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Current Rheumatology Reviews, 2017, 13, 206-218


REVIEW ARTICLE
ISSN: 1573-3971
eISSN: 1875-6360

Cardiovascular and Pulmonary Manifestations of Systemic Lupus


Erythematosus
BENTHAM
SCIENCE

Konstantinos Tselios and Murray B. Urowitz*

Centre for Prognosis Studies in the Rheumatic Diseases, Toronto Lupus Clinic, University Health Network, Toronto,
Ontario, Canada
Abstract: Background: Systemic lupus erythematosus (SLE) is characterized by various clinical manifesta-
tions and immunologic abnormalities. Cardiovascular and respiratory system involvement are increasingly
recognized as critical for patients’ prognosis. In this review, current knowledge concerning diagnosis, patho-
genesis and treatment of the cardiac and pulmonary lupus manifestations are discussed.
Method: Review of the literature.
Results: Although pericarditis is the most frequent heart manifestation in the context of lupus, valvular dis-
ARTICLE HISTORY ease and less often myocarditis may be detected. In the latter, treatment should be prompt and aggressive to
prevent chronic sequelae like congestive heart failure. Later on disease course, accelerated atherosclerosis is
Received: December 27, 2016 considered as one of the most important co-morbidities of SLE with cardiovascular events being one of the
Revised: February 02, 2017
Accepted: June 18, 2017 leading causes of death at relatively young ages. Stratification of the patients at risk and stringent manage-
DOI:
ment of the traditional risk factors are warranted.
10.2174/1573397113666170704102444 Respiratory system involvement affects all anatomic structures of the lungs, pleura and pulmonary vascula-
ture while its severity ranges from asymptomatic pleural disease to acute respiratory failure. The most com-
mon features include pleuritis, interstitial lung disease and pulmonary embolism on the background of an-
tiphospholipid syndrome. Less usual complications include lupus pneumonitis, diffuse alveolar hemorrhage,
shrinking lung syndrome and pulmonary arterial hypertension.
Current Rheumatology Reviews

Conclusion: There are no specific guidelines for the management of these manifestations and thera-
peutic approach remains empiric.
Keywords: Systemic lupus erythematosus, cardiovascular, pulmonary manifestations, viral, tuberculosis, uremic.

1. INTRODUCTION 2. CARDIOVASCULAR SYSTEM INVOLVEMENT


Systemic lupus erythematosus (SLE) is the prototype of Heart involvement, in the course of SLE, most com-
systemic autoimmune diseases, mainly affecting women of monly presents with pericarditis. However, valvular disease
reproductive age and characterized by various clinical mani- and less often myocarditis may be detected. Moreover, ac-
festations as well as by multiple immunologic abnormalities. celerated atherosclerosis is currently considered as one of the
Disease incidence ranges from 1 to 10 patients/100000 popu- most important co-morbidities of SLE with cardiovascular
lation/year whereas prevalence is approximately 50 to 70 pa- events being one of the leading causes of death in relatively
tients/100000 population [1]. The exact etiology of SLE re- young ages.
mains unknown; current pathogenetic theories involve a com-
plex interplay between certain genetic and environmental fac- 3. PERICARDIUM
tors which may lead to immune system dysfunction, auto-
antibody production, immune complexes formation and, 3.1. Pericarditis
eventually, tissue damage. Pericardial effusion is detected in 11-54% of patients
Among clinical manifestations, cardiovascular and pul- during disease course [2, 3], whereas acute cardiac tampo-
monary features of SLE have an important impact on pa- nade is rare and described mainly in case reports [4]. Peri-
tients’ quality of life and prognosis. In this review, current carditis is usually recurrent and associated with positive an-
knowledge concerning their diagnosis, pathogenesis and tinuclear antibodies (ANA) and fever [5]. In many cases,
treatment is discussed. pleural effusion may be concurrently found. Rarely, peri-
carditis may have other causes (viral, tuberculosis, uremic
*Address correspondence to this author at the University of Toronto Lupus
etc) in the context of SLE, which should not be overlooked
Clinic, Centre for Prognosis Studies in the Rheumatic Diseases Toronto [6].
Western Hospital, 399 Bathurst St. 1E-410B, Toronto, Ontario, M5T 2S8,
Canada; Tel: 416-603-5828; Fax: 416-602-9387;
Diagnostic approach of pericarditis in SLE does not dif-
E-mail: m.urowitz@utoronto.ca fer from that in non-autoimmune patients. Chest pain (retros-

1875-6360/17 $58.00+.00 © 2017 Bentham Science Publishers


Cardiovascular and Pulmonary Manifestations Current Rheumatology Reviews, 2017, Vol. 13, No. 3 207

ternal or precordial) and/or discomfort, improved when lean- blood vessels, supporting the hypothesis that lupus myo-
ing forward and accompanied by dyspnea, palpitations or carditis is an immune complex-mediated disease [3, 8].
fatigue are the cardinal symptoms. Physical examination
may reveal the characteristic pericardial rub whereas electro- 4.2. Cardiomyopathy
cardiogram (ECG) may show sinus tachycardia, widespread
ST elevation and PR depression in most of the limb and pre- Cardiomyopathy in SLE, manifested as global hypokine-
cordial leads. Secure diagnosis is achieved with transthoracic sis and impaired contractility, is multifactorial in its etiology
echocardiogram (TTE), which can roughly estimate the vol- since myocardial dysfunction may be caused by increased
ume of the pericardial fluid and assess the hemodynamic global disease activity, concurrent infection, uremia, arterial
impact of the effusion. In rare cases of dry or chronic con- hypertension, thrombosis and other factors [8]. In later
strictive pericarditis, cardiac computed tomography (CT) stages, accelerated atherosclerosis leading to ischemic seque-
and/or magnetic resonance imaging (MRI) might provide lae plays a key role. The most common initial echocardio-
further diagnostic information [7]. graphic finding is that of mild diastolic dysfunction and de-
creased exercise tolerance [5]. This may remain undetected
Autopsy studies have demonstrated the presence of and deteriorate, even in adolescents, since it is largely
granular depositions of immunoglobulins and complement asymptomatic and has been associated with disease duration,
C3 on the pericardium, suggesting the role of immune com- renal impairment and abnormal nailfold microvasculature
plexes in promoting pericardial inflammation [8]. Pericardial [14]. More recently, it was shown that left atrial mechanical
fluid is typically an exudate with neutrophil predominance; function and volume are impaired in SLE, particularly in as-
autoantibodies, mainly ANA, might be detected although ymptomatic patients with significant cumulative damage [15].
this is not pathognomonic.
Chronic antimalarial use (chloroquine or hydroxychloro-
quine) has been linked to a specific form of cardiomyopathy
4. MYOCARDIUM AND CONDUCTION SYSTEM
that resembles that of lysosomal storage diseases [16]. Se-
4.1. Myocarditis cure diagnosis requires endomyocardial biopsy and genetic
testing for the exclusion of Fabry’ s disease. Characteristic
Primary myocardial involvement is uncommon and af-
findings include vacuolated cytoplasm with inclusion curvi-
fects approximately 3-9% of lupus patients depending on
linear bodies (lipid accumulation) on electron microscopy
definition; however, its frequency was reportedly greater in
[17]. Cardiac MRI is considered to reliably assess the extent
autopsy studies performed in the 1950’s and 60’s reaching
and distribution of hypertrophy, restrictive filling of the ven-
15% [8]. In more recent post-mortem studies, after the wide
tricles and myocardial fibrosis. From a clinical perspective,
use of corticosteroids in lupus therapeutics, its prevalence heart failure is the dominant syndrome.
was estimated as 0-8% [9]. African-American patients are at
increased risk for development of myocarditis [10]. More recently, Takotsubo cardiomyopathy was described
in lupus patients [18]. It is associated with physical and/or
Typical clinical features include chest pain with tachy-
emotional stress and most commonly affects post-
cardia, palpitations and/or symptoms of heart failure. History
menopausal women. The typical echocardiographic presenta-
of recent viral infection is usually absent. Cardiac troponins tion is that of apical ballooning of the left ventricle usually
and pro-B type natriuretic peptide are often elevated [3].
accompanied by mural thrombus formation. Pathogenesis is
ECG commonly shows sinus tachycardia with widespread
largely unknown; microcirculation disturbances, coronary
non-specific ST alterations and T wave changes. Lupus
vasospasm, ischemia-reperfusion injury and catecholamine
myocarditis may also present with arrythmias, conduction
overload are implicated. Management is supportive with
abnormalities and ventricular dilatation [8]. TTE may assess
normalization of wall abnormalities within weeks.
the extent of ventricular dysfunction (systolic and/or dia-
stolic) and hemodynamic compromise as low ejection frac-
tion is detected in the majority of the patients [11]. Rough 4.3. Electrocardiographic (ECG) Abnormalities and Ar-
rhythmias
assessment of the texture of ventricular wall may be feasible.
Global hypokinesis is detected in 5-20%, however segmental Rhythm disturbances are considered rare in SLE; how-
motion abnormalities may also occur. Cardiac MRI repre- ever, it was recently demonstrated that non-specific ST-T
sents the imaging modality of choice in non-ischemic in- changes exist in 31% of newly diagnosed patients [19]. Re-
flammation of the myocardium; inflammatory hyperemia polarization abnormalities, mainly prolonged QT, were pre-
and edema, necrosis and/or scar, contractile dysfunction and sent in 15% although that was severe (QTc>550msec) in less
pericardium involvement may be thoroughly assessed [12]. than 1% of the patients. Other findings included ECG evi-
Newer imaging techniques with positron emission tomogra- dence of left ventricular hypertrophy in 5.4%, supraventricu-
phy (PET) may hold promise for the diagnosis and monitor- lar arrhythmias in 1.3% (atrial fibrillation in 0.13%), atriov-
ing of such patients [13]. entricular heart block in 0.6%, incomplete bundle branch
Endomyocardial biopsy further supports the diagnosis of block (BBB) in 2.7%, right BBB in 0.8% and left BBB in
myocarditis in complicated cases; however, its diagnostic 0.3% of the patients [19]. Increased cumulative damage was
yield ranges from 10-30%. Typical findings include mono- strongly associated with these abnormalities. Antibodies
nuclear cell infiltration, perivascular inflammation and car- against the SSA/Ro antigen (the main autoantibodies impli-
diomyocyte necrosis [8]. Immunofluoresence studies have cated in the atrioventricular block of neonatal lupus) were
demonstrated granular immunoglobulins and complement not associated with any ECG findings [19]. Recently, QRS
deposition in the wall and perivascular tissue of myocardial fragmentation was described in higher frequency in SLE
208 Current Rheumatology Reviews, 2017, Vol. 13, No. 3 Tselios and Urowitz

patients and was associated with older age, longer disease clinically presents with acute embolic infarcts, mainly cere-
duration and higher C-reactive protein levels [20]. bral [3, 8].
From a pathogenetic standpoint, autopsy studies revealed
the presence of periarteritis of sinus nodal arteries and fibro- 6. CORONARY ARTERIES
sis of the atrioventricular node and conduction tissue [21]. 6.1. Accelerated Atherosclerosis in SLE
The medications used in lupus therapeutics may also The inflammatory nature of atherosclerosis has been well
have a role in ECG abnormalities. In this context, a cumula- established during the last 15 years [32]. In this context, an
tive dose of hydroxychloroquine greater than 365 grams was initial insult causing endothelial dysfunction will drive the
associated with decreased resting heart rate [22]. In line with accumulation of macrophages and T lymphocytes into the
this observation, chloroquine (cumulative dose and duration arterial wall, which in turn will proliferate and activate other
of use) was demonstrated to be protective against arrythmias cellular subpopulations through the secretion of proinflam-
[23]. On the contrary, high disease activity was related to matory cytokines. This mechanism will facilitate the forma-
increased rates of chronic tachycardia [24]. tion of atherosclerotic plaques whose rupture will give rise to
the clinical equivalent, i.e cardiovascular events (CVEs).
5. ENDOCARDIUM
The first studies on the impact of atherosclerotic CVEs
5.1. Valvular Disease on SLE mortality date back to 1976 when it was demon-
Valvular involvement in SLE is detected echocardio- strated that they were the major cause of death late in disease
course [33]. Subsequently, it was shown that 30% of the
graphically in almost 50% of the patients and usually pre-
overall patients’ deaths were attributed to coronary artery
sents as valve thickening, sterile vegetations and valve dis-
disease (CAD) [34]. Pre-menopausal women with SLE were
tortion and dysfunction. Nevertheless, its direct link to dis-
shown to have a 50-fold increased risk for myocardial infarc-
ease pathophysiology is uncertain. Many investigators have
tion (MI) when compared to age-matched healthy women
reported an association between valvular abnormalities and
the presence of antiphospholipid antibodies [8]. In studies [35]. A recent population-wide study from Sweden showed
that hospitalized SLE patients had a 5-fold increased risk for
using transesophageal echocardiography (TEE), the preva-
re-admission for a major CVE during the first year after ini-
lence of valvular disease reached 82% (valve thickening in
tial admission [36]. Furthermore, SLE patients have a 5-fold
63%) while this was highly correlated to the titer of IgG an-
increased risk for MI within the first year after diagnosis [37]
ticardiolipin antibodies [25]. In one study, valvular involve-
or two years preceding diagnosis [38].
ment was present in all patients with antiphospholipid syn-
drome (APS) who eventually developed cerebrovascular In the University of Toronto Lupus Clinic, 11% of all
disease (stroke), suggesting that the presence of valve ab- patients (and 10% of 561 inception patients) developed a
normalities may be a significant risk factor for stroke, sei- CVE in an average time of 8 and 9 years since diagnosis,
zures and other central nervous system (CNS) manifestations respectively [39]. The mean age of a first CAD-related event
[26]. in a female lupus patient is between 48 and 50 [40], rather
From a functional standpoint, mild regurgitation of the earlier than her healthy counterpart. Moreover, the age-
difference at the time of cardiovascular death was approxi-
mitral and aortic valves is usually detected, while tricuspid
mately 15 years for females and 11 for male patients [41].
and pulmonary valves may be secondarily affected in cases
of pulmonary arterial hypertension. Clinically significant The precise pathophysiologic mechanisms underlying
valvular insufficiency and/or stenosis is rare and requires accelerated atherosclerosis in SLE have not been fully eluci-
surgical treatment in 4-6% of the patients [8]. The mortality dated. Traditional, disease-related risk factors and the medi-
risk of surgical replacement is reportedly higher in patients cations used for the long-term management of lupus have
taking immunosuppressives or having APS [27]. There is no been shown to be independent predictors both for clinical
direct evidence that treatment with corticosteroids and/or (CVEs) and subclinical atherosclerosis.
immunosuppressives may prevent or improve valvular dis-
Traditional risk factors are involved in the atherosclerotic
ease [3, 8].
process in SLE in a proportion that was estimated to be
The most characteristic valvulopathy of SLE is Libman- about 60% [42]. The most important non-modifiable factors
Sacks endocarditis (LSE), which mainly affects the left car- were age (particularly over 48 or in post-menopausal state),
diac valves [28]. Its frequency is considered lower than pre- positive family history (defined by the presence of a CVE in
viously reported, possibly due to more effective disease a first-degree relative under the age of 55 for males or 65 for
management and estimated to vary widely between 11 and females) and male sex [43]. Among modifiable risk factors,
74% [8]. In an echocardiographic study of 342 lupus pa- obesity, arterial hypertension, diabetes, dyslipidemia, meta-
tients, LSE was diagnosed in 38 cases (24 mitral, 13 aortic bolic syndrome, smoking and homocysteine were strongly
and 1 tricuspid valve) [29]. Rarely, more than one valve may associated with the occurrence of CVEs in lupus patients
be affected [30]. It is a non-infectious, verrucous, vegetative [43]. In addition, most of these traditional risk factors were
endocarditis with a histopathological background of fibrin found to be associated with each stage of subclinical athero-
and immune-complex deposits, neo-vascularization and sclerosis, such as endothelial dysfunction, arterial stiffness,
mononuclear cells infiltration [8]. Diagnosis is based on TTE arterial wall thickening and/or plaque formation, coronary
and TEE for the visualization of leaflet vegetations, as well artery calcification and angiographically defined atheroscle-
as in the real-time three dimensional heart ultrasound [31]. rotic plaques [43]. Traditional risk factors, which may inde-
LSE is associated with antiphospholipid antibodies and
Cardiovascular and Pulmonary Manifestations Current Rheumatology Reviews, 2017, Vol. 13, No. 3 209

pendently predict clinical or subclinical CAD, are presented weight. However, patients with higher cumulative doses are
in Table 1. usually those with increased disease severity, making the
latter an important risk factor. High doses of corticosteroids,
Apart from traditional risk factors, SLE has been demon-
either as cumulative (reflecting active disease over time) or
strated to be an independent predictor for CVEs, increasing
the risk of clinical cardiovascular disease about 5-8 times. In current dose (reflecting an acute alteration in the vascular
microenvironment), were independent predictors for CVEs,
this context, multiple disease-related factors have been asso-
increased arterial stiffness, carotid IMT and plaque forma-
ciated with that increased risk, such as global disease activ-
tion, as well as coronary calcification [46-51]. On the con-
ity, cumulative damage and disease duration [43]. Clinical
trary, antimalarials were protective against CVEs and associ-
activity was shown to be more crucial in increasing CV risk
ated with a favorable metabolic profile concerning lipid and
since patients with serological activity but clinically quies-
cent disease were less likely to develop CAD [44]. In line glucose metabolism [52]. Moreover, they were associated
with a 68% reduction of thrombotic events further proving
with these observations, certain disease phenotypes, such as
their value in the chronic management of SLE. The precise
lupus nephritis and CNS involvement were independent pre-
mechanism of antimalarial-related atheroprotection has not
dictors of CVEs [43].
been elucidated. It seems that the favorable effects on dis-
Several autoantibodies, such as antiphospholipid (aPL), ease activity, steroid sparing effect, anti-thrombotic potency
anti-dsDNA and anti-endothelial cell antibodies (AECAs), and metabolic profile may play a role.
soluble mediators and specific lymphocyte populations, such
Despite the recognition of multiple independent predic-
as the T-regulatory cells, have also been implicated in the
tors for the occurrence of CVEs in lupus patients, a sepa-
progression of subclinical atherosclerosis and CVEs [43, 45].
rate composite score to assess cardiovascular risk has not
Disease-related risk factors with independent predictive abil-
been developed. Both the Framingham Risk Score (FRS)
ity for clinical and subclinical atherosclerotic vascular dis-
ease are shown in Table 2. and the Systematic Coronary Risk Evaluation (SCORE) are
used to predict long-term cardiovascular risk in the general
The role of the drugs used in SLE therapeutics should not population; however, their value in SLE is questionable. In
be overlooked. Corticosteroids may be directly atherogenic a study using coronary artery calcification as an end-point,
(through the modification of the composition of plasma lipo- FRS and PDAY (Pathobiological Determinants for Athero-
proteins) and/or augment pre-existing risk factors such as sclerosis in the Youth, a modified score for younger pa-
arterial hypertension, insulin resistance and increased body tients) did not differ between lupus patients and controls

Table 1. Traditional (modifiable and non-modifiable) risk factors with an independent predictive ability for CVEs (cardiovascu-
lar events) or surrogate atherosclerosis measures in lupus patients.

Parameter PWV CP/IMT CAC SPECT CA CVEs


(Pooled HR) (Pooled HR) (Pooled HR) (Pooled HR) (Pooled HR) (Pooled HR)

Age 1.13 1.11-4.1 1.08-8.5 2.22 1.04-5.1

Positive Family History 3.6

Male sex 8.78 2.38 1.56-6.2

BMI>30 1.06-6.16

Arterial Hypertension 1.04-3 2.11-2.53 1.05-3.5

Diabetes Mellitus 1.54 60 4 1.5

TC 1.2-3 2.51 1.89 3.9-6.9

LDL 7.6

HDL 4.8 3.86

piHDL 9.1-12.8

TG 1.15-8

oxLDL

Metabolic Syndrome 3.11

Homocysteine 1.24

Smoking 7.7 3.8 2.2-3.7

FMD: flow mediated dilatation, PWV: pulse wave velocity, CP: carotid plaque, IMT: intima-media thickness, SPECT: single photon emission computed tomography, CA: coronary
angiography. For each end-point, the respective pooled hazard ratio range (HR) is shown.
Adapted from reference 43 Tselios et al. J Rheumatol 2016; 43: 54-65.
210 Current Rheumatology Reviews, 2017, Vol. 13, No. 3 Tselios and Urowitz

Table 2. SLE-related risk factors with an independent predictive ability for CVEs (cardiovascular events) or surrogate
atherosclerosis measures.

Parameter PWV (HR) CP, IMT (Pooled HR) CAC (Pooled HR) SPECT (HR) CVEs (Pooled HR)

Disease Activity 12.3 1.05-1.2

Cumulative Damage 1.7 1.2 1.3-4.1

Disease duration 1.7-3.2 1.2-15.1 1.1-1.45

aCL 5.2 4.1 3.1-5.8

Anti-b2GPI 3.4

LA 5.2 4.4 1.74

Anti-oxPAPC 1.06

Anti-dsDNA 1.56

hsCRP 3 1.65-4.15 1.6-3.4

TWEAK 29

IL-6 1.07

Renal Disease 7.5 16.4 1.2-6.8

Proteinuria 2.4

Neuropsychiatric SLE 2.2-5.2

FMD: flow mediated dilatation, PWV: pulse wave velocity, CP: carotid plaque, IMT: intima-media thickness, SPECT: single photon emission computed tomography, CA: coronary
angiography, AZA: azathioprine. For each end-point, the respective pooled hazard ratio range (HR) is shown.
Adapted from reference 43 Tselios et al. J Rheumatol 2016; 43: 54-65.

[53]. In a prospective study of 250 female patients, the FRS and/or dyspnea. It is usually unilateral and mild to moderate
at baseline was higher, although insignificant, in patients in severity; seldomly it may be dry. Pleuritic fluid is sterile,
who developed a CVE [54]. In fact, it has been demon- exudative and may contain ANA and inflammatory cells,
strated that the FRS underestimates the risk of CAD in SLE most commonly polymorphonuclear neutrophils. Positive
by a factor of 7.5, underlining the importance of lupus- ANA should be interpreted cautiously since a high level
specific risk factors [42]. In the Systemic Lupus Interna- (1:160 with indirect immunofluoresence) in a known lupus
tional Collaboration Clinics (SLICC) inception cohort, the patient is highly suggestive of lupus pleuritis; on the other
mean FRS was lower than the original Framingham cohort hand, in the absence of SLE, it indicates paraneoplastic dis-
(2.55±3.38 vs. 3.29±4.5) with the same age and gender dis- ease in half of the cases [61]. Histopathologic studies have
tribution [55]. More recently, it was shown that a multipli- demonstrated non-specific lymphoplasmacytic infiltration of
cation of FRS by 2 predicts CV risk in lupus patients more the pleura with rare evidence of immune complex-mediated
accurately [56]. vasculitis [62]. Although, pleural biopsy is not required for
diagnosis, it may rule out tuberculosis and/or pleural carci-
nomatosis in disputed cases.
7. RESPIRATORY SYSTEM INVOLVEMENT
Respiratory system involvement in SLE affects all anat- 9. LUNG PARENCHYMA
omic structures of the lungs, pleura and pulmonary vasculature Lung parenchyma is affected in up to 13% of lupus pa-
while its severity ranges from asymptomatic pleural disease to tients, most commonly in the forms of interstitial lung dis-
acute respiratory failure. Depending on definition (clinical ease (chronic interstitial pneumonia and bronchiolitis oblit-
criteria or histopathologic evidence), its prevalence ranges erans with organizing pneumonia, BOOP) and acute lupus
from 20 to 90% and significantly affects prognosis [57, 58]. pneumonitis.
8. PLEURA
9.1. Chronic Interstitial Pneumonia (CIP) and Organiz-
8.1. Pleural Involvement ing Pneumonia
Pleuritis is the most common feature, affecting up to 60% This may be observed in 3-13% of SLE patients and it is
of the patients during disease course [59]. It is the only pul- rarely severe [63]. In studies using high-resolution thorax CT
monary manifestation currently included in the revised (HRCT), its prevalence was estimated to reach 70% [64]. It
American College of Rheumatology classification criteria for is clinically manifested with exertional dyspnea, dry cough,
SLE [60]. Pleural involvement may be asymptomatic or pre- end-inspiratory crackles and gas-exchange disorders. Ini-
sented with the typical symptoms of pleuritic chest pain, tially, there is a lymphocytic infiltration of the alveolar wall
deteriorating with deep inhalation and causing dry cough with honeycombing formation in HRCT imaging [59].
Cardiovascular and Pulmonary Manifestations Current Rheumatology Reviews, 2017, Vol. 13, No. 3 211

Histopathologically, non-specific interstitial pneumonia is sel wall. Superimposed infections may further aggravate the
the most common type [65]. Pulmonary function tests may systemic inflammatory response and complicate the clinical
reveal a mild-to-moderate restrictive pattern with moderate presentation. The presence of antiphospholipid antibodies
deterioration in CO transfer [66]. The severity of interstitial may also play a role in DAH development and severity [76].
lung disease does not correlate with lupus-specific serologic Prognosis is poor with frequent development of adult respi-
markers, such as anti-dsDNA antibodies and complement ratory distress syndrome (ARDS) and respiratory failure
components C3/C4. However, a weak association with anti- [77].
SSA/Ro antibodies has been reported [67].
Lymphoid interstitial pneumonia (LIP) is characterized 10. BRONCHIAL TREE
by diffuse infiltration of the interstitium by polyclonal lym- 10.1. Bronchial Disease and Acute Reversible Hypoxemia
phocytes and is commonly accompanied by lymphocytic
alveolitis. It cannot be differentiated from chronic interstitial Bronchial involvement is rare and may affect the upper
pneumonia (CIP) on clinical grounds; on imaging, diffuse and lower airways. Acute epiglottitis, laryngitis, tracheitis
ground glass opacities are the dominant pattern [59, 63]. and crico-arytenoid arthritis have been reported in isolated
cases [59]. Lower airway disease usually presents with an
Organizing pneumonia has rarely been reported in SLE obstructive pattern and was described in 6% of lupus pa-
without any clinical or radiological differences as compared tients; however, spirometric evidence of small airway dis-
to other causes of BOOP. Usually, it follows local pulmo- ease was observed in 24% of the patients [78]. The histopa-
nary insult from infections, drugs, irradiation and chemical thologic basis is a non-specific bronchiolitis with obstruc-
agents. It has been described as the initial lupus manifesta- tion of the bronchiole lumen and immunoglobulin (IgM and
tion and may occur regardless of disease activity [68, 69]. IgG) and fibrinogen depositions [79]. Moreover, bronchiec-
tasis has been reported with increased frequency in lupus
9.2. Acute Lupus Pneumonitis patients; its attribution to the disease is doubtful [80].
This has been reported in up to 4% of lupus patients; Acute reversible hypoxemia refers to the onset of acute
however, it is believed that its prevalence is overestimated dyspnea accompanied by chest pain, probably pleuritic, in
since most cases can be attributed to superimposed infec- patients with an acute exacerbation of SLE [81]. Chest X-ray
tions [70]. Acute lupus pneumonitis is a diffuse alveolar is usually normal while pulmonary function tests reveal se-
inflammation without evidence of vasculitis or haemor- vere hypoxemia with decreased vital capacity and carbon
rhage while hyaline membrane formation was occasionally monoxide diffusion [59]. Although it responds dramatically
described [71]. Diagnosis is challenging since clinical (fe- to low-to-moderate doses of corticosteroids, several investi-
ver, cough, dyspnea, hypoxia) and radiologic features (uni- gators consider it as an indication of generalised lupus activ-
or bilateral alveolar infiltrates) are non-specific. However, ity rather than a specific syndrome [82]. Its pathophysiology
it has been suggested that acute lupus pneumonitis usually is unclear; it is believed to involve neutrophil chemotaxis by
accompanies other active organ involvement, most com- complement activation.
monly kidney disease, and is associated with anti-SSA/Ro
antibodies [71]. 11. VASCULAR INVOLVEMENT

9.3. Diffuse Alveolar Hemorrhage 11.1. Thrombotic Manifestations of the Pulmonary Vas-
culature
Diffuse alveolar hemorrhage (DAH) is the most severe
respiratory complication of SLE and affects approximately Thrombotic manifestations are usually encountered in the
2% of the patients [59]. Prompt recognition is of paramount context of positive antiphospholipid antibodies (aPL) and
importance since mortality reaches 50-95% [72]. Most APS. Its diagnosis requires the detection of positive lupus
commonly, it occurs in diagnosed cases whereas in 20% is anticoagulant (LA) and/or anticardiolipin antibodies (aCL)
the initial manifestation of the disease [73]. DAH should be and/or anti-b2 glycoprotein I (anti-b2GPI) on two separate
suspected upon the abrupt appearance of dyspnea with he- occasions 12 weeks apart [83]. The prevalence of APS in
moptysis and pulmonary infiltrates on imaging; CT reveals SLE is approximately 30%. The most common manifestation
ground-glass opacifications. Bronchoscopy with bronchoal- is thrombosis of the pulmonary vasculature, ranging in se-
veolar lavage fluid analysis confirms diagnosis and may rule verity from massive pulmonary embolism to occlusion of the
out other possible causes such as infection [74]. small branches of the pulmonary arteries. The presence of
aPL increases the risk of pulmonary embolism by 6-fold as
The pathologic background is a diffuse, immune com- compared to aPL(-) lupus patients [84]. Higher levels of IgG
plex-mediated pulmonary capillaritis [75]. Other characteris- aCL and IgG anti-b2GPI were associated with a higher risk
tics are non-specific and include interstitial infiltration by of thrombosis when compared to the IgM type of these
mononuclear and polymorphonuclear cells, the presence of autoantibodies [59]. Multiple thrombotic episodes may lead
hyalin membranes in later stages with hemosiderin-loaded to chronic thromboembolic pulmonary disease and, eventu-
macrophages and microvascular thrombosis [75]. The patho- ally, pulmonary arterial hypertension.
physiologic basis of DAH is poorly understood albeit it has
been reported that certain similarities with acute lupus In the rare cases of catastrophic APS, multi-organ failure
pneumonitis do exist [59, 63]. In this context, severe in- may occur due to diffuse thrombotic micro-angiopathy. Lung
flammation of the alveolar-capillary unit may lead to in- involvement has been reported in two thirds of the patients
creased vascular permeability and direct damage to the ves-
212 Current Rheumatology Reviews, 2017, Vol. 13, No. 3 Tselios and Urowitz

and, most commonly, exhibits with multiple pulmonary em- tial diagnosis includes pleural disease, lupus and corticoster-
bolisms and/or diffuse alveolar hemorrhage [76]. oid-induced myopathy, as well as other causes of phrenic
nerve dysfunction [90].
11.2. Pulmonary Artery Hypertension The pathogenesis of shrinking lung syndrome has not
SLE is the second most common systemic autoimmune been elucidated. A weak association with anti-SSA/Ro anti-
disease with concurrent pulmonary arterial hypertension bodies has been suggested [91] although with no direct link-
(PAH) after progressive systemic sclerosis [85]. PAH can be age. Diaphragm muscle fibrosis has been reported [92] while
detected with non-invasive measures in 6-14% of lupus pa- a more generalized respiratory muscle dysfunction has also
tients; half of them do not have a clear risk factor besides been described [89]. Lupus-related phrenic nerve paresis
SLE, while in the other half PAH is considered secondary may also play a role in some cases [93].
[85]. In such cases, the most common primary causes are
heart disease (cardiomyopathy, valvular disease), chronic 13. THERAPEUTIC APPROACH TO HEART IN-
thromboembolic pulmonary disease and pulmonary fibrosis VOLVEMENT IN SLE
[59, 63]. SLE diagnosis precedes PAH in the vast majority of
Non-steroidal anti-inflammatory drugs (NSAIDs) are
patients; rarely, PAH may lead to lupus diagnosis [86]. Sev-
considered by most rheumatologists as the first choice in
eral studies have demonstrated an association of PAH with
mild cases with minimal pericardial effusion [94]. Corticos-
Raynaud’ s phenomenon rheumatoid factor positivity, anti-
teroids should be used in refractory cases with or without an-
ribonucleoprotein antibodies and endothelin-1 [87, 88]. timalarials. The recommended dose has not been established;
The pathologic basis is immune complex-mediated vas- however, it is suggested that this should be 0.5-1mg/kg of
culitis with thickening of the intima and media layers of prednisone with a stable dose for a month, followed by slow
pulmonary artery branches and subsequent lumen narrowing tapering [95]. If symptoms persist or deteriorate, colchicine
[85, 88]. Other mechanisms that may contribute to PAH in- (0.5-1mg/day) was shown to be effective in reducing disease
clude hypoxia due to lung disease (in cases of pulmonary severity and recurrence rate [96]. Other approaches include the
fibrosis), in situ thrombosis (in cases of positive antiphos- addition of immunosuppressive drugs, such as azathioprine,
pholipid antibodies) and pulmonary veno-occlusive disease. mycophenolate mofetil or methotrexate [95]. In isolated cases,
In addition, disequilibrium between vasoconstrictors (endo- tocilizumab has been used successfully [97]. Pericardiotomy
thelin-1, thromboxane A2) and vasodilators (prostacyclin) represents the last resort, particularly in cases of constrictive
has been described in SLE [85]. pericarditis with hemodynamic compromise or cardiac tam-
Main clinical manifestations include exertional dyspnea, ponade.
chest pain, dry cough and syncope. Further features develop Treatment of lupus myocarditis consists of corticoster-
upon right ventricular strain or failure such as elevated jugular oids in high doses (0.5-1mg/kg of prednisone or intravenous
pressure, liver enlargement, ascites and lower limb edema. pulses of methylprednisolone, e.g. 1000mg/day for 3 con-
secutive days) in combination with immunosuppressives
Diagnosis of PAH can be obtained through Doppler
echocardiography, which may reliably assess the estimated [98]. Cyclophosphamide and intravenous immunoglobulins
(IVIGs) have been shown to improve cardiac function and
pulmonary artery pressure through the right ventricular sys-
mortality [99, 100]. Plasmapheresis is conserved for refrac-
tolic pressure and/or tricuspid insufficiency. Right heart
tory cases. Supportive treatment in cases of overt heart fail-
catheterization confirms diagnosis and evaluates PAH sever-
ure is also recommended.
ity while it adds useful information for the responsiveness to
vasodilators. Exclusion of secondary causes of PAH should Therapeutic approach in cases with cardiomyopathy is
include thorax CT (for pulmonary fibrosis), ventilation- guided by the etiologic classification of the disease. Ischemic
perfusion scan (for chronic thromboembolic pulmonary hy- cardiomyopathy should be treated with optimization of anti-
pertension) and pulmonary function tests since isolated im- platelet/anticoagulant therapy and supportive measures (an-
pairment of diffusing capacity for carbon monoxide (DLCO) giotensin converting enzyme inhibitors/receptor blockers,
may be an early indicator of PAH. beta-blockers, diuretics etc.) [101]. Intervention with coro-
nary angioplasty and by-pass graft should be considered in
12. SYNDROMES DUE TO EXTRA-PULMONARY cases of severe obstructive CAD according to the guidelines
CAUSES for the general population. In the rare cases of antimalarial-
induced cardiomyopathy, withdrawal of the offending agent
12.1. Shrinking Lung Syndrome is warranted; however, the rate of improvement has not been
Respiratory muscle involvement may lead to hemidia- defined [16].
phragm dysfunction and shrinking lung syndrome [59, 63]. It Therapeutic approach to LSE remains controversial.
is considered rare and may occur at any time after SLE diag- This valvulopathy is considered to be associated with dis-
nosis. Diaphragm paresis as a cause has been questioned by ease activity and increased levels of aPL. Conservative
a small study that reported a non-specific restriction in chest- management with corticosteroids and anticoagulation may
wall expansion rather than sole diaphragm dysfunction [89]. be beneficial in selected patients with no hemodynamic
Clinical features include pleuritic-type chest pain, dyspnea instability. However, in some cases corticosteroids may
with orthopnea and reduced chest expansion while imaging increase the extent of fibrosis and ultimately worsen valvu-
reveals elevated hemi-diaphragms without pleural involve- lar deformity [102]. In addition, rapid deterioration of mi-
ment. Pulmonary function tests indicate a restrictive ventila- tral valve regurgitation was reported in a case after a few
tory disorder with normal diffusing lung capacity. Differen-
Cardiovascular and Pulmonary Manifestations Current Rheumatology Reviews, 2017, Vol. 13, No. 3 213

weeks on high-dose corticosteroids [103]. Anticoagulants Rosuvastatin (10mg/day) decreased carotid IMT in lupus
are recommended for the prevention of embolic sequelae. patients following a 24-month administration [117]
Of note, anticoagulation failed to regress valvular lesions in whereas fluvastatin significantly reduced CVEs in a sub-
primary APS after 5 years of follow-up, although intensive group of kidney transplanted SLE patients [118]. In ado-
therapy with an INR>3 was associated with less new le- lescent lupus patients, atorvastatin failed to reduce carotid
sions [104, 105]. Clinically significant valvular dysfunc- IMT, although subgroup analysis showed that it might
tion, requiring surgical management, develops in 1-18% of reduce the progression rate of the atherosclerotic plaque
the patients. Surgical treatment is warranted in cases with in patients with high CRP [119].
hemodynamic instability, preferably with valve replace-
Aspirin in low doses is recommended for the primary
ment instead of valvuloplasty, particularly in cases with
prevention of thrombotic events in SLE patients with posi-
involvement of the subvalvular apparatus [106]. At the ex- tive aPL [120], although there is no strong evidence for this.
pense of life-long anticoagulation, mechanic valves are
The regular use of low-dose aspirin in lupus patients without
supposed to perform better than bio-prosthetic ones since
any specific indication is not currently recommended.
the latter have been associated with recurrent valvulitis,
fibrosis and perforation and/or massive valve thrombosis In some studies, antimalarial treatment was associated
[107, 108]. with a reduction in the rate of atherosclerotic cardiovascular
events [43].
Although the efficacy of antimalarials in SLE-related
heart disease has not been tested in randomized controlled
trials, it has been shown that these agents exert a protective 14. THERAPEUTIC APPROACH TO RESPIRATORY
INVOLVEMENT IN SLE
effect on the occurrence of primary heart disease (pericardi-
tis, myocarditis and valvular disease) [2]. Corticosteroids (prednisone dose 0.5mg/kg) are usually
effective in the treatment of moderate to severe pleural effu-
13.1. Reduction of CV Risk in SLE sions. In refractory cases, antimalarials and immunosuppres-
sive agents, such as azathioprine and mycophenolate mofetil
Early recognition and modification of the factors contrib-
are recommended for flare prevention and steroid-sparing
uting to accelerated atherosclerosis in lupus patients are of
effect [121-123]. Belimumab has also demonstrated efficacy
paramount importance since CVEs are one of the leading
in isolated cases (unpublished observations) while thoracen-
causes of death in this population, even in relatively young
tesis is indicated for symptomatic relief.
ages [58]. A thorough monitoring of these factors is recom-
mended upon disease diagnosis and on regular intervals Treatment of interstitial lung disease (chronic and/or non-
thereafter [43]. The goal is the minimization of the effect of specific interstitial pneumonia) is controversial since most
modifiable risk factors, such as hypertension, dyslipidemia, likely this does not deteriorate over time [121]. However, in
diabetes, obesity and smoking; however no specific recom- progressive cases, corticosteroids are the first choice along
mendations currently exist [109]. with steroid-sparing agents, such as mycophenolate mofetil,
azathioprine or cyclophosphamide [124, 125]. The same
Arterial hypertension should be treated early with a target approach is recommended for the rare cases of bronchiolitis
of 130/80mmHg, particularly for patients with renal in-
obliterans with organizing pneumonia [126].
volvement [110]. Angiotensin converting enzyme inhibitors
(ACEIs) and/or angiotensin receptor blockers (ARBs) are The therapeutic approach to acute lupus pneumonitis
considered the drugs of choice, especially for patients with and diffuse alveolar hemorrhage is largely based on clinical
lupus nephritis (LN) and concomitant proteinuria [110]. experience and limited case reports and case series. Intra-
ACEIs non-use was associated with increased carotid athero- venous pulses of methylprednisolone (1g/day for three con-
sclerosis, as assessed by total plaque area, in African- secutive days) or high doses of prednisone (1-2mg/kg) in
American lupus patients [111]. However, these agents failed less critically ill patients are recommended [121-123]. Im-
to exhibit an atheroprotective effect with regard to clinical munosuppressive agents like cyclophosphamide (most
CVEs in lupus patients [112]. commonly in pulse therapy), IVIGs and azathioprine are
likely to provide clinical benefit [121, 127, 128]. Plas-
Concerning dyslipidemia, several randomized con- mapheresis has been used in approximately one third of the
trolled trials with statins in SLE patients failed to prove a
published cases with diffuse alveolar hemorrhage and it did
clear benefit in terms of halting atherosclerosis progres-
not appear to influence the clinical outcome [129]. Suppor-
sion [113]. Atorvastatin (10-20mg/day) did not prevent
tive treatment with mechanical ventilation is warranted in
the progression of subclinical atherosclerosis, assessed by
cases with ARDS.
carotid intima-media thickness (IMT), in children and
adolescents with SLE, over a 3-year period, in the Athero- Therapeutic approach to shrinking lung syndrome is
sclerosis Prevention in Paediatric Lupus Erythematosus based on limited evidence and consists primarily of gluco-
Study [114]. Use of higher doses (40mg/day) in adults corticoids with or without immunosuppressives [130, 131].
stabilized the coronary artery calcium score but had no The precise dose of glucocorticoids or the duration of treat-
effect on perfusion defects [115]. Similarly, Lupus Athe- ment has not been specified. Most commonly used immuno-
rosclerosis Prevention Study (LAPS) reported no benefit, suppressives include azathioprine, methotrexate and cyclo-
in terms of coronary artery calcium and carotid IMT, us- phosphamide. In cases where diaphragmatic weakness is
ing atorvastatin 40mg/day for 2 years. Moreover, no implied, theophylline and beta-agonists should also be con-
changes were observed concerning disease activity and sidered [132, 133]. Isolated reports also demonstrated im-
inflammation or endothelial cell activation markers [116]. provement of refractory cases with rituximab [134].
214 Current Rheumatology Reviews, 2017, Vol. 13, No. 3 Tselios and Urowitz

Treatment of pulmonary arterial hypertension in the Table 3. Main cardiac and pulmonary manifestations of SLE
context of SLE should be prompt and aim at PAP normali- and antiphospholipid syndrome and recommended
zation in order to maximize survival. Thorough diagnostic treatment.
evaluation is of utmost importance since patients with other
causes (e.g. left heart failure, chronic thromboembolic Pericarditis NSAIDs, corticosteroids, colchicine, immu-
PAH) should be treated accordingly (diuretics, anticoagu- nosuppressives (AZA, MMF, MTX), pericar-
lants etc). Subgroup analysis of several randomized trials diotomy
with PAH-targeted therapies in patients with connective
tissue disease-associated PAH has provided some evidence Myocarditis Corticosteroids (± IV pulses), cyclophos-
for a positive outcome in lupus patients [135-141]. These phamide, IVIGs, plasmapheresis, supportive
approaches included endothelin receptor antagonists treatment for HF
(bosentan), phosphodiesterase type 5 inhibitors (PDE5 in- Cardiomyopathy Guided by the etiology (e.g. antiplate-
hibitors, sildenafil) and vasodilators. Primary end points let/anticoagulation therapy, invasive ap-
included the change in functional class (New York Heart proach in ischemic cardiomyopathy)
Association), exercise tolerance (assessed with the 6 min-
ute walk distance) and PAH hemodynamics. In parallel, Libman-Sacks Corticosteroids, immunosuppressives (?),
observational cohort studies have shown that immunosup- endocarditis anticoagulation, surgery
pressive therapies have a considerable benefit in such pa-
Accelerated Optimal control of modifiable risk factors
tients [142-148]. Corticosteroids in high doses (0.5-
atherosclerosis (hypertension, dyslipidemia, diabetes, obe-
1mg/kg/day with slow tapering) were used in all these stud-
sity, smoking), minimization of glucocorti-
ies, usually in combination with cyclophosphamide (intra-
coids, antimalarials, aspirin in patients with
venous pulses 500-1000mg/m2 /month). More recently, it
positive antiphospholipid antibodies
was demonstrated that the addition of vasodilators and sup-
portive treatment with diuretics and anti-coagulants may Pleuritis Corticosteroids, antimalarials, immunosup-
benefit patients with more severe PAH at diagnosis; in that pressives (AZA, MMF)
study, patients with mixed connective tissue disease were
also included [145]. Interstitial lung Corticosteroids, immunosuppressives (AZA,
disease MMF), cyclophosphamide in cases of rapid
progression
15. TREATMENT OF THROMBOTIC MANIFESTA-
TIONS IN APS Bronchiolitis obliterans Corticosteroids, immunosuppressives (AZA,
with organizing MMF), cyclophosphamide in cases of rapid
Therapeutic management of APS is based on anticoagu-
pneumonia progression
lants and/or antiplatelet drugs and depends on the initial
clinical manifestations and concurrent co-morbidities. In the Acute lupus IV pulses of corticosteroids, cyclophos-
case of non-symptomatic presence of antiphospholipid anti- pneumonitis phamide, plasmapheresis, mechanical venti-
bodies (particularly high titers of IgG aCL, IgG anti-b2GPI lation if ARDS
or persistently positive lupus anticoagulant), the use of low
dose aspirin (75-100 mg/day) is recommended [149], al- Diffuse alveolar IV pulses of corticosteroids, cyclophos-
though not based on solid evidence. hemorrhage phamide, plasmapheresis, mechanical venti-
lation if ARDS
In the case of venous thrombosis/pulmonary embolism,
initial management does not differ from patients without Shrinking lung Corticosteroids, immunosuppressives (AZA,
APS; heparin (unfractionated or low molecular weight syndrome MTX), 2-agonists, theophylline
heparin or fondaparinux) should be administered for 4-5
Pulmonary arterial Corticosteroids, cyclophosphamide, PAH-
days followed by warfarin or other vitamin K inhibitors. hypertension targeted therapy
Therapy is recommended indefinitely, aiming at an INR
(international normalized ratio) between 2.0 and 3.0 [150]. Presence of aPL Low dose aspirin (75-100mg/day)
Initial management of an arterial thrombotic event (stroke, without clinical event
myocardial infarction etc.) should be guided by the existing
Venous thrombosis LMWH in the initial stages, anticoagulation
recommendations. Chronic anticoagulant therapy with war-
and pulmonary (target INR 2.0-3.0 if warfarin is used)
farin aiming at an INR between 3.0 to 4.0 is warranted; in
embolism
patients with high risk for recurrence, aspirin should be co-
administered. Arterial thrombosis Anticoagulation (target INR 3.0-4.0)
Immunosuppressive medications are usually recom- NSAIDs: non-steroidal anti-inflammatory drugs, AZA: azathioprine, MMF: mycophe-
mended in secondary APS aiming at suppressing aPL titers nolate mofetil, MTX: methotrexate, IV: intravenous, IVIGs: intravenous immuno-
globulins, HF: heart failure, ARDS: acute respiratory distress syndrome, PAH: pulmo-
and the vascular inflammation from the underlying disease. nary arterial hypertension, LMWH: low molecular weight heparin, INR: international
High doses (or intravenous pulses) of corticosteroids, cyclo- normalized ratio.
phosphamide, rituximab and/or plasma exchange are used in
cases of refractory disease (in the context of severe SLE) or
catastrophic APS [149]. CONSENT FOR PUBLICATION
Therapeutic approach to the main cardiovascular and Not applicable.
respiratory manifestations of SLE is presented in Table 3.
Cardiovascular and Pulmonary Manifestations Current Rheumatology Reviews, 2017, Vol. 13, No. 3 215

CONFLICT OF INTEREST erythematosus: data from an international inception cohort. Arthri-


tis Care Res 2015; 67: 128-35.
The authors declare no conflict of interest, financial or [20] Demir K, Avci A, Yilmaz S, Demir T, Ersecqin A, Altunkeser BB.
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[22] Cairoli E, Danese N, Teliz M, Bruzzone MJ, Ferreira J, Rebella M
Declared none. et al. Cumulative dose of hydroxychloroquine is associated with a
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