You are on page 1of 6

Intelligent Reflecting Surfaces at Terahertz Bands:

Channel Modeling and Analysis


2021 IEEE International Conference on Communications Workshops (ICC Workshops) | 978-1-7281-9441-7/20/$31.00 ©2021 IEEE | DOI: 10.1109/ICCWorkshops50388.2021.9473890

Konstantinos Dovelos∗ , Stylianos D. Assimonis† , Hien Quoc Ngo† , Boris Bellalta∗ , and Michail Matthaiou†

Department of Information and Communication Technologies, Universitat Pompeu Fabra (UPF), Barcelona, Spain

Institute of Electronics, Communications and Information Technology (ECIT), Queen’s University Belfast, Belfast, U.K.
Email: {konstantinos.dovelos, boris.bellalta}@upf.edu, {s.assimonis, hien.ngo, m.matthaiou}@qub.ac.uk

Abstract—An intelligent reflecting surface (IRS) at terahertz a path loss model for the sub-6 GHz band by invoking plate
(THz) bands is expected to have a massive number of reflecting el- scattering theory, but assuming a specific scattering plane;
ements to compensate for the severe propagation losses. However, hence, it is applicable only to special cases. The authors in [6]
as the IRS size grows, the conventional far-field assumption starts
becoming invalid and the spherical wavefront of the radiated extended the said path loss model to arbitrary incident angles
waves should be taken into account. In this work, we consider a and polarizations, but considered the far-field zone of the IRS.
spherical wave channel model and pursue a comprehensive study Recently, a stream of papers (e.g., [7], [8], and references
of IRS-aided multiple-input multiple-output (MIMO) in terms therein) proposed a path loss model that is applicable to near-
of power gain and energy efficiency (EE). Specifically, we first field, using the “cosq ” radiation pattern [9] for each IRS
analyze the power gain under beamfocusing and beamforming,
and show that the latter is suboptimal even for multiple meters element, which differs from the plate scattering-based model.
away from the IRS. To this end, we derive an approximate, Although there are still many critical questions about the
yet accurate, closed-form expression for the loss in the power operation of THz IRSs, there is a dearth of related literature.
gain under beamforming. Building on the derived model, we From related work, we distinguish [10], where the authors
next show that an IRS can significantly improve the EE of showed that the far-field beampattern of a holographic IRS
MIMO when it operates in the radiating near-field and performs
beamfocusing. Numerical results corroborate our analysis and can be well approximated by that of an ultra-dense IRS,
provide novel insights into the design and performance of IRS- and then proposed a channel estimation scheme for THz
assisted THz communication. massive multiple-input multiple-output (MIMO) aided by a
holographic IRS. However, due to the high propagation losses
I. I NTRODUCTION and the short wavelength, a THz IRS is expected to consist
Terahertz (THz) communication is widely deemed a key of a massive number of passive reflecting elements, resulting
enabler for future 6G wireless networks due to the abun- in a radiating near-field, i.e., Fresnel zone, of several meters.
dance of available spectrum at THz bands [1]. However, THz Additionally, to effectively overcome the path loss of the
wireless links are subject to severe propagation losses, which transmitter-IRS link, the transmitter will need to operate near
require transceivers with a massive number of antennas to the IRS, which is in sharp contrast to sub-6 GHz massive
compensate for these losses and extend the communication MIMO of macrocell deployments. In conclusion, a THz IRS
range [2]. On the other hand, unlike sub-6 GHz systems, the calls for a carefully tailored design that takes into account the
power consumption of THz radio-frequency (RF) circuitry is aforementioned particularities.
considerably high, which might undermine the deployment of This paper aims to shed light on these aspects, and study the
large antenna arrays in an energy efficient manner [3]. To over- channel modeling and performance of THz IRS. In particular:
come this problem, the novel concept of intelligent reflecting • We provide a near-field channel model for THz frequen-
surface (IRS) can be exploited to build transceivers with a cies. Our model is physically consistent, and takes into
relatively small number of antennas, which work along with account the size of the IRS elements in the path loss
an IRS to achieve high spectral efficiency with reduced power calculation, as well as in the spherical wavefront of the
consumption [4]. Thus, the performance analysis of IRS-aided radiated waves.
THz communication is of great research importance. • We show that a typical THz IRS is likely to operate
There is a large body of literature investigating the modeling in the Fresnel zone, where conventional beamforming
and performance of IRSs at sub-6 GHz and millimeter wave is suboptimal and hence can reduce the power gain.
bands. Most of them, though, treat the IRS element as a typical More importantly, we analytically evaluate that loss by
antenna that re-radiates the impinging wave, and leverage providing an approximate closed-form expression.
antenna theory to characterize the path loss of the IRS-aided • We compare IRS-aided MIMO with MIMO, and demon-
link. Furthermore, they assume far-field, where the spheri- strate the energy efficiency (EE) gains of the former
cal wavefront of the emitted waves degenerates to a plane architecture. More specifically, we determine the optimal
wavefront. Although these approaches are popular due to their number of IRS elements required to attain the same rate
simplicity, they might not capture the unique features of IRSs, as MIMO with reduced power consumption, and reveal
and especially at THz bands. To this direction, [5] introduced the EE scaling laws.

978-1-7281-9441-7/21/$31.00 ©2021 IEEE

Authorized licensed use limited to: POLO BIBLIOTECARIO DI INGEGNERIA. Downloaded on February 15,2023 at 14:55:55 UTC from IEEE Xplore. Restrictions apply.
x Let λ denote the carrier wavelength. Henceforth, we consider
IRS
Lx = Ly = λ/2 and d¯x = d¯y = 0 [8], [11].
The Tx and Rx are located in (Dt , θt , φt ) and (Dr , θr , φr ),
respectively, and hence their position vectors in Cartesian
pt coordinates are
pr
pn,m pt = (Dt cos φt sin θt , Dt sin φt sin θt , Dt cos θt ), (2)
pr = (Dr cos φr sin θr , Dr sin φr sin θr , Dr cos θr ), (3)
dx
where Dt and Dr are the distances measured from the (0,0)th
Lx IRS element, while φ and θ denote the azimuth and polar
y
angles, respectively. The baseband channel from the Tx to the
IRS is specified as ht = vec(Mt ), where Mt ∈ CNx ×Ny is
Ly dy
the auxiliary matrix with entries [12]
z
q t
[Mt ]n,m = PLtn,m e−jkDn,m . (4)
Fig. 1: Illustration of the IRS geometry considered in the channel model.
t
In (4), k = 2π λ is the wavenumber, PLn,m is the path loss
t
sin(N x/2)
between the Tx and the (n, m)th IRS element, and Dn,m ,
Notation: DN (x) = N sin(x/2) is the Dirichlet sinc function;
t
kpt − pn,m k is the respective distance, with D0,0 = Dt .
A is a matrix; a is a vector; [A]i,j is the (i, j)th entry of A; Similarly, we have hr = vec(Mr ), where Mr ∈ CNx ×Ny
AT and AH are the transpose and conjugate transpose of A, is the auxiliary matrix with entries
respectively, vec(A) is the column vector formed by stacking q r
the columns of A; and CN (µ, Σ) is a complex Gaussian [Mr ]n,m = PLrn,m e−jkDn,m , (5)
vector with mean µ and covariance matrix Σ.
where PLrn,m is the path loss between the Rx and the (n, m)th
II. S YSTEM M ODEL IRS element, and Dn,mr
, kpr − pn,m k, with D0,0 r
= Dr .
A. Signal Model Using (4) and (5), the received signal in (1) is recast as
Consider a THz IRS system where the transmitter (Tx) x −1 N
NX y −1
X t r
PLn,m e−jk(Dn,m +Dn,m ) ejϕn,m s + ñ, (6)
p
and receiver (Rx) have a single antenna each. The IRS is y=
placed in the xy-plane, and it consists of N = Nx × Ny n=0 m=0
passive reflecting elements. Each reflecting element is of size where PLn,m = PLtn,m PLrn,m denotes the overall path loss of
Lx × Ly , and the spacings between adjacent elements are the Tx-IRS-Rx link through the (n, m)th reflecting element.
d¯x and d¯y along the x and y directions, respectively. The Hence, the receive signal-to-noise ratio (SNR) is
reflection coefficient of the (n, m)th IRS element is ejϕn,m , 2
where ϕn,m ∈ [−π, π]. We next focus on the Tx-IRS-Rx link. Nx −1 Ny −1
Pt X X p t r
−jk(Dn,m +Dn,m ) jϕn,m

The baseband signal at the receiver is then written as SNR = 2 PLn,m e e .
σ n=0 m=0
y = hTr Φht s + ñ, (1) (7)
where Φ = diag(vec(Φ̃)) ∈ C N ×N
, with Φ̃ ∈ C Nx ×Ny
and In the sequel, we detail the path loss model for THz bands,
[Φ̃]n,m = ejϕn,m , is the IRS’s reflection matrix, hr ∈ CN ×1 is which relies on the plate scattering paradigm [13].
the channel from the Rx to the IRS, ht ∈ CN ×1 is the channel 2) Scattered Field by an IRS Element: We focus on an
from the Tx to the IRS, s ∼ CN (0, Pt ) is the transmitted arbitrary IRS element and omit the subscript “n, m” hereafter.
data symbol, Pt is the average power per data symbol, and The Tx and Rx are in the far-field of the individual element,
ñ ∼ CN (0, σ 2 ) is the additive noise. which implies that Dt , Dr > 2L2max /λ, where 2L2max /λ is
the Fraunhofer distance and Lmax = max(Lx , Ly ) is the
B. Channel Model maximum dimension of the element. Consequently, a plane
1) Spherical Wavefront: Unlike antenna arrays that are wavefront is assumed across the IRS element. For simplicity,
typically modeled as a collection of point radiators, an IRS we consider a transverse electric incident wave which is
comprises rectangular reflecting elements whose size cannot linearly polarized along the x-axis. The electric field (E-field)
be neglected. Assume that the center of the (0, 0)th IRS ele- of the incident plane wave is hence given by
ment is placed at the origin of the coordinate system, as shown
Ei = Ei e−jk(y sin θt −z cos θt ) ex , (8)
in Fig. 1. Across the (n, m)th IRS element, the reflection
coefficient ejϕn,m remains constant, and the phase difference where ex denotes the unit vector along the x-axis. Next,
between adjacent elements is measured from their centers. the scattered field Es at the receiver location (Dr , θr , φr )
Thus, the position vector of the (n, m)th IRS element is is determined using physical optics techniques, whereby the
pn,m = (ndx , mdy , 0), where dx , d¯x +Lx and dy , d¯y +Ly . IRS element is modeled as a perfectly conducting plate.

Authorized licensed use limited to: POLO BIBLIOTECARIO DI INGEGNERIA. Downloaded on February 15,2023 at 14:55:55 UTC from IEEE Xplore. Restrictions apply.
Fig. 2: Squared magnitude of the scattered field versus observation angle θr
for incident angle θt = 30◦ and scattering plane φr = 60◦ ; |Ei |2 = 1, Fig. 3: Path loss across an 100 × 100-element IRS; f = 300 GHz, κabs (f ) =
carrier frequency f = 300 GHz, and Dr = 4 meters. 0.0033 m−1 , Lx = Ly = λ/2, d¯x = d¯y = 0, Gt = Gr = 20 dBi,
pt = (0, −0.3, 0.6), Dt = 0.67 m, pr = (0, 1, 1), and Dr = 1.41 m.

Specifically, the squared magnitude of the scattered E-field1


is given by [13, Ch. 11] a Tx distance Dt = 0.67 m. This is because of the small
2 physical size of the IRS at THz bands. Hereafter, we will
|Ei |2

Lx Ly assume that PLn,m ≈ PL, where PL is calculated using Dt
2
kEs k = F (θt , φr , θr )sinc2 (X)sinc2 (Y )
λ Dr2 and Dr measured from the (0, 0)th IRS element.
(9)
2 TABLE I
2

Lx Ly |Ei | IRS WITH Lx = Ly = λ/2 AND d¯x = d¯y = 0 AT f = 300 GH Z .
≈ F (θt , φr , θr ), (10)
λ Dr2 Nx × Ny -elements Physical Size [m2 ] Fresnel Region [m]
80 × 80 0.039 × 0.039 [0.15, 3.2]
where F (θt , φr , θr ) , cos2 θt (cos2 θr cos2 φr +sin2 φr ), while 100 × 100 0.05 × 0.05 [0.22, 5]
πLy
X , πL λ sin θr cos φr and Y , λ (sin θr sin φr − sin θt ).
x

The approximation in (10) follows from sinc(X) ≈ 1 and III. P OWER G AIN OF IRS-A IDED TH Z S YSTEM
sinc(Y ) ≈ 1 for X ≈ 0 and Y ≈ 0, which holds for Lx ≤ λ A. Fresnel Region
and Ly ≤ λ. This is also verified in Fig. 2. It is worth stressing
The near-field of an IRS refers to distances that are
that each IRS element is expected to be of sub-wavelength size
smaller than the Fraunhofer distance DF , 2L2IRS /λ, where
in order to act as an isotropic scatterer [14].
LIRS , max Nx Lx + (Nx − 1)d¯x , Ny Ly + (Ny − 1)d¯y is

3) Path Loss: Recall that the relation between Pt and Ei
the maximum physical dimension of the IRS. In our work, we
is |Ei |2 /(2η) = Pt Gt /(4πDt2 ), where η is the free-space
focus on the radiating near-field, i.e., Fresnel region, which
impedance, and Gt is the transmit antenna gain [15]. Hence,
corresponds to distances D  λ satisfying [15]
the power density of the scattered field is q
kEs k2

Lx Ly
2
Pt Gt 0.62 L3IRS /λ < D ≤ 2L2IRS /λ. (14)
Ss = = F (θt , φr , θr ). (11)
2η λ 4πDt2 Dr2 From Table I, we verify the small physical size of THz IRS,
2
Considering the receive aperture Ar = Gr λ /(4π) yields the as well as its large Fresnel region. Consequently, it is very
receive power likely that the Tx and Rx are in the near-field of the IRS,
where the spherical wavefront of the impinging waves across
Gt Gr the IRS cannot be neglected.
Pr = Ss Ar = Pt (Lx Ly )2 F (θt , φr , θr ). (12)
(4πDt Dr )2
B. Near-Field Beamfocusing
Finally, taking into account the molecular absorption losses at
THz bands gives the path loss of the Tx-IRS-Rx link through Let us define the normalized power gain as
2
the (n, m)th element
P t r
Nx −1 PNy −1 −jk(Dn,m +Dn,m ) ejϕn,m
n=0 m=0 e
Gt Gr (Lx Ly )2 t r G, , (15)
PLn,m = F (θt , φr , θr )e−κabs (f )(Dn,m +Dn,m ) , Nx2 Ny2
t r
(4πDn,m Dn,m ) 2

(13) with G ∈ [0, 1]. The receive SNR in (7) is now written as

where κabs (f ) is the molecular absorption coefficient at the N 2 GPt PL


SNR ≈ . (16)
carrier frequency f . From Fig. 3, we see that PLn,m marginally σ2
changes across the IRS, even for 100 × 100 elements and The power gain is maximized by near-field beamfocusing.
Hence, the phase induced by the (n, m)th IRS element is
1 The IRS elements can alter the phase of the scattered wave. The reflection
t r

coefficient does not appear in the formula of kEs k2 since |ejϕn,m |2 = 1. ϕn,m = k Dn,m + Dn,m , (17)

Authorized licensed use limited to: POLO BIBLIOTECARIO DI INGEGNERIA. Downloaded on February 15,2023 at 14:55:55 UTC from IEEE Xplore. Restrictions apply.
(a) (b)

Fig. 4: (a) Normalized power gain vs. distance Dt for an 100 × 100-element IRS, where pt = (0.4, 0.4, z), 0.5 ≤ z ≤ 10, and 0.755 ≤ Dt ≤ 10.016 m.
(b) Normalized power gain vs. number of elements for an Nx × Ny -element IRS, where Nx = Ny , pt = (0.4, 0.4, 1), and Dt = 1.15 m. The other
parameters are f = 300 GHz, Lx = Ly = λ/2, and d¯x = d¯y = 0.

which yields G = 1 and SNR = N 2 Pt PL/σ 2 . As expected, O(dq /Dq ), q ≥ 3, which yields the (Fresnel) approximation
the SNR of an IRS-aided system grows quadratically with the of the Tx distance
number N of IRS elements [16]. Note, though, that the IRS (ndx )2 (1 − cos2 φt sin2 θt )
t
needs to know the exact locations of the Tx and Rx in order Dn,m ≈ Dt + − ndx cos φt sin θt
2Dt
to perform beamfocusing.
(mdy )2 (1 − sin2 φt sin2 θt )
+ − mdy sin φt sin θt .
C. Far-Field Beamforming 2Dt
(21)
In this section, we analyze the power gain under conven-
tional far-field beamforming, which relies on the parallel ray Using (19), (20) and (21), the normalized power gain in (15)
approximation. First, using basic algebra, we have that reduces to the expession (22) at the top of the last page. The
accuracy of the approximation of the Tx distance is depicted
(ndx )2

r 2 cos φr sin θr ndx in Fig. 4(a), and the validity of (22) is evaluated in Fig. 4(b).
Dn,m =Dr 1 + −
Dr2 Dr Note that the lower limit of the Fresnel zone of an 100 × 100-
(mdy ) 2
2 sin φr sin θr mdy
1/2 element IRS, with Lx = Ly = λ/2 and d¯x = d¯y = 0, is
+ − . (18) 0.22 meters according to Table I. Thus, the distances in the
Dr2 Dr
numerical experiments were chosen so that the Tx does not
In the far-field Dr  DF , the first-order Taylor expansion operate in the reactive near-field. As observed, beamforming
(1 + x)a ≈ 1 + ax can be applied to (18), while ignoring the can substantially decrease the power gain even for distances
quadratic terms (ndx )2 /Dr2 and (mdy )2 /Dr2 . This yields of several meters away from the IRS. This is because of
r the mismatch between (17) and (20). Moreover, from (22),
Dn,m ≈ Dr − ndx cos φr sin θr − mdy sin φr sin θr , (19)
we have the asymptotic result G → 0 as N → ∞. In
which corresponds to the plane wavefront model. conclusion, near-field beamfocusing should be used in most
cases of interest.
Remark 1. The far-field steering vector is defined as
a(φ, θ) , vec(M), where M ∈ CNx ×Ny is the matrix with IV. P ERFORMANCE OF IRS-A IDED TH Z S YSTEM
elements [M]n,m = ejk(nd

x cos φ sin θ+mdy sin φ sin θ)
. Thus, the A. Benchmark: MIMO System
channel vector is h = PLe−jkD a(φ, θ). Consider a MIMO system, where the Tx and Rx are
Let us now consider that the Rx is in the far-field of the IRS equipped with Nt and Nr antennas, respectively. For efficient
whilst the Tx is close to the IRS; in fact, this deployment yields hardware implementation, hybrid array architectures are as-
the maximum SNR, compared to placing the IRS somewhere sumed at both ends. The path loss of the direct channel, i.e.,
in between [17]. If the IRS employs beamforming based on line-of-sight (LoS), is given by
the angular information (φt , θt ) and (φr , θr ), i.e., Gt Gr λ2 −κabs (f )Dd
PLMIMO = e , (23)
ϕn,m = −k(ndx cos φt sin θt + mdy sin φt sin θt (4πDd )2
+ ndx cos φr sin θr + mdy sin φr sin θr ), (20) where Dd = kpr − pt k. Assuming far-field, the LoS channel
is rank-one. Then, analog beamforming and combining yield
the power gain will decrease. To analytically characterize the receive SNR
this reduction, we use the second-order Taylor expansion Nr Nt Pt PLMIMO
(1 + x)a ≈ 1 + ax + 12 a(a − 1)x2 and neglect the terms SNRMIMO = . (24)
σ2

Authorized licensed use limited to: POLO BIBLIOTECARIO DI INGEGNERIA. Downloaded on February 15,2023 at 14:55:55 UTC from IEEE Xplore. Restrictions apply.
Fig. 6: Number of IRS elements N ? versus distance Dr for α = 2; pt =
(0, −0.6, 1), pr = (0, Dr , 1), IRS at (0, (Dr − yt )/2, 1) with yt = −0.6,
f = 300 GHz, κabs (f ) = 0.0033 m−1 , and Lx = Ly = λ/2.
Fig. 5: Achievable rate, EE, and number of IRS elements versus distance Dr
for α = 2 and a fixed IRS location at (0,0,0). In the MIMO system, Nt = 100
and Nr = 100. The other parameters are Gt = Gr = 20 dBi, Pt = 10
dBm, σ 2 = −174 dBm/Hz, B = 10 GHz, f = 300 GHz, Lx = Ly = λ/2, Proposition 1. The IRS-aided system with Nt /α and Nr /α
pt = (0, −0.6, 1) with Dt = 1.16 m, and pr = (0, Dr , 1). attains a higher SNR than MIMO with Nt and Nr for
λ Dt Dr 1

2
N? ≥ α p e− 2 κabs (f )(Dd −Dr −Dt ) .
Lastly, the respective power consumption is calculated as Lx Ly F (θt , φr , θr )Dd
(31)
PcMIMO = Pt + Nr (PPS + PPA ) + Nt (PPS + PPA ), (25)
Proof. According to (24) and (29), p the IRS-aided system
where PPS = 42 mW and PPA = 60 mW are the power attains a higher SNR for N ? ≥ α2 PLMIMO /PLIRS , which
consumption values for a phase shifter and a power amplifier gives the desired result after basic algebra.
at f = 300 GHz, respectively [3].
Using Proposition 1, we can now decrease the number
B. IRS-Assisted MIMO System of Tx and Rx antennas by a factor α to reduce the power
The Tx and Rx perform beamforming and combining to consumption as
communicate a single stream through an IRS of N elements. Nr Nt
Due to the directional transmissions, the Tx-Rx link is neg- PcIRS (Nt /α, Nr /α) = Pt + (PPS + PPA ) + (PPS + PPA )
α α
ligible, and thus is ignored. The received signal through the ≈ PcMIMO /α, (32)
Tx-IRS-Rx channel is given by
while keeping the achievable rate fixed. Hence, the EE gain
y = wH (Hr ΦHt f s + ñ), (26) with respect to MIMO is approximately equal to α.
where w ∈ CNr ×1 is the combiner, f ∈ CNt ×1 is the V. N UMERICAL R ESULTS
beamformer, Ht ∈ CN ×Nt is the channel from the Tx to the In this section, we assess the performance of IRS-aided
IRS, Hr ∈ CNr ×N is the channel from the IRS to the Rx, and THz communication through numerical simulations. For this
ñ ∼ CN (0, σ 2 INr ) is the noise vector. For ease of exposition, purpose, we calculate the achievable rate as
we assume far-field for both the Tx and the Rx. Then,
p R = B log2 (1 + SNR), (33)
Hr = PLr e−jkDr ar (φrx , θrx )aH IRS (φr , θr ), (27)
p −jkDt H where B is the signal bandwidth. Moreover, the EE is specified
Ht = PLt e aIRS (φt , θt )at (φtx , θtx ), (28)
as EE , R/Pc .
where PLt ≈ PLtn,m and PLr ≈ PLrn,m ; the far-field re-
A. Energy Efficiency
sponse vectors ar (·, ·), at (·, ·), and aIRS (·, ·) √
are specified
according to √ Remark 1. For f = at (φtx , θtx )/ Nt , wH = We consider a MIMO setup with Nt = Nr = 100 antennas,
aH i.e., 10 × 10-element planar arrays. From Fig. 5, we verify
r (φrx , θrx )/ Nr , and proper Φ, the receive SNR is
that the IRS-assisted system with Nt = Nr = 50 antennas
Nt Nr N 2 Pt PLIRS offers a two-fold EE gain. Consequently, an IRS can provide
SNRIRS = , (29)
σ2 an alternative communication link, in addition to LoS, where
where PLIRS is the path loss (13) of the IRS-aided link. Using the Tx and Rx employ a smaller number of antennas to
varactor diodes, the power expenditure of an IRS element is communicate with each other, hence saving energy. Note,
negligible [8]. Thus, the power consumption is determined as though, that the suggested benefits are valid when: 1) the
power expenditure of IRS elements is negligible compared
PcIRS (Nt , Nr ) = Pt + Nr (PPS + PPA ) + Nt (PPS + PPA ). (30) to that of conventional phase shifters; 2) the Tx operates near
the IRS in order to have a reasonable number of reflecting
2 The power consumption of signal processing is neglected. elements N ? ; and 3) reflection losses are small [18].

Authorized licensed use limited to: POLO BIBLIOTECARIO DI INGEGNERIA. Downloaded on February 15,2023 at 14:55:55 UTC from IEEE Xplore. Restrictions apply.
PNx −1 −jk (ndx )2 (1−cos2 φt sin2 θt ) 2 PNy −1 −jk (mdy )2 (1−sin2 φt sin2 θt ) 2

n=0 e m=0 e
2D t 2D t

G=
Nx2 Ny2
PN 2 −1 −jk nd2x (1−cos2 φt sin2 θt ) 2 PNy2 −1 −jk md2y (1−sin2 φt sin2 θt ) 2

n=0 e m=0 e
x 2D t 2D t


Nx4 Ny4
 2 ! 2
2 2
2 2 2
2π d2y (1 − sin φt sin θt )

2π d x (1 − cos φ t sin θ t )
= DNx2 DN 2 . (22)

λ 2Dt y λ 2Dt

B. IRS Placement and Near-Field Beamfocusing consolidate the potential of IRSs for THz communication. For
We now investigate the impact of the IRS position on the future work, it would be interesting to study the reflection
number of IRS elements N ? . For the deployment in Fig. 5, matrix design for a multi-antenna Tx/Rx that operates in the
Dt is small, and hence Dr2 ≈ Dt2 + Dd2 . Further, φr = π/2 Fresnel zone of the IRS, as well as pursue an EE analysis under
which gives F (θt , φr , θr ) = cos2 θt . Then, (31) reduces to hardware impairments and channel estimation overheads.

λ DD 1
√ 2 2 R EFERENCES
N? = α pt r e− 2 κabs (f )( Dr −Dt −Dr −Dt ) , [1] T. S. Rappaport et al., “Wireless communications and applications above
Lx Ly cos θt Dr2 − Dt2
100 GHz: Opportunities and challenges for 6G and beyond,” IEEE
(34) Access, vol. 7, pp. 78729-78757, 2019.
which takes the asymptotic value [2] J. Zhang et al., “Prospective multiple antenna technologies for beyond
5G,” IEEE J. Sel. Areas Commun., vol. 38, no. 8, pp. 1637–1660, Aug.
? λ Dt 1 κabs (f )Dt 2020.
Nmax =α e2 (35) [3] L. Yan, C. Han, and J. Yuan, “A dynamic array-of-subarrays architecture
Lx Ly cos θt
and hybrid precoding algorithms for terahertz wireless communications,”
IEEE J. Sel. Areas Commun., vol. 38, no. 9, pp. 2041-2056, Sept. 2020.
p
as Dr → ∞; this follows from Dr2 − Dt2 ≈ Dr for [4] E. Basar et al, “Wireless communications through reconfigurable intel-
?
Dr  Dt . Thus, N is bounded for a fixed IRS position near ligent surfaces,” IEEE Access, vol. 7, pp. 116753-116773, 2019.
the Tx. Due to symmetry, the same holds when the IRS is near [5] Ö. Özdogan, E. Björnson, and E. G. Larsson, “Intelligent reflecting
? surfaces: Physics, propagation, and pathloss modeling,” IEEE Wireless
the Rx. For instance, Nmax = 10, 880 in Fig. 5. In contrast, Commun. Lett., vol. 9, no. 5, pp. 581-585, May 2020.
when the IRS is deployed always in the middle of the Tx and [6] M. Najafi, V. Jamali, R. Schober, and H. V. Poor, “Physics-based mod-
Rx, N ? increases as O(Dt Dr ). This scaling law is depicted in eling and scalable optimization of large intelligent reflecting surfaces,”
IEEE Trans. Commun., Dec. 2020.
Fig. 6. Consequently, the IRS has to be close to the link ends [7] S. W. Ellingson, “Path loss in reconfigurable intelligent surface-enabled
in order to compensate for the severe propagation losses with channels,” arXiv preprint arXiv:1912.06759, 2019.
a practical number of reflecting elements. Note that similar [8] W. Tang et al., “Wireless communications with reconfigurable intelligent
surface: Path loss modeling and experimental measurement,” IEEE
findings were reported in [17]. In this case, the Tx/Rx will be Trans. Wireless Commun., vol. 20, no. 1, pp. 421-439, Jan. 2021.
in the Fresnel zone of the IRS where near-field beamfocusing [9] A. Z. Elsherbeni, F. Yang, and P. Nayeri, Reflectarray Antennas: Theory,
becomes the optimal processing strategy; otherwise, the EE Designs, and Applications. John Wiley and Sons, 2018.
[10] Z. Wan, Z. Gao, M. Di Renzo, and M.-S. Alouini, “Terahertz mas-
gains previously discussed cannot be attained. sive MIMO with holographic reconfigurable intelligent surfaces,” IEEE
Trans. Commun., Mar. 2021.
VI. C ONCLUSIONS AND F UTURE W ORK [11] O. Yurduseven, S. D. Assimonis, and M. Matthaiou, “Intelligent reflect-
ing surfaces with spatial modulation: An electromagnetic perspective,”
We studied the channel modeling and performance of IRS- IEEE Open J. Commun. Society, vol. 1, pp. 1256-1266, Aug. 2020.
assisted THz communication. First, we introduced a spherical [12] F. Guidi and D. Dardari, “Radio positioning with EM processing of the
wave channel model and employed plate scattering theory to spherical wavefront,” IEEE Trans. Wireless Commun., Jan. 2021.
[13] C. A. Balanis, Advanced Engineering Electromagnetics, 2nd ed. John
derive the path loss. We next showed that the path loss is Wiley & Sons, 2012.
nearly constant across the IRS thanks to its small physical [14] M. Di Renzo et al., “Smart radio environments empowered by reconfig-
size. However, due to the large number of reflecting elements urable intelligent surfaces: How it works, state of research, and the road
ahead,” IEEE J. Sel. Areas Commun., vol. 38, no. 11, pp. 2450-2525,
with respect to the wavelength, the Fresnel zone of a THz IRS Nov. 2020.
is of several meters. To this end, we analyzed the power gain [15] C. A. Balanis, Antenna Theory: Analysis and Design, John Wiley &
under near-field beamfocusing and conventional beamforming, Sons, 2012.
[16] Q. Wu and R. Zhang, “Intelligent reflecting surface enhanced wireless
and proved the suboptimality of the latter. One implication network via joint active and passive beamforming,” IEEE Trans. Wireless
of this is that the IRS needs to know the exact location of Commun., vol. 18, no. 11, pp. 5394-5409, Nov. 2019.
the Tx and/or Rx, rather than their angular information, to [17] Q. Wu et al., “Intelligent reflecting surface aided wireless communica-
tions: A tutorial,” IEEE Trans. Commun., Jan. 2021.
perform beamfocusing. Capitalizing on the derived model, we [18] S.-K. Chou, O. Yurduseven, H. Q. Ngo, and M. Matthaiou, “On the
finally investigated the EE scaling law of IRS-aided MIMO, aperture efficiency of intelligent reflecting surfaces,” IEEE Wireless
and showed that it can outperform MIMO. Numerical results Commun. Lett., vol. 10, no. 3, pp. 599-603, Mar. 2021.

Authorized licensed use limited to: POLO BIBLIOTECARIO DI INGEGNERIA. Downloaded on February 15,2023 at 14:55:55 UTC from IEEE Xplore. Restrictions apply.

You might also like