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Supplemental Dampers in Base-Isolated Buildings to Mitigate Large Isolator


Displacement under Earthquake Excitations

Article  in  Bulletin of the New Zealand Society for Earthquake Engineering · June 2015
DOI: 10.5459/bnzsee.48.2.100-117

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Bulletin of the New Zealand Society for Earthquake Engineering, Vol. XX, No. Y, Month 2015

SUPPLEMENTAL DAMPERS IN BASE-ISOLATED


BUILDINGS TO MITIGATE LARGE ISOLATOR
DISPLACEMENT UNDER EARTHQUAKE EXCITATIONS

Daniel H. Zelleke1*, Said Elias2, Vasant A. Matsagar3 and Arvind


K. Jain4
(Submitted September 2014; Reviewed October 2014; Accepted November 2014)

ABSTRACT
The effect of viscous, viscoelastic, and friction supplemental dampers on the seismic response of base-
isolated building supported by various isolation systems is investigated. Although base-isolated buildings
have an advantage in reducing damage to the superstructure, the displacement at the isolation level is large,
especially under near-fault ground motions. The influence of supplemental dampers in controlling the
isolator displacement and other responses of base-isolated building is investigated using a multi-storey
building frame. The coupled equations of motion are derived, solved and time history analysis is carried out
on a building modeled with fifteen combinations of five isolation systems and three passive dampers. The
seismic responses are compared with that of the fixed-base and base-isolated buildings. Based on the
results, it is concluded that supplemental dampers are beneficial to control the large deformation at the
isolator level. Parametric study is conducted and optimum ranges of damper parameters to achieve reduced
isolator displacement without adverse effect on the other responses are determined. Further, it is concluded
that the combination of the resilient-friction base isolator (R-FBI) and viscous damper is the most effective
in reducing the bearing displacement without significant increase in superstructure forces.
Keywords: base isolation; isolator displacement; earthquake; near-fault motion; supplemental damper.

INTRODUCTION displacement mandates providing larger moat widths and


design of flexible services to the base-isolated building. Both
Base isolation is an earthquake resistant design technique in these requirements lead to increased costs, which can be
which the superstructure is isolated from ground movement to reduced by controlling the excessively large isolator
reduce the transfer of seismic forces. The superstructure is displacements. Jangid and Kelly [12] showed that the bearing
isolated from the foundation by isolation bearings having very displacement under near-fault motion decreases with the
low lateral stiffness which shifts the fundamental time period increase in the isolation damping. Optimum lead-rubber
of the building to a higher value. This shift in the time period bearings and friction pendulum systems under near-fault
results in fundamental frequency of the building much lower ground motions were also determined by Jangid [14-15].
than the predominant frequencies of the ground motion,
thereby significantly reducing the earthquake energy Various other techniques were suggested to lessen the
transmitted to the building [1-2]. excessively large isolator displacement in base-isolated
structures by different researchers [16-19]. Chang et al. [20],
Base isolation protects both structural as well as non-structural Kim et al. [21], Lu and Lin [22], Providakis [23], Lu et al.
components from suffering damage due to earthquake and [24], Oh et al. [25], and Qin et al. [26] also conducted
helps structures to remain in service even after a large experimental and analytical studies and indicated that
earthquake event. This makes the technique preferred for supplemental damping can be effective in mitigating the
earthquake resistant design, especially for areas with large undesirable effects of near-fault ground excitations. Further
seismic loading. Various isolation techniques were proposed studies which detail the effectiveness and optimum parameters
on which a number of analytical and experimental of the supplemental dampers used in connection with
investigations were conducted demonstrating the suitability of mitigation of large isolator displacement in base-isolated
the isolation techniques for earthquake resistant design of buildings with various isolation systems under near-fault and
structures [3-10]. Base isolation, currently, is one of the far-fault ground motions are beneficial. Therefore, it would be
popular earthquake resistant design techniques for important useful to investigate the effects of applying supplemental
structures like hospitals, schools, industrial structures, nuclear viscous, viscoelastic, and friction dampers in reducing the
power plants etc. isolator displacement in base-isolated buildings subjected to
Different researchers [11-13] showed that the isolator near-fault and far-fault ground motions.
displacement in base-isolated buildings is very large under This paper investigates the influence and effectiveness of
near-fault ground motions due to the long pulse characteristics using supplemental viscous, viscoelastic, and friction dampers
of this type of earthquakes and the base-isolated buildings are on the response of base-isolated buildings under near-fault and
flexible due to incorporation of bearings with low horizontal far-fault ground motions. The main objectives of the study are:
stiffness. The increased isolator displacement is a concern in (i) to study the effect of supplemental viscous, viscoelastic,
seismic isolation and needs to be addressed. Increased isolator and friction dampers on the seismic response of base-isolated

1
Corresponding Author, Postgraduate Student, Dept. of Civil Engg., Indian Institute of Technology (IIT) Delhi, New Delhi, danihabt@gmail.com.
2
Research Scholar, Dept. of Civil Engg., Indian Institute of Technology (IIT) Delhi, New Delhi, said.elias@civil.iitd.ac.in.
3
Associate Professor, Dept. of Civil Engg., Indian Institute of Technology (IIT) Delhi, New Delhi, matsagar@civil.iitd.ac.in.
4
Professor, Dept. of Civil Engg., Indian Institute of Technology (IIT) Delhi, New Delhi, akjain@civil.iitd.ac.in.
2

buildings with various elastomeric and sliding isolation Fb = c b x& b + k b x b (1)


systems, (ii) to conduct parametric study to obtain optimum
ranges of parameters for which each of the dampers are most where cb and kb are the damping coefficient and the stiffness
effective, and (iii) to compare the effectiveness of each of the of the isolation system which are selected to provide specific
combinations of the isolation systems and supplemental values of damping ratio (ξb) and isolation period (Tb),
damping devices with respect to controlling the isolator respectively, using the following expressions
displacement without adversely affecting other responses of
the base-isolated building. c b = 2ξ b mω b (2)

2
MODELING OF BASE-ISOLATED BUILDING WITH ⎛ 2π ⎞
DAMPER k b = m⎜⎜ ⎟⎟ (3)
⎝ Tb ⎠
The idealized mathematical models of the multi-storey
building considered for the present study are shown in Figure
∑ j=1 m j
N
1. Figures 1(a) and 1(b), respectively, show the models for where m = mb + is the total mass of the base-
fixed-base and base-isolated buildings while Figure 1(c)
depicts the model for base-isolated building with supplemental isolated building, mj is the mass of jth floor, and ω b = 2π / Tb
damper connected at the base mass level. Schematic is the isolation frequency.
representations for five isolation systems, such as laminated
rubber bearing (LRB), lead-rubber bearing i.e. New Zealand Lead-Rubber Bearing (New Zealand, N-Z System)
(N-Z) system, pure friction system (PF), friction pendulum
system (FPS), and resilient-friction base isolator (R-FBI), are Lead-rubber bearings are similar to the LRB with additional
shown in Figures 2(a) to 2(e), respectively, while the force- central lead-core provided as a means of additional energy
deformation relations for the three supplemental dampers used dissipation [2]. It also provides initial rigidity against wind
in the present study, such as viscous damper (VD), loads and minor earthquakes. The force-deformation behavior
viscoelastic damper (VED), and friction damper (FD), are of the lead-rubber bearing is non-linear hysteretic. The
shown in Figures 2(f) to 2(h), respectively. The schematic restoring force (Fb) developed in the isolation system is given
representations of isolation systems give an idea about their by
behavior and mathematical modeling, whereas, the force-
Fb = cb x&b + αki xb + (1 − α ) Fy Z (4)
deformation relations for dampers give an idea about their
energy dissipating characteristics. The following assumptions
where Fy is the yield strength of the bearing, α is the ratio of
are made in modeling the building:
post-yield to pre-yield stiffness of the bearing, ki is the initial
1. The building is modeled as a shear frame considering only stiffness of the bearing, and Z is a non-dimensional hysteretic
one lateral degree of freedom at each floor level. displacement component satisfying a non-linear differential
2. The mass of the structure is lumped at each floor level and equation of first order expressed as
the floors are considered to be infinitely stiff in their own n −1 n
plane.
qZ& = Ax&b + β x&b Z Z − τx&b Z [27]. In this equation, q
3. The columns providing the lateral stiffness are assumed to is the yield displacement while β, τ, and A are dimensionless
be axially inextensible. parameters selected to be 0.5, 0.5, and 1, respectively. The
4. The effects of soil-structure interaction are neglected. parameter n controls the smoothness of transition from elastic
5. Only one horizontal component of the earthquake ground to plastic range and is taken as 2.
motion is applied to the building at a time.
The isolation period (Tb), damping ratio (ξb), and normalized
6. Taking into account the fact that base isolation reduces the
yield strength (Fo = Fy/W) are the parameters used to
earthquake response of structures helping the elastic limit
characterize the lead-rubber bearing (where W = mg is the
not to be exceeded in the superstructure, the analysis is
total weight of the base-isolated building and g is the
carried out under the reasonable assumption that the
acceleration due to gravity). The damping coefficient (cb) and
building frame remains within the elastic range under the
the isolation stiffness (kb) of the N-Z system are defined using
excitations from the ground motions.
Equations 2 and 3, respectively.
A uniform damping ratio (ξs) of 0.02 is taken for the
Pure Friction System (PF)
superstructure. All floor masses are taken to be equal and the
floor stiffness are decided in such a way that a required In PF system, the horizontal friction force provides resistance
fundamental time period of the fixed-base building (T) is to lateral motion and dissipates energy. The PF system is
obtained. For this study, all stories are considered to have the represented here using Coulomb’s friction with friction
same lateral stiffness, and base mass (mb) of the base-isolated coefficient (μ). The limiting friction force in the isolation
building model is taken to be equal to the floor masses. system is FL = μW. The isolation system will be in stick or slip
Different combinations of the five isolators and three mode depending on the frictional force ( Fx = xb ki ) with
supplemental dampers are investigated herein. The dampers negligibly small yield displacement (q). The restoring force
are connected at the isolation level with one end connected to (Fb) in the stick phase (i.e. Fx < FL) is given by
the base mass and the other to the ground. The fixed-base and
base-isolated building models are also studied for comparison Fb = Fx . (5)
purpose.
The frictional force increases up to a maximum value of FL at
which point the isolation system will be in slip mode. The
Laminated Rubber Bearing (LRB) restoring force in the slip phase is given by

Fb = FL sgn (x&b ) .
Steel and rubber plates built in the alternate layers are the
(6)
basic components of laminated rubber bearings [2]. The
restoring force (Fb) developed in the laminated rubber bearing
is given by
mN xN mN xN mN xN
kN kN kN

mN-1 xN-1 mN-1 xN-1 mN-1 xN-1


kN-1 kN-1 kN-1

m2 x2 m2 x2 m2 x2

k2 k2 k2

m1 x1 m1 x1 m1 x1
k1 k1 Damper k1

mb xb mb xb

Isolation system Isolation system


(a) (b) (c)

Figure 1. Mathematical models of (a) fixed-base building, (b) base-isolated building, and (c) base-isolated building with
supplemental damper.

kb αki
xb xb
cb
cb

ẍg ẍg
(a) LRB (b) N-Z

kb kb

xb xb cb xb
μ
μ μ

ẍg ẍg ẍg

(c) PF (d) FPS (e) R-FBI

Force Force Force

Disp. Disp. Disp.

(f) VD (g) VED (h) FD

Figure 2. Schematic representations of isolation systems and force-deformation relations for dampers.
4

Friction Pendulum System (FPS) Fd = kd xb + cd x& b (11)

The response of friction pendulum system (FPS) depends on where kd is the stiffness of the viscoelastic damper. The
the friction coefficient and the geometry of the isolation external damping ratio (ξd) added to the system due to the
system [28]. The system becomes active only when the static supplemental viscoelastic damper can be expressed using
value of friction is exceeded by the earthquake force. Equation 10 while the relative external damper stiffness (k′),
Restoring force is generated in the FPS due to the raising of expressed in terms of the isolation effective stiffness, is
the structure caused by the concave geometry of the isolator. defined as
The total lateral force developed is equal to the sum of
restoring and friction forces. The restoring force is given by kd
k' = . (12)
ωb2 m
Fb = k b xb + Fx (7)

where kb is the bearing stiffness, and Fx = μW is the friction Friction Damper (FD)
force.
The force generated in a friction damper (FD) arises from
The isolation period (Tb) and friction coefficient (μ) are the friction. The friction force in the damper has typical Coulomb
parameters used to characterize the FPS and the stiffness of friction characteristics. The displacement in the damper will
the isolation system (kb) is selected using Equation 3 so that occur only if the force induced in the damper reaches the
the required isolation period is obtained. The isolation limiting friction force (FL). The FD is represented here using
stiffness here refers the concavity of the FPS. the normalized limiting friction force (μd = FL/W) and the
force generated in the damper (Fd) is expressed as
Resilient-Friction Base Isolator (R-FBI)
Fd = μdW sgn (x&b ) . (13)
Sliding flat ring elements and central rubber core are
constituents of resilient-friction base isolator (R-FBI) and the
sliding rings are Teflon-coated to reduce friction while GOVERNING EQUATIONS OF MOTION
flexible cover is used as protection against corrosion and dust The governing equations of motion are derived by taking
[29]. The restoring force in the R-FBI is given by equilibrium of forces at each degree of freedom during seismic
excitation. The equations of motion for the base-isolated
Fb = cb x&b + k b xb + Fx . (8) building with supplemental damper expressed in the matrix
form, which is of order of the number of degrees of freedom in
Here, Fx = μW is the friction force. The isolation period (Tb),
the building (N+1), are given as
friction coefficient (μ), and damping ratio (ξb) are the
parameters used to characterize the R-FBI. The damping ⎡ m r T M ⎤ ⎧&x&b ⎫ ⎡c 0 ⎤ ⎧ x&b ⎫ ⎡k 0 ⎤ ⎧ xb ⎫ ⎡ m r T M ⎤ ⎧1⎫ (14)
coefficient (cb) and the stiffness of the isolation system (kb) are ⎢ ⎥ ⎨ && ⎬ + ⎢ ⎥ ⎨ X& ⎬ + ⎢0 K ⎥ ⎨ X ⎬ = − ⎢ ⎥ ⎨ ⎬&x&g
⎣⎢ Mr M X
⎥⎦ ⎩ ⎭ ⎣ 0 C ⎦⎩ ⎭ ⎣ ⎦⎩ ⎭ ⎣⎢ Mr M ⎥⎦ ⎩0⎭
selected respectively using Equations 2 and 3 so that the
required damping ratio and isolation period are obtained. where M = diag[m1, m2 ,..., mN ] , C , and K are the mass,
damping, and stiffness matrices of the superstructure which
Viscous Damper (VD)
are of order ( N × N ) , respectively; c and k are respectively
Viscous dampers (VDs) are velocity dependent energy the damping coefficient and stiffness at the isolation level
dissipation devices and the damping force generated is directly obtained by combining the contributions of the isolator and
proportional to the relative velocity between the two ends of
attached damper; xb , x&b , and &x&b are the displacement,
the damper. A damping exponent of 1 is used to model the
viscous damper in this study and the damping force (Fd) velocity, and acceleration of the base mass relative to the
ground, respectively; X = {x1 , x2 ,..., x N } , X& , and X
generated in the damper is expressed as T && are
Fd = cd x&b (9) the vectors of floor displacements, velocities, and
accelerations, respectively, relative to the base mass; r = {1} is
where x&b is the relative velocity between the two ends of the vector of influence coefficients; and &x&g is the earthquake
damper, i.e. the relative velocity between the base mass and ground acceleration.
the ground for this study, and cd is the damping coefficient of
the viscous damper. The external damping ratio (ξd) added to Due to the non-linear force-deformation behavior of the
the system due to the supplemental viscous damper is defined isolator and the difference between the damping of the
as isolation system, the superstructure, and the supplemental
damper, the equations of motion cannot be solved using the
cd classical modal superposition technique. Therefore, the
ξd = . (10) equations of motion are numerically solved using the
2mωb
Newmark’s method of step-by-step integration using a small
time interval (∆t) with linear variation of acceleration.
Viscoelastic Damper (VED)
In viscoelastic dampers (VEDs), energy is dissipated through NUMERICAL STUDY
shear deformation of viscoelastic layer. These dampers are The effect of viscous, viscoelastic, and friction supplemental
velocity dependent and can be modeled using a spring-dashpot dampers on the response of base-isolated building is studied
element acting in parallel. The force generated in the VEDs is here. Multi-storey shear model of a building is used in the
a combination of damping force and elastic force. The investigation and the supplemental damper is connected at the
damping force is directly proportional to the relative velocity isolation level with one end attached to the ground and the
between the two ends of the damper while the elastic force is other to the base mass.
proportional to the relative displacement. The force generated
in the viscoelastic damper (Fd) is expressed as
The seismic response of five-storey building models are increase marginally. As ξd increases, the normalized first
investigated under real earthquake ground motion records. storey shear decreases initially and then show increment after
Three near-fault (NF) and three far-fault (FF) ground motions certain damping is reached. It is observed that minimum
with varying Richter scale magnitudes are used for the study. storey shear values are achieved for certain range of the
The peak ground accelerations (PGAs) and other relevant damping ratio of the damper (ξd).
details of the selected ground motion data are shown in Table
1. Effect of Viscoelastic Damper
The force-displacement model of viscoelastic damper is
Base Isolation Systems
represented with combined effect of the damper elastic force
Laminated rubber bearing is modeled using isolation period and the damping force. The elastic force is represented with
(Tb) and damping ratio (ξb) while N-Z system is modeled the damper stiffness (kd) which can be obtained from the
using isolation period (Tb), damping ratio (ξb), normalized relative external damper stiffness (k′) while damping
yield strength (Fo), and isolator yield displacement (q). coefficient of damper (cd) is used to obtain the damping force.
Friction coefficient (μ) is used to characterize the PF system Here, cd is expressed in terms of the external damping (ξd)
and FPS; with FPS having stiffness (kb) in addition to the added to the system due to the supplemental viscoelastic
friction coefficient. The R-FBI system is modeled using device. Relative external damper stiffness values of 0.05, 0.15,
similar parameters as that for the FPS with additional damping 0.3, 0.5, 0.75, 1.1, 1.5, and 2 are used while the damping
parameter (ξb) incorporated. coefficient values considered here are same as that of the
viscous dampers.
Throughout this study, a five-storey building with
fundamental fixed-base time period (T) of 0.5 sec is Figure 3 also shows the time histories of top floor
investigated. The five isolation systems are modeled with acceleration, isolator displacement, and storey shear for the
specific parameters and paired with the three types of dampers five-storied base-isolated building modeled using the R-FBI
and the response are compared. In this study, ξb values of 0.1, with viscoelastic damper under the 1989 Loma Prieta, the
0.15, 0.2, and 0.25; Tb values of 1.5, 1.75, 2, 2.25, 2.5, 2.75, 1994 Northridge, and the 1995 Kobe ground motions.
and 3 sec; Fo and µ values of 0.05, 0.075, 0.1, 0.125, and 0.15;
and q of 2.5 cm are used to model the five isolation systems The influence of the external damping (ξd) and the relative
accordingly. damper stiffness (k′) added to the system on the response of
the base-isolated building are investigated and the trends can
be observed from Figures 5 and 6. The general trend shows
Effect of Viscous Damper that the increase in the damping ratio of the damper (ξd) causes
Viscous damper is velocity dependent damping device and the the isolator displacement to reduce while the top floor
parameter used in modeling includes the damping coefficient acceleration and normalized first storey shear increase
(cd) which is obtained using Equation 10 in terms of the marginally.
external damping ratio (ξd) added to the system. For this study, The increase in the k′ reduces the isolator displacement while
ξd values of 5%, 10%, 15%, 20%, 25%, 30%, 35%, and 40% the top floor acceleration and first storey shear generally
are considered. increase initially however then start to reduce after a certain
The time histories of top floor acceleration, isolator value of the k′.
displacement, and storey shear for the five-storied base-
isolated building with the R-FBI and viscous damper under the Effect of Friction Damper
1989 Loma Prieta, the 1994 Northridge, and the 1995 Kobe
ground motions are plotted in Figure 3. Friction dampers are displacement dependent devices and are
modeled in this study by specifying the limiting friction force
The influence of the external damping (ξd) added to the system (FL). The normalized limiting friction force (μd = FL/W),
on the responses of the base-isolated building is investigated which is the ratio of the limiting friction force to the total
and the trend is obtained for each isolation system. Figure 4 weight of the base-isolated building, is used to define the
shows the trend of the influence of ξd on the response of a friction damper. Values of μd used are 0.015, 0.03, 0.05, 0.07,
building isolated by the R-FBI under near-fault ground 0.09, 0.11, 0.13, 0.15, 0.17, 0.19, 0.21, 0.23, and 0.25.
motions. To derive a generalized trend, the average of the
patterns for all isolation systems is obtained and plotted The time histories of the response for the five-storied base-
together in Figures 5 and 6 for near-fault and far-fault ground isolated building with the R-FBI and the three types of
motions, respectively. These plots show that the increase in dampers considered here under the three near-fault ground
the damping ratio of the damper (ξd) causes the isolator motions are shown in Figure 3.
displacement to reduce and the top floor acceleration to

Table 1. List of near-fault and far-fault earthquake ground motions used in the study.
No. Earthquake Name Year Station Name Magnitude PGA (g) NF/FF
Los Gatos
1 Loma Prieta, USA 1989 6.93 0.97 NF
Presentation Center (LGPC)
2 Northridge, USA 1994 Sylmar - Hospital 6.69 0.84 NF
Kobe Japan Meteorological
3 Kobe, Japan 1995 6.90 0.83 NF
Agency (KJMA)
4 Imperial Valley, USA 1940 El Centro Array #9-117 7.0 0.27 FF
5 Tabas, Iran 1978 Ferdows 7.4 0.26 FF
6 Northridge, USA 1994 Century City CC North 6.7 0.11 FF
6
Loma Prieta, 1989 Northridge, 1994 Kobe, 1995
3 Base-isolated Fixed-base 3
Base-isolated + VD 3
Top floor acceleration (g)

2 Base-isolated + VED 2
Base-isolated + FD 2
1 1 1

0 0 0

-1 Peak responses -1 Peak responses -1 Peak responses


0.617 0.625 0.687 0.843 0.494 0.586 0.541 0.953 -2 0.646 0.664 0.639 0.964
-2 0.75 -2 0.75 0.75
-3
0.00 0.00 0.00
-3 -3
-0.75 8 9 10 11 12 30 -0.75 5 6 7 8 9 -0.75 8 9 10 11
40 20
Isolator displacement (cm)

21.57
18.88
12.19
20 15 10

0 0 0
R-FBI: Τ = 0.5 sec, Tb = 2.5 sec,
ξb = 0.15, μ = 0.075
-20 23.79 -15 -10 11.21
30.70 VD: ξd = 20%
34.06 VED: ξd = 20%, k' = 0.75 13.31
25.71 13.99
-40 42.66 -20
-30 31.64 FD: μd = 0.07
2 2
2
Normalized first storey shear

1 1
1

0 0 0
Peak responses Peak responses Peak responses
0.333 0.307 0.328 0.334 0.353 0.285 0.288 0.273 -1 0.247 0.234 0.247 0.280
-1 0.3 -1 0.3 0.3

0.0 0.0 0.0


-2
-0.3 8 9 10 11 12 -0.3 5 6 7 8 9 -0.3 8 9 10 11
-2 -2
0 5 10 15 20 25 0 5 10 15 20 25 5 10 15 20 25 30
Time (sec) Time (sec) Time (sec)

Figure 3. Time histories of isolator displacement, top floor acceleration, and normalized first storey shear of five-storey building isolated by R-FBI under near-fault ground motions.
Base-isolated + VD Base-isolated + VED Base-isolated + VED Base-isolated + FD
50
Loma Prieta, 1989 Relative stiffness of damper (k') = 0.75 Damping ratio of damper (ξd) = 20 %
Isolator displacement (cm)

Northridge, 1994
40 Kobe, 1995
Average
30

20

10

1.5
R-FBI
Top floor acceleration (g)

T = 0.5 sec,
Tb = 2.5 sec,
1
ξb = 15 %,
μ = 0.075

0.5

0.5
Normalized first storey shear

0.4

0.3

0.2

0 10 20 30 40 10 15 20 25 30 0.0 0.3 0.6 0.9 1.2 1.5 0.00 0.05 0.10 0.15 0.20
Damping ratio of damper: ξd (%) Damping ratio of damper: ξd (%) Relative damper stiffness: k' Normalized limiting friction force: μd

Figure 4. Effect of damper parameters on the responses of five-storey building isolated by R-FBI under near-fault ground motions (T = 0.5 sec, Tb = 2.5 sec, µ = 0.075, ξb = 15%).

7
8
Base-isolated + VD Base-isolated + VED Base-isolated + VED Base-isolated + FD
50
LRB Relative stiffness of damper (k') = 0.75 Damping ratio of damper (ξd) = 20 %
Isolator displacement (cm)

N-Z
40 PF
FPS
R-FBI
30
Average

20

10

1.5
LRB / N-Z / PF / FPS / R−FBI
Top floor acceleration (g)

T = 0.5 sec, Tb = 2.5 sec, ξb = 0.15,


1 Fo = μ = 0.075

0.5
Normalized first storey shear

0.4

0.3

0.2

0 10 20 30 40 10 15 20 25 30 0.0 0.3 0.6 0.9 1.2 1.5 0.00 0.05 0.10 0.15 0.20
Damping ratio of damper: ξd (%) Damping ratio of damper: ξd (%) Relative damper stiffness: k' Normalized limiting friction force: μd

Figure 5. Effect of damper parameters on the responses of five-storey base-isolated building isolated by all five base isolation systems under near-fault ground motions (T = 0.5 sec, Tb = 2.5 sec).
Base-isolated + VD Base-isolated + VED Base-isolated + VED Base-isolated + FD
10
LRB Relative stiffness of damper (k') = 0.75 Damping ratio of damper (ξd) = 20 %
Isolator displacement (cm)

N-Z
8
PF
FPS
6 R-FBI
Average
4

LRB / N-Z / PF / FPS / R−FBI


Top floor acceleration (g)

1
T = 0.5 sec, Tb = 2.5 sec, ξb = 0.15,
Fo = μ = 0.075

0.1

0.3
Normalized first storey shear

0.2

0.1

0.0
0 10 20 30 40 10 15 20 25 30 0.0 0.3 0.6 0.9 1.2 1.5 0.00 0.05 0.10 0.15 0.20
Damping ratio of damper: ξd (%) Damping ratio of damper: ξd (%) Relative damper stiffness: k' Normalized limiting friction force: μd

Figure 6. Effect of damper parameters on the responses of five-storey base-isolated building isolated by all the five isolation systems under far-fault ground motions (T = 0.5 sec, Tb = 2.5 sec).

9
10
The influence of the limiting friction force (μd) on the and vice-versa. The large acceleration in the superstructure
responses of the base-isolated building is investigated and the associated with high frequencies is undesirable for sensitive
trend is plotted in Figures 5 and 6. These plots show that the equipment and secondary structures in the building. This is
increase in the limiting friction force (μd) causes the isolator because of the occurrence of resonant effect in the sensitive
displacement to reduce significantly for certain values of μd equipment and secondary structures in the building which
and the rate of reduction of the isolator displacement reduces usually vibrate in the same frequency range. Hence,
afterwards for all isolators except for the PF system. For the performance of the FD is inferior as compared to the VD and
PF system, the isolator displacement reduces initially and then VED from this viewpoint.
starts to increase after some value of μd is reached because of
the introduction of the large slip load to the system. The top The time histories of input and dissipated energies per unit
floor acceleration and normalized first storey shear keep mass (E) of the base-isolated building with and without
increasing for an increase in μd; however, the rate of increment supplemental damper are shown in Figure 10. The energy
is smaller initially and becomes larger for higher values of the plots show that the supplemental dampers dissipate significant
μd. The increase in the top floor acceleration and the first amount of the earthquake energy. A comparison between the
storey shear is mainly caused due to the large initial stiffness three types of dampers also shows that the FD dissipates the
of the FD which also increases the acceleration associated highest amount of energy followed by the viscous damper.
with higher frequencies. The plots also show that the energy dissipated by the base-
isolator is lower when a damper is used which dissipates
The peak responses of a base-isolated building with the VD, higher amount of energy.
VED, and FD of selected parameters are shown in Table 2. It
is seen that the isolator displacement is significantly reduced Based on the peak responses of the base-isolated building
when VD, VED, and FD are used. presented in Table 2, the percentage reductions of the
responses under the three near-fault ground motion considered
are determined and shown in Table 3.
Study of Responses for Various Dampers and Isolation
Systems The plots of the peak isolator displacement, top floor
acceleration, and normalized first-storey shear, shown in
Figure 7 shows the force-deformation behavior of the R-FBI Figure 11, indicate the effectiveness of each of the
and dampers for the base-isolated building as well as base- combinations of isolation system and damper explored in
isolated buildings with the supplemental dampers under the reducing the isolator displacement without adversely affecting
three near-fault ground motions. Comparison of the plots of the top floor acceleration and the storey shear. It is observed
each model with supplemental damper to that without the that installing the FD results in the largest reduction in isolator
damper clearly shows that the use of all the three supplemental displacement for all isolation systems except when the PF
dampers is helpful in reducing the isolator displacement. The isolation system is used. However, both the top floor
force-deformation relations also indicate the relative acceleration and normalized storey shear are found to be high
effectiveness of the viscous, viscoelastic, and friction dampers when the FD is used. Although the top floor accelerations
showing that the friction damper and viscous damper are more obtained for base-isolated building models with the VED are
effective in reducing deformation at the isolator level. low, the isolator displacement obtained is large as compared to
Figure 8 shows, in addition to the effectiveness of the dampers that of the VD and FD. The storey shear is also higher relative
in reducing the bearing displacement, the distribution of the to the case of base-isolated buildings with the VD. The
peak floor displacement, peak floor acceleration, and peak isolator displacement obtained when viscous dampers are used
storey shear over the total height of the building. The plots of is marginally higher in comparison with the case where FDs
floor accelerations and the normalized storey shear show that are used. However, the VD has advantages over the FD in
these responses are not undesirably affected, due to the use of giving lower floor acceleration and storey shear. From the five
the supplemental dampers, throughout the height of the isolation systems considered, the R-FBI results in the lowest
building. The application of the friction damper caused the isolator displacement followed by the N-Z system with all
largest increment in the acceleration response; however, the three damper types. The LRB is observed to exhibit the largest
response remained well below the case of the fixed-base isolator displacement while the PF system and FPS result in
building. The plots of the floor displacements also show moderate isolator displacement. The PF system and FD are
decrease in the peak lateral displacement of the building at all also apparently resulting in large residual isolator
floor levels due to the application of the supplemental displacements due to absence of restoring force, which hence
dampers. This indicates that the supplemental dampers can is undesirable combination. Thus, the combination of the R-
also be helpful in minimizing the risk of pounding in base- FBI and VD is recommended for achieving maximum isolator
isolated buildings. Such use of dampers for minimizing the displacement reduction.
risk of pounding at superstructure level connecting adjacent Figure 12 shows the effect of isolation period (Tb) on the
buildings in case of the base-isolated building was established percentage reduction in the responses of five-storey base-
earlier [30]. isolated building with supplemental dampers. It is observed
In Figure 9, the comparison of the FFT amplitude spectra of that Tb does not have significant effect on the percentage
top floor acceleration for the base-isolated building and base- reduction in the isolator displacement of base-isolated building
isolated building with each damper type is shown. The FFT with the VD. However, the increase in Tb causes lesser and
spectra of top floor acceleration obtained for the base-isolated higher percentage reduction of isolator displacement for base-
building with the VD and VED are relatively not significantly isolated building with the VED and FD, respectively.
different from that of the base-isolated building without Although base-isolated building with the FD having large Tb
supplemental damper. However, the Fourier spectra for the benefits from higher percentage reduction in isolator
base-isolated building fitted with the FD is significantly displacement, top floor acceleration, and storey shear show
different and indicates that there is high contribution in the larger increase. The percentage reduction in top floor
superstructure acceleration from high frequencies. This is acceleration of base-isolated building with the VD and VED
caused due to the high initial stiffness of the friction damper does not vary significantly with the Tb while increase in the Tb
introduced to the system, which is suddenly changed to low causes lesser control of the first storey shear.
stiffness, inducing sudden change of phase from stick to slip
Loma Prieta, 1989 Northridge, 1994 Kobe, 1995
0.4 Base-isolated 0.4 0.4

0.2 0.2 0.2


F/W

0.0 0.0 0.0

-0.2 -0.2 R-FBI: T = 0.5 sec, -0.2


T b = 2.5 sec, ξb = 0.15,
-0.4 -0.4 μ = 0.075 -0.4

0.4 Base-isolated + VD 0.4 0.4


ξd = 20%
0.2 0.2 0.2
F/W

0.0 0.0 0.0

-0.2 -0.2 -0.2

-0.4 -0.4 -0.4

0.4 Base-isolated + VED 0.4 0.4


ξd = 20%, k' = 0.75
0.2 0.2 0.2
F/W

0.0 0.0 0.0

-0.2 -0.2 -0.2

-0.4 -0.4 -0.4

0.4 Base-isolated + FD 0.4 0.4


μd = 0.07
0.2 0.2 0.2
F/W

0.0 0.0 0.0

-0.2 -0.2 -0.2


Force in isolator
-0.4 -0.4 -0.4 Force in isolator + damper
-40 -20 0 20 40 -40 -20 0 20 40 -20 -10 0 10 20
Isolator displacement (cm) Isolator displacement (cm) Isolator displacement (cm)

Figure 7. Comparison of force-deformation behavior of isolator for five-storey building isolated by R-FBI with and without supplemental dampers under near-fault ground motions.

11
12

Fifth

Fourth

Third
Floor Level

Second

First
Fixed-base
Base-isolated
Base Base-isolated + VD
Base-isolated + VED
Base-isolated + FD Loma Prieta, 1989
Ground

Fifth

Fourth

Third
Floor Level

Second

First

R-FBI
Base
Τ = 0.5 sec, Tb = 2.5 sec,
ξb = 0.15, μ = 0.075 Northridge, 1994
Ground

Fifth

Fourth

Third
Floor Level

Second

First

VD: ξd = 20%
Base VED: ξd = 20%, k' = 0.75
FD: μd = 0.07
Kobe, 1995
Ground
0 1 2 3 4 0 10 20 30 40 50 0.0 0.5 1.0 1.5 2.0
Peak floor acceleration (g) Peak floor displacement (cm) Peak normalized storey shear

Figure 8. Distribution of peak floor acceleration, peak floor displacement, and peak normalized storey shear over the height
of five-storey base-isolated building under near-fault ground motions.
13

Table 2. Peak responses of five-storey base-isolated building with and without supplemental damper under near-fault ground
motions (T = 0.5 sec, Tb = 2.5 sec).
Base-isolated building with
Response under near-fault ground motions Base-isolated VD VED FD Fixed-base
(ξd = 20%) (ξd = 20%, k' = 0.75) (μd = 0.07)
Loma Isolator displacement (cm) 64.558 44.902 50.457 43.990 -
Prieta, Top floor acceleration (g) 0.476 0.421 0.466 0.650 2.875
1989 Normalized first storey shear 0.376 0.322 0.376 0.335 1.675

LRB Isolator displacement (cm) 49.227 32.972 38.633 32.981 -


Northridge,
ξb = 0.15 Top floor acceleration (g) 0.396 0.368 0.404 0.463 3.098
1994
Tb = 2.5 sec Normalized first storey shear 0.284 0.259 0.301 0.266 1.652
Isolator displacement (cm) 28.378 18.975 21.518 14.921 -
Kobe,
Top floor acceleration (g) 0.231 0.315 0.314 0.621 3.606
1995
Normalized first storey shear 0.168 0.158 0.186 0.203 2.066

Loma Isolator displacement (cm) 48.231 35.776 39.049 30.667 -


Prieta, Top floor acceleration (g) 0.438 0.421 0.461 0.776 2.875
1989 Normalized first storey shear 0.324 0.305 0.336 0.298 1.675
N-Z
ξb = 0.15, Isolator displacement (cm) 37.986 25.421 30.334 23.703 -
Northridge,
Fo = 0.075, Top floor acceleration (g) 0.395 0.456 0.459 0.525 3.098
1994
q = 2.5 cm, Normalized first storey shear 0.268 0.276 0.308 0.271 1.652
Tb = 2.5 sec
Isolator displacement (cm) 21.128 14.169 16.878 13.257 -
Kobe,
Top floor acceleration (g) 0.348 0.456 0.382 0.723 3.606
1995
Normalized first storey shear 0.199 0.224 0.206 0.228 2.066

Loma Isolator displacement (cm) 65.724 32.059 39.066 32.410 -


Prieta, Top floor acceleration (g) 0.675 0.591 0.617 0.829 2.875
1989 Normalized first storey shear 0.155 0.170 0.179 0.237 1.675
Isolator displacement (cm) 42.459 29.864 33.987 26.191 -
PF Northridge,
Top floor acceleration (g) 0.637 0.926 0.873 1.001 3.098
µ = 0.075 1994
Normalized first storey shear 0.160 0.239 0.198 0.307 1.652
Isolator displacement (cm) 17.814 16.450 17.188 22.683 -
Kobe,
Top floor acceleration (g) 0.676 0.730 0.658 1.048 3.606
1995
Normalized first storey shear 0.142 0.183 0.175 0.252 2.066

Loma Isolator displacement (cm) 57.127 39.016 44.121 32.877 -


Prieta, Top floor acceleration (g) 0.705 0.631 0.638 0.900 2.875
1989 Normalized first storey shear 0.414 0.315 0.399 0.343 1.675

FPS Isolator displacement (cm) 45.650 28.314 34.924 24.930 -


Northridge,
µ = 0.075, Top floor acceleration (g) 0.591 0.508 0.507 0.860 3.098
1994
Tb = 2.5 sec Normalized first storey shear 0.324 0.260 0.327 0.320 1.652
Isolator displacement (cm) 21.434 12.583 15.075 14.221 -
Kobe,
Top floor acceleration (g) 0.712 0.619 0.599 0.950 3.606
1995
Normalized first storey shear 0.212 0.212 0.230 0.285 2.066

Loma Isolator displacement (cm) 42.662 30.705 34.064 23.790 -


Prieta, Top floor acceleration (g) 0.617 0.625 0.687 0.843 2.875
1989 Normalized first storey shear 0.333 0.307 0.328 0.334 1.675
R-FBI Isolator displacement (cm) 31.644 21.569 25.706 18.884 -
µ = 0.075, Northridge,
Top floor acceleration (g) 0.505 0.586 0.541 0.953 3.098
ξb = 0.15, 1994
Tb = 2.5 sec Normalized first storey shear 0.257 0.285 0.288 0.273 1.652
Isolator displacement (cm) 13.989 11.206 13.310 12.189 -
Kobe,
Top floor acceleration (g) 0.627 0.664 0.639 0.964 3.606
1995
Normalized first storey shear 0.201 0.234 0.247 0.280 2.066
14

0.7 0.15
Loma Prieta, 1989 LRB Base-isolated
0.6 Northridge, 1994 Τ = 0.5 sec, Base-isolated + VD
0.12 Tb = 2.5 sec,
Fourier amplitude (g)

Kobe, 1995 Base-isolated + VED


0.5
ξb = 0.15 Base-isolated + FD
0.09
0.4

0.3 0.06

0.2
0.03
0.1
Fixed-base Loma Prieta, 1989
0.0 0.00
0.08 0.05
R-FBI N-Z VD: ξd = 20%
Τ = 0.5 sec, Τ = 0.5 sec, VED: ξd = 20%, k' = 0.75
Tb = 2.5 sec, 0.04 Tb = 2.5 sec,
Fourier amplitude (g)

0.06 FD: μd = 0.07


ξb = 0.15, ξb = 0.15, Fo = 0.075
0.03
μ = 0.075
0.04
0.02

0.02
0.01
Northridge, 1994 Kobe, 1995
0.00 0.00
0 2 4 6 8 10 12 14 16 0 2 4 6 8 10 12 14 16
Frequency (Hz) Frequency (Hz)

Figure 9. FFT spectra of top floor acceleration for five-storey base-isolated building with and without supplemental
dampers under near-fault ground motions.

Loma Prieta, 1989 Northridge, 1994 Kobe, 1995


Base-isolated 3
E (m 2/sec 2)

3 R-FBI 2
2
2 T = 0.5 sec,
Tb = 2.5 sec,
1 Input energy
1 μ = 0.075, 1
Energy dissipated by damper
ξb = 0.15 Energy dissipated by isolator
0 0 0
Base-isolated + VD
3
E (m 2/sec 2)

3 ξ = 20 % 2
d
2
2
1
1 1

0 0 0
Base-isolated + VED
3
E (m 2/sec 2)

3 2
ξd = 20 %,
2
2 k' = 0.75
1
1 1

0 0 0
Base-isolated + FD
3
E (m 2/sec 2)

3 2
μd = 0.07
2
2
1
1 1

0 0 0
0 5 10 15 20 25 0 5 10 15 20 25 0 5 10 15 20 25 30
Time (sec) Time (sec) Time (sec)
Figure 10. Time histories of input and dissipated energies per unit mass for base-isolated building with and without
supplemental dampers.
15

Table 3. Average percentage reductions in responses of five-storey base-isolated building due to application of supplemental
viscous, viscoelastic, and friction dampers under near-fault ground motions (T = 0.5 sec).
Base-isolated building with
Response reduction under near-fault ground motions VD VED FD
(ξd = 20%) (ξd = 20%, k' = 0.75) (μd = 0.07)
Isolator displacement (%) 33.590 23.710 34.616
Tb = 2 sec Top floor acceleration (%) 7.402 2.924 -23.282
Normalized first storey shear (%) 17.236 4.216 11.592
Isolator displacement (%) 32.201 22.512 37.428
LRB
Tb = 2.5 sec Top floor acceleration (%) -5.882 -11.935 -74.076
ξb = 0.15
Normalized first storey shear (%) 9.692 -5.486 -1.114
Isolator displacement (%) 29.381 16.239 37.202
Tb = 3 sec Top floor acceleration (%) -13.034 -8.928 -127.793
Normalized first storey shear (%) 1.461 -8.460 -14.636
Isolator displacement (%) 31.978 23.915 32.808
Tb = 2 sec Top floor acceleration (%) -5.745 -3.994 -40.524
Normalized first storey shear (%) 4.144 -2.883 5.519
N-Z Isolator displacement (%) 30.613 19.766 37.089
ξb = 0.15,
Tb = 2.5 sec Top floor acceleration (%) -14.266 -10.474 -72.544
Fo = 0.075,
q = 2.5 cm Normalized first storey shear (%) -3.192 -7.361 -2.413
Isolator displacement (%) 27.894 15.521 38.139
Tb = 3 sec Top floor acceleration (%) -13.824 -9.693 -85.736
Normalized first storey shear (%) -11.217 -12.383 -14.166
Isolator displacement (%) 32.794 24.136 20.556
Tb = 2 sec Top floor acceleration (%) -14.983 -0.678 -45.078
Normalized first storey shear (%) -36.673 -30.803 -74.207
Isolator displacement (%) 29.515 21.343 20.556
PF
Tb = 2.5 sec Top floor acceleration (%) -13.668 -8.610 -45.078
µ = 0.075
Normalized first storey shear (%) -29.426 -20.844 -74.207
Isolator displacement (%) 27.268 19.564 20.556
Tb = 3 sec Top floor acceleration (%) -12.424 -1.628 -45.078
Normalized first storey shear (%) -25.779 -12.012 -74.207
Isolator displacement (%) 35.883 25.413 34.199
Tb = 2 sec Top floor acceleration (%) 16.287 5.819 -18.678
Normalized first storey shear (%) 16.934 2.325 6.708
Isolator displacement (%) 36.991 25.310 40.497
FPS
Tb = 2.5 sec Top floor acceleration (%) 12.573 13.190 -35.562
µ = 0.075
Normalized first storey shear (%) 14.444 -1.950 -5.356
Isolator displacement (%) 29.322 13.939 33.578
Tb = 3 sec Top floor acceleration (%) -14.373 -1.547 -56.506
Normalized first storey shear (%) 7.215 -10.914 -17.498
Isolator displacement (%) 26.898 15.782 31.705
Tb = 2 sec Top floor acceleration (%) -11.873 -7.875 -58.987
Normalized first storey shear (%) 2.331 -6.766 -1.997

R-FBI Isolator displacement (%) 26.587 14.589 32.475


µ = 0.075, Tb = 2.5 sec Top floor acceleration (%) -7.741 -6.785 -59.744
ξb = 0.15 Normalized first storey shear (%) -6.411 -11.024 -15.224
Isolator displacement (%) 22.790 14.014 28.348
Tb = 3 sec Top floor acceleration (%) 2.424 3.988 -50.617
Normalized first storey shear (%) -8.248 -13.561 -24.513
16
50 Tb = 3 sec LRB / N-Z / PF / FPS / R−FBI
Tb = 2 sec Base-isolated + VD Tb = 2.5 sec
T = 0.5 sec, Fo = μ = 0.075, ξb = 0.15
Isolator disp. (cm)
Base-isolated + VED
40
Base-isolated + FD
30

20

10

0
1.0
Top floor acc. (g)

0.8

0.6

0.4

0.2

0.0
Normalized 1 st storey shear

0.4

0.3

0.2

0.1

0.0
LRB N-Z PF FPS R-FBI LRB N-Z PF FPS R-FBI LRB N-Z PF FPS R-FBI
Isolation system Isolation system Isolation system

Figure 11. Comparison of the isolator displacement, top floor acceleration, and normalized first storey shear achieved for the
combinations of isolators and dampers under near-fault ground motions.

50
VD: ξd = 20 % VED: ξd = 20 %, k' = 0.75 FD: μd = 0.07
Isolator displacement

40

30

20 LRB
N-Z
PF
10 LRB / N-Z / PF / FPS / R−FBI
Percentage response reduction in

FPS
T = 0.5 sec, ξb = 0.15, Fo = μ = 0.075
R-FBI
0
50
Top floor acceleration

-50

-100

-150

25
First storey shear

-25

-50

-75
1.5 2.0 2.5 3.0 1.5 2.0 2.5 3.0 1.5 2.0 2.5 3.0
Tb (sec) Tb (sec) Tb (sec)

Figure 12. Effect of isolation period on the percentage reduction in responses of five-storey base-isolated building with
supplemental dampers under near-fault ground motions.
17
Responses under Near-Fault and Far-Fault Ground dampers as compared to those subjected to the far-fault
Motions ground motions.
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