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21, 2021
ABSTRACT
BACKGROUND Chronotropic incompetence has shown to be associated with a decrease in exercise capacity in heart
failure with preserved ejection fraction (HFpEF), yet b-blockers are commonly used in HFpEF despite the lack of robust
evidence.
OBJECTIVES This study aimed to evaluate the effect of b-blocker withdrawal on peak oxygen consumption (peak VO2)
in patients with HFpEF and chronotropic incompetence.
METHODS This is a multicenter, randomized, investigator-blinded, crossover clinical trial consisting of 2 treatment
periods of 2 weeks separated by a washout period of 2 weeks. Patients with stable HFpEF, New York Heart Association
functional classes II and III, previous treatment with b-blockers, and chronotropic incompetence were first randomized to
withdrawing from (arm A: n ¼ 26) versus continuing (arm B: n ¼ 26) b-blocker treatment and were then crossed over to
receive the opposite intervention. Changes in peak VO2 and percentage of predicted peak VO2 (peak VO2%) measured at
the end of the trial were the primary outcome measures. To account for the paired-data nature of this crossover trial,
linear mixed regression analysis was used.
RESULTS The mean age was 72.6 13.1 years, and most of the patients were women (59.6%) in New York Heart
Association functional class II (66.7%). The mean peakVO2 and peak VO2% were 12.4 2.9 mL/kg/min, and 72.4 17.8%,
respectively. No significant baseline differences were found across treatment arms. Peak VO2 and peak VO2% increased
significantly after b-blocker withdrawal (14.3 vs 12.2 mL/kg/min [D þ2.1 mL/kg/min]; P < 0.001 and 81.1 vs 69.4%
[D þ11.7%]; P < 0.001, respectively).
CONCLUSIONS b-blocker withdrawal improved maximal functional capacity in patients with HFpEF and chronotropic
incompetence. b-blocker use in HFpEF deserves profound re-evaluation. (b-blockers Withdrawal in Patients With HFpEF
and Chronotropic Incompetence: Effect on Functional Capacity [PRESERVE-HR]; NCT03871803; 2017-005077-39)
(J Am Coll Cardiol 2021;78:2042–2056) © 2021 The Authors. Published by Elsevier on behalf of the American College of
Cardiology Foundation. This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/
licenses/by-nc-nd/4.0/).
Listen to this manuscript’s From the aCardiology Department, Hospital Clínico Universitario, Instituto de Investigación Sanitaria del Hospital Clínico Uni-
audio summary by versitario de Valencia, Universitat de València, Valencia, Spain; bCardiology Department, Hospital de Denia, Alicante, Spain;
Editor-in-Chief c
Fisabio, Universitat Jaume I, Castellón, Spain; dCentro de Investigación Biomédica en Red Enfermedades Cardiovascular, Madrid,
Dr Valentin Fuster on Spain; eInternal Medicine Department, Hospital Ramón y Cajal, Madrid, Spain; fCardiology Department, Hospital Universitari
JACC.org. Germans Trias i Pujol, Badalona, Spain; and the gDepartamento de Medicina, Universitat Autònoma de Barcelona, Barcelona,
Spain. *Drs Palau and Seller contributed equally to this work.
The authors attest they are in compliance with human studies committees and animal welfare regulations of the authors’
institutions and Food and Drug Administration guidelines, including patient consent where appropriate. For more information,
visit the Author Center.
Manuscript received July 27, 2021; revised manuscript received August 27, 2021, accepted August 30, 2021.
T he pathophysiology of heart failure with pre- ventricle hypertrophy or left atrial enlarge- ABBREVIATIONS
served ejection fraction (HFpEF) is complex ment) or diastolic dysfunction estimated by AND ACRONYMS
the effect of short-term b-blocker withdrawal on peak of ischemia during CPET; 5) uncontrolled ar- peak VO2% = percentage of
predicted peak oxygen
oxygen consumption (peak VO2) at maximal exercise rhythmias or uncontrolled blood pressure
consumption at maximal
in patients with HFpEF and chronotropic during cardiopulmonary exercise testing; 6) exercise
incompetence. significant primary pulmonary disease, RER = respiratory exchange
Arm A:
1. CPET • E-blockers reduction (half dose)
Visit 1 2. Echocardiography Arm B:
day 0 3. MLWHF • E-blockers continuation
4. Cognitive assessment • 3 patients withdrew the
informed consent
Arm A:
1. CPET • E-blockers reintroduction
Visit 3 2. Echocardiography (half dose)
day 15 3. MLWHF • 1 patient lost due to rapid A-fib)
4. Cognitive assessment Arm B:
• E-blockers reduction (half dose)
Period 2
Individual assessment of
1. CPET E-blockers reintroduction or
withdrawal convenience
Visit 5 2. Echocardiography
Arm A:
day 30 3. MLWHF
• 1 patient lost due to stroke
4. Cognitive assessment Arm B:
• 1 patient lost due to rapid A-fib
Flow diagram of treatment intervention and visits of the randomized and crossover study. A-fib ¼ atrial fibrillation; BB ¼ b-blockers;
CPET ¼ cardiopulmonary exercise testing; HFpEF ¼ heart failure with preserved ejection fraction; MLWHF ¼ Minnesota Living With
Heart Failure Questionnaire.
JACC VOL. 78, NO. 21, 2021 Palau et al 2045
NOVEMBER 23, 2021:2042–2056 Peak VO2 After b-Blocker Withdrawal in HFpEF
52 Were included
Flow chart of the total number of patients evaluated and finally included. CPET ¼ cardiopulmonary exercise testing; NT-proBNP, N-terminal pro–B-type natriuretic
peptide; RER ¼ respiratory exchange ratio.
2046 Palau et al JACC VOL. 78, NO. 21, 2021
A B
15 85
P < 0.001 P < 0.001
14 80
13 75
12 70
11 65
10 60
BB Continuation BB Withdrawn BB Continuation BB Withdrawn
(A) The change in peak oxygen consumption (peak VO2) after b-blocker (BB) withdrawal was þ2.1 1.29 (P < 0.001). (B) The increase in the
percentage of predicted peak oxygen consumption (peak VO2%) was þ11.74 2.32 (P < 0.001).
visits, the procedures across treatment arms were the patient withdrew the b-blocker and repeated all the
following: examination tests at 30 days (visit 5, day 30).
1. Arm A: Patients allocated to this arm were At visit 5, the responsible cardiologist assessed all
instructed to reduce by half their dose of b-blocker the examination tests and individually decided the
(Figure 1). The patients were advised of potential appropriateness of b-blocker reintroduction or with-
adverse effects and instructed to contact outpatient drawal in both arms. A cardiologist of the HF unit
HF clinics if any adverse effect occurred. Patients clinically evaluated all patients at 60 days after
were checked at 3 days (visit 2, day 3) by a cardiolo- randomization (visit 6, day 60). Additional visits were
gist. If clinically stable, the patients were told to permitted according to the patient’s clinical status
withdraw the b -blocker. All the procedures of the and were registered.
study were repeated at 15 days (visit 3, day 15). After C P E T . Maximal functional capacity was evaluated
visit 3, the patients initiated the previous half dose of using incremental and symptom-limited CPET (COR-
b-blocker until the third day (visit 4, day 18). If clin- TEX Metamax 3B) on a bicycle ergometer, beginning
ically stable, the patient increased the b-blocker with a workload of 10 W and increasing gradually in a
dosage to the prior dosage and repeated all the ex- ramp protocol at 10-W increments every 1 minute. We
amination tests at 30 days (visit 5, day 30). define maximal functional capacity as the point when
2. Arm B: Patients allocated to this arm continued the patient stops pedaling because of symptoms, and
with their treatment unchanged and were evaluated the respiratory exchange ratio (RER) is $1.05. During
3 days later (visit 2, day 3) and continued treatment exercise, patients were monitored with 12-lead elec-
with b-blocker (Figure 1). All of the study procedures trocardiogram and blood pressure measurements
were repeated at 15 days (visit 3, day 15); the patients every 2 minutes. Gas exchange data and cardiopul-
were then instructed to reduce the dose of b -blocker by monary variables are averages of values taken every
half. Likewise, the patients were advised of potential 10 seconds. Peak VO2 was defined as the highest value
adverse effects and to contact an outpatient HF clinic if of VO 2 during the last 20 seconds of exercise. Once
any adverse effect occurred. Patients were revisited in peak VO2 was obtained, we calculated its percentage
3 days (visit 4, day 18), and if clinically stable, the of predicted peak VO2 (peak VO2%), defined as the
2048 Palau et al JACC VOL. 78, NO. 21, 2021
15 16
Peak Vo2, mL/kg/min
aw B
tio BB
aw B
tio BB
aw B
tio BB
aw B
dr B
dr B
dr B
dr B
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W
W
Co
Co
Co
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Obesity No Obesity Diabetes No Diabetes
16 16
Peak Vo2, mL/kg/min
Interaction Interaction
15 P = 0.448 15 P = 0.508
14 14
13 13
12 12
11 11
10 10
tio BB
aw B
tio BB
aw B
tio BB
aw B
tio BB
aw B
dr B
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n
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in
in
nt
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W
W
Co
Co
Co
Co
16 16
Peak Vo2, mL/kg/min
Interaction Interaction
15 P = 0.494 15 P = 0.970
14 14
13 13
12 12
11 11
10 10
tio BB
aw B
tio BB
aw B
tio BB
aw B
tio BB
aw B
dr B
dr B
dr B
dr B
n
n
ua
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W
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No differential effect of the treatment strategy across subgroups was found for peak VO2. IHD ¼ ischemic heart disease; other abbreviations as in Figures 1 and 3.
JACC VOL. 78, NO. 21, 2021 Palau et al 2049
NOVEMBER 23, 2021:2042–2056 Peak VO2 After b-Blocker Withdrawal in HFpEF
A B C
P = 0.929 24 P = 0.420 35 P = 0.236
29
30
MLHFQ, Points
28 23
25
27
22
26 20
25 21 15
tio BB
aw B
tio BB
aw B
tio BB
aw B
dr B
dr B
dr B
n
n
n
n
ua
ua
ua
ith
in
ith
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in
nt
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W
W
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Co
Co
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(A and B) No differences were found in cognitive scores between treatment strategies. (C) A significant decrease in Minnesota Living With Heart Failure Questionnaire
(MLWHF) was found when b-blockers (BB) were withdrawn (22.3 vs 27.4; P ¼ 0.024). MMSE ¼ Mini-Mental State Examination; MoCA ¼ Montreal Cognitive
Assessment.
percentage of predicted peakV O2 adjusted for sex, STATISTICAL ANALYSIS. All statistical comparisons
age, exercise protocol, weight, and height according were made under a modified intention-to-
to Wasserman/Hansen standard prediction equation. treat principle.
The ventilatory efficiency was determined by DESCRIPTIVE ANALYSIS. Continuous variables are
measuring the slope of the linear relationship be- expressed as mean SD or median (interquartile
tween minute ventilation (VE) and carbon dioxide range [IQR]), and discrete variables as percentages. At
production (VCO2) across the entire course of exercise baseline, the comparisons of means, medians, and
(VE/VCO 2 slope). Each subject underwent 3 tests (at frequencies among treatment groups were carried out
baseline, 15 days, and 30 days). using Student’s t-test, Wilcoxon test, and chi-square
ENDPOINTS. The study’s primary endpoint was test, respectively.
defined as the average change from baseline in mean SAMPLE SIZE. The null hypothesis of the primary
peak VO2 . We also evaluated the average change from efficacy endpoint stated no differences in the mean
baseline in peak V O2% as a coprimary endpoint. The peak V O2 and peak VO 2% among patients in arm A and
secondary endpoints were: 1) absolute changes in patients in arm B when averaged for the 2 periods (b-
cognitive function assessed by MMSE and MoCA; 2) blocker withdrawal vs b-blocker continuation). Thus,
absolute changes in echocardiogram parameters (ratio in the absence of a period effect, the between-arm
of mitral peak velocity of early filling [E] to early dia- comparison ( b -blocker withdrawal vs b -blocker
stolic mitral annular velocity [e0 ] [E/e 0 ] ratio and left continuation) averaged for the 2 periods defined the
atrial volume index); 3) absolute changes in quality of success of the treatment strategy. Based on a prior
life assessed by MLHFQ; and 4) absolute changes in the study of our group in HFpEF, we assumed eligible
biomarkers NT-proBNP and serum carbohydrate anti- patients had a mean peak V O2 of 10 2.8 mL/kg/min
gen 125. Exploratory endpoints included changes in (5). Similarly, based on prior studies about the
LVEF, circulatory power (peak Vo2 peak systolic adverse effects of HR slowing in patients with HFpEF
blood pressure), VE/VCO2 slope, and RER. (12), we speculated that b-blocker withdrawal would
Safety endpoints included the composite event of increase peak V O2, by 1.2 mL/kg/min and a common
the total number of episodes of cardiovascular (CV) SD of 2.0 (11).
admissions or all-cause mortality at 6 months after Assuming an allocation ratio of 1:1, a total of 42
the intervention. patients (21 patients per group) would provide 90%
2050 Palau et al JACC VOL. 78, NO. 21, 2021
A B
800 17.0
P = 0.277 P = 0.734
NT-ProBNP, pg/mL
700
CA125, U/mL
16.5
600
16.0
500
400 15.5
tio BB
aw B
tio BB
aw B
dr B
dr B
n
n
ua
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W
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Co
Co
C D
17 16
P = 0.027
P = 0.099
16
14
Septal E/e’
Mean E/e’
15
12
14
13 10
12 8
tio BB
aw B
tio BB
aw B
dr B
dr B
n
n
ua
ua
ith
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in
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Co
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No significant changes were found in mean biomarker levels (A and B) or in mean E/e0 ratio (D). The septal E/e0 ratio decreased significantly when BBs were
withdrawn (C). CA125, serum carbohydrate antigen 125; E/e0 , ratio of mitral peak velocity of early filling (E) to early diastolic mitral annular velocity (e0 );
other abbreviations as in Figures 1 and 2.
power at an a significance level of <0.05. Assuming study center and patient ID as random effects. All
20% of the participants would withdraw or be lost to analyses included the baseline value of the endpoint
follow-up, a total of 26 patients per arm (52 patients) as a covariate (mixed model within the framework of
was estimated to be required. The software used for analysis of covariance). The period effect was tested
the sample size calculation was “xsampsi” from Stata by modeling the interaction between the treatment
15.1 (StataCorp). group and the period. The linear mixed regression
INFERENTIAL ANALYSES. A linear mixed regression model results are presented as least square means
model was used to analyze the primary and secondary with 95% CIs and P values. Stata 15.1 was used for
continuous endpoints. Because of hierarchical levels the analyses.
of nesting (treatment sequence within patient ID and CORRELATION ANALYSIS. We performed a Pearson
the latter among study centers), the model included correlation analysis between the differences in D peak
JACC VOL. 78, NO. 21, 2021 Palau et al 2051
NOVEMBER 23, 2021:2042–2056 Peak VO2 After b-Blocker Withdrawal in HFpEF
C ENTR AL I LL U STRA T I O N b -Blocker Withdrawal Improved Maximal Functional Capacity in Patients With
Heart Failure With Preserved Ejection Fraction
Randomized and crossover study evaluating the effect of b-blocker (BB) withdrawal on maximal functional capacity in patients with heart failure with preserved ejection
fraction (HFpEF) and chronotropic incompetence. b-blocker withdrawal resulted in a short-term improvement of peak oxygen consumption (peak VO2).
2052 Palau et al JACC VOL. 78, NO. 21, 2021
VO2 (peak VO2 b-blocker withdrawal peak VO2 b-blocker 64.8 8.8 beats/min, 97.2 14.7 beats/min, and 0.41
continuation ) against the differences in HR at peak 0.14, respectively. The mean peak V O 2, peak VO2 %,
exercise D HRpeak exercise (HR peak exercise b -blockers and VE/VCO 2 slope were 12.4 2.9 mL/min/m 2, 72.4
withdrawal HRpeak exercise b-blockers continuation ). Results 17.8, and 33.7 5.4, respectively. RER was $1.05 in all
are shown for the sample as a whole and stratified patients. There were no significant differences in
by sequence. baseline CPET parameters between treatment
MEDIATION ANALYSIS. We suspected that HR peak arms (Table 1).
exercise might act as a mediator variable for the effect PRIMARY ENDPOINT. The mean of peak V O2 for
of the treatment intervention on peak V O2, meaning b -blocker withdrawal and b-blocker continuation
that it sits in the causal pathway between the for sequence A were 14.06 3.35 and 12.26
treatment and the outcome, as shown in 3.24 mL/kg/min, respectively ( D þ1.87 1.28;
Supplemental Figure 1. Because of the hierarchical P < 0.001). Likewise, estimates for sequence B were
nature of the data, we used the Krull and MacKinnon 14.48 3.79 and 12.24 3.05 mL/kg/min for b-blocker
approach for this mediation analysis (13). Here, the withdrawal and b -blocker maintenance, respectively
mediation model mimics the mixed regression ( D þ2.21 1.32; P < 0.001). The overall peak V O 2 effi-
analysis using patient ID and study center as random cacy estimate between the 2 sequences ( b-blocker
effects and the baseline value of peak VO 2, sequence, withdrawal vs b-blocker continuation) was deter-
and period as covariates. Normal-based 95% CIs and mined to be þ2.04 1.29 (P < 0.001). In a mixed
P values were estimated through bootstrapping regression analysis, the least square means for peak
(1,000 replications). V O2 were 14.29 (95% CI: 13.91-14.67) and 12.24
(95% CI: 11.86-12.61) mL/kg/min for b-blocker with-
RESULTS drawal and b-blocker continuation, respectively, and
the difference was estimated as þ2.05 (95% CI: 1.68-
From October 1, 2018, to December 31, 2020, 82 pa- 2.42; P < 0.001) (Figure 3A). The interaction of treat-
tients with HFpEF underwent CPET assessment, and ment with period was not significant, corroborating
52 of them met eligibility criteria and were finally the absence of a period effect (P ¼ 0.928).
randomized. A detailed flowchart is presented in Similar findings were found when peak VO 2% was
Figure 2. Among patients who performed the CPET, analyzed. Peak V O2% for b -blocker withdrawal and
the most frequent causes of screening failure were b -blocker continuation in arm A were 78.06 21.53
not meeting a chronotropic incompetence criterion, and 74.26 12.17, respectively ( D þ13.12 13.76;
inability to perform a valid exercise stress test, and P < 0.001). Likewise, estimates for sequence B were
RER <1.05 (Figure 2). 84.51 23.32 and 64.94 22.37 for b-blocker with-
BASELINE CHARACTERISTICS. Patient characteris- drawal and b-blocker continuation, respectively
tics are presented in Table 1. At baseline, the mean ( D þ10.25 18.48; P ¼ 0.0143). The overall increase in
age was 72.6 13.1 years, 59.6% were women, 88.5% peak V O2% when b -blockers were withdrawn was
had a history of hypertension, 80.8% were in sinus 11.74 2.32% (P < 0.001). In a mixed regression
rhythm, 66.7% were in stable NYHA functional class analysis, the least-square means for peak VO2% were
II, and all had a prior admission for decompensated 81.12 (95% CI: 77.67-84.57) and 69.43 (95% CI: 65.99-
HF. The mean LVEF, LV mass index, and left atrial 72.88) for b -blocker withdrawal and b-blocker
volume index were 64.7 7.1%, 108.0 31.6 g/m 2, continuation, respectively, and the difference was
and 39.8 13.7 mL/m2 , respectively. The median NT- estimated as 11.68 (95% CI: 7.10-16.27; P < 0.001)
proBNP was 401 pg/mL (IQR: 206-1,040). There were (Figure 3B). The interaction of treatment with period
no significant differences in clinical, echocardio- was also not significant (P ¼ 0.796).
graphic, or laboratory data across treatment arms.
CHANGES IN PEAK V O 2 AND HR AT PEAK EXERCISE.
Likewise, there were no differences in pharmacolog-
HR at peak exercise significantly increased when
ical treatment across both groups (Table 1).
b -blockers were withdrawn (least-square means of 127
b -BLOCKER TREATMENT. All the patients were vs 97 beats/min; P < 0.001). We found a significant
receiving stable doses of b-blockers (>12 weeks). The and positive correlation between D peak VO2 (peak V O 2
most frequently prescribed b-blocker was bisoprolol peak VO2 b-blockers
b -blocker withdrawal continuation ) and
(46 patients, 88.5%) with a median dose of 2.5 mg/ the D HR peak exercise (HRpeak exercise b-blockers withdrawal
daily (IQR: 2.5-5.0). HRpeak exerciseb-blockers continuation), with a Pearson
RESPONSE TO EXERCISE. The mean HR rest, correlation coefficient of 0.357 (P ¼ 0.015). Because of
HR peak exercise , and chronotropic incompetence were the significant correlation between D peak V O2 and
JACC VOL. 78, NO. 21, 2021 Palau et al 2053
NOVEMBER 23, 2021:2042–2056 Peak VO2 After b-Blocker Withdrawal in HFpEF
DHRpeak exercise, we performed a mediation analysis to admissions were registered during the 15-day b-
disentangle how much of the treatment effect on blocker withdrawal period in either arm. During this
peak VO2 was caused by an indirect effect mediated by period, 2 episodes of atrial fibrillation were recorded
the concomitant increase in HR at peak exercise. The (both successfully cardioverted).
mediation analysis showed that simultaneous At visit 5, b -blockers were finally withdrawn in 27
changes in HR peak exercise accounted for 36% of the patients, and the dosage was reduced by at least one-
peak V O2 response to treatment strategy (P ¼ 0.006). half in 19 patients.
SUBGROUP ANALYSIS. We found no differential ef- DISCUSSION
fect of the treatment strategy across the prespecified
subgroups (age [<75 vs $75 years], sex, obesity, dia- In patients with HFpEF and chronotropic incompe-
betes mellitus, ischemic etiology, and sinus rhythm) tence, b -blocker withdrawal resulted in substantial
for peak V O2 (Figure 4). short-term improvement in peak VO2 (Central
SECONDARY ENDPOINTS. No significant differences Illustration). Furthermore, we found significant
were found among periods for any of the second- improvement in surrogates of quality of life and left
ary endpoints. ventricular end-diastolic pressures. However, no
M M S E a n d M o C A s c o r e s . No differences were found significant changes were found for natriuretic pep-
in MMSE and MoCA scores between treatment stra- tides, other echocardiographic markers, or cognitive
tegies (Figures 5A and 5B). parameters. To our knowledge, the PRESERVE-HR
MLHFQ. A significant decrease in MLHFQ was (b -blockers Withdrawal in Patients With HFpEF and
found when b-blockers were withdrawn (22.3 vs 27.4; Chronotropic Incompetence: Effect on Functional
P ¼ 0.024) (Figure 5C). b-blockers withdrawal resulted Capacity) study is the first trial to evaluate, in a short
in a nonsignificant improvement of the physical time frame, the effect of b-blocker withdrawal on
dimension (D1.8; 95% CI: 4.0 to 0.4; P ¼ 0.106) and maximal functional capacity in a subset of patients
a significant change in the emotional dimension with HFpEF and chronotropic incompetence. Overall,
( D 2.4; 95% CI: 4.7 to 0.1; P ¼ 0.043). our results highlight the role of chronotropic incom-
B i o m a r k e r s . NT-proBNP and serum carbohydrate petence as a crucial pathophysiological mechanism in
antigen 125 did not differ between the treatment HFpEF and consequently open new therapeutic ave-
groups (Figures 6A and 6B). nues in these patients.
E c h o c a r d i o g r a p h i c p a r a m e t e r s . The septal E/e 0 HFpEF: A NEED FOR PRECISION MEDICINE. The
ratio significantly decreased when b-blockers were failure of multiple therapeutic strategies in demon-
withdrawn. No significant changes were found for the strating a robust clinical benefit in HFpEF likely re-
mean E/e 0 ratio and left atrial volume index flects incomplete knowledge about the complex and
(Figures 6C and 6D, respectively). heterogeneous pathophysiology of the syndrome
EXPLORATORY ENDPOINTS. L V E F . No significant (1,8,9,14). Indeed, the concept of HFpEF as a disorder
differences were found among treatment groups of LV diastolic function has been recently revisited.
(Supplemental Figure 1). Other significant pathophysiological contributors
C i r c u l a t o r y p o w e r . There was an increase in circu- have been suggested to play a relevant role; these
latory power for the b -blockers withdrawn group include impairment in ventricular-arterial coupling,
(Supplemental Figure 1). systolic dysfunction beyond LVEF, low skeletal
VE/VCO2 s l o p e . No significant differences were muscle O 2 extraction, pulmonary hypertension right-
found among treatment groups (Supplemental sided HF, inflammation, and chronotropic incompe-
Figure 1). tence (1-4,14). Thus, traditional criteria are insuffi-
R E R . There were no differences across treatment cient for an accurate diagnosis to identify the diverse
arms (Supplemental Figure 1). underlying pathophysiological phenotype (7).
SAFETY ENDPOINTS. No deaths were recorded at the Indeed, new widely available clinical tools aiming to
6-month follow-up. At 1 month, we identified a total identify different HFpEF phenotypes are the first and
of 3 CV hospitalizations in 3 patients (2 in arm A, and 1 necessary step for individualizing the management of
in arm B). At 6 months, we recorded a total of 4 CV this complex syndrome.
hospitalizations in 3 patients (2 in arm A, and 1 in arm CHRONOTROPIC INCOMPETENCE IN HFpEF. Chro-
B). Of these 4 CV admissions, 3 occurred in the notropic incompetence is defined as the inability of
sequence A randomization (median: 58 days; IQR: 32- the heart to increase its rate appropriately with
350 days) and 1 in sequence B (17 days; this patient increased activity or demand. Chronotropic incom-
withdrew their informed consent at visit 2). No petence is a common finding in patients with HF
2054 Palau et al JACC VOL. 78, NO. 21, 2021
(3-6). In HF with reduced EF, chronotropic incompe- reduction in LV end-diastolic pressure caused by
tence leads to exercise intolerance, impairs quality of accelerated myocardial contraction and relaxation
life, and is associated with adverse CV events (3,4). In (20). In HFpEF, these beneficial effects have also been
HFpEF, chronotropic incompetence is common in suggested by documenting a reduction in NT-proBNP,
recent studies and associated with a limited func- an established surrogate of LV end-diastolic pressures
tional capacity (3-6,15). The mechanism of chrono- (21). In agreement with these findings, we found a
tropic incompetence in HFpEF remains elusive, but significant and positive association between
several have been proposed. There is an open debate DHRpeak exercise and D peak V O2 similar to that previ-
about whether a blunted increase in HR is the cause of ously described by other investigators (3,4,22).
the reduced exercise capacity or is secondary to pre- Furthermore, clinical results from HR-lowering
mature cessation of exercise because of high filling strategies in HFpEF have been discouraging. For
pressures or early muscle fatigue (3,4,16). Peripheral instance, in the ELANDD (Effects of the Long-term
muscle dysfunction, autonomic nervous imbalance, Administration of Nebivolol on the Clinical Symp-
sinus node remodeling causing a reduction in sinus toms, Exercise Capacity, and Left Ventricular
node reserve, and impairment of cardiac b-receptor Function of Patients With Diastolic Dysfunction)
responsiveness have been proposed as causal mech- trial, carvedilol versus placebo failed to improve the
anisms behind the chronotropic incompetence in 6-minute walking distance test in 116 patients with
HF (3,4,16). HF and LVEF >45% (23). A recent secondary anal-
b -BLOCKER TREATMENT IN HFpEF. The evidence ysis of the TOPCAT (Treatment of Preserved Cardiac
endorsing the utility of b -blockers in HFpEF is Function Heart Failure With an Aldosterone Antag-
inconclusive. A Japanese open-label trial that onist) trial showed that b -blocker use was associ-
enrolled 245 patients with HF and LVEF >40% ated with an increased risk of HF hospitalizations in
showed a neutral effect of carvedilol versus placebo patients with LVEF $50% (8). In a crossover ran-
on the composite of CV death or unplanned HF hos- domized clinical trial that included 22 patients who
pitalization (17). Likewise, a recent patient-based were symptomatic for HFpEF with predicted peak
meta-analysis of 11 randomized HF trials did not V O2 <80%, 15-day treatment with ivabradine resul-
demonstrate any benefit of b -blocker for patients with ted in a mean HR reduction of 20 beats/min
HFpEF (18). Despite the lack of evidence of their together with a decreased peak V O2 compared with
benefit, the use of b -blockers in HFpEF is highly placebo (2.1 vs 0.9 mL/kg/min; P ¼ 0.003) (12).
prevalent (8,9). For instance, in the PARAGON-HF The EDIFY (Preserved Left Ventricular Ejection
(Efficacy and Safety of LCZ696 Compared to Valsar- Fraction Chronic Heart Failure With Ivabradine
tan, on Morbidity and Mortality in Heart Failure Pa- Study) randomized clinical trial, which enrolled 179
tients With Preserved Ejection Fraction) trial, 79.5% patients with HFpEF and HR >70 beats/min, failed
of patients were on b-blocker treatment at baseline to improve the E/e 0 ratio, walking distance, or NT-
(9). This lack of consensus about the benefit of b- proBNP levels (24). Beyond the negative chrono-
blocker in HFpEF may be attributed to the phenotypic tropic effects of b-blockers, some investigators have
heterogeneity of this syndrome. These patients were also suggested that HR-lowering drugs may have
treated with b -blockers with no consideration of their harmful effects on exercise-dependent lusitropy by
HFpEF phenotype and essential factors that may prolonging diastolic filling, increasing ventricular
determine the adequacy of such treatment, such as volumes and pressures, and increasing central
age, sex, presence of stable angina, type of rhythm, pressures (25,26).
baseline HR, HR reserve, and chronotropic incompe- CLINICAL IMPLICATIONS AND FUTURE LINES OF
tence, among others. RESEARCH. Under the premise that our findings are
MECHANISMS BEHIND THESE FINDINGS. Recently further validated with subsequent trials, we propose
investigators have questioned traditional beliefs the withdrawn of b-blockers in patients with HFpEF
supporting the benefit of lowering HR in HFpEF by and documented chronotropic incompetence as a
prolonging the time for ventricular filling (10). HR is a therapeutic strategy to improve short-term functional
crucial determinant of cardiac output. At maximal capacity. Knowing that chronotropic incompetence is
exercise in healthy control subjects, VO 2 increases highly prevalent in many patients with HFpEF treated
about 4-fold, with a 2.2-fold increase in HR (3,19). with b-blockers (3,4,8,9), we speculate that a non-
Experimental studies have shown that, within a negligible proportion of patients with HFpEF in
physiological range, higher HRs are associated with a daily clinical practice may benefit from such
JACC VOL. 78, NO. 21, 2021 Palau et al 2055
NOVEMBER 23, 2021:2042–2056 Peak VO2 After b-Blocker Withdrawal in HFpEF
STUDY LIMITATIONS. First, the current findings COMPETENCY IN PATIENT CARE AND PROCEDURAL
applied only to patients with stable HFpEF and SKILLS: Chronotropic incompetence impairs exercise capacity in
established chronotropic incompetence, predomi- patients with HFpEF. Withdrawing b-blocker medications, which
nantly in sinus rhythm. They cannot be extrapolated blunt the chronotropic response, can improve short-term
to other clinical scenarios, prevalent subgroups, or functional capacity in patients with HFpEF and chronotropic
milder forms of the syndrome. Second, low statistical incompetence.
power may explain the neutral effect of the inter-
vention on some secondary endpoints. Third, oxygen TRANSLATIONAL OUTLOOK: Further studies are needed to
pulse and perceived exertion tests for addressing evaluate the long-term efficacy and safety of b-blocker with-
changes in HF-related symptoms were not evaluated. drawal and to clarify the pathophysiological mechanisms
Finally, the study was not designed to evaluate the involved.
mid- to long-term functional and clinical effects of
b-blocker withdrawal.
2056 Palau et al JACC VOL. 78, NO. 21, 2021
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