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Journal of Clinical Nursing 2003; 12: 484–489

A prospective, randomized study of ventilator-associated


pneumonia in patients using a closed vs. open suction system
SANDRA SALLOUM ZEITOUN MSN, RN
Doctoral Student, Clinical Nurse Specialist at the ICU, Hospital SEPACO, Nursing Department,
Federal University of Sa˜o Paulo, Sa˜o Paulo City, Brazil

ALBA LÚCIA
LUCIA BOTURA LEITE DE BARROS P h D , R N
Associate Professor, Nursing Department and Director of Nursing, Hospital Sa˜o Paulo, Federal
University of Sa˜o Paulo, Sa˜o Paulo City, Brazil

SOLANGE DICCINI P h D, RN
Adjoint Professor, Nursing Department, Federal University of Sa˜o Paulo, Sa˜o Paulo City, Brazil

Accepted for publication 17 October 2002

Summary
• The objective of this study was to verify the incidence of nosocomial
pneumonia in intubated and extended mechanically ventilated patients having
endotracheal suctioning by an open vs. closed suction method aiming to decrease
nosocomial pneumonia.
• Twenty-four (51.1%) patients received open-tracheal suction and 23 (48.9%)
received closed-tracheal suction. The inclusion criteria were: surgical and
medical patients older than 13 years, undergoing mechanical ventilation for more
than 48 hours. Additional data were gathered using the Acute Physiology and
Chronic Health Evaluation II, and details on smoking, alcoholism, diabetes
mellitus, renal failure, previous lung disease, and previous use of antibiotics,
steroids, H2 antagonists and antacids.
• Among the 24 patients having open-tracheal suction, 11 developed nosocomial
pneumonia while of the 23 patients undergoing closed-tracheal suction, seven
developed infection (P ¼ 0.278). Risk factors for nosocomial pneumonia were
not significantly different between the two groups. In the final logistical
regression model the following variables remained: groups (open and closed)
[odds ratio (OR) ¼ 0.014; confidence interval (CI) ¼ 0.001–0.416; P ¼ 0.014]
and use of prior antibiotics (OR ¼ 2.297; CI ¼ 1.244–4.242; P ¼ 0.008).
• Use of a closed suction system did not decrease the incidence of nosocomial
pneumonia when compared with the open system. The exogenous risk factors
were the most important for acquiring this infection.

Correspondence to: Sandra Salloum Zeitoun, Rua Madre de Deus,


795 ap. 22 Sa˜o Paulo, Brazil (tel.: +55 11 6605 6965; e-mail:
szeitoun@ig.com.br).

484  2003 Blackwell Publishing Ltd


Issues in clinical nursing A study of ventilator-associated pneumonia 485

Keywords: adverse effects, artificial ventilation, endotracheal intubation, endo-


tracheal suction, pneumonia.

placed between the ventilator and endotracheal tube. The


Introduction
confirmed advantages of this system include maintenance
Pneumonia is the inflammatory response of the host to the of cardiovascular parameters, because the patient is not
uncontrolled multiplication of organisms invading the disconnected from the mechanical ventilator to perform
distal airway (Meduri, 1993; George, 1996). The definition endotracheal suction, readiness for suction, and lower
‘ventilator associated pneumonia’ (VAP) is used when costs, because only one catheter is used in each 24 hours.
pneumonia is diagnosed in an intubated, mechanically It also dispenses with the use of gloves, mask and glasses
ventilated patient after more then 48 hours of ventilation. during the procedure, and decreases environmental cross-
Early onset VAP occurs within the first 4 days of contamination and hypoxaemia (Grossi & Santos, 1994;
mechanical ventilation, and late-onset VAP occurs there- Johnson et al., 1994; Kollef et al., 1999).
after (Bonten & Bergmans, 1999). According to data from However, no information was available about whether
the National Nosocomial Infection Surveillance System of the new system would reduce infection rates. Therefore we
the Centers for Disease Control (George, 1996), pneumo- decided to carry out a study with the following objective:
nia is the second most common nosocomial infection To evaluate the incidence of nosocomial pneumonia in
overall and the most common infection in Intensive Care intubated and ventilated patients undergoing closed
Units (ICU), occurring in between six and 10 cases for suction and open suction methods.
every 1000 admissions (Hayner & Baughman, 1995). In
intubated patients, the infection incidence is seven to 21
times higher compared with those not needing mechanical Methods
ventilation (Martino, 1998). Despite the advent of new
DESIGN AND SAMPLE
effective broad-spectrum antimicrobials, its morbidity and
mortality remain high (Rello et al., 1992). The study design was a randomized assay, with parallel
Risk factors for VAP include patient-related conditions, groups, conducted in an ICU in a general hospital in São
conditions that favour colonization and bronchoaspiration, Paulo, Brazil. Approval for the study was given by the
cross-infection, respiratory therapy equipment, invasive appropriate ethics committees. Surgical and medical
devices, use of antibiotics, H2 blockers, steroids and patients older than 13 years, undergoing mechanical
endotracheal suction. ventilation for more than 48 hours were included in the
Several factors can contribute to the appearance of study. The exclusion criteria were patients who had been
secretions in intubated and ventilated patients. Endotra- intubated or had a tracheostomy performed at another
cheal tubes impair coughing and mucociliary clearance and hospital; presence of pulmonary infection at the time of
the contaminated secretions can pool above the infected admission (Deppe et al., 1990), patients diagnosed as
endotracheal tube cuff and are not easily removed by having AIDS or severe neutropenia (<500 polymorpho-
suctioning (American Thoracic Society, 1995; Kollef nuclear cells/mm3) (Brun-Buisson et al., 1998) and early
et al., 1999). Endotracheal suctioning is an essential part reintubation.
of care for intubated patients to guarantee good ventilation The VAP was defined by clinical criteria as follows:
and oxygenation. However, it must be done using aseptic fever (axillary temperature ‡37.8 C); radiographic
technique because patients must be disconnected from the appearance of new or progressive pulmonary infiltrate,
ventilator. There is consensus that staff hands are the leucocytosis (‡10.000/mm3) and purulent tracheobron-
main vehicles for transmission of the infection (Craven chial secretions or change in their characteristics. All cases
et al., 1998). were reviewed by a Clinical Evaluation Committee,
Recently, we acquired a closed tracheal suction system. composed of two infection specialists and one intensive
It consists of a disposable suction catheter available in care specialist, to establish whether VAP had occurred or
several diameters. A plastic sheet envelops the catheter to not. The study endpoint was 48 hours postextubation,
prevent bacterial contamination. The distal end has a because in this period the risk of developing VAP still
rubber stopper to allow removal of secretions when by exists (Gaynes & Horan, 1996).
vacuum. The proximal tip has an irrigation port and a Patients included in the study were divided into two
T-tube with a standard connection that allows it to be groups: those intubated on even dates received open

 2003 Blackwell Publishing Ltd, Journal of Clinical Nursing, 12, 484–489


486 S. S. Zeitoun et al.

endotracheal suction, and those intubated on odd dates Among the 24 patients having open suction, 11 (45.8%)
had closed suction. developed VAP, while of the 23 having closed suction,
Additional data gathered were Acute Physiology and seven (30.4%) developed VAP (P ¼ 0.278).
Chronic Health Evaluation (APACHE) II scores to verify No statistically significant differences were found
differences in illness severity; risk factors for the devel- between the two groups for smoking (P ¼ 0.450), alco-
opment of VAP such as smoking, alcoholism, previous holism (P ¼ 0.489), previous lung disease (P ¼ 1.000),
lung disease, diabetes mellitus, renal failure, and time of diabetes mellitus (P ¼ 0.724) and renal failure
use of antibiotics, H2 antagonist, antacids and steroids (P ¼ 1.000) (Table 1).
prior to the development of VAP. The APACHE II is a When these risk factors were compared with the
prognostic scoring system that can be used to predict the development of VAP in both groups, there were no
risk of death for multidiagnostic ICU patient groups. It statistically significance different (Tables 2 and 3).
consists of a numeric score (ranging from 0 to 71) derived Interesting results were obtained when the data on use
from three components: (1) points for extent of abnor- of steroids, antibiotics and H2 antagonist were analysed.
mality of 12 physiological parameters, (2) points for Although the ‘open’ group had used antibiotics and H2
increasing age, and (3) points for chronic health abnor- antagonists for less time, this use was significant for the
malities. The APACHE II scoring uses the worst values development of VAP. However, in the ‘closed’ group, the
for the initial ICU day. An increasing score reflects an
increased severity of disease and a higher risk of death in Table 1 Prevalence of risk factors for the development of ventilator
hospital (Seneff et al., 1995). associated pneumonia (VAP) with the use of open and closed
endotracheal suction systems

DATA ANALYSIS Open system Closed system


Variable n (%) n (%) P-value
Quantitative variables and their distribution between the
groups were analysed using the Mann–Whitney U-test. Smoking 5 (20.8) 7 (30.4) 0.450
Differences between the groups in relation to dichotomous Alcoholism 0 (0) 1 (4.3) 0.489
Previous pneumopathy 5 (20.8) 4 (17.4) 1.000
variables were compared using the chi-square test, with
Diabetes mellitus 4 (16.7) 5 (21.7) 0.724
Fisher’s correction when indicated. Odds ratios (OR) with Renal failure 2 (8.3) 1 (4.3) 1.000
confidence intervals (CI) were used to measure associ-
ations between all variables, use of closed and open suction
systems and pneumonia. OR with CI were used to
Table 2 Prevalence of risk factors for the development of ventilator
measure associations between all variables, including the associated pneumonia (VAP) in the open suction group
use of closed and open suction systems and pneumonia.
The technique of multiple logistic regression was applied VAP
in order to form an assemblage of independent variables Yes (%) No (%)
Variable P-value
(exposure variable, cofactors, control variable and confu-
sion) that lead to illness (pneumonia), which was the Smoking 3 (27.3) 2 (15.4) 0.630
dependent dichotomous variable (Norman & Streine, Previous lung disease 2 (18.2) 3 (23.1) 1.000
Diabetes mellitus 2 (18.2) 2 (15.4) 1.000
1994).
Renal failure – 2 (15.4) 0.482

Results
Table 3 Prevalence of risk factors for the development of ventilator
Forty-seven patients were randomized, with 24 (51.1%) associated pneumonia (VAP) in the closed suction group
receiving open suction and 23 (48.9%) closed suction.
There was no statistically significant difference VAP
(P ¼ 0.296) when subjects were grouped by cause (car-
Variable Yes (%) No (%) P-value
diac, neurological, pulmonary, septic shock and other
causes). The APACHE II scores were not significantly Smoking 1 (14.3) 6 (37.5) 0.366
different between the two groups, and had a median of 24 Alcoholism 1 (14.3) – 0.304
for the ‘open’ group and 22 for the ‘closed’ group, showing Previous lung disease – 4 (25.0) 0.273
Diabetes mellitus 1 (14.3) 4 (25.0) 1.000
homogeneity between the groups in relation to the severity Renal failure – 1 (6.3) 1.000
of illness.

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Issues in clinical nursing A study of ventilator-associated pneumonia 487

Table 4 Distribution of risk factors for the development of Table 6 Final logistical regression model of independent variables
ventilator associated pneumonia (VAP) in the open suction group chosen as risk factors for the development of ventilator associated
pneumonia
VAP
IC (95%)
Variable Yes No P-value Variable Odds ratio (inferior–superior) P-value

Prior steroids 8 (5–16) 6 (3–14) 0.043 Groups* 0.014 <0.001–0.416 0.014


Prior antibiotics 9 (6–11) 5 (3–7) 0.002 Prior antibiotics 2.297 1.244–4.242 0.008
H2 antagonist 8 (3–16) 6 (3–8) 0.046
*Open and closed endotracheal suction systems.

Table 5 Distribution of risk factors for the development of


suctioned group (67%) compared with the open suction
ventilator associated pneumonia (VAP) in the closed suction group
group (39%) (P ¼ 0.02). However, there was no statis-
VAP tically significant difference in the incidence of nosocomial
pneumonia between the closed (26%) and open groups
Variable Yes No P-value
(29%). Survival analysis demonstrated that the probability
Prior steroids 7.5 (3–14) 8 (4–12) 0.932 of survival without developing nosocomial pneumonia was
Prior antibiotics 14 (7–16) 8 (4–11) 0.214 greater among closed suction patients compared with open
H2 antagonist 10 (5–16) 8 (5–12) 0.308 suction patients (P < 0.03). Nosocomial pneumonia was
diagnosed using clinical criteria by means Gram staining
and culture of sputum.
greater length of use of these drugs did not show a Silva (1993) carried a similar study to evaluate pul-
statistically significant difference (Tables 4 and 5). monary infection comparing open and closed endotracheal
Only two patients in the group undergoing open suction suction systems using clinical diagnostic criteria. The
system had used antacids during their ICU stay and results showed that the incidence of pulmonary infection
neither developed VAP. with an open suction system was 84.9% and 60.8% with
In the univariate analyses, use of prior antibiotics did closed suction. However, it was not reported whether
not show statistically significant differences; however, OR cases of reintubation occurred, and this is considered the
tended to identify antibiotics as an exposure factor for the main risk factor for the development of pulmonary
development of VAP in the open group (OR ¼ 1.201; infection.
CI ¼ 0.944–1.530; P ¼ 0.135) compared with the closed Similar results were found in our study, as there were
group (OR ¼ 0.963; CI ¼ 0.802–1.156; P ¼ 0.687). no statistically significant differences in VAP (P ¼ 0.278)
With the multivariate analyses, a group variable was between the open and closed suction groups. However,
included represented by the closed suction system (inter- the frequency of cases of VAP was greater in the open
vention fi 1) with reference to the open suction system (11 cases) compared with the closed suction group (seven
(control fi 0), as the study aimed to identify risk variables cases).
and their association with VAP. These analyses showed According to Craven et al. (1998), endotracheal suction
that the closed suction group has less chance of developing is the main route of entry of bacteria to the inferior
VAP. In other words, patients undergoing closed suction respiratory tract. The literature on risks and complications
had a 0.014 less chance of developing VAP when receiving associated with this technique and their prevention is vast
prior antibiotics, which in turn increased the chance by and focuses on therapeutic and technological advances.
2.29 per day (Table 6). Therefore, this subject is always discussed on professional
updating courses and in-service education programmes
(Sampaio, 1998). In our centre, nursing staff receive
Discussion
exhaustive training in performing endotracheal suction by
In a literature review of the last 10 years, only two studies open and closed methods following a protocol, in order to
with similar design were found. The first was a multi- make practice homogeneous.
centre study to evaluate colonization, incidence and In fact, we have observed in practice, that the anxiety to
mortality between patients undergoing open and closed relieve a hypersecretive patient makes staff ignore some
endotracheal suction (Deppe et al., 1990). It was found steps in the technique, which can increase complications
that tracheal colonization was greater in the closed inherent to the procedure such as oxygen desaturation in

 2003 Blackwell Publishing Ltd, Journal of Clinical Nursing, 12, 484–489


488 S. S. Zeitoun et al.

patients with elevated inspired oxygen fraction, nosoco- and P ¼ 0.046, respectively, only for patients receiving
mial pneumonia, elevation in intracranial pressure, atelec- open suction, although the length of use of these
tasis and haemodynamic instability (Ritz et al., 1986; medications was less in this group (Table 4).
Taggart et al., 1988; Deppe et al., 1990; Crosby & The use of H2 antagonists for the prevention of stress
Parsons, 1992; Johnson et al., 1994). ulcers in critically ill patients or those having mechanical
In agreement with Crimlisk et al. (1994) and Blackwood ventilation is considered controversial. Torres et al.
& Webb (1998), we emphasize the following positive (1990), studying the incidence, risk factors and prognosis
aspects of closed suction systems: guarantee of aseptic of VAP, found that this was twice as high in patients
chain in case of inadequate handwashing; catheter con- receiving antacids and/or H2 antagonists vs. those not
tamination by a non-sterile object; decrease of environ- receiving these (37% vs. 19%; P ¼ 0.007). However,
mental and staff contamination, because of avoiding circuit there was no reference to the suction method used.
condensate aerosol and/or tracheal secretion expelled The American Thoracic Society (1995) reports that in
during suctioning reaching the operator; readiness for three meta-analytic studies the use of sulcralfate, which
suction in patients with bronchial secretions because the did not elevate gastric pH, was associated with a reduced
equipment remains attached between endotracheal tube incidence of pneumonia, when compared with the use of a
and mechanical ventilator; maintenance of positive end H2 antagonist. However, the use of H2 antagonist alone
expiratory pressure, avoiding microatelectasis; and did not increase the risk of pneumonia when compared
removal of the need to hyperoxygenate patients before with placebo.
the procedure, unless oxygen desaturation be detected. These conflicting results with H2 antagonist reflect
Zeitoun et al. (2000) carried out a study with 59 the fact that this elevates gastric pH. Furthermore, in the
patients to evaluate the cost of equipment used in analyses described there was no consideration of the
open and closed suction systems and concluded that the impact of concurrent enteral feeding.
closed technique was showed cheaper (R$60.34) compared Fernandes et al. (2000a) state that use of sucralfate has
with the open method (R$69.73; where R stands for ‘Real’, been recommended by Hospital Infection Control Prac-
the currency of Brazil) (P ¼ 0.001). tices Advisory Committee (HICPAC). Fernandes et al.
With regard to the variables (smoking, alcoholism, (2000b) state that sucralfate has been showed to be a
previous pneumopathy, diabetes mellitus and renal failure) potential substitute for H2 antagonist and antacid, and has
analysed as risks factors for the development of VAP, and been recommended by the HICPAC until conclusive
that also define the epidemiological profile of each patient, evidence on its effect is produced.
there were no statistically significance differences when Chastre & Fagon (1994) describe how, in a prospective
the prevalent of these variables in the groups were study of 52 cases of nosocomial pneumonia diagnosed in
calculated (Table 1). an ICU, the infection was directly influenced by the use of
When these same variables were compared with the antibiotics prior to its development, with a rate of 65% in
development of VAP in both groups, there were also no patients receiving antibiotic therapy against 19% in those
statistically significance different (Tables 2 and 3). not receiving this. These data coincide in part with our
Despite the harmful effects of smoking, it was not possible study, which showed, in logistic regression, that prior
to establish an association with VAP because of the small antibiotic use is harmful, increasing the chance of
number when the sample was stratified. For the study to acquiring VAP. However, why this chance increases when
have greater power (80–90%), it should be repeated as a the patient has open endotracheal suction is a question
multicentre study. that deserves more research.
Medeiros (1993) carried out a study of risks factors for
the development and mortality of nosocomial pneumonia
Conclusion
in adult ICUs and found that alcoholism, chronic
obstructive pulmonary disease and other variables acted In this study the use of a closed tracheal suction system
as risk factors. did not decrease or prevent the development of VAP
When the median value was calculated for the length of when compared with an open system. However, the
use (in days) of steroids, antibiotics and H2 antagonists study has two limitations. The first relates to the sample
prior to the development of VAP and analysed as a risk size: the absence of statistically significant differences for
factor for infection associated with the use of open risk factors may be because of the small numbers that
and closed endotracheal suction systems, it showed remained when the samples were stratified. The second
statistically significant differences P ¼ 0.043, P ¼ 0.002 limitation refers to the use of the clinical criteria for the

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Issues in clinical nursing A study of ventilator-associated pneumonia 489

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