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journal homepage: www.JournalofSurgicalResearch.com

“No zone” approach in penetrating neck trauma


reduces unnecessary computed tomography
angiography and negative explorations

Kareem Ibraheem, MD,a Muhammad Khan, MD,a Peter Rhee, MD,b


Asad Azim, MD,a Terence O’Keeffe, MD,a Andrew Tang, MD,a
Narong Kulvatunyou, MD,a and Bellal Joseph, MDa,*
a
Division of Trauma, Critical Care, Emergency Surgery, and Burns, Department of Surgery, University of Arizona,
Tucson, Arizona
b
Division of Acute Care Surgery, Department of Surgery, Grady Memorial Hospital, Atlanta, Georgia

article info abstract

Article history: Background: The most recent management guidelines advocate computed tomography
Received 16 March 2017 angiography (CTA) for any suspected vascular or aero-digestive injuries in all zones and
Received in revised form give zone II injuries special consideration. We hypothesized that physical examination can
4 July 2017 safely guide CTA use in a “no zone” approach.
Accepted 16 August 2017 Methods: An 8-year retrospective analysis of all adult trauma patients with penetrating
Available online 18 September 2017 neck trauma (PNT) was performed. We included all patients in whom the platysma was
violated. Patients were classified into three groups as follows: hard signs, soft signs, and
Keywords: asymptomatic. CTA use, positive CTA (contrast extravasation, dissection, or intimal flap)
Neck trauma and operative details were reported. Primary outcomes were positive CTA and therapeutic
Neck zones neck exploration (TNE) (defined by repair of major vascular or aero-digestive injuries).
CT angiography Results: A total of 337 patients with PNT met the inclusion criteria. Eighty-two patients had
Therapeutic neck exploration hard signs and all of them went to the operating room, of which 59 (72%) had TNE. One
hundred fifty-six patients had soft signs, of which CTA was performed in 121 (78%), with
positive findings in 12 (10%) patients. The remaining 35 (22%) underwent initial neck
exploration, of which 14 (40%) were therapeutic yielding a high rate of negative explora-
tion. Ninty-nine patients were asymptomatic, of which CTA was performed in 79 (80%),
with positive findings in 3 (4%), however, none of these patients required TNE. On sub
analysis based on symptoms, there was no difference in the rate of TNE between the neck
zones in patients with hard signs (P ¼ 0.23) or soft signs (P ¼ 0.51). Regardless of the zone of
injury, asymptomatic patients did not require a TNE.
Conclusions: Physical examination regardless of the zone of injury should be the primary guide
to CTA or TNE in patients with PNT. Following traditional zone-based guidelines can result in
unnecessary negative explorations in patients with soft signs and may need rethinking.
ª 2017 Elsevier Inc. All rights reserved.

Quick Shot at the 75th Annual Meeting of The American Association for the Surgery of Trauma (AAST) and Clinical Congress of Acute
Care Surgery, September 14-17, 2016, Hilton Waikoloa Village, Hawaii.
* Corresponding author. Division of Trauma, Critical Care, and Emergency Surgery, Department of Surgery, University of Arizona, 1501 N.
Campbell Ave, Room 5411, P.O. Box 245063, Tucson, AZ 85724. Tel.: þ1 520 626 5056; fax: þ1 520 626 5016.
E-mail address: bjoseph@surgery.arizona.edu (B. Joseph).
0022-4804/$ e see front matter ª 2017 Elsevier Inc. All rights reserved.
http://dx.doi.org/10.1016/j.jss.2017.08.033

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114 j o u r n a l o f s u r g i c a l r e s e a r c h  j a n u a r y 2 0 1 8 ( 2 2 1 ) 1 1 3 e1 2 0

Introduction management of stable patients with PNT.7 Multiple studies


have demonstrated that physical examination alone may be
The management of penetrating neck trauma (PNT) in the as accurate as other invasive diagnostic modalities in detect-
civilian setting has changed tremendously in the last ing significant cervical vascular8-13 or aero-digestive2,9,11,13
three decades. Experience in the civilian setting of large injuries requiring operative repair. The aim of our study was
trauma centers, together with economic considerations to examine the rates on CTA use, positive CTA and therapeutic
regarding unnecessary neck explorations prompted the shift neck exploration (TNE) among PNT patients based on their
of pendulum from an era of mandatory neck exploration to an clinical presentation, regardless of the zone of injury. We
era of more selective management.1 Trauma surgeons are hypothesized that physical examination can safely guide CTA
occasionally faced with the difficult decision whether to use in a “no zone” approach that takes into account the clin-
operate or conservatively manage stable patients presenting ical presentation of the patient regardless of the zone of neck
with PNT. The optimal management of PNT in this group of injury.
patients has remained a source of debate among trauma
surgeons for decades, despite the evolving recent advances.
The management of PNT has been dependent on the Methods
anatomic zone of injury.2 Figure 1 demonstrates different
anatomical zones of the neck.3 The most recent management We performed an 8-year retrospective analysis (from January
guidelines advocate computed tomography angiography 2008 to December 2015) of all adult trauma patients with PNT
(CTA) for any suspected vascular or aero-digestive injuries in presented to our level I trauma center. Banner University
all zones and give zone II injuries special consideration, where Medical Center Tucson is an American College of Sur-
operative intervention should be considered for symptomatic geonsecertified level I trauma center. We included all trauma
patients.4 Current guidelines including a recent one from the patients with isolated penetrating neck injuries (defined by
Western Trauma Association (WTA) always starts with violation of the platysma). All patients who had other body
the zones of the neck, and the algorithm is dependent on the injuries, were younger than 18 years old, had superficial neck
zones of the neck. Penetrating injuries can transgress zone injuries (no platysma violation), incomplete chart informa-
boundaries depending upon the projectile and its angle of tion, or presented with death on arrival were excluded from
penetration. A trauma surgeon might operate on external our study. Ethical approval for this study was granted by our
wound in zone II and then surprisingly might encounter an institutional review board.
unanticipated internal vascular or aero-digestive injury in The following data points were collected: patient de-
zone III or in the mediastinum (zone I). It has been shown that mographics (age and gender), mechanism of trauma (stab
the location of the external wound does not necessarily wound, gunshot, or shotgun wounds), admission vital signs
correlate to the location of the underlying injury.5-7 It raises including systolic blood pressure, heart rate, Glasgow Coma
the question, should the external wound dictate our diag- Scale score, zone of injury and associated injuries. Injury
nostic and therapeutic actions? severity score and abbreviated injury severity scores were
The recent advances in technology have led to the wide- obtained from our trauma registry. Additional information
spread and liberal use of CTA in trauma including the initial collected included symptoms and signs on presentation,

Fig. 1 e The anatomical zones of the neck.

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ibraheem et al  no zone approach in penetrating neck trauma 115

imaging studies performed and their findings. Injuries and population are shown in Table 1. Overall mortality rate was
repairs to the vascular and aero-digestive structures were 4.5% (n ¼ 15). The following were the main causes of mortality;
identified by examining the charts and operative reports. massive hemorrhage from major carotid arteries (n ¼ 5),
The three anatomical zones of the neck were defined ac- postoperative stroke and anoxic brain injury (n ¼ 5), cardiac
cording to Monson et al.14,15 Patients who sustained injuries in arrest from severe respiratory distress (n ¼ 3), and sepsis from
more than one zone of the neck were grouped as multiple severe dog bites (n ¼ 2). Figure 2 demonstrates management of
zones. Patients were classified into three groups as follows; neck injuries based on initial physical examination.
hard signs, soft signs, and asymptomatic. This classification
was based on their signs and symptoms upon presentation.
Hard signs were defined as shock, active bleeding, expanding/ Patients with hard signs
pulsatile hematoma, focal neurologic deficit, airway compro-
mise, massive subcutaneous emphysema, air bubbling A total of 82 patients presented with hard signs of vascular or
through wound, and severe hematemesis.4,16 All other pa- aero-digestive injuries. These hard signs were as follows:
tients were considered to have soft signs of neck injury that shock (n ¼ 24), active bleeding (n ¼ 44), expanding hematoma
included stable hematomas, minor hemoptysis, hoarseness, (n ¼ 9), respiratory distress (n ¼ 9), air bubbling through the
dysphagia, and mild subcutaneous emphysema. The asymp- wound (n ¼ 8), and massive subcutaneous emphysema (n ¼ 2).
tomatic group included all patients with no signs of neck The injured structures in patients with hard signs are
injury other than the stab or gunshot wounds and who described in Table 2.
completely had no symptoms related to the neck injury. All 82 patients with hard signs went to the OR for neck
Our primary outcomes were positive CTA (contrast exploration. On presentation, 58 (72%) patients were unstable
extravasation, dissection, or intimal flap) and TNE (full-neck and underwent neck exploration immediately, of whom 45
exploration including carotid sheath plus repair of major (76.3%) had a TNE. Indications for urgent exploration were
vascular or aero-digestive injuries). Negative neck exploration severe shock, massive hemorrhage, severe airway compro-
was defined as full-neck exploration, including carotid sheath mise leading to cardiac arrest, air-bubbling and visible lar-
without repair of any major vascular or aero-digestive in- yngotracheal injuries through the wound. The decision
juries. Taking the patient to the operating room (OR) for only whether to take the patient directly to the operating room or
wound exploration, irrigation, hemostasis or closure was not to the imaging suite for CTA was totally dependent on the
considered as a neck exploration. Secondary outcomes were attending surgeon. A total of 23 patients (28%) had CTA first, of
complications, missed injury rates, hospital and intensive whom 11 (47%) had positive CTA findings. All stable patients
care unit length of stay, and mortality. The level I trauma with hard signs eventually went to the OR, of whom 14 (61%)
center in this study is the only trauma center in the metro-
politan region and have a working relationship with the
community that all trauma patients presenting to an outside
Table 1 e Descriptive statistics of our study population.
hospital after the initial encounter at the trauma center are
either transferred back or the trauma center is made aware Characteristics N ¼ 337
through communication. Age, y, median [IQR] 30 [26-40]
Data are reported as mean standard deviation for contin-
Sex (male), % (n) 81.3% (274)
uous descriptive variables, as median (range) for ordinal
Stab wounds, % (n) 69.1% (233)
descriptive variables and as proportions for categorical vari-
Gunshot wounds, % (n) 21.1% (71)
ables. ManneWhitney U and Student’s t-test was used for
continuous variables. The chi-square test was used for cate- Shotgun wounds, % (n) 9.8% (33)

gorical variables. P < 0.05 was considered statistically signifi- Self-inflicted injuries, % (n) 17.8% (60)
cant. All statistical analyses were performed using Statistical ISS, median [IQR] 2 [1-5]
Package for Social Sciences (SPSS, Version 20; SPSS Inc, Chi- Admission SBP, mean  SD 130.5  21.1
cago, IL). Admission HR, mean  SD 89.8  15
GCS, median [IQR] 15 [13-15]
Zone of injury
Results
I 16.6% (56)

During our 8-year study period, 337 patients with PNT pre- II 60.2% (203)

sented to our level I trauma center. The majority were male III 18.7% (63)
(81.3%), and the median age was 30 [26-40]. A total of 233 pa- Multiple zones 4.5% (15)
tients (62.1%) sustained a stab wound, 71 (21.1%) had a gun- Hard signs, % (n) 24.3% (82)
shot wound and 33 (9.8%) had a shotgun injury. A total of 203 Soft signs, % (n) 46.3% (156)
patients (62.2%) had their injuries in zone II, which was the
Asymptomatic, % (n) 29.4% (99)
most commonly injured zone. This was followed by zone I (40
Mortality, % (n) 4.5% (15)
patients, 18%) and zone III (43 patients, 19%). Fifteen patients
(4.5%) sustained injuries in multiple zones of the neck. De- SD ¼ standard deviation; ISS ¼ injury severity score; IQR ¼ inter-
quartile range; SBP ¼ systolic blood pressure; GCS ¼ Glasgow Coma
mographics, mechanism of injury, injury severity score,
Scale.
admission vital signs, and zones of injury of our study

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116 j o u r n a l o f s u r g i c a l r e s e a r c h  j a n u a r y 2 0 1 8 ( 2 2 1 ) 1 1 3 e1 2 0

Fig. 2 e Management of neck injuries based on physical exam. (Color version of figure is available online.)

had a TNE. CTA findings correlated with the intraoperative Table 2. A total of 14 patients had TNE with stable hematoma
findings in the majority of cases. In three patients, CTA (n ¼ 8) and mild bleeding (n ¼ 8) as the most common pre-
findings guided the use of intraoperative esophagogas- senting complaints. One patient presented with hemoptysis
troduodenoscopy and bronchoscopy, where one patient had and was found to have hypopharyngeal injury.
esophageal injury and two patients had laryngotracheal in- Neck injuries were categorized as follows: 27/156 (17%)
juries. However, in another three patients, CTA failed to detect zone I; 83/156 (53%) zone II, and 36/156 (23%) zone III. A total of
external jugular and anterior jugular venous injuries that were 10/156 (6.4%) patients with soft signs had injuries in more than
detected later during the neck exploration. In patients with one zone of the neck rates of CTA use, positive CTA, and TNE
negative CTA (n ¼ 12), significant disruptions of the sterno- across the neck zones in patients with soft signs are illus-
cleidomastoid and strap muscles were identified along with trated in Table 4. Patients with zone II neck injuries were more
injuries to multiple unnamed vessels. likely to undergo exploration (P ¼ 0.013); however, there was
Neck injuries were categorized as follows: 10/82 (12%) zone no difference in rates of TNE (P ¼ 0.55) between all zones. The
I; 58/82 (71%) zone II, and 10/82 (12%) zone III. A total of 4/82 rates of other modalities in patient with soft signs were
patients (5%) with hard signs had injuries in more than one esophagogastroduodenoscopy (n ¼ 3), bronchoscopy (n ¼ 3),
zone of the neck. Rates of CTA use, positive CTA, and TNE and contrast swallow (n ¼ 2).
across the neck zones in patients with hard signs are illus-
trated in Table 3. There was no difference in the rates of TNE Asymptomatic patients
(P ¼ 0.23) between any of the neck zones.
A total of 99 patients (29.4%) were asymptomatic and had no
Patients with soft signs signs of vascular or aero-digestive injuries. This group
included 22 patients (zone I), 57 patients (zone II), and 19 pa-
A total of 156 patients presented with soft signs. CTA was tients (zone III). Only one patient had injuries in more than
performed in 121 patients (78%), with positive findings in 12 one zone of the neck. None of the asymptomatic patients had
(10%). Patients with soft signs presented with stable hema- TNE. CTA was performed in 80% of the asymptomatic patients
toma (n ¼ 81), mild bleeding (n ¼ 73), hemoptysis (n ¼ 7), and only three were positive. None of these three patients had
hoarseness (n ¼ 5), dysphagia (n ¼ 2), and mild subcutaneous clinically significant injuries and they did not require any
emphysema (n ¼ 10). The vascular and aero-digestive injuries surgical intervention. Two patients had small vertebral artery
found during TNE in patients with soft signs are described in aneurysms and one patient had small intimal tear of internal

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ibraheem et al  no zone approach in penetrating neck trauma 117

Table 2 e Incidence of injuries among the three groups based on clinical presentation.
Variable Overall (n ¼ 337) Hard signs (n ¼ 82) Soft signs (n ¼ 156) Asymptomatic (n ¼ 99) P-value
Vascular injuries
CCA 9 (2.7%) 9 (11%) 0 0 <0.001
ICA 11 (3.3%) 7 (8.5%) 4 (2.6%) 0 0.005
ECA 5 (1.5%) 4 (4.9%) 1 (0.6%) 0 0.013
Vertebral artery 11 (3.3%) 7 (8.5%) 2 (1.3%) 2 (2%) 0.008
IJV 16 (4.7%) 11 (13.4%) 4 (2.6%) 1 (1%) <0.001
EJV 24 (7.1%) 16 (19.5%) 8 (5.1%) 0 <0.001
AJV 15 (4.5%) 9 (1%) 6 (3.8%) 0 0.002
Aero-digestive injuries
Larynx 9 (2.7%) 7 (8.5%) 2 (1.3%) 0 0.001
Trachea 12 (3.6%) 10 (12.2%) 2 (1.3%) 0 <0.001
Hypopharynx 7 (2.1%) 6 (7.3%) 1 (0.6%) 0 0.001
Esophagus 3 (0.9 %) 2 (2.4%) 1 (0.6%) 0 0.194

CCC ¼ common carotid artery; ICA ¼ internal carotid artery; ECA ¼ external carotid artery; IJV ¼ internal jugular vein; EJV ¼ external jugular
vein; AJV ¼ anterior jugular vein.

jugular vein. No missed injuries or delayed complications studies to evaluate these injuries were invasive or cumber-
were reported in these patients. Rates of CTA use, positive some. Thus the search for the most efficient way of identifying
CTA, and TNE across the neck zones in asymptomatic patients injury and the optimal use of resources were the key variables
are illustrated in Table 5. No other modalities were used in in managing these injuries. Currently, the evolution of CTA
asymptomatic patients. Figure 3 demonstrates the proposed has changed much of our practice and it is time for us to
“No Zone” algorithm for the management of penetrating neck rethink our approach.
trauma based on physical examination. Based on our data, we have proposed a new algorithm for
the evaluation and management of penetrating neck injuries
Figure 1. This new algorithm does not start with the zone of
Discussion the external wound, as it does not seem to matter based on
our data. Our data showed that asymptomatic patients did not
Results of our analysis show the significance of physical ex- benefit from CTA, surgery or other interventions. Thirty
amination in the clinical decision-making regarding the percent of the patients in this study were asymptomatic and
management of neck injuries, irrespective of anatomical 78% of these patients underwent a CTA, which turned out to
zones of the neck. Our study demonstrates that regardless of be unnecessary because it only identified three minor vascular
the anatomical zones or hemodynamic stability, all patients injuries which were inconsequential and clinically insignifi-
with hard signs after neck injury underwent neck exploration cant. This approach would emphasize the need for meticulous
with a high rate of therapeutic interventions. As far as pa- physical examinations and trusting the clinical judgment of
tients with soft signs who underwent neck exploration, only a the trauma surgeon.
third of them were therapeutic. None of the asymptomatic For patients with soft signs, which were the largest group
patients underwent neck exploration. On sub analysis based (46%) in this study, the new proposed algorithm recommends
on symptoms, there was no difference in the rate of TNE be- CTA before taking them for neck exploration. Using the clin-
tween the neck zones in patients with hard signs or soft signs. ical presentation would better help our decision on how to use
Historically, the algorithms for treating penetrating neck our resources. For the patients with presentation that is un-
injury were developed because injuries in the upper neck and reliable, good clinical judgment is required, and a period of
lower neck were more difficult to manage, and the diagnostic observation in stable patients would be suggested.

Table 4 e Rates of CTA use, positive CTA and TNE in


Table 3 e Rates of CTA use, positive CTA and TNE in patients with soft signs.
patients with hard signs.
Zones of Number of CTA OR TNE
Zones of Number CTA TNE% injury patients (n) % (n)
injury of (n) Overall Positive
patients Overall Positive
Zone I 27 22 1 6 66 (4)
Zone I 10 4 2 100 (10) Zone II 83 65 7 28 25 (7)
Zone II 58 12 4 70.7 (41) Zone III 36 34 4 6 50 (3)
Zone III 10 5 5 50 (5) Multiple 10 0 0 0 0
Multiple zones 4 2 0 75 (3) zones

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118 j o u r n a l o f s u r g i c a l r e s e a r c h  j a n u a r y 2 0 1 8 ( 2 2 1 ) 1 1 3 e1 2 0

many trauma centers for hemodynamically stable patients.


Table 5 e Rates of CTA use, positive CTA and TNE in
asymptomatic patients. The liberal use of CTA recommended by zone-guided algo-
rithms will, however, also result in high rates of unnecessary
Zones of Number of CTA TNE%
CTA and negative neck explorations. It has also resulted in
injury patients (n)
Overall Positive positive CTA studies that were clinically insignificant and did
Zone I 22 21 0 0
not require any surgical intervention.
Of course there are wounds that require surgical attention
Zone II 57 41 1 0
even if formal neck explorations are not required. For this type
Zone III 19 16 2 0
of wounds, it is recommended that the wounds be repaired in
Multiple 1 0 0 0
the OR if it is better for the patient. However, our algorithm is
zones
most useful for those with smaller external wounds such as
small stab wounds, gunshot wounds, and shotgun wounds
In our study, patients with zone II injuries presenting with that do not need much external wound care.
soft signs (n ¼ 82), only 14 patients had TNE. Following the The practice of mandatory neck exploration has been
WTA guidelines and algorithm, it recommends that symp- challenged and discouraged because of the high unacceptable
tomatic patients undergo neck exploration.4 Following this rates of negative neck explorations. The routine use of full
approach, our data showed that it would have resulted in 68 four-vessel cerebral angiography in patients with PNT has also
negative neck explorations. been challenged because it is invasive and results in high
The evolution and advances of modern CTA have allowed number of negative examinations.17 Following the same
for its widespread implementation as the standard of care in concept, zone-based algorithms should be reconsidered after

Fig. 3 e “No zone” algorithm in penetrating neck trauma.

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ibraheem et al  no zone approach in penetrating neck trauma 119

taking into account the no zone approach, where patients are another important piece of evidence to the literature that
stratified based on their clinical signs and symptoms. The no supports the need for approaching PNT patients in a “no zone”
zone approach is a promising utility to reduce the rates of approach that considers the symptoms and signs of the pa-
unfavorable outcomes such as unnecessary CTA and negative tient not the zone of injury. Future research should focus on
neck explorations as well as simplifying the approach. Few multi-institutional retro- or prospective studies with a large
studies adopted this approach; however, the evidence in number of patients to accurately investigate the applicability
literature is still lacking and evolving.5-7,18 of implementing the “no zone” approach and compare it to the
Once vascular or aero-digestive injury is suspected, some zone-based algorithms.
zone-based guidelines recommend the liberal use of CTA in
zones I and III, while recommending neck exploration in pa-
tients with zone II injuries.4 Our data show that suspicion Conclusion
alone does not warrant the liberal use of CTA and neck
exploration in asymptomatic patients with PNT. Physical examination, not the zone of injury, should be the
Supporting the notion that asymptomatic patients do not primary guide to CTA use in patients with PNT. Following a
need CTA is the fact that Demetriades et al.9 showed that the “no zone” approach can reduce unnecessary CTA and nega-
absence of signs suspicious of esophageal injury (painful tive neck explorations in stables patients presenting with PNT.
swallowing, subcutaneous emphysema, or hematemesis) can Asymptomatic patients do not require CTA and should be
reliably exclude esophageal injury. None of the 174 awake, managed with observation, regardless of the zone of injury.
asymptomatic patients in their study had esophageal injuries. The proposed algorithm needs to be validated by other studies
Studies have also shown that small esophageal or tracheal at other institutions.
injuries can be safely managed conservatively.19 The fear of
missing small but critical aero-digestive injuries by relying on
clinical presentation is not justified in literature.
After comparing our results to the results if WTA algorithm Acknowledgment
had been followed, we emphasize the fact that all asymp-
tomatic patients should be managed with clinical observation Authors’ contribution: B.J., K.I., M.K., T.K., A.A., and P.R.
only and do not require CTA. All asymptomatic patients designed this study. B.J., K.I., A.T., T.K., A.A., and P.R. searched
should be treated as one entity without any special consid- the literature. B.J., K.I., N.K., A.T., and M.K. collected the data.
erations to zone II. As for patients with soft signs, a small B.J., K.I., N.K., M.K., and A.A. analyzed the data. All other au-
modification is to be considered in WTA algorithm. Patients thors participated in data interpretation and manuscript
with soft signs in zone II should be offered CTA first and preparation.
should not be taken directly to the OR. This means that all
patients with soft signs, regardless of the zone of injury, Disclosure
should undergo CTA, and only patients with positive CTA
might be considered for surgical neck exploration. In patients There are no identifiable conflicts of interests to report. The
without hard signs (soft signs and asymptomatic), following authors have no financial or proprietary interest in the subject
WTA algorithm (zone based) will lead to a total of 82 trips to matter or materials discussed in the manuscript.
the OR and 120 CTA versus 12 trips to the OR and 156 CTA
following our proposed algorithm.
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