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GAQ0010.1177/0533316418791117Group Analysis 51( )de Felice et al.: Group, basic assumptions and complexity science
Article group
analysis
Later contributions
In the article Leadership: The individual and the group (Turquet,
1974) theorized and added a fourth basic assumption: the BaO (basic
assumption of One-ness)—a mental activity in which ‘the members
seek to meet in an omnipotent union, abandoning themselves in a
position of passive participation and feeling the existence, the wel-
fare and integrity only by means of the unification with the group’
(Turquet, 1974: 357). The members of the group are thus lost in a
feeling of ‘oceanic union’ and ‘preserved inclusion’. The assumption
grounding the relationships between the members is constituted by
the thought of generating an omnipotent force. It can be specified that
the leader here is represented by the group itself, acting as an
de Felice et al.: Group, basic assumptions and complexity science 5
omnipotent breast for the members and giving them the feeling of
unity and supremacy. Time is perceived as infinite, and space col-
lapses into the emotional dimension.
At the opposite end of the baO lies the baM (basic assumption of
Me-ness): a group configuration which stresses separateness and
goes against the idea of ‘us’. In other words, the authors specify that
the baM can also be seen as the ba not-baO. In Free Associations
(1996) Lawrence, Bain and Gould underline that the assumption
grounding the relationships between the members is constituted by
the implicit, latent unconscious agreement to be a non-group. The
members thus behave as if the group did not exist because, if it did, it
would be perceived as extremely persecutory. The idea of a group is
thus felt as a contaminant, as impure; in other words, as everything
that can be harmful. Gordon Lawrence published a useful example. It
concerns the way some of his colleagues attended the Tavistock con-
ference Group Relations:
people attend these conferences because they want to learn about the work-group
mentality. They also believe that collapsing into a basic assumption mentality
means getting lost in an uncontrollable process. They, therefore, want to move
towards the work-group mentality in the least tiring and fastest possible way.
Hence, in these cases, the group shows powerful aspirations to know, but also
powerful reasons to not-know. The paradox is that this type of attitude and belief
among group members co-create the baM, entering in a basic assumption mentality
despite their efforts to avoid it1.
that make the clinical scene deserted, always seen from a greater dis-
tance. It means aiming at ‘goodness’ as an a-priori category without
worrying about the process of wellbeing. The leader of this configu-
ration is symbolically represented by the a-priori theoretical refer-
ence, e.g. the psychodynamic ‘company’. The main emotions are
arrogance and a sense of superiority, on the one hand; impotence and
anger, on the other.
The second is the assumption grounded on Cowardice (baC). ‘It
is a bit like if’, underlines the author, ‘laying in front of the anxiety
of the dark and fall asleep, the mum would desert the scene, not
being able to ensure us that the night will end, and the separation
will be metabolized’. It is characterized by an atmosphere of sus-
picion in which the clinical history becomes the aim and not a
means, a permanent alibi for each project that by definition will
not succeed. The refuge in a regression without development in a
lazy disposition towards patients (vilis), which creates a harmful
working environment. Similar to the structure of the inner world
described by Freud, when in Beyond the Pleasure Principle (1920)
he speaks of toxic slags obstructing the organization of thought. At
present, the ‘hospital-company’, concludes Sarno (1999), must
spend as little money as possible (cowardice), selling it as medical
care (arrogance). The leader in the baC is represented by the theo-
retical damaging ideal to represent the hospital as a business com-
pany. An idea of effectiveness and efficiency borrowed from the
economic field and applied as it is to a context which has to do
with the care of human beings.
Finally, we must mention the work by Earl Hopper (2009) for its
crucial importance in addressing the dynamics of the psychotic anxi-
ety of annihilation, particularly in traumatized patients. As the author
highlights, the phenomenology of the fear of annihilation involves
psychic paralysis and the death of psychic vitality, characterized by
fission and fragmentation (i.e. what the author calls the dynamic of
group ‘aggregation’), and then fusion and confusion (i.e. what the
author calls the dynamic of group ‘massification’) of what is left of
the self with what can be found in the object. Fusion and confusion
are a defence against fission and fragmentation, and vice versa. For
example, the fear of falling apart and of petrification is associated
with fission and fragmentation; the fear of suffocation and of being
swallowed up is associated with fusion and confusion; but the former
offers protection against the latter, and vice versa. Each psychic pole
is associated with both its own characteristic psychotic anxieties and
8 Group Analysis 52(1)
Conclusions
The following table shows the main features of each basic assump-
tion. Following on the argument made by French and Simpson
(2010), we have emphasized the mutual relationships between the
basic-assumption mentality (ba) and the work-group mentality (w).
The first column contains an example for each basic assumption. In
the second column the modality of interaction between ‘ba’ and ‘w’,
i.e. the grounds on which the relations between the group members
are based. The third column shows the functional aspect of each ba,
considered as a supporting component to the work-group mentality
(Bion, 1962). We have described the functional aspects of each ba
with regard to their corresponding work-group mentalities (e.g. WP,
functional aspect of the baP). The fourth column gives the leader of
each configuration, and the fifth shows how time and space are char-
acterized. With regard to the latter two notions, we found no differ-
ences in the variety of basic assumptions, precisely because the
concept of ba intrinsically contains the process of collapsing into the
emotional dimension of any given experience, making time infinite
and space metaphorically one-dimensional. The sixth and seventh
de Felice et al.: Group, basic assumptions and complexity science 9
BaP Pairing: WP: The messiah Temporal Hope Oedipal Object triad:
E.g. idealisation relationship relationship or saviour or a dilation anxieties couple-group-
of a pair source between two between two book or an idea and one- solutions/ideas
of hope people or people as the dimensional
groups or idea- foundation space
group of thinking
10 Group Analysis 52(1)
BaM Me-ness: split WM: The Self Temporal Fear, worry, Anxieties of Object triad:
E.g. the between “me” “regression dilation hatred fusion individual-
protection of and “group” in the service and one- solutions/
each member of ego”, dimensional ideas-group
from incursions private mental space (background)
coming from space where
the group as a processing
construct the shared
experience
BaH Hallucinosis WH: The Temporal Hatred, Sadistic and Object triad:
E.g. of exclusion/ assertiveness Commander dilation contempt persecutory group-
persecutory membership: in achieving and one- anxieties outgroup-
anxieties split between objectives dimensional solutions/ideas
projected onto “we” and in case of space
an out-group “they” unproductive
members
BaA Arrogance: WA: Dean of Temporal Arrogance, Sadistic and Object triad:
E.g. split between assertiveness department or dilation impotence, persecutory group-
persecutory “us-medical in therapeutic the theoretical and one- anger anxieties outgroup-
anxieties practitioners” intervention reference of the dimensional solutions/ideas
projected onto and “they- practitioners space
de Felice et al.: Group, basic assumptions and complexity science 11
an out-group patients”
(continued)
Table 1. (continued)
BaC Cowardice: WC: protection Dean of Temporal Fatigue, Sadistic and Object triad:
E.g. Autistic split between from burn-out departmentor dilation impotence, persecutory group-
regression of “us-medical the theoretical and one- detachment anxieties outgroup-
the group of practitioners” reference of the dimensional solutions/ideas
practitioners and “they- practitioners space
12 Group Analysis 52(1)
Figure 1. The systematisation of the bionian basic assumptions and their further
developments.
can conclude by underlining that the baM is not its negative (non-
baO) but its antithesis and its complement, since the latter always
assumes the group as a construct from which the members escape or
are afraid of.
Finally, the baCoS and the baI:A/M seem to be the only two post-
Bionian proposals having peculiar features not observable in the
original Bionian repartition. In the former, the code of silence,
enacted as a defence mechanism against anxieties related to change,
while in the latter, the dynamics of group aggregation and massifica-
tion in order to protect the group mind identity from the fear of anni-
hilation, are important psychoanalytic insights into the group
dynamics.
We shall now introduce the complete panorama of ba(s) proposals
coming from the international psychoanalytic literature.
It must be specified that the spatial arrangement of the five basic
assumptions does not represent a hierarchical ordering in terms of
importance, but it corresponds to a container-contained relation.
Promising developments
We have analysed the topology of each ba by taking into account the
triad of objects that characterizes it (Table 1). Reasoning in ‘Oedipal’
terms is inherent in the mind modality of experiencing and analysing
the external world. In the analysis of a clinical phenomenon, the mind
arranges and analyses the interacting elements of reality (i.e. trains of
thought in our clinical work) dividing/grouping them in triads. The
14 Group Analysis 52(1)
Intervention 1.
It happens to deal with members of a very productive group that
have just dealt with their first summer break. This is the case of this
group, which met for the first time at the beginning of September
2017. After about one hour of session, the psychic landscape contin-
ued to be rather jagged and I decided to return it to the group paint-
ing it. On the one hand, S. and Mi. seem to bring the difficulties due
to the absence of the group during the summer break; they turned
into thieves and hurricanes, respectively. On the other hand, D.
emphasizes two different themes (in order of appearance in the
material): a) the impossibility of feeling neither sexual attraction nor
anger transformed into a ‘super-egoic’ instance and expelled outside
the ear (according to Bion, we say that the sensorial element is inter-
preted by column five or ‘Inquiry’, i.e. by the search for its moral
meaning. We are in A5 or B5 depending on how much evolution is
attributed to the phenomenon ‘the voices’); b) the unconscious equa-
tion anger = love that we could summarize by emphasizing the lack
in the patient’s life of a nourishing aspect of benign narcissism (D.
has a history of childhood violence and, after living within the social
services, has now been adopted). Painting with the reader then: to
the left, hurricanes and intrusions, external and internal persecutors
with whom we must deal with; at the centre, the phenomenon of ‘the
voices’; to the right, the lack of benign narcissism. Thus, it is clear
that the group psychic landscape is jagged even though, probably, if
we wait long enough, its connection aspects will emerge more visi-
bly. Nevertheless, we are in a clinical situation in which one hour
before the end of the session I want to paint the group field back to
the group. In order, I comment a) left b) right c) centre. I believe that
the group has been nourished by the intervention and this has been
transformed into the communication of D. regarding, in fact, the
Food and Agriculture Organization.
Intervention 2.
The group psychic landscape here is much more saturated and per-
ceptible in its integrity (depressive position of the field). My analyti-
cal positioning here is directed towards the group anxiety concretely
represented by Mi.’s borderline sister and symbolically represented
by the fear of entering into a condensed dimension that refers to
pleasure and pain. The group responds by encouraging this attempt
with the words of Ma.
de Felice et al.: Group, basic assumptions and complexity science 19
Acknowledgements
The authors would like to thank the editor and the two reviewers for their vital
suggestions.
Notes
1. It must be emphasized that such an attitude can be found, for example, dur-
ing the analysis of trainees in which the strong institutional dimension is
likely to generate the above-mentioned paradox. The trainee is striving to
participate with as much delicacy and friendliness as possible in the analytic
process, completely shunning the emotional experience pertaining to it.
2. Topology: the study of the properties of figures and shapes that do not
change when there is a deformation without tearing and gluing. It is one
of the most important branches of modern mathematics. Note here that we
have analysed the topology of each ba by taking into account the triad of
objects that characterizes it. We believe that reasoning in ‘Oedipal’ terms
is inherent in the mind modality of experiencing and analysing the external
world. In the analysis of a clinical phenomenon, the mind can decompose
the observation by taking a maximum of three objects or features at a time
into account. For example, in the ba Dependency, the group estimates the
leader and our mind may think that this event has some positive or nega-
tive consequences with respect to the achievement of a given solution for
the problems experienced by the group. Here, we only wish to mention
the issue of analysing a phenomenon by taking four, five or more objects
together into account. How does the mind operate in this case? It seems that
dividing the phenomenon into groups of triadic aspects, features or objects
and analysing their interactions works. For example, let us analyse the ba
Dependence by taking the leader, group, solutions to the problems of the
group, and the psychoanalytic treatment into account. If the group loses its
esteem for its leader, how does this affect the achievement of the solutions
to the problems of the group and the relationship between members and the
psychoanalytic treatment? It seems, at this point, that the mind is unable to
give an answer unless by means of dividing the ‘quadriadic’ problem into
triads or dyads of objects.
3. Complexity Science could be viewed as the analysis, synthesis and modi-
fication of any given complex system ranging from cell to mind and soci-
ety. Every phenomenon, both human and natural, lies in between the two
polarities of determinism and Brownian motion. One of the most crucial
tasks of any scientist is understand when complex things become simple
(i.e. technically a ‘phase transition’). It is impossible to interpret a clinical
material without losing at least part of the patient’s trains of thought. The
20 Group Analysis 52(1)
analyst has to convey something that is neither too complex or rich in terms
of information (Brownian motion) nor too simple and trivial (determinism).
This is true not only for our clinical work but for science and research in
general. A concrete example is Statistical Mechanics, a branch of theoreti-
cal physics that uses probability theory to study the average behaviour of
a mechanical system whose exact state is uncertain: macroscopic coarse
grain emergent properties like pressure, volume and temperature whose
mutual relations were largely independent of the knowledge of microscopic
details (the behaviour of any given molecule) are used to monitor the rel-
evant dynamics of the system as a whole. What is the ‘pressure’, ‘volume’
and ‘temperature’ of psychoanalysis? The basic assumptions can be used
to describe the relevant dynamics of the group field independently of the
personality of each member.
4. We hope to arouse the reader’s interest by stressing that mathematical
clustering methods aim to provide an easy way to visualize interactions
between more than three elements (e.g. Halfon et al.2016). Furthermore,
around 1670, Isaac Newton invented a calculus method based on differen-
tial equations which is still the most sophisticated methodology created by
humankind to investigate interactions between more than three elements
and more than three dimensions. We must bear in mind, however, that we
are far removed from the clinical sphere: the more we go into abstract con-
cepts, the further away we go.
ORCID iD
Giulio de Felice https://orcid.org/0000-0002-6993-0914
References
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de Felice et al.: Group, basic assumptions and complexity science 21
Alessandro Bruni has a M.Sc. in biology, following which he received his psy-
choanalytic training at the Italian Psychoanalytic Society. He is a founder mem-
ber of the Italian Institute of Group Psychoanalysis that takes the heritage of
22 Group Analysis 52(1)
Wilfred R. Bion’s thought. The Bionian Italian Seminars were, in fact, held in the
Roman Institute. He is a full time private practitioner in Rome with groups and
individuals. Address: Via della Giuliana 38, Rome, 00195, Italy. Email: alessan-
drobruni.ab@libero.it
Alessandro Giuliani received his B.Sc., M.Sc. and Ph.D. in Biological Sciences
at Sapienza University of Rome. He is visiting Scientist at the University of
California, Los Angeles (UCLA), Bioinformatics Institute, Singapore, Keio
University, Japan, Kerala Bioinformatics Institute, Caltech, Pasadena (US);
Professor of Biophysics at Sapienza University of Rome. He is currently Senior
Scientist at Istituto Superiore di Sanità, Rome, Italy. He, together with prof.
Webber and prof. Zbilut, developed the Recurrence Quantification Analysis
(RQA), now broadly used mathematical tool for non-linear data analyses. Main
research interests: systems biology and statistical mechanics. Address: Viale
Regina Elena 299, 00161, Rome, Italy. Email: alessandro.giuliani@iss.it