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Original Article

Using Motivational Interviewing to Meet Core


Competencies in Psychiatric Resident Training

Sebastian Kaplan, Ph.D.


Harold Elliott, M.D.

Objective: The authors propose that motivational interviewing


(MI), a brief intervention designed to manage ambivalence re-
garding complex behavior change, is well suited for integration
M otivational interviewing (MI) is a technique with
the potential to be quite useful for training psychi-
atric residents. MI originated as a treatment approach for
into psychiatric residency training programs. alcohol addiction (1), but has since evolved into a brief,
evidence-based intervention for a range of psychiatric and
Methods: The authors provide a brief description of MI. In
medical conditions (2, 3). Due to the applicability of MI
addition, based on a review of the literature the authors explore
which core competencies the empirically validated, client-
across medical disciplines, there has been growing interest
centered, and directive method of MI would address. in the literature regarding training in MI at both the med-
ical student and resident levels. Recent articles describe
Results: The authors argue that psychiatric residency programs the development and evaluation of MI curricula for first-
can effectively address several core competencies through the and third-year medical students, with positive results
addition of MI training in their curricula, including Brief Psy- shown in self-reported comfort and familiarity for medical
chotherapy, Patient Care, and Interpersonal and Communica- students using MI techniques, and targeted areas for im-
tion Skills. provement in use of MI methods in patient-care (4, 5).
Residency programs have also begun to report on the
Conclusion: The implementation of MI training offers psychi- implementation of MI programs. Examples include a psy-
atric residency programs potential benefits in several key areas.
chiatric residency curriculum focused on patients with
However, the authors provide guidance for important research
dual diagnoses (6) and a pediatrics program designed to
questions to more confidently ascertain whether MI training for
psychiatric residents is worthwhile.
prepare residents to address patient smoking (7). Further-
more, Greenberg and colleagues (8) noted that by provid-
ing MI instruction in addiction training, they have found
Academic Psychiatry 2011; 35:46 –50
residents “becoming more hopeful and skillful in respon-
sibly engaging challenging patients.” The goal of our pa-
per is twofold: express our opinion that MI meets several
of the psychiatric residency core competencies and iden-
tify research goals needed to determine if training in MI
for psychiatric residents is worthwhile.

Overview of Motivational Interviewing

“MI is a client-centered, directive method for enhancing


Received March 25, 2009; revised August 11, 2009; accepted September intrinsic motivation to change by exploring and resolving
8, 2009. The authors are affiliated with the Department of Psychiatry and
Behavioral Medicine at Wake Forest University School of Medicine in
ambivalence” (9). Miller and Rollnick (10) describe four
Winston-Salem, North Carolina. Address correspondence to Sebastian general principles of MI: express empathy, develop dis-
Gabriel Kaplan, Wake Forest University School of Medicine, Psychiatry crepancy, roll with resistance, and support self-efficacy.
and Behavioral Medicine, Medical Center Blvd., Winston-Salem, NC
27157; sgkaplan@wfubmc.edu (e-mail). The first principle of expressing empathy relies on reflec-
Copyright © 2011 Academic Psychiatry tive listening techniques, consistent with the client-cen-

46 http://ap.psychiatryonline.org Academic Psychiatry, 35:1, January-February 2011


KAPLAN AND ELLIOTT

tered approach associated with the work of Carl Rogers. sizing a patient’s personal choice, provide residents with
Second, the goal of developing discrepancy is to help the structured methods for fostering a therapeutic alliance. In
patient elucidate a distinction between their current behav- addition, a review of MI found that one of its strengths is
ior or general condition and the patient’s goals and values. its utility with patients from diverse backgrounds (3). Fur-
The third principle of rolling with resistance is both a thermore, MI advocates for a collaborative physician-pa-
mindset and set of skills designed to manage resistance in tient relationship that recognizes the patient’s own exper-
a supportive and noncritical manner. Finally, the principle tise with their strengths and limitations.
of supporting self-efficacy emphasizes that the patient is
ultimately responsible for change. Fostering a belief that Empirically Based The Patient Care competency men-
the patient is capable can in effect lead to the very change tions the goal of conducting a “range of therapies using
that the patient is hoping for, while also relieving the standard accepted models that are evidence-based” (11)
burden of change from the clinician. (emphasis added). MI provides an evidence-based clinical
tool that has become widely used across medical disci-
Application of MI to Core Competencies plines. Within psychiatry, research regarding MI’s effi-
cacy in the management of addictions (12), co-occurring
In Core Competencies for Psychiatric Education: De- disorders (13), depression (14), and anxiety (15) is con-
fining, Teaching, and Assessing Resident Competencies, sistent with the goal established in the Patient Care com-
Andrews and Burruss (11) describe the requirements and petency of “standard accepted models.” Of particular
expectations for psychiatric residency programs based on value to psychiatric residents is the added effect of MI
Beresin et al.’s (11) psychiatric-specific competencies ap- when combined with other interventions (3). Since many
plied to the ACGME’s six general competencies. In addi- of today’s graduating psychiatric residents will likely uti-
tion, Andrews and Burruss describe the five models of lize psychopharmacological interventions as their primary
psychotherapy required of psychiatric residency programs. treatment approach, training in MI could afford residents a
We highlight how MI fits directly with several important tool that complements medication management.
areas described by Andrews and Burruss. Additionally, conditions such as HIV and diabetes have
shown positive patient outcomes when treatments incor-
Therapeutic Relationship Three of the psychiatry- porate elements of MI into the intervention strategy (16,
specific competencies emphasize a therapeutic relation- 17). Given the challenges associated with treatment for
ship with the patient. The Patient Care competency men- individuals with co-occurring mental illnesses and condi-
tions the “therapeutic interview,” while under Medical tions such as HIV and diabetes (18, 19), training in MI
Knowledge residents must “demonstrate knowledge of would provide residents with an approach that could help
psychosocial therapies including doctor-patient relation- with the overall management of the patient and not just
ship.” The competency most related to the therapeutic their psychiatric condition.
relationship is Interpersonal and Communication Skills,
which contains the following expectations of psychiatric Assessment of Competency Andrews and Burruss
residents: (11) frequently mention the importance of empirical eval-
uation of resident learning, rather than using general im-
• “Develop and maintain therapeutic relationships with
pressions of resident competence. The Motivational Inter-
culturally diverse patients”
viewing Treatment Integrity Code (MITI) (20) is a scale
• “Gain an understanding of another’s position and rea-
that measures a practitioner’s application of MI in clinical
soning”
settings. It is a relatively simple measure to administer,
• “The wish to build collaboration”
typically requiring the review of a 20-minute session seg-
• “The desire to share information in a consultative
ment, which can consist of an audio- or videotape, as well
rather than dogmatic fashion” (11).
as live observation. The MITI generates five “global
Training in MI not only advocates for the development scores” that measure a clinician’s ability to conduct a
of a strong doctor-patient relationship, it provides specific session consistent with the “spirit of MI.” The MITI also
instruction on techniques a physician can employ to build utilizes “behavior counts” that assesses the frequency a
such a relationship. Skills such as simple, complex, and practitioner displays the following in-session behaviors:
summary reflections, as well as affirmations and empha- giving information, questions, reflections, MI-adherent be-

Academic Psychiatry, 35:1, January-February 2011 http://ap.psychiatryonline.org 47


USING MOTIVATIONAL INTERVIEWING IN TRAINING

havior, and MI-nonadherent behavior. The MITI provides chiatrists often work as partners with non-M.D. therapists,
a potentially useful method for residency programs to research that shows increased adherence with psychother-
meet the need for empirical evaluation of resident compe- apy and other nonpharmacological interventions following
tence in skills inherent to MI, as well as in the overall exposure to MI is relevant to our discussion. A random-
development of an effective psychiatrist. ized pilot study comparing an MI-based engagement ses-
sion plus interpersonal therapy for depression with a re-
Brief Psychotherapy Much of the empirical support ferral to a community mental health provider found
for MI is as a brief intervention for challenging behavior significantly higher percentages of attendance to first ses-
changes (3). One of the five psychotherapies that psychi- sion (96% compared with 36%) and treatment completion
atric residents must demonstrate competence in is brief (68% compared with 7%) for depressed economically dis-
psychotherapy. Andrews and Burrus (11) included several advantaged women in the experimental condition (22).
MI-consistent elements within the knowledge, skills, and One of many pathways for an individual to enter psycho-
attitudes components of brief psychotherapy, such as: therapy with a non-physician therapist is by referral from
their psychiatrist. Using an MI-adherent approach geared
• “Demonstrate understanding of the use of brief therapy
toward increasing likelihood of adherence to psychother-
in the overall treatment needs of the patient”
apy, as in the aforementioned engagement session study,
• “Establish and maintain a therapeutic alliance”
an MI-trained psychiatrist can be uniquely helpful in fa-
• “Establish and adhere to a focus”
cilitating a coordinated multidisciplinary treatment plan.
• “Utilize at least one well-defined model of brief ther-
Zerler (23) authored a compelling rationale for the ap-
apy”
plication of MI with suicidality. Although there has been
• “The resident will be empathic, respectful, curious,
no research examining the impact of MI on suicidality,
open, nonjudgmental, collaborative, and able to tolerate
Zerler provides an excellent description of the ethical chal-
ambiguity and display confidence in the efficacy of brief
lenges when working with this population and how the
therapy” (11).
collaborative nature of MI will naturally require more
Being a well-defined model that uses a focus of inter- directiveness from a clinician when questions of patient
vention and emphasizes elements of the doctor-patient safety arise. However, Zerler also emphasizes the need for
relationship, such as empathy, respect, and collaboration, balancing patient safety with continued support of auton-
MI seems well-suited to meeting the requirements of the omy, within the confines of professional and ethical guide-
brief psychotherapy core competencies. lines for managing a suicidal patient. Furthermore, Zerler
Several examples of MI-based interventions that are explains that MI can be “functionally integrated with crisis
relevant to today’s psychiatric resident exist in the litera- evaluation, which, in effect, allows crisis evaluation to
ture. Kemp and colleagues (21) conducted a randomized also comprise brief therapy” (p. 179).
controlled trial of compliance therapy, a method of in-
creasing medication adherence for patients with psychotic Discussion
disorders, based largely on MI. The authors report signif-
icant gains, following 4 – 6 sessions of compliance ther- The declining use of psychotherapy by psychiatrists is
apy, in attitudes toward treatment, insight, and compliance well documented (24). If psychiatry continues the transi-
with medication over an 18-month follow-up period after tion from a profession grounded in the use of long-term
discharge from an inpatient unit relative to nonspecific psychotherapy to one characterized by more brief patient
counseling. The authors also explain that booster sessions encounters consisting largely of medication-based inter-
were offered to both experimental and control groups at 3, ventions, teaching residents MI could meet training needs
6, and 12 months as part of routine follow-up services. (see Table 1). MI training would provide residents with an
With the average length of each compliance therapy ses- empirically based method consistent with the brief psy-
sion ranging from 20 – 60 minutes, it seems plausible that chotherapy core competency. Assessment of resident com-
MI-based interventions seeking to increase medication ad- petence in the use of MI with the Motivational Interview-
herence may fit the time constraints experienced by many ing Treatment Integrity Code also fulfills the requirement
practicing psychiatrists. that training programs utilize empirical methods of resi-
As mentioned previously, MI has shown particular util- dent assessment. Furthermore, the core principles of MI,
ity when combined with other treatments. Given that psy- namely expressing empathy, developing discrepancy, roll-

48 http://ap.psychiatryonline.org Academic Psychiatry, 35:1, January-February 2011


KAPLAN AND ELLIOTT

TABLE 1. Application of Motivational Interviewing to Psychiatry Core Competencies

Core Competency Motivational Interviewing Application


Patient Care ● Motivational interviewing is a standard accepted model in treating addictions,
co-occurring disorders, depression, and anxiety
● Has evidence-based efficacy in combining psychopharmacology and
psychotherapy
● Has demonstrated evidence of improved patient compliance
● Is an evidence-based clinical tool for managing psychiatric and non-
psychiatric illness
Medical Knowledge ● Can assess resident clinical competency using MITI
● Meets requirements of brief psychotherapy specific competency
Interpersonal and Communication Skills ● Provides instruction in utilizing simple, complex and summary reflections, as
well as affirmations
● Emphasizes personal choice and participation in care
● Has particular application to culturally diverse populations
● Promotes a collaborative relationship with patient
Systems-Based Practice ● Has demonstrated utility when combined with other treatments
● Has application in facilitating improved compliance with referral to non-MD
therapists and in coordinating multidisciplinary treatment teams

ing with resistance, and supporting self-efficacy, are con- MITI a useful measure of resident competence? With the
sistent with the core values of psychiatry as a profession. ACGME’s emphasis on improved training for residents to
Even if psychiatrists do not directly provide psychother- teach medical students, does training in MI afford psychi-
apy, they must learn concepts that facilitate effective re- atric residents the ability to teach medical students MI?
lationships with patients for whom they manage medica- Finally, does MI training lead to better patient care by
tions and in collaborating with non-M.D. therapists. psychiatric residents? It is our belief that with increased
The use of MI in psychiatry training programs may also research on the application of MI in psychiatric residency
enhance the contribution of psychiatric residents as teach- training programs, residents will benefit greatly from train-
ers throughout their respective medical institutions. In ing that prepares them for the realities of today’s profes-
2001–2002, the Committee on Graduate Education issued sional climate.
a revised version of Psychiatric Residents as Teachers: A
Practical Guide (25). In that guide, the committee notes At the time of submission, the authors reported no competing
that residents are responsible for an increasing part of interests.
medical student education. The guide also notes that past
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