Audit your compliance management system with an ISO 19600 compliance checklist template -

8/26/2023 Download FREE Template | Lumiform Templates

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Compliance Context

Do you understand the needs and expectations of interested parties?

Yes No N/A

Have you identified and evaluated compliance risks?

Yes No N/A

Does you CMS reflect your organization's values, obectives and compliance risks?
Yes No N/A

Can you identify your compliance obligations and their implications and document them?
Yes No N/A

Concerning policy/norm changes:

Do you have a process to identify changes to law and other obligations?

Yes No N/A

Can you evaluate these changes and implement changes as appropriate?

Yes No N/A

Do you reassess when changes occur?

Yes No N/A

Leadership

Are responsibilities for compliance assigned and communicated?

Yes No N/A

https://lumiformapp.com/templates/iso-19600-template_33448
 Audit your compliance management system with an ISO 19600 compliance checklist template -
8/26/2023 Download FREE Template | Lumiform Templates

Has the board appointed a compliance function with appropriate authority and resources?
Yes No N/A

Do Managers have responsibilities for compliance within their area of responsibility including job
descriptions and performance appraisals?
Yes No N/A

Are employees aware of their responsibilities including adhering to obligations, participate in training,
using compliance resources, reporting compliance concerns?
Yes No N/A

Improvement

If a noncompliance occurs do you take action to control and correct and review the effectiveness of your
corrective action and make the necessary changes to the system?
Yes No N/A

Do you ensure regulatory authorities are informed in accordance with all applicable regulations?
Yes No N/A

Do you continually improve the suitability, adequacy and effectiveness of your CMS?
Yes No N/A

Please note that this checklist template is a hypothetical example and provides only standard information.
The template does not aim to replace,
among other things, workplace, health and safety advice, medical advice,
diagnosis or treatment, or any other applicable law. You should seek
your professional advice to determine whether
the use of such a checklist is appropriate in your workplace or jurisdiction.

https://lumiformapp.com/templates/iso-19600-template_33448