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IEzX std498-mo

(Revision of
ANSYIEEE Std 498-1985)

IEEE Standard Requirements for


the Calibration and Control of
Measuring and Test Equipment
Used in Nuclear Facilities

IEEE Power Engineering Society


Sponsored by the
Nuclear Power Engineering Committee

Ptblished by the Institute of Electtical and Electronics Engineem, Inc., 345East 47th Street, New York, NY 1W1Z USA.

IEEE Januaty 11. 1991 SH13888

-
r-- 1
"Std4981990
(Revision of
ANSIAEEE Std 498-1985)

IEEE Standard Requirements for the Calibration


and Control of Measuring and Test Equipment
Used in Nuclear Facilities

Sponsor

Nuclear Power Engineering Committee


ofthe
IEEX Power Engineering Society

Approved December 6,1990


IEEEstandardsBoard

Abstract: IEEE Std 498-1990, IEEE Standard Requirements for the Calibration and Control of
Measuring and Test Equipment Used in Nuclear Facilities, sets forth the requirements for a
calibration program t o control and verify the accuracy of measuring and test equipment used t o
ensure that safety systems of a nuclear facility are in conformance with prescribed technical
requirements and that data provided by testing, inspection, or maintenance are valid. These
requirements also cover modifications and those activities occurring during the operating phase
t h a t are comparable in nature and extent t o related activites occurring during the inital
construction of the facility.
Kevwords: Calibration. records. traceabilitv. M&TE.

ISBN 1-55937-082-3

Copyright 0 1991 by

The Institute of Electrical and Electronics Engineers, Inc.


345 East 47th Street,New York, NY 10017-2394, USA

No part of this publication may be reproduced in any form,


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without the prior written permisswn of the publisher,
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documents.
(This Foreword is not a part of IEEE Std 498-1990, IEEE Standard Requirements for the Calibration and Control of
Measuring and Test Equipment Used in Nuclear Facilities).

This standard sets forth the Quality Assurance requirements for the calibration and
control of measuring and test equipment used in the construction, operation, maintenance, and
modification of nuclear facilities. It is intended to be used in conjunction with ANSUASME NQA-
1-1989, Quality Assurance Program Requirements for Nuclear Facilities, and ANSIIASME NQA-
2-1989, Quality Assurance Requirements for Nuclear Power Plants, with respective addenda t o
and including ANSYASME NQA-la-1989 and ANSYASME NQA-2a-1989.
This standard originally was prepared by the Institute of Electrical and Electronics
Engineers (IEEE) in response to a request by the American National Standards Committee N45,
Reactor Plants and their Maintenance. The N45 committee was chartered to promote the
development of standards for the location, design, construction and maintenance of nuclear
reactors, and plants embodying nuclear reactors, including equipment, methods, and components
specifically for this purpose.
In October of 1972, the IEEE Nuclear Power Engineering Committee established
Subcommittee 8 (SC-8) t o develop standards on Quality Assurance. A working group (SC-8.1) from
this subcommittee was organized in April of 1973 to develop a standard t o provide supplementary
requirements for the calibration and control of measuring and test equipment used in the
construction and maintenance of nuclear power generating stations. This working group was
composed of representatives of key segments of the nuclear industry, including utilities, reactors
suppliers, construction contractors, component manufacturers, consultants, and the United States
Nuclear Regulatory Commission.
The standard was revised in 1985 to include applicability to Nuclear Facilities other than
Nuclear Power Generating Stations. Nuclear facilities include facilities for power generation,
spent fuel storage, waste storage, fuel processing, nuclear and radioactive materials processing,
and fuel fabrication.
During 1989 and 1990, the standard was revised t o clarify certain aspects of the
requirements and t o expand on applicable aspects of personnel training and qualification, control
of purchased calibration services, handling, shipping, and storage, and computer software
program verification. Significant consideration was given during the development of this revised
standard t o the possibility of reducing the 4:l greater accuracy ratio requirement when calibrating
reference standards against other reference standards. Article 17.1.12.7 and 17.2.12.1 of NUREG-
0800 “Standard Review Plan for the Review of Safety Analysis Reports for Nuclear Power Plants,
LWR Edition,” dated June 1987, grants relief in allowing reference standards t o be calibrated
against standards of “greater accuracy.” The 4:1 greater accuracy requirement for standards that
calibrate M&TE was not relieved in NUREG-0800. The working group consensus was that such
an across the board relaxing of the accuracy requirements for calibration of reference standards
would not serve the best interest of the industry and was, therefore, not incorporated into IEEE 498-
1990.

At the time this standards was approved, the Subcommittee 8.3 , Quality Assurance
Working Group, had the following membership:

S . T.Crumbo, Chairman
W.Belke J. D. Lamont C. B. Patton
R. B. Hubbard J. L. Lesnick W.K. Peterson
J. T. Martin
At the time the IEEE Nuclear Power Engineering Committee balloted and approved this
standard, i t had the following membership:

S. K. Aggarwal L. W. Gaussa M. Pai


R. E. Allen L. C. Gonzalez J. R. Penland
J. T. Bauer L. C. Gradin W. K. Peterson
F. D. Baxter B. P. Grim C. A. Petrizzo
W. W. Bowers A. R. Hall N. S.Porter
D. F. Brosnan R. E. Hall W. S. Raughley
N. M Burstein G. K. Henry E. W. Rhoads
S.P. Carfagno S.Kasturi A. R. Roby
R. C. Carmth J. T. Keiper W.G. Schwartz
G. L. Doman D. C. Lamken A. F. Sleva
E. F. Dowling J. D. Lamont P. B. Stevens
R. E. Dulaski A. Marion P. Szabados
R. Fleming R. B. Miller L. D. Test
J. R. Fragola B. Nemroff J. E. Thomas
J. M. Gallagher J. T. Ullo
W. C. Gangloff F. J. Volpe

When the IEEE Standards Board approved this standard on December 6, 1990, i t had the
following membership:

Marco W. Migliaro, Chairman James M. Daly, Vice Chairman


Andrew G. Salem, Secretary
Dennis Bodson Kenneth D. Hendrix Lawrence V. McCall
Paul L. Borrill John W. Horch L. Bruce McClung
Fletcher J. Buckley Joseph L. Koep!inger* Donald T. Michael*
Allen L. Clapp Irving Kolodny Stig Nilsson
Stephen R. Dillon Michael A. Lawler Roy T. Oishi
Donald C. Fleckenstein Donald J. Loughry Gary S.Robinson
J a y Forster* John E. May, Jr. Terrance R. Whittemore
Thomas L. Hannan Donald W. Zipse

*Member Emeritus
contents
SECTION PAGE

1. Introduction ................................................................................................. 7
1.1Scope ..................................................................................................... 7
1.2 Applicability. ........................................................................................... 7
1.3 Responsibility .......................................................................................... 7

2. References .................................................................................................. 8

3. Definitions .................................................................................................. 8

4 . General Requirements .................................................................................... 8


4.1 Equipment Identification ........................................................................... 9
4.2 Calibration Procedures .............................................................................. 9
4.3 Records ................................................................................................ 9

5. Elements of Control ........................................................................................ 9


5.1 Adequacy of Reference Standards ............................................................... 9
5.2 Qualification and Training of Personnel ....................................................... 10
5.3 Control of Purchased Calibration Services ....................................................... 10
5.4 Handling, Shipping and Storage.................................................................. 10
5.5 Environmental Controls ........................................................................... 10
5.6 Precalibration Check ............................................................................... 10
5.7 Intervals of C a l i b r a t i o n ........................................................................... 10
5.8 Traceability .......................................................................................... 11
5.9 Labeling .............................................................................................. 11
5.10 N on c on f o r m a n ce ................................................................................... 11
5.11 Verification of Computer Software Programs .................................................. 11

6. Audits ....................................................................................................... 11

7 . Document Control ......................................................................................... 11

FIGURES

Fig 1
Accuracy Relationship Between Standards ................................................................ 9
IEEE Standard Requirements for the Calibration
and Control of Measuring and Test Equipment
Used in Nuclear Facilities

1.Introduction the requirements given in those documents


in lieu of those found in ANWASME NQA-1
[ 2 ] and ANSYASME NQA-2 [31.
1.1 Scope. This Standard sets forth the
requirements for a calibration program t o 1.2 Applicability. The requirements of this
control and verify the accuracy of measuring standard apply t o the measuring and test
and test equipment used to ensure that safety equipment used during the installation,
systems [511 of a nuclear facility are in con- inspection, test, calibration, and main-
formance with prescribed technical tenance activities performed for a nuclear
requirements and that data provided by test- facility. Measuring and test equipment does
ing, inspection, or maintenance are valid. not include that used for preliminary checks
These requirements also cover modifi- where data obtained will not be used to deter-
cations and those activities occurring during mine acceptability or be the basis for design
the operating phase that are comparable in or engineering evaluation. Calibration and
nature and extent to related activities occur- control measures may not be required for
ring during the initial construction of the rulers, tape measures, levels, and other such
facility. devices if commercial equipment provides
During the construction phase and when accuracy adequate t o meet specified re-
modifications are being performed, this quirements.
standard shall be used in conjunction with Selection of measuring and test equipment
the applicable portions of ANSYASME NQA- shall be controlled t o assure that such items
1-1989 [212and ANSYASME NQA-2-1989 [31 are of the proper type, range, accuracy, res-
with respective addenda t o and including olution, and tolerance t o accomplish the
ANWASME NQA-la-1989 and ANSYASME function of determining conformance t o
NQA-2a-1989 t o the extent specified by the specified requirements.
organization invoking t h i s s t a n d a r d . The extent t o which the individual
During the operations phase this standard requirements of this standard apply will
shall be used with the applicable portions of depend upon the nature and scope of the work
ANSYANS 3.2-1988 [l13. t o be performed and the importance of the
Owners who are committed to ANWASME item or service involved.
N45.2-1977, Quality Assurance Program The requirements of this standard are
Requirements for Nuclear Facilities, and the intended to be applied t o measuring and test
appropriate ANWASME N45.2 series of equipment used on safety systems; however,
daughter standards4 may continue t o follow they may also be applied t o measuring and
test equipment used on nonsafety-related
'The numbers in brackets correspond to those of the systems and equipment.
references in Section 2.
2ANSYASME publications are available from the
Sales Department, American National Standards 1.3 Responsibility. I t is the responsibility of
Institute, 1430 Broadway, New York, NY 10018,U.S.A, or the organization invoking this standard t o
the American Society of Mechanical Engineers, Order provide for the establishment and execution
Department, 22 Law Drive, Box 2300,Fairfield N J 07007-
2300, U.S.A. of an appropriate calibration program for the
3ANSUANS publications are available from t h e facility consistent with the provisions of this
American National Standards Institute, 1430 Broadway, standard. The work of establishing practices
New York, NY 10018, U.S.A., or the American Nuclear
Society, 5 5 5 North Kensington P a r k Ave.,LaGrange and procedures and providing the resources
Park, IL 60525, U.S.A. in terms of personnel, equipment, and ser-
4Users should be advised that the standards in the vices t o implement the requirements of this
ANWASME N45.2 series have been withdrawn.

7
IEEE IEEE STANDARD REQUIREMENTS FOR THE CALIBRATION AND CONTROL
493-1990

standard may be delegated t o other organi- approved supplier. A supplier whose Quality
zations. Such delegation shall be docu- Assurance (QA) system has been evaluated
mented. In any case, the organization invok- and found to meet the owner‘s QA require-
ing this standard shall retain responsibility ments for the item or service t o be purchased.
for overall program effectiveness. [41

calibration. A comparison of items of mea-


2.Ref-nces suring and test equipment with reference
standards or with items of measuring and
This standard shall be used in conjunction test equipment of equal or closer tolerance t o
with the following publications. The revi- detect and quantify inaccuracies and to
sions of these standards are not mandatory report or eliminate those inaccuracies. [41
until it has been incorporated as part of this
standard. measuring and test equipment (M& “E).
Devices o r systems used t o calibrate, mea-
[ll ANSI/ANS 3.2-1988, Administrative sure, gage, test, or inspect in order t o control
Controls and Quality Assurance for the or t o acquire data t o verify conformance t o
Operational Phase of Nuclear Power Plants. specified requirements. C41

121 ANSI/ASME NQA-1-1989, Quality precision. The degree of mutual agreement


Assurance Program Requirements for between repeated independent measurements
Nuclear Facilities (with addenda t o and in- of a single quantity under specified condi-
cluding NQA-1a-1989). tions.

C31 ANSUASME NQA-2-1989 Quality reference standards. Standards (that is,


Assurance Requirements for Nuclear primary, secondary and working standards,
Facility Plants (with addenda t o and includ- where appropriate) used in a calibration pro-
ing NQA-2a-1989). gram. These standards establish the basic
accuracy limits for that program. [41
141 IEEE Std 100-1988, IEEE Standard
Dictionary of Electrical and Electronics resolution. The quality of an instrument
Terms scale or readout being exactly or sharply
defined or stated.
[51 IEEE Std 603-1980, IEEE Standard
Criteria for Safety Systems for Nuclear safety systems. Those systems that are relied
Power Generating Stations (ANSI). upon t o remain functional during and
following design basis events t o ensure (i)
the integrity of the reactor coolant pressure
3.Delinitions boundary, (ii) the capability to shut down the
reactor and maintain it in a safe shutdown
The following definitions are provided t o condition, o r (iii) the capability to prevent or
assure a uniform understanding of selected mitigate the consequences of accidents that
terms a s they are used in this standard. could result in potential off-site exposures
comparable to the lOCFR Part 100 guidelines.
accuracy. A measure of the degree by which
the actual output of a device approximates the tolerance. The allowable deviation from a
output of an ideal device nominally perform- specified or true value. 141
ing the same function. [41

4. General Requirements
~-
A documented program shall be estab-
IEEE publications are available from the Institute of
Electrical and Electronics Engineers, Service Center, lished, implemented, and maintained for the
445 Hoes Lane, Piscataway, NJ 08855-1331, U S A . calibration and control of measuring and

8
OF MEASURING AND TEST EQUIPMENT USED IN NUCLEAR FACILITIES IEEE
49&1990

test equipment and reference standards. I t 4.2 Calibration Procedures. Documented


shall be designed t o determine and assure the procedures for calibrating measuring and
accuracy of measuring and test equipment test equipment and reference standards shall
and reference standards and shall provide be used. Procedures such as published stan-
for the prompt detection of inaccuracies and dard practices, written instructions t h a t
for timely and effective corrective action. accompany purchased equipment, o r other
This documented program shall include, as acceptable instructions may be used.
a minimum, the following general require- Calibration procedures shall include the
ments: following minimum basic information:

4.1 Equipment Identification. A list of Identity of the item to be calibrated


measuring and test equipment, and refer- Calibration equipment and reference
ence standards, (and their assigned loca- standards t o be used
tions when necessary), shall be prepared t o Checks, tests, measurements, precision,
specifically identify those items within the and acceptable tolerances
calibration program. Sequence of operations
Special instructions when necessary
--
Records. Records shall be maintained for
each individual piece of equipment t o show
that established schedules and procedures for
NlST ACCURACY IS FOURTIMS
GREATER THAN ACCURACY OF
the calibration of measuring and test
PRIMARY STANDARD equipment and reference standards have
been followed. The records shall contain a
PRIMARY
history of calibration, history of usage, and
STANDARD other means of control showing calibration
interval, date of last calibration, when next
I calibration is due, conformance or noncon-
PRIMARY STANDARD ACCURACY
IS FOUR TIMES GREATER ThAN REFERENCE formance t o required tolerances prior to and
ACCURACY OF (OR CALIBRATION)
STANDARDS
following any required adjustments, and
SECONDARY STANDARDS
any limitations on use.
Records for each calibrated device shall
identify the equipment t o which it applies, the
procedure or instruction followed in perform-
ing the calibration, the calibration data, the
SECONDARY STANDARD ACCURACY
identity of the standard used, the identity of
IS FOURTIMES GREATER
THAN ACCURACY OF
the person performing the calibration, and
WORKING STANDARDS the calibration date.

5. Elements of control
The documented program shall include, as
M 8 T E SHALL BE
CALIBRATED BY AREFERENCE a minimum, t h e elements of control
STANDARDWITH MIhIMUM 4 1
GREATER ACCURACY RATIO
described in the following subsections:
5.1 Adequacy of Reference Standards.
Reference standards used for calibrating
measuring and test equipment shall have
calibrated ranges, precisions and accuracies
Fig 1 such that the measuring and test equipment
Accuracy Relationship Between Standards and ultimately the facility equipment can be
calibrated and maintained within the re-
quired tolerances.

9
IEEE IEEE STANDARD REQUIREMENTS FOR THE CALIBRATION AND CONTROL
498-1990

In general, the inaccuracy of the reference and/or complexity of the calibration service
standards shall contribute no more than one being supplied.
fourth of the allowable measuring and test
equipment tolerance. T h a t is, reference 5.4 Handling, Shipping and Storage.
standards utilized to calibrate measuring Provisions shall be established t o delineate
and test equipment shall have a minimum the required methods for handling, shipping,
accuracy four times greater than the measur- and storage of measuring and test equipment
ing and test equipment being calibrated. The and reference standards such that their cali-
accuracy requirement is satisfied when the bration status and accuracy is not adversely
M&TE is calibrated by a reference standard affected.
with a minimum 4:l higher accuracy ratio,
and when that reference standard is trace- 5.5 Environmental Controls.Measuring and
able through a series of calibrations, using test equipment and reference standards shall
reference standards also of 4:l greater accu- be calibrated and stored in environments
racy, back t o the National Institute of that will not adversely affect their accuracy.
Standards and Technology (NIST) or other T h e o r g a n i z a t i o n e s t a b l i s h i n g en-
appropriate governing laboratory standard. vironmental controls shall consider design
This is depicted in Fig 1. requirements of the design organization or
If it is impractical t o maintain these manufacturer of the equipment.
accuracy ratios, the rationale for deviating Environmental factors t h a t shall be con-
from these requirements shall be justified, sidered include, but shall not be limited to,
documented, and authorized by responsible temperature, humidity, vibration, ac power
management. It should be noted that human regula t i on a n d conditioning, radio -
error is not included in the above accuracy frequency interference, electromagnetic
requirements. interference, background radiation, dust,
In the case of radioactive sources used in cleanliness, and fumes.
calibration, allowances shall be made for When inaccuracy of measuring and test
corrections of the half life of the source and equipment or reference standards cannot be
this shall be documented for each date the avoided due to environmental effects, com-
reference standard is used. pensating corrections shall be determined
and applied a s appropriate. These compen-
5.2 Q u a l i f i c a t i o n a n d Training o f sating corrections shall be based on industry,
Personnel. Personnel who calibrate mea- manufacturer, or design organization
suring and test equipment and reference approved compensating relationships, the
standards shall be qualified for the activities basis for which shall be documented and
they perform by education, previous experi- justified.
ence, and/or training and shall be cognizant The degree of consideration given t o the
of the requirements for control of measuring control of environmental parameters shall
and test equipment and reference standards. be justified and documented, and shall be
Minimum qualification criteria shall be commensurate with the sensitivity of the
established and shall be used in personnel measuring and test equipment and reference
selection considerations. Periodic training standards.
t o maintain adequate personnel qualifica-
tion levels shall be conducted. 5.6 Precalibration Check. Measuring and
test equipment and reference standards
5.3 C o n t r o l of Purchased C a l i b r a t i o n submitted for calibration shall be checked
Services. Measures shall be established to and the results recorded before any required
verify the acceptable "approved supplier" adjustments or repairs are made.
status of calibration service suppliers. This
shall be accomplished by audit, monitoring 5.7 Intervals of Calibration. The program
compliance with the Quality Assurance shall require that measuring and test equip-
Program, source surveillance evaluation of ment and reference standards be recalled for
technical capabilities, or by other docu- recalibration a t prescribed intervals t o verify
mented basis appropriate t o the importance the required accuracy. Such intervals may

10
OF MEASURING AND TEST EQUIPMENT USED IN NUCLEAR FACILITIES IEEE
4981990

be in calendar time or relate t o usage. damage, shall be identified as nonconform-


Interval selection should consider experi- ing and removed from service as appropriate
ence, inherent stability, purpose of use, and until such time as corrective measures have
accuracy required. Historical records that been taken. If any measuring or test equip-
contain sufficient experience data for eval- ment or reference standard is consistently
uating and adjusting calibration intervals found t o be out of calibration, it shall be
shall be maintained. repaired or replaced, the calibration interval
adjusted, or other corrective action taken.
5.8 T r a c e a b i l i t y . Measuring and test All equipment tested or calibrated by the
equipment shall be calibrated utilizing ref- nonconforming items since the last calibra-
erence standards whose calibration has a tion shall be identified and sufficient
known valid relationship t o nationally investigations performed t o either re-
recognized standards or accepted values of establish the acceptability of the equipment,
natural physical constants. If no national or t o confirm a nonconformance. The results
standard exists, the basis for calibration of such investigations shall be documented.
shall be documented. Corrective measures shall include notifica-
Reference standards used in the calibra- tion of affected parties when appropriate.
tion program shall be identified on
calibration data records and supported by 5.11 Verification of C o m p u t e r Software
certificates, reports, or data sheets attesting to Programs. Verification of computer software
the calibration date, calibration facility, en- programs utilized in performing computer
vironmental conditions, and data that shows controlled instrument calibrations shall be
conformance t o accuracy requirements. accomplished by independent computations
o r alternate verification methods. The
5.9 Labeling. Measuring and test equipment verification process and results shall be
shall be labeled t o indicate its calibration documented.
status. The label shall indicate when the
next calibration is due. When size or
functional characteristics of measuring and 6. Audits
test equipment o r reference standards
prevent the application of a label, an The calibration program, in its entirety, is
identifying code shall be applied t o reflect subject to audit in accordance with the re-
status. When neither labeling nor coding is quirements of t h e Quality Assurance
practical, the procedures shall provide for Program.
monitoring of records t o ensure control.
Measuring and test equipment whose use is to
be limited shall be identified and controlled; 7. Document control
examples include,a multi-scaled instrument
that may be acceptable on one or more scales
but limited on a specific scale or an instru- Equipment identification lists, procedures,
ment that is used for making preliminary calibration records, personnel qualification
checks only. reports, and nonconformance reports shall be
retained with other project records a s re-
5.10 Nonconformance. Measuring and test quired by codes, standards, specifications, or
equipment and reference standards found to project procedures.
be out of calibration or that have not been Collection, storage and maintenance of
properly maintained or calibrated, o r that these records shall be in accordance with the
have been lost or subjected t o possible Quality Assurance Program.

11
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