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JOURNAL OF APPLIED BEHAVIOR ANALYSIS 2019, 9999, 1–19 NUMBER 9999 ()

A comparison of functional analysis methods of inappropriate


mealtime behavior
MELANIE H. BACHMEYER, CAITLIN A. KIRKWOOD, AMANDA B. CRISCITO,
COURTNEY R. MAUZY IV AND DIANE P. BERTH
UNIVERSITY OF NORTH CAROLINA WILMINGTON

Investigators have evaluated two procedural variations for conducting a functional analysis of
inappropriate mealtime behavior exhibited by children with feeding problems. One method
involves prompting bites only in the escape condition (e.g., Najdowski et al., 2008). Another
method involves prompting bites across all conditions (e.g., Piazza et al., 2003). We assessed the
food refusal of 3 children diagnosed with a feeding disorder by comparing the two variations.
The two methods resulted in different outcomes for 2 of 3 children. Prompting bites only in
the escape condition identified a single function (i.e., escape). Prompting bites across all condi-
tions identified multiple functions (i.e., escape and attention). We then examined the relative
effects of extinction procedures (individually and in combination) to determine the validity of
each method. Results of the treatment evaluation suggested that the procedural variation that
failed to identify an attention function for 2 of 3 children produced false negative findings.
Key words: food refusal, functional analysis, pediatric feeding disorder

Investigators have demonstrated that the alone as a test for automatic reinforcement) and
results of a functional analysis of problem a control condition to identify the function(s)
behavior (e.g., Iwata, Dorsey, Slifer, Bauman, & maintaining self-injurious behavior exhibited
Richman, 1982/1994) can be used to develop by individuals with developmental disabilities.
treatments that match the sources of reinforce- Investigators have extended the initial proce-
ment maintaining problem behavior. These dure described by Iwata, Dorsey, et al. to suit a
function-based treatments are more effective wide range of applications.
and efficient than those developed in the Investigators have evaluated two procedural
absence of a functional analysis (Iwata, Pace, variations for conducting a functional analysis
et al., 1994). A functional analysis involves test of inappropriate mealtime behavior to treat
conditions that contain the variables (anteced- children with feeding disorders. Some
ent and consequent events) whose influence is researchers have conducted functional analyses
being evaluated relative to a control condition similar to the procedures described by Iwata,
(Iwata & Dozier, 2008). Iwata, Dorsey, et al. Dorsey, et al. (1982/1994) in which each test
(1982/1994) described an initial set of test con- condition is designed to involve a single and
ditions (contingent attention as a test for social different antecedent manipulation (Najdowski,
positive reinforcement, escape from demands as Wallace, Doney, & Ghezzi, 2003; Najdowski
a test for social negative reinforcement, and et al., 2008). That is, the feeder in Najdowski
et al. (2003) and Najdowski et al. (2008) pres-
We thank Catherine Durando, Jessica Keane, Billie ented bites and/or drinks and verbal instruc-
Klein, and Melissa Meglin for their assistance with data
collection. tions to eat and/or drink only in the escape
Address correspondence to Melanie H. Bachmeyer in condition. The feeder placed a plate of non-
the Department of Psychology at the University of North preferred foods in front of the child at the start
Carolina Wilmington, Wilmington, North Carolina
28403 (e-mail: bachmeyerm@uncw.edu) of each control and nondemand test condition
doi: 10.1002/jaba.556 but did not present bites or deliver additional
© 2019 Society for the Experimental Analysis of Behavior
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2 MELANIE H. BACHMEYER et al.

verbal instructions to “take a bite.” An alterna- to eat may serve as a motivating operation for
tive method involves arranging the same ante- attention-maintained inappropriate mealtime
cedent event in all conditions (Bachmeyer behavior. Thus, it may be important to include
et al., 2009; Girolami & Scotti, 2001; Piazza bite and/or drink presentations and verbal
et al., 2003). That is, the feeder presented bites instructions to “take a bite and/or drink” across
and/or drinks and prompts to eat and/or drink all conditions to ensure the identification of
in all conditions. In both variations of the func- this potential functional relation.
tional analysis, the feeder delivered the conse- Results of studies in which the feeder deliv-
quence of escape, attention, or tangible ered prompts to “take a bite and/or drink” in all
following inappropriate mealtime behavior in conditions (Bachmeyer et al., 2009; Girolami &
the relevant test conditions. The feeder deliv- Scotti, 2001; Piazza et al., 2003) have shown
ered no differential consequences in the control that many participants’ inappropriate mealtime
condition. behavior was maintained by multiple functions
Bachmeyer et al. (2009) and Najdowski (i.e., negative and positive reinforcement). By
et al. (2008) discussed the interpretative con- contrast, all participants in studies in which the
cerns inherent in the design of the experimental feeder delivered prompts to “take a bite and/or
conditions of both functional analysis methods drink” only in the escape condition (Najdowski
for inappropriate mealtime behavior. When et al., 2003; Najdowski et al., 2008) displayed
bite and/or drink presentations and verbal high rates of inappropriate mealtime behavior
instructions to “take a bite and/or drink” only in the escape condition, suggesting all par-
(i.e., the aversive stimuli) are included in all ticipants’ inappropriate mealtime behaviors were
functional analysis conditions, the interpretive maintained exclusively by negative reinforce-
concern is that these stimuli may evoke inap- ment (escape from bites). It seems plausible that
propriate mealtime behavior across all condi- the discrepancy in the findings between studies
tions (i.e., high and undifferentiated using these two different methods is a result of
responding), leading to inconclusive results or a the procedural variations.
tendency for this method to falsely identify a Failing to identify a positive reinforcement
positive reinforcement function (Bachmeyer function may result in a less effective treatment.
et al., 2009; Najdowski et al., 2008). The Falsely identifying a positive reinforcement
interpretive concern with not including bite function may lead to the development of a less
and/or drink presentations and verbal instruc- efficient treatment that may be more compli-
tions to “take a bite and/or drink” in all condi- cated than necessary. Thus, a direct comparison
tions is that the relevant discriminative stimuli of the validity of the two methods of a func-
or motivating operations for inappropriate tional analysis of inappropriate mealtime behav-
mealtime behavior may not be present during ior is important. In the current investigation,
all conditions of the functional analysis we conducted functional analyses of the inap-
(Bachmeyer et al., 2009). That is, reinforce- propriate mealtime behavior of three children
ment effects may be context specific and a diagnosed with feeding disorders. We com-
stimulus, such as attention, may function as a pared experimental conditions with and with-
reinforcer when the feeder prompts a child to out bite presentations and prompts to eat. We
“take a bite and/or drink” during a meal but then examined the relative effects of extinction
not in other contexts, such as when the child is procedures matched to the results of the func-
left alone with food on the table or when a tional analysis (individually and in combina-
caregiver’s attention is diverted during other tion) to better evaluate the validity of each
times (Bachmeyer et al., 2009). The prompts method.
A COMPARISON OF FUNCTIONAL ANALYSIS METHODS 3

METHOD and sound monitoring at a university-based


Participants and Setting clinic. Materials included age- and size-
appropriate seating (highchair or Rifton® chair
Three children diagnosed with a feeding dis-
with straps), food, utensils, latex gloves, timers,
order participated. Levi was a typically develop-
and toys.
ing, 6-year-old boy with a history of failure to
thrive (FTT), gastroesophageal reflux disease
(GERD), gastrostomy (G-) tube dependence, Response Measurement and Data Collection
asthma, hernia repair, tonsillectomy, and Observers collected data on laptop com-
adenoidectomy. His solid-food intake was a lim- puters using an event-recording system. All ses-
ited variety of table-texture foods including: hot sions were recorded on a video camera.
dogs, chicken nuggets, sausage biscuits, pizza, Observers recorded when the feeder presented
spaghetti, macaroni and cheese, a variety of and removed the plate of food and bite presen-
fruits, and most junk foods (e.g., cake, cookies, tations. Bite presentation was defined during the
and candy), and he received approximately 75% conditions with prompts when the feeder
of his daily calorie needs orally via PediaSure® placed a bite of food from the plate on the
at the beginning of this study. He was pre- spoon and placed the spoon on the plate in
scribed Reglan® during this study. He received front of Levi while simultaneously delivering a
previous feeding therapies from an occupational verbal prompt to “take a bite” or placed the
therapist and a nutritionist. Ava was a typically spoon within 2.5 cm from Ava or Kam’s lips
developing, 2-year-old girl with a history of con- while simultaneously delivering a verbal prompt
genital heart defect. She consumed a limited to “take a bite.” Observers scored inappropriate
quantity and variety of baby foods, and she mealtime behavior when the plate of food or the
received approximately 80% of her daily calorie bite on the spoon were within arm’s reach of
needs via G-tube at the beginning of this study. the child, and the child pushed the plate of
She received previous feeding therapies from an food, the utensil, or the feeder’s arm from
occupational therapist and a nutritionist. Kam elbow to hand away; turned his or her head or
was a typically developing, 5-year-old boy with body 45 or greater away from the plate of
a history of FTT, GERD, scoliosis, neurofibro- food or the spoon; covered his or her mouth
matosis Type I, and asthma. He consumed lim- with his or her hand, arm, or a toy; or dis-
ited quantities of table-texture foods including a played vocal protests (e.g., saying “no” or mak-
variety of starches, yogurt, chicken nuggets, hot ing other negative comments about the food).
dogs, and scrambled eggs, and he received Observers converted these data to responses per
approximately 80% of his daily calorie needs via minute (rpm) by dividing the number of occur-
G-tube at the beginning of this study. He was rences of inappropriate mealtime behavior by
prescribed Prevacid® during this study. He the total duration of time that the behavior
received previous feeding therapies from a could have occurred (i.e., when the plate of
speech and language pathologist, occupational food or the bite on the spoon were within the
therapist, and nutritionist. Prior to participa- arm’s reach of the child). Observers scored
tion, each child underwent a comprehensive acceptance if Levi placed the bite of food in his
interdisciplinary evaluation. Medical causes for mouth within 5 s of presentation of the bite or
ongoing feeding problems were ruled out and if Ava and Kam leaned forward and opened his
each child was cleared as a safe oral feeder. or her mouth, allowing the feeder to deposit
We conducted all sessions in rooms (1.83 m the entire bolus of food (except for an amount
x 2.59 m) equipped with one-way observation smaller than the size of a pea) into the mouth
4 MELANIE H. BACHMEYER et al.

within 5 s of presentation of the bite, only in acceptance during the treatment evaluation was
the absence of inappropriate mealtime behav- 98% (range, 93% to 100%) for Levi, 97%
ior, negative vocalizations (e.g., crying, whin- (range, 86% to 100%) for Ava, and 98%
ing), gagging, and coughing. Observers (range, 90% to 100%) for Kam.
converted acceptance to a percentage by divid-
ing the number of occurrences of acceptance by
the number of bite presentations. General Procedures
Trained therapists conducted two to three
session blocks during 3-hr visits occurring
Interobserver Agreement 4 days per week. Therapists conducted approxi-
Two observers recorded child and feeder mately two to six sessions in a session block
behavior simultaneously but independently with each session block lasting 30 min or less
during 60%, 35%, and 35% of functional anal- and with at least 30 min between the end of
ysis sessions and during 87%, 33%, and 49% one session block and the beginning of the
of treatment evaluation sessions for Levi, Ava, next. The feeder presented five bites or termi-
and Kam, respectively. Interobserver agreement nated the session after 30 min even if she had
was calculated by separating each session into not presented all five bites in conditions with
10-s intervals. Total agreement coefficients prompts. We yoked the session duration of
were calculated for acceptance by dividing the conditions without prompts to the duration of
number of occurrence and nonoccurrence feeder-prompted bites during the conditions
agreements by the total number of agreements with prompts to ensure that the opportunity
plus disagreements and converting this ratio to for responding was equivalent across conditions
a percentage. Agreements occurred when both with and without prompts. We used the dura-
observers recorded an occurrence or did not tion of feeder-prompted bites during conditions
record an occurrence of the behavior during with prompts to determine the session duration
each 10-s interval. Disagreements occurred for the next session of the same condition with-
when one observer recorded an occurrence and out prompts during the same or a subsequent
the other observer did not score an occurrence phase.
of the behavior during the 10-s interval. Exact We selected two to four foods from the four
agreement coefficients were calculated for inap- food groups of protein, starch, fruit, and vege-
propriate mealtime behavior by dividing the table for a total of 8 to 16 foods. We selected
number of 10-s intervals during which both foods based on the recommendations of each
observers scored the exact same number of child’s parents and physician or dietician. Each
occurrences of an inappropriate mealtime bite was a 1-cm by 1-cm piece of regular-
behavior by the number of 10-s intervals and textured food for Levi and Kam or a level bolus
converting this ratio to a percentage. Agree- of a pureed food on a small maroon spoon for
ment for inappropriate mealtime behavior dur- Ava. We selected the texture of food based on
ing the functional analysis was 92% (range, the individual child’s feeding history and cur-
81% to 100%) for Levi, 95% (range, 82% to rent oral-motor skills. In each session, there
100%) for Ava, and 93% (range, 80% to were five bites of four foods, one from each
100%) for Kam. Agreement for inappropriate food group, resulting in one bite of three foods
mealtime behavior during the treatment evalua- and two bites of one food. We randomly
tion was 92% (range, 81% to 100%) for Levi, selected the foods for each session without
97% (range, 86% to 100%) for Ava, and 96% replacing foods from the list of each food group
(range, 82% to 100%) for Kam. Agreement for until the feeder presented all foods within each
A COMPARISON OF FUNCTIONAL ANALYSIS METHODS 5

food group. All foods were presented in all there was no food the size of a pea or larger in
phases and conditions. The feeder placed a the child’s mouth at the 30-s check. If food
plate with all five bites on the table at 7.62 cm larger than the size of a pea was in the child’s
from the child at the beginning of the session. mouth at the 30-s check, the feeder delivered a
In conditions with prompts, the feeder ran- brief verbal prompt (e.g., “Finish your bite”).
domly selected the order in which to prompt The feeder immediately presented the next bite
the bites. All children displayed self-feeding after he or she prompted the child to “finish
skills when presented with preferred foods dur- your bite.” The feeder immediately provided
ing initial observations. The feeder used a brief praise if the child showed that he or she
three-step prompt sequence for Levi because his had swallowed before the mouth check. The
caregivers typically provided him with an oppor- feeder waited to present the next bite until 30 s
tunity to feed himself when presenting non- after the previous bite had entered the child’s
preferred foods. The feeder placed one of the mouth. If the feeder presented all five bites and
bites from the plate on a spoon, left the spoon food larger than the size of a pea was in the chi-
on the plate, and provided a verbal prompt to ld’s mouth at the 30-s check, the feeder repeated
take a bite. If he did not accept the bite within the verbal prompt to “finish your bite” every
5 s of the verbal prompt, the feeder provided a 30 s until no food larger than the size of a pea
gestural prompt (modeled picking up the spoon was in the child’s mouth. The feeder would
and guiding it to his or her mouth while simul- have terminated the session at 30 min and
taneously saying, “Take a bite like this”). If he scooped out the remaining food if the child was
did not accept the bite within 5 s of the gestural still packing at 30 min, but this never occurred.
prompt, the feeder used hand-over-hand guid- The feeder would have ignored vomiting and
ance to present the bite within 2.5 cm from his continued with the programmed procedure, but
mouth. The feeder presented bites to Ava and this never occurred.
Kam without an opportunity to feed themselves No child placed a bite in his or her mouth
because although their caregivers provided them during the conditions without prompts. How-
some opportunities to feed themselves non- ever, the procedures indicated the feeder would
preferred foods, the caregivers typically did this have provided brief verbal praise and activated
only in the absence of any prompts, and when a timer for 30 s any time a bite passed the
the caregivers prompted bites they were more plane of the child’s lips to determine if the
likely to present bites without giving the chil- child had swallowed the bite when the timer
dren opportunities to feed themselves. The sounded. The feeder would have delivered brief
feeder placed one of the bites from the plate on praise (e.g., “Good job swallowing your bite”)
a spoon and presented the spoon 2.5 cm from if there was no food the size of a pea or larger
the child’s mouth with a simultaneous verbal in the child’s mouth at the 30-s check. If food
prompt (“Take a bite”). larger than the size of a pea was in the child’s
The feeder provided brief verbal praise mouth at the 30-s check, the feeder would have
(e.g., “Good job taking your bite”) if the child delivered a brief verbal prompt to “finish your
accepted the bite within 5 s of the bite presenta- bite” every 30 s until the child’s mouth was
tion in conditions with prompts. After the child clear or the session expired. The feeder would
accepted a bite, the feeder activated a timer for have scooped out the remaining food if the
30 s and checked the child’s mouth when the child was still packing when the session
timer sounded to determine if the child had expired. If the child would have vomited, the
swallowed the bite. The feeder delivered brief feeder would have ignored vomiting and con-
praise (e.g., “Good job swallowing your bite”) if tinued with the programmed procedure.
6 MELANIE H. BACHMEYER et al.

The feeder briefly described the contingencies spoon was available for Levi and Kam and a
for appropriate and inappropriate mealtime small maroon spoon was available for Ava in
behavior for that condition the first time he or conditions without prompts. The feeder used
she conducted a session within a session block. the same spoons in conditions with prompts and
For example, before the escape condition, the randomly selected the order in which to prompt
feeder said, “If you take your bite quickly, I am the bites. The feeder sat next to the child in all
going to say, ‘Good job taking your bite.’ If you conditions except for the diverted plus contin-
push the bite away, turn your head, or cover gent attention condition. The feeder did not re-
your mouth, I’m going to take the bite away.” present expelled bites. If the child pushed the
The feeder presented a colored card assigned to plate away from its initial position on the table,
the specific condition on the highchair tray or the feeder repositioned the plate in its initial
table in front of the child to potentially aid dis- position near the child during the control, con-
crimination between conditions. The feeder tingent attention, and diverted plus contingent
presented only the colored card when repeating attention conditions with and without prompts.
the same condition within a session block. We The feeder followed the general procedures with
did not evaluate whether the cards exerted stim- the modifications described for each condition.
ulus control over the child’s behavior because Escape (ESC). The feeder immediately
that was not the aim of this study. removed the bite and plate of food for 30 s fol-
lowing inappropriate mealtime behavior. If the
child did not display inappropriate mealtime
Functional Analysis Design
behavior, the bite remained stationary at 2.5 cm
We conducted a functional analysis using a
from the child’s lips and the plate of food
combined reversal and multielement (ABABCBC
remained stationary on the table at 7.62 cm from
for Levi and Ava, CBCBABA for Kam) design.
the child until the feeder placed the bite into the
Phase A was the escape condition. Phase B was a
child’s mouth or the 30-s interval expired. The
multielement comparison of control conditions
feeder did not provide attention during the 30-s
with and without prompts. Phase C for Levi was
interval and no toys were available. The feeder
a multielement comparison of a contingent atten-
prompted the child to “take a bite” after the 30-s
tion condition with prompts and a diverted plus
escape interval if the child engaged in inappropri-
contingent attention condition without prompts.
ate mealtime behavior, 30 s after the previous bite
Phase C for Ava and Kam was a multielement
presentation if the child did not engage in inap-
comparison of contingent attention conditions
propriate mealtime behavior and the bite did not
with and without prompts and a diverted plus
enter the child’s mouth, or after the mouth check
contingent attention without prompts condition.
if the bite entered the child’s mouth and the child
We randomly selected the order of the test condi-
did not spit it out.
tions. We did not conduct a tangible condition
Control, no prompts (CTRL-NP). The feeder
because although we did observe caregivers using
provided highly preferred toys identified via a
highly preferred toys during meals, we never
paired-choice preference assessment (Fisher et al.,
observed them providing access to those items
1992) and interacted with the child in the form of
contingent on inappropriate mealtime behavior.
singing, playing, and telling stories throughout the
entire session. The feeder provided no prompts to
Functional Analysis Procedures eat and the plate of food with a spoon remained
The feeder placed a plate with five bites of stationary on the table at 7.62 cm from the child.
food on the table at 7.62 cm from the child at The feeder provided no differential consequences
the beginning of the session. A large maroon following inappropriate mealtime behavior.
A COMPARISON OF FUNCTIONAL ANALYSIS METHODS 7

Control with prompts (CTRL-P). The feeder Attention with prompts (ATTN-P). The
provided highly preferred toys and interacted feeder delivered attention following inappropri-
with the child in the form of singing, playing, ate mealtime behavior as described for the div-
and telling stories throughout the entire session erted attention, no prompts condition. The
as in the control condition without prompts. feeder prompted the child to “take a bite” 30 s
The feeder prompted the child to “take a bite” after the previous bite presentation if the bite
30 s after the previous bite presentation if the did not enter the child’s mouth or after the
bite did not enter the child’s mouth or after mouth check if the bite entered the child’s
the mouth check if the bite entered the child’s mouth and the child did not spit it out. The
mouth and the child did not spit it out. The bite remained stationary 2.5 cm from the chi-
bite remained stationary at 2.5 cm from the ld’s lips and the plate of food remained station-
child’s lips and the plate of food remained sta- ary on the table at 7.62 cm from the child
tionary on the table 7.62 cm from the child until the feeder placed the bite into the child’s
until the feeder placed the bite into the child’s mouth or the 30-s interval expired.
mouth or the 30-s interval expired.
Diverted attention, no prompts (D-ATTN-
NP). The feeder left the table to wash dishes at Treatment Evaluation Design
the sink adjacent to the session room after plac- We used a combined multielement and
ing the plate of food on the table at 7.62 cm reversal (ABCDCDACD) design to examine
from the child, replicating the procedures the effects of an intervention matched to the
described by Najdowski et al. (2008). The ses- results of each functional analysis method for
sion room door remained open so that the Levi. Phase A was an escape and attention base-
feeder and child were in each other’s view. The line. Phase B was a multielement comparison
feeder provided no prompts to eat and the plate of an intervention matched to only an escape
of food with a spoon remained stationary on function (i.e., escape extinction plus attention)
the table at 7.62 cm from the child. The feeder and an intervention matched to multiple func-
returned and provided 30 s of brief attention tions (i.e., escape extinction and attention
in the form of comforting (e.g., “You are extinction). Phase C was escape extinction and
okay”) or reprimands (e.g., “Don’t throw your attention in isolation. Phase D was escape
peas”) following inappropriate mealtime behav- extinction and attention extinction in isolation.
ior. The feeder used a script to deliver attention We used a combined multielement and reversal
to ensure that he or she provided the same type design (ABABCBC) to examine the effects of
of attention across all conditions. No toys were extinction procedures matched to escape and
available. attention individually and in combination for
Attention, no prompts (ATTN-NP) for Ava Ava and Kam. Phase A was an escape and
and Kam. Procedures were the same as the div- attention baseline. Phase B was a multielement
erted attention without prompts condition comparison of an intervention matched to only
except that the feeder remained seated at the an escape function (i.e., escape extinction plus
table next to the child throughout the entire attention) and an intervention matched to only
session. We conducted this condition with Ava an attention function (i.e., attention extinction
and Kam to examine whether differential plus escape). Phase C was escape extinction and
responding observed in the attention conditions attention extinction. We examined the relative
was due only to the presence or absence of pro- effects of the additional intervention matched
mpts to eat and not the presence or absence of only to an attention function (i.e., attention
the feeder. extinction plus escape) with Ava and Kam to
8 MELANIE H. BACHMEYER et al.

further examine the validity of the functional behavior (i.e., used a hand or arm to prevent
analysis results suggesting that their inappropri- the child from hitting or pushing the spoon or
ate mealtime behavior was maintained by both turning his or her head away from the spoon)
escape and attention. if that behavior interfered with the feeder’s abil-
ity to hold the spoon at the child’s lips. The
feeder deposited the bite into the child’s mouth
Treatment Evaluation Procedures when the mouth was open in the absence of
The procedure for presenting bites and coughing and gagging. The feeder re-presented
responding to acceptance, mouth clean, and expelled bites (i.e., scooped up the bite and
packs was identical to that described in the gen- held it at the child’s lips until the feeder could
eral procedure for conditions with prompts in deposit the bite into the mouth). The feeder
the functional analysis. The feeder placed a delivered 30 s of attention as described for the
plate with all five bites in front of the child at contingent attention condition of the func-
the beginning of the session and randomly tional analysis following inappropriate mealtime
selected the order in which to prompt the bites. behavior. The feeder prompted the child to
Escape and attention baseline (ESC + ATTN). “take a bite” after the mouth check for the
The feeder immediately removed the bite and previous bite.
delivered attention as described for the contin- Attention extinction plus escape (AE + ESC)
gent attention condition of the functional anal- for Ava and Kam. The feeder immediately
ysis for 30 s following inappropriate mealtime removed the bite for 30 s following inappropri-
behavior. If the child did not display inappro- ate mealtime behavior but did not provide
priate mealtime behavior and did not accept attention. If the child did not display inappro-
the bite, the feeder continued the three-step priate mealtime behavior and did not accept the
prompt sequence for Levi and the bite bite, the bite remained stationary in its original
remained stationary in its original presentation presentation position (following the physical
position in space until the bite entered the chi- prompt for Levi) until the 30-s interval expired.
ld’s mouth or the 30-s interval expired for all The feeder did not re-present expelled bites.
children. The feeder did not re-present expelled The feeder prompted the child to “take a bite”
bites. The feeder prompted the child to “take a after the 30-s escape interval if the child engaged
bite” after the 30-s escape and attention inter- in inappropriate mealtime behavior, 30 s after
val if the child engaged in inappropriate meal- the previous bite presentation if the child did
time behavior, 30 s after the previous bite not engage in inappropriate mealtime behavior
presentation if the child did not engage in inap- and the bite did not enter the child’s mouth, or
propriate mealtime behavior, 30 s after the pre- after the mouth check if the bite entered the
vious bite presentation if the child did not child’s mouth and the child did not spit it out.
engage in inappropriate mealtime behavior and Escape extinction and attention extinction
the bite did not enter the child’s mouth, or (EE + AE). We discontinued the delivery of
after the mouth check if the bite entered the attention following inappropriate mealtime
child’s mouth and the child did not spit it out. behavior. All other procedures were identical to
Escape extinction plus attention (EE + the escape extinction plus attention condition.
ATTN). The feeder held the bite at the child’s
lips if Levi did not place the bite in his mouth
after the verbal or gestural prompt or if Ava Procedural Integrity
and Kam did not accept the bite within 5 s. Trained observers scored the correct imple-
The feeder blocked inappropriate mealtime mentation of prompts and consequences.
A COMPARISON OF FUNCTIONAL ANALYSIS METHODS 9

During conditions with prompts, observers of correctly implemented bite presentations by


scored correct implementation for each bite the total number of bite presentations.
presentation when the feeder delivered all ante- During conditions without prompts,
cedents and consequences correctly within 3 s observers scored correct implementation for the
before or after the programmed implementa- entire session when the feeder delivered all
tion. Observers scored correct antecedents antecedents and consequences correctly within
when the feeder presented the plate of food on 3 s before or after the programmed implemen-
the table in front of the child at the beginning tation. During conditions without prompts,
of the session; repositioned the plate in front of observers scored correct antecedents for the
the child if the child pushed the plate away entire session when the feeder placed the plate
from its initial position in all conditions with of bites and a spoon in front of the child and
prompts, except the escape condition; withheld verbal, gestural, and physical prompts
proceeded through the three-step prompting of bite presentations, repositioned the plate in
sequence (verbal, gestural, and physical pro- front of the child each time the child pushed
mpts) if Levi did not place the bite in his the plate away from its initial position, and
mouth within 5 s of the previous prompt or provided access to highly preferred toys and
presented the spoon 2.5 cm from Ava or Kam’s interacted with the child continuously during
mouth with a simultaneous verbal prompt; the control condition. Observers would have
checked for a mouth clean 30 s after the bite only scored correct antecedents for the entire
was placed in the child’s mouth; and when the session, when the feeder also checked for a
feeder provided access to highly preferred toys mouth clean 30 s after each bite that passed
and interacted with the child continuously dur- the plane of the child’s lips if the child had
ing the control condition. Observers scored placed bites in the mouth; however, this never
correct consequences during conditions with occurred. Observers scored correct conse-
prompts when the feeder delivered brief verbal quences for the entire session during conditions
praise only after Levi placed the bite in his without prompts when the feeder delivered
mouth following a verbal prompt or only when brief verbal praise every time Levi placed a bite
the bite was placed in Ava or Kam’s mouth in his mouth; delivered brief praise when the
within 5 s of presentation; delivered brief praise child’s mouth was clean following the check;
when the child’s mouth was clean following the delivered a verbal prompt to “finish the bite” if
check; delivered a verbal prompt to “finish the the child packed the bite; delivered scripted
bite” and immediately presented the next bite attention following inappropriate mealtime
if the child packed the bite (was holding more behavior in attention conditions; and withheld
than a pea size of food in mouth); removed the attention following inappropriate mealtime
bite and plate following inappropriate mealtime behavior in the control condition.
behavior in escape conditions; delivered Procedural integrity was scored for 45%, 31%,
scripted attention following inappropriate meal- and 35% of functional analysis sessions for Levi,
time behavior in attention conditions; blocked Ava, and Kam, respectively, and 35% of treatment
inappropriate mealtime behavior during escape evaluation sessions for each child. During the func-
extinction conditions; and withheld attention tional analysis, mean correct prompts and conse-
following inappropriate mealtime behavior in quences were 91.6% (Levi), 100% (Ava), and
control, escape, and attention extinction condi- 100% (Kam) and 91.2% (Levi), 100% (Ava), and
tions. The percentage of bites with correct 97.5% (Kam), respectively. During the treatment
implementation of antecedents and conse- evaluation, mean correct prompts and conse-
quences was calculated by dividing the number quences were 98% (Levi), 100% (Ava), and 100%
10 MELANIE H. BACHMEYER et al.

Figure 1. Inappropriate mealtime behavior per minute for Levi (top) and Ava (bottom) during the functional analy-
sis with prompts (filled) and no prompts (open).

(Kam) and 94.7% (Levi), 100% (Ava), and (M = 3.2 and 0 rpm, respectively). Inappropri-
97.3% (Kam), respectively. ate mealtime behavior remained low in the
control and attention conditions without pro-
mpts (M = 0 and 0.1 rpm, respectively), but
RESULTS was higher in the attention condition with pro-
The results of the functional analysis for mpts (M = 4.8 rpm) compared to the control
inappropriate mealtime behavior are depicted condition with prompts (M = 3.2). Thus,
in Figure 1 for Levi (top) and Ava (bottom) results of the functional analysis conditions
and Figure 2 for Kam. Levi’s inappropriate without prompts suggested Levi’s inappropriate
mealtime behavior was higher in the escape mealtime behavior was maintained only by neg-
condition (M = 24.5 rpm) compared to the ative reinforcement (escape from bites), and
control conditions with and without prompts results of the experimental conditions with
A COMPARISON OF FUNCTIONAL ANALYSIS METHODS 11

Figure 2. Inappropriate mealtime behavior per minute for Kam during the functional analysis with prompts (filled)
and no prompts (open).

prompts suggested his inappropriate mealtime compared to the control conditions with and
behavior was also maintained by positive rein- without prompts (M = 0.6 and 0 rpm, respec-
forcement (in the form of attention). tively). Inappropriate mealtime behavior was
Ava’s inappropriate mealtime behavior was higher in the attention condition with prompts
higher in the escape condition (M = 3.7 rpm) (M = 6 rpm) compared to the control condition
compared to the control conditions with and with prompts (M = 0.6 rpm) and in the atten-
without prompts (M = 0.1 and 0.1 rpm, respec- tion and diverted attention conditions without
tively). Inappropriate mealtime behavior was low prompts (M = 2.3 and 1.9 rpm, respectively)
in the control condition without prompts compared to the control condition without pro-
(M = 0.1 rpm) and decreased and remained low mpts (M = 0 rpm). Thus, results of both proce-
in the attention and diverted attention conditions dural variations suggested Kam’s inappropriate
without prompts (M = 0.6 and 0.5 rpm, respec- mealtime behavior was maintained by escape
tively), but was higher in the attention with pro- and attention.
mpts condition (M = 3.1 rpm) compared to the Figure 3 shows the results of Levi’s treat-
control with prompts condition (M = 0.1 rpm). ment evaluation for inappropriate mealtime
Thus, results of the functional analysis conditions behavior (top) and acceptance (bottom). Inap-
without prompts suggested Ava’s inappropriate propriate mealtime behavior was high (M = 5.1
mealtime behavior was maintained only by escape rpm) and acceptance was low and variable
from bites, and results of the experimental condi- (M = 30%) during the initial escape and atten-
tions with prompts suggested her inappropriate tion baseline. After an initial increase, inappro-
mealtime behavior was also maintained by priate mealtime behavior decreased to at or
attention. near zero in the escape extinction plus atten-
Kam’s inappropriate mealtime behavior was tion and the escape extinction plus attention
higher in the escape condition (M = 16 rpm) extinction conditions (M = 4.2 and 2.2 rpm,
12 MELANIE H. BACHMEYER et al.

Figure 3. Inappropriate mealtime behavior per minute (top) and percentage of bite presentations with acceptance
(bottom) for Levi during escape plus attention baseline, escape extinction plus attention, attention extinction plus
escape, and escape extinction plus attention extinction.

respectively), and acceptance increased in both inappropriate mealtime behavior (M = 4.1 rpm)
conditions (M = 83% and 87%, respectively). and decreased acceptance (M = 43%).
It was unclear whether the observed behavior Acceptance was variable (M = 72%) and
was a result of the contingencies in each condi- inappropriate mealtime behavior was variable
tion or a lack of discrimination, therefore, we and increased (M = 3.9 rpm) during escape
compared baseline and the two interventions extinction plus attention phases. Acceptance
individually within a reversal design to rule out became stable at high levels (M = 94%) and
the possibility that effects in the multiele- inappropriate mealtime behavior decreased and
ment comparison were due to a lack of dis- remained at zero (M = 0.7 rpm) during escape
crimination. Baseline resulted in increased extinction plus attention extinction phases.
A COMPARISON OF FUNCTIONAL ANALYSIS METHODS 13

Figure 4. Inappropriate mealtime behavior per minute (top) and percentage of bite presentations with acceptance
(bottom) for Ava during escape plus attention baseline, escape extinction plus attention, attention extinction plus escape,
and escape extinction plus attention extinction.

Figure 4 shows the results of Ava’s treatment respectively), and acceptance increased
evaluation for inappropriate mealtime behavior (M = 68% and 66%, respectively) but remained
(top) and acceptance (bottom). Inappropriate variable. A return to baseline resulted in increased
mealtime behavior was high and variable inappropriate mealtime behavior (M = 9.7 rpm)
(M = 12 rpm) and acceptance was low and vari- and decreased acceptance (M = 46%). When we
able (M = 30%) during the initial escape and reintroduced attention extinction plus escape,
attention baseline. During both the escape extinc- inappropriate mealtime behavior remained high
tion plus attention and attention extinction plus and variable (M = 12.7 rpm), and acceptance
escape conditions, inappropriate mealtime behav- remained low and variable (M = 43%). When
ior decreased (M = 2.9 and 5.9 rpm, we reintroduced escape extinction plus attention,
14 MELANIE H. BACHMEYER et al.

Figure 5. Inappropriate mealtime behavior per minute (top) and percentage of bite presentations with acceptance
(bottom) for Kam during escape plus attention baseline, escape extinction plus attention, attention extinction plus
escape, and escape extinction plus attention extinction.

inappropriate mealtime behavior remained high behavior (M = 1.9 and 2.2 rpm, respectively)
(M = 6.7 rpm), and acceptance increased but and acceptance (M = 85% and 76%, respec-
remained variable (M = 87%). Inappropriate tively) in both conditions. Inappropriate meal-
mealtime behavior decreased and remained at time behavior became stable at zero
zero (M = 4.8 rpm) and acceptance increased to (M = 0.9 rpm) and acceptance became stable at
high and stable levels (M = 91%) when we 100% (M = 96%) during a final return to escape
reimplemented escape extinction and attention extinction plus attention extinction.
extinction. A return to escape extinction plus Figure 5 shows the results of Kam’s treatment
attention and attention extinction plus escape evaluation for inappropriate mealtime behavior
resulted in variable inappropriate mealtime (top) and acceptance (bottom). Inappropriate
A COMPARISON OF FUNCTIONAL ANALYSIS METHODS 15

mealtime behavior was high (M = 17.4 rpm) identified only an escape function, whereas,
and acceptance was low (M = 8%) during the using prompts in all conditions identified multi-
initial escape and attention baseline. Inappropri- ple functions, escape and attention. For these
ate mealtime behavior remained at baseline rates two children, the intervention matched only to
(M = 15.6 rpm) and acceptance became more an escape function (i.e., escape extinction and
variable (M = 23%) when we implemented attention) resulted in inappropriate mealtime
attention extinction plus escape. Escape extinc- behavior above clinically acceptable rates and
tion plus attention resulted in decreased inap- increased but variable levels of acceptance. By
propriate mealtime behavior (M = 4.7 rpm) contrast, the intervention matched to both func-
and increased acceptance (M = 79%), but both tions (i.e., escape extinction plus attention
remained variable. A return to baseline resulted extinction) resulted in inappropriate mealtime
in increased inappropriate mealtime behavior behavior at or near zero rates and high and stable
(M = 33.6 rpm) and zero acceptance. During levels of acceptance for both children. Thus,
both phases in which we re-implemented atten- results of the treatment evaluation showed that it
tion extinction plus escape, inappropriate meal- was necessary to treat both functions to achieve
time behavior remained high and variable clinically acceptable levels of inappropriate meal-
(M = 19.3 rpm), and acceptance remained low time behavior and acceptance, suggesting that
or decreased (M = 38%). Inappropriate meal- Levi and Ava’s inappropriate mealtime behavior
time behavior decreased (M = 5.3 rpm) but was maintained by multiple reinforcers (escape
remained above clinically acceptable rates, and and attention). Therefore, the results suggest
acceptance increased (M = 73%) but remained that the procedural variation in which the feeder
variable during both phases in which we re- used prompts only in the escape condition failed
implemented escape extinction plus attention. to identify a positive reinforcement function
Inappropriate mealtime behavior decreased and (attention) for two of three children.
remained at zero (M = 1.8 rpm), and accep- It is possible that attention became a reinforcer
tance increased to high and stable levels maintaining inappropriate mealtime behavior as a
(M = 97%) during both phases of escape result of the functional analysis. Levi’s responding
extinction plus attention extinction. in the attention condition without prompts may
be interpreted as an acquisition curve; however, it
is important to note that his inappropriate meal-
DISCUSSION time behavior also contacted the reinforcement
Results of the two procedural variations of contingency in the attention condition without
functional analyses of inappropriate mealtime prompts but maintained only in the condition
behavior showed that both methods identified with prompts. These data suggest that attention
multiple functions, escape and attention, for one reinforced inappropriate mealtime behavior only
child (Kam). The treatment evaluation showed in the presence of prompts to eat (the relevant dis-
that both escape extinction and attention extinc- criminative stimuli or motivating operations for
tion were necessary to achieve clinically accept- inappropriate mealtime behavior) regardless of
able rates of inappropriate mealtime behavior whether attention maintained inappropriate meal-
and high and stable levels of acceptance, time behavior before the experimental analysis.
suggesting that both methods identified the rein- Ava’s inappropriate mealtime behavior was
forcers maintaining Kam’s inappropriate meal- immediately differentiated in the control and
time behavior. However, for two of the three attention conditions with prompts, and
children (Levi and Ava), providing prompts only although her inappropriate mealtime behavior
in the escape condition of the functional analysis increased during the attention condition
16 MELANIE H. BACHMEYER et al.

without prompts compared to the control con- and the absence of the feeder at the table in the
dition without prompts, responding did not diverted attention without prompts condition
maintain in the attention condition without replicate the procedures described by Piazza
prompts. Neither pattern of responding sug- et al. (2003) and Najdowski et al. (2008),
gests an acquisition curve, and thus, do not respectively. It may be that the feeder evokes
suggest the development of a function during problem behavior but only when seated next to
the analysis for Ava. the child; thus, the differential outcomes
The feeder provided highly preferred toys in observed between the two attention conditions
the control conditions with and without pro- may have been a result of the presence and
mpts but not in the escape and attention test absence of the feeder seated next to the child
conditions, replicating the procedures described and not simply the presence or absence of pro-
by Piazza et al. (2003). Including highly pre- mpts. However, the addition of the attention
ferred stimuli may be necessary to reduce the without prompts condition, in which the feeder
rate of inappropriate mealtime behavior in was seated next to the child, but did not pro-
order to establish a control condition with vide prompts, showed that Ava displayed high
prompted bites. This may be particularly rele- rates of inappropriate mealtime behavior in the
vant when programmed abolishing operations attention with prompts condition and low rates
for escape and attention are not sufficient on of inappropriate mealtime behavior in both
their own to obtain low rates of problem attention conditions without prompts, regard-
behavior when the relevant discriminative stim- less of whether the feeder was seated next to
uli (i.e., bites of food) are present. Including the child (contingent attention condition) or at
toys in the escape and attention test conditions the sink washing dishes (diverted plus contin-
may decrease the value of escape or attention as gent attention condition). Thus, Ava’s results
reinforcers for inappropriate mealtime behavior, suggest that the prompts, not the presence of
and thus the occurrence of behavior; when in the feeder at the table, evoked inappropriate
fact, escape or attention maintain inappropriate mealtime behavior.
mealtime behavior during times the caregivers Caregivers conducted the functional analyses
do not consistently use toys, resulting in false in all previous studies in which the feeders pro-
negative findings. Further, if the child turns his vided prompts only in the escape condition,
or her head or pushes the bite away as a result and experimenters conducted the functional
of playing with the toys in the test conditions, analyses in all previous studies in which bites
delivering escape or attention contingent on were prompted across all conditions. It is possi-
these responses may result in false positive find- ble that investigators identified multiple func-
ings. However, it is possible that differential tions only in the studies in which the feeder
responding between test and control conditions provided prompts across all conditions because
may be a function of the presence or absence of of this procedural difference. However, if atten-
preferred stimuli and not the reinforcement tion is a reinforcing stimulus, it seems that
contingency alone. Thus, an alternative prepa- caregivers, compared to novel therapists, would
ration could be to compare the two functional be more likely to function as discriminative
analysis methods without the presence of highly stimuli, given their history with their own
preferred stimuli in the control conditions, as child. In the current investigation, we held the
in the Najdowski et al. (2003) study, and feeder constant across both methods (experi-
should be considered by future researchers. menters conducted all sessions) and the two
The presence of the feeder seated next to the procedural variations resulted in differential
child in the attention with prompts condition outcomes for two of three children.
A COMPARISON OF FUNCTIONAL ANALYSIS METHODS 17

An additional difference between the previ- all conditions, which would have led to incon-
ous studies discussed and the current study is clusive results. Moreover, results of the treat-
that the studies using the method without pro- ment evaluations in the current study are also
mpts included only children who exhibited consistent with the Bachmeyer et al. (2009)
food selectivity and consistently self-fed. Pro- study. Both escape extinction and attention
viding prompts would be more consistent with extinction were necessary to produce clinically
meals in the natural setting for children who acceptable levels of inappropriate mealtime
exhibit severe food refusal and do not have a behavior and acceptance, with all participants
history of consistently self-feeding due to either whose inappropriate mealtime behavior was
a lack of motivation or skill. Thus, it was maintained by multiple functions, based on
important to examine the validity of both results of the functional analysis in which the
methods with children exhibiting a wider range feeder provided prompts across all conditions.
of feeding problems. We included children Thus, results of the treatment evaluation in the
who displayed self-feeding skills, but two chil- current study and Bachmeyer et al. showed that
dren (Ava and Kam) were dependent on tube when the functional analysis in which the feeder
feeds for the majority of their nutrition and provided prompts in all conditions suggested
their caregivers typically fed them when pre- multiply controlled inappropriate mealtime
senting nonpreferred foods, which may be behavior, extinction procedures matched to
more representative of what caregivers typically both sources of reinforcement were necessary to
do in the natural setting with children with achieve clinically acceptable levels of inappropri-
more severe feeding problems. ate mealtime behavior and acceptance. These
Results of the functional analyses in the cur- findings suggest that the functional analysis
rent study showed that differential responding method identified all the relevant functional
did occur for all children when the feeder pro- relations examined and did not falsely identify a
vided prompts across all conditions, with inap- positive-reinforcement function.
propriate mealtime behavior remaining low or Results of this study suggest that presenting
decreasing over time in the control condition bites and prompts to eat only in the escape
despite the presence of aversive stimuli (prompts condition may, in fact, omit the relevant dis-
and bites). These results are consistent with pre- criminative stimuli or motivating operations for
vious studies in which the feeder provided pro- inappropriate mealtime behavior in the other
mpts in all conditions and showed that test conditions and result in false negative find-
differential responding did occur for most par- ings for some children. These results suggest
ticipants. Some children’s behavior was that sources of reinforcement for inappropriate
maintained by a single function and some chil- mealtime behavior are contextual. That is, an
dren’s behavior was maintained by multiple event such as attention functions as reinforce-
functions, with inappropriate mealtime behavior ment in the presence of prompts to eat, but
remaining low or decreasing over time in the not in other contexts, such as when a child is
control condition (Bachmeyer et al., 2009; left alone with a plate of food on the table or
Girolami & Scotti, 2001; Piazza et al., 2003). outside of the mealtime context (Bachmeyer
Thus, the functional analysis results of the cur- et al., 2009). The current results are consistent
rent study and these previous studies show that with the findings of previous research demon-
when the feeder presented bites and prompts to strating that functional analysis procedures that
eat in all functional analysis conditions, these do not manipulate the antecedent variables that
stimuli did not evoke high and undifferentiated function as motivating operations in the test
levels of inappropriate mealtime behavior across conditions may not occasion problem behavior
18 MELANIE H. BACHMEYER et al.

and thus result in false-negative findings extinction and provide feedback if a caregiver
(e.g., Call, Wacker, Ringdahl, & Boelter, 2005; continues to deliver attention following inap-
O’Reilly, Lacey, & Lancioni, 2000). Previous propriate mealtime behavior when both atten-
research suggests that extinction of all sources tion and escape function as reinforcers. By
of reinforcement may be necessary to success- contrast, if only escape functions as a reinforcer,
fully treat multiply controlled inappropriate it is appropriate and essential to train caregivers
behavior (e.g., Borrero & Vollmer, 2006; to implement escape extinction, but it should
Smith, Iwata, Vollmer, & Zarcone, 1993). not be necessary to train them to implement
Thus, identifying all sources of reinforcement attention extinction. It may be just as much a
that maintain inappropriate mealtime behavior mistake to assume that attention universally
via a pretreatment functional analysis may be functions as a reinforcer as it is to assume that it
necessary to develop treatments with greater never functions as a reinforcer. Teaching care-
specificity, efficiency, and effectiveness. Find- givers to withhold reprimands following inap-
ings of the current study suggest that it is propriate mealtime behavior when their child’s
important to include bite and/or drink presen- behavior is rule-governed, and the child
tations and verbal instructions to “take a bite responds to verbal directions, may eliminate one
and/or drink” across all conditions in a func- of the mechanisms those caregivers use to effec-
tional analysis of inappropriate mealtime behav- tively manage their child’s behavior. In addition,
ior to ensure the identification of all potential some caregivers are adamant in their refusal to
functional relations. ignore their child’s problem behavior. If atten-
It is not uncommon for clinicians to question tion does not function as a reinforcer for prob-
the utility of a functional analysis of inappropri- lem behavior, then the clinician does not need
ate mealtime behavior for several reasons. First, to fight that battle with the caregiver. Alterna-
experimenters have shown that feeding prob- tively, the clinician could train the caregiver to
lems are often escape-maintained and escape increase the magnitude, quality, or duration of
extinction is often necessary. Second, escape attention they provide following appropriate
extinction plus attention extinction and escape behavior. However, it may be easier for care-
extinction alone, as typically described in the lit- givers to learn and implement one treatment
erature, are structurally identical. That is, the component than more complex treatment pack-
feeder holds the spoon at the child’s lips until ages, if both are equally effective. Teaching care-
the child accepts the bite and provides no differ- givers to implement a procedure that is not
ential consequences for inappropriate mealtime necessary for treatment efficacy may unnecessar-
behavior during both procedures. For example, ily negatively impact the integrity with which
we would not have recommended that care- caregivers implement the necessary treatment
givers in the current study provide attention components (Vollmer, Sloman, & St. Peter Pip-
contingent on inappropriate mealtime behavior kin, 2008). Future research should evaluate the
if attention extinction had not been a necessary effects that treatments of varying complexity
treatment component. Finally, we often train have on treatment fidelity of caregivers
caregivers to implement escape extinction plus implementing pediatric feeding protocols.
attention extinction as a treatment package.
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