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Political Parties and Voter Mobilization PHD THESIS
Political Parties and Voter Mobilization PHD THESIS
Stefanus Sampe
January 2015
Abstract
Democratisation and decentralisation in Indonesia have brought significant changes in local
politics, especially concerning elections. Since the enactment of Law 32/2004 on Local
Government, the local executive elections in Indonesia, which were previously done by the
local councils, have been carried out directly by the people. People have been given the
opportunity to exercise their right to determine their leaders at the local level. Likewise,
political parties have seized the opportunity to participate in local elections by recruiting
candidates and mobilising voters. The direct local government election has become a central
element in Indonesia’s decentralisation policy. Through the election, the local people are
encouraged to participate in choosing their leaders and passing judgment on government’s
performance. However, there is far less research and writing on local elections than on
national elections, both in Indonesia and in developing countries more generally. This thesis
aims to make a contribution to filling this gap in the literature on local election by in-depth
case study research on electoral mobilisation undertaken by political parties in the local
government elections in Indonesia.
The research examines in detail the ways in which political parties in an Indonesian city,
Manado, go about mobilising citizens to vote for their candidate and seeks different actors’
views on the effectiveness on the various mobilisation techniques. This research uses a
combination of qualitative and quantitative approaches to examine the 2010 local
government election in Manado City. These methods include in-depth interviewing of the
local leaders of political parties, the heads of campaign teams, the candidates, the personnel of
the local electoral organisations, the representatives of non-government organisations (NGOs)
which monitored the election, mass media personnel, and selected voters in the local
community. Local newspapers were also consulted to follow the mobilisation undertaken by
political parties in the Manado local election. In addition, direct observation had been done
during the 2010 local government election in Manado City. The main findings include a
diversity of opinion on the effectiveness of mobilisation strategies. Also, voters tend to choose
candidates on personal merits not party affiliation but parties are essential for mobilising
voters.
i
Acknowledgements
AD MAIOREM DEI GLORIAM. To the greater glory of God who has granted me His graces
to complete this work and blessed me by His endless love, mercy and power in all my life. To
Him I dedicate this work and give thanks.
This thesis has been successfully completed with the support of many people and
organisations whom I want to thank and appreciate in this note. First and foremost, I would
like to express my most sincere gratitude and greatest appreciation to Professor Mark Turner,
as my primary supervisor, for his continuous support, invaluable guidance, comments and
corrections as well as giving me valuable time for consultations to complete this thesis. He
patiently guided me to overcome many obstacles in doing and accomplishing this thesis. My
heartfelt gratitude is also headed to Dr Anthea McCarthy-Jones for her willingness to be my
second supervisor, and for her critical and constructive ideas, suggestions and challenges,
which all contributed significantly to make this thesis as it is now. My sincere gratitude also
goes to Lulu Respall-Turner for editing and proofreading this thesis to be better.
I also wish to thank the Indonesian Higher Education General Directorate (DITJEN DIKTI)
for the scholarship allowing me to continue my study in the doctoral degree in University of
Canberra; and to the Department of Public Administration, Faculty of Social and Political
Sciences, Sam Ratulangi University, for giving me permission to leave the task of teaching as
to study abroad.
I am really grateful for the greatest support and understanding of my beloved wife, Helen
Tambengie, SE.Ak, MSi; my beloved sons, Farrell Athanasius Sampe, and Darrell Ignasius
Sampe. My immeasurable gratitude and grateful appreciations also go to my father, Matheus
Ka’ka Sampe, BA, who knew I would continue my doctoral degree study but never knew that
I have finished it; my mother, Juliana Mokorimban, who looks forward the completion of my
study with her continous prayers; my sister, Yacintha Sampe, SSos; my brothers and brother-
in-law, Yohanes Sampe, SH, Paulus Sampe, SP and Stevi Tamon; and my sweet niece, Prita.
My thankfulness is also given to all my extended family members for their support and
prayers especially to my parents in law, my sisters in law Shirley and Doris, my nephews,
Aldi and Ivan. Their supports made it easy for me to work and study. Finally, I am thankful to
all friends in Canberra with whom I have spent time together to enjoy the academic and social
life.
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Tables of Contents
Abstract ....................................................................................................................................... i
Form B Certificate of Authorship…………………………………………………..…………iii
Acknowledgements .................................................................................................................... v
Tables of Contents .................................................................................................................... vii
List of Tables ........................................................................................................................... xiii
List of Figures ........................................................................................................................ xvii
List of Abbreviations ............................................................................................................... xix
List of Appendix.................................................................................................................... xxiii
Chapter One: Introduction...................................................................................................... 1
Introduction .................................................................................................................... 1
Objectives of the research ............................................................................................ 10
Research questions ....................................................................................................... 11
Scope of the research.................................................................................................... 11
Significance of the study .............................................................................................. 12
Structure of the research ............................................................................................... 12
Chapter Two: Definitions, Functions and Types of Political Parties: A Literature
Review ..................................................................................................................................... 15
Introduction .................................................................................................................. 15
The Origins of Political Parties .................................................................................... 15
Defining Political Party ................................................................................................ 19
Roles of Political Parties .............................................................................................. 25
Legitimacy ........................................................................................................ 26
Recruitment ...................................................................................................... 28
Coalitions ......................................................................................................... 32
Upward Pressure .............................................................................................. 33
Political Socialisation ....................................................................................... 34
Public Policy .................................................................................................... 35
Political Stability .............................................................................................. 36
A Typology of Political Parties .................................................................................... 37
Elite-Based Parties ........................................................................................... 39
Mass-Based Parties .......................................................................................... 40
Ethnicity-Based Parties .................................................................................... 41
Electoralist Parties ............................................................................................ 42
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Movement Parties ............................................................................................. 45
Voter Mobilisation ....................................................................................................... 46
Candidates and Campaign Teams .................................................................... 50
Money Politics.................................................................................................. 52
The Veto Player ............................................................................................................ 54
Towards an Analytical Framework .............................................................................. 55
Chapter Three: Research Methodology ............................................................................... 57
Introduction .................................................................................................................. 57
Case Study Approach ................................................................................................... 57
Methodologies in this Research ................................................................................... 62
The Qualitative Methodology .......................................................................... 63
The Quantitative Methodology ........................................................................ 66
Data Requirements ....................................................................................................... 67
The Respondents .......................................................................................................... 67
Data Analysis ............................................................................................................... 72
Chapter Four: The Development of Political Parties in Indonesia .................................... 75
Introduction .................................................................................................................. 75
Indonesia’s Country Context ........................................................................................ 75
Socioeconomic Context.................................................................................... 75
Government ...................................................................................................... 78
The History of Political Parties in Indonesia ............................................................... 80
Phase 1: Colonial Period – the emergence of political parties in Indonesia .... 80
Phase 2: Soekarno Era – the multiplication of political parties ....................... 83
Phase 3: Soeharto’s Era – strict authoritarian control over a restricted
number of parties .............................................................................................. 85
Phase 4: The Reformation Era – multiparty democratic system ...................... 87
The Local Executive Election ...................................................................................... 92
Manado City ................................................................................................................. 96
Geography of Manado City .............................................................................. 96
History of Manado City.................................................................................... 96
Manado City’s Socioeconomic Profile ............................................................ 98
The Government of Manado City .................................................................. 102
Political Parties in Manado City..................................................................... 105
The 2010 Local Government Election in Manado City ................................. 105
Conclusion .................................................................................................................. 111
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Chapter Five: Party Organisation and Autonomy at the Local Level: Findings
from Party Personnel ........................................................................................................... 113
Introduction ................................................................................................................ 113
The Key Political Party Leaders................................................................................. 113
The Interview Data ..................................................................................................... 115
The Organisation of the Political Parties........................................................ 115
The Size of Party Organisation ...................................................................... 118
Roles and Responsibilities in Parties’ Organisations ..................................... 120
Member Recruitment...................................................................................... 123
Parties’ Activities ........................................................................................... 126
Candidate Recruitment ................................................................................... 129
Autonomy of Political Parties at the Local Level .......................................... 134
Party’s Sources of Finance ............................................................................. 137
Summary .................................................................................................................... 141
Chapter Six: Voter Mobilisation in the Local Government Elections: Findings from
Party Personnel .................................................................................................................... 143
Introduction ................................................................................................................ 143
The Party Personnel ................................................................................................... 143
The Interview Data ..................................................................................................... 147
Qualities of Candidates .................................................................................. 147
Policy Programs ............................................................................................. 150
Party Allegiances............................................................................................ 153
Lack of Commitment ..................................................................................... 155
Personalities of Candidates ............................................................................ 156
Family............................................................................................................. 158
Ideology .......................................................................................................... 159
Religion .......................................................................................................... 161
The Sources of Voting Advice ....................................................................... 163
Summary .................................................................................................................... 166
Chapter Seven: Voter Mobilisation in the Local Government Elections: Findings
from Non-party Personnel ................................................................................................... 169
Introduction ................................................................................................................ 169
The Non-party Personnel ........................................................................................... 169
Presentations and Analyses of the Interview Data ..................................................... 172
Qualities Needed to Win the Local Government Election ............................. 172
Policy Programs ............................................................................................. 177
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Party Allegiances............................................................................................ 180
Lack of Commitment to Political Parties ....................................................... 183
Personalities of Candidates ............................................................................ 185
Family............................................................................................................. 186
Ideology .......................................................................................................... 188
Religion .......................................................................................................... 191
The Sources of Voting Advice ....................................................................... 193
Summary .................................................................................................................... 196
Chapter Eight: Voter Mobilisation in the Local Government Elections: Findings
from a Survey of Voters ....................................................................................................... 197
Introduction ................................................................................................................ 197
Characteristics of the Respondents ............................................................................ 197
The Survey Data ......................................................................................................... 199
Supporting the Party that Nominates the Candidate ...................................... 200
Programs of Candidates ................................................................................. 200
Family Relationship ....................................................................................... 201
Friend of the Candidate .................................................................................. 202
Religion .......................................................................................................... 203
Ethnicity or Residential Area ......................................................................... 203
Having a Friend in the Candidate’s Campaign Team .................................... 204
Gifts from the Candidate ................................................................................ 205
Promises by the Candidate ............................................................................. 205
Being Visited by the Candidate ...................................................................... 206
Meeting the Candidate in Public Places ......................................................... 207
The Candidates’ Speeches .............................................................................. 208
Personalities of Candidates ............................................................................ 209
The Candidate’s Experience and Ability to Lead .......................................... 209
Campaign Paraphernalia ................................................................................ 210
Asked by the Candidate’s Campaign Team ................................................... 211
Television ....................................................................................................... 212
Newspapers .................................................................................................... 213
Radio .............................................................................................................. 213
Persuasive Campaigns of Candidates ............................................................. 214
Close to the Community................................................................................. 215
Other Reasons ................................................................................................ 216
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Summary .................................................................................................................... 217
Chapter Nine: Analysis ........................................................................................................ 219
Introduction ................................................................................................................ 219
Party Organisation at the Local Level ........................................................................ 221
The Roles of Political Parties ..................................................................................... 226
Legitimacy ...................................................................................................... 226
Recruitment .................................................................................................... 227
Coalitions ....................................................................................................... 228
Upward Pressure ............................................................................................ 229
Political Socialisation ..................................................................................... 230
Public Policy .................................................................................................. 231
Political Stability ............................................................................................ 232
Voter Mobilisation in the Local Government Election .............................................. 233
The Qualities Needed by the Candidates to Win the Local Government
Election........................................................................................................... 233
The Factors Influencing the People’s Voting Decisions in the Local
Government Election...................................................................................... 235
The Influence of Political Parties in Mobilising Voters in the Local
Government Election...................................................................................... 241
Party Autonomy ......................................................................................................... 243
Conclusion .................................................................................................................. 244
Chapter Ten: Summary and Conclusion ........................................................................... 247
Bibliography ........................................................................................................................... 255
Appendices ............................................................................................................................. 269
xi
List of Tables
Table 1.1 Number of political parties in each national election in Indonesia ......................... 5
Table 1.2 Schedule of local elections in Indonesia in 2005 and 2006 .................................... 7
Tabel 2.2 Techniques of voter mobilisation used by political parties and candidates in
Indonesia ............................................................................................................... 49
Table 3.1 The political parties which had seats in the city legislative council in
Manado 2009-2014................................................................................................ 69
Table 4.1 The result of the first Indonesian general election, 1955 ...................................... 84
Table 4.2 Local political parties in the 1955 general election ............................................... 85
Table 4.3 Corruption cases against heads of local government in 2012 ............................... 92
Table 4.4 Candidates, nominating parties and results of the 2010 local government
elections in Manado City…………………………………………………….. 107
Table 4.5 Result of repeat voting, 12 October 2010, the local government election in
Manado City…………………………………………………………………. 108
Table 5.1 Profile of the local political party leaders interviewed in Manado City about
the 2010 local government election..................................................................... 115
Table 5.2 Interviewees' view on how the political parties were organised at the time of
the 2010 local government election in Manado City .......................................... 118
Table 5.3 Interviewees' views on the adequacy of party organisation for the 2010 local
government election in Manado City .................................................................. 120
Table 5.5 Political party leaders' answers on how their parties recruited new members
for the 2010 local government election in Manado City ..................................... 124
Table 5.6 Activities that the political parties carried out at the local level in Manado
City during the 2010 local government election campaign ................................. 128
Table 5.7 The ways political parties recruited their candidates in the 2010 local
government election in Manado City .................................................................. 133
Table 5.8 The local party leaders' opinions on whether the candidate recruitment was
open for all candidates in the 2010 local government election ........................... 133
xiii
Table 5.9 Responsibilities transferred by the central to local party offices for the 2010
local government election in Manado City ......................................................... 137
Table 5.10 Interviewees' sources of political parties' finance in Manado City ..................... 141
Table 6.1 Profile of the political party leaders, heads of campaign teams and the
candidates ............................................................................................................ 145
Table 6.2 Party leaders and heads of campaign teams' views on qualities needed to
win the local government election....................................................................... 148
Table 6.3 Candidates' views on qualities needed to win the local government election ..... 149
Table 6.4 Respondents' perceptions on the importance of policy programs in the local
government election ............................................................................................ 152
Table 6.5 Respondents' perceptions of the party allegiances of voters in the local
government election ............................................................................................ 155
Table 6.8 Respondents' perceptions on family in the local government election ............... 159
Table 7.1 Profile of the people who were involved but not competing in the local
government election ............................................................................................ 171
Table 7.2 Local electoral organisation personnel's views on qualities needed to win the
local government election ................................................................................... 174
Table 7.3 Journalists and independent observers' views on qualities needed to win the
local government elections .................................................................................. 175
Table 7.4 Respondents' perceptions on the significance of policy programs in the local
government election ............................................................................................ 180
Table 7.9 Interviewees' perceptions on the influence of party ideology in the local
government election ............................................................................................ 190
Table 8.2 Supported the party nominating the candidate .................................................... 200
Table 8.4 Had a family relationship with the candidate ...................................................... 202
Table 8.7 Same ethnicity or residential area as the candidate ............................................. 204
Table 8.8 Had friend on the campaign team of the candidate ............................................. 204
Table 8.11 Be visited and asked by the candidate to vote for him/her .................................. 207
Table 8.12 Met the candidate in a public place and was asked to vote for him/her .............. 208
Table 8.15 The candidate had good experience and ability to lead the community ............. 210
Table 8.16 The candidate had a lot of campaign equipment ................................................. 211
Table 8.17 Asked by the campaign team to vote for the candidate ....................................... 212
xv
Table 8.20 Heard the candidate on radio ............................................................................... 214
Table 8.22 The candidate was very close to the community ................................................. 215
Table 9.1 Respondents' views on the qualities needed by the candidates to win the
local government election ................................................................................... 234
Table 9.2 Respondents' views on factors affecting the local government election ............. 236
Table 9.3 Voters' views on factors affecting the local government election (in valid
percent) ................................................................................................................ 240
xvi
List of Figures
Figure 4.1 Indonesia annual real GDP growth (in percent, 1996-2012)................................. 77
Figure 4.2 Manado annual economic growth compared to the national and provincial
economic growths (in percent, 2008-2011) ........................................................... 99
Figure 4.3 The structure of economy of Manado City in 2011 ............................................ 100
Figure 4.4 Sources of income for the Manado City government in 2011 ............................ 101
Figure 4.5 The types of expenditures of Manado City government in 2011 ........................ 102
xvii
List of Abbreviations
xix
GOLKAR – Golongan Karya
HANURA – Hati Nurani Rakyat
HDI – Human Development Index
HJP – Hanny Joost Pajouw
HM – Harley Mangindaan
ICW – Indonesia Corruption Watch
IMF – The International Monetary Fund
IPKI – Ikatan Pendukung Kemerdekaan Indonesia
ISDV – Indische Sociaal-Democratische Vereeniging
KANU – The Kenya African National Union
KEMENDAGRI – Kementerian Dalam Negeri
KINO – Kelompok Induk Organisasi
KKN – Korupsi Kolusi Nepotisme
KMT – Kuomintang
KORPRI – Korps Pegawai Republik Indonesia
KOSGORO – Kesatuan Organisasi Serba Guna Gotong Royong
KPK – Komisi Pemberantasan Korupsi
KPU – Komisi Pemilihan Umum
KPUD – Komisi Pemilihan Umum Daerah
KY – Komisi Yudisial
LPRP – Lao People’s Revolutionary Party
MA – Mahkamah Agung
MASYUMI – Majelis Syuro Muslimin Indonesia
MIAI – Majelis Islam Ala Indonesia
MID – Movimiento de Integracion y Desarrollo
MK – Mahkamah Konstitusi
MKGR – Musyawarah Kekeluargaan Gotong Royong
MPR – Majelis Permusyawaratan Rakyat
MPRS – Majelis Permusyawaratan Rakyat Sementara
MRTK – Movimiento Revolucionario Tupac Katari
MURBA – Musyawarah Rakyat Banyak
NASDEM – Nasional Demokrat
NDP – National Democratic Party
NGOs – Non-Government Organisations
NPD – Nationaldemokratische Partei Deutschlands
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NPN – The National Party of Nigeria
NU – Nahdlatul Ulama
ORMAS HANKAM – Organisasi Massa Pertahanan dan Keamanan
PAD – Pendapatan Asli Daerah
PAN – Partai Amanat Nasional
PANWASLU – Panitia Pengawas Pemilihan Umum
PAP – People’s Action Party
PARINDRA – Partai Indonesia Raya
PARKINDO – Partai Kristen Indonesia
PARMUSI – Partai Muslimin Indonesia
PARTINDO – Partai Indonesia
PBI – Partai Buruh Indonesia
PBN – Partai Buruh Nasional
PD – Partai Demokrat
PDI – Partai Demokrasi Indonesia
PDI-P – Partai Demokrasi Indonesian - Perjuangan
PDK – Partai Demokrasi Kebangsaan
PDS – Partai Damai Sejahtera
PERMAI – Persatuan Rakyat Marhaen Indonesia
PERTI – Persatuan Tarbiyah Islamiyah
PII – Partai Islam Indonesia
PK – Partai Keadilan
PKB – Partai Kebangkitan Bangsa
PKH – Perserikatan Komunis di Hindia
PKI – Partai Komunis Indonesia
PKP – Partai Keadilan dan Persatuan
PKPI – Partai Keadilan dan Persatuan Indonesia
PKPB – Partai Karya Peduli Bangsa
PKRI – Partai Katolik Republik Indonesia
PKS – Partai Keadilan Sejahtera
PL – Partido Libetador
PLC – Partido Liberal Constitucionalista
PMKGR – Partai Musyawarah Kekeluargaan Gotong Royong
PNI – Partai Nasional Indonesia
PP – Peraturan Pemerintah
xxi
PPI – Partai Pekerja Indonesia
PPIB – Partai Perjuangan Indonesia Baru
PPKI – Panitia Persiapan Kemerdekaan Indonesia
PPN – Parti Progressiste Nigerien
PPNUI – Partai Persatuan Nahdlatul Umah Indonesia
PPP – Partai Persatuan Pembangunan
PPPKI – Permufakatan Perhimpunan-Perhimpunan Politik Kebangsaan Indonesia
PR – Partido Republicano
PRD – Partai Rakjat Djelata
PRI – Institutional Revolutionary Party
PRS – Partai Rakyat Sosialis
PSD – Partido Social Democratico
PSI – Partai Sarekat Islam
PSI – Partai Sosialis Indonesia
PSII – Partai Sarekat Islam Indonesia
PSP – Partai Solidaritas Pekerja
PTB – Partido Trabalhista Brasileiro
PUDI – Partai Uni Demokrasi Indonesia
PUTERA – Pusat Tenaga Rakyat
RSS – Rashtriya Swayamsevak Sangh
SBY – Soesilo Bambang Yudhoyono
SEKBER – Sekretariat Bersama
SI – Sarekat Islam
SOKSI – Sentral Organisasi Karyawan Swadiri Indonesia
SPSS – Statistical Package for the Social Sciences
UCR – Union Civica Radical
UDN – Uniao Democratica Nacional
UMNO – The United Malays National Organization
UNDP – United Nations Development Programme
UNESCAP – United Nations Economic and Social Commission for Asia and the Pacific
UNIP – The United National Independence Party
UNTAC – The United Nations Transitional Authority in Cambodia
UUD 1945 – Undang-Undang Dasar 1945
VL – Vicky Lumentut
WHC – World Heritage Centre
xxii
List of Appendix
xxiii