Investment Banking

Capabilities Model

https://www.finantrix.com/product/investment-banking-capability-model/
Investment
Banking is
Transforming.

Macroeconomic
conditions, competitive
dynamics, and emerging
technologies are driving
the change.
Bridge the Strategy to
Execution Gap.

Business Capabilities are

a Structural Blueprint of
an enterprise. They
capture the Essence of
What a Business Does.
 Investment Banking Capabilities Map Level 1

1. Advisory and Capital Markets Services 2. Middle and Back Office Operations

3. Sales and Trading 4. Customer Management

5. Risk and Compliance

6. Information Technology and 7. Corporate Management and Shared

Infrastructure Management Services

2023 PRESENTATION TITLE 4

 INVESTMENT BANKING CAPABILITIES MAP LEVEL 1 AND 2
1. Advisory and Capital Markets Services 5. Risk and Compliance
Mergers and Equity Capital Debt Capital Leveraged Finance Regulatory
Acquisitions (M&A) Markets (ECM) Markets (DCM) (LevFin) Credit Risk Market Risk Operational Risk
Compliance
Structured Asset Equity and Fixed Anti-Money Laundering Know Your Certifications and Continuing
Sales and Trading
Finance Management Income Research (AML) Customer (KYC) Education/Training
Corporate Private Banking and
Prime Brokerage Securities Services 6. Information Technology and Infrastructure Management
Advisory Wealth Advisory
Application Development and Network
Enterprise Architecture
2. Middle and Back Office Operations Integration Management
Trade Order
Management
Trade Execution Nested
Settlement Visualization
Clearing of two
Identity levels.Cybersecurity
and Access
Data Management
Management
Portfolio
Reconciliation Reporting Custody Services Business Continuity IT Governance End User Computing
Accounting
Decomposition to third level is
3. Sales and Trading 7. Corporate Management and Shared Services
Equity Fixed Income included
Derivatives for
Forex Trading
additionalBusiness
Commodities granularity.
Strategy and
Product Management Human Resources
Trading Trading Trading Trading Planning
Marketing and
4. Customer Management Finance Legal
Communications
Relationship
Client Onboarding Account Management Data Analytics and
Management Facility Management Procurement
Business Intelligence
Institutional Client Business Operations
Client Services Private Banking Services Sustainability and Corporate Social Responsibility
Services Management

2023 PRESENTATION TITLE 5

Value of Business Capabilities:

•Foster alignment between

business and IT.

•A Capability-anchored
Transformation Roadmap
eliminates redundancy and
focuses on capability evolution

•Juxtaposing capabilities and

systems/applications provide a
footprint analysis for optimization.

•And so much more.

Business Capabilities Map
Snapshot:

• About 400 Capabilities

decomposed into Three Levels.

• Capability Definitions

• KPIs aligned to Capabilities.

• Editable PowerPoint, Excel, and

Word Formats.

And bonus files.

TO PURCHASE THE CAPABILITY MAP VISIT:

https://www.finantrix.com/product/invest
ment-banking-capability-model/

20XX PRESENTATION TITLE 8