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Liang Wang, Zi-Xin Zhang, Ying-Ming Wang - A Prospect Theory Based Interval Dynamic Reference Point Method For Emergency Decision Making
Liang Wang, Zi-Xin Zhang, Ying-Ming Wang - A Prospect Theory Based Interval Dynamic Reference Point Method For Emergency Decision Making
a r t i c l e i n f o a b s t r a c t
Keywords: Urgent or critical situations, such as terrorist attacks and natural disasters, often require decision makers
Emergency decision making (DMs) to take crucial decisions. Emergency decision making (EDM) problems have become a very active re-
Emergency response
search field in recent years. The existing studies focus mainly on the information inadequacy or incomplete
Prospect theory
information in emergencies, and selecting ideal emergency alternatives, neglecting the psychological behav-
TOPSIS
Interval value ior of DMs under emergencies. Few studies consider a DM’s psychological behavior, although there is some
Dynamic reference point focus on the dynamic features of emergency events and limited DM judgments under risk and uncertainty.
Motivated by such problems, this study proposes a prospect theory-based interval dynamic reference point
method for EDM. The technique for order preference by similarity to ideal solution (TOPSIS) method is a pop-
ular decision technique, as decision makers are always bounded rational under risk and uncertainty and their
psychological behavior plays an important role in EDM. However, the existing TOPSIS methods are seldom
concerned with this issue. Based on such a problem, this study proposes a TOPSIS method with an interval
reference point, which considers the DM’s psychological behavior. Two examples are presented to illustrate
the feasibility and validity of the proposed methods for solving EDM problems in the real world. Based on
the final rankings of alternatives in the examples, each of our methods validates the other and matches the
actual EDM.
© 2015 Elsevier Ltd. All rights reserved.
http://dx.doi.org/10.1016/j.eswa.2015.07.056
0957-4174/© 2015 Elsevier Ltd. All rights reserved.
9380 L. Wang et al. / Expert Systems With Applications 42 (2015) 9379–9388
knowledge supply and demand. Zhao, Jin, and Shen (2007) proposed information features of emergency events. Furthermore, existing
a case-based reasoning decision-making method to deal with infor- studies (Fan et al., 2012; Kahneman & Tversky, 1979; Liu et al., 2014;
mation inadequacy, as well as uncertainty and dynamic trends in cri- Tversky & Kahneman, 1992; Wang & Wang, 2013) used crisp num-
sis management. Körte (2003) presented a contingent risk and deci- bers as the reference points of PT; however, in the real world, it is
sion analysis method to provide decision support for decisions un- difficult for DMs to estimate the damage, loss, or cost of the emer-
der variable circumstances and short available time scales. Levy and gency event using a crisp number as the reference point under inade-
Taji (2007) proposed a group analytic network process to support quate/incomplete information; interval values are often more suit-
hazard planning and emergency management under incomplete in- able for estimation. Decision making problems in emergencies are
formation. Ergu, Kou, and Shi (2011) proposed a simple consistency usually risky, uncertain, and dynamic evolutionary, and, as is well
test and inconsistent element identification approach to make ana- known, DMs are always bounded rational under risk and uncertainty.
lytic network process (ANP) easier and suitable to deal with decision- Motivated by such problems, there is, therefore, a need to develop a
making problems in emergencies. Fu, Wu, and Tang (2012) proposed decision analysis method for EDM considering the DM’s psychologi-
an intelligent GDM methodology to solve unconventional emergency cal behavior and the dynamic and incomplete information features of
management problems aimed at improving decision accuracy, en- emergency events.
hancing decision transparency, and increasing decision effectiveness. Since Kahneman and Tversky (1979) firstly proposed PT, behav-
Xiong and Li (2011) proposed a local GDM model based on variable ioral decision making theories have developed rapidly, for example,
precision rough set to deal with uncertainty, which is the result of regret theory (Bell, 1982; Loomes and Sugden, 1982), disappointment
lack of information in emergency GDM. Fan, Liu, and Shen (2012) theory (Bell, 1985; Loomes & Sugden, 1986), cumulative PT (Tversky
proposed a risk decision analysis method for emergency response & Kahneman, 1992), third-generation PT (Schmidt, Starmer, & Sug-
based on prospect theory (PT). Wang and Wang (2013) proposed a den, 2008). Among these theories, PT is regarded as the most in-
PT-based dynamic reference point for emergency decision making. fluential theory of decision making under uncertainty (Abdellaoui,
With respect to the multiple states and different outcomes resulting Bleichrodt, & Paraschiv, 2007; Bleichrodt, Schmidt, & Zank, 2009;
from the evolution of emergency events, Liu, Fan, and Yuan (2013) Schmidt & Zank, 2008; Schmidt et al., 2008). This is because PT mod-
proposed a multiple attribute decision making method for risk. Liu, els two major deviations from expected utility: nonlinear decision
Fan, and Yuan (2014) proposed a risk decision-analysis method based weighting and loss aversion, that is, the tendency that people treat
on cumulative PT to solve decision-making problems in emergency outcomes as deviations from a reference point and are more sensitive
responses. Liu et al. (2014) proposed a method based on fault tree to losses than gains of the same magnitude. Both nonlinear decision
analysis to solve decision-making problems in emergency responses. weighting and loss aversion are documented widely in the empiri-
Zhou, Wang, and Zhuo (2014) proposed a novel planning approach to cal literature (Abdellaoui et al., 2007; Bleichrodt et al., 2009; Booij
coordinate for solutions among agents in a multi-agent system. Ergu, and Kuilen, 2009; Wu & Markle, 2008). PT describes the DM’s be-
Zhang, Guo, and Yang (2014) provided experimental consistency sim- havioral characteristics well and provides the calculation formulas
ulations for a Hadamard product induced bias matrix (HPIBM), which for gains, losses, and values. Since the formulas have the character-
can be used to identify the most inconsistent entry in an emergency istics of a simple computation process and clear logic, PT has been
decision matrix by randomly generating decision matrixes with or- used widely to solve various decision making problems considering
ders three to seven. In addition, they proposed a novel HPIBM for DMs’ psychological behavior. Therefore, more attention is needed on
estimating the missing judgments in an emergency decision matrix how to incorporate PT into decision analysis in EDM. In this study,
by constructing an optimization problem while improving the con- we propose a PT-based interval dynamic reference point method for
sistency ratio. With regard to the risk characteristics of decision mak- EDM.
ing by large groups in emergencies and difficulties forming decision The technique for order preference by similarity to ideal solution
schemes with low risk, Xu, Liang, Chen, and Zhou (2015) provided (TOPSIS) method, proposed by Hwang and Yoon (1981) in 1981, is
methods of risk measure and elimination for emergency decisions a popular approach for multiple criteria decision making (MCDM).
to construct coordination frameworks and risk elimination coordi- Since Hwang and Yoon (1981) proposed TOPSIS, it has been used
nation mechanisms for emergency decisions. Mo, Duan, Shen, and and studied widely in the literature (Abo-Sinna & Amer, 2005; Chen,
Wang (2015) developed an interval-parameter two-stage stochastic 2011, 2015; Chen & Tsao, 2008; Cheng, Chan, & Huang, 2003; Chu,
integer programming model for urban water resource planning un- 20 02a, 20 02b; Chu & Liu, 20 03, 20 09; Dymova, Sevastjanov, & Tikho-
der uncertainty. Ju, Wang, and You (2015) proposed a new frame- nenko, 2013a, 2015; Krohling & Campanharo, 2011; Lai, Liu, & Hwang,
work combining the ANP method, the decision-making trial and eval- 1994; Mahdevari, Shahriar, & Esfahanipour, 2014; Mokhtarian, 2014;
uation laboratory technique, and the 2-tuple linguistic technique Rashid,2014; Wang & Elhag, 2006; Ye, 2010). Since the DM’s judg-
for order preference by similarity to an ideal solution method in ments are often vague under risk and uncertain situations, crisp
order to solve the emergency alternative evaluation and selection numbers may not be determined precisely; therefore, fuzzy values
problem. or interval values on TOPSIS methods have been proposed and dis-
The abovementioned literature review shows that existing studies cussed to solve problems under a fuzzy environment (Abo-Sinna &
mainly are concerned with approaches that deal with incomplete or Amer, 2005; Chen, 2012, 2015; Chen & Lee, 2010; Chen & Tsao, 2008;
inadequate information in EDM situations (Ergu et al., 2014; Fu et al., Cheng et al., 2003; Chu, 2002a, 2002b; Chu & Liu, 2003, 2009; Deepa
2012; Levy & Taji, 2007; Xiong & Li, 2011; Zhao et al.,2007) or that and Sanjay, 2015; Dymova et al., 2013b, 2015; Jahanshahloo, Lotfi, &
select the ideal emergency alternatives (De Maio et al., 2011; Ergu Davoodi, 2009; Krohling & Campanharo, 2011; Lai et al., 1994; Tsaur,
et al., 2011; Hämäläinen et al., 20 0 0; Ju et al., 2015; Körte, 2003; Liu 2011; Wang & Elhag, 2006; Yue,2014). However, the existing inter-
et al., 2014; Mendonça et al., 20 0 0; Millar et al., 2002; Sun et al., 2013; val TOPSIS methods are rarely concerned about the interval reference
Xu et al., 2015; Yang & Xu, 2012; Zhou et al., 2014;). As is generally point, which reflects the DM’s psychological behavior under risk and
known, the psychological behavior of DMs plays an important role uncertainty. According to risk propensity, it has been commonly ob-
in emergency response. However, neither strand of literature takes served that DMs differ in willingness to overestimate the probabil-
the decision maker’s (DM’s) psychological behavior into account and ity of gain or loss under emergencies. As mentioned, since the DMs
there are few studies in EDM that consider the DM’s psychological be- are always bounded rational under risk and uncertainty, a DM’s psy-
havior (Fan et al., 2012; Liu Fan & Zhang, 2014; Wang & Wang, 2013). chological behavior plays an important role in risky and uncertain
Nevertheless, the literature considering the DM’s psychological be- situations. How to incorporate interval reference points into the TOP-
havior does not consider the dynamic and inadequate/incomplete SIS deserves to be mentioned. Motivated by such a need, this study
L. Wang et al. / Expert Systems With Applications 42 (2015) 9379–9388 9381
discusses the TOPSIS method with interval reference points under Value
emergencies. v( x)
In general, the criteria can be classified into two types: benefit
and cost (Ma, Fan, & Huang, 1999). The benefit criterion means that a
higher value is better; while the cost criterion means that a lower
v( x0 )
value is better. This characteristic is also applied to the reference
point of PT. For the cost type, based on the idea of PT, if the attribute
value of each alternative is above the reference point, the part in ex- − x0
Losses Gains
cess can be regarded as the “loss” to the DM; if the attribute value of 0 x0 x
each alternative is below the reference point, the rest can be regarded
as the “gain” to the DM. In fact, the DMs have different psychological
mirrors for gains and losses, which are more sensitive to losses than
to gains of the same magnitude. The gains and losses of all alterna- v(− x0 )
tives are constructed into a matrix, known as the gain loss matrix
(GLM). According to the GLM, by using the value function of PT, the
value matrix (VM) is constructed. Since different attributes are usu-
ally incommensurate, the VM needs to be normalized into a corre- Fig. 1. An S-shapes value function of PT.
according to the following expression (Kahneman & Tversky, 1979). Normalized decision matrix X̄ = (ri j )n×m , where ri j is the normalized
xα , x≥0 criteria/attribute rating/value.
v(x) = (1) Step 2: Calculate the weighted normalized decision matrix V =
−λ( − x)β , x<0
(vi j )n×m
where x denotes the gains or losses; x ≥ 0 represents the gains and
x < 0 represents the losses. α and β are exponent parameters related
vi j = w j ri j , i = 1, . . . , n; j = 1, . . . , m (3)
to gains and losses, respectively, 0 ≤ α , β ≤ 1. λ is the risk aversion where w j is the relative weight of the jth criterion or attribute,
parameter, which represents the characteristic of steeper for losses
m
and w j = 1.
than for gains, λ > 1. Fig. 1 shows a prospect value function with con- j=1
vex and concave S-shapes for losses and gains, respectively. The val- Step 3: Determine the ideal and negative-ideal solutions:
ues of α , β , and λ are determined through experiments (Abdellaoui
et al., 2007; Bleichrodt et al., 2009; Booij and Van, 2009; Tversky & S∗ = {v∗1 , . . . , v∗m }
Kahneman, 1992; Wakker, 2010). For simplifying the computation, = {( max vi j )| j ∈ b , ( min vi j )| j ∈ c } (4)
j j
9382 L. Wang et al. / Expert Systems With Applications 42 (2015) 9379–9388
Table 1
S − = {v−
1 m}
, . . . , v− Possible cases of positional relationship between R j and Ci j .
m
RHj < CiLj R Lj RH CijL CijH
D∗i = (vi j − v∗j )2 , i = 1, . . . , n (6) Case 2 j
j=1 Cij
Rj
m
Case 3 CiLj < RLj ≤ CiHj < RHj CijL R Lj CijH RH
(vi j − v−j )2 ,
j
D−
i
= i = 1, . . . , n (7)
j=1 Cij
Rj
L L H
Step 5: Calculate the relative closeness RCi for each alternative R C R CijH
Case 4 RLj < CiLj ≤ RHj < CiHj j ij j
with respect to the ideal solution. The relative closeness of the al-
Cij
ternative Si with respect to S∗ is defined as: Rj
CijL RL CijH
D− CiLj < RLj < RHj < CiHj
Case 5 j RH
j
i
RCi = −, i = 1, . . . , n (8)
D∗i + Di Rj
Cij
Step 6: Rank the alternatives according to their relative closeness Case 6 RLj ≤ CiLj < CiHj ≤ RHj R L
j
C L
ij CijH RH
j
to the ideal solution. The bigger RCi is, the better is alternative Si . The
best alternative is the one with the greatest relative closeness to the
ideal solution.
According to Definition 1, the loss to the DM is given by
3. Proposed method CiHj
Li j = (x − RLj ) f (x)dx, i ∈ N, j ∈ M (11)
CiLj
This section mainly discusses the relationship between the inter-
val reference points and interval attribute values in an emergency. Obviously, by Eq. (9), Eq. (11) can be rewritten as
Thereafter, it provides the formulation and methodology for obtain-
ing the GLM and VM. Li j = 0.5(CiLj + CiHj ) − RLj , i ∈ N, j ∈ M (12)
Similarly, for case 2, since RHj < CiLj , the gain and loss to the DM are
3.1. Relationship between interval reference points and attribute values given by
CiHj
Let M = {1, 2, . . . , m} and N = {1, 2, . . . , n}. Let R j = [RLj , RHj ], RHj > Gi j = (x − RHj ) f (x)dx
CiLj (13)
RLj be an interval reference point, where R j denotes the DM’s psy- = 0.5(CiHj + CiLj ) − RHj , i ∈ N, j ∈ M
chological reference point with respect to the jth attribute, j ∈ M.
Let Ci j = [CiLj , CiHj ], CiHj > CiLj be an interval attribute value, where Ci j Li j = 0, i ∈ N, j ∈ M (14)
denotes the jth attribute value with respect to the ith alternative,
i ∈ N, j ∈ M. Without loss of generality, we suppose that RLj ≥ 0 and respectively.
For case 3, let y be an arbitrary value in interval number [RLj , CiHj ].
CiLj ≥ 0. There are six possible cases between R j and Ci j in the number
Since the interval [RLj , CiHj ] ⊂ [RLj , RHj ], any possible value y in interval
axis (Fan, Zhang, & Chen, 2013), as shown in Table 1.
number [RLj , CiHj ] is equally acceptable to the DM. Thus, we need to
3.2. Calculation of gains and losses consider only the interval number [CiLj , RLj ]. Let x be an arbitrary value
in interval number [CiLj , RLj ], then, the gain and loss to the DM are given
For the relationship between R j and Ci j , as shown in Table 1, we by
provide the following definition.
Gi j = 0, i ∈ N, j ∈ M (15)
Definition 1. For interval attribute value Ci j , let x be an arbitrary RLj
value in interval number [CiLj , CiHj ], regarded as a random variable with Li j = (x − RLj ) f (x)dx
CiLj (16)
uniform distribution. The probability density function of x is = 0.5(CiLj − RLj ), i ∈ N, j ∈ M
1
, CiLj ≤ x ≤ CiHj respectively. When RLj = CiHj , the interval number [RLj , CiHj ] is a crisp
f (x) = CiHj − CiLj , i ∈ N, j ∈ M (9)
number, that is, y = RLj = CiHj , and the loss to the DM is equal to
0, otherwise
Eq. (11). By simplification, we can obtain the same result as Eq. (16).
CiHj Similarly, for case 4, since RLj < CiLj ≤ RHj < CiHj , the gain and loss to
where f (x)dx = 1 and f (x) ≥ 0 for all x ∈ [CiLj , CiHj ].
CiLj the DM are
From Table 1, there are six cases, which are discussed as follows.
Gi j = 0.5(CiHj − RHj ), i ∈ N, j ∈ M (17)
The following discussion is for the benefit criterion only.
For case 1, obviously, there is no gain to the DM. Since CiHj < RLj , Li j = 0, i ∈ N, j ∈ M (18)
Gi j = 0, i ∈ N, j ∈ M (10) respectively.
L. Wang et al. / Expert Systems With Applications 42 (2015) 9379–9388 9383
Table 2 the jth attribute, satisfying m j=1 w j = 1, j ∈ M. By using the simple
Gain and loss for all possible cases (benefit criteria).
additive weighting method, the overall prospect value of each alter-
Cases Loss Li j Gain Gi j native can be obtained, that is,
Case 1 CiHj < RLj RLj − 0.5(CiLj + CiHj ) 0 In an emergency, the TOPSIS method with interval reference point
Case 2 RHj < CiLj 0 RHj − 0.5(CiLj + CiHj ) considering the DM’s psychological behavior proposed in this study
Case 3 CiLj < RLj ≤ CiHj < RHj 0.5(RLj − CiLj ) 0
is different from other TOPSIS methods. It is not only suitable to cope
with information inadequacy, uncertainty, and dynamic situations,
Case 4 RLj < CiLj ≤ RHj < CiHj 0 0.5(RHj − CiHj )
but it also takes the DM’s psychological behavior into account. The
Case 5 CiLj < RLj < RHj < CiHj 0.5( RLj − CiLj ) 0.5(RHj − CiHj )
procedure for solving the EDM problem with the proposed TOPSIS
Case 6 RLj ≤ CiLj < CiHj ≤ RHj 0 0 method is similar to the TOPSIS method described in Section 2.2 ex-
cept for Step 1, as follows.
Step 1. According to the positional relationship between the ref-
For case 5, CiLj < RLj < RHj < CiHj , similar to the analysis of cases 3 erence point R j and the interval attribute value Ci j shown in Table 1,
and 4, the gain and loss to the DM are given by Eqs. (19)–(20), respec- calculate Gi j or Li j using Eqs. (10)–(22), and then, construct the deci-
tively, that is, sion matrix GLM.
Step 2. With respect to GLM, using the TOPSIS method described
Gi j = 0.5(CiHj − RHj ), i ∈ N, j ∈ M (19)
in Section 2.2, we may easily obtain the results and ranking order
Li j = 0.5(CiLj − RLj ), i ∈ N, j ∈ M (20) of alternatives, which are the gist of decision making for emergency
response action.
When the possible positional relationship between R j and Ci j is sim-
ilar to case 5, the final outcome is gain or loss, which depends on the 4. Emergency response
summation of Eqs. (19) and (20).
For case 6, since RLj ≤ CiLj < CiHj ≤ RHj , that is, [CiLj , CiHj ] ⊆ [RLj , RHj ], any 4.1. First stage of emergency response
possible value in interval [CiLj , CiHj ] is equally acceptable to the DM
(Bordley & Kirkwood, 2004). Thus, the gain and loss are given by Let t = {t1 , t2 , . . . , tn } be a set of time points at which the DM re-
ceives an alarm or alters the emergency alternative. When an emer-
Gi j = 0, i ∈ N, j ∈ M (21) gency event occurs, the DM receives an alarm at the first time, t1 , but
Li j = 0, i ∈ N, j ∈ M (22) because of information inadequacy and uncertainty about the acci-
dent site, the DM has insufficiently accurate information to respond
respectively. reasonably. At t1 , based on the DM’s own experience, knowledge, and
By Eqs. (10)–(22), the calculation formulae of gain and loss for the descriptions of the scene of the accident described by the people
all possible cases are summarized in Table 2. In general, the crite- who trigger the alarm, the DM estimates the probable losses caused
ria can be classified into two types: benefit and cost (Ma et al., 1999). by the emergency and, at the same time, forms a psychological ref-
Table 2 shows the gain and loss for all possible cases for benefit cri- erence point with respect to probable losses. Then, based on the ref-
teria/attributes. Table 3 shows the gain and loss for cost criteria. Note erence point, the DM activates an alternative to undertake an imme-
that for cost criteria, if Ci j < R j , the DM feels gains, and if Ci j > R j , the diate response. After executing the alternative for a period, there are
DM feels losses. Furthermore, the GLM can be constructed. two types of response results. One is the ideal result, which means
that the emergency alternative has controlled the situation effec-
3.3. Calculation of prospect values and ranking of alternatives tively and losses caused by the emergency event are all under the
DM’s psychological reference point; in other words, the alternative is
Let GLM = (xi j )n×m , where xi j denotes Gi j or Li j . Based on Eq. (1), effective, the losses caused by the emergency event are acceptable to
it is easy to obtain the prospect value of each attribute with respect the DM, and in this situation, the alternative needs no adjustment.
to each alternative, VM = (vi j )n×m , where vi j denotes the jth attribute The second type is a negative-ideal result, which implies that the al-
prospect value with respect to the ith alternative. Since gains or losses ternative has not controlled the escalation and deterioration of the
with respect to different attributes are generally incommensurate, situation effectively and the losses are above the DM’s psychological
they need to be normalized to be transformed into comparable val- reference point, which is not acceptable to the DM. In this situation,
ues. This is achieved by normalizing every element in VM into a cor- the DM should adjust the alternative dynamically in order to avoid
responding element in matrix VM = (v̄i j )n×m by using the following more damages and losses caused by the emergency event and ensure
formula the safety of human life and society.
vi j
v̄i j = , i ∈ N, j ∈ M (23)
v∗j 4.2. Adjustment of the alternative
where v∗j = max{|vi j |}. Let W = (w1 , . . . , wm ) be the relative weight With respect to the negative-ideal result, the DM should ad-
i∈N
vector about the attribute, where w j denotes the relative weight of just the alternative immediately. After executing for a period, at
9384 L. Wang et al. / Expert Systems With Applications 42 (2015) 9379–9388
t2 (t1 < t2 ), the DM has more adequate and accurate information Table 4
Decision data about five alternatives with respect to different crite-
about the emergency event. With respect to the losses caused by the
ria/alternatives.
continuous development of emergencies, the DM dynamically ad-
justs the psychological reference point, and forms a new reference Alternatives Criteria/Attributes
point R˜ j . Based on the real-time losses/costs C˜ j and the new reference Ci1 Ci2 Ci3 Ci4
points R˜ j , the DM adjusts the corresponding emergency alternatives
S1 [30,50] [3,5] [50,100] [40,50]
dynamically, so as to prevent the further deterioration of the situa- S2 [60,80] [6,13] [10 0,20 0] [50,60]
tion timeously and effectively. C˜ j denotes the real-time losses/costs S3 [90,120] [14,20] [20 0,40 0] [60,70]
of the jth attribute value, j ∈ M, and R˜ j denotes the DM’s new refer- S4 [130,160] [21,30] [50 0,10 0 0] [70,80]
S5 [170,200] [31,50] [10 0 0,30 0 0] [80,90]
ence point with respect to the jth attribute, j ∈ M.
In summary, the procedures for adjustment of the alternative are
given as follows.
Step 1. According to the real-time losses/costs C˜ j , the DM forms alternative’s effective control scope is [50,100] and [40,50], re-
new reference points R˜ j , determines the positional relationship be- spectively, that is, C13 = [50, 100] and C14 = [40, 50].
tween Ci j and R˜ j , based on Table 1, calculates Gi j or Li j using S2 : The cost of S2 is [60,80], that is, C21 = [60, 80]. The effec-
Eqs. (10)–(22), and then, constructs the GLM. tive control scope of casualties, the property losses, and the
Step 2. Using Eq. (1), the DM constructs the value matrix VM. negative effects on the environment are [6,13], [10 0,20 0], and
Step 3. The DM constructs normalized value matrix VM = (v̄i j )n×m [50,60], respectively, that is, C22 = [6, 13], C23 = [10 0, 20 0], and
using Eq. (23). C24 = [50, 60].
Step 4. The DM calculates the overall prospect value of each alter- S3 : The cost of S3 is [90,120], that is, C31 = [90, 120]. The effective
native using Eq. (24). control scope of casualties, the property losses, and the neg-
Step 5. The DM determines the ranking order of alternatives ac- ative effects on the environment are [14,20], [20 0,40 0], and
cording to the obtained overall prospect values, and selects the [60,70], respectively, that is, C32 = [14, 20], C33 = [20 0, 40 0],
desirable alternative to deal with the emergency dynamically and and C34 = [60, 70], respectively.
effectively. S4 : The cost of S4 is [130,160], that is, C41 = [130, 160]. The
Note that for convenience and simplification of the problem, this effective control scope of casualties, the property losses,
study considers the adjustment of the alternative only once. If nec- and the negative effects on the environment are [21,30],
essary, the procedures can be repeated many times until the EDM [50 0,10 0 0], and [70,80], respectively, that is, C42 = [21, 30],
problem is solved. C43 = [50 0, 10 0 0], and C44 = [70, 80], respectively.
S5 : The cost of S5 is [170,200], that is, C51 = [170, 200]. The
5. Case studies effective control scope of casualties, the property losses,
and the negative effects on the environment are [31,50],
To illustrate the validity and feasibility of the proposed methods, [10 0 0,30 0 0], and [80,90], respectively, that is, C52 = [31, 50],
this section presents two real cases. The first is a petrochemical plant C53 = [10 0 0, 30 0 0], and C54 = [80, 90], respectively.
fire, adapted from a real fire that occurred in China’s most famous
petrochemical plant. The second is based on a barrier lake emergency The DM provides the relative weight vector of criteria/attributes,
caused by a huge earthquake that occurred in southwestern China. that is, W = (0.2, 0.35, 0.2, 0.25).
The decision data about the five alternatives with respect to dif-
5.1. Case 1: Petrochemical plant fire ferent criteria/attributes are presented in Table 4.
There are many different types of fire based on different ablaze 5.1.2. Emergency response with proposed prospect theory-based
materials. Different measures should be taken for different situations. method
For the features of inflammability, explosibility, diffusivity, and chain 5.1.2.1. First stage of emergency response. The petrochemical plant
reaction, the materials of petrochemical plants are more dangerous broke the rules of safe operating, which resulted in an oil pipe ex-
than those of common factories. Thus, for petrochemical plants, when plosion and, subsequently, a fire. With regard to the description for
a fire breaks out, the DM must obey the principles of immediate re- the first stage of the emergency response in Section 4.1, at t1 , the
sponse, timely rescue, cooling and extinguishment, so as to control DM receives the fire alarm, estimates the situation, and forms a psy-
the situation effectively and prevent it from further escalation and chological reference point with respect to each criterion/attribute,
deterioration. as follows, R1 = [80, 100], R2 = [10, 15], R3 = [30 0, 40 0], and R4 =
[65, 75]. Based on the reference points, the DM activates the alter-
5.1.1. Description of the problem native S3 to respond to the emergency immediately. However, af-
The petrochemical plant broke rules for safe operating, which re- ter executing for a period, at t2 (t1 < t2 ), the cost of the alternative
sulted in an oil pipe explosion and fire. For the petrochemical plant has reached [120,130], that is, C˜1 = [120, 130], the number of casual-
features, the following criteria/attributes are discussed. ties has reached [20,25], that is, C˜2 = [20, 25], the property losses are
more than [50 0,60 0], that is, C˜3 = [50 0, 60 0], and the negative effect
Ci1 : The cost of each alternative (in 10,0 0 0 RMB).
on the environment has reached [70,80], that is, C˜4 = [70, 80].
Ci2 : The number of casualties.
From the response results, the real-time losses are over the ref-
Ci3 : Property loss (in 10,0 0 0 RMB).
erence point, meaning that the alternative S3 has not controlled the
Ci4 : The negative effect on the environment, the values concerning
situation effectively. Thus, in order to control the situation timeously
criterion Ci4 are evaluated by experts on a scale of 0–100 (0: no
and to prevent further escalation and deterioration, adjustment of the
negative effect; 100: serious negative effect)
alternative is necessary.
The emergency alternatives are as follows.
S1 : The cost of S1 is [30,50], that is, C11 = [30, 50]. The alterna-
tive S1 can control the number of casualties effectively in the 5.1.2.2. Adjustment of the alternative. This subsection adjusts the al-
scope of [3,5], that is, C12 = [3, 5]; similarly, with regard prop- ternative to the first-stage emergency response so as to control the
erty losses and the negative effects on the environment, the situation timeously and effectively to avoid further deterioration.
L. Wang et al. / Expert Systems With Applications 42 (2015) 9379–9388 9385
After executing for a period, at t2 (t1 < t2 ), the DM has adequate Table 5
The distance from the ideal and negative-ideal alternatives.
and accurate information about the situation. According to the real-
time losses, the DM forms new reference points as follows: R˜1 = Alternatives
[150, 180], R˜2 = [30, 35], R˜3 = [10 0 0, 150 0], and R˜4 = [40, 50]. Using S1 S2 S3 S4 S5
the method proposed in Section 4.2, the procedures of the adjust-
ment alternative are presented below. D∗i 0.4565 0.3899 0.2955 0.1782 0.0 0 0 0
D− 0.0 0 0 0 0.0730 0.1762 0.2947 0.4565
First, the DM determines the positional relationship between the i
Ci j and the new reference points R˜ j , based on Tables 2 and 3. The GLM
is constructed as follows, Table 6
Relative closeness to the ideal alternative.
⎡ 110 −26 −925 0
⎤
Alternatives
⎢ 80 −20.50 −850 5⎥
GLM = ⎢ 45 15⎥
S1 S2 S3 S4 S5
−13 −700
⎣ ⎦
10 −4.50 −250 25 RCi 0.0 0 0 0 0.1577 0.3735 0.6232 1.0 0 0 0
−10 7.50 750 35 Rank 5 4 3 2 1
S1 S2 S3 S4 6. Conclusions
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