Paulo Henrique de Menezes Albuquerque

34 yrs. – Single
Address: Rua Guipá, 758 apt 05 (Ipê) – São Paulo - SP
Contact: +55 11 97621 4829 – E-mail: phmalbuquerque@gmail.com – Skype: ph_alive
LinkedIn: https://www.linkedin.com/in/phenrique/

Compliance
Introduction

Over 12 years working with Internal Audit, Risk Management, Internal Controls and ABC Compliance in several
different markets.
With considerable experience doing projects and giving support to international/multicultural teams, had the
opportunity to develop my skills implementing and managing Compliance programs and Internal Controls projects
both national and multinational companies.
Experienced with Data Analytics using MS-Excel, process/controls mapping and design, policies & procedures
development, and internal audit activities.

Education
 Bachelor Degree in Business Administration – Escola Superior de Administração e Gestão (ESAGS/FGV)
 MBA in Governance, Risk Management and Compliance – FIPECAFI
 Executive Education in Risk Management and Compliance – FIPECAFI
 Executive Education in International Compliance – Society of Corporate Compliance and Ethics (SCCE)

Languages
 Portuguese (Native)
 English (Professional Proficiency)
 Spanish (Basic)

Professional Experience
Centro Brasileiro de Diagnósticos (Alliança Excelência em Saúde) Apr.2022/Current
Internal Audit, Internal Controls and Compliance Manager
 Responsible for developing and implement Compliance Program for all 13 business units around the
country, including more than 6,000 employees
 Responsible for restructuring Risk Management and Internal Controls Program
 Policies and Procedures Reviewer and administration
 Responsible for Whistle blowing channel, investigations, and Ethics Committee Secretariat

Care Plus Apr.2021/Apr.2022

Regulatory and ABC Compliance Specialist
 Responsible for developing and implement Compliance Program
 ABC Policies and Procedures Reviewer and administration
 ABC Risk Assessments
 Regulatory Compliance and Coordinator of Clients Complaints Committee

Arco Educação (Arco Platform) Feb.2020/Apr.2021

Compliance Specialist
 Responsible for developing and implement Compliance Program for all 7 business units around the
country, including more than 2,000 employees
 Policies and Procedures Reviewer and administration
 Ethics Committee Secretariat
Leader of 1 Compliance Senior Analyst

China Three Gorges Brazil Holding S/A Mar.2018/Feb.2020

Compliance Senior Analyst
 Responsible for Vendors, Donations and KYC Due Diligence programs 
 Policies and Procedures Reviewer
 Regulatory Compliance Support
 Responsible for Payments Monitoring (Compliance Monitoring)

Embraer S.A. Nov.2016/Mar.2018

Compliance Senior Analyst
 Responsible for Vendor and Donations Due Diligence program
 Development of Compliance KPI’s e KRI’s to presentation to Directory and Audits
 Policies and procedures reviewer (Corporate and Controlled Companies)
 Responsible for implementing and manage Compliance Program in controlled companies by Embraer S.A.
(São Paulo/BR e Alverga/Portugal)
 Support to external monitoring (DOJ/SEC)

Mondial Assistance Brazil (Allianz Worldwide Partners) Oct.2014/May.2016

Senior Risk and Compliance Analyst
 Performer of annual Internal Controls program (test performance, risk and control assessment, results
presentation and report to Zone Americas and HQ)
 Lead risk and control assessment workshops with all internal divisions
 Receptive for foreigner teams during audit and reviews programs
 Experienced in risks, controls and processes analysis and improvement needs development
 Support Compliance Department in Quality Assurance Audits
 Responsible for translating, adequate and implement AGA policies in Mondial Brazil BU
 Creation and application of local Code of Conduct, Antifraud/Anticorruption, Antitrust, and other
Compliance trainings
 Responsible for Risk & Compliance reports to local and regional boards of AGA
 Experienced in risks, controls and processes analysis and improvement needs development
 Receptive for foreigner teams during audit and reviews programs
 Performer of annual Internal Controls program (test performance, risk and control assessment, results
presentation and report to Zone Americas HQ and European HQ)

ETNA Móveis e Decorações Apr.2013/Oct.2014

Internal Auditor / Internal Controls Analyst
 Process mapping and procedures development
 Internal policies development
 Responsible for developing my own internal audit program (Controls in scope, samples, schedule, etc.)
 Production of internal audit reports to Internal Audit Manager and Chief Officers
 Internal controls evaluation and preparation of action plans with the divisions
 Lead annual physical inventory program in larger stores (more than 10k SKU’s)

PwC Brazil – PricewaterhouseCoopers Apr.2011/Apr.2013

Internal Audit Services Consultant (Governance, Risk & Compliance)
 Audit/Consultancy reports elaboration to presentation to internal and external clients
 Give support to client’s internal audit team during pre-regulatory audits
  GRC (Governance, Risk and Compliance) consultancy to small and big companies, control best practices
implementation and risk matrix development, evaluation of governance status, evaluation of internal
policies and procedures, compliance audit for bank companies
 Best practices implementation based on COSO Risk Management methodology

Other companies/experiences:
 Homelife Consultoria Imobiliária – Financial Assistant (Feb.2008/Mar.2011)
 CVC Turismo – Treasury Intern (Feb.2008/Dec.2008)
 EDS (Electronic Data Systems) – Level II Helpdesk Support Analyst (Sep.2007/Jan.2008)

Tools & Software

 PwC Global Best Practices (Audit), PwC Audit Guide, Microsoft Office, Microsoft Visio, Lotus Notes, Microsoft
Project, ERP Oracle PeopleSoft, Protheus 10/11, Archer.

Courses
 Corporate Investigation (Forensics) – SYARD (São Paulo, Brazil)
 Internal Controls Workshop – Allianz Global Assistance (Richmond, USA)
 Introduction to PMP certification – EasyBok “Prof. André Ricardi, PMI Brazil Vice-President” (São Paulo,
Brazil)
 English for Business – Embassy CES (San Diego, USA)
 MS-Project – DIGICAD (São Bernardo do Campo, Brazil)
 MS-Excel Advanced – DIGICAD (São Bernardo do Campo, Brazil)
 Implementing Sarbanes-Oxley – COM.Êxito Consultoria e Treinamento (Online – Brazil)
 Introduction to para o CIA, COSO II, Governance, Audit Documentation, Accounting Basics, Risk
Identification and Management, ACL – PwC (São Paulo, Brazil)