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Science of the Total Environment 654 (2019) 1305–1315

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Science of the Total Environment

journal homepage: www.elsevier.com/locate/scitotenv

Quantifying relationships between watershed characteristics and


hydroecological indices of Missouri streams
Sean J. Zeiger a,⁎, Jason A. Hubbart b,c
a
University of Missouri, School of Natural Resources, 203-T ABNR Building, Columbia, MO 65211, USA
b
Institute of Water Security and Science, West Virginia University, 4121 Agricultural Sciences Building, Morgantown, WV 26506, USA
c
Davis College, Schools of Agriculture and Food, and Natural Resources, West Virginia University, 4121 Agricultural Sciences Building, Morgantown, WV 26506, USA

H I G H L I G H T S G R A P H I C A L A B S T R A C T

• Natural and anthropic influences on


hydroecological indices were quanti-
fied.
• Low flow hydroecological indices
were significantly different between
ecoregions.
• Empirical relationships confirmed an
urban influence on hydroecological
indices.
• Urban land use alterations on high
flow frequency (0.77 ≤ R 2 ≥ 0.85)
were obvious.
• Results help to focus regional environ-
mental flows policy and management
efforts.

a r t i c l e i n f o a b s t r a c t

Article history: There is an ongoing need for multidisciplinary investigations that will lead to policy changes that target and reduce
Received 1 October 2018 natural and anthropic alterations to hydroecological indices important for regional environmental flows manage-
Received in revised form 13 November 2018 ment. The hydroecological indices assessed in this study were all deemed ecologically relevant due to causal linkages
Accepted 13 November 2018
with hydrogeomorphology, physical habitat, water quality, and/or ecological processes. Watershed characteristics
Available online 14 November 2018
(i.e. topography, land use and land cover (LULC), soils, and geomorphic variables) and hydroecological data were
Editor: Damia Barcelo assessed for general trends between ecoregions at gauged watersheds (n = 115) in Missouri, USA. Univariate ordi-
nary least squares (OLS) and multivariate least absolute shrinkage and selection operator (LASSO) regression models
Keywords: were fit to selected hydroecological indices, and models were validated using a split-site approach. Key results in-
Environmental flows cluded: 1) significant differences (p ≤ 0.05) were observed between hydroecological indices of different ecoregions,
Ecohydrology particularly low flows statistics; 2) urban land use was associated with moderate (0.25 b R2 adj. N 0.75) to strong (R2
Hydroecology adj. ≥ 0.75) influence on more hydroecological indices (31 of 171 indices) compared to other LULC indices and wa-
EflowStats tershed characteristics assessed, especially urban land use - high flow frequency relationships (5 of 11 indices; 0.77 ≤
R2 ≥ 0.85); and 3) univariate ordinary least squares (OLS) regression models performed better overall relative to
least absolute shrinkage and selection operator (LASSO) regression models at validation sites. Given the ecological
relevance of the hydroecological indices assessed in this study, results indicated management efforts should focus
on mitigating urban land use influence on environmental flows in Missouri, USA. These results hold important im-
plications for other regions globally, where urban land use has altered environmental flows.
© 2018 Elsevier B.V. All rights reserved.

⁎ Corresponding author.
E-mail addresses: ZeigerS@Missouri.edu (S.J. Zeiger), Jason.Hubbart@mail.wvu.edu (J.A. Hubbart).

https://doi.org/10.1016/j.scitotenv.2018.11.205
0048-9697/© 2018 Elsevier B.V. All rights reserved.
1306 S.J. Zeiger, J.A. Hubbart / Science of the Total Environment 654 (2019) 1305–1315

1. Introduction mitigate natural and anthropogenic alterations. Such information can


be derived from empirical assessments (Hannah et al., 2007).
Environmental flows analysis provides a mechanism to define the Empirical relationships between watershed characteristics (i.e. to-
major components of a flow regime (i.e. flow magnitude, duration, fre- pography, land use and land cover (LULC), soils, and geomorphic vari-
quency, timing and rate of change) necessary to improve water quality ables) and hydroecological variables can be quantified along gradients
and sustain the ecological health of receiving waters (Arthington et al., of hydroecological alteration to generate useful tools (i.e. models) ap-
2006; Poff et al., 2010). Historically, management of hydrologic modifi- propriate for regional environmental flows management (Arthington
cation was often focused on maintaining low flows of streams altered et al., 2010). However, many important factors that occur simulta-
by hydrologic infrastructure (Poff et al., 2010). More recently, regional neously across a landscape are subject to covariation (Allan, 2004).
efforts have been made to mitigate alterations to environmental flow Thus, empirical models fit should be validated to help ensure indepen-
regimes in streams altered by human development (particularly urban- dent variables (e.g. topography, LULC, soils, and geomorphic variables)
ization) (Walsh et al., 2012; Fletcher et al., 2007). Regional frameworks are casually linked to hydroecological indices.
like Hydroecological Integrity Assessment Process (HIP) (Kennen et al., The main objective of this research was to quantify relationships be-
2009), and Ecological Limits of Hydrologic Alteration (ELOHA) (Poff tween watershed characteristics (i.e. topography, LULC, soils, and geo-
et al., 2010) have been developed to improve water quality and sustain morphic variables) and hydroecological indices that are important for
ecological health through regional environmental flow assessment. regional environmental flows management of Missouri streams. Sub-
It is important to account for all key components of an environmen- objectives were to: i) assess observed hydroecological data for general
tal flow regime when performing a regional environmental flow assess- trends between ecoregions, ii) fit univariate and multivariate empirical
ment (Poff et al., 2010; Kennen et al., 2009). However, the task can be regression models to select hydroecological indices, and iii) validate
daunting considering there are many hydrologic indices to choose models fit for selection. Finally, results from this research will be pre-
from, all of which influence ecological health. For example, the statisti- sented to highlight key findings from the current work with implica-
cal package “EflowStats” developed by the US Geological Survey uses tions to regional hydroecological assessments that could be applied
R computer language to estimate 171 hydrologic indices deemed “eco- globally.
logically relevant” (i.e. hydroecological indices) appropriate for envi-
ronmental flow analysis (Olden and Poff, 2003; Hughes and James,
1989; Poff and Ward, 1989; Richards, 1989, 1990; Poff, 1996; Richter 2. Methods
et al., 1996, 1997, 1998; Clausen and Biggs, 1997, 2000; Puckridge
et al., 1998; Clausen et al., 2000; Wood et al., 2000). While EflowStats 2.1. Study site
can be used to represent all key components of the natural flow regime,
many of the hydroecological indices are intercorrelated (Olden and Poff, State of Missouri is located entirely within the Mississippi River
2003). Intercorrelated variables can cause statistical problems associ- Basin in the central US (Fig. 1), and drains into three great rivers (Mis-
ated with multicollinearity (Olden and Poff, 2003), biased estimates of souri, Mississippi, and Arkansas Rivers). Mixed-land-use watersheds of
regression coefficients (Zar, 1999), and biased model selection (Olden Missouri have elevations that range from 540 to 70 m above mean sea
and Jackson, 2000). Thus, it is important to reduce redundancy of level. Land use and land cover (LULC) was 53% agriculture, 37% forested,
hydroecological variables prior to implementation in a regional envi- 7% urban, and 4% wetland/water at the time of this study (Table 1, Fig. 1)
ronmental flow assessment. (Homer et al., 2015). There was generally more agricultural land use
To reduce variable redundancy, researchers have successfully used north of Missouri River, and more forested land use south of Missouri
Principal Component Analysis (PCA) to identify a curtailed and parsi- River where an ecoregion boundary divides the state (Table 1, Fig. 1).
monious set of hydroecological indices important in regional character- Missouri is a physiographically diverse state divided laterally by two
ization of environmental flow regimes (Olden and Poff, 2003; Kennen ecoregions (Fig. 1). Generally located north of Missouri River, the Great
et al., 2009). For example, Olden and Poff (2003) used PCA procedures Plains Ecoregion is dominated by agricultural land uses (37% pasture,
to identify a subset of indices that characterize flow regimes at 420 36% row crop) (Table 1, Fig. 1), and upland soils comprised of loess
gauging sites across the contiguous US. A study by Kennen et al. over glacial till where glaciation results in gently rolling prairie soils
(2009) completed a regional Hydroecological Integrity Assessment Pro- suited for crop production (Nigh and Schroeder, 2002). South of Mis-
cess (HIP) analysis to select indices important for hydroecological char- souri River, The Eastern Temperate Forest Ecoregion is largely com-
acterization of Missouri streams. Results from the aforementioned prised of oak-hickory dominated deciduous forest (46%), and pasture
studies helped focus regional environmental flows management efforts (26%) (Table 1, Fig. 1). Geologic processes of uplift and subsequent de-
on a subset of non-redundant high-information hydroecological indices nudation have resulted in highly dissected surface features (Nigh and
that represent each key component of an environmental flow regime Schroeder, 2002). A complex mosaic of soils is largely underlain by car-
(Olden and Poff, 2003; Kennen et al., 2009). bonate bedrock (karst topography) that influences streamflow regimes
Results from Kennen et al. (2009) showed that the following eleven via thousands of sinkholes, caves and springs (Nigh and Schroeder,
hydroecological indices best exemplified environmental flows regimes 2002; Miller and Vandike, 1997).
across all Missouri stream types: annual variability of flow (ma3), Missouri climate is characterized by strong seasonality (http://
baseflow (ml20), high flow discharge (mh16), variability of annual min- climate.missouri.edu/). During winter, continental polar cold-dry air
imum flow duration (dl10), high flow pulse duration (dh15), variability masses cause freezing air temperatures (Hubbart et al., 2010). During
in low pulse count (fl2), high flow frequency (fh8), predictability of flow spring, a wet season occurs when maritime and continental tropical
timing (ta2), timing of minimum annual flow (tl1), time of annual max- air masses move back into the region during March through June
imum (th1), and variability of reversals (ra9). The aforementioned indi- (Hubbart et al., 2014). A recent 18-year climate record (2000–2017)
ces were deemed important for sustaining environmental flows, and showed average air temperature and annual total precipitation of 13.5
thus, are believed to collectively mediate many important biological °C and 967 mm, respectively in central Missouri. There are no apparent
and ecological processes of Missouri streams (e.g. spawning, recruit- physiographic boundaries associated with differences of average annual
ment, species distribution and abundance, and community dynamics) climate in Missouri. However, there is a general gradient of climate
(Bunn and Arthington, 2002). Given the clear complexities of environ- characteristics from northwest to southeast Missouri with average an-
mental flow management practices, there is an ongoing need for multi- nual air temperature ranging from 12.2 °C to 14.8 °C, and average annual
disciplinary studies that will supply policy makers and regional total precipitation ranging from 780 to 1187 mm (http://climate.
managers with the science-based information necessary to target and missouri.edu/).
S.J. Zeiger, J.A. Hubbart / Science of the Total Environment 654 (2019) 1305–1315 1307

Fig. 1. Land use and land cover (LULC) and select streamflow monitored watersheds contained within the state boundary of Missouri, USA. Great Plains and Eastern Temperate Forest
ecoregions are located north and south, respectively, of the ecoregion boundary shown. These LULC data were obtained from the most recent publicly available National Land Cover
Database 2011 (Homer et al., 2015).

2.2. Observed data 2.3. Statistical analysis

Streamflow data from select US Geological Survey gauging sites 2.3.1. Observed trends between ecoregions
were downloaded using data retrieval tools from the R software pack- Watershed characteristics (n = 15) chosen as independent variables
age “EflowStats” (https://github.com/USGS-R/EflowStats). Methods for model fitting included percent cumulative LULC variables, physical
used to estimate observed discharge included standards published by soil characteristics, roughness, slope, and channel geomorphic variables
Turnipseed and Sauer (2010). Selected sites included active US Geolog- (Table 2). These independent variables were selected as they have all
ical Survey gauging sites where stage has been continuously monitored been shown to have important physical controls on streamflow pro-
over the past ten calendar years (January 2008 to December 2017). Best cesses (Kumar et al., 2017; Gupta et al., 2015; Neitsch et al., 2011;
professional judgment was used to exclude gauges where streams were Price, 2011; Arnold et al., 1998; Poff, 1996). Watershed characteristics
not free-flowing and/or substantially altered due to the presence of attributed to each gauging site were tested for significant differences
man-made hydrological infrastructure (Kennen et al., 2009). Further, between ecoregions (i.e. Great Plains vs. Eastern Temperate Forest
all selected sites corresponded to watersheds contained within the sites) using one-way ANOVA [confidence interval (CI) = 95%; α =
state boundary of Missouri (Table 1, Fig. 1). The aforementioned criteria 0.05; n = 115] (Wolock et al., 2004).
used to select gauging sites resulted in a grand total of 115 sites in this The United States Geological Survey (USGS) developed R package
assessment. Drainage areas corresponding to selected sites ranged “EflowStats” was downloaded (https://github.com/USGS-R/EflowStats)
from 5 to 9811 km2 with a mean of 1160 km2. and used to calculate 171 hydroecological indices (Kennen et al., 2009)
at each selected gauging site. A detailed description of the 171 indices in-
cluded in EflowStats can be found in “Users' Manual for the Hydroecological
Integrity Assessment Process Software” (Henriksen et al., 2006). It was im-
Table 1
practical to show results of all 171 indices at each site in a table, thus de-
Land use and land cover (LULC) of Missouri, USA, derived from the most recent publicly scriptive statistics of select response indices were summarized and
available National Land Cover Database 2011 (Homer et al., 2015). Percent of cumulative tabulated. Select response indices (n = 11) used in this study were de-
land area values are shown parenthetically. rived from principal components analysis (PCA) of reference streams of
LULC [km2 (%)] State of Great Plains of Eastern Temperate Missouri (Kennen et al., 2009). One primary hydroecological index was
Missouri Missouri Forest of Missouri selected for each major facet of the flow regime including flow magni-
Urban 12,895 (7.2) 5048 (7.2) 7846 (7.1) tude, frequency, duration, timing, and rate of change across low, average
Forest 66,036 (36.6) 10,897 (15.5) 55,139 (50.0) and high flows as per methods used by Olden and Poff (2003). A total of
Agricultural 95,180 (52.7) 51,220 (73.1) 43,960 (39.8) 11 flow components were considered including low, average and high
Water/wetland 6339 (3.5) 2949 (4.2) 3390 (3.1) flow magnitude; low and high flow duration; low and high flow fre-
Total area 180,449 70,114 110,335
quency; average, low and high flow timing, and average rate of change
1308 S.J. Zeiger, J.A. Hubbart / Science of the Total Environment 654 (2019) 1305–1315

Table 2 Table 3
Independent variables of empirical models used to quantify relationships between water- Definitions for select hydrologic indices used to quantitatively define major facets of the
shed characteristics and environmental flows of select watersheds of Missouri, USA. flow regime in Missouri, USA.
Definitions were sourced from Kennen et al. (2009).
Variable Description Data source(s)
Index Definition
%urban Cumulative percent urban land use NLCD 2011
%agricultural Cumulative percent agricultural land use NLCD 2011 ma3 Annual variability of flow. The average annual coefficient of variation (standard
%forested Cumulative percent forested land use NLCD 2011 deviation/mean) of daily flow.
%wetland Cumulative percent surface water/wetland NLCD 2011 ma33 Monthly variability of flow during October. The average monthly coefficient of
land cover variation (standard deviation/mean) of daily flow during October.
CN Curve number (area-weighted average) NLCD 2011; SSURGO; ml4 Monthly minimum flow. Average monthly minimum daily flow during April.
USDA TR-55 ml20 Baseflow. A ratio of total baseflow to total flow.
OV_N Manning's n of overland flow (area-weighted NLCD 2011; SSURGO; mh9 Monthly maximum flow. Average monthly maximum daily flow during
average) USDA TR-55 September.
Keff Soil effective hydraulic conductivity (soil SSURGO mh16 High flow discharge index is the ten percent exceedance divided by median
depth-weighted average) daily flow of the entire record.
DAWC Total depth of available soil water content SSURGO dl10 Variability of annual minimum flow duration. The standard deviation for the
AWC Available soil water content (soil SSURGO minimum 90-day moving averages, multiplied by 100, and divided by the
depth-weighted average) mean.
OV_S Overland slope (area-weighted average) 30-meter DEM dl16 Low flow pulse duration. Compute the average pulse duration for each year for
CH_W Channel width (sub-basin average) 30-meter DEM flow events below a threshold equal to the 25th percentile value for the entire
CH_D Channel depth (sub-basin average) 30-meter DEM flow record. DL16 is the median of the yearly average durations (number of
CH_S Channel slope (sub-basin average) 30-meter DEM days–temporal).
CH_L Channel length (sub-basin average) 30-meter DEM dh15 High flow pulse duration. Compute the average duration for flow events with
CH_WDR Channel width to depth ratio (sub-basin 30-meter DEM flows above a threshold equal to the 75th percentile value for each year in the
average) flow record. DH15 is the median of the yearly average durations
(days/year–temporal).
NLCD 2011 is land use and land cover data available from the National Land Cover Dataset
dh21 High flow duration. Compute the 25th percentile value for the entire flow
(Homer et al., 2015).
record. Compute the average duration of flow events with flows above a
SSURGO are soils data available from the Soil Survey Geographical Dataset (SSURGO,
threshold equal to the 25th percentile value for the entire set of flows.
2018).
DH21 is the average (or median–Use Preference option) duration of the
USDA TR-55 is a United States Department of Agriculture technical report (USDA, 1986).
events (days–temporal).
30-m DEM are 30-meter Digital Elevation Model data available from the U.S. Geological
fl1 Low flood pulse count. Compute the average number of flow events with flows
Survey (https://lta.cr.usgs.gov/NED).
below a threshold equal to the 25th percentile value for the entire flow record.
FL1 is the average (or median–Use Preference option) number of events
(Olden and Poff, 2003). Hydroecological indices attributed to each gaug- (number of events/year–temporal).
fl2 Variability in low pulse count. Compute the standard deviation in the annual
ing site were grouped by ecoregion (i.e. Great Plains, Eastern Temperate
pulse counts for FL1. FL2 is 100 times the standard deviation divided by the
Forest), averaged, and tested for significant differences using one-way mean pulse count (percent–spatial).
ANOVA [confidence interval (CI) = 95%; α = 0.05; n = 115] (Kennen fh8 High flow frequency. Compute the average number of flow events with flows
et al., 2009). above a threshold equal to 25 percent exceedance flow value for the entire
flow record. FH8 is the average (or median–Use Preference option) number of
events (number of events/year–temporal).
2.3.2. Empirical hydroecological assessment ta1 Flow constancy is computed using methods outlined in Colwell (1974).
A preliminary empirical analysis was completed to scan the ob- ta2 Predictability of flow timing. Predictability is computed from the same matrix
served data set for general trends (Poff, 1996). Univariate linear regres- as constancy
sion relationships were quantified between watershed characteristics tl1 Time of annual minimum daily flow (Julian date).
tl4 Seasonal predictability of non-low flow is the maximum number of days flows
and hydroecological indices (Poff, 1996). Empirical relationships were
are above a 5-year flood threshold equal in ratio with the total number of days
categorized by correlation of determination values (R2 values) as weak in a year.
(i.e. R2 ≤ 0.25), moderate (0.25 b R2 N 0.75), and strong (R2 ≥ 0.75) cor- th1 Time of annual maximum daily flow (Julian date).
relation as per the methods of Hair et al. (2013). ra1 Rise rate. The average increase of daily flow during the study.
ra9 Variability in reversals. The coefficient of variation associated with the number
All flow metrics substantially correlated (R2 ≥ 0.50) to drainage area
of negative and positive changes in flow. Compute the standard deviation for
were area-normalized prior to model fitting (Kennen et al., 2009). Inde- the yearly reversal values. RA9 is 100 times the standard deviation divided by
pendent variables chosen for model fitting (n = 15) included percent the mean (percent–spatial).
cumulative LULC variables, physical soil characteristics, roughness,
slope, and channel geomorphic variables (Table 2). Dependent variables
consisted of select indices (n = 11) derived from principal components term, n is the number of data values, α is the estimated value of the con-
analysis (PCA) of reference streams of Missouri (Table 3) (Kennen et al., stant term a, and β is the estimated value of the slope coefficient b.
2009). Least absolute shrinkage and selection operator (LASSO) regression
Linear regression is one of the most widely used techniques in hy- approach was also used to fit empirical models as per methods used
drologic data exploration and analysis (Hirsch and Gilroy, 1984). Uni- by Bardsley et al. (2015). The LASSO approach seeks to minimize the fol-
variate empirical models were fit using ordinary least squares (OLS) lowing function (Bardsley et al., 2015):
linear regression on select response indices (n = 11). The OLS method
used to fit linear regression models follows Hirsch and Gilroy, 1984:  !
n 
X X
j  X
j
 
yi ¼ a þ bxi þ εi ð1Þ min yi − a þ β i xi  þ λ jβ i j ð3Þ
 
i¼1 i¼1 i¼0

by minimizing the sum of squared residuals (RSS):


where λ is a tuning parameter that controls the complexity of the
X
n
RSS ¼ ðyi −ðα þ βxi ÞÞ 2
ð2Þ model. As λ approaches ∞ the complexity of the model increases. In
i¼1 the current work, the optimal value of λ corresponding to the most reg-
ularized model was determined using cross-validation plots. Values of λ
where yi is the ith dependent variable, a is the y-intercept coefficient, b (n = 100) were generated to fit a cross-validation curve using R soft-
is the slope coefficient, xi is the ith independent variable, εi is an error ware (Tibshirani et al., 2012). The value of λ within one standard error
S.J. Zeiger, J.A. Hubbart / Science of the Total Environment 654 (2019) 1305–1315 1309

of the minimum mean cross-validated error was selected for model Table 4
fitting (Tibshirani et al., 2012). Summary of watershed characteristics at active US Geological Survey gauging sites (n = 115)
located in Missouri, USA. Values of watershed characteristics are averages of all streams, and
A split-site validation approach was implemented as a quality con- two ecoregions (i.e. Great Plains and Eastern Temperate Forest). Standard deviations are
trol measure to assess model integrity in ungauged watersheds in the shown parenthetically. Definitions of variables are presented in Table 2.
region (Arnold et al., 2012). Data from 86 gauging sites were selected
Variable All streams Great Plains Eastern Temperate
for model fitting. The remaining 29 gauging sites were reserved for
(n = 115) (n = 15) Forest (n = 100)
model validation of the empirical equations generated during model
Area (km2) 1009.1 (1558.4) 719.1 (515.1) 1052.6 (1656.6)
fitting. To be more specific, model performance was tested against a
Urban (%) 24.9 (34.4) 10.4 (13.2) 27.0 (36.1)
subset of observed data collected from different sites that were not in- Agricultural (%)⁎ 37.4 (28.7) 71.9 (14.7) 32.2 (26.6)
cluded in the model fitting process to ensure site-specific models Forested (%)⁎ 36.5 (27.6) 15.0 (6.0) 39.7 (28.2)
were capable of sufficiently simulating dependent variables (i.e. split- Wetland (%)⁎ 1.1 (1.0) 2.7 (1.0) 0.8 (0.8)
site model validation) (Arnold et al., 2012; Refsgaard, 1997). While it CN (–)⁎ 76.2 (7.0) 82.0 (2.1) 75.4 (7.1)
OV_N (–)⁎ 0.39 (0.2) 0.29 (0.05) 0.4 (0.21)
is understood that watershed-scale models may never be fully vali- Keff (mm h−1)⁎ 24.2 (13.8) 13.2 (6.0) 25.8 (13.8)
dated, the term validation remains widely in-use within the hydrologic DAWC (mm)⁎ 194.0 (70.2) 272.4 (29.1) 182.3 (66.9)
modeling community in compliance with traditional literature syntax AWC (mm/mm)⁎ 0.12 (0.04) 0.15 (0.02) 0.11 (0.05)
(Abbaspour et al., 2007, 2015; Arnold et al., 2012). The split-site OV_S (m/m)⁎ 0.0822 (0.0477) 0.0496 (0.0192) 0.0871 (0.0488)
CH_W (m) 66.6 (59.5) 60.5 (32.0) 67.5 (62.7)
model validation methods used in this study helped to expose potential
CH_D (m) 1.7 (1.0) 1.6 (0.7) 1.7 (1.1)
problems often associated with empirical hydrologic models such as co- CH_S (m/m) 0.0031 (0.0048) 0.0014 (0.0011) 0.0033 (0.0051)
variation of natural and/or anthropic factors that occurred simulta- CH_L (m) 41.3 (39.4) 49.3 (38.5) 40.1 (39.6)
neously in the landscape, scale-dependent mechanisms, nonlinear CH_WDR (m/m) 33.6 (11.1) 34.2 (8.1) 33.5 (11.6)
responses, and/or legacy influences (Allan, 2004). Models that ex- ⁎ Denotes a significant difference (α b 0.05) between Great Plains and Eastern Tem-
plained sufficient amounts of variance in hydroecological indices at perate Forest sites.
model fitting and validation sites were assumed to exhibit physically
meaningful cause–effect linkages. Conversely, models that did not per-
form well at validation sites were deemed not physically meaningful, in drainage area, cumulative percent urban LULC, and channel geomor-
and thus, should be used with caution. phic variables.
Model performance criteria were selected that are appropriate for Significant differences in watershed characteristics were also
comparing univariate and multivariate empirical models considering coupled to differences in hydroecological indices between ecoregions.
increasing the number of explanatory variables has been found to artifi- Low flow magnitude, frequency and duration were significantly differ-
cially increase model performance (Visser et al., 2018). Adjusted coeffi- ent (p b 0.01; CI = 95%) between GP and ETF gauging sites. For example,
cient of determination (R2adj), and Akaike Information Criteria (AIC) average baseflow index (ml20) values were 0.28 at ETF sites and 0.16 at
were assumed appropriate model evaluation criteria given each was de- GP sites (Table 5). Variability of annual minimum flow duration (dl10),
signed to apply some penalty to help offset any artificial increase in and variability in low pulse count (fl2) were lesser at ETF sites compared
model performance. The formula used to quantify R2adj follows (Gao to GP sites by 12 and 82%, respectively. Thus, ecoregions characterized
et al., 2009): with unique topographic features, LULC, soils and/or underlying geology
. were also associated with different environmental flow regimes, partic-
ðxi −yi Þ ularly during low flows.
R2adj ¼ 1− .ðn−p−1Þ ð4Þ While differences in low flow components were apparent between
ðxi −X Þ
ðn−1Þ
ecoregions, differences in high flow magnitude, frequency and duration
were not significant (p ≥ 0.088; CI = 95%) (Table 5). Average high flow
where X is the mean of the observed data, p is the number of explana- frequency (fh8) was slightly greater at ETF sites compared to GP sites by
tory variables. The preferred model maximized R2adj with a value of a 9% difference. The lack of significant differences in high flow magni-
1.0 being perfect. tude, frequency and duration were surprising considering the observed
The formula used to quantify AIC follows (Visser et al., 2018): differences in watershed characteristics that have long been understood
to influence stormflows. These results highlight how independent and
AIC ¼ 2k−2 ln ðLÞ ð5Þ interacting natural and anthropic factors can confound assumed

where k is the number of parameters in the model, and L is the maxi- Table 5
mum value of the likelihood function. The preferred model minimized Summary of hydroecological indices for each major flow component of an environmental
AIC. Ultimately, one model was selected for each major facet of the flow regime at active US Geological Survey gauging sites (n = 115) located in Missouri,
USA. Values of hydroecological indices are averages of all streams, and two ecoregions
flow regime.
(i.e. Great Plains and Eastern Temperate Forest). Standard deviations are shown paren-
thetically. Definitions of indices are presented in Table 3.
3. Results
Flow Flow Index All streams Great Plains Eastern Temperate
component condition (n = 115) (n = 15) Forest (n = 100)
3.1. Observed trends between ecoregions
Magnitude Average ma3⁎ 285.1 (84.2) 279.1 (84.6) 324.9 (71.5)
Low ml20⁎ 0.26 (0.17) 0.28 (0.17) 0.13 (0.06)
Analysis of observed data showed many watershed characteristics
High mh16 10.7 (15.6) 10.4 (16.7) 13.1 (3.3)
were significantly different (p b 0.045; CI = 95%) between Great Plains Frequency Low fl2⁎ 49.6 (13.9) 48.0 (13.0) 60.0 (15.4)
(GP) and Eastern Temperate Forest (ETF) gauging sites (Table 4). For ex- High fh8 16.5 (10.0) 16.6 (10.7) 15.6 (1.9)
ample, average agricultural LULC, wetland LULC, curve number, avail- Duration Low dl10⁎ 66.8 (43.5) 56.1 (33) 137.9 (38.4)
High dh15 7.1 (3.2) 7.3 (3.3) 5.8 (0.9)
able water capacity, and depth of available water capacity were all
Average ta2⁎ 57.2 (13.2) 58.7 (13.4) 47.2 (6.1)
significantly greater (p b 0.045; CI = 95%) at GP sites compared to ETF Timing Low tl1 266.3 (65) 265 (68.2) 274.8 (37.2)
sites (Table 4). Conversely, average forested LULC, overland slope, sur- High th1⁎ 122.5 (41.2) 118.1 (41.6) 152.1 (21.9)
face roughness, and soil hydrologic conductivity were significantly Rate of change Average ra9 10.6 (4.2) 10.4 (3.6) 12.3 (6.8)
lesser (p b 0.045; CI = 95%) at GP sites compared to ETF sites ⁎ Denotes a significant difference (α b 0.05) between Great Plains and Eastern Tem-
(Table 4). There were no significant differences (p N 0.088; CI = 95%) perate Forest sites.
1310 S.J. Zeiger, J.A. Hubbart / Science of the Total Environment 654 (2019) 1305–1315

relationships between watershed characteristics and hydroecological Table 7


indices during high flows. Univariate empirical models used to quantify relationships between select hydroecological
indices [dependent variables (y)] and watershed characteristics [independent variables
(x)] at active US Geological Survey gauging sites (n = 86) located in Missouri, USA. b is
3.2. Empirical hydroecological assessment y-intercept, m is slope, and R2 is coefficient of determination. Definitions of indices are pre-
sented in Tables 2 and 3.
When univariate linear regression models were fit to all 171
Flow component Flow condition y X m b R2
hydroecological indices to delve further into the observed data for gen-
Magnitude Average ma3 CH_WDR −4.764 439.2 0.419
eral trends, results showed most relationships between watershed char-
Low ml20 AWC −1.512 0.525 0.489
acteristics and hydroecological indices were moderately correlated (100 High mh16 OV_N −29.30 22.40 0.122
of 171 indices; 0.25 b R2 N 0.75). However, many relationships between Frequency Low fl2 DAWC 0.096 30.37 0.338
watershed characteristics and hydroecological indices (56 of 171 indi- High fh8 %urban 0.269 9.793 0.851
ces) showed weak correlation (i.e. R2 ≤ 0.25). Few relationships were Duration Low dl10 %agriculture 1.012 28.18 0.414
High dh15 %urban −0.069 8.981 0.490
strong (5 of 171 indices; R2 ≥ 0.75). In fact, urban land use was the Timing Average ta2 CN −1.151 145.5 0.473
only watershed characteristic strongly correlated to the hydroecological Low tl1 DAWC −0.212 306.0 0.029
indices tested. High th1 OV_N −145.4 179.8 0.497
Relationships between percent cumulative urban LULC were associ- Rate of change Average ra9 %urban −0.044 11.83 0.141
ated with greater R2 values relative to all other indices assessed
(Table 6). Most notable were relationships between urban land use
and high flow frequency with 5 of 11 high flow frequency indices annual maximum (th1) (Table 7, Fig. 2). The observed weak to moder-
strongly correlated with urban land use (0.77 ≤ R2 ≥ 0.85). Many indices ate relationships indicated a need for a different modeling approach to
also better correlated with urban land use compared to other land use reduce model error and capture more of the variance observed in se-
indices included duration of high flows (5 of 24 indices; 0.25 ≤ R2 ≥ lected hydroecological indices.
0.56) and rate of change indices (3 of 9 indices; 0.25 ≤ R2 ≥ 0.47). When multivariate empirical models were fit to select hydroecological
While management efforts are often focused solely on reduction of indices, results generally showed increased explained variance during
high flow magnitude in urban areas, the influence of urban land use model fitting with few exceptions. Similar to univariate analysis, many
on high flow frequency evident in this study pointed to a need for addi- hydroecological indices were weakly correlated to watershed characteris-
tional attention on urban land use influenced high flow frequency. tics including high flow discharge (mh16) (R2 adj. = 0.12), timing of min-
Other watershed characteristics that stood out with greatest signifi- imum annual flow (tl1) (R2 adj. = 0.03), and variability of reversals (ra9)
cant correlation (CI = 95%; p b 0.001) to hydroecological indices in- (R2 adj. = 0.14). Models that showed moderate to strong relationships
cluded AWC, OV_N and CH_WDR (Table 6). Monthly minimum flow (0.28 N R2 adj. b 0.88) included annual variability of flow (ma3), baseflow
(ml4) was most correlated to soil available water capacity (AWC) (R2 (ml20), variability in low pulse count (fl2), high flow frequency (fh8),
= 0.51; p b 0.001), low flow pulse duration (dl16) was most correlated variability of annual minimum flow duration (dl10), high flow pulse du-
to surface roughness (OV_N) (R2 = 0.47; p b 0.001), and rise rate (ra1) ration (dh15), predictability of flow timing (ta2), and time of annual max-
was most correlated to channel width to depth ratios (CH_WDR) (R2 = imum (th1) (Table 8). While multivariate models (i.e. LASSO models)
0.68; p = 0). Cumulative percent wetland (%wetland) explained most of were generally associated with greater R2 adj. and lesser AIC values
the variance in low flow timing. However, the relationship was weak
(R2 = 0.23; p b 0.001) indicating a need for further assessment to ade-
quately model low flow timing indices.
When univariate empirical models were fit to select hydroecological
indices, results showed weak correlations (R2 ≤ 0.14; p ≤ 0.015) to high
flow discharge (mh16), timing of minimum annual flow (tl1), and var-
iability of reversals (ra9) (Table 7, Fig. 2). Conversely, there was a strong
correlation between cumulative percent urban land use and high flow
frequency (fh8) (R2 = 0.85; p b 0.001) (Table 7, Fig. 2). Moderate corre-
lations (0.40 b R2 values N 0.58; p b 0.001) were observed of annual var-
iability of flow (ma3), baseflow (ml20), variability in low pulse count
(fl2), variability of annual minimum flow duration (dl10), high flow
pulse duration (dh15), predictability of flow timing (ta2), and time of

Table 6
Univariate empirical models that explained the most variance of hydrologic indices for
each major flow component of an environmental flow regime at active US Geological Sur-
vey gauging sites (n = 86) located in Missouri, USA. y is dependent variable, x is indepen-
dent variable, m is slope, b is y-intercept, and R2 is coefficient of determination. Definitions
of indices are presented in Tables 2 and 3.

Flow component Flow condition y x m b R2

Magnitude Average ma33 %urban 2.087 62.73 0.636


Low ml4 AWC −1.379 0.409 0.507
High mh9 %urban 0.068 1.649 0.645
Frequency Low fl1 %urban 0.112 5.498 0.563
High fh8 %urban 0.269 9.793 0.851
Duration Low dl16 OV_N 21.31 3.966 0.466
High dh21 %urban −0.436 52.82 0.595
Average ta1 CH_D 0.096 0.262 0.405
Fig. 2. Coefficient of determination (R2 values) corresponding to univariate relationships
Timing Low tl4 %wetland 0.006 0.001 0.225
between select hydroecological indices [dependent variables (y)] and watershed
High th1 OV_N −145.4 179.8 0.497
characteristics [independent variables (x)] at active US Geological Survey gauging sites
Rate of change Average ra1 CH_WDR −0.022 1.312 0.681
(n = 86) located in Missouri, USA. Definitions of indices are presented in Tables 2 and 3.
S.J. Zeiger, J.A. Hubbart / Science of the Total Environment 654 (2019) 1305–1315 1311

Table 8
Multivariate empirical models that explained the most variance of hydrologic indices for each major flow component of an environmental flow regime at active US Geological Survey gaug-
ing sites (n = 86) located in Missouri, USA. y is dependent variable, x is independent variable, m is slope, and b is y-intercept. Definitions of indices are presented in Tables 2 and 3.

Flow Flow y = b + (x1 ∗ m1) + (x2 ∗ m2) + (x3 ∗ m3) + … R2 adj.


component condition

Magnitude Average ma3 = 311.7 + (keff ∗ −0.6904) + (AWC ∗ 256.7) + (CH_D ∗ −28.76) + (CH_WDR ∗ −0.0367) 0.515
Low ml20 = 0.5290 + (CN ∗ −0.0017) + (keff ∗ 0.0019) + (AWC ∗ −1.651) + (CH_D ∗ 0.0136) 0.592
High mh16 = 22.40 ∗ (OV_N ∗ −29.3) 0.122
Frequency Low fl2 = 28.04 + (%agriculture ∗ 0.0507) + (CN ∗ 0.1044) + (keff ∗ −0.1116) + (DAWC ∗ 0.0490) + (AWC ∗ 23.89) 0.398
High fh8 = 5.691 + (%urban ∗ 0.1683) + (%agriculture ∗ −0.0040) + (keff ∗ −0.01677) + (DAWC ∗ −0.0202) + (AWC ∗ 91.84) + (CH_S ∗ 90.14) 0.918
Duration Low dl10 = 21.63 + (%agriculture ∗ 0.4388) + (%wetland ∗ 11.23) + (OV_S ∗ 70.56) + (keff ∗ −0.7093) + (DAWC ∗ 0.0411) + (AWC ∗ 189.1) + 0.669
(CH_W ∗ −0.0677)
High dh15 = 10.99 + (%urban ∗ −0.0183) + (AWC ∗ −29.09) + (CH_WDR ∗ 0.0015) 0.658
Timing Average ta2 = 109.9 + (%agriculture ∗ −0.0305) + (%forested ∗ 0.0011) + (%wetland ∗ −0.5427) + (CN ∗ −0.7083) + (keff ∗ 0.0277) + (AWC ∗ −30.76) 0.672
+ (CH_W ∗ 0.0485) + (CH_D ∗ 1.603) + (CH_S ∗ 118.4)
Low tl1 = 306.0 + (DAWC ∗ −0.212) 0.029
High th1 = 166.1 + (%forested ∗ −0.0153) + (OV_N ∗ −102.8) + (CH_S ∗ −243.6) 0.500
Rate of change Average ra9 = 11.83 + (%urban ∗ −0.044) 0.141

compared to univariate models (i.e. OLS models) during model fitting unique topographic features, LULC, soils and/or underlying geology
(Table 9), LASSO models generally did not validate as well as OLS models. were associated with different environmental flow regimes, particularly
Model validation results showed many OLS and LASSO models were during low flows. There remains a great need to better understand how
associated with R2 adj. values b 0.25 including annual variability of changes in watershed characteristics translate to changes in low flow
flow (ma3), variability in low pulse count (fl2), high flow pulse duration components, and ultimately, influence biological and ecological pro-
(dh15), predictability of flow timing (ta2), timing of minimum annual cesses (e.g. spawning, recruitment, species distribution and abundance,
flow (tl1), and variability of reversals (ra9) at validation sites (n = 29) and community dynamics) (Kennen et al., 2009; Bunn and Arthington,
(Table 9). However, several models were associated with moderate to 2002).
strong correlations (0.31 N R2 adj. b 0.83) including baseflow (ml20), The observed significant differences in low flow components (Fig. 3)
high flow frequency (fh8), variability of annual minimum flow duration were largely attributed to differences in underlying geology considering
(dl10), and time of annual maximum (th1). Nevertheless, considering karst topographic features including thousands of sinkholes, springs and
many of models fit well with moderate to strong correlations, but did caves have long been known to influence streamflow regimes of south-
not validate well showing weak correlations at validation sites, results ern Missouri, in part, through increased low flow magnitude (i.e.
indicated the benefits of a model fitting approach using LASSO regression baseflow) (Baffaut and Benson, 2009; Nigh and Schroeder, 2002). How-
modeling technique coupled to model validation to ensure physically ever, there were some watersheds influenced by karst topographic fea-
meaningful equations suited to estimate hydroecological components tures in the GP ecoregion of Missouri as well, especially near the
of an environmental flow regime. Overall, results showed the OLS ecoregion boundary. Ecoregion boundaries often did not coincide with
models were associated with slightly better model performance consid- watershed boundaries as shown in Fig. 1. Watersheds that exhibited wa-
ering 1) the models were consistently associated with lower AIC values tershed characteristics from both ecoregions may require a site-specific
at model validation sites, and 2) OLS were more practically focused on assessment to ensure suitable management efforts adequately account
a single dominate independent variable. for watershed characteristics important for environmental flows man-
agement. Thus, while observed general trends in hydroecological statis-
4. Discussion tics between ecoregions are telling, results may not always applicable at
scales appropriate for management (i.e. watershed scale).
4.1. Observed trends between ecoregions General trends in high flow magnitude, duration and frequency be-
tween ecological regions were not apparent (Fig. 3). The lack of signifi-
Results quantitatively characterized differences of watershed char- cant differences between high flow components was surprising
acteristics between ecoregions that have long been understood to influ- considering the two ecoregions were associated with significant differ-
ence streamflow regimes, and thus, shape ecological communities of ences (p ≤ 0.05; CI = 95%) in watershed characteristics known to influ-
the region (Nigh and Schroeder, 2002). Ecoregions characterized with ence stormflows (Neitsch et al., 2011). These results highlight how

Table 9
Univariate (OLS) and multivariant (LASSO) model performance at active US Geological Survey gauging sites (n = 86) located in Missouri, USA. Adjusted coefficient of determination (R2
adj.) and Akaike Information Criteria (AIC) values are shown. Model performance at validation sites (n = 29) is shown parenthetically. Weak correlations b 0.25 are highlighted in bold
font. Definitions of indices are presented in Table 3.

Flow component Index R2 adj. AIC

OLS LASSO OLS LASSO

Magnitude ma3 0.419 (0.235) 0.515 (0.121) 271.7 (93.0) 269.9 (101.6)
ml20 0.489 (0.396) 0.592 (0.338) 275.1 (94.3) 266.6 (100.3)
mh16 0.122 (0.347) 0.122 (0.347) 261.5 (90.4) 261.5 (90.4)
Frequency fl2 0.338 (0.011) 0.398 (−0.230) 272.3 (93.5) 271.7 (105.3)
fh8 0.851 (0.824) 0.918 (0.875) 296.7 (100.5) 249.6 (103.1)
Duration dl10 0.414 (0.580) 0.669 (0.600) 296.3 (97.9) 252.4 (111.0)
dh15 0.490 (0.202) 0.658 (0.056) 278.3 (91.8) 261.2 (99.1)
Timing ta2 0.473 (0.200) 0.672 (0.068) 291.5 (98.0) 262.2 (123.8)
tl1 0.029 (0.112) 0.029 (0.112) 266.2 (91.1) 266.2 (91.1)
th1 0.497 (0.391) 0.500 (0.310) 264.3 (93.5) 275.2 (97.4)
Rate of change ra9 0.141 (0.079) 0.141 (0.079) 260.5 (91.1) 260.5 (91.1)
1312 S.J. Zeiger, J.A. Hubbart / Science of the Total Environment 654 (2019) 1305–1315

Fig. 3. Summary of hydroecological indices for each major flow component of an environmental flow regime at active US Geological Survey gauging sites (n = 115) located in two
ecoregions [i.e. Great Plains (GP) and Eastern Temperate Forest (ETF)] of Missouri, USA. Definitions of indices are presented in Tables 2 and 3.

independent and interacting natural and anthropic factors can confound Allan, 2004; Paul and Meyer, 2001). For example, Zeiger and Hubbart
relationships between watershed characteristics and hydroecological (2018a) analyzed data collected from five nested gauging sites of an ex-
indices at regional scales. perimental watershed, Hinkson Creek Watershed (HCW), located in
central Missouri. Results showed the rainfall – peak flow relationship
4.2. Empirical hydroecological assessment was stronger at urban sites relative to rural sites. Urban land use influ-
ence on flow frequency was also observed. Flow frequency was nearly
Cumulative percent urban land use was a moderate to strong de- double at urban sites compared to rural sites during three years with
scriptor of many high flow indices, especially high flow frequency indi- less than average annual total precipitation (including a year of extreme
ces (5 of 11 indices; 0.77 ≤ R2 adj. ≥ 0.85) (Fig. 4). It is important to note drought) highlighting a potential for increased water delivery in urban
that high flow frequency (fh8) and other flow frequency indices quan- sub-basins during years of drought. Thus, results from HCW support re-
tified in this study did not directly translate to the frequency of flooding sults from this state-wide assessment that confirm a distinct urban influ-
events. An assessment of the effects of watershed characteristics on ence on flow magnitude and frequency. This information is important
flood frequency while important for future investigations, was beyond considering the increasing flux of people moving into urban areas lead-
the scope of the current work. Notably, the observed emphasis of ing to urbanization (Jacobson, 2011; Cohen, 2003).
urban land use influence on many of the flow frequency indices In Missouri, an estimated 71% of approximately six million inhabi-
assessed merits future investigation. This is especially important consid- tants occupied urban areas that covered about 7% of total land area dur-
ering increased frequency of flows has been shown to increase pollutant ing the time of this study (USCB, 2017). The remainder of residents
delivery to receiving waters (Walsh et al., 2005, 2012). resided in rural areas primarily comprised of agricultural (i.e. 30% pas-
Results of the current work indicate that urban land use exerts a dis- ture, 21% row crop), and forested (33.7% deciduous, 1.5% evergreen,
proportionately large influence on stream condition in comparison to 1.4% mixed) land use and land cover (LULC) (Table 1, Fig. 1). Annual
other land uses in agreement with previous studies (Kellner and census records indicated urban populations have increased slightly
Hubbart, 2018; Zeiger and Hubbart, 2018a, 2018b; Wei et al., 2017; greater than rural populations by about 0.04% per annum since 1990
S.J. Zeiger, J.A. Hubbart / Science of the Total Environment 654 (2019) 1305–1315 1313

Fig. 4. Univariate empirical models used to quantify relationships between select hydroecological indices [dependent variables (y)] and watershed characteristics [independent variables
(x)] at active US Geological Survey gauging sites (n = 86) located in Missouri, USA. Definitions of indices are presented in Tables 2 and 3. Corresponding coefficient of determination values
are presented in Table 9 and Fig. 4.

(USCB, 2017). The resulting urbanization, accompanied by increased 4.3. Study challenges, management implications and future research
impervious surfaces, has long been known to increase the volume and
velocity of surface runoff thereby influencing ecological health (Walsh While observed state-wide trends in hydroecological statistics be-
et al., 2005, 2012). In the current work, urban LULC - high flow fre- tween ecoregions are telling, results are not always applicable at scales
quency (fh8) relationships were strong at model fitting (R2 = 0.86; p appropriate for environmental flows management (i.e. watershed
b 0.001; n = 86) and validation sites (R2 = 0.82; p b 0.001; n = 29). scale). Dynamic meteorological conditions and watershed characteris-
Split-site model validation helped to ensure casual linkages between tics blend across a landscape, and therefore, often do not coincide
watershed characteristics and hydroecological indices. Also, the models with ecoregion, watershed, or municipal boundaries. For example,
that did not validate well were obviously less likely to perform well in ecoregion boundaries often do not coincide with watershed, or munici-
ungauged watersheds of the region. Previous studies have also shown pal boundaries as shown in Fig. 1. Nevertheless, the observed general
the benefits of model validation to help ensure adequate model perfor- trends in hydroecological data between ecoregions from the current
mance (Arnold et al., 2012). This was apparent in the multivariate work may be useful for regional watershed management efforts.
LASSO regression models of the current work. While increasing the Threshold based regional management efforts that aim to mitigate
number of explanatory variables increased the explained variance dur- natural and human influence to environmental flow regimes may also
ing model fitting, additional variables and associated coefficients were be confounded by spatiotemporal heterogeneity of watershed charac-
sources of model uncertainty. That is largely why univariate OLS models teristics. While there are no perfect boundaries or thresholds appropri-
were deemed better suited for regional management efforts. These re- ate for full description of the explained variance in hydroecological
sults show the benefits of carefully examining empirical models indices, empirical analyses used in the current work are powerful
through model validation prior to implementation in the field. tools for describing general trends in observed hydroecological data.
1314 S.J. Zeiger, J.A. Hubbart / Science of the Total Environment 654 (2019) 1305–1315

Ultimately, results from this analysis are better suited to help guide re- are due to many scientists of the Interdisciplinary Hydrology Laboratory
gional management efforts as opposed to define a specific threshold for (www.forh2o.net).
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Conflict of interest disclosure Hubbart, J.A., Holmes, J., Bowman, G., 2010. Integrating science based decision making
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N.I., Svoma, B.M., 2014. Localized climate and surface energy flux alterations across
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