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Number 57

March 2017

Plant Breeding and Genetics


A paper in the series on
The Need for Agricultural Innovation to
Sustainably Feed the World by 2050
AbstrAct
The art and science of plant breed-
ing is directed to one of humanity’s
greatest challenges: the need to feed,
clothe, and nourish a growing world
population in the face of climate
extremes, decreased water availability,
demands for renewable energy, and the
imperative for environmental steward-
ship. Innovation is critically important
to continued progress in providing
food and nutritional security to human-
kind in the decades ahead. There is an
urgency to plant breeding and the need
for innovation because our increasing
population and increasing prosperity
will require genetic improvements in
our crops at twice the current rate of
improvement globally.
The ultimate goal of plant breed-
ing is to develop improved crops.
Improvements can be made in crop
productivity (e.g., grain yield; adapta-
tion to a specific region; disease and
pest resistance; tolerance to drought,
heat, cold, or salinity), crop processing
and marketing (e.g., milling or baking/
cooking/fermentation quality, biofuel
yield, visual appeal, postharvest stor-
ability, shelf life), and/or consumer
quality (e.g., flavor, protein content, oil
profile, fiber quality, nutritional value).
The process of developing an
improved cultivar1 begins with inter-
crossing lines with high performance
Given the
Given the focus
focus and
and investment
investment devoted
devoted to
to technological
technological innovation
innovation in in crop
crop
for the traits of interest, then evaluating
improvement, it
improvement, it is
is vital
vital that
that maximal
maximal value
value is
is derived.
derived. (Photo from PAN KBOON/Shutterstock.)
and selecting outstanding progeny that
demonstrate superior performance, and cultivars. The innovation can come in been done to date.
finally, confirming performance stabil- the form of new genetic technologies Crop improvement through tech-
ity across the potential market region. that may involve creation or assembly nological innovation is facilitated,
Given the goals and steps in the of genetic diversity, production of the empowered, leveraged, and maximized
plant breeding process, innovation progeny to be evaluated, structures in a number of ways. Partner tech-
provides the means to achieve greater and schemes to facilitate selection of nologies, multidisciplinary collabora-
gains, increase efficiency, and ac- superior genotypes, and even systems tion, technology transfer, financial
celerate time-to-market for improved to enable delivery of superior perfor- investment, governmental biosafety
1 Italicized terms (except genus/species names
mance to farmers. Several significant accreditation, protection of intellec-
and published material titles) are defined in the
examples of innovative technologies tual property, farmer adoption, and
Glossary. are presented to demonstrate what has consumer acceptance all play a role in

This material is based upon work supported by the U.S. Department of Agriculture’s (USDA) Agricultural Research Service (ARS) and Animal and Plant Health
Inspection Service (APHIS) Agreement No. 59-0202-5-002. Any opinions, findings, conclusions, or recommendations expressed in this publication are those of
the author(s) and do not necessarily reflect the views of USDA–ARS, USDA–APHIS, any other USDA agency, or the USDA.
CAST Issue Paper 57 Task Force Members
Authors Reviewers
P. Stephen Baenziger E. Charles Brummer, Department Richard Flavell, Ceres, Inc., Thou-
(Cochair), Department of of Plant Sciences, University of sand Oaks, California
Agronomy and Horticulture, California–Davis Jan Leach, Plant Pathology, Colorado
University of Nebraska–Lincoln Peter Langridge, School of Agri- State University, Fort Collins
Rita H. Mumm (Cochair), Depart- culture, Food and Wine, University of Don Lee, Department of Agronomy
ment of Crop Sciences, University Adelaide, Glen Osmond SA, Australia and Horticulture, University of
of Illinois at Urbana–Champaign Philipp Simon, USDA–Agricultural Nebraska–Lincoln
Rex Bernardo, Department of Research Service, Department of
CAST Liaison
Agronomy and Plant Genetics, Horticulture, University of Wiscon-
University of Minnesota, St. Paul sin, Madison Wendy Srnic, Research and Devel-
Stephen Smith, Seed Science Center, opment, DuPont Pioneer, Johnston,
Iowa State University, Ames Iowa

enabling genetic technological advance- global population of more than 9 billion Per-unit area yields of the three major
ment and effective realization of food by 2050 is to be fed and nourished. field crops in the United States—corn,
security goals. Aspects and influences to soybean, and wheat—have increased
these empowerments of technological
innovation are discussed in detail. IntroductIon dramatically since the late 1800s or
early 1900s (USDA–ERS n.d.) (Figure
Given the focus and investment Grand Challenges 1). Approximately 50 to 60% of this
devoted to technological innovation Human life depends on plants for increase has been attributed to improved
in crop improvement, it is vital that food, feed, fiber, fuel, aesthetics, and crop cultivars (varieties), with the
maximal value is derived; this often environmental services such as recy- remainder of the yield improvement
means fitting improved cultivars and cling carbon dioxide (CO2). Some of attributable to improved crop
the process to create them with other humanity’s grand challenges are met, at production practices (Fehr 1984).
features of the agricultural production least in part, through improved plants: Despite yearly fluctuations, the total
system and the value chain. Integration feeding and nourishing a growing hu- U.S. acreage (1 acre=0.4047 hectares)
with farmer-implemented agronomic man population, supporting a biobased devoted to these three major crops
practices; delivery options for crop pro- economy, coping with and helping increased from 160 million acres (65
tection; and machinery used for plant- mitigate climate change, and sustaining million hectares) in 1926 to 225 mil-
ing, harvest, and postharvest storage are the environment. Looking pragmati- lion acres (91 million hectares) in 2015
important to realizing the full genetic cally at the past and strategically to the (USDA–ERS n.d.) (Figure 1). Hence,
potential of improved cultivars and de- future, this paper focuses on the role increases in total crop production from
riving maximal value and impact from and critical importance of innovation 1900 to the present have been due to a
innovation. Likewise, further innova- in plant breeding to meet the grand combination of higher yields per acre
tion in production systems and value challenge of being able to provide food as well as more acres cultivated. The
chains will sustain and leverage genetic and nutritional security to humankind amount of U.S. and global arable land,
advancements. in the decades ahead. Improved crops however, is limited and decreasing
Past success in devising innova- are also used for sources of fiber, wood, because of urbanization, salinization,
tive plant breeding solutions to develop and amenity plants such as flowers and limited irrigation water, and soil erosion
improved crop cultivars to nourish, fuel, turf grasses. (Tester and Langridge 2010). Hence
and beautify the world while mitigating future increases in crop production will
climate change and enhancing the envi- Feeding and Nourishing Humanity need to come from increased productiv-
ronment has been impressive. Success The U.S. population has grown ity, often on less desirable land.
to date should provide the motivation from 76 million in 1900 to 321 million Future demands for increased crop
and confidence to sustain and intensify in 2015 (USDA–ERS n.d.) (Figure production will be high because of
efforts in the decades ahead to eliminate 1). Having many more mouths to population increases. The U.S. popula-
human hunger and malnutrition while feed necessitates increases in crop tion is projected to increase to more
preserving our environment. The scale production, which can be achieved than 450 million in 2050. The world
of innovations that needs to be made through higher crop yields per land population is projected to increase from
and broadly implemented globally area unit (increased productivity) or 7.3 billion in 2015 to approximately 9.6
within the next few decades in the many through more land devoted to crop billion in 2050 (Godfray et al. 2010).
and diverse crops that sustain humanity production. In addition, as people Staple crops such as wheat, maize, and
reinforces the urgency and call to action become more prosperous, they eat more rice account for a high proportion of
for innovation in plant breeding if a food and have a more diverse diet. the caloric intake in the human diet

2 COUNCIL FOR AGRICULTURAL SCIENCE AND TECHNOLOGY


(approximately 60% globally [FAO

n.d.]), and a nutrient-sufficient diet for
a growing population will have greater 



demands for vegetables, fruits, oilseeds,  
and nuts (FAO 2009). At the same time,  
increasing affluence will lead to a great-


er demand for meat and dairy, which in
turn will drive demand for crops used
as animal feed (e.g., corn, soybean, 
alfalfa, and forage grasses). Finally, to
combat the various forms of undernutri-

tion globally, a generally more diverse
and nutritious diet is critical. Improving 
nutritive value is a major breeding goal 
in many crops. 
There is an urgent need to increase 
agricultural productivity to meet the 
  
grand challenges facing humanity.
Simply stated, current improvements

in crop production through genetics   

and agronomy are not sufficient (less


than half of what is needed) to sup- 
port the human activities predicted due
to population growth and increased 
prosperity by 2050 (e.g., the predicted
9 billion people of 2050 will consume

the agricultural products equivalent to
12 billion people of today [Godfray et 

al. 2010]). Furthermore, while great



progress is being made in some crop


plants, not all crops currently share

equally in these advances, which may
greatly lessen the diversity of choices 
that humans will have in the future.
Simply imagine a salad of the future 
with its diverse vegetables, fruits, and

nuts if most of the scientific advances       
are made only in the major crops of the 
world (e.g., maize, wheat, rice).
Will plant breeding end hunger? Figure 1. Average yields of corn, soybean, and wheat per acre through time;
No. The causes of starvation and mal- acreage in the United States planted to these crops; and U.S. population
growth (USDA–ERS n.d.).
nutrition are inextricably linked with
poverty, lack of markets, poor political are dependent on plants, animals, and greater quantities of plant material, but
leadership, wars, etc. It is understood microorganisms—are renewable and also for plant biomass that has specific
that today nearly one billion people live can contribute to rural economy. More chemical and physical characteristics
in poverty and are malnourished or food than 40% of the U.S. corn crop is that make it more amenable to
insecure despite global crop surpluses. currently used to produce fuel ethanol, bioprocessing. Plant breeding will be
The urgent goal of plant breeders is to yet coproducts from ethanol production important in developing these significant
ensure that hunger, malnourishment, (such as distillers dried grains with new characteristics in crops.
and food insecurity are never due to solubles) make their way back into the Climate Change
lack of agricultural production, despite food/feed chain, substantially offsetting Plants use energy from the sun to
the possibility that other factors may corn and soybean requirements in convert water from the soil and CO2
limit food availability and quality. livestock diets (Mumm et al. 2014). from the air into sugars and oxygen.
Biobased Economy Ethanol and biodiesel produced from Human use of fossil fuel continues to
Reserves of fossil energy like oil leaves and stalks (instead of grain) or increase the concentration of CO2 in the
and coal are currently used to meet from nonfood crops, as well as plant- atmosphere, which is favorable to crop
the majority of needs for fuel, plastics, derived plastics and industrial products, productivity. Because plants have an
and other industrial products. These are projected to become increasingly optimum temperature for productivity
fossil resources are nonrenewable, important. These new uses for plants (less than approximately 33°C [91°F]
whereas biobased resources—which will create a demand not only for

COUNCIL FOR AGRICULTURAL SCIENCE AND TECHNOLOGY 3


for many plant species), however, the meets the needs of the present without Whether agriculture impacts ES
expected increase in productivity due compromising the ability of further positively or negatively depends on
to a higher CO2 concentration will be generations to meet their own needs” farm management practices and on
offset by a lower productivity due to (USEPA 2010). Plant breeding can play the surrounding landscape (Tilman
higher temperatures caused by higher a large role in developing sustainable 1999). For example, land use changes
atmospheric CO2 concentration. agroecosystems (Brummer et al. 2011). to agriculture may result in habitat loss,
Of greater concern, climate change The Royal Society (the United irrigation can divert rivers and deplete
is expected to cause a higher frequency Kingdom’s equivalent of the U.S. aquifers, overgrazing will cause erosion
of climate extremes—too hot or too National Academy of Science) (2009) and desertification, and nutrient runoff
cold, or too dry or too wet. Therefore, warned of a “stark choice” to either can lead to river and marine eutrophica-
plants need to be bred to respond to “expand the area of agricultural land to tion (Swinton et al. 2007). On the other
such extremes in climate, as well as increase gross production, or increase hand, agriculture can be managed to
to new insect and disease pressures yields on existing agricultural lands.” conserve soil and contribute to more
that may arise from such variability The response to meet this grand chal- sustainable use of water, nutrients, and
in climate. In addition, several studies lenge has been a call for “sustainable energy (Australia 2.1 2012; Mati 2005;
have shown that rising CO2 levels will intensification” founded on scientific Robertson et al. 2014; Swinton et al.
lead to reduced nitrogen, iron, and zinc and technological innovation (Fish, 2007) while contributing to the needs
content of grain crops (Loladze 2002), Winter, and Lobley 2014; The Royal of humanity. Kesevan and Swamina-
which will impact nutritional quality. Society 2009; Tilman et al. 2011). than (2008) likewise advocate for a
On the positive side, plants can help Agriculture must be considered in the more holistic approach with the goal
mitigate climate change by sequester- wider ecological context of sustain- of transcending the Green Revolution
ing carbon—i.e., converting CO2 from able landscapes and biodiversity, where with an “Evergreen Revolution” by
the atmosphere into roots of perennial “food is not against the environment taking a comprehensive farming systems
herbaceous plants or into woody plant per se, but rather one of interlocking approach that considers land, cultivar
material, which is not quickly degraded, services provided by the environment improvement, water, biodiversity, and
so that carbon is “stored” in the form of which sustains and enhances life” (Fish, integrated natural resource management.
plant material for a period of time. Winter, and Lobley 2014).
Stewardship of the Planet The term “ecosystem services” (ES) The Path Ahead: Breeding
was first coined by ecologists to dem- Targets for the Future
Agriculture originated through se- onstrate the diversity of processes that
lection of native plants and wild animals support human well-being (Daily 1997; The continued transformation to
by hunter-gatherers who began to cul- Daily et al. 1997). Negative effects on make agriculture a major contributor,
tivate land, leading to the development other ES are termed “ecosystem dis- not detractor, to ecosystem integrity
of new strains of domesticated plants services.” Agriculture both provides and while feeding the world is the grand
and animals that are the basis of modern receives ES. For example, the net value challenge for the 21st century (Scherr
agriculture. Agriculture provided for of services from wild insects to U.S. and McNeely 2008). Foley and col-
the conduct and growth of civilized agriculture has been estimated at US$8 leagues (2011) conclude that food
societies. The origins of agriculture billion per year (US$9.8 billion at 2015 production can be doubled while greatly
some 8,000–10,000 years ago marked valuation) (Losey and Vaughan 2006) decreasing the negative environmental
a cardinal change in how humankind and €153 billion (€162.5 at 2005 valua- footprint of agriculture by the adoption
would interact with the physical envi- tion or US$188.5 at 2015 valuation) per of four strategies: (1) halting agricul-
ronment and ecosystems. Agriculture is year globally (Gallai et al. 2009). As a tural expansion; (2) closing yield gaps
a dominant form of land management further example, cumulative benefits of on underperforming lands; (3) increas-
and often involves major regional dis- $6.8 billion over 14 years in suppres- ing cropping efficiency; and (4) shifting
turbances of natural ecosystems (Dale sion of European corn borer (Ostrinia diets and lessening waste. High levels
and Polasky 2007). Excluding desert nubilalis [Hubner]) were estimated to of innovative research, including basic
as well as rock- and ice-covered lands, have accrued from the use of maize research in plant physiology and genet-
50% of the remaining global land area varieties engineered to include a gene ics, will be required to deliver on these
is now used for agriculture (Tilman et from Bacillus thuringiensis (Bt). Of this strategies (The Royal Society 2009).
al. 2001). Zhang and colleagues (2007) total, $4.3 billion in benefits accrued to Plant breeding has a critical role in
describe agriculture as “representing growers who did not plant Bt varieties increasing cropping efficiency of food,
humankind’s largest engineered ecosys- because corn borer populations were feed, and fiber crops, as well as devel-
tem.” As such, well-established culti- significantly depleted across the whole oping more nutritious food.
vated farmland is now recognized as a growing area. A Chinese study car- Beyond improving crops to meet
distinct ecosystem (Heinz Center 2002; ried out over 16 years (Lu et al. 2012) the basic caloric needs for humans and
MEA 2005). showed an increase in abundance of ar- livestock, plant breeders must collabo-
There are many concepts and defini- thropod predators (ladybirds, lacewings, rate with food and health scientists to
tions of “sustainable agriculture.” In this and spiders) along with fewer aphid develop more nutritious, healthy foods.
paper, the definition developed by the crop pests where there was widespread Given the lack of nutritional security
U.S. Environmental Protection Agency adoption of Bt in cotton. in both developing and developed
(EPA) will be used: “development that countries, some attention to genetic

4 COUNCIL FOR AGRICULTURAL SCIENCE AND TECHNOLOGY


improvement of the nutritional value pasta. In many cases, the biochemistry value, health benefits), to name a few.
of crops is globally warranted. Protein- of end-use traits is well known and Classical plant breeding relies on
energy malnutrition, vitamin A, iron, specific genes can be targeted in selec- naturally occurring genetic variation
and iodine are primary shortfall nutri- tion. In the case of malting and brewing, (the raw material underlying traits
ents globally (IFPRI 2014). Shortfall genes encoding a range of enzymes evaluated and selected by plant breed-
consumption is also relatively common involved in mobilizing starch are key ers) in the germplasm pools from which
in the developed world, but incidence is selection targets whereas the genes for cultivars were developed. Crop species
lower and symptoms rarely are extreme. grain hardness and the high-molecular- typically have originated in one global
Vitamins A, C, E, magnesium, calcium, weight glutenin proteins play key roles geographic region, often where domes-
and potassium are shortfall nutrients in in the end uses of wheat. tication was initiated. This concept of
the United States (Dietary Guidelines a “center of origin” for a crop was first
Advisory Committee 2005). Of these described by Nicolai Vavilov in the
shortfall nutrients, crop plant sources How Plant Breeding Works 1920s (Vavilov 1987). As regional and
account for all of the vitamin C; more The domestication of crop plants global trade and migration expanded
than 50% of the vitamin E, magnesium, has provided a sustainable food and during the Middle Ages and Renais-
and potassium; and more than 40% of feed supply to meet the challenges of a sance, not only did new crops come
the vitamin A in the U.S. diet (Simon et growing global population as civiliza- to new geographic regions where they
al. 2009). tion developed during the last 8,000– were previously unknown, but also
Several global efforts have tar- 10,000 years, and plant breeding has new types of known crops came from
geted genetic improvement of nutri- continued and expanded that process to regions beyond local populations. With
tional quality primarily in staple crops, address modern challenges. The process the introduction of these new plant
sometimes referred to as biofortifica- of improving crop traits, with regard types came additional genetic diversity.
tion. One such program directed to to a given species, typically involves The germplasm pools for a given
small shareholder farmers, HarvestPlus several steps: (1) defining the traits to crop currently include improved
(http://www.harvestplus.org/), has led be improved; (2) identifying germplasm cultivars grown regionally and across
to the development of new cultivars with desired traits and favorable genes the globe, cultivars grown in the past,
with elevated levels of iron in beans and that can contribute to an improved wild progenitor species from which
millet; increased zinc in rice and wheat; cultivar (i.e., identifying parents); (3) crops were domesticated, and other
and an improved source of vitamin A in crossing/intermating chosen parents; wild or cultivated relatives of a crop
cassava, sweet potato, and maize (e.g., (4) evaluating and selecting the out- that can be intercrossed to the crop.
see Palmer et al. 2016). Determinations standing progeny of intermated plants With the advent of genetic engineering
of optimal levels of particular nutrients (which may be repeated for several (crops that result are often described as
are necessary before a major breeding generations); and (5) field testing in the genetically modified crops, synonymous
effort is undertaken. potential market region to determine to genetically modified organisms), the
Consumer scientists will play a role if the performance of any selected biosphere becomes a source of new
in deployment of nutritionally improved progeny is sufficient to warrant release genetic resources.
crops, because consumer acceptance of an improved cultivar. Depending on The ability for a plant breeder to
must be at least equivalent to available the breeding or propagation system for improve a trait depends on the crop
unimproved cultivars and identification the crop, a new high-performing line and the particular trait. The ability to
of the improved cultivars in the market- may be used directly as a new cultivar, improve traits in diploid or diploid-like
place can be a difficult consumer educa- as a component parent in a hybrid crop crops, such as maize or tomatoes, is
tion challenge. Average daily vegetable or population, or as parental breed- generally more readily achieved than
and fruit consumption in the United ing stock to develop further improved in polyploid crops, such as alfalfa or
States is less than 40% of that recom- germplasm. potato, which have more complex
mended, and the Centers for Disease The ultimate goal of plant breed- genetics. Because crop improvement
Control and Prevention (CDC 2011) has ing is to improve crop performance in a breeding program advances with
developed strategies to encourage high- for traits or defined characteristics each generation of sexual reproduction,
er consumption to counteract the rising of a plant that are under genetic con- crops with rapid reproductive cycles
rate of obesity. Improving flavor and trol. Traits contributing to a particular allowing several generations of seed
other aspects of consumer appeal have product target might include those production and selection in one year can
been proposed to encourage increased important for crop productivity (e.g., be advanced much more rapidly than
vegetable and fruit consumption. yield; adaptation to a specific regional crops that only reproduce annually, or in
In addition to consumers, other environment; disease and pest resis- the case of some perennial crops, after
stakeholders in the value pathway (e.g., tance; tolerance to abiotic stress factors several years. Similarly, selection for
food processors) are also important in like drought, heat, or cold), for crop traits controlled by variation in one or
determining breeding targets and cul- processing and marketing (e.g., milling two genes often is easier than for traits
tivar development goals. For example, or baking/cooking/fermentation quality, controlled by multiple genes.
malting quality is critical for barley cul- biofuel yield, visual appeal, postharvest Regardless of the crop reproduction
tivars used for beer production, whereas storage ability, shelf life), and for con- system and genetic control of a trait, the
wheat is bred for a variety of end uses sumer quality (e.g., flavor, protein con- ability of a breeder to effectively select
including bread, cookies and cakes, and tent, oil profile, fiber quality, nutritional among progeny from breeding crosses

COUNCIL FOR AGRICULTURAL SCIENCE AND TECHNOLOGY 5


also depends on the magnitude of genetic control and the more effective of new genetic technologies that may
nongenetic factors in the environment screening and selection among progeny involve creation or assembly of genetic
that introduce variation among plants will be for more favorable combinations diversity, production of progeny to be
in a population (i.e., “noise”), prevent- of genes from each parent. Heritability evaluated, structures and schemes to fa-
ing easy identification of genetically can be measured by growing a series of cilitate selection of superior genotypes,
superior individuals. Even for simply cultivars or lines under diverse condi- and even systems to enable delivery of
inherited traits in rapidly reproducing tions and determining the proportion of superior performance to farmers. Some
diploid crops, the gain from selection the genetic, environmental, and GxE examples are discussed below.
can be low or nil if nongenetic factors variation that changes across sites.
have a large influence on the genetic Different genotypes interact with Technologies to Introduce
expression of a trait. environments differently, and hence the New Genetic Variation
Before the recent advances in magnitude of GxE is of considerable
molecular and genomic techniques, interest to breeders and ultimately to Several genetic technologies have
plant breeders had to select solely on farmers. Breeders would ideally like to been developed to expand the range
the plant phenotype. The phenotype of develop cultivars that are superior to of genetic variation beyond that found
a crop is defined as the observable and all others throughout the entire range in the allelic variation of native genes
measurable characteristics of that crop. of production environments in which in diverse germplasm. The mutagenic
The reliability of phenotyping is impor- they will be grown, yet this is rare. By effect of x-rays, ionizing radiation, and
tant for plant breeding because efficient evaluating breeding germplasm under certain chemicals discovered in the ear-
phenotyping translates to efficient selec- diverse environments representative of ly to mid-twentieth century have led to
tion in breeding populations. Essentially the possible production environments, the use of mutagenesis as a tool in plant
the phenotype is made up of anything genotypes with superior performance breeding programs. Most mutations
we can measure. These measurable overall may be identified. This is gener- tend to have negative consequences
traits, however, will vary in their im- ally expensive and for many smaller- from the perspective of crop improve-
portance to the breeding program and acreage or lower-value crops impossible ment, but dedicated efforts in mutation
also in the reliability or accuracy of the to achieve using standard methods. By breeding have led to the release of hun-
measurements. coupling genomic information with en- dreds of improved cultivars (Maluszyn-
Breeders seek to improve the charac- vironmental information, breeders gain ski 2001). Notably, semi-dwarf stature
teristics of the crop to reach the genetic a better understanding of GxE than in has been developed through mutation
potential of the crop. Understanding the the past (Heslot et al. 2014). Crop mod- and utilized in a number of crops—in-
genetic expression of the phenotype is eling can similarly play an important cluding barley, rice, sunflower, and
important. For some traits, such as sus- role in attempting to understand GxE, wheat—to prevent plants from falling
ceptibility/resistance to certain diseases, thereby helping to predict performance over prior to harvest, a condition that
this is not difficult to assess; if the plants under future climate scenarios (Parent results in grain yield loss (Maluszynski
are exposed to the pathogen, they will and Tardieu 2014). 2001; Rutger 1992).
either show disease symptoms or not. In crop improvement, breeders are More recently, TILLING (target-
The genetic basis of a characteristic is screening for plants with outstanding ing induced local lesions in genomes)
not always easy to determine, however, performance for all the traits of interest has been developed to identify induced
because many traits will vary greatly associated with the particular product point mutations in specific genes of
depending on the environment; in the target. Because most traits of interest interest in populations of individu-
case of disease susceptibility/resistance, are controlled by many genes, indi- als chemically mutagenized by tradi-
the symptoms may be more severe if the vidual plants with most of the favorable tional means (Till et al. 2003). High-
plants are growing under stress. A trait genes from each parent are rare, making throughput TILLING allows the rapid
such as plant height can vary greatly de- it critical to evaluate a large number of and low-cost recovery of plants with
pending on the growth conditions of the progeny. The more plants that a breeder induced point mutations in key genes.
plant—with abundant nutrients, sunlight, observes, the more likely truly superior Furthermore, TILLING facilitates the
and water, the plant can be quite tall but individuals with new combinations of evaluation of diverse plant germplasm
may be less than a tenth of the size if it is favorable genes from each parent will resources for mutant alleles that may
nutrient starved and stressed. be present in breeding populations and influence trait performance.
The interaction between the genetic can be identified through screening. The development of genetic trans-
makeup of the plant (genotype) and the For this reason, plant breeding is often formation techniques late in the 20th
environment is referred to as genotype- referred to as “a numbers game.” century has provided an opportunity for
by-environment interaction (GxE). For plant breeders to introduce transgenes—
i.e., genes from other organisms—into
breeders to make progress in the genetic
potential of the plant, they need to know
GenetIc technoloGIes crop species, thereby greatly expand-
what proportion of the observed trait ex- Given the objectives and steps in ing the gene pool otherwise limited to
pression (i.e., phenotype) is determined the plant breeding process, innovation species that cross-pollinate with the
by the genotype relative to the environ- provides the means to achieve greater crop. Transgenics have revolutionized
ment and GxE. This is referred to as the gains, increase efficiency, and accelerate plant breeding in several major crops—
heritability of the trait; the higher the time to market for improved cultivars. including maize, soybean, cotton, and
heritability, the more the trait is under The innovation can come in the form canola—by facilitating access to genetic

6 COUNCIL FOR AGRICULTURAL SCIENCE AND TECHNOLOGY


variation contributing to disease, pest, can lead to more effective selection. segregate together varies and depends
and weed management not present in Classical genetic analysis pioneered by on the proximity of the linked genes and
native gene pools. Transgenes to confer Gregor Mendel in the late 1800s can the level of recombination. The more
improved abiotic stress resistances, establish the nature of gene action and often they cosegregate, the better.
nutritional qualities, and other key traits the number of genes controlling traits. The ideal situation involves a
are being developed (USDA–APHIS In addition, knowledge about the loca- “perfect” marker, in which the tag is
2016). Current use and benefits of trans- tion of specific genes on chromosomes situated within the gene itself rather than
genes, however, is limited or nonexis- enables breeders to identify molecular simply nearby. Thus, the technology of
tent in some crops because of regulatory markers to tag the trait. Molecular molecular markers to track genes for
policy and consumer acceptance. marker tags can track genes for specific traits of interest has been revolutionary,
Gene editing (CRISPR [clustered traits at numerous locations throughout and because markers can be screened
regulatory interspaced short palin- the genome and are useful in identifying even in seeds or in seedling plants,
dromic repeats]) (Svitashev et al. 2015) progeny that have desirable alleles, even evaluation and selection can be done
is a new technique capable of expand- for important traits that are controlled before the plant is grown and measured.
ing mutation breeding by generating by many genes. Because the evaluation is based directly
specifically designed alterations in the Use of molecular markers to tag on genotype, selection is not affected
deoxyribonucleic acid (DNA) sequence and track genes relies on a phenomenon by GxE, which affects the phenotype.
of characterized genes and consequently called linkage. Two genes are Selecting on the genotype, rather than
altering trait expression. The most considered “linked” when they are close the phenotype, increases the likelihood
encouraging system at the current time to each other on the same chromosome of identifying truly superior progeny
is CRISPR/Cas9 (CRISPR-associated), so that they tend to be inherited present in the breeding population.
and it appears to function in most or- together. A molecular marker close to Of course all selections must be
ganisms (Belhaj et al. 2015). a favorable allele for a trait of interest phenotypically validated (see Figure 2).
tends to be inherited with that favorable
Technologies to Identify and allele. Through laboratory analysis,
the marker can be used to track the Expression of the Fhb1 gene in wheat
Track Genes for Key Traits favorable allele for the trait. Linkage
Although breeding can be con- can be broken if recombination occurs
ducted without any knowledge of the between the genes. How often the
actual genes causing trait variation, gene of interest and the linked marker
understanding the genetic basis of a trait

 
       
       
     
     
       
Figure 2. Association between a marker (m) and disease-resistance gene (r), and wheat lines with and without the Fhb1 gene
for resistance to Fusarium head blight (see textbox).

Textbox 1. Explanation of Figure 2.


Suppose r is a gene that controls resistance to a particular disease in a diploid crop (which has a pair of each chromosome with
one inherited from each parent), and R is the corresponding gene that confers susceptibility. In other words, RR and Rr plants are
susceptible whereas rr plants are resistant. Suppose M and m are the contrasting forms of a molecular marker. If the marker and
the resistance genes are unlinked, all four pairwise combinations of genes (MR, Mr, mR, and mr) will be produced at the same fre-
quency in a plant’s gametes. As depicted in a Punnett square (Figure 2, No linkage), the progeny will show no association between
resistance and the marker, because resistant plants (with the rr genotype) would have the MM, Mm, or mm marker genotypes.
Now suppose the marker is perfectly linked to the resistance gene. An MMRR parent is crossed with an mmrr parent to produce
F1 plants that are all MmRr, and the F2 generation is produced from the F1. Because of perfect linkage, no Mr or mR gametes
are produced. This leads to resistance always being associated with the mm marker genotype in the F2 (i.e., mmrr plants; Figure
2, Complete linkage). Instead of spending much time, labor, and money to identify rr plants, a plant breeder can extract seed or
seedling DNA and screen for the presence of mm plants. If linkage is imperfect, some Mr and mR gametes will be produced and
some—but not many—of the resistant plants will have the MM or Mm marker genotype. This approach of finding marker-gene
linkage in the cross between two parental lines has become known as linkage mapping.
Linkage mapping has been successfully used to identify markers linked to the Fhb1 gene for Fusarium head blight resistance
in wheat and to track susceptible plants (Figure 2, left plant in photo) and resistant plants (Figure 2, right plant in photo). The
black marks in the Figure 2 photo indicate where artificial inoculation for the disease was done to evaluate the plant’s response.
(Photo courtesy of James A. Anderson, University of Minnesota.)

COUNCIL FOR AGRICULTURAL SCIENCE AND TECHNOLOGY 7


Markers are now available to track although corn yield performance in creative ways to enhance the process to
a large number of traits. For example, Hawaii is not predictive of yield perfor- develop improved cultivars (Moose and
analysis of wheat seedling DNA can tell mance in the U.S. Corn Belt, the mo- Mumm 2008).
the breeder when the plant will flower, lecular marker profile of a high-yielding
how tall it will grow, which diseases it line and of a plant remain constant Doubled Haploidy
can resist and to which it is susceptible, regardless of where the plant is grown.
if the plant will be tolerant to environ- Just as marker technology has For many crops, evaluations are
mental stress, and the likely end-use advanced through innovation, the ap- done using homozygous lines developed
quality of the flour (MAS Wheat 2016). plications to which markers are directed by several generations of self-
There has been a continual devel- have become more sophisticated and the pollination. Such homozygosity “fixes”
opment and advancement of marker approaches more refined. For example, the genotype to stabilize trait expression,
technologies since the introduction of genomic selection is a breeding ap- allowing a line to breed true. Develop-
isozymes during the late 1970s, with re- proach based on the availability of ing homozygous lines from a cross
sultant significant improvements in the marker sets providing saturated cover- between two different parental lines,
ability and precision to genotype line at age of the whole genome. For traits however, requires six to eight genera-
a much greater throughput capability. such as grain yield that are controlled tions of selfing, which can take a long
The technological advances in DNA se- by many genes having mainly small ef- time. Doubled haploidy offers a fast
quencing have extended to methods for fects, effects associated with the nearby means to develop homozygous lines.
detecting and monitoring genetic varia- markers are also small and can be dif- Haploid plants may occur spontaneously
tion at the level of the single base pair, ficult to detect. With genomic selection, in nature or through various innova-
the lowest level of sequence differentia- marker effects are estimated without the tive methods, using either maternal or
tion possible (Ganal et al. 2012). Single need for tests of statistical significance paternal gametes (for an example of in
base pair changes between individuals of the marker effects. The markers are vivo maternal haploidy via gynogenesis,
are called single nucleotide polymor- then used to predict the performance of see CIMMYT n.d.). Further innovations
phisms or SNPs. Because many SNPs individual plants or to estimate breeding enable breeders to double the genome of
can be easily identified, SNP markers value of prospective parents in creating a haploid via in vitro or in vivo means,
can provide saturated coverage of the breeding populations (Heffner, Sorrells, resulting in homozygous lines with suf-
genomic . In addition to their abun- and Jannink 2009). ficient seed for testing in a matter of two
dance, SNPs are particularly attractive In situations where a broader sweep to three generations. This technology is
because of their high-throughput capac- of the germplasm is desired or when now routinely implemented in corn and
ity, low cost, and high repeatability. making a controlled cross between two wheat; many commercial corn breeding
Molecular markers can be ap- parental lines is not possible (e.g., in programs have shifted to nearly 100%
plied to make plant evaluation quicker, banana, which does not produce seeds) doubled haploids. The reduced develop-
cheaper, or more precise. For example, or is too difficult or time consuming, ment time results in cost savings, more
traditional methods for evaluating marker-gene linkages can be found via precise field testing, and faster time to
soybean resistance to cyst nematode association mapping. Collections of market with improved cultivars.
(phenotypic selection) took 30 days at diverse lines or clones can be analyzed
a cost of $1.50 to $5 per soybean line. for molecular markers and the trait of Precision Phenotyping
In contrast, the availability of molecular interest, and the correlation between Evaluation of plant performance
markers that tag genes for soybean cyst marker genotypes and trait expression remains a critical aspect of plant
nematode resistance has decreased the is used to infer linkage. Care must be breeding. Phenotyping involves
evaluation time to one or two days and taken, however, because the nonrandom assessment of performance for the traits
the cost to less than $1 per soybean line nature of the diverse lines or clones associated with the breeding target.
(Hyten, D. Personal communication). and rare recombinants can lead to false New and innovative approaches and
Furthermore, temperate regions such as associations. technologies have been developed
the United States are typically limited In another important application, to facilitate these evaluations. These
to only one growing season per year; a markers are used to generate “DNA fin- approaches do not take the place of
breeder working with corn or wheat or gerprints,” such as are commonly used yield performance testing to finalize
rice, therefore, grows field trials only in forensics and in human genetics, to decisions about the release of new
once a year, selects the best candidates, characterize plant materials and pro- cultivars; however, novel approaches
and needs to wait for the following year tect finished line intellectual property. to phenotyping enable the collection
to conduct the next round of testing. Hence, DNA-based information and of additional information that serves
In contrast, the ability to predict resources are being creatively applied to to enhance and make better selection
the yield of a plant based on molecular maximize effectiveness and efficiency decisions. The primary features
markers allows breeders to select for throughout the entire process of cultivar of new phenotyping technologies
multiple generations each year in a improvement and protection. Through involve automation enabling more
greenhouse or in a nontemperate loca- innovation focused on discovery of measurements through time or faster
tion such as Hawaii, where multiple DNA sequence and function, more is data collection, a focus on secondary
growing seasons per year are possible. known about genetic architecture of traits that are strongly associated with
Marker-based selection works because key traits and this information is used in target traits yet easier or less expensive

8 COUNCIL FOR AGRICULTURAL SCIENCE AND TECHNOLOGY


to measure, and/or collection of Workman, and Reeves 2004) to avoid cameras (visible, infrared, near infrared,
information to facilitate insights into laborious wet laboratory or in vivo florescence). At a fine level, information
the environmental conditions impacting procedures. More recently, on-harvester can be generated on parts of the plant,
phenotype. NIRS equipment (Montes, Melchinger, leaf area and structure, leaf surface,
A range of new technologies allows and Reif 2007) has been developed to flower size and number, and many other
the measurement of diverse crop and measure these traits “on the fly,” further features. Still finer analysis can be made
plant characteristics in an automated increasing throughput by not requiring of the composition of plants, such as the
fashion. In particular, the cost and separate lab analyses. levels of metabolites (metabolomics) or
weight of cameras has come down to a Other opportunities for indirect proteins (proteomics) and levels of gene
level at which several cameras can be trait selection can be determined expression (transcriptomics).
attached to drones or unmanned aerial by observing relationships between Crop models integrate these
vehicles and can take large numbers of phenotypic traits—e.g., total biomass physical measurements into biologically
images of a developing crop. From the of the plant is often associated with relevant measures such as transpiration
images, a number of parameters can be leaf area and the duration of vegetative being modeled from temperature, wind
measured. Using normal visible light growth. Some of the associations speed, and soil moisture content. New
cameras, the growth rate of the crop can between traits can be quite complex— techniques for root analysis have added
be measured and plotted (Grieder, An- e.g., canopy temperature can be linked further to the long list of plant charac-
dreas, and Achim 2015). These images to heat tolerance because a plant that is teristics that can be measured (Downie
also allow detection of abnormal color cool is able to transpire more water than et al. 2015). In field situations, sensors
of the crops due to factors such as ni- a hot plant and this protects it from high can be deployed to collect data on rain-
trogen deficiency or disease outbreaks. temperatures. This trait, however, is fall, temperature, humidity, soil proper-
Long-wave infrared or thermal cameras also associated with root depth because ties, and other environmental conditions
can also be used to determine if plants a plant that can track water down the that can affect phenotype but are not
are under stress or suffering from dis- soil profile late in the growing season heritable. Such information, which
ease. For example, under drought stress is better able to access water (Reynolds provides a better understanding of the
plants are less able to cool themselves and Langridge 2016). Therefore, canopy environment, is useful in positioning
via transpiration and tend to show an temperature can be used to select plants improved cultivars in the marketplace
increase in canopy temperature. that have deep roots. as well as understanding and dissecting
It is now possible to use hyperspec- Selection for drought tolerance has GxE.
tral, visible, and near-infrared cameras taken on greater importance with cli- Ultimately these measurements are
that capture hundreds of images over mate change scenarios, yet this is a very aimed at supporting selection for traits
the whole electromagnetic spectrum complicated trait because the timing and that will be of importance to farm-
(Araus and Cairns 2014; Fahlgren, severity of the drought stress can have ers and end users of the harvest crop.
Gehan, and Baxter 2015). Proximal very different effects on yield and other Breeders are seeking tools from preci-
(ground-based) sensors can be used to economically important traits. In maize, sion phenotyping datasets that
measure moisture availability in the soil at moderate drought stress initiated near • offer high heritability (and repeat-
(Araus and Cairns 2014), assess canopy flowering time, grain yield is associated ability) and consequently rapid
temperature to help identify drought- with the anthesis-silking interval (ASI) genetic gain through selection (i.e.,
tolerant genotypes (Andrade-Sanchez et (the period between pollen shed [male high control of environmental varia-
al. 2013), or predict ultimate traits like flower] and emergence of the silks tion);
biomass yield (Pittman et al. 2015). All [female reproductive structure]), which
of these data can be fed into models of in turn is a stress-response indicator. • correlate highly with traits of impor-
crop performance. Therefore, ASI can be used to screen for tance to their programs so they can
To improve plants, the breeder se- improved drought tolerance (Ribaut et replace difficult, unreliable, time-
lects for the traits he/she wants—to get al. 2004). consuming, or expensive measure-
high yielding plants, measure yield; for Some technologies are also directed ments;
plants high in protein, measure protein; to the collection of information related • feature assays that are low cost and
and so on. Directly measuring pheno- to the impact of the environment on high throughput so they can screen
types, however, can be time consuming, phenotype. For example, automated large populations at reduced cost
difficult, or simply not feasible for some facilities have been designed to screen compared to conventional screening
traits, even with advanced machinery. plants under particular conditions (e.g., methods; and
Alternatively, breeders can practice “in- temperature, moisture availability • facilitate high accuracy in
direct” trait selection; that is, they can levels, soil conditions) that may be as- measurement.
measure another trait correlated with sociated with the target traits (e.g., heat
the trait of interest that is easily and resistance, drought tolerance, low soil- The higher-throughput opportunities
accurately measured, e.g., measuring nutrient tolerance). Such facilities gen- afforded through precision phenotyp-
plant height as a proxy for yield. Tech- erally use single plants grown in pots in ing technologies offer many possibili-
niques such as near infrared reflectance a greenhouse or growth chamber. The ties for modifying breeding methods,
spectroscopy (NIRS) have been used plants can be moved via a conveyer plot numbers, or other aspects of the
for decades to predict parameters such belt to imaging stations where they are breeding process to increase selection
as grain or forage composition (Roberts, photographed using a diverse set of accuracy. Furthermore, the intersection

COUNCIL FOR AGRICULTURAL SCIENCE AND TECHNOLOGY 9


of high-throughput phenotyping and (e.g., detasseling), use of a cytoplasmic seed production yield and purity, allows
high-throughput genotyping could lead or nuclear genetic system to elicit male for reliable restoration of fertility in
to even broader successful application sterility in the female parent plants, and the hybrid plants grown in commercial
of genomic selection, greatly enhancing chemically or transgenically induced maize fields, eliminates soil compac-
genetic gains (Cabrera-Bosquet et al. male sterility. Furthermore, a means tion and fuel that would be used in
2012). to transfer the pollen from the desired mechanical detasseling equipment, and
male parent to the desired female par- lessens the need to hire numerous part-
ent plants is needed. time employees to assist in detasseling.
Hybridization Systems Innovative technologies have Seed production of the inbred parent
Experimentation into hybrid vigor, been developed to accomplish these lines does not result in inheritance
or heterosis, was conducted as early as objectives and facilitate hybrid seed of the SPT construct. Consequently,
1761 by Joseph G. Kölreuter, a Ger- production economically and in large neither hybrids made using the SPT
man botanist (Kölreuter 1761–1766). scale. In U.S. hybrid maize production process, nor commodity grain produced
Exploitation of this phenomenon to fields, physical detasseling has been the from such hybrids, are transgenic as
increase grain yield in maize has a predominant method to control pol- acknowledged by regulatory agencies
long history. American Indian tribes lination (Wu et al. 2015) despite the in Australia (FSANZ 2012), the United
planted different types of corn in close fact that removal of vegetative mate- States, and Japan (Wu et al. 2015).
proximity to increase yields (Obolen- rial can decrease seed yield by up to The SPT process can also be applied in
sky 1958). Because hybridization can 40% (Wych 1988). Cytoplasmic male other crops, including rice, sorghum,
translate to yield increases of as much sterility (CMS) systems have been and wheat, which may contribute to
as 20–50% in self-pollinated or open- employed, but they are not effective increased crop productivity.
pollinated crops (Tester and Langridge in all maize germplasm and can fail to Other innovation has focused on
2010), it is not surprising that many maintain sterility under environmental hybridization technologies using
crops are grown either significantly stress conditions (Wu et al. 2015). Cy- herbicide-mediated sterility systems
or predominantly as hybrids (maize, toplasmic male sterility is very reliable (Feng et al. 2014; Whitford et al.
rice, canola, sunflower, tomato) and and used to produce new cultivars of 2013). In the future, apomixis, an
that hybridization plays some role in several horticultural crops—includ- asexual method of reproduction
cultivars of cotton, barley, wheat, and ing all hybrid cultivars of table beets, through seed that occurs naturally to
triticale. Capitalizing on hybrid vigor, carrots, onions, and petunias as well some extent in more than 400 species
hybridization can be a straightforward as some hybrid cultivars of vegetable (Bicknell and Koltunow 2004), may be
way to increase yield per land unit. Brassicas. It is also used to produce all harnessed to facilitate multiplication
The expression of heterosis requires hybrid cultivars of sugarbeets as well as of clonally propagating material in
the use of genetically dissimilar par- some hybrid canola and alfalfa (Havey the form of seeds. This process would
ent lines; however, it also demands 2004). aid in eradication of plant pathogens,
complementarity between the parent For crops where manual emascula- especially viruses, in support of
lines in terms of favorable alleles. tion is not feasible and CMS is not an increased global germplasm distribution
Currently, higher-yielding hybrid crops option, commercial quantities of hybrid and could cut costs of propagules,
account for a limited portion of global seed may be produced using male- storage, transportation, and planting
cultivated area—e.g., less than 1% of sterile plants created by chemical or of many clonal crops (Kandemir and
the total world wheat area is planted genetic manipulations. Nuclear genetic Saygili 2015). Spillane, Curtis, and
with hybrids (Longin et al. 2012). male sterility occurs spontaneously in Grossniklaus (2004) estimate that use
Thus, increased use of hybridization flowering plants (Kaul 1988), providing of true seeds in potato and cassava
has tremendous potential for increasing many potential candidates for achieving could save $3.2 billion worth of tubers
agricultural productivity. emasculation in several crops, includ- annually. Use of apomixis has the
To use hybridization as a means ing maize, rice, wheat, and sorghum. potential to revolutionize the face not
to boost crop productivity, a way to One of the first biotechnological ap- only of plant breeding but of agriculture
create the F1 seed is needed and this proaches to achieving male sterility in general (Grossniklaus et al. 1998;
system must be practical and economi- included tapetal-specific expression of Kandemir and Saygili 2015).
cal. If the crop species is dioecious a ribonuclease gene barnase (Mariani et
enAblement
(i.e., there are separate male and female al. 1990, 1992). Timely application of
plants), seed production can be easily herbicide and compliance with global
arranged to produce the F1 farmer seed, regulatory requirements was required Crop improvement efforts resulting
because both pollen distribution and using this method. in better crop cultivars are facilitated, em-
seed set can be well controlled. Other A biotechnology-based process, powered, leveraged, and maximized in a
approaches involve a means to control seed production technology (SPT), number of ways. The next section touches
pollen exposure to ensure that only has been devised to propagate seed of on some of the most important of these.
pollen from plants intended as males is homozygous male-sterile female inbred
involved in seed production on plants lines (Wu et al. 2015). This process re- Partner Technologies
intended as females. This includes quires no detasseling, works across all Plant breeding is a highly integra-
physical removal of male reproductive maize germplasm, results in increased tive area of work—never more so than
plant parts through mechanical means

10 COUNCIL FOR AGRICULTURAL SCIENCE AND TECHNOLOGY


today, when engineering and biology duced through this technology (Arctic facilities. At the international level,
are intimately connected. Satellites Apples 2016), but many more are being a network of researchers and facility
provide data on crop health and produc- developed. operators has been formed to develop
tivity, and this information is combined The ability to identify genes con- standards and protocols to provide sci-
with ground data and used as the basis trolling specific traits has improved entists and breeders from both the pub-
for farm management decisions. Sci- dramatically in recent years, driven by lic and private sectors with phenotyping
entists now know the detailed genetic changes such as a 10,000-fold drop in information (IPPN 2016). Regional
makeup of many crop species, and they DNA sequencing costs over the past organizations offer more specific access
can deploy knowledge of the associa- decade (Sims et al. 2014). If a gene to facilities; for example, the European
tion between genotype and phenotype controlling a trait has been identified, Plant Phenomics Network “offers Eu-
to predict performance under a wide geneticists can screen thousands of ropean scientists transnational access to
range of environmental conditions. germplasm accessions for DNA se- 23 experimental plant phenotyping in-
Armed with this diverse information, quence variants that may cause useful stallations, at 7 different institutions, in
plant breeders can make decisions that phenotypic changes and that could be 5 countries across Europe” (EPPN n.d.)
optimize the use of available resources used as molecular markers. and, in Australia, “The Plant Accelera-
while minimizing the environmental In addition to molecular biology, tor” offers professional consultation
impact of farming. A modern breeding other technologies can greatly im- on plant phenomics and experimental
program typically has access to a broad pact plant productivity. For example, design, backed by dedicated bioinfor-
range of expertise: molecular and cell nanotechnology offers tremendous matics support with data management
biologists, engineers, entomologists, potential for plant improvement, both and analysis (APPF 2016).
pathologists, physiologists, statisticians, through high-throughput DNA sequenc- The phenotyping arena is chang-
bioinformaticists, computer scientists, ing and RNA expression profiling and ing rapidly as technologies continue to
crop agronomists, and nutritionists. through delivery systems to promote improve. These changes have meant
Moreover, breeders will need to col- plant health and nutrition. For example, that plant geneticists and breeders need
laborate with climate scientists so that Pratim Biswas and his research team to maintain linkages to groups that are
they understand the future production at Washington University in St. Louis actively engaged in developing new
environments and determine the charac- found increased yield and a higher level systems for high-throughput plant
teristics that future cultivars will need. of the antioxidant lycopene in toma- analysis. Indeed, several companies
Molecular Biology toes through application of zinc oxide have been established over the past
and titanium dioxide nanoparticles to decade that offer sophisticated engineer-
For plant breeding, molecular biol- leaves using novel aerosolization spray ing solutions for plant analysis. The key
ogy is particularly important because it techniques (Raliya et al. 2015). The areas have been around imaging sys-
includes the study of the raw material nanoparticles are credited with boosting tems, using a diverse array of cameras
for breeding—genes and their regula- chlorophyll content, promoting light capable of imaging across a wide range
tion and ultimate expression. Previously absorption and photosynthesis, and of spectra from visible to long-wave
the authors discussed the importance of increasing nutrient uptake by the plants. infrared (Fahlgren, Gehan, and Baxter
molecular markers. Molecular biology, 2015), and, more recently, terahertz
however, also provides the means to Engineering
radiation (Gente and Koch 2015) and
understand and change the expression The rapid advances in DNA se- measurements of the light reflected back
of the traits selected by breeders. Gene quencing technology have come from the crop (i.e., spectral reflectance)
expression is controlled, at least par- through the development of very (Pavuluri et al. 2015).
tially, by genes and allelic (sequence) sophisticated and highly automated Advances in imaging technology
variation at those genes. Variability in sequencing platforms and laboratory have also led to the development and
the regulation of those genes provides information management systems that deployment of drones to rapidly capture
scope for trait improvement. have driven down the costs and opened detailed images from field trials. At the
Advances in molecular biology have new options for cheap, reliable geno- controlled environment level, the de-
greatly expanded understanding of gene typing of germplasm. Because of these velopment to robotic platforms to move
regulation and the processes that oper- advances, phenotyping, not genotyping, plants to watering, imaging, or spraying
ate in plants. Methods to modify gene has now become the rate-limiting step booths under a range of growth condi-
expression in a highly targeted fashion or bottleneck in crop genetics (Fiorani tions has allowed breeders to expand
(Boettcher and McManus 2015) can and Schurr 2013; Furbank and Tester the pool of lines under selection and
therefore be useful to alter phenotypes. 2011). Engineering is now driving analysis, capture differences over time
The technologies include ribonucleic improvements in phenotyping technolo- in great detail, and measure plant char-
acid (RNA) interference that inhibits gies (see earlier discussion on precision acteristics with high accuracy.
gene expression, usually by causing the phenotyping).
targeted destruction of messenger RNA. Several sophisticated and automated Computing Power
Genes can even be silenced (i.e., turned platforms for screening individual The ever-expanding capacity to
off) entirely. Nonbrowning apples in plants grown under controlled condi- generate information about individual
which the gene encoding the enzyme tions are now available to researchers, plants and crops requires simultaneous
polyphenol oxidase has been silenced and public research networks have been improvements in computing capacity
represent the first plant cultivar pro- established to facilitate access to these to capture, store, analyze, and visualize

COUNCIL FOR AGRICULTURAL SCIENCE AND TECHNOLOGY 11


data. Advances in data storage mean ing definition or description) between collected data and efficiency in decision
that it is no longer a great problem different data repositories, and again making.
to capture and accumulate very large there are several international initiatives Modeling
datasets, although it can be costly. that have been established to achieve
this outcome, most notably CyVerse A wide range of crop modeling tools
Likewise, increased computing capacity
(CyVerse n.d.), originally the iPlant has been developed for breeders and
has enabled advancements in statistical
Collaboration. These platforms provide researchers to support decision making,
methodology to facilitate data analysis
a structure for researchers and breeders planning, and process optimization. For
and data mining. There are now major
to access internationally available data example, well-constructed models can
bottlenecks in analyzing terabytes or
and data analysis tools while also being provide an idea of what might happen in
petabytes of data, however (Ma, Zhang,
the future under a range of environmen-
and Wang 2014). These problems are able to maintain proprietary data and
analysis outputs. tal scenarios. Whereas modeling can
inherent to many areas of biology, and
provide guidance on crop management
generally medical research is cred- Statistical Analysis practices to maximize yield in improved
ited with developments that pave the
Statistical analysis has underpinned cultivars, it also can aid breeders in
path for plant science. Machine learn-
many advances in plant breeding determining changes that may impact
ing systems may be the best route to
methodology for the last century. their breeding objectives for the future
extracting useful information from large
Through the application of advanced (Ramirez-Villegas, Watson, and Chal-
and complex datasets that may originate
experimental designs and statistical linor 2015). This aspect has become
from photos or multispectral images,
principles and techniques, the quality particularly important as models for
for example. Machine learning is itself
a multidisciplinary area of computer of data generated from both field and climate change become more robust, so
controlled-environment trials can that breeders can assess future climate
science involving information theory,
be greatly improved. Recently, the scenarios for their crops and regions.
statistics, and artificial intelligence.
development and widespread adoption The research needed to develop reliable
Data Management (Big Data) of methods that adjust data for spatial models spans many areas of science, in-
Integrated research approaches, variation across a trial site, greenhouse, cluding characterization of the different
which combine data and information or growth chamber have been a great environments and likely future climate
from various areas of crop research, improvement. Further developments in scenarios where changes in diseases and
require systems that can provide simple experimental designs and their analysis pests, elevated temperature, increased
access to information via channels will result in more efficient data atmospheric CO2, and variable water
from field testing, laboratory analy- collection and in better data quality. and nutrient supply are expected. Ef-
sis, genotyping, crop modelling, and Many of the genetic analysis tools forts are also being directed to improve
even weather data. Currently, relevant now in routine use have come from de- understanding of the impact of environ-
information may be dispersed across ployment of new statistical techniques mental changes on physiological traits
multiple databases around the world enabled by increased computing power. that in turn affect yield, quality, and
and this often limits effective exploita- The identification of genomic regions resource utilization. Several interna-
tion of the available information by associated with complex traits depends tional programs have been organized to
the crop improvement community. The on this combination of statistical analy- help develop these models, such as the
development of single-access web- sis and computing, fueling methods European MACSUR program (MAC-
based systems that link existing and such as quantitative trait loci mapping, SUR 2012–2015).
new databases and support sharing and association analysis, and genomic Modeling is also important to de-
integration of data resources in addi- selection. velop breeding strategies that optimize
tion to providing a common platform to In the past, linear regression and speed and efficiency in product devel-
host available bioinformatics tools has correlation analysis were key drivers opment through targeted use of genomic
become a high priority for many crops. for the extraction of meaningful genetic technologies. For example, to maximize
To achieve the full potential of the in- information from datasets. Now, the the probability of success in the integra-
formation systems, efforts need to cover sheer magnitude of datasets and the tion of value-added traits to improve
a wide range of areas. complexity of biological systems has an elite line, modeling can be used to
An important starting point is the in many cases reached a stage in which simulate the outcome of genetic recom-
development of defined standards, these standard statistical analysis tools bination in large populations of progeny
protocols, and processes that facilitate are no longer adequate. This concern (Peng, Sun, and Mumm 2014a,b; Sun
the integration of data. For phenotyping, has triggered a move to the use of tech- and Mumm 2015). As with deployment
the international networks described niques that are data driven and make of new statistical methods, advances in
earlier are taking the lead in developing no presumptions about the structure modeling have co-evolved with increas-
standards and ontologies for trait mea- or distribution of the source data—for es in computing power.
surement. Similar activities have been example, nonparametric statistics such Health and Consumer Sciences
under way for molecular data for some as reproducing kernel Hilbert spaces
time. Standard processes are being (e.g., Gianola and Rosa 2015). In addi- The nutritional quality of food
developed for the creation of platforms tion, approaches that make use of all the crops is clearly a key objective for
that support the exchange of data files available information (e.g., Bayesian many breeding programs, and here
and associated metadata (i.e., underly- statistics) help to maximize value of again scientific advancements in health

12 COUNCIL FOR AGRICULTURAL SCIENCE AND TECHNOLOGY


and nutrition shape breeding targets Broad Educational approaches, genotyping technologies,
and support screening and selection. Requirements to Prepare and and even equipment and facilities to
A prime example is the clear evidence some extent can and must be utilized
of the effect of trans-fatty acids cre- Sustain the Supply of Plant quite broadly across crop species to
ated through partial hydrogenation of Breeders retain the diversity that our food, fiber,
liquid vegetable oils such as soybean oil Given the breadth of science and and biobased economy needs. Often
(Ascherio and Willett 1997), which led technology that underpins crop im- the development of new innovations
to modification in lipid profiles of soy- provement, multidisciplinary interaction originates in a few key crops of
bean cultivars used in food and indus- and collaboration with a broad range of economic importance. For example,
trial purposes (Clemente and Cahoon expertise are clearly essential in crop maize has been a primary focus because
2009). improvement. To interact with this di- of the vast amount of knowledge already
Vegetable breeding to improve nu- verse range of expertise and assimilate available on the genetic, molecular, and
tritional value has also been successful, valuable technologies, plant breeders cytogenetic levels, but also because it
leading to the development of cultivars must receive broad-based training. is the most valuable crop for the seed
that are richer sources of vitamins A, Individual breeding programs typically industry, a principal cash crop, and a
C, and E. Furthermore, there is a wide interact with numerous other disciplines key export of the United States. The
range of genetic variation in nutrient (Morris, Edmeades, and Pehu 2006; necessary transfer of technologies for
content and composition in diverse Repinski et al. 2011). Training in sta- use in other crops requires specific
germplasm of many crops, suggesting tistics is universally considered impor- tailoring to the reproductive biology
that future prospects for plant breeders tant for plant breeders (Repinski et al. and propagation system as well as the
to improve nutritional quality are bright 2011). Expertise in high-throughput and “process” of new line development for
(Simon et al. 2009). Whereas nutritional analytical phenotyping to complement the diverse crops of interest. Likewise,
value is of interest for consumers, flavor traditional field phenotyping is also because of the financial investment
is also important (Drewnowski and important. necessary for innovative research,
Gomez-Carneros 2000). Like nutri- For public and private sector breed- technology transfer typically originating
tional value, flavor often varies widely ers in the developed world, stakeholders in developed countries, much of it in the
across diverse germplasm (Pattee 1985), emphasized a need for expertise in mo- private sector, must be transferred to the
suggesting an important role for plant lecular biology, biotechnology, and data public sector and the developing world.
breeders in flavor improvement. Breed- management. Both developing world Cross-industry partnerships enhance
ing to increase consumer appeal and breeders and public sector breeders in technology transfer across crops. Multi-
consequently stimulate consumption of the developed world need expertise in national seed companies are successful
a moderately nutritious crop by improv- plant genetic resources and germplasm in transferring technologies across crops
ing flavor, convenience, or shelf life, for as well as soft skills in communication and from the developed world to devel-
example, can also be an effective ap- and collaboration. Perhaps not surpris- oping world markets, often relying on hu-
proach to increasing intake of shortfall ingly, the private sector also viewed man capital and programmatic resources
nutrients. training in business and program they have based globally. For crops
Industrialized societies are enjoying management as important. Furthermore, associated with smaller or less profitable
the cheapest and safest food in history. a modern plant breeder needs not only markets that may not support the private
In addition to production, the transport, traditional knowledge of cropping expenditure on new genetic technologies,
processing, and retail aspects of food systems, fertilizer regimes, and field not-for-profit centers such as the CGIAR
also can impact breeding objectives. For pathology, but also new techniques for (Consultative Group for International
example, the ability to effectively screen assessing crop health based on data Agricultural Research) are effective in
and detect mycotoxins such as deoxyni- from images captured by a diverse set facilitating technology transfer from the
valenol in wheat has resulted in new of cameras mounted on drones or satel- developed world to the developing world
sources of resistance to Fusarium (the lites. Because students often decide late and aiding with associated requirements
disease that produces the mycotoxin in in their education what sector they will for effective operation such as person-
wheat) and more Fusarium-resistant enter, they need to be broadly trained nel training, access to essential tools and
cultivars have been developed (McMul- for future career flexibility. As pace of software, and governmental policies
len et al. 2012). Anti-nutritional (e.g., scientific advancements in plant breed- (Delannay, McLaren, and Ribaut 2012).
toxic) compounds occur naturally in a ing and partner technologies acceler- Furthermore, the CGIAR and other not-
number of crop species—for example, ates, there is a growing demand for for-profit centers can be very effective in
potato may contain toxic levels of continuing education for plant breeders. making long-term, high-risk investments
glycoalkaloids (Korpan et al. 2004) and that may not have obvious commercial
durum and common wheat can accumu- Transfer of Technologies benefit (e.g., quality protein maize or
late cancer-causing cadmium (Guttieri hybrid rice).
et al. 2015). The development of rapid, to Specialty Crops and The transfer of genotyping technolo-
reliable assays for use in crop improve- Developing Regions of the gies from model species and key crops
ment greatly facilitates the development World involves one particular caveat—mo-
of healthier foods. Crop improvement strategies, lecular markers specific to the species
breeding methods, field testing of application must be developed. This

COUNCIL FOR AGRICULTURAL SCIENCE AND TECHNOLOGY 13


need has been greatly facilitated by which it was produced (NRC 1987) (see shall not be used as a reason for postpon-
exploitation of synteny among spe- Pew Initiative 2001), a position sup- ing cost-effective measures to prevent
cies (Ramu et al. 2009). More recently, ported by the U.S. Office of Science and environmental degradation.”
genotyping-by-sequencing (Elshire et al. Technology Policy (OSTP 1992) and the Article 26 of the Cartagena Protocol
2011) approaches enable development of Organization for Economic Co-Operation on Biosafety (Cartegena Protocol 2000)
species-specific markers without a great and Development (OECD 1986) (Ker- also establishes the right of parties to
deal of up-front work to create a baseline shen and Parrott 2014). The U.S. govern- take into account socioeconomic con-
sequence reference (Melo, Bartaula, and ment established a coordinated frame- siderations in reaching a declaration on
Hale 2016). Thus, not only is innovative work for regulation of biotechnology as a whether or not to import biotech seeds or
technology transferable from crop to formal policy for risk assessment in 1986 crops. Definitions of the precautionary
crop, innovative approaches to facilitate (OSTP 1986). The framework was based principle, however, are partial and incom-
that technology transfer are emerging. on existing laws to protect public health plete (van den Belt 2003). The principle
and the environment with additional can be interpreted narrowly or broadly
Science-based Government regulations, policies, and guidance to such that “these accounts should be seen
make them applicable to biotechnology not as fixed types but rather as points
Regulation (Hoffman 2014). on a continuum, or even as dynamic
Governments implement regulatory Three government agencies com- tensions within regulatory procedures,”
policies with goals to protect human prise the United States framework: the thereby mixing value-based decisions
health and promote a clean and diverse U.S. Department of Agriculture–Animal with issues to be addressed in a scientific
environment. Therefore, regulatory and Plant Health Inspection Service inquiry (Levidow, Carr, and Wield 2005).
oversight necessarily extends to (USDA–APHIS), the EPA, and the Food Consequently, the precautionary prin-
agriculture (including prevention of the and Drug Administration (FDA) within ciple has been invoked to provide widely
introduction of new pests, diseases, or the Department of Health and Human different conclusions. For example, Taleb
noxious weeds) to ensure the health and Services. The USDA–APHIS regulates and colleagues (2014) argue that uses
safety of food and feed, to ensure the safe organisms that are known or suspected of GM crops “represent a public risk of
use of chemicals and pesticides, and to to be plant pests. For example, APHIS global harm, while harm from nuclear
maintain biodiversity and a sustainable reviews biotech crop plants resulting energy is comparatively limited and bet-
environment. from transformation, including events ter characterized.” In marked contrast,
Various basic research techniques produced using Agrobacterium, a known Goklany (2000) concludes, “A compre-
and technologies (tissue culture, gene plant pest, or containing DNA sequences hensive application of the precautionary
cloning, cell-to-fertile-plant regeneration, derived from plant pests. The EPA over- principle indicates that a GM crop ban,
transformation) commenced during the sees growth regulators and pesticides, contrary to the claims of its advocates,
1970s and early 1980s, cumulating in the including plants that produce pesticides would increase overall risks to public
development and commercialization of (e.g., cultivars containing the Bt gene). health and to the environment. Thus
genetically modified (GM) crop cultivars A product may therefore be subject to it would be more prudent to research,
as early as the mid-1990s. It was under- regulatory oversight by one or both of develop, and commercialize GM crops
stood that regulatory oversight would these agencies. The FDA is primarily than to ban such crops, provided reason-
be required to evaluate the effects of responsible for safety and proper labeling able caution is exercised.” Van den Belt
GM crops on human and environmental of food and feed, and FDA oversight of (2003) notes that often the principle is
health through scientifically based risk agricultural biotechnology is in the form “reduced to an absurdity” because “nor-
assessment prior to their use in agricul- of voluntary consultation with the tech- mally, no minimal threshold of plausibil-
ture. In the future, innovation will gener- nology developers. ity is specified as a ‘triggering’ condition,
ate other products of DNA manipulation In contrast, most countries that are so that even the slightest indication that
that must be considered for regulatory signatories of the Cartagena Protocol a particular product or activity might
oversight; policies will need to anticipate (CBD 2015), including those in the Eu- possibly produce some harm to human
such products—e.g., traits facilitated by ropean Union (EU), have implemented a health or the environment will suffice
gene editing and other forms of “preci- regulatory framework that uses a process- to invoke the principle . . . leading to an
sion plant breeding.” based approach to regulatory oversight. outright ban.”
Different Approaches to Regulatory The EU approach gives attention to the Alternatively, some countries (e.g.,
Oversight Taken by Different process of creation and production of Mexico, China, and South Africa)
Countries food in adherence to the precaution- developed distinctive regulatory sys-
ary principle, a principle enshrined in tems integrating various elements from
Approaches to regulatory oversight
EU treaties and legal decisions (Male the United States and European Union
have varied by nation. As the first to ap-
2005). (Readers are directed to M. Victor approaches rather than focus on a single
prove commercialization of a GM crop,
[2001] for a comprehensive history of model (Falkner and Gupta 2009). As an
the United States adopted a product-
the “Precautionary Principle.”) The Rio example, for GM crops to be authorized
based approach. The U.S. National
Research Council concluded that risks Declaration (UNCED 1992) formulated in Argentina, the National Advisory
should be based on the nature of the the precautionary principle: “Where Committee on Agricultural Biotechnol-
there are threats of serious or irreversible ogy first must conclude that the GM crop
organism and the environment into which
it is introduced, not on the method by damage, lack of full scientific certainty is as safe as its conventional counterpart

14 COUNCIL FOR AGRICULTURAL SCIENCE AND TECHNOLOGY


for human and animal health and for the farmers and smaller markets (De Greef cies will need to be accommodated.
environment. The National Service on 2011; Phillips 2014). In addition, greater stakeholder
Agricultural Food Health and Quality Despite having a quarter century of engagement through research, develop-
then evaluates food safety. And finally, accumulated experience and history of ment, and commercialization is vital
the Directorate of Agricultural Markets safe use of GM crops on farms with no to “demystify” GM crops and preci-
examines the commercial impact of the documented cases of an approved GM sion breeding tools, to help distinguish
GM crops. More than 20 countries plus crop causing harm to animals or humans between value-based and scientifically
the EU have developed fundamentally (Goodman 2014), the trend is for regula- based decision making, and to help
different organizations and mechanisms tory reviews to become more costly correct misconceptions that may have
for regulatory review (Rowe et al. and to take up more time (De Greef arisen during the first quarter century of
2012). The varied approaches to global 2011; Phillips 2014). It is also no longer GM crop use. Stakeholder engagement
authorizations have resulted in asyn- practical to think that any domestic food is “critical to the long term success of
chrony and, as such, can put producers system can act in isolation; markets biotech products in the marketplace, and
and the entire global commodity value are global. There is a critical need for also for realizing the full potential of new
chain at high risk of noncompliance. synchronized and transparent regulatory breeding innovations. Everyone along the
Under those circumstances, countries at systems that facilitate global trade in value chain, including consumers, must
most risk are unfortunately often those food, feed, and processing commodities. have confidence in the safety of biotech
most in need of commodity imports to D. G. Victor (2001) raised concerns that products” (Rowe et al. 2012). Wickson
address food and feed needs (Gruere the continued use of existing systems will (2014) argues that the cultural sig-
2011; Kalaitzandonakes, Kaufman, and lead to gridlock and gaps in regulatory nificance of agroecosystems is unrecog-
Miller 2011). assessments because the technology is nized, thereby marginalizing public par-
Regardless of the approach, the continuing to expand at a faster rate than ticipation in decision making, and further
financial and labor resources required many developing countries can imple- concludes that “these factors only work to
to obtain regulatory authorizations are ment policies. amplify rather than resolve the entrenched
significant. Phillips (2014) reported the With regard to the asynchronicity debate in Europe.” Wickson (2014) also
mean cost of discovery, development, of authorizations, in 2012, 170 million notes that such a direction could promote
and authorization of a new biotech- hectares of GM crops (approximately a forward-looking approach with respect
nological crop trait in the time period 11% of global arable land) were grown to meeting food and environmental goals
2008–2012 was $136 million, with $35 among a total of 28 countries (Roser rather than to be fixed on comparisons to
million (26%) being regulatory costs. 2015), with the United States, Brazil, past practices, including those that might
Furthermore, a data package for a new Argentina, Canada, and India having not have been sustainable.
commercial trait may take up to three to the majority of acreage (ISAAA 2012). International trade of agricultural
four years to develop (Rowe et al. 2012). These data indicate that current regulato- products is crucial to spread the benefits
At the same time, more applications ry systems provide a legal basis for GM of crop and animal production among
are filed every day as new potential trait crop cultivation and are working in many consumers globally and to allow crop
products are discovered. countries with diverse agriculture and production to occur on land that is the
Toward an Improved Future for histories (Devos et al. 2014; Ramessar et most productive, thereby decreasing
al. 2009). On an international basis, there pressures to take more marginal or fragile
Decision Making in Agricultural
are critical needs for synchronized import lands into cultivation. Clear policies
Biotechnology
authorizations to replace the current coupled with appropriate, efficient, and
Now is a critical time to re-examine global patchwork of systems (Rowe et al. synchronous regulatory mechanisms will
the scientific regulatory review process 2012). Serious economic dislocation can help ensure the safe and effective conduct
and to better understand more holistically result due to asynchronous authorization of breeding and crop management that
the decision-making processes that deter- of GM crops among countries putting collectively enable farmers to make the
mine whether or not GM crops, as well producers and the entire global com- most productive and sustainable use of
as the next generation of precision plant modity chain at unreasonable economic plant and animal genetic resources and
breeding tools, will be deployed. All risk with significant upward impacts on facilitate production of a safe and af-
available breeding tools will be required commodity prices (Gruere 2011; Kalait- fordable food supply to the benefit of the
to develop the broad base of genetic zandonakes, Kaufman, and Miller 2011). consumer.
diversity necessary for food and nutrition Synchronized regulatory systems would
security across the globe contributing
to environmental sustainability. Yet the
feature harmonization of data collection Financial Investment
and testing procedures, means for infor-
current trend is for regulatory compliance mation exchange, and cooperation at a
in Enablement of Plant
procedures to slow development and regional level to develop and implement Breeding
increase trade barriers (Goodman 2014). a sustainable strategic framework (De The shift over the past 50 years from
Increasing resource burdens attached to Greef 2011; Goodman 2014; Ramessar et the public sector as the main provider of
additional regulatory authorizations will al. 2009). Global harmonization or coop- new cultivars toward the private sector,
inhibit or at least delay accessibility of eration does not imply that each country as well as the growing trend to protect
improved cultivars, including those with or region has to agree on policy. Indeed, plant breeding germplasm and other
positive health benefits, to resource poor experience shows that a diversity of poli- innovations with revenue-generating

COUNCIL FOR AGRICULTURAL SCIENCE AND TECHNOLOGY 15


instruments, has generated considerable support of public sector plant breeding variety protection (PVP) (also called
discussion; yet relatively little has been and technology development, the Bayh- plant breeders’ rights) (U.S. Congress
published about the financial investment Dole Act of 1980 allows U.S. universi- 2005); and (4) utility patents (U.S.
necessary to enable plant breeding. ties to obtain ownership of an invention Congress 2011). Under the 1995 Trade-
Morris, Edmeades, and Pehu (2006) in preference over the U.S. government Related Aspects of Intellectual Property
reported that governmental development (Loise and Stevens 2011). Rights (TRIPS) within the World Trade
assistance to agriculture, in terms of The John Innes Centre, a research Organization, countries may exclude
funds provided, declined internationally organization with charity status in plants and animals from patentability.
since the early 1990s as both a percentage the United Kingdom, states that “our Most countries, including the EU, have
of gross domestic product and on a per research innovations will often require chosen not to allow patentability of plant
capita basis. Furthermore, agricultural substantial further investment to reach cultivars per se, although transgenic
research expenditures in the public sector applications in the market place and that events may still be eligible subject matter
declined in most of the developed and IP protection has an important role in (EPO 2015). Notably, the United States
developing world in the same period. creating favorable conditions for the up- allows plant cultivars as eligible subject
One study reported that plant breeding take and use of such research findings” matter for utility patents. Any country
expenditures in the U.S. industrial sector (JIC 2012). Likewise, the Brazilian Ag- that excludes plant cultivars from patent
rose from less than $50M in 1960 to ricultural Research Corporation and the protection is obliged under TRIPS to
more than $500M in 1995, whereas CGIAR use IP protection when appro- provide an effective sui generis system
public sector plant breeding expenditures priate and necessary to help accomplish of plant protection. Plant variety protec-
were relatively constant around $300M specific goals supporting their mission tion is a sui generis form of protection
in a similar period with some downward statements (Cohen 2000; SGRP 2010). prescribed by the International Union for
trend after 1980 (Heisey, Srinivasan, and Similarly, the private sector must have the Protection of New Varieties of Plants
Thirtle 2002). IP protection to support their research (UPOV 2011). The 1991 UPOV conven-
The need to develop more human and attract investments. Contributions tion resulted in stipulations for PVP that
capital through capacity building has by both the public and private sectors are widely accepted globally. United
received more focus. The consensus is are essential to support agricultural ad- States laws support PVP and additionally
clear that the number of scientists trained vancement through plant breeding, both protect cultivars of asexually reproducing
in plant breeding has been dropping for nationally and internationally. Readers nontuberous species through a PVP-type
20 years, whereas at the same time the are directed to a report by Lusser (2014) protection enacted via the 1930 U.S.
demand for trained plant breeders has for an exemplary perspective of how Plant Patent Act (U.S. Congress 2010).
been rising both in the developed and both sectors can optimally contribute. The important criteria and protections of
developing world (Baenziger 2006; Frey There are at least four ways plant PVP, including protections through the
1996, 2000; Guner and Wehner 2003; breeders can pursue IP protection: (1) U.S. 1930 Plant Patent Act, and utility
Traxler et al. 2005). Perhaps not surpris- contracts; (2) trade secrets; (3) plant patents are presented in Table 1.
ing, based on these trends, the number of
faculty training plant breeders has also Table 1. Comparison of PVP and patent systems of IP protection.
been declining in the United States and Plant Variety Protection
other developed countries (Bliss 2006; Per International Union Per U.S. Plant Patent
Gepts and Hancock 2006). More infor- for the Protection of New Act 1930
mation about the financial and human Criteria Varieties of Plants 1991 Utility Patents
capital currently involved in plant breed- Specificity Varieties of all species Asexually reproduced Plant genotype not
ing, and an analysis of expected future nontuberous plants normally found in
global needs, will be of great value as nature
societies plan for the futures they want.
Requirements Novelty Novelty Novelty
Distinctness Distinctness Utility
Intellectual Property Uniformity Stability Nonobviousness
Protection and Enforcement Stability Enablement
New, improved cultivars can take Disclosure Full morphological Complete as possible; Enabling disclosure
seven to ten years to develop, or longer description Photographs and that may be seed
if “exotic” (i.e., unadapted) germplasm drawings preferred deposit of novel
is also used. Basic and applied research, material
introduction of exotic germplasm, and Claims Single variety Single variety Specific to the patent
development of GM crops plus regula-
Exemption Farmer and breeder None Some countries
tory evaluations may have horizons of exemptions allow exemptions
20 years or longer, extending timelines
for development of improved cultivars. Protections and Rights Prevents others from Prevents others from Prevents others from
producing for using, reproducing, or making, using, or
To justify research investments and
commercial purposes; selling selling claimed
foster new funding, the products of plant invention
Prevents import/export
breeding and its related research need
intellectual property (IP) protection. In

16 COUNCIL FOR AGRICULTURAL SCIENCE AND TECHNOLOGY


Although IP protection offers benefits the national economy through both In contrast, PVP has a breeder exception
to innovators, the question arises as to protection and revelation of inventions that does not prohibit further breeding
whether or not innovation and devel- that provide solutions to specific and commercialization during the protec-
opment of new improved cultivars is technological needs or problems. tion period. Consequently, the primary
thwarted by such practices. In accordance Some countries—e.g., France and contribution of PVP to increased social
with the 1991 UPOV convention, PVP Germany—provide patent exemptions welfare is through supporting a moderate
does not prohibit further breeding with to allow further breeding, including level of optimal genetic innovation, but
protected cultivars and commercial- commercialization of the nonpatented one that is coupled with faster horizontal
ization of resulting cultivars provided germplasm, whereas the United States diffusion of innovation (Lence et al 2015;
these are not “essentially derived.” This has no such exemption. Holders of Swanson and Goeschl 2005) via the
restriction helps prevent plagiarism, “me U.S. utility patents on plant cultivars, breeder exception. Utility patents facili-
too,” or “cosmetic breeding” while en- however, agree to maintain seed in the tate licensing that contributes positively
abling subsequent developers who make public depository for 30 years, the life to genetic gain and social welfare and
relatively minor genetic changes with ag- of the patent, or 5 years after the most that could likely not occur if innovations
ronomically useful consequences to share recent request, thereby enabling the seed were maintained solely as trade secrets.
in the IP with the developer of the initial to be available to the public domain Intellectual property protection in
cultivar. In addition, an effective PVP upon expiration of patent protection. The the field of plant breeding, biotechnol-
system can provide important benefits degree to which research is allowable ogy, and seed production is necessary
in an international context by removing under patents varies according to to attract private or commercial invest-
barriers to trade in cultivars; breeders are jurisdiction—e.g., very limited in the ments in order to stimulate innovative
unlikely to release valuable cultivars into United States. Further breeding and research that may have an element of risk
a country without adequate IP protection commercialization of a plant cultivar that in leading to delivery of high-quality and
(UPOV 2005). Furthermore, PVP based is either protected by a utility patent or better-performing products to farmers
on the 1991 UPOV convention does not includes a patented trait is not allowed and growers with consequent benefits
restrict farmers’ use of traditional seed in the United States unless specifically to society as a whole. Providing plant
cultivars. All farmers—indeed anyone— authorized under license by the owner. breeders with a diverse choice of IP
can breed with protected cultivars so that Economic studies and empirical mechanisms probably remains the best
the diversity of useful genetics already evidence show that IP protection does not option to encourage and fund innovation
present in traditional seed systems can lead to a zero-sum game in agriculture and expanded creativity for the greatest
be enhanced by the introgression of new (Lence et al. 2005, 2015). Provided that benefit to society, as is expected in all
diversity from the formal seed system. subject matter of IP protection is placed life-science-based or other businesses.
Countries can exempt subsistence into the public domain at the expiration Continued innovation is essential because
farmers from obligations under UPOV. of protection, the net result is to encour- global challenges relating to sustainable
Further exemptions can be implemented age more innovation from which the crop production will require agriculture
that allow the use of farm-saved seed of consumer is the major beneficiary. Plant to produce greater quantities of more nu-
protected cultivars depending upon farm variety protection and utility patents may tritious food while also contributing more
size and commercial nature. Conse- be seen as complimentary in the type positively to ecosystem services.
quently, many countries have determined and amount of IP protection they provide
sufficient flexibility exists within the (Hayes, Lence, and Goggi 2009; Lence Farmer Adoption
UPOV model for their implementation et al. 2005, 2015). Patents provide more
potential for optimal genetic innovation In general, farmers accept new tech-
of plant breeders’ rights. Some countries
nologies when clear evidence shows they
have developed new unique systems. For than does PVP because of the ability
of patent holders to restrict unlicensed increase profit or decrease risk. When
example, India has enacted the Plant Pro-
the technology benefit is less clear to the
tection Variety and Farmers Rights Act, access for further breeding and commer-
cial use during the life of the patent. For farmer, adoption is slower. Historically,
which takes a more comprehensive ap-
example, long-term high-risk projects— following passage of the Morrill Act
proach to supporting investments in plant
including to introduce and incorporate in 1862 that established the land-grant
breeding while also recognizing the role
useful germplasm from cultivars that are college system across the United States,
farmers play in varietal improvement and
exotic, relatively uncharacterized, and state cooperative extension services
seed production. Interactions between
unadapted to the target breeding environ- were charged with delivering informa-
formal and informal seed systems allow
ment or to develop a GM crop—could tion about agricultural advances from the
introgression of new genetic diversity
not be undertaken by a commercially academic research programs to the farm
into informal seed systems (Coomes
funded business without the ability to community. Today, information flows
et al. 2015; Sthapit and Jarvis 1999).
much faster and all farmers in the United
Helfer (2004) provides policy options for obtain utility patent protection (Lence et
al. 2015). States, and increasingly throughout the
national governments on implementation
Nonetheless, genetic gain and social world, have numerous media sources
of PVP.
welfare do not always continue to in- readily available to provide recommenda-
Patent systems, the U.S. Patent
tions for managing crop production. Fur-
and Trademark Office in particular, crease as patent length increases; in terms
of contributing to social welfare, there is thermore, the seed and chemical industries
are designed to further industrial and
an optimal patent life (Lence et al. 2005). have developed in-house consultation
technological progress and strengthen
programs to advise their farmer clientele.

COUNCIL FOR AGRICULTURAL SCIENCE AND TECHNOLOGY 17


In the developed world, farmers typi- crops, the latter is increasingly important, based viewpoints and opinions that are
cally have sufficient capital to purchase particularly in vegetable and fruit crops. also considered to be “trusted voices”
seeds annually. In the developing world, Technologies are often developed among the public.
however, seed cost, quality, and access and applied to plant breeding programs
are significant problems; seed saving is
more common. To the extent that new
because they appeal to plant breeders
and other scientists, showing promise at
leverAGInG GenetIc
genetic technologies raise seed costs or improving traits thought to be important. technoloGIes
prevent the saving of seed, their adoption Whereas these traits may be of actual Given the time, effort, and invest-
could be affected in areas where these value to growers or processors, they ment devoted to technological innovation
constraints are problematic. may not be traits of the greatest interest in crop improvement, it is imperative that
Markets provide the context for both to consumers. Greater involvement of maximal value is derived, and this often
the development and the adoption of consumers in the development of breed- means fitting improved cultivars and the
technologies, especially in agriculture ing targets would help breeders prioritize process to create them with other aspects
where crops are globally traded. Markets traits (Tesfaye et al. 2013). of the agricultural production system and
are affected by policies—agricultural Consumer and societal attitudes the value chain.
subsidies and trade priorities—and thus toward food and agriculture can pres-
deciding what cultivars carrying which ent both problems and opportunities Integration with Agronomic
traits developed using which tech- for plant breeders. Demands for the
nologies is not always straightforward, decreased use of pesticides and fungi- Practices and Inputs
particularly if international markets are cides has placed greater emphasis on Genetic advances per se are rarely
considered. selection for resistant cultivars; pressure sufficient for top on-farm performance
The agricultural policy of the United to lessen the use of fertilizers is driving of new cultivars. Typically, successful
States, and more generally through- selection for nitrogen- and phosphorus- deployment of new cultivars requires an
out the world, affects crop production efficient genotypes. In many industrial- accompanying “management package”
by subsidizing particular crops and/or ized countries, demand for food from to ensure that the genetic potential of
production environments. To the extent alternative production systems, such as the cultivar is maximized when grown
that policy exemplifies a favored status organic and biodynamic, has also led to in the particular agricultural system. To
to particular crops, those crops tend to the development of breeding programs optimally take advantage of a new cul-
be cultivated to a greater extent than aimed at producing cultivars of crops that tivar, management may be significantly
they may be otherwise. Changes to crop are suitable for these production systems. different from the common practice, so
subsidies, crop insurance programs, and Organic farmers require cultivars that without adequate training, farmers may
food aid programs—to mention just three are suited to low-input production with actually find the new genetics do not
areas—will change market projections, a particular emphasis on nutrient-use perform well for them. This is particu-
thereby leading farmers to modify plant- efficiency, disease and pest tolerance, and larly true for the developing world where
ing plans and ultimately affect targets for ability to compete with weeds and toler- “best practices” in crop management may
plant breeders. ate mechanical weed control (Lammerts not be well known or cannot be practiced
The regulatory status of new genetic van Bueren et al. 2011). Organic crops because of economics or unavailability—
technologies is not always clear, and this usually are sold at a premium, so the end- e.g., fertilizer application.
limits the development of new cultivars use quality is also expected to be high. Likewise, best practices in crop
using these methods (Lusser et al. 2012). At one time, academic agricultural management will influence the develop-
Policies influence the acceptability of scientists were able to provide the public ment of new cultivars and the production
advanced genetic technologies in various with unbiased information regarding of a safe and healthy food supply. For
countries (and various areas within the new cultivars and the value of new example, evaluation of potential new
United States). And although policies technologies. Whether or not academ- lines is typically conducted under condi-
may or may not be useful in determining ics or extension personnel still have the tions representative of farmers’ fields in
the legality of genetic technologies, the public’s trust is an open question, and at the intended market region, reflecting
ultimate arbiter of the value and hence least some of the anti-GM crop sentiment practices involving planting date, tillage
the use of these techniques, rational or from the public is due to a perception— regimes, soil treatments, pesticide use,
not, is the consumer. Thus, policies need rightly or wrongly—that (at least some) harvest methods, etc. Innovative genetic
to be developed in a manner that inspires university personnel are tightly linked to improvement must go hand-in-hand with
consumer confidence in the process. the seed industry and therefore are not best practices for crop management to
providing an unbiased opinion. When facilitate manifestation and realization of
Public Acceptance the products of genetic technologies are the full genetic potential of the new culti-
traits that primarily benefit the value var and meet the expectations of a society
Plant breeding innovation can origi- chain stakeholders other than consum- for safe food and sustainable practices.
nate from the application of new scien- ers—e.g., farmers—consumers may be Agronomic practices are key to
tific breakthroughs to plant improvement wary because of a lack of insight into realizing the full genetic potential of the
or it can be motivated by consumers, pro- food production overall. As with many cultivar, in particular managing various
cessors, or farmers demanding particular increasingly technical areas that impact plant stress factors (e.g., disease, insects,
products. Although the former is more everyday life, there is an emerging need moisture deprivation) that might rob
common, particularly in commodity field for experts who can provide evidence- the yield potential and erode optimal

18 COUNCIL FOR AGRICULTURAL SCIENCE AND TECHNOLOGY


performance. Some control of stress new cultivars that can be harvested with the plant breeder select new lines.
factors may be included in the “genetic modern machinery. As an example, the As for the science of plant breeding,
package.” For example, due to inno- mechanized processing tomato harvester the cornucopia of disciplines that nour-
vation, weed control can be achieved was developed by an agricultural ish plant breeding has been described.
through breeding, mutation, or transgenic engineer at the University of California– From the physics of plant anatomy
herbicide tolerance to broad spectrum Davis in the 1950s and it, together with that determines if a plant lodges, to the
herbicides; the herbicide-tolerant cultivar tomato cultivars suitable for mechanical chemistry of photosynthesis, to the bio-
coupled with use of the associated herbi- harvesting, was released and rapidly chemistry of vitamin and essential ami-
cide can result in excellent weed control adopted by the farm community in no acid biosynthesis, to the genetics that
that protects yield potential from loss. the early 1960s (Huffman 2012). In control plant function, to the genomics
All yield-protective solutions, how- the future, as mechanization changes, that attempt to describe the symphony
ever, need not be genetic. Seed treat- breeders have opportunities to develop of plant genes in their fullest integrated
ments are one example of an alternate cultivars that can be suitably managed detail that determine the plant’s produc-
mode to providing a suite of character- under those conditions. Likewise, tivity and use, and to the statistics that
istics for crop management. And with breeders collaborate with engineers allow breeders to determine similari-
the vast amount of research now being to develop postharvest equipment and ties and differences—plant breeders
devoted to synergistic crop-microbe storage facilities that minimize physical use them all. Plant breeders work with
relationships, the future may bring a suite damage (spoilage and waste) and rapidly skilled scientists in entomology to less-
of microbiome products to facilitate op- bring the harvested crop to optimal en insect damage while enhancing bene-
timal crop production. Thus, the overall temperature for long-term storage. ficial insects; with plant pathologists to
product target for farmers will shape the These collaborative relationships decrease the plagues and destruction of
breeding targets of plant breeders, yet have resulted in the delivery of high- plant disease; with engineers to develop
a great deal of coordination is required quality produce that has been shipped faster, better methods of measuring and
to develop a clear picture of the overall long distances and/or stored for ex- understanding plant phenotypes; with
product target. tended periods of time beyond harvest to nutritionists to make healthier and more
supermarkets year-round, even though nutritious foods and feed; and with bio-
Integration with Farm the crop harvest period may only extend informaticians to collect, analyze, and
Machinery, Infrastructure a few months of the year. In develop- create the linkages of science for plant
Development ing countries, crop losses at harvest improvement.
and during postharvest can be massive Plant breeding is an impact science
The design and development of due to poorly developed infrastructure that is helping to feed the world while
farm machinery goes hand-in-hand that includes lack of adequate harvest creating global businesses. As such, it
with agronomic practices that maximize equipment, poor roads and transportation works within a legal and ethical frame-
crop yields. The design of planters, for systems, and lack of a reliable system of work of international law. Plant breed-
example, has followed research guiding electrical power to support the cold chain ing plays a critical role in the citizenship
row spacing in various crops to optimize both postharvest and from cold storage to of science—from the consumer who
yields in particular geographies and market. Mechanization may require more is nourished by the crops or enjoys the
with specific cultivars. The foundational uniform crops for harvest, but the genetic milk, eggs, and meat that are produced
concept involves spatial arrangement of diversity available to plant breeders can by animals that plant breeders help feed,
plants to increase plant density (number support the diversity of products (flow- to the ecologist trying to decrease soil
of plants per land unit) in conjunction ers, textures, flavors) that consumers loss or pesticide runoff, to the indig-
with better light penetration into the want and expect. enous farmer who saves seed from this
plant canopy. Grain corn in the United year’s crop to plant next year.
States has gone from 0.9 meter (m)–1.0
m (36”–40”) rows to 0.75 m (30”) rows, summAry The urgent need for plant breeders
and for innovation as the future is faced
and more narrow row spacing is now Plant breeding has been described has also been described. Plant breeding
facilitated, including “twin rows.” Effects as both an art and a science. The art is science has been successful, but the rate
of row spacing not only involve plant the vision, knowing what to select years of improvement (referred to as “genetic
density, but can depend on fertilizer in advance of the final outcome (popu- gain”) is insufficient to create the
regimes and other agronomic practices lation, cultivar, or hybrid). It is also future that humanity wants, needs, and
(Haegele et al. 2014). the context of future agroecosystems deserves. Complacency is unacceptable
Mechanized harvesting saves and how the line will adapt to climate in the face of growing populations,
substantial time and labor compared to change, the ability to use nitrogen or malnutrition and under-nutrition,
hand harvesting; yet for many crops, other inputs including water, and the climate change, limited arable land, and
especially vegetables and fruits, much need to be resource efficient. Finally, a fragile biosphere. Innovation that will
harvesting is still conducted by hand. the art is all the intangibles that science revolutionize agricultural productivity
In the future, machine harvesting will does not yet know how to measure or is critical to increase the rate of
likely be required to keep food costs that are important in unforeseen ways. improvement. A step change in terms
affordable. To at least some extent for Much like the painter, the selection of of genetic gain is demanded. What
some crops, breeders will be able to work colors and the brush strokes of their ap- technologies of the future will deliver
with equipment manufacturers to tailor plication create the painting; so too does double rates of gain in production to

COUNCIL FOR AGRICULTURAL SCIENCE AND TECHNOLOGY 19


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