Professional Documents
Culture Documents
B B
JUDGMENT
C C
CACV 557/2020
D D
[2022] HKCA 1247
E E
IN THE HIGH COURT OF THE
F HONG KONG SPECIAL ADMINISTRATIVE REGION F
COURT OF APPEAL
G G
CIVIL APPEAL NO. 557 OF 2020
H
(ON APPEAL FROM HCAL NO. 2682 OF 2018) H
I BETWEEN I
K
and K
L
SECRETARY FOR JUSTICE Respondent L
M M
Q Q
S S
1. In this appeal from the judgment of Chow J (as he then was)
T T
in [2020] 4 HKLRD 930, it falls upon this Court to determine the
U
constitutionality of the relevant laws of Hong Kong relating to the U
V V
A institution of marriage, which is hitherto understood to be confined to A
namely, article 25 of the Basic Law (BL 25) and article 22 of the Hong
H H
Kong Bill of Rights (HKBOR 22) (right to equality), and article 14 of the
I I
Hong Kong Bill of Rights (HKBOR 14) (right to privacy).
J J
A. Background
K K
3. The applicant is a Hong Kong permanent resident in his
L L
early 30s. He is a homosexual, having realized his sexual orientation
M when he was in primary school. He has had a stable same sex partner M
since 2011, who is also a Hong Kong permanent resident. They wished
N N
to marry in Hong Kong but it was impermissible because all the relevant
O statutory provisions define or refer to marriage as a voluntary union for O
life of one man and one woman to the exclusion of all others: see
P P
section 4 of the Marriage Reform Ordinance1, section 40 of the Marriage
Q Ordinance (“the MO”),2 and section 20(1)(d) of Matrimonial Causes Q
Ordinance (“the MCO”).3 That is also the common law position: see W,
R R
S S
1
Cap 178. Section 4 provides that “Marriages entered into in Hong Kong on or after [7 October 1971]
shall imply the voluntary union for life of one man with one woman to the exclusion of all others…”
T 2
Cap 181. Under section 40, marriage involves “the voluntary union for life of one man and one T
woman to the exclusion of all others”.
3
Cap 179. Under section 20(1)(d), a marriage which takes place after 30 June 1972 shall be void if the
U parties are not respectively male and female. U
V V
A at [63]. So they had no other alternative but to marry outside Hong Kong, A
Kong law, he and his same-sex partner would have married in Hong
D D
Kong. There is no reason why they should be forced to marry outside
E Hong Kong because they are both permanent residents and Hong Kong is E
their home city. The applicant complains that since his foreign same-sex
F F
marriage is not recognized under Hong Kong law, he and his same-sex
G partner do not enjoy the rights and benefits afforded to heterosexual G
married couples in Hong Kong, including but not limited to taxation and
H H
inheritance. This, he contends, effectively deprives homosexual married
I I
couples of the legal protection that should follow from their marital
J
status, which is highly unfair and discriminatory. J
K K
B. Proceedings below
L L
5. In the proceedings below, the applicant mounted three
(2) the laws of Hong Kong, insofar as they do not allow same-
R R
sex couples to marry and fail to provide any alternative
S means of legal recognition of same-sex partnerships (such as S
U U
V V
A privacy under HKBOR 14; and/or the right to equality under A
exclusion of all others”; and that the laws of Hong Kong, insofar as they
J J
do not allow same-sex couples to marry and fail to provide any
K alternative means of legal recognition of same-sex partnerships (such as K
S
their constitutional rights because under a proper construction, BL 37 S
only protects heterosexual marriage. 4
T T
U
4
MK, at [14] – [31]. U
V V
A 8. Placing heavy reliance on the principle of lex specialis, the A
Judge further held that since same-sex couples do not enjoy the right to
B B
marry under BL 37, which is the lex specialis in the Basic Law
C concerning the right to marriage, they cannot derive such right from other C
articles of the Basic Law or the Hong Kong Bill of Rights. 5 He drew
D D
upon the judgments of the European Court of Human Rights (“ECtHR”)
E in Schalk and Kopf v Austria (2011) 53 EHRR 20 and Oliari v Italy E
J
Director of Immigration (2019) 22 HKCFAR 59, at [30], [33], [35], [45] J
and [61].
K K
L
9. MK relied on several cases to counter the application of the L
doctrine of lex specialis. One of them was the first instance judgment of
M M
Smellie CJ of the Grand Court of the Cayman Islands in Day & Bush v
N Governor of the Cayman Islands (GC), Civil Cause Nos 111 & 184/2018, N
V V
A couples. In so doing, he refused to follow the majority decision of the A
ECtHR in Oliari.7
B B
C 11. As noted by the Judge,8 Mr Hecter Pun SC, for the applicant, C
to him, intertwined.9
F F
G B2. Ground 3 G
K
as a valid marriage under Hong Kong law.11 Next, he rejected Mr Pun’s K
contention that the status of marriage is generally open to same-sex
L L
couples provided that they are lawfully married according to the place
S S
7
MK, at [45] – [54].
8
Judgment, at [9] and [10].
T 9
Judgment, footnote 2, and [28]. T
10
Judgment at [1] and [13].
11
Judgment, at [14] – [16].
U
12
Judgment, at [18] – [26]. U
V V
A 13. In consequence, the Judge dismissed the applicant’s A
plain that he does not seek to rely on the right to marry under BL 37,
E E
although it is his submission that the language used in BL 37 does not
F restrict the right to marry to heterosexual marriage to the exclusion of F
same-sex marriage.
G G
K
heterosexual marriage, it does not preclude the applicant from seeking K
equality of treatment in terms of having a right (at the statutory level as
L L
opposed to the constitutional level) to establish a same-sex legal
despite the authorities cited in MK, his submissions are correct under
R R
Hong Kong’s constitutional framework. He first harks back to his
S reading of BL 37, submitting that it does not expressly limit “the freedom S
V V
A Noting that Schalk was a closely split 4:3 decision, Mr Pun next A
J J
17. In wrapping up his submissions on the doctrine of lex
K K
specialis, Mr Pun argues that it is only one of the principles of
L
construction and as such it does not detract from the unmitigated L
application of the constitutional provisions on equality and, for that
M M
matter, those on privacy as well, to the present context, as they are
N autonomous, free-standing and must be generously interpreted to protect N
V V
A Au Kwok Kuen [2010] 3 HKLRD 371. In his oral submissions, Mr Pun A
to support his contention that the lack of any means of legal recognition
H H
of same-sex partnerships fails to satisfy the proportionality test.
I I
J
21. As to Ground 3, Mr Pun emphasizes that sexual orientation J
is one of the personal characteristics which an individual cannot change.
K K
Same-sex marriage which is valid under the law where it was entered into
L
is a relationship which has the same distinguishing characteristics of L
publicity and exclusivity as a heterosexual marriage. Same-sex couples
M M
are in a relevantly similar situation to heterosexual couples as regards
He complains that the Judge had misread the Court of Final Appeal’s
Q Q
observation in QT, at [25].
R R
22. Stripped of the legal niceties, the applicant’s core case is that
T T
although BL 37 enshrines the institution of marriage for heterosexual
U U
V V
A couples, it does not preclude same-sex couples to have access to (1) A
G G
“The freedom of marriage of Hong Kong residents and their
right to raise a family freely shall be protected by law.”
H H
737, at [33]. As rightly identified by the Judge, there are three contexts
P P
that powerfully inform the interpretation of BL 37. 15 And they all point to
Q the same conclusion. Q
R R
25. First, the constitutional context, referring to the other
S provisions of the Basic Law and the provisions of ICCPR as applied to S
U
15
MK, at [14]. U
V V
A [61]. This is what Li CJ described in Chong Fung Yuen, ibid, as one of A
19(2). It stipulates:
D D
E
“The right of men and women of marriageable age to marry E
and to found a family shall be recognized.”
F F
27. HKBOR 19(2) is modelled on article 23(2) of the ICCPR,
G G
which came into force in March 1976, verbatim. In Joslin, the HRC said
H at [8.2]: H
P P
29. The other two contexts, legal and historical, provide external
Q Q
aids to interpreting BL 37.
R R
30. The legal context in the present instance refers to the state of
S S
the domestic law on marriage in April 1990. Like their current forms, all
marriage as a voluntary union for life of one man and one woman to the
U U
V V
A exclusion of all others.16 The same definition has always been adopted A
for common law purposes too: see W, at [63]. There exists no reason,
B B
arising either from the Basic Law and the HKBOR internally or any
C extrinsic materials, why the drafters of the Basic Law would give C
legally for the first time in the world when the Netherlands provided for it
M M
in 2001. 18
Self-evidently, the drafters of the Basic Law must have only
N used the term “marriage” in BL 37 in the traditional sense of being a N
S S
16
See [3] above.
T T
17
It provides: “Men and women of marriageable age have the right to marry and to found a family
according to the national laws governing the exercise of this right.”
U
18
MK, at [14(2)]. U
V V
A 33. Mr Pun argues that since BL 37, unlike article 23(2) of the A
ICCPR or article 12 of the ECHR, does not use the term “men and
B B
women” but adopts a general term of “Hong Kong residents”, it does not
C exclude same-sex couples from the institution of marriage. That C
argument does not sit well with his avowed position that the applicant
D D
does not seek a right to marry under BL 37. In any event, it is an attempt
E to isolate the language used from its constitutional, legal and historical E
the right to marry for heterosexual couples exclusively must inform the
H H
interpretation of the rights relied on by the applicant. To this we now
I I
turn.
J J
D2. Interpreting the rights
K K
35. It is well-established that fundamental rights in the Basic
L L
Law should be generously interpreted so that individuals are given the
Pointu [1999] 1 AC 98, per Lord Hoffmann at p108C-G; Day & Bush
R R
(PC), per Lord Sales at [46].
S S
T T
U U
V V
A D2.1 No right to marry arising from the rights A
them to be read together with other relevant provisions of the Basic Law
C C
as a coherent, internally consistent whole. In so reading, if there is a
D specific provision on a particular subject matter constituting a lex D
specialis, it will prevail over some other general provisions. As the Court
E E
of Final Appeal in Kwok Cheuk Kin v Director of Lands (No 2) (CFA)
F (2021) 24 HKCFAR 349, at [44(2)], explained:19 F
G G
“It is a principle of statutory construction that the specific
prevails over the general. This is simply one aspect of the more
H H
general principle that legislative instruments must be read as a
coherent whole:
I I
‘The rule is, that wherever there is a particular enactment
and a general enactment in the same statute, and the
J J
latter, taken in its most comprehensive sense, would
overrule the former, the particular enactment must be
K operative, and the general enactment must be taken to K
affect only the other parts of the statute to which it may
properly apply.’
L L
N N
In a similar vein, Lord Sales in Day & Bush (PC), at [38], said:
O O
“The Board regards it as trite law that [the Cayman Islands
Constitution] should be read as a coherent whole … [The]
P P
approach to interpretation of an instrument which includes a
provision which constitutes a lex specialis in relation to a
Q particular subject matter is not a technical rule of treaty Q
interpretation … Rather, like the maxim generalia specialibus
non derogant, it is a consequence of the principle that an
R R
instrument should be interpreted as a coherent whole and
‘represents simple common sense and ordinary usage’…”
S S
T T
U
19
Omitting the footnote. U
V V
A 37. The doctrine of lex specialis has been applied by the Court A
C
(1) In Comilang, the Court held that the scheme of constitutional C
rights laid down by the Basic Law, both in its Chapter III and
D D
in the HKBOR incorporated via article 39 of the Basic Law,
E must be interpreted as a coherent whole, consistently with E
L L
(2) More recently, in Kwok Cheuk Kin (CFA), the Court held
S S
20
Cap 383. Section 11 provides: “As regards persons not having the right to enter and remain in Hong
Kong, this Ordinance does not affect any immigration legislation governing entry into, stay in and
T departure from Hong Kong, or the application of any such legislation.” T
21
BL 40 stipulates: “The lawful traditional rights and interests of the indigenous inhabitants of the
U ‘New Territories’ shall be protected by the Hong Kong Special Administrative Region.” U
V V
A 38. Turning specifically to the right to marry, BL 37 is A
F F
“… [The] preference in [BL 37] for heterosexual people over
homosexual people in terms of access to marriage is there
G notwithstanding that the Basic Law also provides in [BL 25] G
that everybody is equal before the law. In other words, the
drafters of the Basic Law were fully aware of this important,
H H
fundamental human right to equality, when granting to
heterosexual people only in the same Chapter III of the Basic
I Law a constitutional protection not shared by homosexual I
people, in terms of access to marriage. If anything, this makes
the preference for heterosexual marriage in [BL 37] stand out
J all the more starkly.” J
K K
39. Applying the doctrine of lex specilais, within the scheme of
L fundamental rights contained in Chapter III and the HKBOR, BL 25, L
HKBOR 22 and HKBOR 14, which are general provisions and do not
M M
stipulate a right to marry, must take account of BL 37, the dominant
N provision on access to marriage, and cannot be developed, even by way N
S
drafters of the Basic Law. S
T T
22
His Lordship’s remark remains valid as it was not disturbed on appeal to the Court of Final Appeal in
U Leung Chun Kwong (CFA). U
V V
A 40. The above conclusion is well supported by international A
F F
41. There, the principal issue was whether the Bill of Rights
G (which forms Part 1 of the Cayman Islands Constitution) provides for a G
right for the appellants, a same-sex couple, to marry when section 14 (1)
H H
of the Bill of Rights provides for the right to marry a person of the
I I
opposite sex in these terms: “Government shall respect the right of every
J
unmarried man and woman of marriageable age (as determined by law) J
freely to marry a person of the opposite sex and found a family”. The
K K
applicants relied on general provisions in the Bill of Rights, namely,
L
section 9 (right to respect private and family life), section 10 (right to L
freedom of conscience) and section 16 (right against discriminatory
M M
treatment) in support of their cases.
N N
42. Before the Grand Court, Smellie CJ held that the fact that
O O
section 14(1) enshrines the right to marry for opposite-sex couples does
P not exclude a similar right existing for same-sex couples under the P
V V
A 43. On appeal, the Court of Appeal held that in the scheme of A
the Bill of Rights section 14 is the provision which governs the right to
B B
marry as a lex specialis, and which does not cover same-sex marriage.
C Hence, the general rights could not be interpreted to include a right for C
same-sex couples to marry for which the lex specialis in section 14 did
D D
not provide.
E E
M
His Lordship then went on at [32] – [44] to expound on and apply the M
doctrine of lex specialis. He also drew support from the jurisprudence of
N N
the ECtHR including Schalk and Oliari; and other jurisprudence,
O
including Joslin at [45] – [50] and [51] – [54] respectively. Specifically, O
he at [52] highlighted the well-established proposition by Strasbourg
P P
jurisprudence that because the lex specialis does not recognize the right to
Q same-sex marriage, no question of justification arises at all, disapproving Q
V V
A he did in Day & Bush (PC) thus: A
B “Both the ECHR and the ICCPR contain an express right for B
individuals to marry, drafted in terms which cover only
C opposite-sex couples: article 12 and article 23, respectively. … C
As explained in detail in the Board’s judgment in the Day case,
paras 45-54, in the scheme of these instruments those
D provisions constitute a lex specialis in relation to the right to D
marry which precludes such a right being found to be inherent
E
in other, general provisions set out in them. As regards the E
position under the ECHR, it is on the basis that in the scheme
of the Convention article 12 is the lex specialis on the right to
F marry that the Strasbourg Court has rejected the submission F
that general rights in article 8 (right to respect for family and
private life) and article 14 (right to protection against
G G
discrimination) include a right for same-sex couples to marry
… The ECtHR made the point in this way in Schalk at para
H 101: H
I
‘Insofar as the applicants appear to contend that, if not I
included in article 12, the right to marry might be derived
from article 14 taken in conjunction with article 8, the
J Court is unable to share their view. It reiterates that the J
Convention is to be read as a whole and its articles should
therefore be construed in harmony with one another.
K K
Having regard to the conclusion reached above, namely
that article 12 does not impose an obligation on
L contracting states to grant same-sex couples access to L
marriage, article 14 taken in conjunction with article 8, a
provision of more general purpose and scope, cannot be
M interpreted as imposing such an obligation either.’ M
Q Q
46. In light of our conclusion on interpretation and the weight of
R authorities, both local and international, Mr Pun’s submissions on the R
U U
V V
A 47. First, there is no merit in Mr Pun’s argument that because of A
unsound must fail in the absence of any authority in support and more
H H
importantly, in light of the survey of cases on the doctrine of lex specialis
I by the Privy Council in Day & Bush (PC). I
J J
49. Third, Mr Pun’s reliance on Kong Yunming is entirely
K
misplaced. That case concerned the right to social welfare enshrined K
under article 36 of the Basic Law (BL 36). The Government’s policy
L L
since 1 January 2004 was that persons residing in Hong Kong for fewer
M than seven years did not qualify for comprehensive social welfare M
assistance save in exceptional circumstances. Previously since 1971, the
N N
residence requirement was one year. The applicant, an immigrant from
O the Mainland, who did not qualify under the 2004 residence requirement O
challenged the policy on the ground that it was inconsistent with BL 25,
P P
BL 36, article 145 of the Basic Law (BL 145) and HKBOR 22. As
Q observed by the Court of Final Appeal, 25 in the courts below, the Q
therefore on BL 36, the Court of Final Appeal held that the relevant right
T T
given constitutional protection by it in the present case was the right
U
25
At [20]-[21]. U
V V
A defined by the eligibility rules for CSSA in existence as at 1 July 1997. A
Appeal’s decision in that case simply did not address BL 25, lending no
H H
support to the applicant’s reliance on it to overcome the operation of BL
I I
37.
J J
50. Fourth, Mr Pun asks us to follow the reasoning of Smellie CJ
K in Day & Bush (GC). With respect, we are unable to subscribe to his K
O 51. For the above reasons, we reject the applicant’s case to claim O
R R
D2.2 No obligation to provide alternative framework under HKBOR 14
S S
52. We next come to the applicant’s alternative case that the
T Government is under a positive duty to provide for an alternative legal T
U U
V V
A framework for recognition of same-sex relationships equivalent to A
D D
“(1) No one shall be subjected to arbitrary or unlawful
interference with his privacy, family, home or
E correspondence, nor to unlawful attacks on his honour E
and reputation.
F F
(2) Everyone has the right to the protection of the law
against such interference or attacks.”
G G
Significantly, Mr Pun has not been able to cite any authority on article 17
I I
to make good his submissions. Instead, he primarily relies on the
J Strasbourg jurisprudence, in particular, Oliari in support of his J
“1. Everyone has the right to respect for his private and
P P
family life, his home and his correspondence.
U U
V V
A And it has long been the established view of the Strasbourg Court that A
[165] – [186] to arrive at the conclusion at [187] that there was a violation
R R
of article 8.
S S
T T
26
See the authorities cited at footnote 96, which is omitted for present purpose. See also [162], [164],
U [175] and [185] where the state’s positive obligation under article 8 was repeatedly mentioned. U
V V
A 56. It is now well settled that under article 8 of the ECHR as A
marriage in substance though not in name, giving them the same rights
D D
and benefits that married couples have: see the Privy Council’s
E observation in Roderick Ferguson, at [21]. However, because of the E
H H
57. Because HKBOR 14 is taken from article 17 of the ICCPR
I I
verbatim, the HRC’s view on the latter’s scope as contained in the
J
General Comment No 16 (1988) on ICCPR 17 is instructive. The J
relevant parts read:
K K
T T
U U
V V
A 58. As pointed out by the Judge,27 the protection of “this right” A
at the end of [1], properly understood in context, refers to the right “not to
B B
be subject to arbitrary or unlawful interference with the rights protected”.
C In fact, article 17(2) of the ICCPR expressly guarantees a right to C
I I
However, it does not mandate the state authorities, as article 8 of the
J ECHR as interpreted by the Strasbourg Court does, to take positive steps, J
U
27
MK, at [53]. U
V V
A ICCPR and that afforded by the ECHR. It is not right to start A
with an assumption that simply because broadly speaking all
these instruments refer to protection of family, the contents of
B the protection under all of them are the same. Indiscriminant B
citation of overseas authorities as modern trends in international
C human right laws very often fudges the proper analysis as to C
whether such overseas authorities are relevant in the Hong Kong
context.”
D D
shortly.
F F
with the various factors then prevailing in Italy which were relevant to the
N N
ECtHR’s proportionality analysis. And he rightly pointed out that they
O were neither present nor applicable in Hong Kong. Mr Pun has mis-read O
his judgment.
P P
Q Q
63. Third, properly understood, the two local authorities cited by
R
Mr Pun do not support his interpretation of HKBOR 14. R
S S
64. The first case is HKSAR v Au Kwok Kuen. There, a group of
V V
A opened by the caretaker, they went inside and the police officers present A
E They appealed and one of the grounds of appeal was that the police E
officers were not executing their duty inside the development when they
F F
formed the cordon and prevented them from moving down the driveway.
G In rejecting this ground, A Cheung J (as he then was) held that the police G
officers were entitled to take the view that there could be a breach of the
H H
peace by the protestors after their entry into the development in the
I I
manner as they did. The learned judge went on to say at [74]:
J J
“Moreover, just like the positive duty of the government
(including the police) to take reasonable and appropriate
K measures to enable lawful demonstration to take place K
peacefully … arts.6, 29 and 105 of the Basic Law and art.14 of
the Hong Kong Bill of Rights would, in my view, require the
L L
Government (including the police) to take reasonable and
appropriate measures to protect Hong Kong residents’ homes
M and other premises against intrusion and their privacy at home M
against interference, provided that the measures, if they are to
be taken within private premises, must be taken with the
N N
permission of their owner or occupier. …”
O O
65. Mr Pun says that A Cheung J was there recognizing the
P positive duty of the Government to take reasonable and appropriate P
S
from arbitrary and unlawful interference. This is exactly what we have S
identified as the second aspect of the purpose of HKBOR 14: see [58(2)]
T T
U
28
Cap 245. U
V V
A above. It does not embrace a positive duty to take measures to give effect A
respondent on the ground that they had failed to complete the relevant sex
F F
re-assignment surgery according to their policy. The respondent accepted
G that the applicants’ right of gender as an aspect of privacy rights under G
N N
67. Mr Pun seizes upon the word “enabling” and submits that
O the rights under HKBOR 14 are, according to the Court of Appeal, O
T
their privacy rights that needed to be justified. This aligns with the T
second aspect of the purpose of the HKBOR 14. The applicants did not
U U
V V
A assert, and the Court of Appeal certainly did not hold, that HKBOR 14 A
D D
68. For the above reasons, we hold that on a proper
E interpretation, HKBOR 14 does not impose a positive duty on the E
J J
69. We finally come to the applicant’s further alternative
K
discrimination challenge against the non-recognition of his foreign same- K
sex marriage.
L L
recognition of their foreign marriage but denying the latter the same
P P
treatment amounts to discrimination.
Q Q
Chun Kwong, where the same-sex couples sought the benefits arising
T T
U U
V V
A from their relationship, but not recognition or access to marriage. A
couples married locally and overseas as well. And as the lex specialis, it
D D
only prefers heterosexual marriage, which means that only heterosexual
E couples are entitled to recognition of their foreign marriage. If the same E
J
wrong. J
K K
73. Fedotova does not take Mr Pun’s argument any further.
L
There, the ECtHR held that Russia had failed to fulfil its positive L
obligation under article 8 of the ECHR to ensure that homosexual couples
M M
have available to them a specific legal framework providing for the
U
29
Judgment, at [17]. U
V V
A Court of Appeal’s observation in QT, at [25], that by definition the status A
Kong.
D D
J J
Q Q
V V
A 78. For completeness, we fully agree with the Judge’s reasoning A
D D
F. Dispositions
E E
79. For the above reasons, the Judge was correct in rejecting the
F Grounds and dismissing the applicant’s judicial review. We accordingly F
H 80. We further make an order nisi that the applicant is to pay the H
K K
L L
M M
N N
Q Q
Wai & Partners, assigned by Director of Legal Aid, for the applicant
S S
Mr Stewart Wong SC and Mr Johnny Ma SC, instructed by the
T Department of Justice, for the respondent T
U U
V V