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to Government and Opposition
James Manor
3 The first is Z. Hasan (ed.), Parties and Party Politics in India, Delhi, Oxford
University Press, 2002. The second is P. R. de Souza and E. Sridharan (eds), India's
Political Parties , New Delhi, London and Thousand Oaks, CA, Sage, 2006. This
comment entails some self-criticism since one of my own papers was reprinted in the
first of these books.
5 Even this statement oversimplifies, since it omits several smaller 'Union Territo-
ries'. But 29 arenas are quite enough for this discussion.
6 For much more detail on the complexities that lie behind these comments, see
P. R. Brass, The New Cambridge History of India: The Politics of India since Independence,
Cambridge, Cambridge University Press, 1990, vol. IV. 1, pp. 64-82; J. Manor, 'Parties
and the Party System', in A. Kohli (ed.), India's Democracy: Changing State-Society Rela-
tions, Princeton, Princeton University Press, 1988, pp. 62-98, and in P. Chatteijee
(ed.), State and Politics in India, Delhi, Oxford University Press, 1997, pp. 92-124;
Y. Yadav, 'Electoral Politics in the Time of Change: India's Third Electoral System',
Economic and Political Weekly, 34: 34-5 (21 August-3 September 1999), pp. 2393-9;
E. Sridharan, 'The Fragmentation of the Indian Party System, 1952-1999', in Hasan,
Parties and Party Politics, pp. 489-98.
© The Author 2011. Government and Opposition © 2011 Government and Opposition Ltd
Since 1989, no single party has been able to win a majority in the
dominant lower house of Parliament, despite some continuing
strength for Congress, because regional parties and the Hindu nation-
alist Bharatiya Janata Party (BJP) have won large numbers of seats. In
7 The term 'regional parties' here refers both to explicitly regional (one-state)
parties and de facto regional parties that claim to be national but have significant
strength in only a tiny number of states. The latter include the two communist parties,
various Janata parties, and the Nationalist Congress Party.
© The Author 2011. Government and Opposition © 2011 Government and Opposition Ltd
The comments above refer mainly to the national level, but (as we
shall see) party systems in the 28 states have also changed, especially
since the 1980s, and have become extremely variegated.
Interactions and relations between governing and opposition
parties changed as India passed through these three phases. During
the first phase, Jawaharlal Nehru (prime minister, 1947-64) was com-
mitted to liberal values, and knew that other parties posed little threat
to the dominant Congress. He therefore treated opposition parties
generously, unlike many of his contemporaries elsewhere in the
developing world. He and other ministers subjected themselves to
questions from the opposition, and extended privileges to them in
Parliament and state legislatures (by, for example, establishing the
convention that opposition leaders should chair public accounts
committees). Nehru also permitted the emergence of a free, often
critical press - including newspapers and periodicals published by
opposition parties - and he ensured that all parties could compete
quite freely in fair elections.
During the second phase, Indira Gandhi adopted a markedly
illiberal approach and treated opposition parties with hostility (and
8 The alliance that governed between 1999 and 2004 contained, at various times,
23 or 24 parties. The ruling coalition since 2004 has contained between 10 and 13
parties.
9 They are discussed in detail inj. Manor, 'Regional Parties in Federal Systems', in
D. V. Verney and B. Arora (eds), Multiple Identities in a Single State: Indian Federalism in
a Comparative Perspective, Delhi, Konark, 1995, pp. 107-35.
10 For more details on coalitions at the national level, see B. Arora, 'Negotiating
Differences: Federal Coalitions and National Cohesion', in F. Frankel, Z. Hasan, R.
Bhargava and B. Arora (eds), Transforming India: Social and Political Dynamics of Democ-
racy, Delhi, Oxford University Press, 2000, pp. 176-206; B. Arora, 'The Political Parties
and the Party System: The Emergence of New Coalitions', in Hasan, Parties and Party
Politics, pp. 504-32; E. Sridharan, 'Principles, Power and Coalition Politics in India:
Lessons from Theory, Comparison and Recent History', in D. D. Khanna and G. W.
Kueck (eds), Principles, Power and Politics, New Delhi, Macmillan, 1999, pp. 270-90.
© The Author 2011. Government and Opposition © 2011 Government and Opposition Ltd
© The Author 2011. Government and Opposition © 2011 Government and Oppo
Table 1
Types of Party Systems in 18 Major States
to a broad range of social groups, and gave rise to regional parties that stressed cast
opportunities; and
g. 'the systemic properties of the first-past-the-post electoral system working them
selves out in a federal polity' - properties that (following Duverger) lend themselve
to the emergence of two-party or bi-polar systems in many states, but these ar
bi-polar systems in which the two main parties are different from state to state, s
that if we look across the whole of India, the result is fragmentation within th
nationwide party system.
For more detail, see Sridharan, 'The Fragmentation of the Party System', pp. 493-
The quotation is from p. 495.
18 Note one important contextual matter: a reliable poll at the 2009 parliamentary
election found that both the national government and state governments (which wer
often controlled by rival parties) had positive approval ratings in every major sta
except Jharkhand, where normlessness flourishes, partly because no party has mu
strength. The poll was conducted by the National Election Study, overseen by th
Centre for the Study of Developing Societies, Delhi. The full table is provided
Manor, 'Did the Central Government's Poverty Initiatives Help'. These ratings repr
sent a startling change from the anti-incumbency sentiments that had prevailed over
most of the preceding 25 years.
19 If only the last two years were considered, we might also have noted an upward
trend in Rajasthan. At a state election in December 2008, an extravagantly arrogan
autocratic BJP chief minister - who had poisoned relations with both the oppositio
and every important section of her own party - was removed from the scene, but if w
consider that state over a slightly longer time span, the trend is 'flat'.
© The Author 2011. Government and Opposition © 2011 Government and Opposition Ltd
Table 2
Recent Trends in Government-Opposition Relations
Location Relations Trend Comments
Notes: The abbreviation 'CM' refers to the chief minister, who heads the state government.
The word 'down' in the trend column indicates the degeneration of government-opposition
relations, while 'up' implies improvement. The letters that characterize 'relations' signify
the following: A = congenial (of which there are no current examples) ; B = semi-civilized;
C = somewhat abrasive; D = caustic.
20 See Pratap Bhanu Mehta's essay in the Indian Express, 29 December 2010.
© The Author 2011. Government and Opposition © 2011 Government and Opposition Ltd
21 For example, in the run-up to the Karnataka state election in May 2008, the BJP
used immense sums from illicit mining interests to purchase the loyalty of key Congress
Party leaders in most of the districts of that state. That action did not prove decisive in
that election, but it gave the BJP a major advantage. For details, see J. Manor, 'Letting
a Winnable Election Slip Away: Congress in Karnataka', Economic and Political Weekly ,
43: 41 (11 October 2008), pp. 23-8.
© The Author 2011. Government and Opposition © 2011 Government and Opposition Ltd
23 The main factors are the surge in revenues that state and central governments
have enjoyed since 2003, and the tendency of ruling politicians to spend much of that
money on 'post-clientelisť development programmes that are, for the most part quite
popular. Both of those trends are discussed elsewhere in this article.
24 Indian Express, 19 December 2010 and Frontline, 17 December 2010.
© The Author 2011. Government and Opposition © 2011 Government and Opposition Ltd
depend upon how many problems the legislators caused his govern-
ment. Shekhawat was not all sweetness and light. He was reputed to
keep meticulously documented files on the foibles of every politician
in the state (including his own party colleagues), which might be
used against them if they became troublesome. But he mainly relied
on congeniality - a strategy that he had learned during long years in
opposition from a similarly courtly Congress predecessor.25
Nearly all Indian states are much more ambiguous cases that fall
far from these extremes. In a tiny number, we find poisonous inter-
actions similar to those in Uttar Pradesh. As a state election was just
months away in West Bengal, in late 2010 the ruling Left Front
accused the main opposition leader of 'creating an atmosphere of
terror' and of colluding with Maoist insurgents.26 That leader
responded with (similarly false) claims that the chief minister was
himself 'a Maoist leader' who had unleashed 'terrorism'.27 Both the
government and the opposition claimed (accurately) that the other
had used gangs of 'muscle men' against their activists, amid what one
reliable press report described as an 'orgy of violence' attended by
'filthy language'. The mutual loathing was apparent from both sides'
use of the Bengali term ' birodhi doV to refer to their adversaries, which
means not merely 'opponents' but 'enemy party'.28
In a somewhat larger minority of states, we see actions that are
intended to promote genteel relations between parties. After winning
a landslide election victory in Bihar in late 2010, Chief Minister Nitish
Kumar agreed to designate his main opponent the official 'leader of
the opposition', even though the latter's party had fallen just short of
the 10 per cent minimum of seats required to qualify for that status
(and the privileges that it carries). Both the vituperation and the
magnanimity that are apparent from these examples, however, are
exceptions to the more ambiguous norm.
It is worth noting three things that we do not see in India's states.
We have yet to hear senior Indian politicians refer to the acts of their
25 For more details, see J. Manor, 'Political Leadership: India's Chief Ministers and
the Problem of Governability', in P. Oldenburg (ed.), India Bńefing 1995 : Staying the
Course, New York, Asia Society, 1996, pp. 47-74.
26 The Hindu , 23 December 2010.
27 Economic Times , 30 December 2010.
28 Indian Express, 28 November 2010. See also the opposition leader's claim that the
state had 'a government of guns and goons and greed, having looted the State treasury
to finance its goons . . .' in The Hindu, 6 December 2010.
© The Author 2011. Government and Opposition © 2011 Government and Opposition Ltd
29 This writer witnessed such violence in 1977. For an explanation of its origins,
which offers sharp contrasts with India, see J. Manor, 'The Failure of Political Integra-
tion in Sri Lanka', Journal of Commonwealth and Comparative Politics, 17: 1 (November
1978), pp. 21-46.
30 For details, see R. Wade, 'The Market for Public Office: Why the Indian State is
Not Better at Development', World Development, 4 (1985), pp. 467-97.
© The Author 2011. Government and Opposition © 2011 Government and Opposition Ltd
© The Author 2011. Government and Opposition © 2011 Government and Opposition Ltd
their own caste fellows, but until very recently these epi
short-lived and the system reverted to the normality of rain
coalitions.32 Since 2008, the current chief minister has fa
caste and stressed divisions between Hindus and minorities; actions
that have helped to cause the degeneration of interparty relations.
His surpassing ineptitude, though, is likely to ensure that his polar-
izing efforts once again fail to produce much lasting effect.
At the other extreme, interparty relations have been embittered in
Uttar Pradesh for nearly 20 years because each major party appeals to
a different bloc of caste groups. Acute antagonism (far more acute
than in Karnataka) existed between those groups before politicians
became systematically divisive, but it has grown much worse since
then. Uttar Pradesh has thus been largely consumed by the politics of
spite for a generation.
With one exception - Gujarat33 - other states fall somewhere
between these extremes. Politicians tend to engage simultaneously
both in dividing and in uniting social groups. The chief minister of
Bihar won a resounding re-election victory in late 2010 after carefully
weaning the most disadvantaged sub-divisions within the Muslim and
Dalit (ex-untouchable) blocs away from his main opponents. He also
took steps to unite his own supporters among lower-middle castes,
and maintained an alliance with another party that appealed to
high-caste voters. Such complex machinations to unite one's own
broad social coalition while fragmenting that of one's rivals are the
subtle stuff of state politics across most of India.
It should be stressed that nearly all parties in India have weak
organizations - which limits their capacity to make their influence
penetrate beyond urban centres and below the (high-intermediate)
district level34 and thus restricts their ability to forge close ties to
© The Author 2011. Government and Opposition © 2011 Government and Opposition Ltd
For the most part, however, tension between social groups does
not produce serious antagonism between major parties. The main
reason for this is a persistent tendency among most Indians not to fix
ferociously and permanently on one of the many identities available
to them - caste, class, religious, linguistic, urban/rural, national,
regional, sub-regional, etc. They tend instead to shift their preoccu-
pations from one to another of these identities, and then to another
- often and with great fluidity. As a result, tension and conflict tend
not to build up along a single fault line in society, as has occurred
with grotesque results in Sri Lanka. This fickleness of Indian voters
creates great difficulties for parties on the Hindu right that seek to fix
attention on religious divisions, and for parties on the left that stress
the division between haves and have-nots. It also forces (and enables)
parties to build broad social bases by transcending these various
divisions.35 A change of government usually facilitates shifts in social
support towards new ruling parties.
How much policy continuity do we see when parties alternate in
power? In a few states - those with bitter relations between major
parties - newly elected governments tend to uproot most of their
predecessors' policies and start afresh. In most, though, we encoun-
ter considerable policy continuity, for several reasons. Many pro-
grammes originate from (and are largely funded by) the central
government in New Delhi, and even state governments that oppose
the ruling party/coalition at the national level find it convenient to
implement these (often well-funded) programmes since they can
claim some of the credit. Newly elected state governments also often
centres this is a misperception; see J. Manor, 'In Part a Myth: The BJP's Organisational
Strength', in K. Adeney and L. Saez (eds), Coalition Politics and Hindu Nationalism ,
London and New Delhi, Routledge, 2005, pp. 55-74.
35 For more detail, see J. Manor, ' "Ethnicity" and Politics in India', International
Affairs, 75: 3 (July 1996), pp. 459-75.
© The Author 2011. Government and Opposition © 2011 Government and Opposition Ltd
© The Author 2011. Government and Opposition © 2011 Government and Opposition
37 When one party or alliance of parties looms quite large, an important consider-
ation is the 'index of opposition unity' - a concept that David Butler, Ashok Lahiri and
Prannoy Roy usefully introduced in earlier election analyses. It is still used, especially
at the state level where single parties sometimes come close to dominating the scene.
Since the emergence of a 'bi-polar plus' system at the national level in the late 1990s,
analysts - including Roy - have found the concept somewhat less useful.
© The Author 2011. Government and Opposition © 2011 Government and Opposition Ltd
© The Author 2011. Government and Opposition © 2011 Government and Oppo
39 These are discussed more fully inj. Manor, 'What Do They Know of India Who
Only India Know? The Uses of Comparative Polities', Commonwealth and Comparative
Politics, 48: 4 (November 2010), pp. 505-16.
40 For more on ideological convergence, see Y. Yadav and S. Palshikar, 'From
Hegemony to Convergence: Party System and Electoral Competition in the Indian
States, 1952-2002' , Journal of the Indian School of Political Economy, 1-2 (2003), pp. 5-44.
© The Author 2011. Government and Opposition © 2011 Government and Opposition Ltd
fought on what the French call 'issues of regime': disputes about the
fundamental principles on which a country should be governed. The
first arose in 1971 when Indira Gandhi presented herself as a pro-
gressive who would 'abolish poverty', and characterized her oppo-
nents as reactionaries who had thwarted this noble goal. The great
41 See J. Manor, 'Political Regeneration in India', in D. L. Sheth and A. Nandy
(eds) , The Multiverse of Democracy: Essays in Honour of Rajni Kothań, New Delhi, London
and Thousand Oaks, CA, Sage, 1994, pp. 230-41.
42 For details, see A. Mozoomdar, 'The Supreme Court and President's Rule', in
Arora and Verney, Multiple Identities , pp. 160-8.
© The Author 2011. Government and Opposition © 2011 Government and Opposition Ltd
© The Author 2011. Government and Opposition © 2011 Government and Oppo
CONCLUSIONS
45 Note, however, that the penalties for defection become less severe as a le
ture nears the end of its term. When that occurs, defections become more feasib
common.
47 The role of the federal system in quarantining state-level conflicts was identified
long ago in Weiner, Party Building.
© The Author 2011. Government and Opposition © 2011 Government and Opposition Ltd
© The Author 2011. Government and Opposition © 2011 Government and Opposition Ltd