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Perturb and Observe MPPT Algorithm of photovoltaic System:

A Review
*
Zhipeng Fan, Shaowu Li , Hang Cheng, Liwei Liu
School oflnformation Engineering, Hubei Minzu University, Enshi 445000
*E-mail: xidu_surfer@163.com
Abstract: The perturbation observation method is one of the most commonly used methods to track the
maximum power of photovoltaic (PV) system, but there are few reviews on perturb and observe (P&O)
algorithm. In this paper, the maximum power point tracking (MPPT) based on P&O algorithm is discussed.
The classical fixed-step P&O algorithm, improved classical P&O algorithm and hybrid P&O combine with
intelligent algorithms are analyzed in terms of accuracy and fast tracking. By comparing the study of MPPT
method in P&O algorithm, it is found that in recent years, researchers have improved the classical P&O
algorithm through the improved classical P&O algorithm and the hybrid algorithm of P&O combined with
machine learning/meta-heuristic. These two methods can reduce the oscillation of MPP, accelerate the
convergence speed, improve the tracking accuracy, reduce the power loss and improve the conversion
efficiency of PV system.
Key Words: PV system, P&O, MPPT, Meta-heuristic
2021 33rd Chinese Control and Decision Conference (CCDC) | 978-1-6654-4089-9/21/$31.00 ©2021 IEEE | DOI: 10.1109/CCDC52312.2021.9602272

The organizational structure of this paper is as follows:


1 INTRODUCTION section 2 introduces the traditional P&O, section 3
Along with the depletion of the fossil energy and describes the improvement method of P&O, section 4
environmental pollution, governments pay more and more analyzes the methods proposed in the literature in recent
attention to renewable clean energy [ 1 , 2] . No pollution years, and section 5 summarizes the paper.
during PV power generation, simple maintenance and the 2 CONVENTIONAL PERTURB AND
advantages of abundant solar energy resources and wide
OBSERVE WITH FIXED STEP SIZE
distribution are paid attention to by scholars at domestic
and foreign. The conversion efficiency of PV power
2.1 Principle of the Conventional P&O method with
generation is one of the important factors restricting the
Fixed Step Size
rapid development of PV power generation system. The
maximum power point tracking can change its input voltage Due to its simple implementation, low cost, easy
and current by adjusting the operating parameters of the troubleshooting, and small maintenance, the conventional
connected converter to ensure maximum power from the P&O algorithm only needs voltage and current sensors,
PV array to improve the conversion efficiency of PV power direct online MPPT technology, does not need any PV array
generation. information, and displays fast convergence to MPP, etc., as
As scholars continue to study it, MPPT algorithm was a control method for extensive research and application.
first applied to the space PV system in 1 968 [3] . Since then,
various MPPT algorithms have been proposed, which are
widely used to track the maximum power point of PV
systems. MPPT control can be divided into two categories:
1 OOOW/m2
the first is conventional MPPT control, mainly with Perturb
and observe method [4-6], incremental conductance
method [ 1 , 7-9] and so on. The second is intelligent
algorithm, including fuzzy control method [ 1 , 1 0],
simulated annealing algorithm (SAA) [ 1 1], ant colony
optimization algorithm (ACO) [12, 1 3], particle swarm
optimization (PSO) [ 1 4, 1 5], artificial neural network Voltage (V)

method (ANN), genetic algorithm (GA) [ 1 6, 17] and other Fig. 1 . Conventional P&O MPPT technique
meta-heuristic algorithm and learning automata (LA) [ 1 8], Its basic principle is to increase or decrease the output
gradient rise [ 1 9], least squares algorithm [20-22] and other voltage of the solar PV array by changing the duty ratio 'd'
machine learning methods. of the DC-DC converter every certain time. This process is
called "disturbance", and the direction of its output power
changes after observation. As shown in Fig.1, if the output
*Corresponding author. voltage is disturbed, solar PV panels and /:J.P > 0 , then we
This work is supported by National Natural Science Foundation (NNSF)
can know the working point is located in the left of the MPP
of China under Grant 6 1 963014.
of maximum power point, disturbance observation

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algorithm and therefore will increase the reference voltage W/m2 ). In addition, the maximum power point from point 2
of PV solar panels, so that the working point toward the to 8 points. However, at point 4, when dP > 0 and dV > 0 ,
MPP. Or, if the output voltage disturbance, solar PV panels the duty ratio increases and the voltage decreases, s o the
and /1 P < 0 , then we can know that the right side of the working point deviates and moves to point 5, instead of
working point is located in the MPP point. P&O algorithm moving towards the maximum power point (point 8). This
will reduce the reference voltage of solar PV panels, and is the third disadvantage of traditional P&O algorithms, a
then move the working point to MPP point [ 1 6] . We can process known as "wrong tracking direction" . In point 5,
periodically repeat this process until we reach the MPP when dP < 0 , dV > 0 , the duty ratio increases; The
point. working point moves in the correct direction (point 8). The
2.2 Shortcomings of the Conventional P&O method
number of iterations required by the algorithm to reach the
new maximum power point will be determined by the step
Although the Conventional P&O MPPT technique has size of the duty ratio. However, only if the amount of
been widely used, it also has several obvious shortcomings, radiation at point 5 does not increase will it move in the
some of which have been mentioned in Refs. [ 1 9, 23]. This right direction. Otherwise, the operating point will further
paper summarizes the relevant shortcomings and analyzes deviate from the maximum power point direction, and
the reasons for them as follows; move away from the maximum power point direction.
Firstly, the MPP point shock problem, as shown in Because solar radiation is not always constant, tracking the
Fig.2., when disturbance near gradually work into the MPP, wrong direction can seriously affect the conversion
the operating point in the 2-1-3 - 1 -2 circular movement, efficiency of solar panels. This disadvantage is that the
namely tJ.P values have been changing between algorithm does not distinguish between an increase in
positive-zero- negative, this is the shortcomings exist near a voltage and power, an increase in solar radiation, or an
MPP oscillation. increase in disturbance. The above three problems increase
Secondly, the system cannot give consideration to the power loss of PV system and reduce the system
both tracking accuracy and response speed. When a small efficiency.
�������
step is adopted, as shown in Fig. 2 (a), the oscillation is 250 CMPP)
small and accurate, but the response speed of the system is ,,-- a ....__
slow. When the step size is large, as shown in Fig. 2 (b), 200 �7
although the response speed is improved, the vibration
generated is larger and the accuracy is reduced. [ 150 /
250
C MP P )
� 100
____i:__? .;-': 1 � 3
(l_

Oscillations
200 around the -,-
MP P
50
� 150
I 10 15 Volt� M 25 30 35 40
100
Fig.3. rapidly changing irradiation
50
3 IMPROVEMENT ALGORITHM

10 15 20 25 Existing improved algorithm is mainly divided into


Voltage (V)
two kinds: the first is a variable step n; The second is
(a)Small fixed step adaptive step size. However, the essence of the two
size methods is the same. When the operating point is not near
250 MPP, a larger fixed step size is adopted to reduce the
corresponding time; but when the operating point moves
200
near MPP, a smaller step size is adopted to improve the
� 150 tracking accuracy. Details are as follows:
J 100
3.1 Improved Conventional P&O Algorithm

The existing improved classical P&O method of fixed


50
- --- i step size is essentially the P&O method of variable step size,
that is, when it is far away from MPP, it adopts a longer
10 15 20 25 30 35 4(
Voltage (V) stride length to improve the response speed; when the
(b)Large fixed step size operating point moves to MPP, it adopts a smaller step
Fig.2. Oscillations around the MPP length to reduce the oscillation of MPP point and improve
Thirdly, the possible error tracking radiation is rapidly the accuracy. As shown in Fig.4, a threshold is added or
changing the direction, as shown in figure 3, assuming that subtracted according to the voltage value ( Vmpp ) of MPP
the initial radiation of 400 W/m2 , if radiation rapidly under various radiation conditions near the MPP point. As a
changing to 1 000 W/m2 , the operating point moves from partition or boundary, small steps are adopted within the
point 2 to point 4, rather than the point 3, because the PV boundary and long strides are adopted outside the boundary.
panels generate new P - V curves due to radiation This improved method can reduce the oscillation at the
increases (curve transformation from 400 W/m2 to 1 000

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MPP point, improve the accuracy, and increase the tracking include meta-heuristic algorithm, machine learning
speed · algorithm, etc. Meta-heuristic algorithm is the
��������������������-,
250 MPP I
improvement of heuristic algorithm, is the combination of
v -5% v +5%
mpp I : ...
- mpp
random algorithm and local search algorithm product.
200
-... .

� Metaheuristic is an iterative generation process, through the


�150
intelligent combination of different concepts, this process


"- 100
realizes the exploration and development of search space
with heuristic algorithm. In this process, learning strategies
are used to acquire and grasp information in order to
50 effectively discover approximate optimal solutions.
In Refs. [ 1 5 , 1 6, 26, 28-32], meta-heuristic and P&O
o l...i!�
!!l �r=
5 ==�1�
0���
1 5��2�
0��2� 30-'---�3�5�__140
5_:_��
Voltage (V)
hybrid optimization methods were used to improve the

Fig.4. Position change of Vmpp depending of the irradiance level.


shortcomings of traditional P&O. In Ref. [ 1 5], parameter
tuning algorithms based on genetic algorithm (GA) and
In Ref. [23], the author divided the working area into cuckoo search (CS) were proposed to provide optimal
four regions by using the P&O of variable step size. In these controller parameters for P&O MPPT. This algorithm
four regions, the step size is different, and the step size overcomes the shortcoming of classical P&O multi-point
changes with the distance between the working area and tracking algorithm in atmospheric environment changing
MPP. [24] Adaptive P&O is adopted, which uses current rapidly, such as oscillation near the maximum power point,
disturbance to replace voltage disturbance and improves slow convergence speed, etc., and has strong robustness to
tracking performance. The adaptive P&O method has a rapidly changing sunlight, which proves that this algorithm
faster tracking speed and low power, voltage and current has the ability to track MPP in atmospheric environment
curve oscillation during steady-state. changing randomly and rapidly.
In Refs. [25-27] all introduce boundary threshold. In Ref. [26] proposed a new MPPT algorithm by
Given a boundary, when the operation point moves to the combining P&O algorithm and Fuzzy Logic Control C FLC )
boundary, the boundary can be used to prevent the algorithm. The algorithm takes advantage of the simple
operation point from moving away from MPP. In Ref. [25] properties of P&O and FLC, and reduces the computational
proposed a method to reduce the steady-state oscillation complexity without affecting the high performance. The
and the probability of tracking direction loss. Under various author verified the optimal performance of the adaptive
radiation conditions, the voltage value of MPP point is P&O-Fuzzy MPPT algorithm through the steady-state and
added or reduced by 5% as the boundary, so that the dynamic simulation results, and realized the high MPP ratio
operating point oscillates around MPP all the time without with low oscillation and overshoot, which is conducive to
wrong direction tracking. The modified mode retains the the operation with high stability. Significant differences
traditional P&O structure, but adopts a unique technique of were observed at low irradiance and could be treated by this
dynamically changing the disturbance size. The key to the algorithm. In Ref. [29] proposed BAT optimization P&O.
success of the algorithm is that it can accurately detect the In Ref. [ 1 6] proposed genetic algorithm-PID-P&O joint
occurrence of oscillation and introduce a boundary optimization MPPT. In Ref. [ 3 1 ] proposed gray Wolf
condition to prevent it from deviating from MPP algorithm optimization P&O. In Ref. [30] proposed
uncontrollably. fireworks method optimization P&O. In Ref. [32] used
In Ref. [2], a dual-mode MPPT algorithm was adopted, artificial swarm hybrid P&O optimization. In Ref. [28] used
which improved the first and third disadvantages of the Q-Modified Krill shrimp Swarm algorithm (Q-MKH)
above traditional P&O technologies. The improved method optimization model parameters. These methods are all to
adopts mode 1 , namely traditional P&O algorithm, when find the optimal duty ratio through iteration through
the solar radiation is constant or changes slowly. When the meta-heuristic algorithm, and to get the best step size by
solar radiation changes rapidly, mode 2 is adopted and adjusting duty ratio. These methods can effectively
variable step size is adopted to track MPP. The two modes improve tracking speed and reduce oscillation.
are compared with a reference threshold by comparing the In Refs. [ 17, 1 8, 2 1 ] are all literature on hybrid
derivative value. When the derivative value is less than the optimization method of machine learning and P&O.
threshold value, mode 1 is adopted; when the derivative Among them, In Ref. [ 1 8] uses the adaptive disturbance
value is greater than the threshold value, it indicates that in observation method and the gradient ascent method to
the rapidly changing radiation environment, mode 2 is constantly update the duty ratio, that is, to add a momentum
selected for tracking. term propagating in a similar direction to the disturbance to
3.2 Hybrid algorithm improve the performance of the disturbance observation
method. This improved method has a faster response to
In essence, the hybrid algorithm is an adaptive MPP and less oscillation to MPP. The author's optimization
algorithm, which mainly refers to the combination of algorithm is,

11D(n) D(n) - D(n-1)


searching for the optimal solution through continuous
iteration and the traditional P&O algorithm, so that the new =
(1)

11D (n J al1Dcn-1) + f(n)


algorithm can automatically adjust the step size to optimize (2)
=
the shortcomings of the traditional P&O and improve the
conversion efficiency of MPP. Common iterative methods

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In the formula, D (n J is duty ratio, 'n' is momentum 3.3 Shortcomings of the Improvement Algorithm
parameter, and f(n) is disturbance in traditional P&O Compared with the classical algorithm, the improved
algorithm. The author regards the above equation (2) as algorithm has some improvements in tracking accuracy and
difference equation and solves the equation tracking speed, but the improved algorithm also has
n
ilD(n) L�=O a -tf (t) (3) disadvantages, which are summarized as follows:
=
Disadvantages of the classical optimization algorithm:
Equation (3) above indicates an exponential weighted sum
during current disturbance, when 0 < D(n) < 1 , the latest
although additional hardware is not required, the program
design needs to be changed in order to achieve additional
time instantaneous term 'n' has a higher weight. functions, which makes the requirements for hardware
In Ref. [ 1 7] will learning automata (LA) and the increased.
technology of P&O hybrid method. LA will find out the The disadvantages of the hybrid algorithm are more
optimal duty ratio in various environmental conditions obvious. Firstly, it needs DSP or FPGA to assist in the
(temperature T, radiation G) through the learning process. optimization, which directly increases the complex both in
The author proposes that the disturbance voltage of the hardware and designing implementation, and at the same
method is changed according to the increase or decrease of time increases the hardware cost significantly. Secondly,
the optimal duty ratio voltage to reach MPP with a small the hybrid algorithm also increases computational burden.
disturbance value. This technique divides the operation Finally, in order to improve the accuracy of some
division into 27 sub-regions, and gives the most duty ratio algorithms, a large number of data are needed for training.
of each region according to the radiation and temperature
table lookup. However, this method relies on table lookup, 4 COMPARISON AND ANALYSIS
is complicated, and requires a large amount of execution
This section makes a comparative analysis of the
time in DSP controller, resulting in relatively low response
above MPPT. In Tab. I, it compares the complexity,
speed and high-power consumption. In Ref. [ 2 1 ] used P&O
accuracy, convergence speed and tracking efficiency of the
mixed least square method and PID control to adjust
classical fixed-step P&O, improved and hybrid methods. In
self-tuning MPPT.
Tab.2, it compares and analyzes the merits and demerits of
Tab.2 merits and demerits of different P&O methods
Ref. MPPT technique merits demerits
fuzzy-P&O very quickly converges to MPP complex both in hardware and designing implementation
no oscillations at MPP under low irradiance precision is not so high
robust usually need a DSP
do not require the knowledge of the exact more complexity and cost
model
2 a dual-mode very quickly converges to MPP more complexity (rapidly changing environment used
P&O mode 2)
oscillations at MPP
3 P&O simple, robust, high efficiency oscillations around the MPP
wrong tracks under rapidly changing environment
7 improve P&O reduced oscillations at MPP complex both in hardware implementation and designing
improve tracking efficiency more complexity and cost
8 IC attains MPP accurately costlier than the P&O due to requirement of higher
higher efficiency and fast convergence sampling rate and speed control because of the complex
structure
differentiation process under low levels of insolation
becomes difficult and results are unsatisfactory
11 ACO improves convergence characteristics increase computational burden,
13 PSO reduced oscillations at MPP more complexity and cost
computed very rapidly need a DSP
15 GA-cuckoo-P&O robust complex both in hardware implementation and designing
higher efficiency and fast convergence more complexity and cost
need a DSP
16 GA-PID-P&O robust complex both in hardware implementation and designing
higher efficiency and fast convergence more complexity and cost
reduction of the ripple need a DSP
17 LA-P&O improved the tracking performance costlier
less oscillation around MPP for accurate training large data is required
18 dynamic faster response toward the MPP increase computational burden
response P&O smaller oscillations about MPP
22 three point reduced oscillations at MPP increase complexity
weighted quickly converges decrease in operating speed
28 8-modified krill limited oscillations increase computational burden
herd stable operation increase complexity
algorithm-P&O
29 BA reduced oscillations at MPP increase computational burden
improve tracking efficiency increase complexity
31 GWO-P&O faster response toward the MPP complex both in hardware implementation and designing
more complexity and cost
32 ABC-P&O enhanced working efficacy increase computational burden
greater performance and precision more complexity

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the PV system P&O maximum power point tracking [9] M. A. A. Mohd Zainuri, M. A. Mohd Radzi, and A.C.S.a.N.A.
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