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Police: A Sociology of Knowledge Approach

Peter K Manning, College of Criminal Justice, Northeastern University, Boston, MA, USA
Jeffrey Martin, University of Hong Kong, Hong Kong, People’s Republic of China
Ó 2015 Elsevier Ltd. All rights reserved.

Abstract

The sociology of the police concerns the study of the institution of policing, its structure, function, and evolution. This focus
requires a sociology of knowledge, a framework that highlights how social factors shape current knowledge of police. The
concept of police is a contested one and often assumed without definition. Its functions are associated with governance in
general and the executive function in particular. The public policing form assembled by Robert Peel, a visible, reactive force, is
an assumed paradigm for much police research, but it is one of several types of policing, and contrasts with high policing
concerned with national security. Internationally, broad types or ‘families’ of policing have emerged as a result of colonialism.
Four specific types of police are common in Western democracies: private policing, pubic policing, hybrid policing, and
outsourcing or paying organizations to carry out functions previously restricted to police agencies. Metaphors for studying
policing, such as dramaturgy, the policing web, and nodal policing, highlight selected features of the policing function. Many
external factors shape policing and the future role and function of the police, given new forms of crime, is unpredictable.

The sociology of the police concerns the study of the institution successful move set a paradigm for what is thought of as
of policing, its structure, function, and development. This ‘police.’ It is only one sort of formalized policing, detached to
perspective implies a sociology of knowledge, that is, how some degree from national security and order maintenance.
social interests and ideologies shape the sociological study of This ‘Peel paradigm’ absent in the armed semisecret riot police
police. The independent analytic and theoretically grounded was adopted peacefully in counties throughout England by
study of the police is in competition with a sociology for the 1855, peacefully in the United States, Canada, and the Antip-
police, a response to the practical-occupationally dictated odes, and imposed by conquest in British colonies. Perhaps the
concerns of police command. These two quite different foci most significant consequence of the diffusion of Peel’s concept
lead to different research topics, findings, and definitions of the in time was a political commitment to varieties of localized,
central topics of interest. The concept of police itself is contested, somewhat culturally sensitive, control over policing. This was
or more specifically, an ambiguous one, as it functions as an not the case of course in Colonial nations and in non-English-
institution of governance, an extension of the executive branch. speaking nations. Perhaps inevitably, then, the scope of ‘police’
It is generally seen as managing formal social control within the and a sociology of the police shrank metaphorically and
context of the nation-state, and its evolution is related, there- became synonymous with the study of public, legitimate, state-
fore to social differentiation of functions, legitimate authority, sponsored agencies that operated within a specified territory
and the emergence of a distinctive mandate. and sociolegal political system. Police, found in anomalous
Although many forms of formal policing exist and are circumstances, exceptions to this tacit sketch, such as the
embedded in culturally and legally defined sociolegal systems gendarmerie, colonial police, police in conquered territories,
(Manning, 2010: p. 25), most of the present systematic research secret and national-security police, police in authoritarian
concerns policing in common law and continental systems, systems, and police in ‘settler states’ (Weitzer, 1990, 1995),
and the work of police engaged in everyday functions rather have not been as extensively studied. The combination of
than in specific state security functions. It is well to remember scholarly interest, governmental funding, and the growth of
that policing had a general function before the late eighteenth cities in democratic societies led to an interest in and research
century as that which maintained the health or integrity of the about public police shortly after World War II. A series of
body politic, and that the evolution of the concept must be important early studies in the 1960s and 1970s set the tone
traced through the innovations of the gendarmerie, of policing and focus of the research.
by Louis XIV and Napoleon. In this context, ‘policing’ was
a combination of national economic interests, national and
local security, and represented in time by distinctive organi- Scholarship
zations (Chapman, 1970; Emsley, 1994).
What is generally considered now the sociology of the The development of scholarship on the public police in English
police in the Anglo-American world is rather parochial and is has been well summarized (Reiner, 2010). But this work,
traced to the founding of the Dublin City Police in 1786, and to broadly based and concerning police functions, by and large
later innovations associated with Robert Peel as Secretary for has assumed a well-ordered democratic state with sufficient
Ireland and later as Home Secretary. The London-based police resources, legitimacy, and a compliant citizenry. These
of Peel, a response to complex societal changes, was an assumptions have obscured ‘deeper’ questions of policing
unarmed, visible, reactive officer standing symbolically such as the loyalty of police organizations and their members
between the people and the government. This imaginative and to the state, their roles in revolution and a coup de grace, and

246 International Encyclopedia of the Social & Behavioral Sciences, 2nd edition, Volume 18 http://dx.doi.org/10.1016/B978-0-08-097086-8.32107-9
Police: A Sociology of Knowledge Approach 247

their ideological commitments. They are armed and dangerous; exigencies, in turn, are best determined by the here and now
where do their loyalties lie in a crisis? These questions, assessment of the officer. The above definition does include
however, play an insignificant role in the current literature. a matter that is implicit in the Bittner definition: the
Studies in the last 50 years or so, published in English with compliance of a pacified citizenry. This trust and related
some exceptions, describe (1) socialization to the role; (2) compliance is the source of the police mandate in modern
functions of patrol officers and investigators, and lower states (Manning, 1977). The framing of the function of
participants rather than middle management or top modern policing requires a distinction between law and
command; (3) strategies of policing such as community other social norms and values and a code or interpretative
policing or tactical variations such as ‘crack downs’ on high context into which conflicts are entered. As Bittner (1970:
crime areas; (4) the organizational and occupational culture p. 40) points out, the nature of intervention by modern
of the police; (5) variation in attitudes within the occupation police is not determined by the natural notion of solution
based on race or gender; (6) accountability, corruption, and that arises from citizens, but lies in the practices of the police
violence; and (7) the impacts of technology on police in their management of the conflict. This interpretative code
practice. There are very few studies of police unions, decision- is not law, but rather the framing of the case so as to be
and policy-making at the top, the internal politics of entered into the legal system. The extension of this
succession to command positions, or indeed the internal formulation is that Bittner focuses on the means, and the
politics of the organization: who gets what, when, and idea that, although force is the cornerstone of his idea, police
where? There is very little understanding of the current violence is left undefined by the courts and (p. 34):
dynamics, emotions, and politics within large urban “. police activities cannot be brought fully under the rule of
departments. Whether there is indeed a systematic theory of law.” Their independence of the courts, spelled out in detail
the police is debatable. in Bittner (pp. 22–35), facilitates and validates their intuitive
actions. They are in effect permitted to act and account for
their actions and decisions later. This formulation leads to
Definition of Police as an Organization the rather ironic conclusion that policing’s rationality, since it
has no known ends, is the rationality of the moment, and
As noted above, the growth of the sociology of police has taken this deciding rarely lands in court or comes under significant
place without much debate over the central yet contested judicial scrutiny. (Alternatively, one could argue following
definition of police and policing. If the police as an organiza- Jobard (2013) that they remain an instance of organized
tion is to be broadly understood, then it must include private as irrationality in the modern, rapidly rationalizing world.
well as public police and include the secret surveillance, Furthermore, one might argue that their situated actions,
tracking, and intelligence gathering that is an essential part of because they do not and cannot draw on any fixed rules,
national security. Policing has a mandate, a tacit contract combine ignorance and irrationality and are a form of
between the public and the police that sets out the boundaries performative magic. The idea that police draw on magic, or
of the actions, and denies these functions to others. Ironically, are magicians, is not flattery, but is derived from Durkheim’s
police are permitted to act outside the law in the pursuit of their (1961: pp. 58–60) distinction between practitioners of sacred
obligations (Manning, 1977). Consider this definition of arts, who believe in what they are doing and know why are
police in modern nation-states with common law or civil law they acting as they are, and magicians, practitioners do not
traditions: believe in the tacit premises that govern their actions. They
aim to deceive.) This is one facet of the phrase ‘proceed by
The police, constituted of many diverse agencies, are authoritatively
exception’ because no precise a priori limit can be set upon
coordinated, legitimate organizations. They stand ready to apply their actions. As the above definition states, for the
force up to and including fatal force in legally defined territories. democratic police to manage a pacified audience, they must
They seek to sustain politically defined order and ordering via be able to draw on their dramaturgical powers, the ability to
tracking, surveillance, and arrest. As such, they require compliance to
draw on symbols and imagery, and carry out persuasive
command from lower participants and citizens. Given their wide
mandate, they have the ability to proceed by exception. performances. They are naturally dramatic, and designed
historically to produce trust.

As discussed below, this definition may require reformula-


tion as Asian forms of policing become better known and Core versus Fringe Imagery
researched and the scope of police studies expands. The above
definition is an organizationally based definition, which Let us consider another aspect of the sociology of police: the
contains a number of ambiguous features, namely, the ambi- core versus the fringe imagery of police. Imagery is the ways in
guity of ‘order’ and ‘ordering,’ which cannot be defined in the which the police present themselves – dramatize their actions
absence of a sociolegal context, and the capacity for violence. It and intentions – and how they are seen. The core imagery in
is thus a formal and normative definition that begs the ques- Western industrialized societies is the visible, uniformed,
tion of police function. Bittner (1990: p. 131) eschews the reactive, service-oriented patrol officer, while the fringe
normative view, and argues for a means-focus: “The role of functions, less visible and rarely considered or written about,
police is best seen as a mechanism for the distribution of are carried out by specialized paramilitary units, riot-control,
non-negotiable force employed in accordance with the surveillance and tracking functions, often now associated
dictates of an intuitive grasp of situational exigencies.” These with antiterrorist activities, and units devoted to ‘high
248 Police: A Sociology of Knowledge Approach

policing’ (Brodeur, 2010). Nonuniformed officers are also the developmental mechanism it has used to become
engaged in such activities from time to time. This blindness a capitalist world power makes contemporary Chinese
to covert and less-than-visible activities has meant that policing something of a sui generis formation, which is only
a disproportionate amount of research in the sociology of beginning to be critically studied (Cao et al., 2014).
police has been devoted to the activities and occupational
culture of the uniformed officer, and relatively little to
investigators, top command, and specialized units (Marks, Types of Policing
2005).
Policing, as noted in the above formal definition, includes
private as well as diverse forms of public policing, and as such,
Historical Modes of Formal Policing: Centers and contrasts with informal policing or perhaps ‘self-appointed or
Peripheries nominated policing,’ which includes ad hoc policing, posses,
militias, vigilante groups, and other informal, part-time
Most people in the world live under political arrangements that policing individually or collectively that is carried out without
developed outside the historical core of the capitalist world uniform, pay, and specific conditions of employment. These
system. Scholars in a number of disciplines have contributed informal police officers cannot be fired and thus their
accounts of histories and practices of policing in the ‘alternative accountability is dubious. There are also ‘minders’ of public
modernities’ endemic to postcolonial or developmental envi- order who in the course of their duties sustain orderly activities,
ronments. This diverse literature has recently begun to coalesce e.g., taxi drivers; traffic and parking attendants; bus, train, and
around the relativism of cultural anthropology into a sort of subway drivers; emergency medical services and emergency
critical theoretical counterpoint in dialogue with the main- personal; and members of the fire service. Thus, a sociology of
stream sociology of police (Garriott, 2013; Jauregui, 2013). policing differs from a sociology of the (formal) police. The
Colonized societies saw anthropologists and police arrive range of functions carried out by the public police is diverse
together, as partners in the colonial system of control. Decol- and complex. More is known about the workings of formal
onization then forced contemporary anthropology to reevalu- public police than about other forms.
ate the ways its inherited archives of ‘cultural’ information were Within the industrialized world, examination of formal
implicitly structured by the practical concerns of the colonial policing reveals many types of policing with varying mandates,
officers who created them (Pels, 1997). Critical studies of the or legitimate validation of their claims to control the proper
classification of populations in British South Asia (Cohn, attitude toward the work, their rhetorical and resource-
1987), Dutch Indonesia (Stoler, 2009), and elsewhere have allocation strategies, and tactics and accompanying themes or
illuminated some of the many ways cultural knowledge has dramatic emphases in their rhetoric, uniforms, and actions. In
historically functioned as a police technique. The contempo- many ways, modern public police emphasize a theme of
rary anthropological study of policing takes this lesson to heart, responsiveness, service, and crime control. They are in
examining policing as a field of knowledge/power in which competition for legitimacy with other types of and of course
a variety of institutions operate as means to diverse ends, informal social control. Here are some types of formal
structured by a plurality of hoped-for ideals of modern peace policing, their interests, and themes:
and/or prosperity (Comaroff and Comaroff, 2006).
Globally comparative discussions of policing arrangements l Private policing – paid for actions in regard to maintaining
are generally organized under historical and regional themes. and or expanding private interests. Usually connected to
Historically, there seems to exist a roughly tripartite typology policing given territories. Policing with private interests as
of institutional ‘families,’ depending on whether a given the mandate only marginally, if at all, serves the public
policing system is derived from Anglo-American, Continental, welfare, even when policing quasi-public property. The
or Soviet roots. Studies of policing in the former British Empire functions carried out by private police are those connected
(Anderson and Killingray, 1992; Sinclair, 2006), e.g., show with not only sustaining order in quasi-public spaces, but
how the common law ideal can be differentially taken up as also in all those areas in which control of a citizenry is
an element in a local ‘policing vernacular’ (Hornberger, dubious. The theme here is prevention.
2011). Latin American policing, by contrast, is largely derived l Policing carrying out traditionally public police functions – using
from the Civil Law tradition (Uildriks, 2009). Ethnographies public funds to pay for agents to carry out functions con-
of contemporary Latin American policing have focused on nected the public good, e.g., traffic tickets, order mainte-
the ‘disjunctive’ qualities that arise where centralized policing nance; regulation that does not entail arrest in excess of
systems serve to maintain radical economic inequalities ‘everyday’ citizen powers. This is also called ‘outsourcing’ on
(Caldeira, 2001). East Asian policing, finally, grows out of the grounds that it reduces costs and functions by con-
the Japan’s nineteenth-century appropriation of French and tracting. Such policing functions have a mandate in the
German legal and administrative institutions (Martin, 2014). sense that they are licensed, legitimate, and have territorial
Subsequent to its 1949 revolution, China developed limitations. They draw also on the mandate of public police
a totalitarian system that projected police power deep into by simulating their uniforms, interactional style, the deco-
the minutiae of everyday life, enforcing socialist order ration of their vehicles, and symbols. In the United States,
onto things ranging from the way words could be written to they carry visible weapons. They may or may not include
the number of children that could be born. China’s some arrest powers in private spaces for trespassing. The
subsequent success translating this authoritarian system into theme is protecting boundaries.
Police: A Sociology of Knowledge Approach 249

l Hybrid policing – varieties of policing, i.e., noticing, on agencies and organizations, not on interdigitated functions,
responding to, and perhaps sanctioning behavior with and Brodeur’s position is that the public police are and must
a quasi-public mandate. This sort of policing is now remain the center of authority primacy of resources and
included in the ‘police family.’ The confusion in regard to collective obligations. A parallel and equally fascinating trompe
legitimacy comes in that these functions can be carried out d’œil is Shearing’s notion of nodal policing (2005), which begins
by police employed privately, police employed and paid by with charting functional capacities, technologies, mentalities,
the public, or some amalgam of these. This can also include or socially grounded perceptions, and institutional arrange-
third-party policing and varieties of the police web. The ments. These clusters of functions are arrayed in some sense
theme here is service. around social security or a collective sense of well-being. They
l Public police – the police organization includes warranted do not stand as organizations but as nodes of function. These
officers, those with arrest powers, and those who are not are seen as contingent arrangements for addressing emerging
warranted or sworn. These ‘civilians’ can make up as much problems, rather than conventionally mandated responses to
as 50% of the organization’s employees. In addition, the anomalies. In some sense, the idea is an analogue to the
organization can include reserve constables, cadets, and open market or invisible hand notion of organizing
part-time officers. The organizational culture includes more responses. There is an element of spontaneity about such
than the segmented occupational culture of the police. The responses. The public police are partners in this enterprise of
theme here is responsiveness and service. security maintenance, and seen as cooperative partners in
problem solving. These metaphoric moves open up new
In addition, the status of federal agents, the military and vistas and new avenues in the sociology of police.
military police, and military investigative services in the United
States, Australia, and Canada, is ambiguous. They carry out
many functions that are unrelated to national security, overlap The Role of External Factors
or compete with local jurisdictions, and operate primarily
within federal laws and courts. There are also highly specialized In the course of the development of the interdisciplinary field
police forces in the Anglo-American world with quite precise of police studies, the focus has been on the police organization
and limited mandates, which mean that they are not in as a dramaturgical actor within a field, the activities of officers,
competition with the above-listed types, e.g., British Railway both investigators and uniformed officers, or the occupational
Police; Amtrak (US railroad) police, and the police of an culture and subcultures. In the last 20 years, the focus has been
American rural development project, the Tennessee Valley on tactics, crime control efforts, and efforts to measure and
Authority. prevent crime. Surprisingly, the role of the organizational,
political, and economic environment has been described in the
abstract by economists and political scientists, but few empir-
Policing and Metaphors ical studies demonstrate how such external factors actually
pattern policing practices such as arrest and enforcement
To study modern policing requires more than the study of targets. Developments in the last 30 years, inexpensive
police organization or even policing; it requires metaphoric communication, travel, migration and immigration, the rise of
work. The sociology of police rests on metaphor: a way of terrorism and antiterrorism, global commerce, and interna-
seeing something in terms of something else. If we conceive of tional, transnational, and metanational policing (Bowling,
the police as ‘law enforcement,’ we reduce them to a mere part 2010), have also widened the vision of scholars. The future
of their whole; if we call them a ‘business,’ or an agency problems of technocrime, international organized crime, and
providing human services, we are treating the whole and terrorism influence the police differently in developed nations.
denying many of the parts. The expansion of vision that has How and to what extent these influences will shape the police
taken place in the last 20 years in the sociology of police, mandate, strategies, and tactics is yet to be determined.
a result of transnational communication, migration, and travel,
as well as transnational policing, now requires an under-
standing of how types of policing rather than merely public Methods and Problematics
police are to be seen and seen to be in competition or conflict
with each other. Brodeur (2010) has suggested the metaphor of The study of police is problematic because access is difficult, the
a policing web or assemblage that connects loosely those police are secretive and often suspicious of research and
agencies that police in some fashion. These organizations are researchers, the work is diverse and spread out ecologically, and
a collection that is to some degree in conflict, in competitive, police data require context to interpret. They require translation
and/or conflict mode over time and across incidents. Think of and back translation (they are gathered in a context that is not
this assemblage as a web: the strands are unequal in strength; the same as a research context). The early research was ethno-
the number of their connections varies, and the content, the graphic and fieldwork based, and later studies expanded to
communications exchanged, vary in density and frequency, include other police-gathered-data (officially recorded crime),
e.g., information about crime, disorder, villains, and disasters. interviews, questionnaires, and police records. Attention
This shifts attention away from myopic focus on public police, shifted in the 1980s to community policing and attitude data
draws attention to multiple and competing policing functions, gathered from the public. Recent attention has been on crime
and suggests the overlap of surveillance and control in which reduction by manipulation of police presence and formal
citizens are embedded. The web concept is, however, focused designs to measure the impact of tactics on the reduction of
250 Police: A Sociology of Knowledge Approach

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