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INVITED REVIEW

Physiotherapy for Patients on Awake Extracorporeal


Membrane Oxygenation: A Systematic Review
Massimiliano Polastri1*, Antonino Loforte2, Andrea Dell’Amore3 & Stefano Nava4
1
Medical Department of Continuity of Care and Disability, Physical Medicine and Rehabilitation, University Hospital S.Orsola-Malpighi,
Bologna, Italy
2
Department of Cardiac-Thoracic and Vascular Diseases, Cardiac Surgery and Transplantation, University Hospital S.Orsola-Malpighi,
Bologna, Italy
3
Department of Cardiac-Thoracic and Vascular Diseases, Thoracic Surgery and Transplantation, University Hospital S.Orsola-Malpighi,
Bologna, Italy
4
Department of Specialistic-Diagnostic and Experimental Medicine (DIMES), Respiratory and Critical Care Unit, S.Orsola-Malpighi Hospital,
University of Bologna, Bologna, Italy

Abstract
Background and purpose. Extracorporeal membrane oxygenation (ECMO) is used as temporary life support in
subjects with potentially reversible respiratory/cardiac failure. The principal purpose of this review was to assess the
characteristics and potential advantages of physiotherapeutic interventions in subjects on awake ECMO support.
Methods. Seven databases were interrogated: we searched titles, abstracts and keywords using the Medical Subject Head-
ings terms ‘extracorporeal membrane oxygenation’ and ‘rehabilitation’ linked with the Boolean operator ‘AND’. Results
and conclusion. In total, 216 citations were retrieved. Nine citations satisfied our inclusion criteria and were subjected to
full-text analysis. The numbers of patients enrolled in the included studies (most of which were case series) were low
(n = 52). We found no prospective studies or randomized controlled trials. Overall, subjects on awake ECMO usually
received a combination of passive and active physiotherapy, and most achieved an acceptable degree of autonomy after
treatment. Emerging research in the field affords preliminary evidence supporting the safety of early mobilization and
ambulation in patients on awake veno-venous ECMO support. Copyright © 2015 John Wiley & Sons, Ltd.

Received 3 December 2014; Revised 30 April 2015; Accepted 24 May 2015

Keywords
extracorporeal membrane oxygenation; intensive care units; lung transplantation; physical therapy modalities; walking

*Correspondence
Massimiliano Polastri, Medical Department of Continuity of Care and Disability, Physical Medicine and Rehabilitation, University Hospital S.
Orsola-Malpighi, Via G. Massarenti 9, Bologna 40138, Italy.
Email: gbptap1@gmail.com

Published online in Wiley Online Library (wileyonlinelibrary.com) DOI: 10.1002/pri.1644

Introduction results, particularly in patients awaiting lung transplan-


Extracorporeal membrane oxygenation (ECMO) is tation (Diaz-Guzman et al., 2013) and those with se-
used as temporary life support in patients with poten- vere acute respiratory failure refractory to the usual
tial reversible respiratory/cardiac failure (Brown, therapeutic measures (i.e. mechanical ventilation)
2014). ECMO systems have improved since their devel- (Australia and New Zealand Extracorporeal Membrane
opment in the 1950s and have yielded encouraging Oxygenation Influenza Investigators et al., 2009).

Physiother. Res. Int. (2015) © 2015 John Wiley & Sons, Ltd.
Physiotherapy and Awake ECMO M. Polastri et al.

While patients are on awake ECMO, they may re- cannulation (Table 1) can be adopted for both VA
ceive physiotherapy during periods spent either and VV ECMO installation and running (Garcia
waiting for surgical procedures or while bedridden. et al., 2010; Lafçi et al., 2014; Loforte et al., 2014).
The inherent risks of ECMO include bleeding and in- ECMO patients are usually forced to take bed rest;
fections (Blum et al., 2013); thus, the technique is used immobility and (sometimes) sedation are also indi-
only in patients whose conditions are life-threatening cated. When such constraints endure for a long time,
(Brown, 2014). Over the last decade, the possibility associated sequelae (both physical and respiratory
of keeping patients awake while on ECMO, and even complications) may further prolong hospitalization
allowing physical activity (i.e. walking), has attracted and increase the need for additional health-care. The
increasing interest, because external support of organ possibility of physical activity while on awake ECMO
function may co-exist with bodily mobility: if in one was confirmed by Garcia et al. (2010): improved gas ex-
hand, mobilization would be desirable, in the other, change was reported after physical exercise and walking
it is not always recommended (Thiagarajan et al., in a subject awaiting lung transplantation who was on
2012). VV ECMO support. Furthermore, awake ECMO was
The ECMO system consists of a closed extracorpo- applied recently in a cohort of patients affected by
real circuit, which, after proper oxygenation and tem- bronchiolitis obliterans syndrome and used as a bridge
perature modulation, pumps and returns the blood to to re-transplantation (Lang et al., 2014).
the arterial or venous system via various vessel options The main purpose of this review was to assess the
according to the clinical scenario to deal with. ECMO potential advantages and safety of physiotherapeutic
support can be used as a temporary bridge to organ interventions in subjects (adults and children) on VV
function recovery, bridge to candidacy, bridge to trans- ECMO support.
plantation, and bridge-to-bridge for severely ill patients
with refractory cardiogenic shock and/or respiratory
failure. There are two types of ECMO: veno-arterial
Materials and methods
(VA) and veno-venous (VV). In VA ECMO, blood is
drained from the venous system and pumped to the ar- We searched seven databases: 1) The US National Library
terial. VV ECMO facilitates lung function and gas of Medicine (PubMed); 2) Scopus; 3) EMBASE; 4)
exchanges, removing venous blood and then re- Agency for Healthcare Research and Quality; 5) Latin-
pumping it inside the venous system. Several types of American and Caribbean Center on Health Sciences

Table 1. Specific types of extracorporeal membrane oxygenation support

Cannulation Venous blood drainage Arterial blood return Mode of insertion Flow direction Mode

Peripheral CFV (RA) CFA Surgical or percutaneous Retrograde VA


or hybrid
Peripheral CFV (RA) Axillary artery Surgical Antegrade VA
Peripheral RIJV (SVC) CFA or axillary artery Surgical or percutaneous Retrograde or VA
or hybrid antegrade
CFV (IVC)
Peripheral RIJV or CFV RCCA Surgical Antegrade VA (paediatric)
Peripheral CFV - IVC RIJV - SVC Percutaneous — Two-site VV
Peripheral RIJV (dual lumen RIJV (dual lumen Percutaneous — One-site VV
cannula) cannula)
Peripheral CFV (IVC) CFA + RIJV (SVC) Percutaneous Retrograde VAV
Central RA AAo Surgical Antegrade VA
Central RA PAr Surgical — VV
Central RA + LA AAo Surgical Antegrade VA

RA = right atrium; CFV = common femoral vein; CFA = common femoral artery; SVC = superior vena cava; IVC = inferior vena cava; RIJV = right
internal jugular vein; RCCA = right common carotid artery; LA = left atrium; AAo = ascending aorta; PAr = main pulmonary artery; VA = veno-
arterial; VV = veno-venous; VAV = veno-arterialvenous.

Physiother. Res. Int. (2015) © 2015 John Wiley & Sons, Ltd.
M. Polastri et al. Physiotherapy and Awake ECMO

Information; 6) Physiotherapy Evidence Database; 2013; Abrams et al., 2014; Turner et al., 2014; Zebuhr
and 7) Scientific Electronic Library Online. et al., 2014).

Search strategy Studies included


We searched titles, abstracts and keywords using the We found 216 relevant citations in three of the seven
Medical Subject Headings terms ‘extracorporeal databases (PubMed = 60, Scopus = 60 and
membrane oxygenation’ and ‘rehabilitation’ linked EMBASE = 96). Eleven citations met our inclusion
with the Boolean operator ‘AND’. This allowed us to criteria and were subjected to full-text analysis. As
obtain the maximal number of citations without overly shown in Figure 1, nine studies were included in our fi-
restricting a search that was already confined to a very nal revision. All included citations (Garcia et al., 2010;
selective topic. Garcia et al., 2011; Turner et al., 2011; Hayes et al.,
In fact, the use of additional keywords including 2013; Rahimi et al., 2013; Redher et al., 2013; Abrams
‘mobilization’, ‘physical therapy’, ‘physiotherapy’, et al., 2014; Turner et al., 2014; Zebuhr et al., 2014) de-
‘ambulatory’ and ‘awake’ did not return extra citations, scribed physiotherapeutic procedures performed in
confirming the validity of our search. acute care settings, including exercise and postural
Where possible, additional search filters were used to changes (Table 3).
separate citations by publication date (January 2010 to No prospective study or randomized controlled trial
November 2014) and language (English, French and was retrieved; three of the nine studies (33%) were of a
Italian). retrospective cohort design, and the remainder were
case reports or case series (67%). No case series
included more than three subjects, and the largest
Inclusion and exclusion criteria study included 35 subjects.
A study had to describe the physiotherapeutic activities In our analysis, we included adults and children;
of subjects on awake VV ECMO in intensive care treatment modalities did not differ since, while on
settings for inclusion. Subjects > or =18 years of age awake ECMO, patients achieved in-bed movements,
were classified as adults and those younger as children. sitting and/or ambulation in both populations.
Editorials, opinion pieces, conference proceedings
and citations that did not describe physiotherapeutic
Physiotherapeutic intervention
interventions in subjects on awake VV ECMO were
excluded. All data were processed using Microsoft Physiotherapy was commenced as soon as possible
Excel© (Microsoft Corporation, Redmond, WA, USA). (within 2–5 days) in almost all patients, and this was
clear in all studies (Turner et al., 2011; Rahimi et al.,
2013; Redher et al., 2013; Abrams et al., 2014). Mobili-
Results
zation (passive and active movements and postural
The overall patient population initially considered in changes), in-bed positioning (either sitting or upright)
this review consisted of 54 patients receiving and ambulation were the most commonly used
physiotherapy while on ECMO. One patient was fea- physiotherapeutic interventions in subjects undergoing
tured in two different studies (Garcia et al., 2010; awake ECMO (Table 3).
Garcia et al., 2011) and was thus considered to be only
one case, rather than two. Another patient was
excluded because he did not receive physiotherapy
Discussion
while on ECMO (Rahimi et al., 2013). The characteris- To the best of our knowledge, this is the first review ex-
tics of the final 52 patients are shown in Table 2. In ploring the characteristics and potential advantages of
almost half of the patients (n = 25, 48%), ECMO physiotherapeutic interventions in subjects (adults
implantation was followed by tracheostomy to expedite and children) on VV ECMO support. We sought to ob-
weaning from sedation and mechanical ventilation and tain an overview of the physical activities appropriate
to facilitate vocal communication (Garcia et al., 2011; for such patients, as exemplified in the existing
Turner et al., 2011; Hayes et al., 2013; Redher et al., literature.

Physiother. Res. Int. (2015) © 2015 John Wiley & Sons, Ltd.
Physiotherapy and Awake ECMO M. Polastri et al.

Table 2. Characteristics of patients (n = 52)

Diagnosis at
Ambulating while the time of APACHE II* APACHE III*
n, (%) Mean age (yrs) on ECMO n, (%) PT sessions (n)* ECMO initiation (n) (mean score) (mean score)

Adults 47, (90) 42.8 - - - - -


Pediatrics 5, (10) 13.8 - - - - -
Female 32, (62) - - - - - -
Male 20, (38) - - - - - -
BTLT 33, (63) 29.6 20, (61) 11.4 CF = 18, ILD = 7, - -
COPD = 3, IPF = 3,
PF = 1, PAH = 1
BTR 19, (37) 45.1 6, (24) 11.3 ARDS = 11, COPD = 4, - -
PAH = 4
24.3±7.8 73.7±27.5

ECMO = extracorporeal membrane oxygenation; PT = physiotherapy; APACHE = Acute Physiology and Chronic Health Evaluation* (data are
obtained from the studies where available); BTLT = bridge to lung transplantation; BTR = bridge to recovery; CF = cystic fibrosis; ILD = interstitial
lung disease; COPD = chronic obstructive lung disease; IPF = interstitial pulmonary fibrosis; PF = pulmonary fibrosis; PAH = pulmonary arterial
hypertension; ARDS = acute respiratory distress syndrome.

Safety issues
Participation in active physical therapy while on
ECMO is a viable option, but co-operation between
all professionals involved is necessary to guarantee
safety and therapy suitability in all such patients
(Rahimi et al., 2013). Cannulae dislocation is a major
risk factor in patients mobilized while on ECMO;
ambulation was facilitated in patients with jugular
cannulation by placing dual-lumen catheters. Although
ambulation in patients with femoral venous ECMO
cannulae is considered a high-risk intervention, in the
study by Abrams et al. (2014), the authors described
their experience in achieving standing or ambulation
in two patients.
Physical therapy has been shown to be both safe and
feasible in intensive care unit (ICU) survivors and in
those with respiratory failure (Bailey et al., 2007;
Schweickert and Kress, 2011). However, in-bed posi-
tioning and mobilization must be implemented with
caution to avoid cannulae displacement in ECMO pa-
Figure 1. Flowchart tients. Strictly speaking, passive movement is often the
first physiotherapeutic step in ICU patients, in efforts
The rehabilitation needs of individuals undergoing to maintain joint mobility, prevent muscular contrac-
ECMO have become better understood over the past ture, maintain the extensibility of soft tissues and gener-
decade. The limited numbers of subjects in each of ally preserve function (Wiles and Stiller, 2010; Stockley
the studies that we evaluated confirmed that our topic et al., 2012).
was very specialized. Only one study included a rela- Many authors agree that mobilization and manage-
tively high number of patients, emphasizing the ment of subjects undergoing ECMO should be
increase in attention paid to awake ECMO procedures performed by a multidisciplinary team featuring an anes-
and associated physiotherapeutic interventions thesiologist, surgeon, perfusionist, physiotherapist, nurse,
(Abrams et al., 2014). respiratory therapist and intensive care physicians

Physiother. Res. Int. (2015) © 2015 John Wiley & Sons, Ltd.
M. Polastri et al. Physiotherapy and Awake ECMO

Table 3. Summary of physiotherapeutic activities

Authors (year) Study design Duration of ECMO Physiotherapeutic intervention


(number of subjects) (days)

Turner et al. (2014) Case report (1) 51 Sitting in a chair position in bed and ambulation (12 m)
Zebuhr et al. (2014) Case report (1) 49§ Passive physical therapy to active rehabilitation programme
Abrams et al. (2014) Retrospective cohort (35) BTLT = 18.7* In-bed active-assisted range of motion, maintaining sitting
BTR = 9.1* in bed and sitting at the edge of the bed, standing and
ambulation (18 subjects had walked a median distance of
53 m). Two subjects walked a mean distance of 670 m
Hayes et al. 2013 Case report (1) 21 Active rehabilitation
Redher et al. (2013) Retrospective cohort (5) 8.6* Four patients walked (among them, two subjects walked
213 and 396 m, respectively). The mean walked distance at
discharge was 780 m. One patients received resistance
exercises and was sitting at the edge of the bed
Rahimi et al. (2013) Case series (2) 8* Supine therapeutic exercises, active in-bed cycling and
sitting at the edge of the bed with assistance
Turner et al. (2011) Case series (3) 9.7* Strengthening exercises, increasing mobilization, march in
place and ambulation (one subject walked 213 m)
Garcia et al. (2011) Retrospective cohort (3) 20* Active rehabilitation and ambulation
Garcia et al. (2010) Case report (1) — Ambulation
§
days on veno-venous ECMO (patient initially underwent veno-arterial ECMO for 28 days: overall ECMO duration 77 days).
*mean.
ECMO = extracorporeal membrane oxygenation; BTLT = bridge to lung transplantation; BTR = bridge to recovery.

(Turner et al., 2011; Thiagarajan et al., 2012; Rahimi et al., the evaluated studies (Turner et al., 2011; Rahimi
2013; Abrams et al., 2014; Zebuhr et al., 2014). et al., 2013; Abrams et al., 2014; Zebuhr et al., 2014).
A recent study described for the first time active reha-
bilitation in an 8-year-old boy on VV ECMO support
Respiratory therapy
for the recovery from acute respiratory distress
Transition from respiratory treatment to a syndrome (Zebuhr et al., 2014). However, when no
physiotherapeutic programme with greater focus on other type of exercise is possible, in-bed positioning
motor issues should be linked to progress in clinical serves as a preventative activity. In this regard, the abil-
status. The study by Fiddler and Williams (2000) em- ity to maintain a sitting position allows patients to per-
phasized the importance of respiratory therapy when ceive environmental characteristics and to make
proposed to treat or prevent pulmonary complications postural changes: sitting upright in the bed is a viable
in ECMO patients; in-bed positioning and postural option in order to facilitate patient’s activity (Hayes
exercises are vital components of such treatments, et al., 2013).
promoting lung ventilation and removal of secretions. Although it may be obvious, independent meal-
Furthermore, it has been found that chest physiotherapy taking is of great importance in patients undergoing
plays an important role in order to facilitate secretion awake ECMO. Oral feeding facilitates medication and
clearance and lung function for a patient while on hydration; body movements associated with eating are
ECMO (Cork et al., 2014). In a series of candidates rehabilitative per se in such patients.
awaiting lung transplantation, the post-transplantation
duration of ventilation and the postoperative ICU stay
Ambulation
were shorter in those undergoing rehabilitation while
on ECMO (Thiagarajan et al., 2012). From the included studies, ambulation was one of
the described activities (Garcia et al., 2010; Garcia
et al., 2011; Turner et al., 2011; Redher et al., 2013;
Movements
Abrams et al., 2014; Turner et al., 2014). The first
Both passive and active movements should be consid- study on this topic showed that ambulation and
ered in subjects on awake ECMO, which is clear from treadmill walking were feasible in an adult affected

Physiother. Res. Int. (2015) © 2015 John Wiley & Sons, Ltd.
Physiotherapy and Awake ECMO M. Polastri et al.

by respiratory failure (with severe chronic obstructive Some medical conditions, including haemorrhage,
pulmonary disease) who was on VV ECMO support unstable arrhythmia, severe thrombocytopenia, hemo-
(using a single dual-lumen catheter) as a bridge to dynamic instabilities requiring drugs at high doses
transplantation (Garcia et al., 2010). and hypoxemia resistant to extra oxygen support, are
Depending on a patient’s medical state, ambula- dangerous and prohibit the use of physiotherapeutic
tion—even if assisted—is a desirable goal in ICU; treatment (Abrams et al., 2014).
this involves the activation of many physical and Another interesting aspect of our evaluation was the
neurological functions. Indeed, contact with a sur- possibility to assess the motor performance of ambulat-
face transmits many proprioceptive signals to the ing subjects by calculating the distances walked (Turner
nervous system, and maintenance of the upright et al., 2011; Redher et al., 2013; Abrams et al., 2014;
position requires the active involvement of anti- Turner et al., 2014; ). This was performed in a cohort
gravity muscles. This positively affects cervical of critical patients undergoing pulmonary endarterec-
spine mobility, as prolonged supine positioning tomy, and it served as a simple, inexpensive and
may weaken the neck muscles, rendering it difficult reliable measure of outcomes in the immediate postop-
to hold the head up. In addition, one muscle group erative period (Polastri et al., 2013).
that benefits greatly from standing is the gluteus, In synthesis, from the included studies, it could be gath-
which maintains the pelvis in a horizontal position ered that potential advantages of awake and ambulatory
and permits hip extension when the body is ECMO are mainly related to motor and functional factors:
subjected to an axial load. Walking in the ICU, by means of ambulation, exercises, sitting, in-bed posi-
when this is both appropriate and feasible, is a tioning and other interventions, (Table 3) patients main-
rehabilitative challenge. tained and/or improved their autonomy while on ECMO.

Limitations Conclusion
The low number of patients enrolled and the nature of This review has emphasized the important roles played
the published studies (mostly case series) rendered by professionals in the treatment of awake patients on
meta-analysis impossible. The quality of the studies in- VV ECMO. High-level technical skills along with cer-
cluded could be considered a limitation due to their tain personal characteristics (willingness to work in a
non-experimental nature. In addition, with such a team, knowledge of ECMO systems and adherence to
small number of patients, one could argue that physio- safety protocols) are essential. Emerging research in
therapy for ambulatory ECMO is limited to a very the field affords preliminary evidence supporting the
restricted class of subjects and it cannot be generalized safety of early mobilization and ambulation in patients
into a wider context. In this regard, findings of our on awake VV ECMO support.
analysis are closely related to the nature of the research Awake ambulatory ECMO is an emerging topic. It
that is performed up to now: because no experimental seems that this practice, when feasible, yields optimal
studies have been found on the topic, we cannot affirm results in terms of prevention and treatment of
that physiotherapeutic treatment is feasible in all potential complications associated with prolonged
ECMO patients. Despite these limitations, the present in-bed immobility in critical patients.
review answered our question on appropriateness and
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