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ABSTRACT
The use of message framing, a technique that shapes perceptions of the outcomes
of the promoted behavior, in combination with a specific target audience can sub-
stantially enhance the success of social marketing campaigns. Although the per-
suasive effects of message framing have been widely publicized in the field of
social and cognitive psychology, there is a surprising dearth in the literature
regarding the role of message framing as a strategy within the context of social
marketing to influence environmentally sustainable behaviors. This article pro-
vides an overview of the main principles of message framing, including gain
and loss framing as well as social and physical threat. The most effective combi-
nation of frame and threat may in fact depend on the measure used to assess its
influence on behavior. In particular, the literature suggests that the effect of frame
and threat interaction may be most prominent in changing attitudes toward the
behavior. Four factors should be considered in the use of framing and threat in
message design, including: (1) level of risk involved in uptake of the behaviour,
(2) degree of self-referencing or self-other referencing in the message, (3) level
of experience and knowledge of the target audience and stage of change of the
target audience, and (4) gender of target audience. Thus, proper segmentation
of the population should be carried out before designing messages with frame=
threat factors. Further research on the influence of message framing and the role
of audience segmentation in behavioral change strategies is needed to deepen our
understanding of its effectiveness in designing social marketing campaigns that
focus on environmentally sustainable behaviors.
THEORY AND REVIEW
Introduction
Research in applying behavioral theories to encourage conservation and
sustainable behaviors such as litter control, increasing recycling participation,
and encouraging energy efficiency has soared in North America over the past
two decades (Bator & Cialdini, 2000; Lehman & Geller, 2004; Pelletier,
Lavergne, & Sharp, 2008). However, despite widespread awareness of and con-
cern for the environment, individuals still seldom engage in environmentally sus-
tainable behaviors, such as reducing consumption, increasing resource efficiency,
purchasing local and=or organic products, or getting involved in community
initiatives (Davis, 1995; Kennedy, Beckley, McFarlane, Nadeau, 2009; Pelletier
& Sharp, 2008). This ‘‘knowledge-action gap’’ is a cross-cultural phenomenon
that has mystified scholars for decades; indeed, hundreds of studies have failed
to definitively explain the discrepancy (Kollmuss & Agyeman, 2002). To bridge
this gap, we must examine not only the availability of information about environ-
mental problems, but also how it is being communicated (Kennedy et al., 2009;
McKenzie-Mohr, 2000; Neukom & Ashford, 2003). This article examines how
the use of message frame and threat can be more effectively tailored to encourage
environmentally sustainable behaviors.
A technique used in social marketing to shape perceptions and construct
meaning is message framing, which presupposes that the way an audience
responds to a particular message can depend on how the message is composed
and subsequently encoded by the recipient (Davis, 1995; Pelletier & Sharp,
2008). Although the persuasive effects of message framing have been widely pub-
licized in the field of social and cognitive psychology, there is a surprising dearth
in the literature regarding the role of message framing as a strategy within the
context of social marketing. Randolph and Viswanath (2004) have suggested that
using message framing in combination with a specific target audience can sub-
stantially enhance campaign success. The aim of our article is to provide an over-
view of the theoretical and empirical literature on message framing and discuss its
use in social marketing campaigns aimed at environmentally sustainable behavior
change. Developing a greater understanding of the importance of message fram-
ing can lead to more effective communication tools in social marketing campaigns
that focus on sustainable behavior change.
Background
Theories of behavior
Many theoretical frameworks have been developed to explain the discrepancy
between knowledge and action, including the theory of reasoned action, the
Tversky and Kahneman (1981) first illustrated the framing effect in the pros-
pect theory of psychology, which describes how people make decisions between
alternatives that involve risk. The outcomes of the decisions can be framed as
either perceived gains (gain frame) or perceived losses (loss frame) in relation
to a particular reference point. For example, the adoption of recycling behavior
can be promoted through a gain frame, such as ‘‘if you recycle, you conserve natu-
ral resources,’’ or a loss frame, such as ‘‘if you do not recycle, the environment will
deteriorate.’’ Both messages advocate the behavior of recycling; however, one
emphasizes the benefits of adopting the behavior whereas the other focuses on
the costs of not adopting the behavior.
According to Tversky and Kahneman’s landmark study (1981), people tend to
be more accepting of risks when a decision is framed in terms of its associated costs,
whereas people tend to be more risk-averse when the same decision is framed in
terms of its associated benefits. For example, when deciding on a hypothetical treat-
ment program framed in terms of losses, participants were more likely to prefer a
program in which 66% of all 600 patients will die over one in which there is a
100% chance that 400 of the 600 patients will die. However, when deciding
between programs framed in terms of gains, participants were more likely to choose
one in which there is a 100% chance that 200 of the 600 patients are saved over one
in which there is a 33% chance that all 600 patients are saved. Thus, in the
loss-frame condition, participants tended to make the riskier choice whereas they
tended to avoid risks in the gain–frame condition (Tversky & Kahneman, 1981).
Framing has since garnered strong interest among scholars in the domain of
health persuasion. For example, Meyerowitz and Chaiken (1987) and Banks
et al. (1995) have demonstrated that loss-framed messages more effectively per-
suaded women to make breast self-examinations than gain-framed messages.
Conversely, Rothman, Salovey, Carol, Kelli, and Drake (1993) reported that
women exposed to a gain-framed message were more likely to request sunscreen
than those in loss-framed conditions. To explain the discrepancy, Rothman and
Salovey (1997) have suggested that loss-framed messages are more effective for
persuading detection behaviors (e.g., taking a breast examination), which may
be perceived as risky, and gain-framed messages may be more effective for prevent-
ative behaviors (e.g., wearing sunscreen), which are perceived as more cautious.
the outcomes to emphasize the benefits or costs of the behavior (Tversky &
Kahneman, 1981). The focus of the gains and losses can be on one’s social
environment (social threat) or physical environment (physical threat) (Cheng &
Woon, 2010). Framing and threat interact in different ways to produce
environmental behavior.
Studies on gain and loss framing of messages promoting environmental beha-
vior have produced mixed results; often, it is the interaction of gain=loss framing
with another component of the message that determines behavior. For example,
Obermiller (1995) found that loss frames were more effective for the low salience
issue of energy conservation, whereas gain frames were more effective for the high
salience issue of recycling. Davis (1995) found that loss framing was most per-
suasive when the losses were emphasized on the current generation as opposed
to future generations.
Overall however, loss framing appears to be more effective than gain framing
in the promotion of environmental behavior (Davis, 1995). A study done by
Gonzales, Aronson, Costanzo (1988) tested the effectiveness of message framing
and communication on people who were having home energy audits on their
house against a control group in which the home energy auditors had no specific
training in terms of message framing and communication. In the test group, audi-
tors were trained to provide recommendations to homeowners for potential home
energy retrofits in terms of ‘‘loss’’ rather than ‘‘gain’’ (e.g., money lost through an
inefficient furnace as opposed to potential financial gains from a high-efficiency
furnace). Homeowners in the test group had both a greater likelihood of acting
on the auditors’ recommendations and applying for a special program to finance
retrofits (60% in the test group applied versus 39% in the control group).
Cheng and Woon (2010) found similar results in terms of the effectiveness of
loss-framed messages on lowering adolescents’ intentions to drive. This study
tested the effectiveness of message framing in influencing sustainable behavior
by examining the interaction of frame (gain versus loss) and threat (social versus
physical) in ads discouraging adolescents from the case behavior of personal
vehicle use. Nondrivers and adolescents with low engagement in environmental
behaviors reported lower intentions to drive after viewing a loss-framed ad than
participants who were in the gain–frame conditions (Cheng & Woon, 2010). The
persuasiveness of loss-framed ads is supported by the theory of reasoned action,
which holds that intentions are a good predictor of actual behavior (Ajzen &
Fishbein, 1980; Kollmus & Agyeman, 2002). Loss frames also generated more
negative emotions, such as fear and anger, whereas gain frames generated more
positive emotions, such as joy and contentment. Negative emotions have been
but by future generations to come (DeVries, Ruiter, & Leegwater, 2002). How-
ever, research supporting the use of social threat in influencing health behaviors
may be applied to promoting environmentally sustainable behaviors. Indeed,
according to Bird and Tapp (2008), adolescents are particularly susceptible to
social pressures because they fear social disapproval; hence, they strive to appear
‘‘cool’’ among their peers. Social threats, then, in the context of a loss-framed
message may be effective in influencing sustainable behaviors, particularly in
the adolescent population.
Discussion
Studies from the literature illustrate the importance of considering framing fac-
tors in the message design for social marketing campaigns. Table 1 provides an
overview of some of the findings from framing studies that focus on communi-
cating environmental messages. While there have been many more studies done
TABLE 1
More effective for high Adolescents with low engagement in Physical loss and social gain
salience issues such as environmental behaviors reported were more effective on
recycling (Obermiller, lower intentions to drive after intentions to drive for a group
1995) viewing a loss-framed ad than of adolescents (Cheng &
participants who were in the gain Woon, 2010)
frame conditions (Cheng & Woon, Social loss may be more
2010) effective for females who have
More effective for low salience issues a stronger peer influence
such as energy conservation (Bird & Tapp, 2008; Cheng &
(Obermiller, 1995) Woon, 2010)
More persuasive when messages Long-term effectiveness of
emphasized loss for current physical loss ads remains
generation (Davis, 1995) unclear (Hastings et al., 2004)
More effective to emphasize money
‘‘lost’’ versus potential for money
saved such as through energy
efficiencies (Gonzales et al., 1988)
More effective in persuading recycling
behavior when message is
self-referencing (Loroz, 2006)
on the relationship between message framing and behavior change in other areas
such as safety and health, there are far fewer studies related to environmental
behavior change. It should be noted that the Table 1 is not meant to act as a
set of rules. But rather it is a guide of some ways in which gain, loss, and threat
can be used in message framing. Furthermore, characteristics of the target audi-
ence are important factors for message frame design.
The most effective combination may in fact depend on the measure used to
assess its influence on behavior. In particular, the literature suggests that the
effect of frame and threat interaction may be most prominent in changing atti-
tudes toward the behavior. For example, Cheng and Woon (2010) demonstrated
that physical loss and social gain ads are more persuasive than physical gain and
social loss ads in reducing the perception of driving as beneficial and important.
Despite the immediate effectiveness of physical loss ads, however, their long-term
impact is unclear, as has been suggested by Hastings, Stead, and Webb (2004).
Loss frames paired with physical threat may actually diminish the personal
responsibility ascribed to the consequences of behavior and the sense of
self-efficacy to make an impact. In spite of support in the literature for
loss-framed ads, gain framing, especially when paired with physical threat, may
be more effective for individuals who are already engaging in environmentally
sustainable behavior (Cheng & Woon, 2010).
The combination of threat and frame design in messaging is highly depen-
dent on the characteristics of the individual in the target audience. Thus, proper
segmentation of the population should be carried out before designing messages
with frame=threat factors. (e.g., based on gender, frequency of participation in the
behavior, level of engagement in environmental behaviors in general and propen-
sity to change). These will result in differing combinations of frame and threat
(Cheng & Woon, 2010; Straughan & Roberts, 1999). For example, Cheng
and Woon found that social loss ads were more effective for females, which is
consistent with studies that have demonstrated a stronger peer influence on
females (Abernathy et al., 1995; Bird & Tapp, 2008; Kobus, 2003). In fact,
according to Cheng and Woon, females tend to hold weaker positive attitudes
toward driving and stronger environmental attitudes than males; thus they may
be more susceptible in general to all messages that call for the reduction of driving
practices and the adoption of environmentally sustainable behaviors. This inter-
action of framing with driving frequency and level of environmental behavior is
consistent with the transtheoretical model, which suggests that the most
effective approach may depend on the stages of change of the target audience
(Prochaska et al., 1992).
Overall, the literature suggests several factors that should be considered in the
use of framing and threat in message design. These include:
& The level of risk involved in uptake of the behavior. The health persuasion literature
suggests that individuals are more accepting of risks if message is loss framed and that
gain-framed messages are more effective for preventative behaviors (Rothman &
Salovey; 1997).
& Degree of self-referencing or self-other referencing in the message. There appears to
be a link between the use of message framing and the degree to which the message is
self-referencing or self-other referencing. Loroz (2006) illustrated a positive relation-
ship between self-referencing and gain-framed messages and between self-other
referencing and loss-framed messages for recycling behaviours; however, more
research on this is needed.
& Level of experience and knowledge of the target audience and stage of change of the
target audience. Message involvement and the level of information processing can
interact with framed messages to influence attitudes and behaviors. Selecting the
most effective message frame depends on the target audience’s stage of behavior
change. For example, gain frames may be more effective for those who are already
engaging in other environmentally sustainable behaviors (Block & Heller, 1995;
Cheng & Woon, 2010; Loroz, 2006; Kaczynski et al., 2005; Meijnders et al.,
2001; Pelletier & Sharp, 2008).
& Gender of target audience. The impact of loss-gain framing depends on the gender of
the message recipient. For example, social loss ads have a tendency to be more per-
suasive to female audiences – and female adolescent audiences in particular (Cheng &
Woon, 2010; Straughan & Roberts, 1999).
Conclusion
This article sought to explore some ways in which message framing can be applied
to environmentally sustainable behaviors to enhance the effectiveness of social
marketing campaigns. To date, there is a lack of research exploring the effects
of message framing on environmentally sustainable behavior. Given the urgency
of the environmental crisis and the well-documented knowledge-action gap,
research on how to effectively encourage environmental behaviors is becoming
increasingly pertinent.
This article opens up several avenues for research and real-world applications.
Further research on the influence of message framing and the role of audience
segmentation in behavioral change strategies will enhance and strengthen current
practices in social marketing. In particular future research should include: the
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