efficacy in therapeutic regimens, (2) there may be inter-pa ondary capsule.
tient differences to fixed combinations, (3) there may be It is an additional object of the present invention to provide
difficulties in dosage titration, and (4) the delivery platforms novel integrated capsule delivery apparatus and methods for
for fixed combinations have generally been found to be delivering one or more active ingredients or medicaments
uneconomical to produce. 25 (e.g., pharmaeceutical, biotechnical, nutraceutical, vitamin,
On the other hand, fixed combinations of a plurality of dietary Supplement, mineral or combination thereof) in the
medicaments may lead to several therapeutic advantages, form of a single dosage, multi-compartment capsule having
including, for example, but not by way of limitation: (1) one or more active ingredients in a primary capsule and the
increasing patient compliance with therapy, (2) increasing same active ingredient(s) introduced into a smaller secondary
efficacy by optimizing timing of medicaments, (3) minimi 30 capsule having a size sufficient for being positionable within
zation of side effects and adverse effects, (4) enhancement of the primary capsule, wherein the active ingredient(s) in the
pharmacokinetic characteristics of one or more medicaments primary capsule comprises a physical state (e.g., Solid, liquid,
in a fixed combination, (5) increased patient quality of life, (6) gas or dispersion) different from the active ingredient(s) in the
optimization of institutional resources by minimizing the secondary capsule.
amount of medicament administrations, and (7) minimizing 35 It is a further object of the present invention to provide
patient length of stay in institutional facilities by optimizing novel integrated capsule delivery apparatus and methods for
therapy. delivering one or more active ingredients or medicaments
Prior art therapeutic technologies contain isolated (e.g., pharmaeceutical, biotechnical, nutraceutical, vitamin,
examples of pharmaceutical formulations containing fixed dietary Supplement, mineral or combination thereof) in the
combinations of medicaments. However, therapeutic tech 40 form of a single dosage, multi-compartment capsule wherein
nologies of the prior art teach a fixed combination, wherein a at least one of the primary and secondary capsules include a
plurality of medicaments are placed into a single receiving time-release coating for controlling the release of the active
chamber in the delivery formulation (i.e., no separation ingredient(s) contained therein.
between the plurality of medicaments). It is also another object of the present invention to provide
In view of the state of the technology as it exists today, 45 novel integrated capsule delivery apparatus and methods for
generally, therapeutic apparatus and methods are needed to delivering one or more active ingredients or medicaments
provide a plurality of medicaments for medical and Surgical (e.g., pharmaeceutical, biotechnical, nutraceutical, vitamin,
conditions, as well as maintenance of normal health function dietary Supplement, mineral or combination thereof) in the
for delivery to animals and humans using a multi-chambered form of a single dosage, multi-compartment capsule having
delivery apparatus. Such apparatus and methods for deliver 50 one or more active ingredients in the capsular body, wherein
ing a plurality of medicaments to animals and humans using the capsule includes a longitudinally extending body and at
a multi-chambered delivery apparatus are contemplated least one dividing wall formed along a length of the extending
herein. body to form a first chamber and an opposing second chamber
within the capsular body and introducing at least one active
BRIEF SUMMARY AND OBJECTS OF THE 55 ingredient or medicament having a first physical state into the
INVENTION first chamber and at least one active ingredient or medicament
having a second physical state into a second chamber,
In view of the foregoing, it is a primary object of the present whereas the physical state (e.g., Solid, liquid, gas or disper
invention to provide novel integrated capsule delivery appa sion) of the ingredient(s) in the first chamber is different from
ratus and methods for delivering diverse physical states (e.g., 60 the physical state of the ingredient(s) in the second chamber.
Solid, liquid, gas or dispersion) of a single active ingredient or It is an additional object of the present invention to provide
medicament, or a plurality of active ingredients or medica novel integrated capsule delivery apparatus and methods for
ments, in a single dosage form, wherein at least two of the delivering one or more active ingredients or medicaments
active ingredients or medicaments have physical states that (e.g., pharmaeceutical, biotechnical, nutraceutical, vitamin,
differ. 65 dietary Supplement, mineral or combination thereof) in the
It is also an object of the present invention to provide novel form of a single dosage, multi-compartment capsule having a
integrated capsule delivery apparatus and methods which longitudinally extending body and one or more dividing walls
US 9,241,911 B2
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disposed along the length of the longitudinally extending ingredient or medicament (e.g., pharmaceutical, biotechni
body of the capsule, wherein the capsule and one or more of cal, nutraceutical, vitamin, dietary Supplement, mineral or
the dividing walls contained therein may include time-release combination thereof) therein. Similarly, the primary capsule
coatings for controlling the release of the active ingredients or may beformed having a base, a corresponding cap and one or
medicaments contained therein, respectively. more receiving chambers. The receiving chambers of the
It is a further object of the present invention to provide primary capsule may be formed having an internal periphery
novel integrated capsule delivery apparatus and methods for Sufficient for receiving the secondary capsule and one or more
delivering one or more active ingredients or medicaments active ingredients or medicaments (e.g., pharmaceutical, bio
(e.g. pharmaeceutical, biotechnical, nutraceutical, vitamin, technical, nutraceutical, vitamin, dietary Supplement, min
dietary Supplement, mineral or combination thereof) in the 10 eral or combination thereof) having a physical state (i.e.,
form of a single dosage, multi-compartment capsule having a Solid, liquid, gas or dispersion) different from the physical
plurality of active ingredients or medicaments having the state of the active ingredient(s) housed within the receiving
physical form of a Solid (e.g. pill, tablet, capsule (both hard chamber of the secondary capsule.
and Soft elastic), powder, granulation, flakes, troches (loz As further contemplated herein, a multi-compartment cap
enges and pastilles), Suppositories and semi-solid ointments, 15 Sule is provided comprising a base, a corresponding cap and
pastes, emulsions and creams), a liquid (e.g., Solution, spirits, one or more dividing walls positionable between the base and
elixir and fluid extracts), a gas or a dispersion (e.g., aerosols the cap. Structurally, the size, shape and positioning of the
(liquid or Solid in gas), Suspensions (Solid in liquid), emulsion dividing walls relative to the base and corresponding cap
(liquid in liquid), foam (gas in liquid), Solid foam (Solid in facilitates the formation of at least two, independent and
gas) or gel (liquid or solid in Solid), wherein the physical form separate receiving chambers. Each of the receiving chambers
of the active ingredients differ between a primary and sec having an internal periphery sufficient for receiving one or
ondary capsule, and between one or more dividing walls more active ingredients or medicaments (e.g. pharmaceutical,
disposed in spaced-apart relationship along the length of a biotechnical, nutraceutical, vitamin, dietary Supplement,
longitudinally extending capsular body. mineral or combination thereof) therein. In preferred design,
It is a still further object of the present invention to provide 25 the physical state (e.g., Solid, liquid, gas or dispersion) of the
novel integrated capsule delivery apparatus and methods for active ingredient(s) in the first receiving chamber is different
delivering one or more active ingredients or medicaments from the physical state of the active ingredient(s) in the sec
(e.g., pharmaeceutical, biotechnical, nutraceutical, vitamin, ond receiving chamber. After introducing one or more active
dietary Supplement, mineral or combination thereof) in the ingredients or medicaments into each receiving chamber, the
form of a single dosage, multi-compartment capsule, wherein 30 cap may be selectively positioned in Sealing relationship with
an encapsulation process comprises the steps of: (1) provid the base to form one presently preferred embodiment of the
ing a capsule comprising a first end, a second end, a longitu Single, dosage multi-compartment capsule.
dinally extending body having a length disposed between the One presently preferred embodiment of an encapsulation
first and second ends, and a plurality of dividing walls spaced process for forming a multi-compartment capsule may com
apart along the length of the extending body, wherein the 35 prise the steps of: (1) providing a primary capsule having a
dividing walls form a plurality of receiving chambers; (2) base, a corresponding cap and a receiving chamber; (2) pro
introducing at least one active ingredient having a first physi viding a secondary capsule having a base, a corresponding
cal state into a first receiving chamber; (3) introducing at least cap and a receiving chamber; (3) introducing at least one
one active ingredient having a second physical state into a ingredient or medicament (e.g., pharmaceutical, biotechni
second receiving chamber; (4) introducing at least one active 40 cal, nutraceutical, vitamin, dietary Supplement, mineral or
ingredient having a third physical state into a third receiving combination thereof) having a first physical State (e.g., Solid,
chamber, wherein the physical states of at least two of the liquid, gas or dispersion) into at least a portion of the receiv
active ingredients introduced into the first, second or third ing chamber of the secondary capsule and selectively posi
receiving chambers differ; and (5) sealing the first and second tioning the cap in sealing relationship with the base; (4)
ends of said capsule. 45 introducing at least one ingredient or medicament (e.g., phar
Additionally, it is an object of the present invention to maceutical, biotechnical, nutraceutical, vitamin, dietary
provide novel integrated capsule delivery apparatus and Supplement, mineral or combination thereof) having a second
methods for delivering a single dosage, multi-compartment physical state (e.g., Solid, liquid, gas or dispersion) into at
capsule comprising a capsular base and cap configuration, least a portion of the receiving chamber of the primary cap
wherein the size and shape of the cap, relative to its sealing 50 sule, wherein the first physical state of the ingredient(s) in the
relationship with the base, generally eliminates or Substan secondary capsule is different from the second physical state
tially reduces any potential dead space Volume within the of the ingredient(s) in the primary capsule; and (5) introduc
internal periphery of the capsule, thereby functionally negat ing the secondary capsule into at least a portion of the receiv
ing the opportunity for reaction between an air bubble and one ing chamber of the primary capsule and selectively position
or more active ingredients introduced into the capsule and, 55 ing the cap in sealing relationship with the base to form a
accordingly, improving stability of the capsular ingredient(s). single dosage multi-compartment capsule.
Consistent with the foregoing objects, and in accordance In alternate presently preferred embodiments of the present
with the invention as embodied and broadly described herein, invention, a tertiary capsule comprising a base, a correspond
one presently preferred embodiment of the novel integrated ing cap and a receiving chamber having an internal periphery
capsule delivery apparatus and methods of the present inven 60 Sufficient for receiving one or more active ingredients or
tion comprises a multi-compartment capsule including a pri medicaments (e.g., pharmaceutical, biotechnical, nutraceuti
mary capsule and a secondary capsule selectively position cal, Vitamin, dietary Supplement, mineral or combination
able within an internal periphery of the primary capsule. The thereof) may be selectively introduced within an internal
secondary capsule may include a base, a corresponding cap periphery of at least one receiving chamber of the secondary
and one or more receiving chambers. Each of the receiving 65 capsule. After the introduction of at least one active ingredient
chambers of the secondary capsule may be formed having an into one or more receiving chambers of a tertiary capsule
internal periphery Sufficient for receiving at least one active pursuant to an encapsulation process of the present invention,
US 9,241,911 B2
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the cap of the tertiary capsule may be selectively positioned in present invention may facilitate precision delivery of active
sealing relationship with the base and then introduced into at ingredients to targeted areas of the consumer.
least a portion of the internal periphery of the secondary Still further, a primary object of the present invention is to
capsule, together with one or more active ingredients therein. provide novel delivery apparatus and methods for affecting
It is contemplated herein that at least two of the active ingre multiple organ systems in animals or humans using a plurality
dients introduced within the receiving chambers of the pri of medicaments delivered by a pharmaceutical formulation
mary, secondary and tertiary capsules, respectively, comprise comprising a multi-chambered apparatus. Accordingly, the
at least two different physical states (e.g., Solid, liquid, gas or present invention provides novel delivery apparatus and
dispersion). 10
administration techniques or methods aimed at affecting mul
In preferred structural design, the primary capsule may tiple organ systems in an animal or human using a plurality of
comprise a cap having a generally U-shaped configuration medicaments. A delivery apparatus may be in any multi
adapted to provide a sealing relationship when engaging the chambered apparatus, but preferably in a capsular formula
corresponding base, thereby reducing dead space Volume in tion. Thus, a plurality of medicaments may be encapsulated
the internal periphery of the cap and receiving chamber of the 15 and stored separately within a larger capsule until the time of
base. A cap having a configuration adapted to generally elimi ingestion, consumption, or the like. Upon consumption, the
nate or Substantially reduce potential dead space Volume of capsule walls of one or more dividing walls of a capsule may
the cap and receiving chamber of the base may, accordingly, dissolve to release their contents. Different methods of encap
function—to negate the potential for a reaction between an air Sulation may be used to deliver their respective contents,
bubble and one or more active ingredient(s) introduced into including but not limited to, dissolution, melting, ablation or
the base of the primary capsule. biodegradation of the encapsulating wall. In certain embodi
Alternatively, a multi-compartment capsule of the present ments and as contemplated herein, the medicaments retained
invention may include the introduction of a filling material in the multicompartment capsule may actually diffuse
into the cap of the primary capsule, the cap having a general through one or more of the encapsulating walls.
cylindrical configuration adapted to provide a sealing rela 25 In one embodiment of the present invention there is a
tionship when engaging the corresponding base. An amount multi-compartment capsule, comprising a first receiving
of filling material may be introduced into at least a portion of chamber comprising at least one ingredient having a first
the internal periphery of the cap to fill, either partially or physical state, wherein said ingredient is selected from the
completely, the inner Volume of the cap, thereby reducing the group consisting of a nutraceutical, a vitamin, a dietary
dead space Volume in the cap and the internal periphery of the 30 Supplement and a mineral; and a second receiving chamber
receiving chamber of the base. In this regard, the introduction comprising at least one ingredient having a second physical
of a filling material relative to the internal periphery of the cap state, wherein said ingredient is selected from the group con
may generally eliminate or Substantially reduce the potential sisting of a nutraceutical, a vitamin, a dietary Supplement and
dead space Volume, thus functionally negating the potential a mineral; said first physical state of said ingredient of said
for a reaction between an air bubble and one or more active 35 first receiving chamber being different from said second
ingredient(s) introduced into the base of the primary capsule. physical State of said ingredient of said second receiving
The primary, secondary or tertiary capsules, in accordance chamber.
with the present invention, may be formed having the same or In another embodiment of the present invention, there is a
different colors. Moreover, the base and corresponding cap of multi-compartment capsule as defined above, further com
a single capsule may be formed having different colors in an 40 prising a base and a corresponding cap, wherein said cap is
effort to enhance the aesthetics of the capsule to the consumer. configured to provide a sealing relationship when engaging
In one presently preferred embodiment of a multi-compart said base.
ment capsule of the present invention, the dosage may be In another embodiment of the present invention, there is a
banded, sealed or easily dividable in a contact area of the multi-compartment capsule as defined above, wherein said
primary and secondary capsules or the sealing band may be 45 cap comprises a configuration adapted to reduce dead volume
color-coded to assist in branding, if desired. space within said first receiving chamber.
It is further contemplated herein that a multi-compartment In another embodiment of the present invention, there is a
capsule of the present invention may comprise component multi-compartment capsule as defined above, further com
parts of the capsule having various time-release coatings to prising a filling material introduced into said cap to reduce
facilitate the release and ultimately the absorption of those 50 dead volume space within said first receiving chamber.
active ingredients introduced into the different receiving In another embodiment of the present invention, there is a
chambers of the multi-compartment capsule to release at multi-compartment capsule as defined above, wherein said
different release rates. In particular, a primary capsule may be filling material is selected from the group consisting of gela
formed having a conventional time-release coating that dis tin, starch, casein, chitosan, Soya bean protein, safflower pro
Solves and releases the active ingredient(s) contained therein 55 tein, alginates, gellan gun, carrageenan, Xanthan gum, phta
before the timed-release of the active ingredient(s) contained lated gelatin, Succinated gelatin, cellulosephtalate-acetate,
within a secondary capsule. Likewise, the dividing walls dis polyvinylacetate, hydroxypropyl methyl cellulose, oleoresin,
posed within the internal periphery of the base of a capsule polyvinylacetate-phtalate, polymerisates of acrylic or meth
may be formed having conventional time-release coatings acrylic esters and combinations thereof.
that dissolve and release the active ingredients within each 60 In another embodiment of the present invention, there is a
receiving chamber defined by the dividing walls at different multi-compartment capsule as defined above, wherein said
rates, thereby delivering the active ingredients or medica first receiving chamber comprises no dead volume space.
ments contained within a multi-compartment capsule at dif In another embodiment of the present invention, there is a
ferent rates. Certain active ingredients or medicaments may, multi-compartment capsule as defined above, wherein said
therefore, be delivered at a selected interval, while other 65 physical state of said ingredient in said first receiving cham
ingredients may be released at a later interval. In this way, the ber is selected from the group consisting of a solid, a liquid, a
novel design of the multi-compartment capsules of the gas and a dispersion.
US 9,241,911 B2
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In another embodiment of the present invention, there is a In another embodiment of the present invention, there is a
multi-compartment capsule as defined above, wherein said multi-compartment capsule as defined above, wherein said
physical State of said ingredient in said second receiving first physical state of said ingredient in said primary capsule
chamber is selected from the group consisting of a Solid, a is selected from the group consisting of a solid, a liquid, a gas
liquid, a gas and a dispersion. and a dispersion.
In another embodiment of the present invention, there is a In another embodiment of the present invention, there is a
multi-compartment capsule as defined above, wherein said multi-compartment capsule as defined above, wherein said
Solid is selected from the group consisting of a pill, a tablet, a second physical state of said ingredient in said secondary
capsule, a powder, granulation, flakes, atroche, a Suppository, capsule is selected from the group consisting of a Solid, a
an ointment, a paste, an emulsion and a cream. 10 liquid, a gas and a dispersion.
In another embodiment of the present invention, there is a In another embodiment of the present invention, there is a
multi-compartment capsule as defined above, wherein said multi-compartment capsule as defined above, wherein said
liquid is selected from the group consisting of a solution, a primary capsule comprises a time-release coating.
spirit, an elixir, a spray, a syrup and a fluid extract. In another embodiment of the present invention, there is a
In another embodiment of the present invention, there is a 15 multi-compartment capsule as defined above, wherein said
multi-compartment capsule as defined above, wherein said secondary capsule comprises a time-release coating.
dispersion is selected from the group consisting of an aerosol, In another embodiment of the present invention, there is a
a suspension, an emulsion, a foam, a solid foam and a gel. multi-compartment capsule as defined above, wherein said
In another embodiment of the present invention, there is a time-release coating of said secondary capsule is different
multi-compartment capsule as defined above, wherein said from said time-release coating of said primary capsule.
first receiving chamber comprises a time-release coating. In another embodiment of the present invention, there is a
In another embodiment of the present invention, there is a multi-compartment capsule as defined above, wherein said
multi-compartment capsule as defined above, wherein said third receiving chamber comprises a time-release coating.
second receiving chamber comprises a time-release coating. In another embodiment of the present invention, there is a
In another embodiment of the present invention, there is a 25 multi-compartment capsule as defined above, wherein said
multi-compartment capsule as defined above, wherein said primary capsule is formed of a material selected from the
time-release coating of said second receiving chamber is dif group consisting of gelatin, starch, casein, chitosan, Soya
ferent from said time-release coating of said primary capsule. bean protein, safflower protein, alginates, gellan gum, carag
In another embodiment of the present invention, there is a eenan, Xanthan gum, phtalated gelatin, Succinated gelatin,
multi-compartment capsule as defined above, further com 30 cellulosephtalate-acetate, oleoresin, polyvinylacetate,
prising a third receiving chamber comprising at least one hydroxypropyl methyl cellulose, polymerisates of acrylic or
ingredient. methacrylic esters, polyvinylacetate-phtalate and combina
In another embodiment of the present invention, there is a tions thereof.
multi-compartment capsule as defined above, wherein said In another embodiment of the present invention, there is a
ingredient in said third receiving chamber is selected from the 35 multi-compartment capsule as defined above, wherein said
group consisting of a nutraceutical, a vitamin, a dietary primary capsule further comprises a soft elastic capsule
Supplement and a mineral. formed of a material selected from the group consisting of
In another embodiment of the present invention, there is a glycerin and Sorbitol.
multi-compartment capsule as defined above, wherein said In another embodiment of the present invention, there is an
ingredient in said third receiving chamber comprises a physi 40 encapsulation process as defined above, wherein said soft
cal state selected from the group consisting of a solid, a liquid, elastic capsule includes an antimicrobial selected from the
a gas and a dispersion. group consisting of paraben and Sorbic acid.
In another embodiment of the present invention, there is a In another embodiment of the present invention, there is a
multi-compartment capsule as defined above, wherein said multi-compartment capsule as defined above, wherein said
third receiving chamber comprises a time-release coating. 45 secondary capsule is formed of a material selected from the
In another embodiment of the present invention, there is a group consisting of gelatin, starch, casein, chitosan, Soya
multi-compartment capsule, comprising a primary capsule bean protein, Safflower protein, alginates, gellan gum, carra
comprising at least one ingredient having a first physical geenan, Xanthan gum, phtalated gelatin, Succinated gelatin,
state, wherein said ingredient is selected from the group con cellulosephtalate-acetate, oleoresin, polyvinylacetate,
sisting of a nutraceutical, a vitamin, a dietary Supplement and 50 hydroxypropyl methyl cellulose, polymerisates of acrylic or
a mineral; a secondary capsule comprising at least one ingre methacrylic esters, polyvinylacetate-phtalate and combina
dient having a second physical state, wherein said ingredient tions thereof.
is selected from the group consisting of a nutraceutical, a In another embodiment of the present invention, there is a
Vitamin, a dietary Supplement and a mineral; said first physi multi-compartment capsule as defined above, wherein said
cal state of said ingredient of said primary capsule being 55 ingredient introduced in said primary capsule comprises a
different from said second physical state of said ingredient of moisture content in the range of about 0% to 6% by weight.
said secondary capsule; and said primary capsule comprising In another embodiment of the present invention, there is a
an internal periphery Sufficient for receiving said ingredient multi-compartment capsule as defined above, wherein said
and said secondary capsule therein. ingredient introduced in said secondary capsule comprises a
In another embodiment of the present invention, there is a 60 moisture content in the range of about 0% to 6% by weight.
multi-compartment capsule as defined above, wherein said In another embodiment of the present invention, there is a
primary capsule further comprises a base and a corresponding multi-compartment capsule as defined above, wherein said
cap, wherein said cap is configured to provide a sealing rela primary and secondary capsules contain at least one pharma
tionship when engaging said base. ceutically acceptable lubricant in the range of about 0% to
In another embodiment of the present invention, there is a 65 1.0% by weight.
multi-compartment capsule as defined above, wherein said In another embodiment of the present invention, there is a
primary capsule comprises no dead volume space. multi-compartment capsule as defined above, wherein said
US 9,241,911 B2
15 16
lubricant is selected from the group consisting of aluminium tein, safflower protein, alginates, gellan gum, carrageenan,
Stearate, calciumstearate, magnesiumstearate, tinstearate, Xanthan gum, phtalated gelatin, Succinated gelatin, cellu
talc, sodium lauryl Sulfate, lecithins, mineral oils, Stearic acid, losephtalate-acetate, oleoresin, polyvinylacetate, hydrox
silicones and mixtures thereof. ypropyl methyl cellulose, polymerisates of acrylic or meth
In another embodiment of the present invention, there is a acrylic esters, polyvinylacetate-phtalate and combinations
multi-compartment capsule as defined above, wherein said thereof.
primary and secondary capsules have different colors. In another embodiment of the present invention, there is a
In another embodiment of the present invention, there is a multi-compartment capsule as defined above, wherein said
multi-compartment capsule as defined above, wherein said ingredient introduced in said first receiving chamber com
primary capsule is formed having a first color. 10
prises a moisture content in the range of about 0% to 6% by
In another embodiment of the present invention, there is a weight.
multi-compartment capsule as defined above, wherein said
secondary capsule is formed having a second color different In another embodiment of the present invention, there is a
from said first color of said primary capsule. multi-compartment capsule as defined above, wherein said
In another embodiment of the present invention, there is a 15 ingredient introduced in said second receiving chamber com
multi-compartment capsule as defined above, wherein said prises a moisture content in the range of about 0% to 6% by
capsule further comprises a base and a corresponding cap, weight.
wherein said cap is configured to provide a sealing relation In another embodiment of the present invention, there is a
ship when engaging said base. multi-compartment capsule as defined above, wherein said
In another embodiment of the present invention, there is a capsule contains at least one pharmaceutically acceptable
multi-compartment capsule as defined above, wherein said lubricant in the range of about 0% to 10% by weight.
base and said cap are formed having different colors. In another embodiment of the present invention there is, an
In another embodiment of the present invention, there is a encapsulation process for forming a multi-compartment cap
multi-compartment capsule as defined above, wherein said Sule, said process comprising the steps of providing a primary
sealing relationship between said base and corresponding cap 25 capsule having a base and a cap; providing a secondary cap
comprises no dead volume space. Sule having a base and a cap; introducing at least one ingre
In another embodiment of the present invention, there is a dient having a first physical state into said secondary capsule,
multi-compartment capsule as defined above, wherein said wherein said ingredient introduced into said primary, capsule
physical state of said ingredient in said first receiving cham is selected from the group consisting of a nutraceutical, a
ber is selected from the group consisting of a solid, a liquid, a 30 Vitamin, a dietary Supplement and a mineral; positioning said
gas and a dispersion. cap of said secondary capsule in sealing relationship with said
In another embodiment of the present invention, there is a base; introducing at least one ingredient having a second
multi-compartment capsule as defined above, wherein said physical state into said primary capsule, wherein said ingre
physical State of said ingredient in said second receiving dient introduced into said primary capsule is selected from
chamber capsule is selected from the group consisting of a 35 the group consisting of a nutraceutical, a vitamin, a dietary
Solid, a liquid, a gas and a dispersion. Supplement and a mineral; and wherein said first physical
In another embodiment of the present invention, there is a state of said ingredient of said secondary capsule is different
multi-compartment capsule as defined above, wherein said from said second physical state of said ingredient of said
capsule comprises a time-release coating. primary capsule; introducing said secondary capsule into said
In another embodiment of the present invention, there is a 40 base of said primary capsule; and positioning said cap of said
multi-compartment capsule as defined above, wherein said primary capsule in sealing relationship with said base.
dividing wall comprises a time-release coating. In another embodiment of the present invention there is, an
In another embodiment of the present invention, there is a encapsulation process as defined above, further comprising
multi-compartment capsule as defined above, wherein said the step of reducing dead volume space within said primary
time-release coating of said dividing wall is different from 45 capsule.
said time-release coating of said capsule. In another embodiment of the present invention, an encap
In another embodiment of the present invention, there is a Sulation process as defined above, further comprising the step
multi-compartment capsule as defined above, wherein said of introducing a filling material into said cap of said primary
third receiving chamber comprises a time-release coating. capsule to reduce dead volume space.
In another embodiment of the present invention, there is a 50 In another embodiment of the present invention, there is an
multi-compartment capsule as defined above, wherein said encapsulation process as defined above, wherein said filling
capsule is formed of a material selected from the group con material is selected from the group consisting of gelatin,
sisting of gelatin, starch, casein, chitosan, Soya bean protein, starch, casein, chitosan, Soya bean protein, Safflower protein,
safflower protein, alginates, gellan gum, carrageenan, Xan alginates, gellan gum, carrageenan Xanthan gum, phtalated
than gum, phtalated gelatin, Succinated gelatin, celluloseph 55 gelatin, Succinated gelatin, cellulosephtalate-acetate, polyvi
talate-acetate, oleoresin, polyvinylacetate, hydroxypropyl nylacetate, hydroxypropyl methyl cellulose, oleoresin, poly
methyl cellulose, polymerisates of acrylic or methacrylic vinylacetate-phtalate, polymerisates of acrylic or methacrylic
esters, polyvinylacetate-phtalate and combinations thereof. esters and combinations thereof.
In another embodiment of the present invention, there is a In another embodiment of the present invention, an encap
multi-compartment capsule as defined above, wherein said 60 Sulation process as defined above, wherein said cap of said
capsule further comprises a soft elastic capsule formed of a primary capsule comprises a configuration Sufficient for
material selected from the group consisting of glycerin and reducing dead volume space within the primary capsule.
sorbitol. In another embodiment of the present invention, there is an
In another embodiment of the present invention, there is a encapsulation process as defined above, wherein said physi
multi-compartment capsule as defined above, wherein said 65 cal state of said ingredient in said primary capsule is selected
dividing wall is formed of a material selected from the group from the group consisting of a solid, a liquid, a gas and a
consisting of gelatin, starch, casein, chitosan, Soya bean pro dispersion.
US 9,241,911 B2
17 18
In another embodiment of the present invention, there is an ary capsule further comprises a soft elastic capsule formed of
encapsulation process as defined above, wherein said physi a material selected from the group consisting of glycerin and
cal state of said ingredient in said secondary capsule is sorbitol.
selected from the group consisting of a solid, a liquid, a gas In another embodiment of the present invention, there is an
and a dispersion. encapsulation process as defined above, wherein said ingre
In another embodiment of the present invention, there is an dient introduced in said primary capsule comprises a mois
encapsulation process as defined above, wherein said ingre ture content in the range of about 0% to 6% by weight.
dient introduced into said primary capsule is the same as said In another embodiment of the present invention, there is a
ingredient introduced into said secondary capsule. multi-compartment capsule as defined above, wherein said
In another embodiment of the present invention, there is an
10 ingredient introduced in said secondary capsule comprises a
encapsulation process as defined above, wherein said primary moisture content in the range of about 0% to 6% by weight.
capsule comprises a time-release coating. In another embodiment of the present invention, there is an
encapsulation process as defined above, wherein said primary
In another embodiment of the present invention, there is an and secondary capsules contain at least one pharmaceutically
encapsulation process as defined above, wherein said second 15 acceptable lubricant in the range of about 0% to 10% by
ary capsule comprises a time-release coating. weight.
In another embodiment of the present invention, there is an In another embodiment of the present invention, there is an
encapsulation process as defined above, wherein said time encapsulation process as defined above, wherein said lubri
release coating of said secondary capsule is different from cant is selected from the group consisting of aluminiumstear
said time-release coating of said primary capsule. ate, calciumstearate, magnesiumstearate, tinstearate, talc,
In another embodiment of the present invention, there is an Sodium lauryl Sulfate, lecithins, mineral oils, Stearic acid,
encapsulation process as defined above, further comprising silicones and combinations thereof.
the steps of providing a tertiary capsule having a base and a In another embodiment of the present invention, there is an
cap; introducing at least one ingredient having a third physi encapsulation process as defined above, wherein said primary
cal state into said tertiary capsule; positioning said cap of said 25 and secondary capsules are formed having different colors.
secondary capsule in sealing relationship with said base; and In another embodiment of the present invention, there is an
introducing said tertiary capsule into said base of said sec encapsulation process for forming a multi-compartment cap
ondary capsule. Sule, said process comprising the steps of providing a capsule
In another embodiment of the present invention, there is an comprising a cap, a base configured having a longitudinally
encapsulation process as defined above, wherein said ingre 30 extending body including a length and at least one dividing
dient in said tertiary capsule is selected from the group con wall formed along said length of said extending body, said
sisting of a nutraceutical, a vitamin, a dietary supplement and dividing wall adapted to form a first receiving chamber and a
a mineral. second receiving chamber, introducing at least one ingredient
In another embodiment of the present invention, there is an having a first physical state into said second receiving cham
encapsulation process as defined above, wherein said ingre 35 ber, wherein said ingredient introduced into said primary
dient in said tertiary capsule comprises a physical state capsule is selected from the group consisting of a nutraceu
selected from the group consisting of a solid, a liquid, a gas tical, a vitamin, a dietary Supplement and a mineral; introduc
and a dispersion. ing at least one ingredient having a second physical state into
In another embodiment of the present invention, there is an said first receiving chamber, wherein said ingredient intro
encapsulation process as defined above, wherein said tertiary 40 duced into said primary capsule is selected from the group
capsule comprises a time-release coating. consisting of a nutraceutical, a vitamin, a dietary Supplement
In another embodiment of the present invention, there is an and a mineral, and wherein said first physical state of said
encapsulation process as defined above, wherein said primary ingredient of said second receiving chamber being different
capsule is formed of a material selected from the group con from said second physical state of said ingredient of said first
sisting of gelatin, starch, casein, chitosan, Soya bean protein, 45 receiving chamber, and positioning said cap in sealing rela
safflower protein, alginates, gellan gum, carrageenan, Xan tionship with said base.
than gum, phtalated gelatin, Succinated gelatin, celluloseph In another embodiment of the present invention, there is an
talate-acetate, polyvinylacetate, hydroxypropyl methylcellu encapsulation process as defined above, further comprising
lose, oleoresin, polymerisates of acrylic or methacrylic the step of reducing dead volume space within said primary
esters, polyvinylacetate-phtalate and combinations thereof. 50 capsule.
In another embodiment of the present invention, there is an In another embodiment of the present invention, there is an
encapsulation process as defined above, wherein said primary encapsulation process as defined above, further comprising
capsule further comprises—a soft elastic capsule formed of a the step of introducing a filling material into said cap to
material selected from the group consisting of glycerin and reduce said dead volume space.
sorbitol. 55 In another embodiment of the present invention, there is an
In another embodiment of the present invention, there is an encapsulation process as defined above, wherein said filling
encapsulation process as defined above, wherein said second material is selected from the group consisting of gelatin,
ary capsule is formed of a material selected from the group starch, casein, chitosan, Soya bean protein, Safflower protein,
consisting of gelatin, starch, casein, chitosan, Soya bean pro alginates, gellan gum, carrageenan, Xanthan gum, phtalated
tein, safflower protein, alginates, gellan gum, carrageenan, 60 gelatin, Succinated gelatin, cellulosephtalate-acetate, polyvi
Xanthan gum phtalated gelatin, Succinated gelatin, cellu nylacetate, hydroxypropyl methyl cellulose, oleoresin, poly
losephtalate-acetate, polyvinylacetate, hydroxypropyl vinylacetate-phtalate, polymerisates of acrylic or methacrylic
methyl cellulose, oleoresin, polymerisates of acrylic or meth esters and combinations thereof.
acrylic esters, polyvinylacetate-phtalate and combinations In another embodiment of the present invention, there is an
thereof. 65 encapsulation process as defined above, wherein said cap
In another embodiment of the present invention, there is an comprises a configuration Sufficient for reducing dead Vol
encapsulation process as defined above, wherein said second ume space within said capsule.
US 9,241,911 B2
19 20
In another embodiment of the present invention, there is an Sodium lauryl Sulfate, lecithins, mineral oils, Stearic acid,
encapsulation process as defined above, wherein said physi silicones and combinations thereof.
cal state of said ingredient in said receiving chamber is In another embodiment of the present invention, there is an
selected from the group consisting of a solid, a liquid, a gas encapsulation process as defined above, wherein said base
and a dispersion. and said cap of said capsule are formed having different
In another embodiment of the present invention, there is an colors.
encapsulation process as defined above, wherein said physi In another embodiment of the present invention, there is an
cal state of said ingredient in said second receiving chamber encapsulation process as defined above, further comprising
is selected from the group consisting of a solid, a liquid, a gas 10
the step of introducing two or more dividing walls adapted to
and a dispersion. form a plurality of receiving chambers into said base of said
In another embodiment of the present invention, there is an capsule.
encapsulation process as defined above, wherein said first In another embodiment of the present invention, there is an
receiving chamber comprises a time-release coating. encapsulation process as defined above, further comprising
In another embodiment of the present invention, there is an 15 the step of introducing a capsule into one of said plurality of
encapsulation process as defined above, wherein said second receiving chambers.
receiving chamber comprises a time-release coating. In another embodiment of the present invention, there is an
In another embodiment of the present invention, there is an encapsulation process as defined above, wherein said capsule
encapsulation process as defined above, wherein said time may comprise a multi-compartment capsule.
release coating of said second receiving chamber is different In another embodiment of the present invention, there is a
from said time-release coating of said first receiving chamber. multi-compartment capsule, comprising a first receiving
In another embodiment of the present invention, there is an chamber comprising at least one ingredient having a first
encapsulation process as defined above, further comprising physical state; and a second receiving chamber comprising at
the steps of positioning a second dividing wall along said least one ingredient having a second physical state, wherein
length of said extending body, said second dividing wall 25 said first physical state of said ingredient of said first receiv
adapted to form a third receiving chamber; and introducing at ing chamber being different from said second physical state
least one ingredient having a third physical state into said of said ingredient of said second receiving chamber.
third receiving chamber. In another embodiment of the present invention, there is a
In another embodiment of the present invention, there is an multi-compartment capsule as defined above, wherein said
encapsulation process as defined above, wherein said ingre 30
first receiving chamber comprises no dead space.
dient in said third receiving chamber is selected from the In another embodiment of the present invention, there is a
group consisting of a nutraceutical, a vitamin, a dietary multi-compartment capsule as defined above, wherein said
Supplement and a mineral. cap is configured to reduce dead volume space within said
In another embodiment of the present invention, there is an first receiving chamber.
encapsulation process as defined above, wherein said ingre 35
dient in said third receiving chamber comprises a physical In another embodiment of the present invention, there is a
state selected from the group consisting of a solid, a liquid, a multi-compartment capsule as defined above, further com
gas and a dispersion. prising a filling material introduced into said cap to reduce
In another embodiment of the present invention, there is an dead volume space within said first receiving chamber.
encapsulation process as defined above, wherein said disper 40 In another embodiment of the present invention, there is a
sion is selected from the group consisting of an aerosol, a multi-compartment capsule as defined above, wherein said
Suspension, an emulsion, a foam, a solid foam and a gel. ingredient in said first receiving chamber is selected from the
In another embodiment of the present invention, there is an group consisting of a pharmaceutical, a biotechnical, a nutra
encapsulation process as defined above, wherein said third ceutical, a vitamin, a dietary Supplement and a mineral.
receiving chamber comprises a time-release coating. 45 In another embodiment of the present invention, there is a
In another embodiment of the present invention, there is an multi-compartment capsule as defined above, wherein said
encapsulation process as defined above, wherein said capsule ingredient in said second receiving chamber is selected from
is formed of a material selected from the group consisting of the group consisting of a pharmaceutical, a biotechnical, a
gelatin, starch, casein, chitosan, Soya bean protein, safflower nutraceutical, a vitamin, a dietary Supplement and a mineral.
protein, alginates, gellan gum, carrageenan, Xanthan gum, 50 In another embodiment of the present invention, there is a
phtalated gelatin, Succinated gelatin, cellulosephtalate-ac multi-compartment capsule as defined above, wherein said
etate, polyvinylacetate, hydroxypropyl methyl cellulose, ingredient in said first receiving chamber comprises a phar
oleoresin, polymerisates of acrylic or methacrylic esters, maceutical and said ingredient in said second receiving cham
polyvinylacetate-phtalate and combinations thereof. ber comprises a pharmaceutical.
In another embodiment of the present invention, there is an 55 In another embodiment of the present invention, there is a
encapsulation process as defined above, wherein said capsule multi-compartment capsule as defined above, wherein said
further comprises a Soft elastic capsule formed of a material ingredient in said first receiving chamber comprises a phar
selected from the group consisting of glycerin and Sorbitol. maceutical and said ingredient in said second receiving cham
In another embodiment of the present invention, there is an ber is selected from the group consisting of a biotechnical, a
encapsulation process as defined above, wherein said primary 60 nutraceutical, a vitamin, a dietary Supplement and a mineral.
and secondary capsules contain at least one pharmaceutically In another embodiment of the present invention, there is a
acceptable lubricant in the range of about 0% to 10% by multi-compartment capsule as defined above, wherein said
weight. physical state of said ingredient in said first receiving cham
In another embodiment of the present invention, there is an ber is selected from the group consisting of a solid, a liquid, a
encapsulation process as defined above, wherein said lubri 65 gas and a dispersion.
cant is selected from the group consisting of aluminiumstear In another embodiment of the present invention, there is a
ate, calciumstearate, magnesiumstearate, tinstearate, talc, multi-compartment capsule as defined above, wherein said
US 9,241,911 B2
21 22
physical State of said ingredient in said second receiving secondary capsule is formed having a second color different
chamber is selected from the group consisting of a Solid, a from said first color of said primary capsule.
liquid, a gas and a dispersion. In another embodiment of the present invention, there is a
In another embodiment of the present invention, there is a multi-compartment capsule, comprising a capsule compris
multi-compartment capsule as defined above, wherein said ing a longitudinally extending body having a length; at least
time-release coating of said second receiving chamber is dif one dividing wall formed along said length of said extending
ferent from said time-release coating of said primary capsule. body, said dividing wall forming a first receiving chamber and
In another embodiment of the present invention, there is a a second receiving chamber, said first receiving chamber
multi-compartment capsule, comprising a primary capsule comprising at least one ingredient having a first physical
comprising at least one ingredient having a first physical 10 state; said second receiving chamber comprising at least one
state; a secondary capsule comprising at least one ingredient ingredient having a second physical state; and said first physi
having a second physical state; said first physical state of said cal state of said ingredient of said first receiving chamber
ingredient of said primary capsule being different from said being different from said second physical state of said ingre
second physical state of said ingredient of said secondary dient of said second receiving chamber.
capsule; and said primary capsule comprising an internal 15 In another embodiment of the present invention, there is a
periphery sufficient for receiving said ingredient and said multi-compartment capsule as defined above, wherein said
secondary capsule therein. capsule further comprises a base and a corresponding cap,
In another embodiment of the present invention, there is a wherein said cap is configured to provide a sealing relation
multi-compartment capsule as defined above, wherein said ship when engaging said base.
primary, capsule further comprises a base and a correspond In another embodiment of the present invention, there is a
ing cap, wherein said cap is configured to provide a sealing multi-compartment capsule as defined above, wherein said
relationship when engaging said base. base and said cap are formed having different colors.
In another embodiment of the present invention, there is a In another embodiment of the present invention, there is a
multi-compartment capsule as defined above, wherein said multi-compartment capsule as defined above, wherein said
primary capsule comprises no dead volume space. 25 sealing relationship between said base and corresponding cap
In another embodiment of the present invention, there is a comprises no dead volume space within said capsule.
multi-compartment capsule as defined above, wherein said In another embodiment of the present invention, there is a
ingredient in said primary capsule is selected from the group multi-compartment capsule as defined above, wherein said
consisting of a pharmaceutical, a biotechnical, a nutraceuti ingredient in said first receiving chamber comprises a phar
cal, a vitamin, a dietary Supplement and a mineral. 30 maceutical and said ingredient in said second receiving cham
In another embodiment of the present invention, there is a ber comprises a pharmaceutical.
multi-compartment capsule as defined above, wherein said In another embodiment of the present invention, there is a
ingredient in said secondary capsule is selected from the multi-compartment capsule as defined above, wherein said
group consisting of a pharmaceutical, a biotechnical, a nutra ingredient in said first receiving chamber comprises a phar
ceutical, a vitamin, a dietary Supplement and a mineral. 35 maceutical and said ingredient in said second receiving cham
In another embodiment of the present invention, there is a ber is selected from the group consisting of a biotechnical, a
multi-compartment capsule as defined above, wherein said nutraceutical, a vitamin, a dietary Supplement and a mineral.
ingredient in said first receiving chamber comprises a phar In another embodiment of the present invention, there is a
maceutical and said ingredient in said second receiving cham multi-compartment capsule as defined above, wherein said
ber comprises a pharmaceutical. 40 first physical state of said ingredient in said first receiving
In another embodiment of the present invention, there is a chamber is selected from the group consisting of a solid, a
multi-compartment capsule as defined above, wherein said liquid, a gas and a dispersion.
ingredient introduced in said primary capsule comprises a In another embodiment of the present invention, there is a
moisture content in the range of about 0% to 6% by weight. multi-compartment capsule as defined above, wherein said
In another embodiment of the present invention, there is a 45 second physical state of said ingredient in said second receiv
multi-compartment capsule as defined above, wherein said ing chamber capsule is selected from the group consisting of
ingredient introduced in said secondary capsule comprises a a solid, a liquid, a gas and a dispersion.
moisture content in the range of about 0% to 6% by weight. In another embodiment of the present invention, there is a
In another embodiment of the present invention, there is a multi-compartment capsule as defined above, wherein said
multi-compartment capsule as defined above, wherein said 50 capsule comprises a time-release coating.
primary and secondary capsules contain at least one pharma In another embodiment of the present invention, there is a
ceutically acceptable lubricant in the range of about 0% to multi-compartment capsule as defined in above, wherein said
10% by weight. capsule is formed of a material selected from the group con
In another embodiment of the present invention, there is a sisting of gelatin, starch, casein, chitosan, Soya bean protein,
multi-compartment capsule as defined above, wherein said 55 safflower protein, alginates, gellangum, carageenan, Xanthan
lubricant is selected from the group consisting of aluminium gum, phtalated gelatin, Succinated gelatin, cellulosephtalate
Stearate, calciumstearate, magnesiumstearate, tinstearate, acetate, polyvinylacetate, hydroxypropyl methyl cellulose,
talc, sodium lauryl Sulfate, lecithins, mineral oils, Stearic acid, oleoresin, polymerisates of acrylic or methacrylic esters,
silicones and mixtures thereof. polyvinylacetate-phtalate and mixtures thereof.
In another embodiment of the present invention, there is a 60 In another embodiment of the present invention, there is a
multi-compartment capsule as defined above, wherein said multi-compartment capsule as defined above, wherein said
primary and secondary capsules have different colors. capsule further comprises a soft elastic capsule formed of a
In another embodiment of the present invention, there is a material selected from the group consisting of glycerin and
multi-compartment capsule as defined above, wherein said sorbitol.
primary capsule is formed having a first color. 65 In another embodiment of the present invention, there is a
In another embodiment of the present invention, there is a multi-compartment capsule as defined above, wherein said
multi-compartment capsule as defined above, wherein said lubricant is selected from the group consisting of aluminium
US 9,241,911 B2
23 24
Stearate, calciumstearate, magnesiumnstearate, tinstearate, release coating of said secondary capsule is different from
talc, sodium lauryl Sulfate, lecithins, mineral oils, Stearic acid, said time-release coating of said primary capsule.
silicones and mixtures thereof. In another embodiment of the present invention, there is an
In another embodiment of the present invention, there is an encapsulation process as defined above, further comprising
encapsulation process for forming a multi-compartment cap the steps of providing a tertiary capsule having a base and a
Sule, said process comprising the steps of providing a primary cap; introducing at least one ingredient having a third physi
capsule having a base and a cap; providing a secondary cap cal state into said tertiary, capsule; positioning said cap of said
Sule having a base and a cap; introducing at least one ingre secondary capsule in sealing relationship with said base; and
dient having a first physical state into said secondary capsule: introducing said tertiary capsule into said base of said sec
positioning said cap of said secondary capsule in sealing 10 ondary capsule.
relationship with said base; introducing at least one ingredi In another embodiment of the present invention, there is an
ent having a second physical state into said primary capsule, encapsulation process as defined above, wherein said ingre
wherein said first physical state of said ingredient of said dient in said tertiary capsule is selected from the group con
secondary capsule is different from said second physical state sisting of a pharmaceutical, a biotechnical, a nutraceutical, a
of said ingredient of said primary capsule; introducing said 15 Vitamin, a dietary Supplement and a mineral.
secondary capsule into said base of said primary capsule; and In another embodiment of the present invention, there is an
positioning said cap of said primary capsule in sealing rela encapsulation process as defined above, wherein said ingre
tionship with said base. dient in said tertiary capsule comprises a physical state
In another embodiment of the present invention, there is an selected from the group consisting of a solid, a liquid, a gas
encapsulation process as defined above, further comprising and a dispersion.
the step of reducing dead volume space within said primary In another embodiment of the present invention, there is an
capsule. encapsulation process as defined above, wherein said tertiary
In another embodiment of the present invention, there is an capsule comprises a time-release coating.
encapsulation process as defined above, further comprising In another embodiment of the present invention, there is an
the step of introducing a filling material into said cap of said 25 encapsulation process as defined above, wherein said lubri
primary capsule to reduce dead volume space. cant is selected from the group consisting of aluminumstear
In another embodiment of the present invention, there is an ate, calciumstearate, magnesiumstearate, tinstearate, talc,
encapsulation process as defined above, wherein said cap of Sodium lauryl Sulfate, lecithins, mineral oils, Stearic acid,
said primary capsule comprises a configuration Sufficient for silicones and combinations thereof.
reducing dead volume space within the primary capsule. 30 In another embodiment of the present invention, there is an
In another embodiment of the present invention, there is an encapsulation process as defined above, wherein said primary
encapsulation process as defined above, wherein said ingre and secondary capsules are formed having different colors.
dient introduced into said primary capsule is selected from In another embodiment of the present invention, there is an
the group consisting of a pharmaceutical, a biotechnical, a encapsulation process for forming a multi-compartment cap
nutraceutical, a vitamin, a dietary Supplement and a mineral. 35 Sule, said process comprising the steps of providing a capsule
In another embodiment of the present invention, there is an comprising a cap, a base configured having a longitudinally
encapsulation process as defined above, wherein said physi extending body including a length and at least one dividing
cal state of said ingredient in said primary capsule is selected wall formed along said length of said extending body, said
from the group consisting of a solid, a liquid, a gas and a dividing wall adapted to form a first receiving chamber and a
dispersion. 40 second receiving chamber, introducing at least one ingredient
In another embodiment of the present invention, there is an having a first physical state into said second receiving cham
encapsulation process as defined above, wherein said ingre ber; introducing at least one ingredient having a second physi
dient in said secondary capsule is selected from the group cal state into said first receiving chamber, wherein said first
consisting of a pharmaceutical, a biotechnical, a nutraceuti physical State of said ingredient of said second receiving
cal, a vitamin, a dietary Supplement and a mineral. 45 chamber being different from said second physical state of
In another embodiment of the present invention, there is an said ingredient of said first receiving chamber; and position
encapsulation process as defined above, wherein said physi ing said cap in sealing relationship with said base.
cal state of said ingredient in said secondary capsule is In another embodiment of the present invention, there is an
selected from the group consisting of a solid, a liquid, a gas encapsulation process as defined above, further comprising
and a dispersion. 50 the step of reducing dead volume space within said primary
In another embodiment of the present invention, there is an capsule.
encapsulation process as defined above, wherein said ingre In another embodiment of the present invention, there is an
dient in said primary capsule comprises a pharmaceutical and encapsulation process as defined above, wherein said filling
said ingredient in said secondary capsule is selected from the material is selected from the group consisting of gelatin,
group consisting of a pharmaceutical. 55 starch, casein, chitosan, Soya bean protein, Safflower protein,
In another embodiment of the present invention, there is an alginates, gellan gum, carrageenan, Xanthan gum, phtalated
encapsulation process as defined above, wherein said ingre gelatin, Succinated gelatin, cellulosephtalate-acetate, polyvi
dient in said primary capsule comprises a pharmaceutical and nylacetate, hydroxypropyl methyl cellulose, polyvinylac
said ingredient in said secondary capsule is selected from the etate-phtalate, polymerisates of acrylic or methacrylic esters
group consisting of a biotechnical, a nutraceutical, a vitamin, 60 and combinations thereof.
a dietary Supplement and a mineral. In another embodiment of the present invention, there is an
In another embodiment of the present invention, there is an encapsulation process as defined above, wherein said cap
encapsulation process as defined above, wherein said ingre comprises a configuration Sufficient for reducing dead Vol
dient introduced into said primary capsule is the same as said ume space within said capsule.
ingredient introduced into said secondary capsule. 65 In another embodiment of the present invention, there is an
In another embodiment of the present invention, there is an encapsulation process as defined above, wherein said ingre
encapsulation process as defined above, wherein said time dient in said first receiving chamber is selected from the group
US 9,241,911 B2
25 26
consisting of a pharmaceutical, a biotechnical, a nutraceuti ings depict only typical embodiments of the invention and
cal, a vitamin, a dietary Supplement and a mineral. are, therefore, not to be considered limiting of its scope, the
In another embodiment of the present invention, there is an invention will be described with additional specificity and
encapsulation process as defined above, wherein said physi detail through use of the accompanying drawings in which:
cal state of said ingredient in said receiving chamber is FIG. 1 is a flow diagram illustrating one presently preferred
selected from the group consisting of a solid, a liquid, a gas embodiment of a process of the present invention comprising
and a dispersion. the steps of introducing at least one active ingredient or medi
In another embodiment of the present invention, there is an cament having a solid physical state into a secondary capsule
encapsulation process as defined above, wherein said ingre and introducing the secondary capsule into a primary capsule
dient in said second receiving chamber is selected from the 10 further including at least one active ingredient or medicament
group consisting of a pharmaceutical, a biotechnical, a nutra having a liquid physical state;
ceutical, a vitamin, a dietary Supplement and a mineral. FIG. 2 is a cross-sectional view illustrating another pres
In another embodiment of the present invention, there is an ently preferred embodiment of a multi-compartment capsule
encapsulation process as defined above, wherein said physi of the present invention wherein a primary capsule houses a
cal state of said ingredient in said second receiving chamber 15 secondary capsule and a secondary capsule houses a tertiary
is selected from the group consisting of a solid, a liquid, a gas capsule, wherein each of the capsules include one or more
and a dispersion. active ingredients or medicaments and the active ingredi
In another embodiment of the present invention, there is an ent(s) introduced into at least two of the capsules comprise
encapsulation process as defined above, wherein said ingre different physical states;
dient in said first receiving chamber comprises a pharmaceu FIG. 3 is a perspective view illustrating yet another pres
tical and said ingredient in said second receiving chamber is ently preferred embodiment of a multi-compartment capsule
selected from the group consisting of a pharmaceutical. comprising a base, a cap and a dividing wall positioned
In another embodiment of the present invention, there is an between the base and the cap, wherein the dividing wall
encapsulation process as defined above, wherein said time facilitates the formation of at least two, independent receiving
release coating of said second receiving chamber is different 25 chambers for receiving one or more active ingredients or
from said time-release coating of said first receiving chamber. medicaments having different physical states;
In another embodiment of the present invention, there is an FIG. 4 is a cross-sectional view of the multi-compartment
encapsulation process as defined above, further comprising capsule shown in FIG. 3 wherein the base, the dividing wall
the steps of positioning a second dividing wall along said defining the two receiving chambers and the cap are
length of said extending body of said base, said second divid 30 assembled to form a capsule of the present invention and
ing wall adapted to form a third receiving chamber, and wherein one or more active ingredients or medicaments hav
introducing at least one ingredient having a physical state into ing different physical states are introduced into the receiving
said third receiving chamber. chambers;
In another embodiment of the present invention, there is an FIG. 5 is a perspective view illustrating an alternate pres
encapsulation process as defined above, wherein said ingre 35 ently preferred embodiment of a multi-compartment capsule
dient introduced into said third receiving chamber is selected of the present invention having a primary capsule comprising
from the group consisting of a pharmaceutical, a biotechnical, a capsular base configured with a longitudinally extending
a nutraceutical, a vitamin, a dietary Supplement and a mineral. body, a corresponding cap and a series of dividing walls
In another embodiment of the present invention, there is an disposed in spaced apart relationship along the length of the
encapsulation process as defined above, wherein said physi 40 longitudinally extending body of the base, wherein the divid
cal state of said ingredient introduced into said third receiving ing walls define a plurality of independent receiving cham
chamber is selected from the group consisting of a Solid, a bers having an internal periphery Sufficient for introducing
liquid, a gas and a dispersion. one or more active ingredients or medicaments having differ
In another embodiment of the present invention, there is an ent physical States therein and for introducing a secondary
encapsulation process as defined above, wherein said second 45 capsule, having one or more active ingredients contained
dividing wall comprises a time-release coating. therein, within at least one of said receiving chambers;
In another embodiment of the present invention, there is an FIG. 6 is a cross-sectional view of the multi-compartment
encapsulation process as defined above, wherein said capsule capsule shown in FIG. 5 wherein the base and the cap are
further comprises a Soft elastic capsule formed of a material assembled to form a single dosage capsule having a series of
selected from the group consisting of glycerin and Sorbitol. 50 dividing walls that define a plurality of chambers for receiv
In another embodiment of the present invention, there is an ing one or more active ingredients or medicaments, wherein
encapsulation process as defined above, wherein said lubri the active ingredient(s) in at least two of the receiving cham
cant is selected from the group consisting of aluminiumstear bers comprise different physical states;
ate, calciumstearate, magnesiumstearate, tinstearate, talc, FIG. 7 is a perspective view illustrating yet another pres
Sodium lauryl Sulfate, lecithins, mineral oils, Stearic acid, 55 ently preferred embodiment of a multi-compartment capsule
silicones and combinations thereof. of the present invention having a primary capsule comprising
In another embodiment of the present invention, there is an a capsular base configured with a longitudinally extending
encapsulation process as defined above, wherein said base body, a corresponding cap and a series of dividing walls
and said cap of said capsule are formed having different disposed in spaced apart relationship, both vertically and
colors. 60 horizontally, along the length of the longitudinally extending
body of the base, wherein the dividing walls define a plurality
BRIEF DESCRIPTION OF THE DRAWINGS of independent receiving chambers having an internal periph
ery Sufficient for introducing one or more active ingredients
The foregoing and other objects and features of the present or medicaments having different physical states therein;
invention will become roe fully apparent from the following 65 FIG. 8 is a perspective view illustrating an alternate pre
description and appended claims, taken in conjunction with ferred embodiment of the multi-compartment capsule shown
the accompanying drawings. Understanding that these draw in FIG. 7, wherein the multi-compartment capsule includes a
US 9,241,911 B2
27 28
primary capsule comprising a capsular base configured with capsule comprises a physical state (e.g., Solid, liquid, gas or
a longitudinally extending body, a corresponding cap and a dispersion) which differs from the physical state of the active
series of dividing walls disposed in spaced apart relationship, ingredient(s) introduced into the receiving chambers of the
both vertically and horizontally, along the length of the lon secondary and tertiary capsules, the primary capsule further
gitudinally extending body of the base, wherein the dividing comprising a filling material introduced into the internal
walls define a plurality of independent receiving chambers periphery of the cap laving a general conical configuration
having an internal periphery Sufficient for introducing one or and adapted to provide a sealing relationship when engaging
more active ingredients or medicaments having different the corresponding base, thereby reducing dead space Volume
physical states therein and for introducing a secondary cap in the internal periphery of the receiving chamber of the base
Sule, having one or more active ingredients contained therein, 10 of the primary capsule.
within at least one of said receiving chambers;
FIG. 9 is a perspective view illustrating yet another pres DETAILED DESCRIPTION OF THE PREFERRED
ently preferred embodiment of a multi-compartment capsule EMBODIMENTS
of the present invention wherein the multi-compartment cap
sule shown in FIG. 7 is introduced within the internal periph 15 It will be readily understood that the components of the
ery of a receiving chamber of a primary capsule having one or present invention, as generally described and illustrated in the
more active ingredients also contained therein; Figures herein, could be arranged and designed in a wide
FIG. 10 is a cross-sectional view illustrating a presently variety of different configurations and process steps. Those of
preferred embodiment of a multi-compartment capsule of the ordinary skill in the art will, of course, appreciate that various
present invention including a secondary capsule having one modifications to the details herein may easily be made with
or more active ingredients or medicaments selectively intro out departing from the essential characteristics of the inven
duced into the internal periphery of a primary capsule having tion, as described. Thus, the following more detailed descrip
one or more active ingredients or medicaments, wherein the tion of the embodiments of apparatus and methods of the
active ingredient(s) introduced into the primary capsule com present invention, as represented in FIGS. 1 though 13, is not
prises a physical state (e.g., Solid, liquid, gas or dispersion) 25 intended to limit the scope of the invention, as claimed, but it
which differs from the physical state of the active ingredi is merely representative of the presently preferred embodi
ent(s) introduced into the internal periphery of the secondary ments of the invention.
capsule, the primary capsule further comprising a cap having The presently preferred embodiments of the invention will
a generally U-shaped configuration adapted to provide a seal be best understood by reference to the drawings, wherein like
ing relationship when engaging the corresponding base, 30 parts are designated by like numerals throughout.
thereby reducing dead space Volume in the internal periphery One presently preferred embodiment of the present inven
of the receiving chamber of the base: tion, designated generally at 10, is best illustrated in FIG. 1.
FIG. 11 is a perspective view illustrating yet another pres As shown, a multi-compartment capsule 10 is illustrated
ently preferred embodiment of a multi-compartment capsule comprising a primary capsule 11 and a secondary capsule 20
of the present invention including a secondary capsule having 35 selectively introduced within at least a portion of an internal
one or more active ingredients or medicaments and having a periphery of the primary capsule. The secondary capsule 20
size and shape sufficient for being selectively introduced into includes a base 24, a corresponding cap 22 and a receiving
the internal periphery of a primary capsule having one or chamber 28 formed between the base and cap. The receiving
more active ingredients or medicaments, wherein the active chamber 28 is configured having an internal periphery suffi
ingredient(s) introduced into the primary capsule comprises a 40 cient for receiving at least one active ingredient or medica
physical state (e.g., Solid, liquid, gas or dispersion) which ment (e.g., pharmaeceutical, biotechnical, nutraceutical, Vita
differs from the physical state of the active ingredient(s) min, dietary Supplement, mineral or combination thereof)
introduced into the internal periphery of the secondary cap therein. In similar structural design, the primary capsule 11
Sule, the primary capsule further comprising a filling material may be formed having a base 14, a corresponding cap 12 and
introduced into the internal periphery of the cap having a 45 a receiving chamber 18 formed between the base and cap. The
general conical configuration and adapted to provide a seal receiving chamber 18 of the primary capsule 11 is preferably
ing relationship when engaging the corresponding base, formed having an internal periphery sufficient for receiving
thereby reducing dead space Volume in the internal periphery the secondary capsule 20, together with at least one active
of the receiving chamber of the base; ingredient or medicament (e.g., pharmaeceutical, biotechni
FIG. 12 is a cross-sectional view of the multi-compartment 50 cal, nutraceutical, vitamin, dietary Supplement, mineral or
capsule shown in FIG. 11 wherein a sufficient amount of combination thereof) therein.
filling material is introduced into the internal periphery of the Still referring to FIG. 1, one presently preferred embodi
cap, thereby functioning to eliminate or significantly reduce ment of an encapsulation process for forming a multi-com
the dead space Volume in the receiving chamber of the pri partment capsule 10 is comprising the steps of: (1) providing
mary capsule; and 55 a primary capsule 11 having a base 14, a corresponding cap 12
FIG. 13 is a cross-sectional view illustrating an alternate and a receiving chamber 18; (2) providing a secondary cap
presently preferred embodiment of a multi-compartment cap Sule 20 having a base 24, a corresponding cap 22 and a
Sule of the present invention comprising a tertiary capsule receiving chamber 28; (3) introducing at least one ingredient
having one or more active ingredients or medicaments and or medicament (e.g., pharmaeceutical, biotechnical, nutra
having a size a shape sufficient for being introduced into at 60 ceutical, Vitamin, dietary, Supplement, mineral or combina
least a portion of the internal periphery of the receiving cham tion thereof) having a first physical state (e.g., Solid, liquid,
ber of a secondary capsule having one or more active ingre gas or dispersion) into at least a portion of the receiving
dients or medicaments also introduced therein, the size and chamber 28 of the secondary capsule 20 and selectively posi
shape of the secondary capsule Sufficient for being selectively tioning the cap 22 in sealing relationship with the base 24; (4)
introduced into the internal periphery of a primary capsule 65 introducing at least one ingredient or medicament (e.g., phar
having one or more active ingredients or medicaments, maeceutical, biotechnical, nutraceutical, vitamin, dietary
wherein the active ingredient(s) introduced into the primary Supplement, mineral or combination thereof) having a second
US 9,241,911 B2
29 30
physical state (e.g., Solid, liquid, gas or dispersion) into at sponding cap 112 and a receiving chamber 118 defined
least a portion of the receiving chamber 18 of the primary between the base and cap; (2) providing a secondary capsule
capsule 11, wherein the first physical state of the ingredient(s) 120 having a base 124, a corresponding cap 122 and a receiv
in the secondary capsule is different from the second physical ing chamber 128 defined between the base and cap: (3) pro
state of the ingredient(s) in the primary capsule; and (5) viding a tertiary capsule 130 having a base 134, a correspond
introducing the secondary capsule 20 into at least a portion of ing cap 132 and a receiving chamber 138 defined between the
the receiving chamber 18 of the primary capsule 11 and base and cap; (4) introducing at least one ingredient (e.g.,
selectively positioning the cap 12 in Sealing relationship with pharmaeceutical, biotechnical, nutraceutical, Vitamin,
the base 14 to form a single dosage multi-compartment cap dietary Supplement, mineral or combination thereof) having a
Sule. 10 first physical state (e.g., Solid, liquid, gas or dispersion) into at
As shown, a solid is selectively introduced within at least a least a portion of the receiving chamber 138 of the tertiary
portion of the internal periphery of the receiving chamber 28 capsule 130 and selectively positioning the cap 132 in sealing
of the secondary capsule 20 and a liquid is selectively intro relationship with the base 134; (5) introducing at least one
duced within at least a portion of the internal periphery of the ingredient (e.g., pharmaeceutical, biotechnical, nutraceuti
receiving chamber 18 of the primary capsule 11. Although the 15 cal, Vitamin, dietary Supplement, mineral or combination
ingredient(s) introduced into the receiving chamber 18 of the thereof) having a second physical state (e.g., Solid, liquid, gas
primary capsule 11 may be the same or different from the or dispersion) into at least a portion of the receiving chamber
ingredient(s) introduced into the receiving chamber 28 of the 128 of the secondary capsule 120, wherein the first physical
secondary capsule, the active ingredient(s) in the primary state of the ingredient(s) in the tertiary capsule 130 are the
capsule 11 have a physical state (i.e., Solid, liquid, gas or same as the second physical state of the ingredient(s) in the
dispersion) that varies from the physical state of the active secondary capsule 120; (6) introducing the tertiary capsule
ingredient(s) in the secondary capsule 20. Accordingly, those 130 into at least a portion of the receiving chamber 218 of the
skilled in the art will readily recognize other possible modi secondary capsule 120 and selectively positioning the cap
fications and adaptations relative to the contemplated varia 122 in sealing relationship with the base 124; (7) introducing
tions in physical states of the active ingredient(s) selectively 25 at least one ingredient (e.g., pharmaeceutical, biotechnical,
positionable within the receiving chambers 18, 28 of the nutraceutical, vitamin, dietary Supplement, mineral or com
primary and secondary capsules, respectively, which are con bination thereof) having a third physical state (e.g., Solid,
sistent with the spirit and scope of the present invention. It is liquid, gas or dispersion) into at least a portion of the receiv
intended, therefore, that the figures and examples provided ing chamber 118 of the primary capsule 111, wherein the
herein be viewed as exemplary of the principles of the present 30 third physical State of the ingredient(s) in the primary capsule
invention, and not as restrictive to a particular structure or are different from the first and second physical states of the
method for implementing those principles. ingredient(s) in the tertiary capsule 130 and the secondary
Referring now to FIG. 2, an alternate presently preferred capsule 120, respectively; and (8) introducing the secondary
embodiment of a multi-compartment capsule 110 is shown capsule 120 into at least a portion of the receiving chamber
comprising a primary capsule 111, a secondary capsule 120 35 118 of the primary capsule 111 and selectively positioning the
and a tertiary capsule 130. The tertiary capsule 130 includes cap 112 in sealing relationship with the base 114 to form a
a base 134, a corresponding cap 132 and a receiving chamber single dosage multi-compartment capsule.
138 formed between the base and cap. The receiving chamber In the presently preferred embodiment illustrated in FIG.2,
138 is preferably formed having an internal periphery suffi a liquid may be selectively introduced into at least a portion of
cient for receiving at least one active ingredient or medica 40 the internal periphery of the receiving chamber 118 of the
ment (e.g., pharmaeceutical, biotechnical, nutraceutical, Vita primary capsule 11, a solid may be selectively introduced into
min, dietary Supplement, mineral or combination thereof). at least a portion of the internal periphery of the receiving
Structurally, the tertiary capsule 130 is configured having a chamber 128 of the secondary capsule 120 and a solid may be
size sufficient for being selectively introduced within at least selectively introduced into at least a portion of the receiving
a portion of an internal periphery of a receiving chamber 128 45 chamber 138 of the tertiary capsule 130. Although the ingre
defined between a base 124 and a corresponding cap 122 of dient(s) selectively introduced into the receiving chambers
the secondary capsule 120. One or more active ingredients or 118, 128, 138 of the primary, secondary and tertiary capsules
medicaments (e.g., pharmaeceutical, biotechnical, nutraceu 111, 120, 130, respectively, may be the same or different, the
tical, vitamin, dietary Supplement, mineral or combination active ingredient(s) in at least two of the receiving chambers
thereof) may be introduced into at least a portion of the 50 comprise at least two different physical States (e.g., Solid,
receiving chamber 128 of the secondary capsule 120, together liquid, gas or dispersion). It is further contemplated herein as
with the introduction of the tertiary capsule 130 comprising an alternate embodiment that the active ingredient(s) intro
its active ingredient(s). The secondary capsule 120 having its duced in the receiving chamber 118 of the primary capsule
active ingredient(s) and housing the tertiary capsule 130 with 111 comprises a physical State (e.g., Solid, liquid, gas or
its active ingredient(s) may then be selectively introduced 55 dispersion) different from the physical state of the active
within at least a portion of an internal periphery of a receiving ingredient(s) contained within the receiving chamber 128 of
chamber 118 of the primary capsule 111 defined between a the secondary capsule 120 which is different from the physi
base 114 and a corresponding cap 112. Preferably, the receiv cal State of the active ingredient(s) contained within the
ing chamber 118 of the primary capsule 111 may also include receiving chamber 138 of the tertiary capsule 130. Those
one or more active ingredients or medicaments (e.g., phar 60 skilled in the art will readily recognize other possible modi
maeceutical, biotechnical, nutraceutical, Vitamin, dietary fications and adaptations relative to contemplated variations
Supplement, mineral or combination thereof) introduced in physical states of the active ingredient(s) selectively intro
therein. duced within the receiving chambers 118, 128, 138 of the
Still referring to FIG. 2, another presently preferred primary, secondary and tertiary capsules, respectively, which
embodiment of an encapsulation process for forming a multi 65 are consistent with the spirit and scope of the present inven
compartment capsule 110 may comprise the steps of: (1) tion. It is intended, therefore, that the figures and examples
providing a primary capsule 111 having a base 114, a corre provided herein be viewed as exemplary of the principles of
US 9,241,911 B2
31 32
the present invention, and not as restrictive to a particular As best shown in FIG. 6, the dividing walls 316a, 316b,
structure or method for implementing those principles. 3.16c are preferably seated within the internal periphery of the
Referring now to FIGS. 3 and 4, another presently pre base 314 of the primary capsule 311 and in a spaced apart
ferred embodiment of a multi-compartment capsule 210 is relationship along the length of the longitudinally extending
shown comprising a base 214, a corresponding cap 212 and a body and form four independent receiving chambers 318a,
dividing wall 216 positionable between the base and the cap. 318b, 318c, 318d. In one presently preferred embodiment of
Structurally, the size, shape and positioning of the dividing the multi-compartment capsule 310 of the present invention,
wall 216 relative to the base 214 and corresponding cap 212 each of the receiving chambers 318a,318b,318c comprises at
facilitates the formation of at least two, independent and least one active ingredient or medicament having a physical
separate receiving chambers 218a, 218b, each having an 10
state (e.g., Solid, liquid, gas or dispersion) different from the
internal periphery sufficient for receiving one or more active physical state of the ingredient(s) in the other receiving cham
ingredients or medicaments (e.g., pharmaeceutical, biotech bers.
nical, nutraceutical, vitamin, dietary Supplement, mineral or As illustrated by way of example, and not by way of restric
combination thereof) therein. As best shown in FIG. 4, the tion, a Solid may be selectively introduced into at least a
dividing wall 216 seats within the internal periphery of both 15
the base 214 and the corresponding cap 212. After introduc portion of the internal periphery of the receiving chamber
ing one or more active ingredients or medicaments into 3.18a, a dispersion may be selectively introduced into at least
receiving chamber 218b and disposing the dividing wall 216 a portion of the internal periphery of the receiving chamber
relative thereto, one or more active ingredients or medica 318b, a liquid may be selectively introduced into at least a
ments (e.g. pharmaeceutical, biotechnical, nutraceutical, portion of the internal periphery of the receiving chamber
Vitamin, dietary Supplement, mineral or combination thereof) 318c and a secondary, capsule 320 may be selectively intro
may be introduced into receiving chamber 218a and the cap duced into at least a portion of the internal periphery of the
may be selectively positioned in Sealing relationship with the receiving chamber 318d. As contemplated herein, receiving
base 214 to form one presently preferred embodiment of the chamber 318d may be further configured having an internal
single, dosage multi-compartment capsule 210. Moreover, 25 periphery sufficient for receiving a secondary capsule 320,
the dividing wall 216 may functionally assist in forming a together with at least one active ingredient or medicament
sealing relationship between the base 214 and corresponding therein.
cap 212 of the multi-compartment capsule 210, if desired. One presently preferred embodiment of an encapsulation
In one presently preferred embodiment of the multi-com process, as defined by the structural configuration of the
partment capsule 211 of the present invention, a Solid may be 30 multi-compartment capsule 310 illustrated in FIGS. 5 and 6.
selectively introduced into at least a portion of the internal may comprise the steps of: (1) introducing a secondary cap
periphery of the receiving chamber 218a and a liquid may be sule 320 (e.g., tablet) and one or more active ingredients or
selectively introduced into at least a portion of the internal medicaments into receiving chamber 318d, (2) selectively
periphery of the receiving chamber 218b. Although the ingre positioning dividing wall 316c along the length of the elon
dient(s) introduced into the receiving chamber 218a may be 35 gated body of the base 314; (3) introducing one or more active
the same or different from the ingredient(s) introduced into ingredients or medicaments (e.g., pharmaeceutical, biotech
the receiving chamber 218, the active ingredient(s) in the first nical, nutraceutical, vitamin, dietary Supplement, mineral or
receiving chamber 218a preferably comprise a physical State combination thereof) into receiving chamber 318c.; (4) selec
(e.g., Solid, liquid, gas or dispersion) that is different from the tively positioning dividing wall 316b along the length of the
physical state of the active ingredient(s) in the second receiv 40 elongated body of the base 314 in a spaced apart relationship
ing chamber 218b. Those skilled in the art will readily rec to dividing wall 316c; (5) introducing one or more active
ognize other possible modifications and adaptations relative ingredients or medicaments (e.g., pharmaeceutical, biotech
to the contemplated variations in physical states (e.g., Solid, nical, nutraceutical, vitamin, dietary Supplement, mineral or
liquid, gas and dispersion) of the active ingredient(s) selec combination thereof) into receiving chamber 318b; (6) selec
tively positionable within the receiving chambers 218a, 218b 45 tively positioning dividing wall 316a along the length of the
which are consistent with the spirit and scope of the present elongated body of the base 314 in a spaced apart relationship
invention. It is intended, therefore, that the figures and to dividing wall 316b; and (7) selectively positioning the cap
examples provided herein be viewed as exemplary of the 312 in sealing relationship with the base 314 to form a pres
principles of the present invention, and not as restrictive to a ently preferred embodiment of a single, dosage multi-com
particular structure or method for implementing those prin 50 partment capsule 310. The dividing wall 316a may also func
ciples. tion in the formation of the sealing relationship between the
Referring now to FIGS. 5 and 6, another presently pre base 314 and the corresponding cap 312, if desired.
ferred embodiment of a multi-compartment capsule, desig Although the ingredient(s) introduced into one of the
nated as 310, is shown including a primary capsule 311 com receiving chambers 318 may be the same ingredient or may
prising a capsular base 314 configured having an elongated or 55 be different from the ingredient(s) introduced into the other
longitudinally extending body, a corresponding cap 312 and a receiving chambers, the active ingredient(s) in at least two of
plurality of dividing walls 316 selectively disposed along the the receiving chambers 318 preferably comprise a physical
length of the longitudinally extending body of the base. Pref state (e.g., Solid, liquid, gas or dispersion) that is different
erably, the structural size, shape and positioning of the divid from the physical state of the active ingredient(s) in one or
ing walls 316a, 316b, 316c along the length of the elongated 60 more of the remaining receiving chambers. Those skilled in
body of the base 314 facilitate the formation of a plurality of the art will readily recognize other possible modifications and
independent receiving chambers 318a, 318b, 318c, 318d. adaptations relative to the contemplated variations in physical
Each receiving chamber 318a, 318b, 318c, 318d of the pri states (e.g., Solid, liquid, gas and dispersion) of the active
mary capsule 311 having an internal periphery Sufficient for ingredient(s) selectively introduced within the receiving
receiving one or more active ingredients or medicaments 65 chambers 318 which are consistent with the spirit and scope
(e.g., pharmaeceutical, biotechnical, nutraceutical, vitamin, of the present invention. It is intended, therefore, that the
dietary Supplement, mineral or combination thereof) therein. figures and examples provided herein be viewed as exemplary
US 9,241,911 B2
33 34
of the principles of the present invention, and not as restrictive Although the ingredient(s) introduced into one of the
to a particular structure or method for implementing those receiving chambers 418 may be the same ingredient or may
principles. be different from the ingredient(s) introduced into the other
Another presently preferred embodiment of a multi-com receiving chambers, the active ingredient(s) in at least two of
partment capsule of the present invention, generally desig the receiving chambers 418 preferably comprise a physical
nated as 410 in FIG. 7, is shown comprising a capsular base state (e.g., Solid, liquid, gas or dispersion) that is different
414 preferably configured having an elongated or longitudi from the physical state of the active ingredient(s) in one or
nally extending body, a corresponding cap 412 and a plurality more of the remaining receiving chambers. Those skilled in
of dividing walls 416 selectively disposed along the length of the art will readily recognize other possible modifications and
the longitudinally extending body of the base, both horizon 10 adaptations relative to the contemplated variations in physical
tally and vertically. In structural design, the size, shape and states (e.g., Solid, liquid, gas and dispersion) of the active
positioning of the dividing walls 416a, 416b, 416C, 416d. ingredient(s) selectively introduced within the receiving
416e along the length of the longitudinally extending body of chambers 418 which are consistent with the spirit and scope
the base 414 facilitate the formation of a plurality of indepen of the present invention. It is intended, therefore, that the
dent receiving chambers 418. 15 figures and examples provided herein be viewed as exemplary
In one presently preferred embodiment, the dividing walls of the principles of the present invention, and not as restrictive
416a, 416b, 416c, 416d, 416e are preferably disposed or to a particular structure or method for implementing those
seated in a spaced apart relationship within the internal principles.
periphery of the base 414 of the primary capsule 411 along the Referring now to FIG. 8, an alternate presently preferred
length of the longitudinally extending body, whereby forming embodiment of a multi-compartment capsule 510 includes a
five (5) independent receiving chambers 418a, 418b, 418c, capsular base 514 preferably configured having an elongated
418d, 418e. Each receiving chamber 4.18a, 418b, 418c, 418d. or longitudinally extending body, a corresponding cap 512
418e of the primary capsule 411 are preferably configured and a plurality of dividing walls 516 selectively disposed
having an internal periphery dimensionally sufficient for along the length of the longitudinally extending body of the
receiving one or more active ingredients or medicaments 25 base, both horizontally and vertically. Instructural design, the
(e.g., pharmaeceutical, biotechnical, nutraceutical, vitamin, size, shape and positioning of the dividing walls 516a, 516b,
dietary Supplement, mineral or combination thereof) therein. 516c. 516d along the length of the longitudinally extending
Still referring to FIG. 7, one presently preferred embodi body of the base 514 facilitate the formation of a plurality of
ment of an encapsulation process, as defined by the structural independent receiving chambers 518.
configuration of the multi-compartment capsule 410, may 30 In one presently preferred embodiment, the dividing walls
comprise the steps of: (1) introducing one or more active 516a, 516b, 516c, 516d, 516e are preferably disposed or
ingredients or medicaments into receiving chamber 418e seated in a spaced apart relationship within the internal
defined by dividing walls 416d, 416e which are vertically periphery of the base 514 of the primary capsule 511 along the
disposed along the length of the elongated body of the base length of the longitudinally extending body, whereby forming
414; (2) introducing one or more active ingredients or medi 35 five (5) independent receiving chambers 518a, 518b, 518c,
caments into receiving chamber 418d defined by dividing 518d,518e. Each of the receiving chamber 518a, 518b,518c,
walls 416c, 416d which are vertically disposed along the 518d, 518e of the primary capsule 411 are preferably config
length of the elongated body of the base 414; (3) introducing ured having an internal periphery dimensionally sufficient for
one or more active ingredients or medicaments into receiving receiving one or more active ingredients or medicaments
chamber 418c defined by dividing walls 416b, 416c which are 40 (e.g., pharmaeceutical, biotechnical, nutraceutical, vitamin,
Vertically disposed along the length of the elongated body of dietary Supplement, mineral or combination thereof) therein.
the base 414; (4) introducing one or more active ingredients Moreover, receiving chamber 518d is formed having an inter
or medicaments into receiving chamber 418b defined by nal periphery sufficient for receiving a secondary capsule
dividing walls 416b, 416e which are vertically disposed along 520. The secondary capsule 520 being configured with a base
the length of the elongated body of the base 414; (5) disposing 45 524, corresponding cap 522 and a dividing wall 526 defining
dividing wall 416a along the length of the elongated body of a first receiving chamber 528a and a second receiving cham
the base 414 perpendicular to the disposition of dividing walls ber 528b. The first receiving chamber 528a is preferably
416b, 416c, 416d, 416e and introducing one or more active configured having an internal periphery Sufficient for receiv
ingredients or medicaments into receiving chamber 418a; ing one or more active ingredients or medicaments (e.g. phar
and (6) Selectively positioning the cap 412 in sealing relation 50 maeceutical, biotechnical, nutraceutical, vitamin, dietary
ship with the base 414 to form one presently preferred Supplement, mineral or combination thereof) having a first
embodiment of a single, dosage multi-compartment capsule physical state (e.g., Solid, liquid, gas or dispersion) therein.
410. As appreciated, the dividing wall 416a may also function Similarly, the second receiving chamber 528b is configured
in the formation of the sealing relationship between the base having an internal periphery sufficient for receiving one or
414 and the corresponding cap 412, if structurally desired. 55 more active ingredients or medicaments (e.g., pharmaeceuti
As illustrated by way of example, and not by way of restric cal, biotechnical, nutraceutical, vitamin, dietary Supplement,
tion, a Solid may be selectively introduced into at least a mineral or combination thereof) having a second physical
portion of the internal periphery of the receiving chamber state (e.g., Solid, liquid, gas or dispersion), wherein the physi
4.18a, a dispersion may be selectively introduced into at least cal state of the ingredient(s) in the second receiving chamber
a portion of the internal periphery of the receiving chamber 60 varies from the physical state of the ingredient(s) in the first
418b, a liquid may be selectively introduced into at least a receiving chamber. As contemplated and disclosed herein
portion of the internal periphery of the receiving chamber above, after the ingredients are introduced into the respective
418c, a solid may be selectively introduced into at least a receiving chamber 528a, 528b, the cap 522 may be positioned
portion of the internal periphery of the receiving chamber in sealing relationship with the base 524 of the secondary
418d and a liquid may be selectively introduced into at least 65 capsule 520.
a portion of the internal periphery of the receiving chamber Still referring to FIG. 8, as illustrated by way of example,
418e. and not by way of restriction, a solid may be selectively
US 9,241,911 B2
35 36
introduced into at least a portion of the internal periphery of receiving chambers, the active ingredient(s) in at least two of
the receiving chamber 528a and a liquid may be selectively the receiving chambers 518 preferably comprise a physical
introduced into at least a portion of the internal periphery of state (e.g., Solid, liquid, gas or dispersion) that is different
the receiving chamber 528b. Although the ingredient(s) intro from the physical state of the active ingredient(s) in one or
duced into one of the receiving chamber 528a may be the more of the remaining receiving chambers. Those skilled in
same ingredient or maybe different from the ingredient(s) the art will readily recognize other possible modifications and
introduced into receiving chamber 528b, the active ingredi adaptations relative to the contemplated variations in physical
ent(s) in the first receiving chamber 528a comprise a physical states (e.g., Solid, liquid, gas and dispersion) of the active
state (e.g., Solid, liquid, gas or dispersion) that is different ingredient(s) selectively introduced within the receiving
from the physical State of the active ingredient(s) in receiving 10 chambers 518 which are consistent with the spirit and scope
chambers 528b. Those skilled in the art will readily recognize of the present invention. It is intended, therefore, that the
other possible modifications and adaptations relative to the figures and examples provided herein be viewed as exemplary
contemplated variations in physical states (e.g., Solid, liquid, of the principles of the present invention, and not as restrictive
gas and dispersion) of the active ingredient(s) selectively to a particular structure or method for implementing those
introduced within the receiving chambers 528 which are con 15 principles.
sistent with the spirit and scope of the present invention. It is Referring now to FIG. 9, yet another presently preferred
intended, therefore, that the figures and examples provided embodiment of a multi-compartment capsule of the present
herein be viewed as exemplary of the principles of the present invention, generally designated as 610, is shown comprising
invention, and not as restrictive to a particular structure or a primary capsule 611 and a secondary capsule 620 selec
method for implementing those principles tively positionable within at least a portion of an internal
One presently preferred embodiment of an encapsulation periphery of the primary capsule. The primary capsule 611
process, as defined by the structural configuration of the having a receiving chamber 618 preferably formed having an
multi-compartment capsule 510, may comprise the steps of internal periphery sufficient for receiving the secondary cap
(1) introducing one or more active ingredients or medica sule 620, together with one or more active ingredients or
ments (e.g., pharmaeceutical, biotechnical, nutraceutical, 25 medicaments (e.g., pharmaeceutical, biotechnical, nutraceu
Vitamin, dietary Supplement, mineral or combination thereof) tical, vitamin, dietary Supplement, mineral or combination
into receiving chamber 518e defined by dividing walls 516d. thereof) therein. The secondary capsule 620 comprising a
516e which are disposed vertically along the length of the capsular base 624 preferably configured having an elongated
elongated body of the base 514; (2) introducing a secondary or longitudinally extending body, a corresponding cap 622
capsule 520 into receiving chamber 518d defined by dividing 30 and a plurality of dividing walls 626 selectively disposed
walls 516c. 516d which are disposed vertically along the along the length of the longitudinally extending body of the
length of the elongated body of the base 514; (3) introducing base, both horizontally and vertically. Instructural design, the
one or more active ingredients or medicaments (e.g., phar size, shape and positioning of the dividing walls 626a, 62.6b,
maeceutical, biotechnical, nutraceutical, Vitamin, dietary 626c. 626d along the length of the longitudinally extending
Supplement, mineral or combination thereof) into receiving 35 body of the base 624 facilitate the formation of a plurality of
chamber 518c defined by dividing walls 516b,516c which are independent receiving chambers 628.
disposed vertically along the length of the elongated body of In one presently preferred embodiment, the dividing walls
the base 514; (4) introducing one or more active ingredients 626a, 626b, 626c. 626d. 426e are preferably disposed or
or medicaments (e.g., pharmaeceutical, biotechnical, nutra seated in a spaced apart relationship within the internal
ceutical, Vitamin, dietary Supplement, mineral or combina 40 periphery of the base 624 of the secondary capsule 620 along
tion thereof) into receiving chamber 518b defined by dividing the length of the longitudinally extending body, whereby
walls 516b, 516e which are disposed vertically along the forming five (5) independent receiving chambers 628a, 628b,
length of the elongated body of the base 514; (5) disposing 628c. 628d, 628e. Each receiving chamber 628a, 628b, 628c,
dividing wall 516a along the length of the elongated body of 628d, 628e of the secondary capsule 620 are preferably con
the base 514 perpendicular to the disposition of dividing walls 45 figured having an internal periphery dimensionally sufficient
516b, 516c. 516d, 516e and introducing one or more active for receiving one or more active ingredients or medicaments
ingredients or medicaments (e.g., pharmaeceutical, biotech (e.g., pharmaeceutical, biotechnical, nutraceutical, vitamin,
nical, nutraceutical, vitamin, dietary Supplement, mineral or dietary Supplement, mineral or combination thereof) therein.
combination thereof) into receiving chamber 518a; and (6) One presently preferred embodiment of an encapsulation
selectively positioning the cap 512 in sealing relationship 50 process, as defined by the structural configuration of the
with the base 514 to form one presently preferred embodi multi-compartment capsule 610, may comprise the steps of
ment of a single, dosage multi-compartment capsule 510. As (1) introducing one or more active ingredients or medica
appreciated, the dividing wall 516a may also function in the ments (e.g., pharmaeceutical, biotechnical, nutraceutical,
formation of the sealing relationship between the base 514 Vitamin, dietary Supplement, mineral or combination thereof)
and the corresponding cap 512, if structurally desired. 55 into receiving chamber 628e defined by dividing walls 626d.
As illustrated by way of example, and not by way of limi 626e which are vertically disposed along the length of the
tation, a solid may be selectively introduced into at least a elongated body of the base 624; (2) introducing one or more
portion of the internal periphery of receiving chamber 518a, active ingredients or medicaments (e.g., pharmaeceutical,
a dispersion may be selectively introduced into at least a biotechnical, nutraceutical, vitamin, dietary Supplement,
portion of the internal periphery of receiving chamber 518b, 60 mineral or combination thereof) into receiving chamber 628d
a liquid may be selectively introduced into at least a portion of defined by dividing walls 626c. 626d which are vertically
the internal periphery of the receiving chamber 518c and a disposed along the length of the elongated body of the base
liquid may be selectively introduced into at least a portion of 624; (3) introducing one or more active ingredients or medi
the internal periphery of the receiving chamber 518e. caments (e.g., pharmaeceutical, biotechnical, nutraceutical,
Although the ingredient(s) introduced into one of the receiv 65 Vitamin, dietary Supplement, mineral or combination thereof)
ing chambers 518 may be the same ingredient or may be into receiving chamber 628c defined by dividing walls 626b,
different from the ingredient(s) introduced into the other 626c which are vertically disposed along the length of the
US 9,241,911 B2
37 38
elongated body of the base 624; (4) introducing one or more cal, biotechnical, nutraceutical, vitamin, dietary Supplement,
active ingredients or medicaments (e.g., pharmaceutical, bio mineral or combination thereof) introduced within the inter
technical, nutraceutical, vitamin, dietary Supplement, min nal periphery of the receiving chamber 718, wherein the
eral or combination thereof) into receiving chamber 628b active ingredient(s) introduced into the primary capsule com
defined by dividing walls 626b, 626e which are vertically prises a physical state (e.g., Solid, liquid, gas or dispersion)
disposed along the length of the elongated body of the base which differs from the physical state of the active ingredi
624; (5) disposing dividing wall 626a along the length of the ent(s) introduced into the internal periphery of the secondary
elongated body of the base 624 perpendicular to the disposi capsule. In structural design, the primary capsule 711 further
tion of dividing walls 626b, 626c. 626d. 626e and introducing comprises a cap 712 having a generally U-shaped configura
one or more active ingredients or medicaments (e.g., phar 10 tion adapted to provide a sealing relationship when engaging
maeceutical, biotechnical, nutraceutical, Vitamin, dietary the corresponding base 714, thereby reducing dead space
Supplement, mineral or combination thereof) into receiving volume in the internal periphery of the receiving chamber 718
chamber 628a; (6) selectively positioning the cap 622 in of the base. In this regard, the configuration of the cap 712
sealing relationship with the base 624 of the secondary cap generally eliminates or Substantially reduces the potential
sule 620; (7) introducing the secondary capsule 620 and one 15 dead space volume within the internal periphery of the receiv
or more ingredients or medicaments (e.g., pharmaeceutical, ing chamber 718, thus functionally negating the opportunity
biotechnical, nutraceutical, vitamin, dietary Supplement, for reaction between an air bubble and the active ingredient(s)
mineral or combination thereof) into the receiving chamber introduced into the base 714 of the primary capsule 711.
618 of the primary capsule 611; and (8) selectively position One presently preferred embodiment of an encapsulation
ing the cap 612 in sealing relationship with the base 614 of the process, as defined by the structural configuration of the
primary capsule 611 to form one presently preferred embodi multi-compartment capsule 710, may include the steps of: (1)
ment of a single, dosage multi-compartment capsule 610. introducing one or more active ingredients or medicaments
As illustrated by way of example, and not by way of restric (e.g., pharmaeceutical, biotechnical, nutraceutical, vitamin,
tion, a Solid may be selectively introduced into at least a dietary Supplement, mineral or combination thereof) into
portion of the internal periphery of the receiving chamber 25 receiving chamber 728; (2) selectively positioning the cap
628a, a dispersion may be selectively introduced into at least 722 in sealing relationship with the base 724 of the secondary
a portion of the internal periphery of the receiving chamber capsule 720; (3) introducing one or more active ingredients or
628b, a liquid may be selectively introduced into at least a medicaments (e.g., pharmaceutical, biotechnical, nutraceuti
portion of the internal periphery of the receiving chamber cal, Vitamin, dietary Supplement, mineral or combination
628c, a solid may be selectively introduced into at least a 30 thereof), together with the secondary capsule 720, into the
portion of the internal periphery of the receiving chamber receiving chamber 718 of the primary capsule 711; and (4)
628d and a liquid may be selectively introduced into at least selectively positioning the cap 712 having a general U-shaped
a portion of the internal periphery of the receiving chamber configuration in sealing relationship with the base 714 of the
628e of the secondary capsule 620. In addition, a gas may be primary capsule 711 to form a presently preferred embodi
introduced into at least a portion of the internal periphery of 35 ment of a single, dosage multi-compartment capsule 710.
the receiving chamber 618 of the primary capsule 611. wherein eliminating or Substantially reducing dead space Vol
Although the ingredient(s) introduced into one of the ume within the internal periphery of the receiving chamber
receiving chambers 618, 628 of the primary and secondary 718.
capsules, respectively, may be the same ingredient or may be A solid is selectively introduced within at least a portion of
different from the ingredient(s) introduced into the other 40 the internal periphery of the receiving chamber 728 of the
receiving chambers, the active ingredient(s) in at least two of secondary capsule 720 and a liquid is selectively introduced
the receiving chambers 618, 628 preferably comprise a physi within at least a portion of the internal periphery of the receiv
cal state (e.g., Solid, liquid, gas or dispersion) that is different ing chamber 718 of the primary capsule 711. Although the
from the physical state of the active ingredient(s) in one or ingredient(s) introduced into the receiving chamber 718 of
more of the remaining receiving chambers. Those skilled in 45 the primary capsule 711 may be the same or different from the
the art will readily recognize other possible modifications and ingredient(s) introduced into the receiving chamber 728 of
adaptations relative to the contemplated variations in physical the secondary capsule 720, the active ingredient(s) in the
states (e.g., Solid, liquid, gas and dispersion) of the active primary capsule have a physical state (i.e., Solid, liquid, gas or
ingredient(s) selectively introduced within the receiving dispersion) that various from the physical state of the active
chambers 618, 628 which are consistent with the spirit and 50 ingredient(s) in the secondary capsule. Accordingly, those
scope of the present invention. It is intended, therefore, that skilled in the art will readily recognize other possible modi
the figures and examples provided herein be viewed as exem fications and adaptations relative to the contemplated varia
plary of the principles of the present invention, and not as tions in physical states of the active ingredient(s) selectively
restrictive to a particular structure or method for implement introduced within the receiving chambers 718, 728 of the
ing those principles. 55 primary and secondary capsules 711, 720, respectively,
Another presently preferred embodiment of a multi-com which are consistent with the spirit and scope of the present
partment capsule of the present invention, generally desig invention. It is intended, therefore, that the figures and
nated as 710 in FIG. 10, is shown comprising a secondary examples provided herein be viewed as exemplary of the
capsule 720 including one or more active ingredients or medi principles of the present invention, and not as restrictive to a
caments (e.g., pharmaeceutical, biotechnical, nutraceutical, 60 particular structure or method for implementing those prin
Vitamin, dietary Supplement, mineral or combination thereof) ciples.
within at least a portion of the internal periphery of a receiv Referring now to FIGS. 11 and 12, yet another presently
ing chamber 728 and having a size and shape sufficient for preferred embodiment of a multi-compartment capsule 810
being selectively introduced within at least a portion of the of the present invention is shown comprising a secondary
internal periphery of a receiving chamber 718 of a primary 65 capsule 820 including one or more active ingredients or medi
capsule 711. The primary capsule 711 also includes one or caments (e.g., pharmaeceutical, biotechnical, nutraceutical,
more active ingredients or medicaments (e.g., pharmaeceuti Vitamin, dietary Supplement, mineral or combination thereof)
US 9,241,911 B2
39 40
within at least a portion of the internal periphery of a receiv capsule, while preserving the overall rounded shape of the
ing chamber 828. The secondary capsule 820 being prefer multi-compartment capsule 910 for ease of Swallowing by a
ably formed having a size and shape Sufficient for being COSU.
selectively introduced within at least a portion of the internal As best illustrated in FIG. 12, one presently preferred
periphery of a receiving chamber 818 of a primary capsule embodiment of an encapsulation process, as defined by the
811. Similarly, the primary capsule 811 includes one or more structural configuration of the multi-compartment capsule
active ingredients or medicaments (e.g., pharmaeceutical, 810, may include the steps of: (1) introducing one or more
biotechnical, nutraceutical, vitamin, dietary Supplement, active ingredients or medicaments (e.g., pharmaeceutical,
mineral or combination thereof) introduced within the inter biotechnical, nutraceutical, vitamin; dietary Supplement,
nal periphery of the receiving chamber 818, together with the 10 mineral or combination thereof) into at least a portion of the
secondary capsule 820, wherein the active ingredient(s) intro receiving chamber 828; (2) selectively positioning the cap
duced into the primary capsule comprises a physical state 822 in sealing relationship with the base 824 of the secondary
(e.g., Solid, liquid, gas or dispersion) which differs from the capsule 820; (3) introducing one or more active ingredients or
medicaments (e.g., pharmaeceutical, biotechnical, nutraceu
physical state of the active ingredient(s) introduced into the 15 tical, vitamin, dietary Supplement, mineral or combination
internal periphery of the secondary capsule 820. thereof), together with the secondary capsule 820, into at least
In preferred structural design, the primary capsule 811 a portion of the receiving chamber 818 of the primary capsule
comprises a cap 812 having a general cylindrical configura 811; (4) introducing a filling material 840 into at least a
tion adapted to provide a sealing relationship when engaging portion of the internal periphery of the cap 812 (i.e., filling the
the corresponding base 814 to form a single dosage, multi cap); and (5) selectively positioning the cap 812 having a
compartment capsule 810. An amount of filling material 840 general conical configuration in Sealing relationship with the
may be introduced into the internal periphery of the cap 812 base 814 of the primary capsule 811 to form one presently
to fill, either partially or completely, the inner volume of the preferred embodiment of a single, dosage multi-compartment
cap, thereby reducing the dead space Volume in the internal capsule 810, wherein eliminating or Substantially reducing
periphery of the receiving chamber 818 of the base. In this 25 dead space Volume within the internal periphery of the cap
regard, the configuration of the addition of the filler material 812 and the receiving chamber 818, respectively.
840 relative to the internal periphery of the cap 812 generally A solid may be selectively introduced within at least a
eliminates or Substantially reduces the potential dead space portion of the internal periphery of the receiving chamber 828
volume within the internal periphery of the receiving cham of the secondary capsule 820 and a liquid may be selectively
ber 818, thus functionally negating the potential for a reaction 30 introduced within at least a portion of the internal periphery of
between an air bubble and the active ingredient(s) introduced the receiving chamber 818 of the primary capsule 811.
into the base 814 of the primary capsule 811. Although the ingredient(s) introduced into the receiving
Preferably, the filling material 840 introduced into at least chamber 818 of the primary capsule 811 may be the same or
a portion of the internal periphery of the cap 812 may include different from the ingredient(s) introduced into the receiving
a hydrophilic polymer, such as gelatin. It will be readily 35 chamber 828 of the secondary capsule 820, the active ingre
appreciated by those skilled in the art that other filling mate dient(s) in the primary capsule have a physical state (i.e.,
rials may be used, such as, for example, starch, casein, chi Solid, liquid, gas or dispersion) that various from the physical
tosan, Soya bean protein, safflower protein, alginates, gellan state of the active ingredient(s) in the secondary capsule.
gum, carageenan, Xanthan gum, phtalated gelatin, Succinated Accordingly, those skilled in the art will readily recognize
gelatin cellulosephtalate-acetate, polyvinylacetate, hydrox 40 other possible modifications and adaptations relative to the
ypropyl methyl cellulose, (HPMC), oleoresin, polyvinylac contemplated variations in physical states of the active ingre
etate-phtalate, polymerisates of acrylic or methacylic esters, dient(s) selectively introduced within the receiving chambers
and mixtures thereof, or the like, and/or combinations 818, 828 of the primary and secondary capsules 811, 820,
thereof. In other presently preferred embodiments of the respectively, which are consistent with the spirit and scope of
present invention, the filling material 840 may include the 45 the present invention. It is intended, therefore, that the figures
introduction of an inert compound, for example, nitrogen gas and examples provided herein be viewed as exemplary of the
into at least a portion of the internal periphery of the cap 811. principles of the present invention, and not as restrictive to a
Based on the principals of eliminating or reducing the Volume particular structure or method for implementing those prin
dead space in multi-compartment capsules disclosed herein, ciples.
those skilled in the art will readily recognize other possible 50 Referring now to FIG. 13, another presently preferred
modifications and combinations which are consistent with the embodiment of a multi-compartment capsule, generally des
spirit and scope of the present invention. It is intended, there ignated at 910, is shown comprising a tertiary capsule 930
fore, that the examples provided herein be viewed as exem including one or more active ingredients or medicaments
plary of the principles of the present invention, and not as (e.g., pharmaeceutical, biotechnical, nutraceutical, vitamin,
restrictive to a particular structure or process for implement 55 dietary Supplement, mineral or combination thereof) within
ing those principles. at least a portion of the internal periphery of a receiving
The filling material 840 introduced within at least a portion chamber 938 and having a size and shape sufficient for being
of the internal periphery of the cap 812 of the primary capsule introduced into the internal periphery of a receiving chamber
811 is generally intended to promote a binding contact with at 928 of a secondary capsule 920. The secondary capsule 920
least a portion of the cap 822 of the secondary capsule 820, 60 having one or more active ingredients or medicaments (e.g.,
thereby seating at least a portion of the secondary capsule pharmaeceutical, biotechnical, nutraceutical, Vitamin,
within the cap of the primary capsule and forming a molded dietary Supplement, mineral or combination thereof) intro
appearance. As appreciated, the introduction of the filling duced within at least a portion of the internal periphery of a
material 840 into the cap 812 of the primary capsule 811 prior receiving chamber 928, together with the tertiary capsule 930.
to the joining and sealing process may prevent the opportu 65 The secondary capsule 920 preferably formed having a size
nity for a reaction between an air-bubble and the active medi and shape sufficient for being selectively introduced within at
cament(s) within the receiving chamber 818 of the primary least a portion of the internal periphery of a receiving cham
US 9,241,911 B2
41 42
ber 918 of a primary capsule 911. Similarly, the primary mary capsule, while preserving the overall rounded shape of
capsule 911 may include one or more active ingredients or the multi-compartment capsule 910 for ease of swallowing by
medicaments (e.g., pharmaeceutical, biotechnical, nutraceu a COSU.
tical, vitamin, dietary Supplement, mineral or combination As best illustrated in FIG. 13, one presently preferred
thereof) introduced within the internal periphery of the 5 embodiment of an encapsulation process, as defined by the
receiving chamber 818, together with the secondary capsule structural configuration of the multi-compartment capsule
920 which houses the tertiary capsule 930. In one presently 910, may include, the steps of: (1) introducing one or more
preferred embodiment, the active ingredient(s) introduced active ingredients or medicaments (e.g., pharmaeceutical,
into the secondary capsule 920 comprises a physical state biotechnical, nutraceutical, vitamin, dietary Supplement,
(e.g., Solid, liquid, gas or dispersion) which differs from the 10 mineral or combination thereof) into at least a portion of the
physical state of the active ingredient(s) introduced into the receiving chamber 938 of a tertiary capsule 930; (2) selec
internal periphery of the primary capsule 911 and the internal tively positioning the cap 932 in sealing relationship with the
periphery of the tertiary capsule 930. base 934 of the tertiary capsule 930; (3) introducing one or
more active ingredients or medicaments (e.g., pharmaeceuti
In preferred structural design, the primary capsule 911 15 cal, biotechnical, nutraceutical, vitamin, dietary Supplement,
comprises a cap 912 having a general cylindrical configura mineral or combination thereof), together with the tertiary
tion adapted to provide a sealing relationship when engaging capsule 930, into at least a portion of the receiving chamber
the corresponding base 914 to form a single dosage, multi 928 of the secondary capsule 920; (4) selectively positioning
compartment capsule 910. An amount of filling material 940 the cap 922 in sealing relationship with the base 924 of the
may be introduced into at least a portion of the internal secondary capsule 920; (5) introducing one or more active
periphery of the cap 912 to fill, either partially or completely, ingredients or medicaments (e.g., pharmaeceutical, biotech
the inner Volume of the cap, thereby reducing the dead space nical, nutraceutical, vitamin, dietary Supplement, mineral or
Volume in the cap and the internal periphery of the receiving combination thereof), together with the secondary capsule
chamber 918 of the base. In this regard, the configuration of 920, into at least a portion of the receiving chamber 918 of the
the addition of the filler material 940 relative to the internal 25 primary capsule 911; (6) introducing a filling material 940
periphery of the cap 912 may generally eliminate or substan into at least a portion of the internal periphery of the cap 912
tially reduce the potential dead space volume within the inter (i.e., preferably filling the cap); and (7) selectively position
nal periphery of the receiving chamber 918, thus functionally ing the cap 912 having a general conical configuration in
negating the potential for a reaction between an air bubble and seating relationship with at least a portion of the secondary
the active ingredient(s) introduced into the base 914 of the 30 capsule 920 and sealing the base 914 of the primary capsule
primary capsule 911. 911 to form one presently preferred embodiment of a single,
Preferably, the filling material 940 introduced into at least dosage multi-compartment capsule 910, wherein eliminating
a portion of the internal periphery of the cap 912 may include or Substantially reducing dead space Volume within the inter
a hydrophilic polymer, such as gelatin. It will be readily nal periphery of the cap 912 and the receiving chamber 918,
35 respectively.
appreciated by those skilled in the art that other filling mate A solid may be introduced within at least a portion of the
rials may be used, such as, for example, starch, casein, chi internal periphery of the receiving chamber 938 of the tertiary
tosan, Soya bean protein, safflower protein, alginates, gellan capsule 930, a liquid may be introduced into at least a portion
gum, carrageenan, Xanthan gum, phtalated gelatin, Succi of the internal periphery of the secondary capsule 920 and a
nated gelatin, cellulosephtalate-acetate, polyvinylacetate, 40 solid may be selectively introduced within at least a portion of
hydroxypropyl methylcellulose, oleoresin, polyvinylacetate the internal periphery of the receiving chamber 918 of the
phtalate, polymerisates of acrylic or methacrylic esters, and primary capsule 911. Although the ingredient(s) introduced
mixtures thereof, or the like, and/or combinations thereof. In into the receiving chambers 918, 928,938 of the primary,
other presently preferred embodiments of the present inven secondary and tertiary capsules 911, 920, 930, respectively,
tion, the filling material 840 may include the introduction of 45 may be the same or different from the ingredient(s) intro
an inert compound, for example, nitrogen gas into at least a duced into the other receiving chambers, the active ingredi
portion of the internal periphery of the cap 912. Based on the ent(s) in at least two of the receiving chambers 918,928,938
principals of eliminating or reducing the Volume dead space have different physical states (i.e., Solid, liquid, gas or disper
in multi-compartment capsules disclosed herein, those sion). Those skilled in the art will readily recognize other
skilled in the art will readily recognize other possible modi 50 possible modifications and adaptations relative to the con
fications and combinations which are consistent with the templated variations in physical states of the active ingredi
spirit and scope of the present invention. It is intended, there ent(s) selectively introduced within the receiving chambers
fore, that the examples provided herein be viewed as exem 918,928,938 of the primary, secondary and tertiary capsules
plary of the principles of the preset invention, and not as 911, 920, 930, respectively, which are consistent with the
restrictive to a particular structure or process for implement 55 spirit and scope of the present invention. It is intended, there
ing those principles. fore, that the figures and examples provided herein be viewed
The filling material 940 introduced within at least a portion as exemplary of the principles of the present invention, and
of the internal periphery of the cap 912 of the primary capsule not as restrictive to a particular structure or method for imple
911 is generally intended to promote a binding contact with at menting those principles.
least a portion of the cap 922 of the secondary capsule 920, 60 Generally referring to FIGS. 1-13, the component parts of
thereby seating at least a portion of the secondary capsule the presently preferred embodiments of the multi-compart
within the cap of the primary capsule and forming a molded ment capsules (i.e., capsular base, corresponding cap and
appearance. As appreciated, the introduction of the filling dividing walls) of the present invention may comprise a
material 940 into the cap 912 of the primary capsule 911 prior hydrophilic polymer, such as gelatin (marine or animal based
to the joining and sealing process tends to prevent the oppor 65 product). Other Suitable materials forming the capsules may
tunity for a reaction between an air bubble and the active include starch, casein, chitosan, Soya bean protein, safflower
medicament(s) within the receiving chamber 918 of the pri protein, alginates, gellan gum, carageenan, Xanthan gum,
US 9,241,911 B2
43 44
phtalated gelatin, Succinated gelatin, cellulosephtalate-ac and the secondary capsule) may be in the range of about 0 mm
etate, polyvinylacetate, hydroxypropyl methyl cellulose to 0.5 mm, whereas the outer capsular walls of the secondary
(HPMC), oleoresins, polyvinylacetate-phtalate, polymeri capsule or tertiary capsule may be in actual contact with the
sates of acrylic or methacrylic esters, and mixtures thereof, or inner capsular walls of the primary capsule or secondary
the like, and/or combinations thereof. The material compris capsule, respectively. As appreciated, in an effort to structural
ing the capsular components may further include between facilitate independent receiving chambers on opposing sides
about 0% to 40% of pharmaceutically acceptable plasticizers of a dividing wall introduced within the internal periphery of
based upon the weight of the hydrophilic polymer. Plasticiz a base of a capsule, the perimeter of the dividing wall prefer
ers that may be employed include, for example and not by ably engages the inner capsular walls of the capsule to pro
way of limitation, polyethylene glycol, glycerol, Sorbitol, 10 vide a sealing relationship there between.
dioctyl-sodium sulfosuccinate, triethyl citrate, tributyl cit As further contemplated herein, the inner capsular walls of
rate, 1,2-propyleneglycol, mono-acetates, di-acetates, or tri a primary capsule may be treated with an adhesive sufficient
acetates of glycerol, mixtures thereof, or the like, and/or to improve engagement between the primary capsule and the
combinations thereof. As appreciated, plasticizers may also outer capsular walls of a secondary capsule. A suitable tech
be used in the development of a soft elastic shell, often 15 nique to apply an adhesive may be by way of spraying the
referred to as a soft gelatin capsule or “soft gel capsule, for same on the shells and capsules immediately before assem
a primary capsule, a secondary capsule and/or a tertiary cap bling the same. Suitable adhesives that may be used may
Sule. include, for example, tackidex, an aqueous gelatin solution,
The capsular shell material may contain pharmaceutically or the like.
acceptable lubricants in the range of about 0% to 10%, based The primary, secondary or tertiary capsules, in accordance
upon the weight of the hydrophilic polymer. Lubricants that with the present invention, may be formed having the same or
may be used include, for example and not by way of limita different colors. Moreover, the base and corresponding cap of
tion, aluminum Stearate, calcium Stearate, magnesiumstear a single capsule may be formed having different colors in an
ate, tin Stearate, talc, Sodium lauryl Sulfate, lecithins, mineral effort to enhance the aesthetics of the capsule to the consumer.
oils, Stearic acid, silicones, mixtures thereof, or the like, and/ 25 In one presently preferred embodiment of a multi-compart
or combinations thereof. One presently preferred embodi ment capsule of the present invention, the dosage may be
ment of the multi-compartmental capsules of the present banded, sealed or easily dividable in a contact area of the
invention (e.g., primary capsule, secondary capsule, tertiary primary and secondary capsules or the sealing band may be
capsule, etc.) may include, for example, LICAPSR) capsules color-coded to assist in branding, if desired.
(for poorly soluble compounds), VCAPSTM capsules (made 30 It is further contemplated herein that a multi-compartment
from cellulosic raw materials), CONI-SNAPR) capsules and capsule of the present invention may comprise component
PRESS-FITR) capsules which are all presently manufactured parts of the capsule having various time-release coatings to
by Capsugel, a subsidiary of Pfizer, Inc. facilitate the release and ultimately the absorption of those
In one presently preferred embodiment of an encapsulation active ingredients introduced into the different receiving
process, the primary capsule may be kept under conditions of 35 chambers of the multi-compartment capsule to release at
low humidity within a filling machine during the contem different release rates. In particular, a primary capsule may be
plated steps of rectifying and assembling. In certain embodi formed having a conventional time-release coating that dis
ments, the primary capsule may contain moisture content in Solves and releases the active ingredient(s) contained therein
the range of approximately 0% to 6% of the total weight. before the timed-release of the active ingredient(s) contained
Similarly, a secondary capsule, a tertiary capsule, etc. may be 40 within a secondary capsule. Likewise, the dividing walls dis
processed in the same manner as the primary capsule relative posed within the internal periphery of the base of a capsule
to conditions of low humidity during the steps of rectifying may be formed having conventional time-release coatings
and assembling. As contemplated herein, a moisture content that dissolve and release the active ingredients within each
of approximately 0% to 3% by weight is preferable. However, receiving chamber defined by the dividing walls at different
capsules having a higher moisture content than those stated 45 rates, thereby delivering the active ingredients or medica
herein are certainly not outside the spirit and scope of the ments contained within a multi-compartment capsule at dif
present invention. ferent rates. Certain active ingredients or medicaments may,
As illustrated in FIGS. 1-9 and 11-13, the shape of the base therefore, be delivered at a selected interval, while other
and corresponding cap of the capsules (e.g., primary, second ingredients may be released at a later interval. In this way, the
ary, tertiary, etc.) of the presently preferred embodiments of 50 novel design of the multi-compartment capsules of the
the multi-compartment capsules are configured having agen present invention may facilitate precision delivery of active
eral cylindrical shape which defines a diameter and length ingredients to targeted areas of the consumer.
sufficient for the introduction of an internal smaller capsule or The disclosure of secondary and tertiary capsules may be
one or more dividing walls along the length of the capsular replaced with other forms of microencapsulation. Microen
base. It is apparent that other geometrical configurations of 55 capsulation as previously described, refers to the process
the cap are likewise Suitable and contemplated herein, such as whereby minute parcels of a Solid, liquid, gas or dispersion,
the general U-shaped configuration of the cap shown in FIG. introduced into one or more of the receiving chambers as
10. It is intended, therefore, that the examples provided herein active ingredient(s), are film-coated with a secondary mate
be viewed as exemplary of the principles of the present inven rial in order to shield the active ingredient from its surround
tion, and not as restrictive to any particular structure or con 60 ing environment. Microcapsules may measure from microns
figuration for implementing those principles. to several millimeters, whereas the main purpose being to
In one presently preferred embodiment, the clearance facilitate the release of the active ingredients at different
between the primary capsule and the secondary capsule intro release rates.
duced within the internal periphery of the primary capsule is The incorporation of time-release coatings to varying the
preferably greater than +0.2 mm. The clearance between the 65 release rates of the active ingredients of a multi-compartment
outer capsular walls of the secondary capsule and the inner capsule may be used to target key time intervals or events
capsular walls of the primary capsule (or the tertiary capsule when the body may be most able to utilize the active ingre
US 9,241,911 B2
45 46
dients. In one presently preferred embodiment of the present stabilize the liquids, Solids or dispersions using a lipid, lipoid,
invention, all of the active ingredients may be microencapsu lecithin, ghee or the like. Still further by example, in some
lated. In alternate presently preferred embodiments, only cases involving active ingredients or medicaments with poor
selected ingredients may be microencapsulated for delayed bioavailability, bioeduivalence, or other undesirous pharmae
release, while other ingredients may be provided for imme ceutical properties (e.g., poor water solubility, pH lability,
diate absorption. Thus, the incorporation of time-release physical incompatibility, chemical incompatibility, macro
coatings in the encapsulation process when forming a multi molecular size and the like) Such as proteins (e.g., hormones,
compartment capsule may be specifically designed to fit the erythropoeitins, colony stimulating factors, interferons, inter
needs and desires of numerous different users having similar leukins, plasminogen activators, monoclonal antibodies, vac
conditions that are being targeted for treatment. 10
cines, plant proteins, such as soy and other therapeutic pro
As contemplated herein, the physical states of active ingre teins) or other non-polar or weak-polar materials, it may be
dients are characterized into one of four different states (e.g., desirous to complement the active ingredient or medicament
Solid, liquid, gas or dispersion). These four different states are in liquid, Solid or dispersion form using a fat, lipid, lipoid,
Sometimes referred to as “phases” (i.e., Solid phase, liquid
phase, gas phase or dispersion phase). For purposes of the 15 lecithin, ghee, polymers, viral and bacterial vectors and the
present invention, the term "solid is defined as including, by like.
way of example only and not by way of limitation, pills, It may be demonstrated that as medical and pharmacy
tablets, capsules (including both hard and soft elastic), pow knowledge has continued to expand exponentially, new medi
ders, granulation, flakes, troches (lozenges and pastilles), caments, new classes of medicaments and new delivery tech
Suppositories and semi-solid pastes, ointments, emulsions or nologies are becoming available for use in animals and
creams. The term “liquid” is defined as including, by way of humans who experience particular medical diseases, illnesses
example only and not by way of limitation, Solutions, spirits, or conditions. A disease, illness, or condition may affect one
elixirs, sprays, syrups or fluid extracts. The term “dispersion' or more organ systems in an animal or human. Organ systems
is defined as including, by way of example only and not by may include, for example: (1) autonomic, (2) cardiovascular,
way of limitation, aerosols (liquid or Solid in gas), Suspen 25 (3) neurological, (4) gastro-intestinal, (5) respiratory, (6)
sions (Solid in liquid), emulsions (liquid in liquid), foams (gas renal system, (7) psychiatric, (8) endocrine, (9) gynecologic,
in liquid), Solid foams (Solid in gas) or gels (liquid or Solid in (10) urologic, (11) immunologic, (12) bone and joint systems,
solid). (13) ear, nose, and throat, (14) dermatologic, (15) hemato
The active ingredients or medicaments introduced into the logic, (16) infectious defense and (17) nutrition and metabo
receiving chambers of the multi-compartment capsules of the 30
lism. In an animal or human who may be suffering from one
present invention preferably comprise a pharmaceutical, bio disease, illness or condition, it is common to also be suffering
technical, nutraceutical, vitamin, dietary supplement, min from a disease, illness or condition affecting one or more of
eral or combination thereof. For purposes of the present the other organ system(s). These concomitant diseases, ill
invention, the term “pharmaeceutical' is defined as any sub
stance that affects the structure or functioning of a living 35 nesses or conditions occurring within a single animal or
organism. Pharmaceuticals, sometimes referred to as "drugs' human are often labeled as "co-morbidities, a term often
are widely used for the prevention, diagnosis and treatment of shortened and referred to as "co-morbid.”
diseases and for the relief of symptoms. The term “biotech New medicaments and delivery technologies are providing
nical' is defined as any substance that is derived from a patients and their health care practitioners with unprec
biotechnology process. Biotechnology, sometimes shortened 40 edented therapeutic options in managing diseases, illnesses
to “biotech', is the development of techniques and methods and conditions. In spite of this sophistication, there has been
(e.g., genetic engineering, protein engineering genomics, no effort to develop new methods of using fixed combinations
proteomics, monoclonal antibody production, polymerase of medicaments for therapy of co-morbid diseases, illnesses
chain reaction, transgenics and the like) for the application of or conditions. Moreover, there has been no effort to develop
biological processes to the production of materials of use in 45 new methods of using fixed combinations of medicaments for
medicine, foods, nutrition and industry. The term “nutraceu management of a single disease, illness or condition affecting
tical' is defined as any substance that is a food of a part of a one or more organ system(s). The aforementioned fixed com
food and provides medical or health benefits, including the binations may include a plurality of medicaments, which may
prevention and treatment of disease. The term “vitamin' is be newly discovered and developed, or have been known for
defined as any of various organic Substances or compounds 50 Sometime or some combination of medicaments thereof. In
that are essential for the normal processes of growth and any regard, said fixed combinations have not previously been
maintenance (e.g., essential for energy transformation and contemplated in the art.
regulation of metabolism) of the body which are present in The following examples will illustrate the invention in
natural foodstuffs or sometimes produced within the body. further detail. It will be readily understood that the various
The term "dietary supplement” is defined as any product 55 active ingredients or medicaments that may be introduced
(other than tobacco) intended to supplement the diet that into the receiving chambers of the multi-compartment cap
bears or contains one or more of the following dietary ingre Sules of the present invention, as generally described and
dients: (A) a vitamin; (B) a mineral: (C) an herb or other illustrated in the Examples herein, are to be viewed as exem
botanical: (D) an amino acid; (E) a dietary Substance for plary of the principles of the present invention, and not as
Supplementing the diet by increasing the total dietary intake; 60 restrictive to a particular structure or process for implement
or (F) a concentrate, metabolite, constituent, extract or com ing those principles. Thus, the following more detailed
bination of any ingredient described in (A), (B), (C), (D), or description of the presently preferred embodiments of the
(E) hereinabove. If desired, excipients may also be introduced methods, formulations, and compositions of the present
into one or more of the receiving chambers of the multi invention, as represented in Examples I-XIV below, is not
compartment capsules of the present invention in addition to 65 intended to limit the scope of the invention, as claimed, but is
the active ingredient(s). For example, in Some cases involving merely representative of presently preferred embodiments of
medicaments with poor water solubility, it may be desirous to the invention.
US 9,241,911 B2
47
Example I -continued

Glucosamine/Chondroitin (Solid) & Vitamin E Chondroitin sulfate 400 mg


(Liquid) 400-1600 mg/day
Secondary Capsule:
As appreciated by those skilled in the art, arthritis is an Vitamin E
200-400 IU/day)
200 IU
inflammatory condition typically affecting the synovia mem
branes and cartilage of joints. It has been estimated that as
many as one in three persons may experience symptoms The incorporation of time-release coatings to varying the
associated with arthritis during their lifetime.
10 release rates of the active ingredients (e.g., glucosamine HCl/
In addition to arthritis, various other chronic, debilitating chondroitin Sulfate and vitamin E) in the primary and second
conditions may afflict the aged. Many of these conditions ary capsules, respectively, of the multi-compartment capsule
result from the natural process of aging in humans. The natu may be used to target key time intervals or events when the
body may be most able to utilize the named active ingredients.
ral aging process is partially due to the accumulation and 15 Thus, the incorporation of time-release coatings in the encap
effects of toxic free-radical chemicals. Free-radicals result Sulation process when forming a multi-compartment capsule
from several homeostatic biochemical processes. It is, may be specifically designed to fit the needs and desires of
accordingly, desirable to develop nutraceutical or dietary numerous different users having similar conditions that are
Supplement products which may alleviate multiple chronic, being targeted for treatment.
debilitating conditions. It is also desirable to package and A therapeutically effective amount of glucosamine HCl/
administer Such products in the most economic and conve chondroitin sulfate may be introduced into at least a portion of
nient possible fashion. the internal periphery of the receiving chambers of a primary
The administration of glucosamine, a naturally occurring capsule in the form of a solid and a therapeutically effective
Substance in mucopoly-saccharides, mucoproteins and amount of vitamin E may be introduced into at least a portion
ofa secondary capsule in the form of a liquid, if desired. Since
chitin, is believed to promote the production of cartilage 25
the encapsulation process and multi-compartment, multi
components and the repair of damaged cartilage. Clinical phase capsule of the present invention are configured to apply
findings support that fibroblast cells increased production of to an anticipated treatment regime or medicinal design of a
mucopolysaccharide and collagen synthesis when glu single dosage capsule, it will be readily appreciated that the
cosamine was added. introduction of one or more active ingredients into the receiv
Chondroitin Sulfates are large polymers of glycosami 30 ing chambers of the primary and secondary capsules, respec
noglycans, primarily D-glucuronic acid and D-acetylgalac tively, is anticipated Such that the various ingredients may be
tosamine, and disaccharides and may be derived from the introduced in different receiving chambers to accommodate
cartilage of bovine trachea. The administration of chondroitin different treatment modalities. For example, a multi-com
partment capsule may be formulated having glucosamine
sulfate has been shown to promote the formation of new 35 HCl and chondroitin sulfate introduced into the receiving
cartilage matrix. In particular, chondroitin Stimulates the chambers of the secondary capsule and vitamin E may be
metabolism of chondrocyte cells and the production of col introduced into the receiving chamber of the primary capsule.
lagen and proteoglycan. It is intended, therefore, that the examples provided herein be
Vitamin E, also known as alpha-tocopherol, is a well viewed as exemplary of the principles of the present inven
known scavenger of free-radicals in the body. Free-radical 40 tion, and not as restrictive to a particular structure or method
Scavengers are sometimes referred to as anti-oxidants. This for implementing those principles.
Scavenging process is important for detoxifying the body of Example II
chemicals which are known to promote apoptosis, or pro
grammed cell death. Apoptosis is a scientific description of S-Adenosylmethione (SAMe) (Solid) & Vitamin E
cellular destruction. Although vitamin E is a popular anti 45 (Liquid)
oxidant, it is poorly soluble in water and thus can be admin
istered only as a liquid-oil formulation or in an oil formulation S-adenosylmethione (SAMe), may be derived from two
enclosed in a soft elastic capsule. materials: methionine, a Sulfur-containing amino acid, and
In one presently preferred embodiment of the present adenosine triphosphate (ATP), the body's main energy com
invention, therapeutically effective amounts of glucosamine, 50 pound. SAMe was originally developed around 1950 as an
chondroitin, and vitamin E (active ingredients) may be intro antidepressant. Over the years, it has also been found that
duced into receiving chambers of a multi-compartment cap SAMe may assist in alleviating arthritic symptoms, assist in
sule wherein at least two of the active ingredients have physi the manufacture of melatonin, which is needed to regulate
cal states (e.g., Solid, liquid, gas or dispersion) that differ. sleep, help protect DNA from harmful mutations and prevent
Consistent with the foregoing, multi-compartment, multi
55 certain types of nerve damage.
phase capsules and encapsulation technology are herein con As noted above, vitamin E is a popular anti-oxidant, but it
templated to produce a delivery vehicle for delivering anti is poorly soluble in water and therefore can be administered
only as a liquid-oil formulation. Vitamin E is typically mea
arthritic and anti-oxidant compounds to the body in a single sured in international units (IU) of alpha tocopherol.
dosage. A capsular format of the present invention may 60 In one presently preferred embodiment of the present
include the following composition: invention, therapeutically effective amounts of SAMe and
Vitamin E (active ingredients) may be introduced into receiv
Primary Capsule:
ing chambers of a multi-compartment capsule wherein SAMe
comprises a physical state (e.g. Solid, liquid, gas or disper
Glucosamine HCI 500 mg 65 sion) different from the physical state of vitamin E. As shown
500-2000 mg/day in FIGS. 3 and 4, atherapeutically effective amount of SAMe
may be introduced into receiving chamber 218a and a thera
US 9,241,911 B2
49 50
peutically effective amount of vitamin E may be introduced ing chambers defined within a capsule is anticipated Such that
into receiving chamber 218b of a multi-compartment capsule the various ingredients may be introduced in different receiv
210 of the present invention. Consistent with the foregoing, ing chambers to accommodate different treatment modalities.
multi-compartment, multi-phase capsules and encapsulation It is intended, therefore, that the examples provided herein be
technology are herein contemplated to produce a delivery viewed as exemplary of the principles of the present inven
vehicle for delivering mood enhancing, anti-arthritic and tion, and not as restrictive to a particular structure or method
anti-oxidant compounds to the body in a single dosage. A for implementing those principles.
capsular format of the present invention may include the
following composition: Example III
10
Curcumin, Holy Basil, Zinc (Solid) & Fish Oil
Receiving Chamber (218a): (Omega 3 Fatty Acids DHA & EPA-Liquid)
S-adenosylmethione 1000 mg
200-1600 mg/day Curcumin belong to a class of compounds derived from the
Receiving Chamber (218b): 15 turmeric root and is a yellow-orange volatile oil. It is believed
that curcumin has an inhibitory effect on carcinogenesis,
Vitamin E 200 IU which is the evolution of a normal cell into a cancerous cell.
200-400 IU/day)
There is clinical evidence to Suggest curcumin may help to
prevent stomach, colon, oral, esophageal, breast and skin
The incorporation of time-release coatings to varying the cancers. Additional studies have been conducted to show that
release rates of the active ingredients (e.g., SAMe and Vitamin curcumin may be helpful in balancing cholesterol levels,
E) of the multi-compartment capsule 210 may be used to protecting against ulcers by inhibition of gastric acid secre
target key time intervals or events when the body may be most tion and protection of gastric mucosal tissue, and anti-inflam
able to utilize the named active ingredients. Thus, the incor matory actions. In one clinical study, curcumin was found to
poration of time-release coatings in the encapsulation process 25 be as effective as non-steroidal anti-inflammatory drugs in the
when forming a multi-compartment capsule may be specifi treatment of arthritis and lost-operative pain.
cally designed to fit the needs and desires of numerous dif The administration of Holy Basil (Ocimum sanctum) has
ferent users having similar conditions that are being targeted been shown to have an effect on promoting peripherally medi
for treatment. ated analgesic effects. This action allows a broad range of
According to one presently preferred embodiment of the 30 therapeutic effects, including, anti-inflammatory, hypoglyce
present invention, a therapeutically effective amount of mia, analgesic, anti-ulcer and anti-septic properties.
SAMe may be introduced into at least a portion of the receiv As known, Zinc is a mineral that occurs in animal and plant
ing chamber 218a in the form of a solid and a therapeutically tissues and is an important co-factor for various enzyme reac
effective amount of vitamin E may be introduced into at least tions in the body, as well as being helpful for the reproduction
a portion of the receiving chamber 218b of the primary cap 35 system, and for the manufacture of body proteins. Zinc is also
sule 211 in the form of a liquid. an antioxidant nutrient, similar to vitamin E. There is clinical
In an alternative presently preferred embodiment of the data that Suggests that Zinc may be important to the prostate
present invention, therapeutically effective amounts of SAMe and other reproductive organs in the body, may help in the
and vitamin E (active ingredients) may be introduced into contractility of muscles, help stabilize blood, help maintain
receiving chambers of a multi-compartment capsule wherein 40 the body's alkaline balance and aid in the digestion and
SAMe comprises a physical state (e.g., Solid, liquid, gas or metabolism of phosphorus.
dispersion) different from the physical state of vitamin E. As Over several decades considerable evidence has been col
shown in FIG.2, atherapeutically effective amount of SAMe, lected to suggest that fish and fish oils are beneficial to the
in the form of a solid, may be introduced into receiving heart, mental health and in reducing cancer risk. The “active'
chamber 118 and 138 and a therapeutically effective amount 45 components of fish oils are eicosapentaenoic acid (EPA), a
of vitamin E, in the form of a liquid, may be introduced into polyunsaturated fatty acid with a 20 carbon chain, and
receiving chamber 128 of a multi-compartment capsule 110 docosahexaenoic acid (DHA), a polyunsaturated fatty acid
of the present invention. The material forming the primary with a 22 carbon chain. Both active components are members
capsule shell 111 may beformulated in a manner allowing for of the omega-3 group of essential fatty acids and are found
immediate dissolution and release of the of the contents of 50 exclusively in marine animals. The best sources for EPA and
receiving chamber 118. The material forming the secondary DHA may be fatty fish Such as herring, Sardines, salmon and
capsule shell 120 may beformulated in a manner allowing for fresh tuna.
eitheran immediate dissolution or a time-delayed dissolution The recommended daily intake of EPA plus DHA is
and release of the contents of receiving chamber 128. The between 650 to 1000 mg/day. Clinical trials have used any
material forming the tertiary capsule shell 138 may be for 55 where from 1 g/day to 10 g/day, but little additional benefit
mulated in a manner allowing for time-delayed dissolution has been observed at levels above 5 g/day of EPA and DHA
and release of the contents of receiving chamber 138. In this combined. The onset of beneficial effects is variable. Effects
presently preferred embodiment of the present invention, a on cholesterol may occur injust a few weeks, but it may take
total daily dosage of SAMe may be delivered as two separate there (3) months or longer to see effects in degenerative
dosages within a single oral dosage form. One presently 60 diseases, such as arthritis.
preferred embodiment of the present invention thus makes for In one presently preferred embodiment of the present
a more convenient dosage form. invention, therapeutically effective amounts of curcumin,
Since the encapsulation process and multi-compartment, Holy Basil, zinc and fish oil (active ingredients) may be
multi-phase capsule of the present invention are configured to introduced into receiving chambers of a multi-compartment
apply to an anticipated treatment regime or medicinal design 65 capsule wherein curcumin. Holy Basil and Zinc comprise a
of a single dosage capsule, it will be readily appreciated that physical state (e.g. solid, liquid, gas or dispersion) different
the introduction of one or more active ingredients into receiv from the physical state of the fish oil. As shown in FIG. 2, a
US 9,241,911 B2
51 52
therapeutically effective amount of curcumin may be intro and carnitine. A vital role of vitamin C, however, is believed
duced into receiving chamber 138 of a tertiary capsule 130, a to be that of the primary, water-soluble antioxidant in the
therapeutically effective amount of Holy Basil and zinc may human body. A daily intake of 6-1000 mg of vitamin C may be
be introduced into receiving chamber 128 of a secondary adequate for preventive purposes, but far larger quantities
capsule and a therapeutically effective amount of fish oil may may be required to have an effect on halting or reversing
be introduced into receiving chamber 118 of a primary cap cancer and heart disease.
sule 111 of a multi-compartment capsule 110 of the present As noted above, vitamin E is a popular anti-oxidant, but it
invention. Consistent with the foregoing, multi-compart is poorly soluble in water and therefore can be administered
ment, multi-phase capsules and encapsulation technology are only as a liquid-oil formulation.
herein contemplated to produce a delivery vehicle for deliv 10
In one presently preferred embodiment of the present
ering anti-neoplastic, anti-inflammatory, analgesic and anti invention, therapeutically effective amounts of vitamin C and
oxidant compounds to the body in a single dosage. A capsular Vitamin E (active ingredients) may be introduced into receiv
format of the present invention may include the following ing chambers of a multi-compartment capsule wherein Vita
composition: min C comprises a physical state (e.g., Solid, liquid, gas or
15
dispersion) different from the physical state of vitamin E.
Consistent with the foregoing, multi-compartment, multi
Tertiary Capsule (130): phase capsules and encapsulation technology are contem
Curcumin 400 mg plated herein to produce a delivery vehicle for delivering
1200-1800 mg/day: 400 mg three times daily anti-oxidant compounds to the body in a single dosage. A
Secondary Capsule: (120): capsular format of the present invention may include the
following composition:
Holy Basil 2.5gms
2.5 grams fresh dried leafpowderiday
Zinc 15 mg
4-15 mg/day Primary Capsule:
Primary Capsule (111):
25 Vitamin C 500 mg
Fish oil 1000 mg 60-1000 mg/day
(Omega 3 fatty acids-DHA & EPA) Secondary Capsule:
650-1000 mg/day Vitamin E 200 IU
200-400 IU/day)
The incorporation of time-release coatings to varying the 30
release rates of the active ingredients (e.g., curcumin, Holy The incorporation of time-release coatings to varying the
Basil, Zinc and fish oil) in the primary, secondary and tertiary release rates of the active ingredients (e.g., vitamin C and
capsules 111, 120, 130 of one presently preferred embodi vitamin E) in different receiving chambers of a multi-com
ment of a multi-compartment capsule 110 may be used to partment capsule may be used to target key time intervals or
target key time intervals or events when the body may be most
able to utilize the named active ingredients. Thus, the incor 35 events when the body may be most able to utilize the named
poration of time-release coatings in the encapsulation process active ingredients. Thus, the incorporation of time-release
when forming a multi-compartment capsule may be specifi coatings in the encapsulation process when forming a multi
cally designed to fit the needs and desires of numerous dif compartment capsule may be specifically designed to fit the
ferent users having similar conditions that are being targeted needs and desires of numerous different users having similar
for treatment. 40 conditions that are being targeted for treatment and is con
As contemplated herein, atherapeutically effective amount templated herein.
of curcumin may be introduced into at least a portion of the A therapeutically effective amount of vitamin C may be
receiving chamber 138 of the tertiary capsule 130 in the form introduced into at least a portion of a first receiving chamber
of a solid, a therapeutically effective amount of Holy Basil in the form of a solid and a therapeutically effective amount of
and Zinc may be introduced into at least a portion of the 45 Vitamin E may be introduced into at least a portion of a second
receiving chamber 128 of the secondary capsule 120 in the receiving chamber in the form of a liquid. Since the encapsu
form of a solid and a therapeutically effective amount of fish lation process and multi-compartment, multi-phase capsule
oil may be introduced into at least a portion of the primary of the present invention are configured to apply to an antici
capsule 111 in the form of a liquid. Since the encapsulation pated treatment regime or medicinal design of a single dosage
process and multi-compartment, multi-phase capsule of the 50 capsule, it will be readily appreciated that the introduction of
present invention are configured to apply to an anticipated one or more active ingredients into the receiving chambers of
treatment regime or medicinal design of a single dosage cap the primary and secondary capsules, respectively, is antici
sule, it will be readily appreciated that the introduction of one pated Such that the various ingredients may be introduced in
or more active ingredients into the receiving chambers of the
primary and secondary capsules, respectively, is anticipated different receiving chambers to accommodate different treat
such that the various ingredients may be introduced in differ 55 ment modalities. It is intended, therefore, that the examples
ent receiving chambers to accommodate different treatment provided herein be viewed as exemplary of the principles of
modalities. It is intended, therefore, that the examples pro the present invention, and not as restrictive to a particular
vided herein be viewed as exemplary of the principles of the structure or method for implementing those principles.
present invention, and not as restrictive to a particular struc
ture or method for implementing those principles. 60 Example V
Example IV Selenium/Vitamin C (Solid) & Vitamin
E/Beta-Carotene/Fish Oil (Omega 3 Fatty Acids
Vitamin C (Solid) & Vitamin E (Liquid) DHA & EPA) (Liquid)
65
It is believed that vitamin C plays an important role as a Selenium is an essential trace mineral in the human body
component of enzymes involved in the synthesis of collagen and an important part of antioxidant enzymes that protect
US 9,241,911 B2
53 54
cells against the effects of free radicals that are produced chambers of a multi-compartment capsule may be used to
during normal oxygen metabolism. As readily known in the target key time intervals or events when the body may be most
art, the body has developed defenses. Such as antioxidants, to able to utilize the named active ingredients. Thus, the incor
assist in controlling levels of free radicals which can cause poration of time-release coatings in the encapsulation process
damage to cells and contribute to the development of some when forming a multi-compartment capsule may be specifi
chronic diseases. It is also believed that Selenium is essential cally designed to fit the needs and desires of numerous dif
for normal functioning of the immune system and thyroid ferent users having similar conditions that are being targeted
gland. The recommended dietary allowance for selenium is for treatment and is contemplated herein.
55 mcg/day. A therapeutically effective amount of selenium and vita
As noted above, it is believed that vitamin C plays an
10 min C may be introduced into one or more receiving cham
important role as a component of enzymes involved in the bers of a primary capsule in Solid form and a therapeutically
synthesis of collagen and carnitine and a vital role as a water effective amount of vitamin E, beta caroteine and fish oil may
soluble antioxidant in the human body. Vitamin E is another be introduced into one or more receiving chambers of a sec
important anti-oxidant. ondary capsule in the form of a liquid. Since the encapsula
15 tion process and multi-compartment, multi-phase capsule of
Beta-carotene is a substance found in plants that the body the present invention are configured to apply to an anticipated
converts into vitamin A. It is believed that beta-carotene acts
as an antioxidant and an immune system booster. There is no treatment regime or medicinal design of a single dosage cap
RDA for beta-carotene. The most common beta-carotene sule, it will be readily appreciated that the introduction of one
supplement intake is about 25,000 IU (15 mg) per day, how or more active ingredients into the receiving chambers of the
ever supplementation with as much as 100,000 IU (60 mg) per primary and secondary capsules, respectively, is anticipated
day has been reported. such that the various ingredients may be introduced in differ
It has been suggested that fish and fish oils are beneficial to ent receiving chambers to accommodate different treatment
the heart, mental health and in reducing cancer risk. The modalities. It is intended, therefore, that the examples pro
recommended daily intake of EPA plus DHA (the active vided herein be viewed as exemplary of the principles of the
components of fish oil) is between 650 to 1000 mg/day.
25 present invention, and not as restrictive to a particular struc
Clinical trials have used anywhere from 1 g/day to 10 g/day, ture or method for implementing those principles.
but little additional benefit has been observed at levels above Example VI
5 g/day of EPA and DHA combined.
In one presently preferred embodiment of the present 30 Fluoxetine (Solid), S-Adenosylmethione (SAMe)
invention, therapeutically effective amounts of selenium, (Solid) & Vitamin E (Liquid)
vitamin C, beta-carotene, vitamin E and fish oil (active ingre
dients) may be introduced into receiving chambers of a multi As appreciated by those skilled in the art, depression is a
compartment capsule wherein selenium and vitamin C com mental state characterized by excessive sadness. Depression
prise a physical state (e.g., Solid, liquid, gas or dispersion) 35 is one of several forms of mood disorders. Activity in those
different from the physical state of vitamin E, beta-carotene affected with depression may be agitated and restless or slow
and fish oil (omega 3 fatty acids DHA & EPA). Specifically, and retarded. Those affected may also show pessimistic or
a therapeutically effective amount of selenium and vitamin C despairing behavior and may have disturbances in sleep,
may be introduced into one or more receiving chambers of a appetite and concentration. Depression is often a co-morbid
primary capsule and a therapeutically effective amount of 40 condition with other chronic disease states involving the neu
Vitamin E, beta-carotene and fish oil (omega 3 fatty acids rological system, cardiovascular system, respiratory system,
DHA & EPA) may be introduced into one or more receiving endocrine system, musculoskeletal system, immune system,
chambers of a secondary capsule to form a multi-compart genitourinary system and the like. This list is should not be
ment capsule of the present invention. Consistent with the considered exclusive.
foregoing, multi-compartment, multi-phase capsules and 45 Administration of Fluoxetine is known by those of skill in
encapsulation technology are herein contemplated to produce the art to alleviate the signs and symptoms of depression.
a delivery vehicle for delivering anti-oxidant compounds to Fluoxetine belongs to a class of compounds which are given
the body in a single dosage. A capsular format of the present the functional name: selective serotonin reuptake inhibitors
invention may include the following composition: (SSRIs). This class may include, for example: fluoxetine
50 (PROZAC(R), sertraline (ZOLOFTR), paroxetine
Primary Capsule: (PAXIL(R), fluvoxamine (LUVOX(R), citalopram (CEL
EXAR) and escitalopram (LEXAPROR). As appreciated, the
Selenium 50 mcg foregoing list is provided herein as exemplary and should not
50-100 mcgfday be considered exclusive or exhaustive.
Vitamin C 500 mg
60-1000 mg/day 55 Fluoxetine is a bicyclic compound, similar in structure to
Secondary Capsule: phenylpropanolamine. Fluoxetine structure imparts a high
selectivity for interaction with cells of the nervous system for
Beta-caroteine 50 mg the function of preventing the reuptake of serotonin into pre
30-300 mg/day
Vitamin E 2OOIU synaptic cell storage sites. This action leads to marked
200-400 IU/day) 60 increases in Synaptic concentration of serotonin and is facili
Fish oil 1000 mg tative of numerous physiological processes requiring seroto
(Omega 3 fatty acids-DHA & EPA) nin neurotransmission. In the pharmaeceutical field Fluoxet
650-1000 mg/day ine is available as a hydrochloride salt (HCl).
S-adenosylmethione (SAMe), is derived from two materi
The incorporation of time-release coatings to varying the 65 als: methionine, a Sulfur-containing amino acid, and adenos
release rates of the active ingredients (e.g., selenium, Vitamin ine triphosphate (ATP), the body's main energy compound.
C. vitamin E, beta carotene and fish oil) in different receiving SAMe was originally developed around 1950 as an antide
US 9,241,911 B2
55 56
pressant, but it was also found to be helpful in the alleviation oxetine and SAMe and Vitamin E (active ingredients) may be
ofarthritic symptoms. SAMe is essential for the manufacture introduced into receiving chambers of a multi-compartment
of melatonin, which is needed to regulate sleep. It also helps capsule wherein Fluoxetine and SAMe comprises a physical
to protect DNA from harmful mutations and may help prevent state (e.g., Solid, liquid, gas or dispersion) different from the
certain types of nerve damage. Current clinical research is physical state of Vitamin E. As shown in FIG. 2, a therapeu
beginning to confirm these antidepressant qualities of SAMe. tically effective amount of Fluoxetine and SAMe, in the form
Vitamin E, also named alpha-tocopherol, is a well-known of a solid, may be introduced into receiving chamber 118 and
Scavenger of free-radicals in the body. Free-radical scaven 138 and a therapeutically effective amount of Vitamin E, in
gers are sometimes referred to as anti-oxidants. This scaveng the form of a liquid, may be introduced into receiving cham
ing process is important for detoxifying the body of chemi 10 ber 128 of a multi-compartment capsule 110 of the present
cals which are known to promote apoptosis, or programmed invention. The material forming the primary capsule shell 111
cell death. Apoptosis is a scientific description of cellular may be formulated in a manner allowing for immediate dis
destruction. Although it is a popular anti-oxidant, Vitamin E Solution and release of the of the contents of receiving cham
is poorly soluble in water and thus can be administered only ber 118. The material forming the secondary capsule shell
as a liquid-oil formulation or in an oil formulation enclosed in
15 120 may be formulated in a manner allowing for either an
a soft elastic capsule. Vitamin E is typically measured in immediate dissolution or a time-delayed dissolution and
international units (IU) of alpha tocopherol. release of the contents of receiving chamber 128. The mate
In one presently preferred embodiment of the present rial forming the tertiary capsule shell 138 may be formulated
invention, therapeutically effective amounts of Fluoxetine, in a manner allowing fortime-delayed dissolution and release
SAMe and Vitamin E (active ingredients) may be introduced of the contents of receiving chamber 138. In this presently
into receiving chambers of a multi-compartment capsule preferred embodiment of the present invention, a total daily
wherein Fluoxetine and SAMe comprises a physical state dosage of Fluoxetine and SAMe may be delivered as two
(e.g., Solid, liquid, gas or dispersion) different from the physi separate dosages within a single oral dosage form. One pres
cal state of Vitamin E. As shown in FIGS. 3 and 4, a thera ently preferred embodiment of the present invention thus
peutically effective amount of Fluoxetine and SAMe may be
25 makes for a more convenient dosage form.
introduced into receiving chamber 218a and a therapeutically Since the encapsulation process and multi-compartment,
effective amount of Vitamin E may be introduced into receiv multi-phase capsule of the present invention are configured to
ing chamber 218b of a multi-compartment capsule 210 of the apply to an anticipated treatment regime or medicinal design
present invention. Consistent with the foregoing, multi-com of a single dosage capsule, it will be readily appreciated that
partment, multi-phase capsules and encapsulation technol
30 the introduction of one or more active ingredients into the
ogy are herein contemplated to produce a delivery vehicle for receiving chambers of the primary and secondary capsules,
delivering mood enhancing, anti-depressant and anti-oxidant respectively, is anticipated such that the various ingredients
compounds to the body in a single dosage. A capsular format may be introduced in different receiving chambers to accom
of the present invention may include the following composi modate different treatment modalities. For example, a multi
tion:
35 compartment capsule may be formulated having Fluoxetine
and SAMe introduced into the receiving chambers of the
secondary capsule and Vitamin E may be introduced into the
Receiving Chamber (218a): receiving chamber of the primary capsule. It is intended,
therefore, that the examples provided herein be viewed as
Fluoxetine 20 mg 40 exemplary of the principles of the present invention, and not
20-60 mg/day as restrictive to a particular structure or method for imple
S-adenosylmethione 1000 mg
200-1600 mg/day menting those principles.
Receiving Chamber (218b):
Example VII
Vitamin E 200 IU 45
200-400 IU/day)
Rofecoxib (Solid) & Vitamin E (Liquid)
The incorporation of time-release coatings to varying the As appreciated by those skilled in the art, arthritis is an
release rates of the active ingredients (e.g., Fluoxetine/SAMe inflammatory condition typically affecting the synovia and
and Vitamin E) in the primary and secondary capsules, 50 cartilage of joints. It has been estimated that as many as one in
respectively, of the multi-compartment capsule may be used three persons may experience symptoms associated with
to target key time intervals or events when the body may be arthritis during their lifetime.
most able to utilize the named active ingredients. Thus, the In addition to arthritis, various other chronic, debilitating
incorporation of time-release coatings in the encapsulation conditions may afflict the aged. Many of these conditions
process when forming a multi-compartment capsule may be 55 result from the natural process of aging in humans. The natu
specifically designed to fit the needs and desires of numerous ral aging process is partially due to the accumulation and
different users having similar conditions that are being tar effects of toxic free-radical chemicals. Free-radicals result
geted for treatment. from several homeostatic biochemical processes. It is,
According to one presently preferred embodiment of the accordingly, desirable to develop pharmaeceutical, biotech
present invention, a therapeutically effective amount of Flu 60 nical, nutraceutical or dietary Supplement products which
oxetine and SAMe may be introduced into at least a portion of may alleviate multiple chronic, debilitating conditions. It is
the receiving chamber 218a in the form of a solid and a also desirable to package and administer Such products in the
therapeutically effective amount of Vitamin E may be intro most economic and convenient possible fashion.
duced into at least a portion of the receiving chamber 218b of Anti-inflammatory agents may have many diverse thera
the primary capsule 211 in the form of a liquid. 65 peutic roles in the human body. Inflammation is the process
In an alternative presently preferred embodiment of the undertaken by the body as it responds to an injury. A typical
present invention, therapeutically effective amounts of Flu inflammatory response involves blood vessel dilation,
US 9,241,911 B2
57 58
increased blood flow to the site of injury, and influx of white specifically designed to fit the needs and desires of numerous
blood cells to process and remove dead tissue. Inflammation different users having similar conditions that are being tar
can lead to pain and Swelling at the site of injury. Medica geted for treatment.
ments used in modulating the inflammatory response may be According to one presently preferred embodiment of the
divided into steroid and non-steroidal labels. The latter is present invention, atherapeutically effective amount of Rofe
more commonly identified as non-steroidal anti-inflamma coxib may be introduced into at least a portion of the receiv
tory drugs (NSAIDs). ing chamber 218a in the form of a solid and a therapeutically
Rofecoxib belongs to a class of NSAID compounds given effective amount of Vitamin E may be introduced into at least
the functional name cyclo-oxygenase-2 (“COX-2) inhibi a portion of the receiving chamber 218b of the primary cap
tors. This class may include, for example: rofecoxib 10 sule 211 in the form of a liquid.
(VIOXX(R), celecoxib (CELEBREX(R), valdecoxib (BEX In an alternative presently preferred embodiment of the
TRAR), and meloxicam (MOBICR). As appreciated, the present invention, therapeutically effective amounts of Rofe
foregoing list is provided herein as exemplary and should not coxib and Vitamin E (active ingredients) may be introduced
be considered exclusive or exhaustive.
into receiving chambers of a multi-compartment capsule
15 wherein Rofecoxib comprises a physical state (e.g., Solid,
Rofecoxib is presently believed to inhibit the action of liquid, gas or dispersion) different from the physical state of
COX-2, an enzyme involved in the production of prostaglan Vitamin E. As shown in FIG. 2, a therapeutically effective
dins in the human body. Prostaglandins serve many diverse amount of Rofecoxib, in the form of a solid, may be intro
roles, one of which is to stimulate an inflammation mecha duced into receiving chamber 118 and 138 and a therapeuti
nism in immune responses. Recently, Rofecoxib was labeled cally effective amount of Vitamin E, in the form of a liquid,
for use in the treatment of osteoarthritis, rheumatoid arthritis, may be introduced into receiving chamber 128 of a multi
acute pain, and primary dysmenorrhea. compartment capsule 110 of the present invention. The mate
Vitamin E, also named alpha-tocopherol, is a well-known rial forming the primary capsule shell 111 may beformulated
Scavenger of free-radicals in the body. Free-radical scaven in a manner allowing for immediate dissolution and release of
gers are sometimes referred to as anti-oxidants. This scaveng 25 the of the contents of receiving chamber 118. The material
ing process is important for detoxifying the body of chemi forming the secondary capsule shell 120 may be formulated
cals which are known to promote apoptosis, or programmed in a manner allowing for either an immediate dissolution or a
cell death. Apoptosis is a scientific description of cellular time-delayed dissolution and release of the contents of receiv
destruction. Although it is a popular anti-oxidant, Vitamin E ing chamber 128. The material forming the tertiary capsule
is poorly soluble in water and thus can be administered only 30 shell 138 may be formulated in a manner allowing for time
as a liquid-oil formulation or in an oil formulation enclosed in delayed dissolution and release of the contents of receiving
a soft elastic capsule. chamber 138. In this presently preferred embodiment of the
In one presently preferred embodiment of the present present invention, a total daily dosage of Rofecoxib may be
invention, therapeutically effective amounts of Rofecoxib delivered as two separate dosages within a single oral dosage
and Vitamin E (active ingredients) may be introduced into
35 form. One presently preferred embodiment of the present
receiving chambers of a multi-compartment capsule wherein invention thus makes for a more convenient dosage form.
Since the encapsulation process and multi-compartment,
Rofecoxib comprises a physical state (e.g., Solid, liquid, gas multi-phase capsule of the present invention are configured to
or dispersion) different from the physical state of Vitamin E. apply to an anticipated treatment regime or medicinal design
As shown in FIGS.3 and 4, atherapeutically effective amount 40 of a single dosage capsule, it will be readily appreciated that
of Rofecoxib may be introduced into receiving chamber 218a the introduction of one or more active ingredients into receiv
and a therapeutically effective amount of Vitamin E may be ing chambers defined within a capsule is anticipated Such that
introduced into receiving chamber 218b of a multi-compart the various ingredients may be introduced in different receiv
ment capsule 210 of the present invention. Consistent with the ing chambers to accommodate different treatment modalities.
foregoing, multi-compartment, multi-phase capsules and 45 It is intended, therefore, that the examples provided herein be
encapsulation technology are herein contemplated to produce viewed as exemplary of the principles of the present inven
a delivery vehicle for delivering anti-inflammatory and anti tion, and not as restrictive to a particular structure or method
oxidant compounds to the body in a single dosage. A capsular for implementing those principles.
format of the present invention may include the following
composition: 50 Example VIII
Diphenhydramine Hydrochloride (Solid) & Vitamin
Receiving Chamber (218a): E (Liquid)
Rofecoxib 25 mg
12.5-25 mg/day 55 As appreciated by those skilled in the art, allergic reactions
Receiving Chamber (218b): are conditions wherein the immune system is stimulated to
identify, segregate and dispose of exogenous chemicals
Vitamin E 200 IU which cannot be recognized by the body. Allergic reactions
200-400 IU/day)
are often associated with the release of histamine, a chemical
60 compound which produces changes in the permeability of
The incorporation of time-release coatings to varying the blood vessels and the accumulation of other immune system
release rates of the active ingredients (e.g., Rofecoxib and cells. In some circumstances, it may be desirable to modulate
Vitamin E) of the multi-compartment capsule 210 may be the amount of allergic response that is capable of being gen
used to target key time intervals or events when the body may erated by the immune system.
be most able to utilize the named active ingredients. Thus, the 65 Diphenhydramine belongs to a class of compounds which
incorporation of time-release coatings in the encapsulation are given the functional name: histamine-1 (H) receptor
process when forming a multi-compartment capsule may be antagonists. These compounds are more generally labeled as
US 9,241,911 B2
59 60
antihistamines. These antagonists are further divided accord A therapeutically effective amount of Diphenhydramine
ing to their chemical structures. Diphenhydramine is an etha may be introduced into at least a portion of the internal
nolamine (aminoalkyl ether) derivative. Other chemical divi periphery of the receiving chambers of a primary capsule in
sions may include, for example: ethylenediamine, the form of a solid and a therapeutically effective amount of
propylamine, phenothiazine, piperazine. The ethanolamine Vitamin E may be introduced into at least a portion of a
division may include, for example: diphenhydramine, clem secondary capsule in the form of a liquid, if desired. Since the
astine, dimenhydrinate, and doxylamine. As appreciated, the encapsulation process and multi-compartment, multi-phase
foregoing list is provided herein as exemplary and should not capsule of the present invention are configured to apply to an
be considered exclusive or exhaustive. anticipated treatment regime or medicinal design of a single
Antihistamines block the interaction of the neurotransmit 10 dosage capsule, it will be readily appreciated that the intro
ter, histamine, with H receptors located in Smooth muscle duction of one or more active ingredients into the receiving
linings of the gastrointestinal tract, bronchial tract and large chambers of the primary and secondary capsules, respec
blood vessels. This blocking action may lead to marked relax tively, is anticipated Such that the various ingredients may be
ation in Smooth muscle tone and is facilitative of numerous introduced in different receiving chambers to accommodate
physiological processes including respiration.
15 different treatment modalities. For example, a multi-com
partment capsule may be formulated having Diphenhy
The Hantagonists may also be divided according to their dramine introduced into the receiving chambers of the sec
selectivity for central and peripheral HI receptors. A second ondary capsule and Vitamin E may be introduced into the
generation of H has emerged in recent years. These agents receiving chamber of the primary capsule. It is intended,
have a greater selectivity for peripheral H receptors. Second therefore, that the examples provided herein be viewed as
generation H receptor antagonists may include, for example: exemplary of the principles of the present invention, and not
azelastine (ASTELLNR), cetirizine (ZYRTECR), deslorata as restrictive to a particular structure or method for imple
dine (CLARINEX(R), fexofenadine (ALLEGRAR) andlora menting those principles.
tadine (CLARITINn(R).
Vitamin E, also named alpha-tocopherol, is a well-known 25 Example IX
Scavenger of free-radicals in the body. Free-radical scaven
gers are sometimes referred to as anti-oxidants. This scaveng Celecoxib (Solid) & Ibuprofen (Liquid)
ing process is important for detoxifying the body of chemi
cals which are known to promote apoptosis, or programmed As appreciated by those skilled in the art, arthritis is an
cell death. Apoptosis is a scientific description of cellular 30 inflammatory condition typically affecting the synovia and
destruction. Although it is a popular anti-oxidant, Vitamin E cartilage of joints. It has been estimated that as many as one in
is poorly soluble in water and thus can be administered only three persons may experience symptoms associated with
as a liquid-oil formulation or in an oil formulation enclosed in arthritis during their lifetime.
a soft elastic capsule. Anti-inflammatory agents may have many diverse thera
In one presently preferred embodiment of the present 35 peutic roles in the human body. Inflammation is the process
invention, therapeutically effective amounts of Diphenhy undertaken by the body as it responds to an injury. A typical
dramine and Vitamin E (active ingredients) may be intro inflammatory response involves blood vessel dilation,
duced into receiving chambers of a multi-compartment cap increased blood flow to the site of injury, and influx of white
sule wherein at least two of the active ingredients have blood cells to process and remove dead tissue. Inflammation
physical States (e.g., Solid, liquid, gas or dispersion) that 40 can lead to pain and Swelling at the site of injury. Medica
differ. Consistent with the foregoing, multi-compartment, ments used in modulating the inflammatory response may be
multi-phase capsules and encapsulation technology are divided into steroid and non-steroidal labels. The latter is
herein contemplated to produce a delivery vehicle for deliv more commonly identified as non-steroidal anti-inflamma
ering anti-allergic and anti-oxidant compounds to the body in tory drugs (NSAIDs).
a single dosage. A capsular format of the present invention 45 Celecoxib belongs to a class of NSAID compounds given
may include the following composition: the functional name cyclo-oxygenase-2 (“COX-2) inhibi
tors. This class may include, for example: rofecoxib
(VIOXX(R), celecoxib (CELEBREX(R), Valdecoxib (BEX
Primary Capsule: TRAR), etodolac (LODINE(R) and meloxicam (MOBICR).
Diphenhydramine HCl 50 mg
50 As appreciated, the foregoing list is provided herein as exem
25-100 mg/day plary and should not be considered exclusive or exhaustive.
Secondary Capsule: Celecoxib is believed to inhibit the action of COX-2, an
enzyme involved in the production of prostaglandins in the
Vitamin E 200 IU human body. Prostaglandins serve many diverse roles, one of
200-400 IU/day) 55 which is to stimulate an inflammation mechanism in immune
responses. Recently, Celecoxib was labeled by the United
The incorporation of time-release coatings to varying the States Food and Drug Administration (FDA) for use in the
release rates of the active ingredients (e.g., Diphenhydramine treatment of osteoarthritis, rheumatoid arthritis, acute pain,
and Vitamin E) in the primary and secondary capsules, and primary dysmenorrhea.
respectively, of the multi-compartment capsule may be used 60 Ibuprofen is another NSAID and is believed to function as
to target key time intervals or events when the body my be a non-selective inhibitor of cyclo-oxygenase. Ibuprofen has
most able to utilize the named active ingredients. Thus, the been labeled by the FDA for use in the treatment of osteoar
incorporation of time-release coatings in the encapsulation thritis, rheumatoid arthritis, relief of mild to moderate pain
process when forming a multi-compartment capsule may be and primary dysmenorrhea. Ibuprofen belongs to a class of
specifically designed to fit the needs and desires of numerous 65 compounds called phenyl-a-methylacetic acids, which are
different users having similar conditions that are being tar derived from salicylic acid. Non-selective cyclo-oxygenase
geted for treatment. inhibitors may include, for example: ibuprofen (MOTRINR).
US 9,241,911 B2
61 62
naproxen (NAPROSYNR), diclofenac (VOLTARENR), formulated in a manner allowing for either an immediate
flurbiprofen (ANSAIDR), indomethacin (INDOCINR), dissolution or a time-delayed dissolution and release of the
ketoprofen (ORUDIS(R), ketorolac (TORADOL(R), nabume contents of receiving chamber 128. The material forming the
tone (RELAFENR), oxaproZm (DAYPROR), piroxicam tertiary capsule shell 138 may be formulated in a manner
(FELDENE(R) and sulindac (CLINORIL(R). As appreciated, allowing for time-delayed dissolution and release of the con
the foregoing list is provided herein as exemplary and should tents of receiving chamber 138. In this presently preferred
not be considered exclusive or exhaustive. embodiment of the present invention, a total daily dosage of
In one presently preferred embodiment of the present Ibuprofen may be delivered as two separate dosages within a
invention, therapeutically effective amounts of Celecoxib and single oral dosage form. One presently preferred embodiment
Ibuprofen (active ingredients) may be introduced into receiv 10
of the present invention thus makes for a more convenient
ing chambers of a multi-compartment capsule wherein Cele dosage form.
coxib comprises a physical state (e.g., Solid, liquid, gas or Since the encapsulation process and multi-compartment,
dispersion) different from the physical state of Ibuprofen. As multi-phase capsule of the present invention are configured to
shown in FIGS. 3 and 4, a therapeutically effective amount of apply to an anticipated treatment regime or medicinal design
Celecoxib may be introduced into receiving chamber 218a 15
of a single dosage capsule, it will be readily appreciated that
and a therapeutically effective amount of Ibuprofen may be the introduction of one or more active ingredients into receiv
introduced into receiving chamber 218b of a multi-compart ing chambers defined within a capsule is anticipated Such that
ment capsule 210 of the present invention. Consistent with the the various ingredients may be introduced in different receiv
foregoing, multi-compartment, multi-phase capsules and ing chambers to accommodate different treatment modalities.
encapsulation technology are herein contemplated to produce It is intended, therefore, that the examples provided herein be
a delivery vehicle for delivering anti-arthritic and anti-oxi viewed as exemplary of the principles of the present inven
dant compounds to the body in a single dosage. A capsular tion, and not as restrictive to a particular structure or method
format of the present invention may include the following for implementing those principles.
composition:
25
Examples X
Receiving Chamber (218a):
Some embodiments of the present invention will use of or
Celecoxib 200 mg more of the below ingredients in a multi-compartment cap
200-400 mg/day
30
sule, combinable as would be recognized in view of the teach
Receiving Chamber (218b): ings of the present application in combination with the knowl
Ibuprofen 800 mg edge available to one of ordinary skill in the art. It is noted that
2400-3200 mg/day the following non-limiting lists illustrate exemplary ingredi
ents that can be used with the present invention, including the
The incorporation of time-release coatings to varying the 35
broader Subclasses and classes to which they belong.
release rates of the active ingredients (e.g., Celecoxib and
Ibuprofen) of the multi-compartment capsule 210 may be Botanicals
used to target key time intervals or events when the body may
Green Trea
be most able to utilize the named active ingredients. Thus, the Griffonia Simplicifolia
incorporation of time-release coatings in the encapsulation 40
Guarana
process when forming a multi-compartment capsule may be Guggul
specifically designed to fit the needs and desires of numerous Gymnema Sylvestre
different users having similar conditions that are being tar Hawthorne
Henna
geted for treatment. Herbal Extracts, Standardized
According to one presently preferred embodiment of the 45 Herbal Teas
present invention, a therapeutically effective amount of Cele Hops
coxib may be introduced into at least a portion of the receiv Horehound
Horse Chestnut
ing chamber 218a in the form of a solid and a therapeutically Horsetail
effective amount of Ibuprofen may be introduced into at least Hysop
a portion of the receiving chamber 218b of the primary cap 50 priflavone
sule 211 in the form of a liquid. ojoba Oil
uniper Berries
In an alternative presently preferred embodiment of the Kava Kava
present invention, therapeutically effective amounts of Cele Kelp Extract
coxib and Ibuprofen (active ingredients) may be introduced Kola Nut
into receiving chambers of a multi-compartment capsule 55 Kombucha
Kudzu
wherein Celecoxib comprises a physical State (e.g., Solid, Larch
liquid, gas or dispersion) different from the physical state of Lavender
Ibuprofen. As shown in FIG. 2, a therapeutically effective Lemon Balm
Licorice Extract
amount of Celecoxib, in the form of a solid, may be intro Liden Flowers
duced into receiving chamber 128 and atherapeutically effec 60
Lobelia
tive amount of Ibuprofen, in the form of a liquid, may be Maca
introduced into receiving chambers 118 and 138 of a multi Maitake Mushroom
compartment capsule 110 of the present invention. Marshmallow
Milk Thistle
The material forming the primary capsule shell 111 may be Molasses
formulated in a manner allowing for immediate dissolution 65 Mushrooms
and release of the of the contents of receiving chamber 118. Neem
The material forming the secondary capsule shell 120 may be
US 9,241,911 B2
63 64
-continued -continued
Botanicals Extracts

Nettle Angelica Root Extract


Noni Arbutin 99%
Nopal Artemisia Extract 4:1
Oatstraw Artichoke Extract 5%, Globe
Octacosanol Asparagus Extract 4:1
Olive Extract Asparagus Powder
Orange Peel Extract Astragulus Extract 10:1
Oregano Oil 10 Astragulus Extract 4:1
Oregon Mountain Grape Astragulus Extract 5:1
Organic Sweeteners Astragulus Root Extract 0.5%
Parsley Astragulus Root Powder
Passion Flower Atractylodes Extract 10:1
Pau d'Arco Avena Sativa Extract 10.1
Pennyroyal 15 Avena Sativa Extract 4:1
Peppermint Barbed Skullcap Extract 10:1
Pfaffia Paniculata Barberry Extract 10%
Pine Bark Extract Bee Pollen Powder
Piper Longum Beta-Sisterol 35%
Pygeum Africanum Bilberry Extract 10:
Quercitin Bitter Melon Extract 8:1
Raspberry Powder Black Cohosh Extract 2.5%
Red Clover Black Cohosh Root Powder
Reishi Mushroom Black Pepper Extract 4:1
Resveratrol Extract Black Soy Bean Extract 10.1
Rhubarb Root Bone Powder
Rice Products Boswellia Serrata Extract 65%
Rose Hips 25
Broccoli Sprout Extract 10:1
Rosemary Extract Buchu Leaf Powder
Sage Buplerum (Chai Hu) Extract 5:1
Sarsaparilla Burdock Root Extract 4:1
Saw Palmetto Cabbage Extract 4:1
Schizandra Caffeine (Natural) 86-87%
Seaweed extracts 30 Caffeine 99%
Senna Calcium Citrate Granular 21%
Shatavari Calcium-Pyruvate 99%
Shiitake Mushroom Carrot Root Extract 4:1
Sillymarin Cassia Nomame Extract 4:1
Skullcap Catnip Extract 4:1
Slippery Elm 35 Cat's Claw (Inner Bark) Powder
Soy Isoflavones Cauliflower Extract 4:1
Soybean Products Celandine (Greater) Extract 4:1
Spirulina Celery Seed Extract
St. John's Wort Cetyl Myristoleate 11%
Stevia Cetyl Myristoleate 20%
Summa 40 Chaenomeles Extract 4:1
Tea Tree Oil Chamomile Flower Extract 10:1
Terminalia Aruna Chamomile Flower Extract 4:1
Tributius Terrestris Chaste Tree Berry Extract 4:1
Triphala Chitin
Tumeric Chitosan 80%
Uva Ursi Chitosan 90%
Valerian Extract 45 Chondroitin Sulfate 90%
Vegetable Extracts Chrysin 99%
Vitex Cinnamon Powder
Wheat Germ Cistanches Extract 5:1
White Willow Bark Citrus Aurantium Extract 6%
Wild Cherry bark Citrus Bioflavonoid Complex 13%
Wild Yam 50 Citrus Peel Extract 5:1
Witch Hazel Clove Extract 5:1
Wormwood Clove Powder
Yarrow Coca Extract 4:1
Yellow Dock Codonopsis Pilosula Extract 5:1
Yerba Sante Colostrum
Yohimbine 55 Common Peony Extract 8:1
Yucca Cordyceps Extract 7%
Cornsilk Extract 4:1
Cornsilk Powder
Corydalis Extract 10:1
Cranberry Extract 4:1
Extracts
60 Cranberry Powder
Curcumin Extract 95%
2O-ECD 7-99.6 Cuscuta Extract 5:1
4-Androstenedione 99% Damiana Extract 4:1
Acetyl L-Carnitine HCI 99% Damiana Leaves Powder
Adenophora Tetraohylla Ext 5:1 Dandelion Powder
Alisma Extract 10:1 65 Dandelion Root Extract 6:1
Alpha Lipoic Acid 99% Danshen Extract 80%
US 9,241,911 B2
65 66
-continued -continued
Extracts Extracts

D-Calcium Pantothenate Grape Seed Extract 95%


Devil's Claw Extract 2.5% Grape Seed Powder
Devil's Claw Extract 4:1 Grape Skin Extract 20:1
Devil's Claw Root Powder Grape Skin Extract 4:1
DHEA99% Grass-Leaved Sweetflai Extract
Diosgenin 95% Green Lip Mussel Extract
DL-Phenyl Alanine Green Tea Extract 30%
DMAE Bitartrate 10 Green Tea Extract 4:1
Doug Quai Extract 10:1 Green Tea Extract 95%
Doug Quai Extract 4:1 Guarana Seed Extract 10%
Doug Quai Root Powder Guarana Seed Extract 22%
D-Ribose Guarana Seed Extract 25%
Echinacea Angustifolia Extract 4:1 Guggul Extract 10%
Echinacea Leaf Powder 15 Guggul Extract 2.5%
Echinacea Purpurea Extract 10:1 Gugulipid Extract 10%
Echinacea Purpurea Extract 4% Gymnema Sylvestre Extract 25%
Echinacea Purpurea Extract 4:1 Gymnema Sylvestre Powder
Echinacea Purpurea Root Powder Hawthorne Berry Extract 4:1
Elder Flower Extract 4:1 Hawthorne Berry Powder
Elderberry Extract 20:1 Hawthorne Leaf Extract 2%
Elderberry Extract 4:1 Hearbacious Peony Extract 5:1
Epimedium Extract 10% esperidin Extract 98%
Epimedium Extract 10:1 oneysuckle Herb Extract 4:1
Epimedium Extract 4:1 ops Flower Extract 4:1
Epimedium Extract 5% orehound Extract 10:1
Epimedium Powder 25
orehound Extract 4:1
Eucommia (Du Thong) Extract 5:1 orehound Herb Powder
Fennel Seed Extract 4:1 orse Chestnut Extract 20%
Fennel Seed Powder orse Chestnut Extract 4:1
Fenugreek Extract 4:1 orse Chestnut Powder
Fenugreek Extract 6:1 orsetail Extract 7%
Feverfew Extract 5:1 orsetail Powder.
Fisetin 30 Houttuynia Cordata Extract 5:1
Fish Oil Powder Hydrangea Extract 8:1
Forbidden Palace Flower Extract 5:1 Hydroxy Apatite
Forskolin 8% Hyssop Extract 4:1
Fo-Ti Extract 12:1 indole-3-Carbino199%
Fo-Ti Extract 8:1 sodon Glaucocalyx Extract 10:1
Fo-Ti Powder 35 apanese Knotweed Extract
Gardenia Extract 8:1 iaogulan Extract 4:1
Garlic Extract. 4:1 in Qian Cao Extract 4:1
Garlic Powder ingie Extract 4:1
Gentian Root Extract 6:1 ujube Fruits Extract 4:1
Ginger Extract 4:1 Kawa Kava Extract 30%
Ginger Root Extract 5% 40 Kava Kava Powder
Ginger Root Powder Kelp Extract 4:1
Ginkgo Biloba Extract 8:1 Kelp Powder
Ginkgo Extract24.6% Kidney Bean Extract 10:1
Ginkgo Extract24.6% <5 Kidney Bean Pole 4:1
Ginkgo Extract24.7% Kidney Bean Pole 8:1
Ginkgo Leaf Extract 4:1 45
Kidney Bean Powder
Ginkgo Leaf Powder Kola Nut Extract 10%
Ginseng (Korean) Powder Kudzu Extract 4:1
Ginseng (Panax) Extract 5% Kudzu Extract 6:1
Ginseng (Panax) Extract 8% Lettuce Extract 4:1
Ginseng (Panax) Extract 80% L-Glutamine
Glucomannans Koniac Powder L-Glycine
Glucosamine HCI 95% Granulation 50 Licorice Extract 10%
Glucosamine HCI 99% Licorice Extract 5:1
Gluesosamine Sulfate Potassium Licorice Powder
Glucsosamine Sulfate Sodium 95% Lotus Leaf Powder
Granulation L-Tyrosine
Glucsosamine Sulfate Sodium 99% Lycium Fruit Extract 4:1
Goldenrod Extract 4:1 55 Lycium Fruit Extract 5:1
Goldenrod Powder Ma Huang Extract 6%
Goldenseal Root Extract 14% Ma Huang Extract 8%
Goldenseal Root Powder Maca Extract 0.6%
Gotu Kola Extract 16% Maca Extract 4:1
Gotu Kola Extract 4:1 Maca Root Powder
Gotu Kola Extract 8:1 60 Magnesium Stearate
Gotu Kola Powder Magnolia Bark Powder
Grape Fruit Powder Magnolia Officinal Extract 4:1
Grape Seed Maitike Mushroom Extract 4:1
Grape Seed Extract 10:1 Marigold Extract (Lutein 5%)
Grape Seed Extract 20:1 Methozyisoflavone 99%
Grape Seed Extract 4:1 65 Methylsulfonylmethane 99%
Grape Seed Extract 5:1 Milk Thistle Extract 4:1
US 9,241,911 B2
67 68
-continued -continued
Extracts Extracts

Milk Thistle Seed Extract 80% Saw Palmetto Extract 25%


silymarin Saw Palmetto Extract 25%
Morinda Extract 5:1 Saw Palmetto Extract 25%
Motherwort Extract 4:1 Saw Palmetto Extract 4:1
Motherwort Powder Saw Palmetto Extract 45-50%
Mucuna Pruriens Extract (1.15% L-Dopa) Saw Palmetto Oil 85-95%
Muira Puama Extract 12:1 Saw Palmetto Powder
Muira Puama Extract 4:1 10 Schizandra Extract 10:1
Muira Puama Powder Schizandra Extract 4:1
Mushroom Extract 10:1 (feishi) Scopolia Acutangula Powder
Mustard Seed Extract 8:1 Sea Cucumber Powder
Myrobalan Extract 4:1 Senna Leaf Powder
Myrrha Gum Extract 2.5% Sesame (Black) Seed Powder
N-Acetyl-D-Glucosamine 15 hark Cartilage Powder
N-Acetyl-L-Cysteine hitake Mushroom Extract
Nettle Extract 7% iberian Ginseng Extract 0.8%
Nettle Leaf Extract 4:1 iberian Ginseng Extract 4:1
Nettle Leaf Powder
Noni Powder
iberian Ginseng Powder
Olive Leaf Extract 18% kullcap Extract 4:1
Olive Powder kullcap Extract 4:1
Orange Peel Extract 4:1 ippery Elm Powder
Orange Peel Powder odium-Pyruvate 99%
Oroxylum Indicum Extract 4:1 ongaria Cynomorium Extract 4:1
Oroxylum Indicum Powder ongaricum Powder
Oyster Meat Powder pirulina Powder
Oyster Shell Powder 25 . . John's Wort Extract 03%
Papaya Fruit Extract 4:1 . John's Wort Extract 4:1
Parsley Extract 10:1 . . John's Wort Powder
Parsley Extract 4:1 anol 50%
Parsley Leaf Extract 4:1 ephania Extract 4:1
Parsley Powder evia Extract 4:1
Passion Flower Extract 4:1 30 Sulfate N+
Passion Flower Powder Suma Root Extract 4:1
Pau D'Arco Powder Suma Root Powder
Peppermint Extract 4:1 Taurine Powder
Peppermint Powder Thorowax Extract 4:1
Perilla Seed Extract 4:1
Periwinkle Extract 4:1 Tomato Extract
35
Pharbitidis Extract 4:1 Tomato Extract (0.2% Lycopene)
Phosphatidyl Serine 20% (trans)-Resveratrol 20-25%
Pine Bark Extract 4:1 Tribulus Extract 10:1
Plantago Asiatica Leaf Extract 5:1 Tribulus Extract 40%
Polygala Tenoifolia Extract 4:1 Tribulus Powder
Polygonum Extract 40 Trifal Extract 4:1
Polygonum Extract 4:1 Turmeric Extract 4:1
Pregnenolone 99% Turmeric Root Powder
Propolis Extract 3% Uva Ursi Extract 4:1
Pseudoginseng Extract Uva Ursi Powder
Psyllium extract 4:1 Valerian Root Extract 0.8%
Pumpkin Seed Extract 4:1 45 Valerian Root Extract 4:1
Purple Willow Bark Extract 4:1 Valerian Root Powder
Purslane Herb Extract 4:1
Pygeum Extract 4:1 Vinca Major Seed Extract 10:1
White Wax Extract 4:1
Quercetin White Willow Bark 15% (total salicins)
Radish Extract 4:1
Radix Isatidis Extract 4:1 White Willow Bark 20%
Radix Polygoni Extract 4:1 50 White Willow Bark 25%
Red Clover Extract 4:1 White Willow Bark Extract 4:1
Red Pepper Extract 4:1 White Willow Bark Powder
Red Yeast Rice Wild Yam Extract 10:1
Red Yeast Rice Extract 10:1 Wild Yam Extract 16%
Red Yeast Rice Powder Wild Yam Extract 4:1
Rehmannia Root Extract 4:1 55 Wild Yam Extract 6%
Reishi Mushroom Extract 4:1 Wild Yam Powder
Rhodiola Rosea Extract 4:1 Williams Elder Extract 4:1
Rhododendron Extract 4:1 Wolfberry Fruit Extract 10:1
Rhododendron Powder Wolfporia Extract 8:1
Rhubarb Extract 4:1 Yellow Dock Root Extract 4:1
Rhubarb Root Powder 60 Yerba Mate Extract (2% caffeine)
Riboflavin (B2) Yerba Mate Extract 4:1
Rice Powder Yohimbe Bark Extract 15:1
Rosemary Extract 20% Yohimbe Bark Extract 2%
Rumex Madaid Extract 4:1 Yohimbe Bark Extract 3%
Salvia Extract 10:1 Yohimbe Bark Powder
Salvia Extract 4:1 65 Yucca Extract 4:1
SAMe
US 9,241,911 B2
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-continued
Enzymes
Herbal Oils
Alpha Galactosidase
Amylase Artichoke Oil
Bromelain Black Currant Seed Oil 14% GLA
Cellulose Black Currant Seed Oil 15% GLA
Papain Borage Oil 20% GLA
Peptidase Borage Oil 22% GLA
Protease Boswellia Serrata Oil
Proteolytic Enzymes CLA Conjugated Linolic Acid 75% min.
Superoxide Dismutase 10 Evening Primrose Oil 10% GLA
Trypsin Evening Primrose Oil 9% GLA
Flax Seed Oil 50% ALA
Garlic Oil
Grape Seed Oil
Guggul Lipid Oil
15 Olive Leak Extract
Phospholipids Oregano Oil
Lecithin Perilla Oil 60% ALA
Phosphatidyl Choline Pumpkin Seed Oil
Phosphatidy Serine Pygeum Oil
Rosehip Oil
Rosemary Oil
Saw Palmetto Oil
Sterols
Tocotrienol Palm Oil
Specialty Nutraceuticals Walnut Oil
Wheat Germ. Oil
5-Hydroxytryptophan Sesame Seed Oil
Acetyl L-Carnitine 25 Dil Seed Oil
Alpha Lipoic Acid Clove Bud Oil
Alpha-Ketoglutarates Ginger Root Oil
Bee Products Cinnamon Leaf Oil
Betaine Hydrochloride Fennel Seed Oil
Bovine Cartilage Curcuma Longa Oil
Caffeine 30 Cummin Seed Oil
Cetyl Myristoleate Celery Seed Oil
Charcoal Coriander Seed Oil
Chitosan Red Rasberry Seed Oil
Choline Cranberry Seed Oil
Chondroitin Sulfate
Coenzyme Q10 Blackberry Seed Oil
35
Collagen
Colostrum
Creatine
Cyanocobalamin (Vitamin B12)
DMAE Marine Oils
Fumaric Acid
Germanium Sesquioxide 40 Cod Liver Oil (1000A/100 D) Cod Liver Oil (2500A/25OD)
Glandular Products Fish Oil 30% EPA 20% DHAFish oil Concentrated
Glucosamine HCL Fish Oil Deodorized Marine Lipid Oil 18/12
Glucosamine Sulfate Marine Lipid Oil 30/20Marine Lipid Oil 36/24
HMB (Hydroxyl Methyl Butyrate) Salmon Oil 18% EPA 12% DHA
Immunoglobulin (Immune System Support) Squalene Oil (Shark)
Lactic Acid 45
L-Carnitine
Liver Products
Malic Acid
Maltose-anhydrous Other Oils
Mannose (d-mannose)
MSM 50 Alpha Lipoic Acid
Other Carnitine Products Cetyl Myristoleate CM
Phytosterols Coenzyme Q10
Picolinic Acid Lecithin
Pyruvate Medium Chain Triglycerides MCT.
Red Yeast Extract
SAMe
55
Selenium Yeast
Shark Cartilage
Theobromine Vitamins
Vanadyl Sulfate
Welvet Deer Antler Ascorbic Acid (Vitamin C)
Yeast BVitamins
60
Biotin
Fat Soluble Vitamins
Folic Acid
HCA (Hydroxycitric Acid)
Herbal Oils Inositol
Mineral Ascorbates
Aloe Vera 65 Mixed Tocopherols
Artichoke Oil Niacin (Vitamin B3)
US 9,241,911 B2
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-continued -continued
Vitamins Minerals
Orotic Acid Phosphorus
PABA (Para-Aminobenzoic Acid) Potassium
Pantothenates Selenium
Pantothenic Acid (Vitamin B5) Sodium
Pyridoxine Hydrochloride (Vitamin B6) Specialty Minerals
Riboflavin (Vitamin B2) Trace Minerals
Synthetic Vitamins Vanadium
Thiamine (Vitamin B1) 10 Zinc
Tocotrienols Malik Acid
Vitamin A Pyruvate
Vitamin D
Vitamin E
Vitamin F
Vitamin K 15
Vitamin Oils Probiotics
Vitamin Premixes
Vitamin-Mineral Premixes Acidophilus
Water Soluble Vitamins Bifido Bacteria
Lactobacillus

Carotenoids
Proteins. Amino Acids
Apocaroteinal
Astaxanthin 25 Amino Acids
Beta-Caroteine Betaine
Canthaxanthin Casein
Carotenoids Functional Soy
Lutein Lutein Esters Glutamic Acid
Lycopene L-Alanine
Zeaxanthin
30 L-Arginine
L-Cysteine
L-Glutamine
L-Glycine
L-Histidine
Hormones L-Isoeueince
L-Leucine
35 L-Lysine
7-Keto-DHEA
Androstenedione L-Methionine
DHEA L-Ornithine
Melatonin L-Phenylalaline
Nor-Androstenedione L-Proline
Prognenolone
Progesterone 40
19 Nor-4-Androstendiol
19 Nor-4-Androstenedione
19 Nor-5-Androstenediol L-Valine
19 Nor-5-Androstendione N-Acetly-L-Cysteine
3-Indolebutyric Acid Protein
4 Androstendiol 45 Soluble Soy
4 Androstendione Soy Protein Isolates
6 Furfurylaminopurene Textured Soy
6-Benzylaminopurine Whey Protein Isolates

50 Specialty Nutrients
ATP
Minerals Forskolin
Boron Sterol Esters
Calcium Stanol Esters
Chelated Minerals 55 Probiotics
Chloride
Chromium
Lactoferin
Coated Minerals Lutein Esters
Cobalt Zeaxanthin
Copper Immunoglobulins
Dolomite
Iodine 60 Ipriflavone
Iron Isoflavones
Magnesium Fructo-Oligo-Saccharides
Manganese Inulin
Mineral Premixes
Mineral Products Huperzine A
Molybdenum 65 Melatonin
Other Minerals Medicinal Mushrooms
Bile Products
US 9,241,911 B2
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Peptone Products salmeterol (SEREVENTR)
Glandular Products terbutaline (BRETHINE(R)
Pancreatic Products Indirect-Acting Sympathomimetic Medicaments
Thyroid Products amphetamine
Ribose 5 cocaine
Probiotics ephedrine, Pseudoephedrine tyramine
Oleo Resins Alpha-Adrenoceptor Antagonists Medicaments
Dill Seed Oleo Resin doxazosin (Cardura CARDURAR)
Black Pepper Oleoresin labetalol (TRANDATER, NORMODYNE(R)
Capsicum Oleoresin 10 phenoxybenzamine (DIBENZYLINE(R)
Examples XI phentolamine (REGITINE(R)
prazosin (MINIPRESS(R)
The present invention further contemplates the use of any terazosin (HYTRINR)
active ingredients or medicaments known in the art. In this 15 tolazoline
trimaZosin
(PRISCOLINE(R)
regard, it is well within the purview of the skilled artisan to
select a particular combination of active ingredients or medi yohimbine (YOCONR)
caments. The following non-limiting lists illustrate exem B-Adrenoceptor antagonist Medicaments
plary active ingredients or medicaments and the broader Sub atenolol (TENORMINR)
classes and classes to which they belong for use in this 20 butoxamine
invention. esmolol (BREVIBLOC(R)
Medicaments Acting on the Autononic Nervous System labetalol (TRANDATER, NORMODYNE(R)
Adrenergic Medicaments metoprolol (LOPRESSORR)
Cholinergic Medicaments nadolol (CORGARDR)
Direct Muscarinic Agonists Choline Esters 25 pindolol (VISKENR)
acetylcholine propranolol (INDERAL(R)
bethanechol (URECHOLINE(R) timolol (BLOCADRENR)
carbachol Adrenergic Neuron Blocking Medicaments
methacholine (PROVOCHOLINE(R) gutanethidine (ISMELINR)
Alkaloids 30 reserpinme
muscarine Cardiovascular System Disorders
pilocarpine (PILOCAR(R) Cardiovascular testing and diagnosis
Direct Nicotinic Agonist Hypertension (HTN)
nicotine Heart Failure
Acetylcholinesterase Inhibitors Acetylcholinesterase Inhibi- 35 Ischemic Heart Disease
tors (“Reversible') Myocardial Infarction
edrophonium (TENSILONR) Arrhythmias
neostigmine (PROSTIGMINR) Isolated Diastolic Heart Failure and Cardiomyopathies
physostigmine (ANTILIRIUM(R) Cardiac Transplantation
Acetylcholinesterase Inhibitors ("Irreversible') 40 Venous Thromboembolism
(diisopropylflurophosphate DFP) Stroke
echothiophate (PHOSPHOLINE(R) Hyperlipidemia
isofluorophate (FLOROPRYL(R) Peripheral vascular disease
Muscarinic Antagonists Atropine Diuretics
ipratropium (ATROVENTR) 45 carbonic-anhydrase inhibitors
pirenzepine loop diuretics
Scopolamine osmotic diuretics
2-PAM: Acetylcholinesterase Reactivator Pralidoxime (Pro potassium sparing diuretics
topam) {2-PAM: peripheral acetycholinesterase reactivator thiazide diuretics
for certain phosphoryl-enzyme complexes 50 Antiarrhythmic Medicaments
Ganglionic Blockers Sodium Channel blocking agents
hexamethonium isopyramide (NORPACE(R)
mecamylamine (INVERSINE(R) flecainide (TAMBOCORR)
trimethaphan ibutilide
Catecholamines 55 lidocaine (XYLOCAINE(R)
dobutamine (DOBUTREX(R) mexiletine (MEXITIL(R)
dopamine (INTROPINR) moricizine (ETHMOZINE(R)
epinephrine procainamide (PRONESTYL(R), PROCANR)
isoproterenol (ISUPREL(R) propafenone (RYTHMOL(R)
norepinephrine (LEVOPHEDR) 60 quinidine
Direct Adrenoceptor Agonist Medicaments tocainide (TONOCARDR)
albuterol (VENTOLINR, PROVERITIL(R) Calcium Channel blocking agents
clonidine (CATAPRES(R) bepridil (VASOCORR)
methoxamine (VASOXYL(R) diltiazem (CARDIZEMR)
oxymetazohne (AFRINR) 65 verapamil (ISOPTINR, CALANR)
phenylephrine (NEO-SYNEPHRINE(R) Adrenergic receptor antagonists
ritodrine (YUTOPAR(R) propranlol (INDERAL(R)
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Other medicaments furosemide (LASIX(R)
adenosine (ADENOCARDR) hydrochlorothiazide (DIURIL(R)
amiodarone (CORDARONE(R) indapamide (LOZOL(R)
bretylium (BRETYLOL(R) metolazone (ZAROXOLYNR)
disopyramide (NORPACE(R) torsemide (DEMADEX(R)
esmolol (BREVIBLOC(R) triamterene
sotalol (BETAPACE(R) Other Agents
Hypolipidemic medicaments hydralazine (APRESOLINE(R)
HMG CoA Reductase Inhibitors minoxidil (ROGAINE(R)
atorvastatin (LIPITOR(R) 10 nitroprusside (NIPRIDE(R)
cerivistatin (BAYCOLOR) prazosin (MINIPRES(R)
lovastatin (MEVACORR) reserpine
pravastatin (PRAVOCHOL(R) sotalol (BREVIBLOC(R)
simvastatin (ZOCORR) spironolactone (ALDACTONE(R)
Bile-acid sequestrants 15 terazosin (HYTRINR)
cholestyramine (QUESTRANR) Antianginal Medicaments
colestipol (COLESTID(R) Organic nitrates
Fibric acids Calcium Channel Antagonists
clofilbrate Adrenergic Receptor Antagonists
fenofibrate (TRICOR(R) amyl nitrite
gemfibrozil (LOPIDR) erythrityl tetranitrate
niacin, nicotinic acid isosorbide dinitrate (ISORDIL(R)
probucol (LORELCOR) nitroglycerin
Antihypertensive mendicants pentaerythritol tetranitrate
Adrenergic receptor antagonists 25 Congestive Heart Failure Medicaments
acebutalol (SECTRAL(R) phosphodiesterase (PDE) inhibitors
atenolol (TENORMIN(R) aminone (INOCOR(R)
betaxolol (BETOPTICR) milrinone (PRIMACOR(R)
bisoprolol (ZEBETAR) carvedilol (COREGR)
carteolol (CARTROL(R) 30 cardiac glycosides
clonidine (CATAPRES(R) digitoxin
labetalcl (NORMODYNER) digoxin
metoprolol (TOPROL(R) diuretics
penbutalol (LEVATOLR) ACE Inhibitors
pindolol (VISKENR) 35 Dobutamine
prazosin (MINIPRES(R) dopamine
propranlol (INDERAL(R) Respiratory System Disorders
terazosin (HYTRINR) Asthma
timolol (TIMOPTIC(R) Chronic Obstructive Lung Disease (COLD)/Chronic
Calcium Channel Antagonists 40 Obstructive Pulmonary Disease (COPD)
amlodipine (NORVASC(R) Acute Respiratory Distress Syndrome (ARDS)
diltiazem (CARDIZEMR) Drug-Induced Pulmonary Disease
felodipine (Plendil) Cystic Fibrosis
isradipine (DYNACIRC(R) Corticosteroids
nicardipine (CARDENER) 45 beclomethasone
nifedipine (PROCARDIAR) betamethasone
nimodipine (NIMOTOPR) cortisone
nisoldipine (SULAR(R) dexamethasone
verapamil (ISOPTINR, CATANR) fluticasone (FLOVENTR/FLONASE(R)
Angiotensin Converting Enzyme (ACE) Inhibitor 50 hydrocortisone
benazepril (LOTENSINR) methylprednisolone
bepridil (VASCOR(R) prednisolone
captopril (CAPOTENR) prednisone
enalapril (VASOTEC(R) triamcinolone
fosinopril (MONOPRIL(R) 55 sympathomimetics
lisinopril (PRINIVIL(R), ZESTRIL(R) albuterol (PROVENTILR/VENTOLINR)
moexipril (UNIVASC(R) salmeterol (SEREVENTR)
quinapril (ACCUPRIL(R) muscarinic antagonists
ramipril (ALTACE(R) ipratropium (COMBIVENTR)
Angiotensin II Receptor Antagonists 60 leukotriene pathway inhibitors
losartan (COZAAR(R) montelukast (SINGULAIR(R)
valasartan (DIOVANR) Zafirtukast (ACCOLATE(R)
Diuretics mast cell stabilizers
amiloride (MIDAMOR(R) cromolyn (INTAL(R)
bumetanide (BUMEX(R) 65 methylxanthines
chlorothalidone (HYGROTONR) theophyline
ethacrynic acid (EDECRINR) aminophylline
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Dnase (Pulmozyme) bismuth
Gastrointestinal System Disorders lactobacillus
Gastro-esophageal Reflux Disease (GERD) Ulcerative Colitis Medicaments
Peptic Ulcer Disease mesalamine
5 olsalazine
Inflammatory Bowel Disease Renal System Disorders
Nausea and Vomiting Acute Renal Failure
Diarrhea, Constipation, Irritable Bowel Disease (IBD) Progressive Renal Failure/Chronic Renal Failure
Portal Hypertension and Cirrhosis Neurologic System Disorders
Drug-Induced Liver Disease 10 Multiple Sclerosis and inflammatory polyneuropathies
Pancreatitis Epilepsy
Viral Hepatitis Parkinson's disease and Movement Disorders
Liver Transplantation Pain management
Histamine-2 receptor antagonists Headache
famotidine (PEPCIDR) 15 Amyotrophic Lateral Sclerosis
nizatidine (AXIDR) Anti-epileptic medicaments
carbamazepine (TEGRETOL(R)
pantoprazole (PROTONIX(R) divalproex sodium (DEPAKOTE(R)
rabeprazole (ACIPHEX(R) felbamate (Felbatol FELBATOLR)
ranitidine (ZANTAC(R) gabapentin (NEURONTINR)
Proton Pump Inhibitors (PPIs) 2O Iamotrigine (LAMICTAL(R)
esomeprazole (NEXIUM(R) oxcarbazepine (TRILEPTAL(R)
lansoprazole (PREVACIDR) phenyloin (DILANTINR)
omeprazole (PRILOSECR) topiramate (TOPAMAX(R)
Anti-nausea/anti-vertigo medicaments Zonisamide (ZONEGRANR)
anticholinergics 25 Antimigraine medicaments
antihistamines (Histamine-1 receptor antagonists) Serotonin 5HT1d receptor agonists
dopamine antagonists almotriptan (AXERTR)
prokinetic gastric stimulant frovatriptan (FROVAR)
serotonin 5HT3 receptor antagonists naratriptan (AMERGER)
dolasetron (ANZMETR) 30 rizatriptan (RIZALTR)
granisetron (KYTRIL(R) Sumatriptan (IMITREX(R)
ondansetron (ZOFRANR) Zolmitriptan (ZOMIG(R)
other medicaments ergot alkaloids
hydroxyzine (ATARAX(R), VISTARIL(R) dihydroergotamine (DHER)
corticosteroids 35 isometheptine/dichlorophenazone (MIDRINR)
benzodiazepines caffeine
cannabinoids pizotifen (SANOMIGRANR)
Prokinetic gastric stimulants (gastric motility stimulants) Sedative-hypnotic Medicaments
cisapride (PROPULSID(R) benzodiazepines
metoclopramide (REGLANR) 40 alprazolam (XANAX(R)
Laxatives clonazepam (KLORIOPINR)
Saline laxatives clorazepate (TRANXENE(R)
magnesium salts diazepam (VALIUM(R)
Sodium salts flumazenil (ROMAZICONR)-antagonist
irritant/stimulant medicaments 45 lorazepam (ATIVANR)
CaSCaa midazolam (VERSEDR)
SCa triazolam (HALCIONR)
phenolphthalein barbiturates/Anesthetics
bisacodyl pentobarbital (Nembutal)
casanthranol 50 Phenobarbital (Lumninal LUMINAL(R)
castor oil thiopental (PENTOTHAL(R)
bulk producing medicaments non-depressant anxiolytic
methylcellulose buspirone (BUSPAR(R)
psyllium Treatment of Alcoholism
polycarbophil 55 disulfiram (ANTABUSE(R)
lubricant Pain Management Medicaments
mineral oil Opioids
Surfactants Opioid Peptides
docusate beta-endorphin
miscellaneous 60 dynorphin
glycerin enkephalins
lactulose Agonists
Anti-diarrheal medicaments codeine
diphenoxylate etorphine
atropine 65 fentanyl (SUBLIMAZE(R)
diphenoxin hydrocodeine
loperamide hydromorphone
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meperidine (DEMEROL(R) Butyrophenone type
methadone (DOLOPHINE(R) haloperidol (HALDOL(R)
morphine Dibenzodiazepine type
oxycodone clozapine (CLOZARIL(R)
propoxyphene Thienobenzodiazepine type
Agonist-antagonists olanzapine (ZYPREXAR)
buprenorphine quetiapine (SEROQUEL(R)
Partial Agonist Antidepressant Medicaments
dezocine (DALGANR) Tricyclic antidepressants (TCA's)
malbuphine (NUBAINR) 10 amitriptyline (EVAVILR, ENDEPR)
pentazocine (TALWAINR) clomipramine (ANAFRANIL(R), also a SSRI
Antagonist desipramine (Norpramin NORPRAMINR)
naloxone (NARCANR) doxepin (SINEQUANR)
Non-opiate imnipramine (TOFRANIL(R)
acetaminophen (TYLENOL(R) 15 maprotiline (LUDIOMILR)
tramadol (ULTRAMR) nortriptyline (AVENTYL(R), PAMELORR)
Anti-Parkinsonism Medicaments protriptyline (VIVACTIL(R)
levodopa Monoamine oxidase inhibitors (MAO-I's)
carbidopa clorgyline (specific for MAO type A)
bromocriptine (PARLODEL(R) isocarboxazid (MARPLANR)
pergolide (PERMAX(R) phenelzine (NARDIL(R)
amantadine (SYMMETREL(R) tranylcypromine (PARNATE(R)
selegiline (DEPRENYL(R) Second Generation Medicaments (not including SSRIs)
anticholinergic agents amoxapine (ASENDINR)
dopamine Agonists 25 bupropion (WELLBUTRINR)
pramipexole (MIRAPEX(R) netazodone (SERZONER)
ropinirole (REQUIPR) trazodone (DESYREL(R)
COMT inhibitors Serotonin-Specific Reuptake Inhibitors (SSRIs)
entacapone (COMTANR) citalopram (CELEXAR)
tolcapone (TASMAR(R) 30 clomipramine (ANAFRANIL(R)
Anti-Spasticity Medicaments escitalopram (LEXAPROR)
baclofen (LIORESAL(R) fluoxetine (PROZAC(R)
botulinum toxin type A (BOTOX(R) fluvoxamine (LUVOX(R)
carisoprodol (SOMAR), RELAR) paroxetine (PAXIL(R)
chlorphenesin (Maolate MAOLATE(R) 35 sertraline (ZOLOFTR)
chlorZoxazone (PARAFLEX(R) Other
cyclobenzaprine (FLEXERIL(R) lithium
dantrolene (DANTRIUM(R) mirtazapine (TEMERONR)
diazepam (VALIUM(R) venlafaxine (EFFEXOR(R)
metaxalone (SKELAXINR) 40 Anti-Anxiety Agents
methocarbamol (ROBAXINR) barbiturates
orphenadrine (NOR-FLEX(R) benzodiazepines
tizanidine (ZANAFLEX(R) buspirone (BUSPARR) chloral hydrate
Psychiatric System Disorders doxepin
Childhood psychiatric disorders 45 hydroxy Zine
Attention Deficit Hyperactivity Disorder (ADHD)/Atten sedative-hypnotics
tion Deficit Disorder (ADD) serotonin reuptake inhibitors
Eating disorders Anti-Demential Medicaments
Alzheimer's disease and Dementia Disorders cholinesterase inhibitors
Substance abuse and Addictive Disorders 50 donepezil (ARICEPTR)
alcohol, tobacco and caffeine abuse galantamine (REMINYL(R)
Schizophrenia rivastigmine (EXELONR)
Depressive disorders tacrine (COGNEX(R)
Bipolar disorders Endocrinologic System Disorders
Anxiety disorders 55 Diabetes mellitus
Obsessive-Compulsive disorders Thyroid disorders
Sleep disorders Adrenal Gland disorders
Psychostimulant Medicaments Pituitary Gland disorders
amphetamine mixed salts (ADDERALL(R) ACTH
dextroamphetamine (DEXEDRINE(R) 60 Adrenal androgens
methylphenidate (RITALINR, CONCERTAR) Adrenocortical Function Antagonists
Antipsychotic Medicaments (dopamine antagonists) Mineralocorticoid antagonists
Phenothiazine type Anti-Diabetic Medicaments
chlorpromazine (THORAZINE(R) Insulin
fluphenazine (PROLIXINR) 65 Sulfonylureas
Thioxanthene type acetohexamide (DYMELOR(R)
thiothixene (NAVANE(R) chlorpropamide (DIABINESE(R)
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glimepiride (AMARYL(R) vardenafil (LEVITRAR)
glipizide (GLUCOTROL(R) tolterodine (DETROL(R)
glyburide (MICRONASE(R), DIABETAR) tamulosin (FLOMAX(R)
tolazaride (TOLINASE(R) yohimbine
tolbutamide (ORINASE(R) 5 Immunologic System Disorders
Biguanides Systemic Lupus Erythematosus and other Collagen-vascu
metformin (GLUCOPHAGE(R) lar diseases
Alpha-glucosidase Inhibitors Allergic and pseudo-allergic drug reactions
acarbose (PRECOSE(R) Bone and Joint System Disorders
miglitol (GLYSETR) 10 Osteoporosis and Osteomalacia
Thiazolidinedione Derivatives Rheumatoid Arthritis
pioglitazone (ACTOS(R) Osteoarthritis
rosiglitazone (AVANDIAR) Gout and hyperuricemia
troglitazone (REZULINR) Medicaments used in the Control of Inflammation
Thyroid Disorder Medicaments 15 Non-steroidal anti-inflammatory drugs (NSAIDs)
Levothyroxine aspirin
Liothyronine diclofcenac (CATAFLAMIR, VOLTARENR)
Liotrix diflusnisal (DOLOBIDR)
Hypothalamic and Pituitary Gland Medicaments etodolac (LODINE(R)
bromocriptine (PARLODEL(R) fenoprofen (NALFONR)
chorionic gonadotropin (hCG(R) flubiprofen (ANSAID(R)
corticotropin generic (ACTHR) ibuprofen (MOTRINR, ADVIL(R), NUPRINR)
cosyntropin (CORTROSYNR) indomethacin (INDOCINR)
desmopressin (DDAVPR) ketoprofen (ORUDIS(R)
gonadorelin acetate (GnRH) (LUTREPULSE(R) 25 ketcrolac (TORADOL(R)
gonadorelin hydrochloride (GnRH) (FACTREL(R) mecofenamate
goserelin acetate (ZOLADEXOR) nabumetone (RELAFENR)
growth hormone naproxen (NAPROSYNR)
histrelin (SUPPRELINR) oxaprozin (DAYPROR)
leuprolide (LUPRONR) 30 phenylbutaZone
menotropins (hMG) (PERGONAL(R), HUMEGONR) piroxicam (FELDENE(R)
natarelin (SYNAREL(R) salicytate
octreotide (SANDOSTATINR) sulindac (CLINORIL(R)
oxytocin (PITOCINITR, SYNTOCINONR) tolimetin (TOLECTINR)
pergolide (PERMAX(R) 35 Cyclocygenase-2 inhibitors (COX-2)
protirelin (THYPINONER), RELEFACT TRHR) celecoxib (CELEBREX(R)
sermorelin (GHRH) (GEREFR) rofecoxib (VIOXX(R)
somatrem (PROTROPINR) Arthritis and Gout Medicaments
somatropin (HUMATROPE(R), NUTROPINR) allopurinol
thyrotropin (TSH) (THYTROPAR(R) 40 anti-malarial compounds
urofollitropin (METRODINR) chloroquine
vasopressin (Pitressin Synthetic) colchicine
Gynecologic System and Obstetric Conditions enbrel
Pregnancy and Lactation Glucocorticoids
Infertility 45 Gold
Contraception methotrexate
Menstruation-related disorders NSAIDS
Endometriosis Penicillamine
Hormone Replacement Therapy (HRT) Other Medicaments
Conjugated estrogens (PREMARINR) 50 alendronate (FOSAMAX(R)
desogestrel raloxifene (EVISTAR)
di-norgestrel Disorders of the Eyes, Ears, Nose, and Throat Systems
ethinyl diacetate Glaucoma
ethinyl estradiol Allergic rhinitis
levonorgestrel 55 Histamine-1 receptor antagonists
medroxyprogesterone brompheniramine (DIMETANE(R)
norethindrone norgestimate cetirizine (ZYRTEC(R)
progesterone chlorpheniramine (CHLOR-TRIMETONR)
Urologic System Disorders clemastine (TAVIST(R)
Erectile Dysfunction 60 cyproheptadine (PERIACTINR)
Benign Prostatic Hypertrophy dimenhydrinate (DRAMAMINE(R)
Urinary Incontinence diphenhydramine (BENDARYL(R)
apomorphine doxylamine (SOMINEXR, UNISOMR)
alprostadit fexofenadine (ALLEGRAR)
phosphodiesterase (PDE-5) inhibitors 65 loratidine (CLARITINR)
sildenafil (VIAGRAR) Sympathomimetic medicaments
tadalafil (CIALIS(R) pseudoephedrine (Sudated)
US 9,241,911 B2
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Dermatologic System Disorders Cephalosporins
Acne 1st generation:
Psoriasis cefazolin (ANCEFR, DEFZOL(R)
Rosacea and pigmentation disorders cephalexin (KEFLEX(R)
Hematologic System Disorders cephatothin (KEFLINR)
Hematopoeisis 2nd generation:
Anemias cefaclor (CECLOR(R)
Coagulation disorders cefoxitin (MEFOXINR)
Sickle-cell anemia cefpodoxime (VANTINR)
Drug-induced hematologic disorders 10 cefuroxime (ZINACEFR, CEFTINR)
Coagulation Disorders Medicaments loracarbef (LORABIDR)
aspirin 3rd generation:
cefoperaZone
clopidogrel (PLAVIX(R) cefotaxime (CLAFORANR)
fibrinolytic inhibitors 15 cefotetan
fibrinolytics ceftazidime (FORTAX(R), TAXIDIMER),
glycoprotein (GP) IIb/IIIa antagonists/monoclonal anti TAZICEFR)
bodies ce?triaxone (ROCEPHINR)
abciximab (REOPROR) ve?tizoxime (CEFIZOX(R)
eptifibatide (INTEGRELINR) 4th generation:
tiofibran (AGGRASTATR) cefepime
heparin Other beta-Lactams aztreonam (AZACTANR)
low-molecular weight heparins clavulanic acid
Plasma fractions-blood factors imipenem (PRIMAXINR)
ticlopidine (TICLIDR) 25 meropenem (MERREM IV(R)
vitamin K Sulbactam
warfarin (COUMADINR) Other Cell-Wall Synthesis Inhibitors bacitracin
Infectious System Diseases cycloserine
Central Nervous System (CNS) infections fosfomycin (MONUROL(R)
Lower Respiratory Tract Infections 30 vancomycin (VANCOCINR)
Upper Respiratory Tract Infections Agents Which Affect Cell Membranes
Skin and Soft Tissue Infections
Polymixins
Colistimethate
Infective Endocarditis Potymyxin B
Tuberculosis 35 Protein Synthesis Inhibitors
Gastrointestinal Infections and Enterotoxigenic poison Amino glycosides
ings amikacin (AMIKINR)
Intra-abdominal Infections gentamicin (GARAMYCINR)
Parasitic diseases kanamycin (KANTREX(R)
Urinary Tract Infections and Prostatis 40 neomycin
Sexually Transmitted Diseases netilmicin (NETROMYCINR)
Bone and Joint Infections streptomycin
Sepsis and Septic Shock tobramycin
Superficial Fungal Infections Tetracyclines
Invasive Fungal Infections 45 demeclocycline (DECLOMYCINR)
Infections in Immunocompromised Patients doxycycline
Antimicrobial prophylaxis in Surgery doxycyclimine (VIBRAMYCINR, DORYX(R)
Vaccines, toxoids, and other immunobiologics tetracycline (ACHROMYCINR)
Human Immunodeficiency Virus Infection Macrollides
Medicaments Used in Infectious Diseases 50 azithromycin (ZITHROMAX(R)
Cell Wall Synthesis Inhibitors clarithromycin (BIAXINR)
Penicillins erythromycin esters erythromycin
amoxicillin (AMOXIL POLYMOX(R) Other Protein Synthesis Inhibitors
ampicillin (PRINCIPENR), OMNIPENR) Chloramphenicol (CHLOROMYCETINR)
benzathine Penicillin G
55 Clindamycin (CLEOCINR)
Spectinomycin (TROBICINR)
benzyl Penicillin (PENICILLING(R) Inhibitors of Folate-Dependent Pathways
carbenicillin (GEOCILLINR) co-trimoxazole
cloxacillin (CLOXAPENR) silver Sulfadiazine
dicloxacillin (DYNAPENR) 60 sodium Sulfacetamide
methicillin (STAPHCILLINR) sulfamethoxazile (GANTANOL(R)
mezlocillin sulfasalazine (AZULFIDINE(R)
nafcillin (NAFCIL(R), UNIPENR) (SALICYLAZOSULFAPYRIDINE(R)
oxacillin sulfisoxazole (GANTRISINR)
phenoxymethyl Penicillin (PENICILLINV(R) 65 Sulfonamides
piperacillin (PIPRACHR) Dihydrofolate Reductase Inhibitor
ticarcillin (TICAR(R) trimethoprim
US 9,241,911 B2
85 86
DNA Gyrase Inhibitors Oncologic and Immunological Disorders
ciprofloxacin (CIPROR) Breast Cancer
gatifloxacin (TEQUINR) Lung Cancer
levofloxacin (LEVAQUINR) Colorectal Cancer
lomefloxacin (MAXAQUINR) 5 Prostate Cancer
nalidixic acid Malignant Lymphomas
ofloxacin (FLOXINR) Ovarian Cancer
Urinary Tract Antiseptics Acute Leukemias
nitrolurantoin Chronic Leukemias
Antimyobacterial Agents " Melanoma and other Skin Cancers
First-line anti-TB medicaments Hematopoeitic StemCell Transplantation
ethambutol Anti-Neoplastic Medicaments
isoniazid (INI-IR) Alkylating Agents
pyrazinamide 15 busulfan (MYLERANR)
rifampin (RIMACTANE(R) carboplatin (PARAPLATINR)
streptomycin carmustine (BNCUR, BiCNUR)
Second-line anti-TB medicaments cisplatin (PLATINOL(R)
capreomycin A cyclophosphamide (CYTOXANR)
cycloserine 2O ifofamide (IFEX(R)
dapsone lomustine (CCNUR), CeeNUR)
ethionamide mechlorethamine (MUSTARGENR)
para-aminosalicylic acid meiphalan (ALKERANR)
AntiFungal Agents procarbazine (MATULANE(R)
amphotericin B (FUNGIZONER), AMPHOTEC(R) 25 thiotepa
clotrimazole (MYCELEX(R) Antimetabolites
fluconazole (DIFLUCANR) folic acid Antagonist
flucytosine methotrexate
griseofulvin Purine Antagonists 6-mercaptopurine
itraconazole (SPORANOX(R) 30 6-thioguanine
ketoconazole (NIZORAL(R) Pyrimidine Antagonists
miconazole (MONISTATR) cytarabine (ARA-CR)
nystatin (MYCOSTATINR) fluorouracil (5-FUR)
Hormonal Agents Hormones
Antiparasitic Agents 35 diethylstilbestrol (DES(R)
Antimalarials estrogens
chloroquine (ARALENR) prednisone (DELTASONE(R)
mefloquine (LARIAMR) Modulation of Hormone Release & Action Aminoglute
primaquine thimide
pyrimethamine-sulfadoxine (FANSIDAR(R) 40 leuprolide acetate
Anti protozoals tamoxifen (NOLVADEX(R)
metronidazole (FLAGYL(R) Plant Alkaloids
pentamidine isethionate Vinca Alkaloids
pyrimethamine-Sulfonamide vinblastine (VELBANR)
trimethoprim (generic) sulfamethoxazole (GAN- 45 Vincristine (Oncovin ONCOVINR)
TANOL(R) Podophyllotoxins
Antihelminthic Medicaments Etoposide (VP-16(R)
mebendazole Other
praziquantel (BILTRICIDE(R) docetaxel (TAXOTERE(R)
pyrantel pamoate 50 paclitaxel (TAXOL(R)
thiabendazole (MINTEZOL(R) Antibiotics
Antiviral Medicaments bleomycin (BLENOXANE(R)
acyclovir (ZOVIRAX(R) dactinomycin (COSMEGENR)
didanosine (DDIR) daunorubicin (DAUNOXOME(R)
foscarnet (FOSCAVIR(R) 55 doxorubicin (ADRIAMYCINR)
ganciclovir (DHPG(R), CYTOVENER) mitomycin (MUTAMYCINR)
ribarvirin Other Anti-neoplastic Medicaments
rimantadine amsacrine (AMSAR)
stavudine (d4T)) azathioprine (IMURANR)
valacyclovir (VALTREX(R) 60 capecitabine (XELODAR)
vidarabine (VIRA-AR) chlorambucil (LEUKERANR)
Zalcitabine (DDC(R) cyclosporine (SANDIMMUNER), NEORAL(R)
zidovudine (AZIDOTHYMIDINER, AZTR) gemcitabine (GEMZAR(R)
Protease inhibitors hydroxyurea (HYDREAR)
indinavir (CRIXIVANR) 65 mitotane (SODRENR)
ritonavir (NORVIRR) mitoxantrone (NOVANTRONE(R)
saquinavir (FORTOVASE(R) pamidronate (AREDIAR)
US 9,241,911 B2
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Immunosuppressant Medicaments Dietary Supplements
15-desoxyspergualin Arnica
corticosteroids Bilberry
cyclosporine Black Cohosh
Interferons 5 Cat's claw
Chamomile
Interleukins Echi
CaCCa
mycophenolate mofetil Evening Primrose Oil
sirolimus (RAPAMYCINR) Fenugreek
tacrolimus Flaxseed
thalidomide " Feverfew
Nutritional Disorders Garlic
Malnutrition, vitamin and mineral deficiencies Ginger root
Enteral Nutrition E. biloba
Obesi 1nSeng
GroENICAL) 15 Goldenrod
Hawthorn
appetite Suppressants Kava-Kava
sympathomimetic stimulants Licorice
amphetamine Stimulants Milk thistle
Mineral Supplementation 2O Psyllium
calcium ion iodine Rauwolfia
iron Senna
magnesium ion Soybean
phosphorous St. John's wort
potassium ion 25 Saw palmetto
Selenium Turmeric
Sodium ion Valerian
Zinc Therapeutic Proteins and Biotechnology Medicaments
Fat-soluble vitamins Additional Agents: NORVACS(R), NEURONTINR,
vitamin A 30 PAXIL(R), AUGMENTINR, PROPECIAR, LAMISIL(R),
vitamin D LESCOLR, bisphosphonate.
vitamin E Other Drugs
vitamin K abacavir sulfate
Water-soluble vitamins acetazolamide
vitamin C 35 acetylsalicylic acid
thiamine (vitamin B1) albendazole
riboflavin (vitamin B2) allopurinol
niacin (vitamin B3) amiloride hydrochloride
pyridoxine (vitamin B6) amitriptyline hydrochloride artemether
folate 40 atropine Sulfate
cyanocobalamin (vitamin B12) benznidazole
Medicaments Used to Alleviate Symptoms of Allergic Rhini- biperiden hydrochloride
tis, Upper Respiratory Symptoms, Cough, Mild Aches and chloroquine phosphate
Pains chlorpheniramine maleate
Nasal Decongestants 45 chlorpromazine hydrochloride
ephedrine cimetidine
phenylephrine ciprofloxacin hydrochoride
phenylpropanolamine clofazimine
pseudoephedrine clomiphene citrate
Antihistamines (Histamine-1 receptor antagonists) 50 clomipramine hydrochloride
Antitussive agents cloxacillin Sodium
benzonatate codeine phosphate
codeine dapsone
dextromethorphan didanosine
Expectorants 55 diethylcarbamazine citrate
guaifenesin digoxin
iodinated glycerol diloxanide furoate
terpin hydrate DL-methionine
Xanthines Doxycycline
aminophyline 60 Efavirenz
caffeine ergometrine maleate
dyphylline ergotamine tartrate
theophylline erythromycin ethyl Succinate
Pain relievers ethambutol hydrochloride
narcotic agonists 65 ethosuximide
NSAIDS ferrous sulfate
acetaminophen alendronate Sodium
US 9,241,911 B2
89 90
amlodipine besylate pyridostigmine bromide
amphetamine (mixed salts) raloxifene hydrochloride
atorvastatin calcium ranitidine hydrochloride
benazepril hydrochloride rifampicin
bisoprolol fumarate risedronate Sodium
bupropion hydrochloride risperidone
carbidopa rosiglitaZone maleate
cefprozil salbutamol sulfate
cetirizine hydrochloride saquinavir mesylate
citalopram hydrobromide 10
sertraline hydrochloride
sildenafil citrate
clindamycin hydrochloride Sulfadiazine
clonidine hydrochloride Sumatriptan Succinate
clopidogrel bisulfate tamoxifen citrate
cyclobenzaprine hydrochloride tamsulosin hydrochloride
desloratadine 15 temazepam
digoxin terazosin hydrochloride
diltiazem hydrochloride timolol maleate
doxazosin mesylate tolterodine tartrate
doxycycline tramadol hydrochloride
enalapril maleate trazodone hydrochloride
fexofenadine hydrochloride triclabendazole
fluoxetine hydrochloride valacyclovir hydrochloride
folic acid Valdecoxib
fosinopril sodium valproic acid
hydrocodone bitartrate 25 Valsartan
hydrocodone venlafaxine hydrochloride
hydroxyzine hydrochloride Verapamil hydrochloride
indinavir warfarin sodium
irbesartan Zolpidem tartrate
isosorbide mononitrate 30
Examples XII
lamivudine
levothyroxine sodium As can be seen above, various embodiments of the present
lopinavir invention can be utilized in specific medical applications. By
loratadine way of example only and not by way of limitation, the present
losartan potassium 35 invention can be practiced to prepare delivery devices for use
meclizine hydrochloride in chemotherapy to address/treat, by way of example and not
medroxyprogesterone acetate by limitation, the following aspects of chemotherapy: psy
meperidine chological, timing (to coincide with tumor growth for
metformin hydrochloride example) route of administration, nausea, vomiting (CINV).
methylphenidate hydrochloride 40 compliance, and cost (e.g. reduce hospital management of
methylprednisolone patients, reduce the number of “repeat” drug doses due to
metoclopramide hydrochloride) patient vomiting, etc.). Still further, the just mentioned
minocycline hydrochloride aspects are not limited to chemotherapy, as the present inven
montelukast sodium tion can be practiced to address common aspects between
naproxen Sodium 45 chemotherapy and other treatments.
nelfinavir Further by way of examples, capsules containing Zofran
nevirapine (ondansertron), Temodar (temozolomide) can be made.
niclosamide Still further, the present invention can be used in cardio
nicotinamide vascular treatments, for example hypertension, heart failure,
nifurtimox 50 and heart rhythm disorders. Also, the present invention can be
nitrofurantoin used in immunology (e.g. transplant rejections, auto-immune
nortriptyline hydrochloride disorders, etc.). The present invention can be used to treat
oxybutynin chloride neurological disorders (such as Parkinson's disease, demen
oxycodone hydrochloride tia, stroke, epilepsy, and migraine headache, etc.), psychiatric
paracetamol 55 disorders (schizophrenia, bipolar disease, depression, anxi
paroxetine hydrochloride ety, ADHD/ADD. Addictions, etc.), infectious diseases (fun
penicillin V potassium gal, bacterial, viral (HIV), etc.), and in anesthesiology (induc
phenyloin Sodium tion anesthesia, local anesthesia). Furthermore, the present
pioglitaZone hydrochloride invention has application in endocrinology (cholesterol, dia
prednisolone 60 betes, hormone replacement therapy, thyroid dysfunction,
primaquine phosphate oral contraception, obesity, etc.), dermatology (onychomyco
pravastatin Sodium sis, acne, rosaceae, psoriasis, etc.), rheumatology (arthritis,
prednisolone gout, osteoporosis/Osteomalacia), respiratory fields (asthma,
promethazine hydrochloride emphysema, cystic fibrosis, etc.), gastro-intestinal fields
promethazine fumarate 65 (gastroesophageal reflux disease, ulcer prophylaxis, crohn's
propylthiouracil disease, inflammatory bowel disease, etc.), chronic real fail
pyrantel embonate ure (vitamin and mineral replacement, blood pressure regu
US 9,241,911 B2
91 92
lation, diabetes, depression, etc.), genito-urinary (enlarged DHA
prostate/BPH, overactive bladder, erectile dysfunction, femi Omega 3
nine yeast infections, etc.) and hematology-oncology (throm Secondary Capsule:
boembolous, hermatopoeisis, neoplastic disease, nausea/ SAME
Vomiting). L Tyrosine
Category: Cardio Support
Examples XIII Primary Capsule:
d alpha Trocopherol
The present invention can be utilized with a variety of 10
Tocotrienol
excipients. Categories of excipients include, but are not lim Flax Oil Omega 6
ited to, Binders, Disintegrants Fillers (diluents), Lubricants, Fish Oil Omega 3
Glidants (flow enhancers), Compression aids, Colors, Sweet Secondary Capsule:
eners, Preservatives, Suspensing/dispersing agents, Film Calcium
formers/coatings, Flavors, and Printing inks. Still further by 15
Magnesium
way of example and not by limitation, the present invention Coenzyme Q10
can be utilized with the following excipients: Category: Diet Support
Primary Capsule:
Magnesium Stearate Titanium Dioxide
Conjugated Linolic Acid
Lactose Stearic Acid Flax Seed Oil
Microcrystalline Cellulose Sodium Starch Glycolate Secondary Capsule:
Starch (corn) Gelatin Chromium
Silicon Dioxide Talc
Sucrose Croscarmellose
Zinc
Calcium Stearate Hydroxy Propyl Cellulose L. Carnitine
Povidone Ethylcellulose 25 Category: Immune Support
Pretzelatinized Starch
Hydroxy Propyl Methylcellulose
Calcium Phosphate (dibasic)
Crospovidone
Primary Capsule:
OPA products (coatings & inks) Garlic Oil
Shellac (and Glaze)
Olive Leaf Oil
d alpha Tocopherol
30 Secondary Capsule:
Examples XIV Zinc
Echinacea
Examples of the Supporting nutraceutical formulations are Category: Laxative Support
to illustrate examples where specific categories of the natural Primary Capsule:
products industry can be utilized with the present invention. 35 Aloe Vera
There are many more categories than the ones that are listed Flax Seed Oil
and therefore this is for simply for the purpose to show that the Secondary Capsule:
technology is broad and could be utilized for many specific Senna Leaf
categories. The specific mg of each product is not included Psyllium
due to the amounts of each material is typically based upon 40 Category: Prostate Support
the formulators opinions, however there are some (RDA) Primary Capsule:
recommended daily allowances that could be used to deter Saw Palmetto Oil
mine the formulation. Pygeum Oil
Category: Antioxidant Flaxseed Oil
Primary Capsule: 45 Pumpkin Seed Oil
d alpha Tocopherol Secondary Capsule:
Beta Carotene Selenium
Tocotrineol Zinc
Grape Seed Oil Boswellia Serrata
Secondary Capsule: 50 Category: Inflammation Support
Selenium Primary Capsule:
Vitamin C Ester Boswellia Serrata Oil
Category: Brain Support Guggul Oil
Primary Capsule: Omega 3 Oil
d alpha Tocopherol 55 Ginger Oil
DHA Secondary Capsule:
Omega 3 Curcumin
Lecithin Holy Basil
Choline Category: Sports Nutrition/Muscle Support
Secondary Capsule: 60 Primary Capsule:
Coenzyme Q10 Conjugated linolic Acid
Ginkgo Biloba MCT O1
B12 Secondary Capsule:
Category: Mood Support Zinc
Primary Capsule: 65 Chromium
Dalpha Tocopherol Tribulus Terestris
Lecithin 19 Nor-5-Androstendione
US 9,241,911 B2
93 94
Category: Menopause Support als, carotenoids, hormones, proteins, amino acids, spe
Primary Capsule: cialty nutrients, probiotics, enzymes, brain Supportcom
Evening Primrose Oil ponents, mood Support components, cardio Support
Red Raspberry Oil components, diet Support components, immune Support
Secondary Capsule: components, laxative Support components, inflamma
Licorice Root tion Support components, prostate Support components
Black Cohosh sports nutrition components, menopause Support com
Soy Isoflavones ponents, cholesterol Support components, or mixtures
Category: Cholesterol Support thereof.
Primary Capsule: 10 2. The multi-compartment capsule of claim 1, wherein the
Sterol Esters antioxidants comprise: d-alpha tocopherol, beta carotene,
Guggul Oil tocotrienol, grape seed oil, selenium, Vitamin C, or mixtures
d alpha Tocopherol thereof.
Tocotrienol 3. The multi-compartment capsule of claim 1, wherein the
Secondary Capsule: 15 brain Support components comprise: d-alpha tocopherol,
Garlic Extract docosahexaenoic acid (DHA), Omega 3 fatty acids, lecithin,
Zinc choline, coenzyme Q 10, Ginkgo biloba, vitamin B 12, or
From the above discussion, it will be appreciated that the mixtures thereof.
present invention provides novel integrated capsule delivery 4. The multi-compartment capsule of claim 1, wherein the
apparatus and methods for delivering diverse physical states mood support components comprise: d-alpha tocopherol,
(e.g., Solid, liquid, gas or dispersion) of a single active ingre lecithin, docosahexaenoic acid (DHA), Omega 3 fatty acids,
dient or medicament (e.g., pharmaceutical, biotechnical, S-Adenosylmethione (SAM-e), I-tyrosine, or mixtures
nutraceutical, vitamin, dietary Supplement, mineral or com thereof.
bination thereof), or a plurality of active ingredients or medi 5. The multi-compartment capsule of claim 1, wherein the
caments, in a single dosage capsular form, wherein at least 25 cardio Support components comprise: d-alpha tocopherol,
two of the active ingredients or medicaments if different tocotrienol, flax oil, fish oil, Omega 6 fatty acids, Omega 3
receiving chambers have physical states that differ. In pre fatty acids, calcium, magnesium, coenzyme Q10, or mixtures
ferred design, the encapsulation processes and multi-com thereof.
partment capsular technology of the present invention may 6. The multi-compartment capsule of claim 1, wherein the
include various desirable properties such as, for example, 30 diet Support components comprise: conjugated linoleic acid,
controlling time-release of key active ingredients or medica flaxseed oil, chromium, Zinc, I-carnitine, or mixtures thereof.
ments, prolonging shelf-life of the active ingredients or medi 7. The multi-compartment capsule of claim 1, wherein the
caments, improving palatability, reducing overall production immune Support components comprise: garlic oil, olive leaf
costs and reducing the number of capsules consumed by a oil, d-alpha tocopherol, Zinc, Echinacea, or mixtures thereof.
patient or consumer as nutritional or therapeutic agents. 35 8. The multi-compartment capsule of claim 1, wherein the
The present invention provides novel integrated capsule prostate Support components comprise: saw palmetto,
delivery apparatus and methods for delivering a single dos pygeum oil, flax seed oil, pumpkin seed oil, selenium, Zinc,
age, multi-compartment capsule comprising a capsular base Boswellia Serrata extract or oil, or mixtures thereof.
and cap configuration, wherein the size and shape of the cap, 9. The multi-compartment capsule of claim 1, wherein the
relative to its sealing relationship with the base, generally 40 inflammation Support components comprise: Boswellia ser
eliminates or Substantially reduces any potential dead space rata extract or oil, guggul oil, Omega 3 oil, ginger oil, cur
volume within the internal periphery, of the capsule, thereby cumin, Holy Basil, or mixtures thereof.
functionally negating the opportunity for reaction between an 10. The multi-compartment capsule of claim 1, wherein the
air bubble and one or more active ingredients introduced into sports nutrition components comprise: conjugated linoleic
the capsule and, accordingly, improving stability of the cap 45 acid, medium chain triglycerides oil (MCT oil), zinc, chro
Sular ingredient(s). mium, Tribulus terrestris, 19-nor-d-androstendione, or mix
The present invention may be embodied in other specific tures thereof.
forms without departing from its spirit or essential character 11. The multi-compartment capsule of claim 1, wherein the
istics. The described embodiments are to be considered in all menopause Support components comprise: Evening primrose
respects only as illustrative, and not restrictive. The scope of 50 oil, red raspberry oil, licorice root, black cohosh, soy isofla
the invention is, therefore, indicated by the appended claims, Vones, or mixtures thereof.
rather than by the foregoing description. All changes which 12. The multi-compartment capsule of claim 1, wherein the
come within the meaning and range of equivalency of the cholesterol Support components comprise: Sterol esters, gug
claims are to be embraced within their scope. gul oil, d-alpha tocopherol, tocotrienol, garlic extract, Zinc or
What is claimed and desired to be secured by United States 55 mixtures thereof.
Letters Patent is: 13. The multi-compartment capsule of claim 1, wherein the
1. A multi-compartment capsule, comprising: a first receiv extracts comprise: bilberry, black cohosh, cinnamon, dande
ing chamber comprising at least one ingredient having a first lion, forskolin, turmeric, green tea, ginseng, fennel seed,
physical state, and a second receiving chamber comprising at fenugreek, curcumin, guarana, garlic, glucosamine, gotu
least one ingredient having a second physical state, 60 kola, grape seed, mahuang, hesperidin, red rice yeast, spir
wherein the first physical state of the ingredient of the first ulina, saw palmetto, St. John's Wort, yohimbe, yohimbine,
receiving chamber is different from the second physical Valerian, kava kava, chamomile, quercetin, oregano, Sage,
state of the ingredient of the second receiving chamber, saw palmetto, lavender, or mixtures thereof.
and 14. The multi-compartment capsule of claim 1, wherein the
wherein the ingredients are pharmaceuticals, medica 65 ingredients consist essentially of anticholinergics, anti-nau
ments, nutraceuticals, botanicals, extracts, antioxidants, seants, anti-vertigo agents, histamine-1 receptor antagonists,
phospholipids, herbal oils, marine oils, vitamins, miner proton-pump inhibitors, dopamine antagonists, prokinetic
US 9,241,911 B2
95 96
gastric stimulants, serotonin 5HT3 receptor antagonists, cor
ticosteroids, antihistamines, benzodiazepines, cannabinoids,
or mixtures thereof.
15. The multi-compartment capsule of claim 14, wherein
the ingredients consist essentially of a serotonin 5 HT3
receptor antagonist and a cannabinoid.
16. The multi-compartment capsule of claim 15, wherein
the serotonin 5 HT3 receptor antagonist comprises: dolas
etron, granisetron, or ondansetron.
17. The multi-compartment capsule of claim 1, further 10
comprising a third receiving chamber for incorporating at
least one ingredient that is different from the ingredients in
the first and second receiving chambers.
k k k k k
UNITED STATES PATENT AND TRADEMARK OFFICE
CERTIFICATE OF CORRECTION
PATENT NO. : 9,241,911 B2 Page 1 of 1
APPLICATIONNO. : 14/036521
DATED : January 26, 2016
INVENTOR(S) : Fred H. Miller

It is certified that error appears in the above-identified patent and that said Letters Patent is hereby corrected as shown below:

Claims

In column 94, claim 4, line 22, please replace “I-tyrosine” with -l-tyrosine--

In column 94, claim 6, line 31, please replace “I-carnitine with --l-carnitine

Signed and Sealed this


Third Day of May, 2016
74.4.4.2% 4 Michelle K. Lee
Director of the United States Patent and Trademark Office

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