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learning happen?
Anne Castles
University of Melbourne, Australia
Kate Nation
University of Oxford, UK
Word recognition develops with such remarkable speed that, by the end of
eighth grade, we expect children learning to read English to know and recog-
nize over 80,000 words (Adams, 1990). At a basic level, beginning readers
must establish a system of mappings or correspondences between the letters
or graphemes of written words and the phonemes of spoken words (Ehri,
1992), and it is generally thought that this alphabetic decoding system is
underpinned by phonological skills (Brady & Shankweiler, 1991; Byrne, 1998;
Goswami & Bryant, 1990). To become an accurate and efficient reader of
the English language, however, children need to do more than assemble
or decode pronunciations on the basis of spelling-sound mappings. They
need to acquire a rapid and flexible word-recognition system that embodies
knowledge of both the regularities and the irregularities of the English
orthography.
While it is clear that the development of skilled word recognition requires
more than the mastery of alphabetic decoding, we know very little about
exactly what is required beyond this, and how this is achieved. An advanced
stage of reading development beyond the alphabetic stage, often referred to
as the orthographic stage (e.g. Frith, 1985), is typically represented in devel-
opmental theories of reading acquisition, but such a stage tends to be pos-
ited, rather than described in terms of exactly how it is reached. Andrews and
Scarratt (1996, p. 141) sum up the issue nicely:
The existing literature provides little insight into exactly what is required
for development of an optimal expert strategy for word identification in
reading. The outcome of making the transition to this stage of develop-
ment is assumed to be an “autonomous lexicon” (Share, 1995) which
allows “automatic word identification”, but how does that happen? What
changes in the representations or processes underlying reading behaviour
to afford these outcomes?
Figure 7.1 Orthographic processing tasks and their relationship to skilled word
recognition.
156 Castles and Nation
recognition that is not the skill itself (we have no issue with the use of this
task as a measure of skilled word-level reading per se).
Suppose we choose to define orthographic processing skills in terms of the
awareness of general orthographic regularities, such as in the ffeb/febb task?
The connection with skilled word recognition is less direct here, and the task
thus represents a more promising predictor from that point of view. In terms
of Figure 7.1, the task putatively measures a more distal skill that may predict
the success of orthographic learning (the left-hand side of the figure) rather
than measuring the result of that learning (the right-hand side of the figure).
However, it would still seem to us possible that at least some of the knowledge
required to perform these tasks emerges as a product of successful ortho-
graphic learning. Indeed, Cunningham et al.’s (2001) findings of significant
correlations between performance on these kinds of tasks and word-specific
orthographic choice tasks would seem to support this hypothesis. The dif-
ficulty in interpreting what is being measured in these kinds of orthographic
processing tasks is compounded by the fact that longitudinal studies examin-
ing the predictive power of these measures have not controlled for the
autoregressive effects of word-recognition ability itself. For example, in
Cunningham et al.’s (2001) study, pre-existing word recognition skills in
second grade were not controlled for before examining the relationship
between orthographic processing in second grade and word reading in third
grade. Therefore, it is difficult to know how much of the association found
reflects the initial word-reading skills that the second grade children brought
to the tasks.
What would seem to be required to resolve this issue are studies that assess
awareness of orthographic regularities or “orthographic sensitivity” in child-
ren very early in reading development, before they are likely to have
developed skilled word-recognition processes. Fortunately, some studies of
this kind have emerged. Cassar and Treiman (1997) report that, by 6 years of
age, children are sensitive to the frequency and legality of different ortho-
graphic patterns, and even kindergarten children are able to decide that a
written string such as pess is more likely to be a word than a string such as
ppes. Similarly, Pacton, Perruchet, Fayol, and Cleeremans (2001) report a
number of experiments demonstrating that, after as little as 4 months formal
education, first-grade children learning to read French, like the children in
Cassar and Treiman’s studies of children learning to read English, are sensi-
tive to which consonants can or cannot be doubled in French, and to the fact
that consonants are doubled only in medial position, not in initial or final
position.
These results suggest that gradually and after even quite limited exposure
to written language, children become sensitive to orthographic constraints,
based on the frequency of occurrence of letters in words that they have been
exposed to. Just as young infants are sensitive to the features of spoken
language and use this knowledge to learn about its phonological and phono-
tactic properties (e.g. Saffran, Aslin, & Newport, 1996), young children
7. How does orthographic learning happen? 157
quickly become sensitive to the regularities of letter combinations that they
see in orthography. It may be that this ability will prove to be a significant
unique predictor of orthographic learning. However, as yet, we do not have a
clear picture of the degree to which this skill is related to later reading out-
comes. Does measured early sensitivity to orthographic regularities uniquely
predict later skilled word-specific reading ability? To answer this question will
require further longitudinal research that specifically examines orthographic
sensitivity in prereaders and relates it to the children’s subsequent success in
orthographic learning.
Print exposure
As discussed above, there is a danger of circularity in proposing that child-
ren’s ability to process the orthography of their language is a predictor of
skilled word reading itself. In a series of studies, Cunningham and Stanovich
have circumvented this problem in a novel way by measuring not children’s
orthographic processing skills per se, but their apparent exposure to, and
experience of, written materials in their home and school environments
(Cunningham & Stanovich, 1990, 1991, 1993, 1997). Broadly termed “print
exposure”, measures of this construct are typically in the form of checklists,
which ask children to mark the titles of books, magazines, or other written
materials that they are familiar with. Foils are included, in the form of titles
of non-existent texts, to preclude guessing. This task has the advantage that it
measures the differential reading experiences of children, without necessarily
being confounded with the outcome of those experiences in terms of reading
ability.
Print exposure does appear to make a modest, but significant, contribution
to skilled word recognition above and beyond the contribution of alphabetic
and phonological skills. For example, Cunningham and Stanovich (1993)
gave 6–7-year-old children a battery of tasks that included measures of
word recognition, measures of phonological and orthographic processing
skill, and an index of exposure to print. Consistent with previous findings,
phonological and orthographic processing abilities were found to account
for independent components of variance in word recognition. Most interest-
ingly for the present purposes, it was the variance in orthographic pro-
cessing ability not explained by phonological abilities that was found to be
associated with differences in print exposure. Phonological processing itself
was not linked to the print-exposure measure. The authors therefore con-
cluded that there are individual differences in word-recognition ability caused
by variation in orthographic processing abilities, which are, at least in part,
determined by print exposure differences.
Clearly, orthographic learning cannot occur without exposure to written
words, and thus print exposure must, almost by definition, predict skilled
word recognition to some degree. Measures of print exposure provide a
valuable way of quantifying this required experience with written language.
158 Castles and Nation
However, as is extensively discussed by Cunningham and Stanovich them-
selves (e.g. Cunningham & Stanovich, 1998), it is very difficult to determine
what the correlation between measures of print exposure and measures of
reading ability tells us about the role of print exposure in orthographic learn-
ing. Does lots of exposure to print promote orthographic learning? Or is it
that more skilled orthographic readers choose to expose themselves to more
reading materials than less-skilled orthographic readers? Referring to the
widely cited Matthew effect (Stanovich, 1986), Cunningham and Stanovich
(1998) note that, very early in the reading acquisition process, poor readers
begin to be exposed to much less text than their skilled peers (Allington,
1984). Exacerbating this problem, the text that these children are exposed to
tends often to be too difficult for them (Allington, 1984). This is likely to
result in their having unrewarding reading experiences and therefore choosing
to expose themselves to even less print, in a “snowballing” fashion. Thus,
there appears to be a complex reciprocal relationship between reading ability
and print exposure. Although very important to untangle, this complexity, as
with the findings for measures of orthographic processing, makes the status
of print exposure as a predictor of the success of orthographic learning, as
opposed to an outcome of the success of that learning, very difficult to
ascertain.
Semantic knowledge
A number of studies have demonstrated that semantic variables influence
word-recognition processes in skilled adults, and, as Lupker (2005) makes
clear, “any successful model of word recognition will need to have a mechan-
ism for explaining the impact of semantics, both the impact of the semantic
context within which the word is processed and the impact of the semantic
attributes of the word itself” (p. 40). Therefore, it is reasonable to ask whether
semantic factors contribute to the development of orthographic learning.
A clear demonstration of semantic variables influencing skilled word recogni-
tion was provided by Balota, Cortese, Sergent-Marshall, Spieler, and Yap
(2004). Using a large-scale regression design, Balota et al. investigated the
predictors of word naming and visual lexical decision across items for 2428
monosyllabic words. Most relevant here is the observation that semantic vari-
ables predicted naming speed and lexical decision speed and accuracy, even
after substantial variance was accounted for by lexical factors such as fre-
quency, neighbourhood size, consistency, and familiarity. This suggests that
the input code activates meaning information very rapidly indeed, and, as
Balota and colleagues conclude, their results are “consistent with a view
in which meaning becomes activated very early on, in a cascadic manner,
during lexical processing and contributes to the processes involved in reach-
ing a sufficient level of information to drive a lexical decision or naming
response” (p. 312).
If meaning information contributes to the lexical processing in skilled
7. How does orthographic learning happen? 159
readers, it may be that sensitivity to semantic information is another source
of information that can influence or contribute to orthographic learning. If
so, one would expect there to be a relationship between children’s semantic
skills and word-level reading. Nation and Snowling (2004) addressed this
issue by examining the relationship between verbal-semantic skills (vocabu-
lary, semantic fluency and synonym judgement, and listening comprehen-
sion) and word recognition in 72 eight-year-old children. They found that all
measures of verbal-semantic skill predicted word recognition, even after the
powerful effects of decoding (nonword reading) and phonological skills were
controlled. In addition, the relationship between verbal-semantic skills and
word reading was maintained over time, with measures taken at 8 years pre-
dicting unique variance in word recognition some 4 years later when the
children were 13 years old.
While these data provide evidence for a relationship between semantic fac-
tors and orthographic learning, the nature of this relationship—whether it is
specific and direct or general and indirect—is not clear and many questions
remain. An indirect relationship may emerge due to the fact that in a deep
orthography, such as English, children need to deal with words that are
inconsistent and irregular. One way they may do this is to utilize top-down
knowledge from oral vocabulary, which, in combination with information
gleaned from a partial decoding attempt, may help them decipher the
appropriate pronunciation of words (Nation & Snowling, 1998a). Gradually,
this leads to children with good vocabulary knowledge developing a better
word-recognition system. This indirect and developmental account goes
some way to accommodating findings that oral vocabulary may not play an
important role early in reading development. For example, Muter, Hulme,
Snowling, and Stevenson (2004) found that in 4–6-year-old children, phono-
logical skills accounted for substantial amounts of unique variance in word
reading, but oral vocabulary did not.
An alternative take on the relationship between semantic factors and word-
level reading is to propose that meaning-based information has a direct influ-
ence in the word-recognition process itself, as has been shown to be the case
in skilled readers (e.g. Balota et al., 2004). The finding that the rate at which
written abbreviations of words could be learned by young children at the
earliest stages of reading development depended on the word’s imageability is
consistent with this view (Laing & Hulme, 1999). Other evidence, however, is
less consistent. For example, McKague, Pratt, and Johnston (2001) reasoned
that if meaning-based information is implicated in word reading, pretraining
the meaning of new words in the oral domain should influence the ease with
which children subsequently learn the orthographic forms of those words.
McKague et al. found that while previous exposure to the phonological forms
of new words facilitated subsequent orthographic learning, pretraining in
meaning-related information provided no additional boost. Arguably, how-
ever, McKague et al.’s attempt to pretrain vocabulary knowledge was rather
artificial and therefore unlikely to mimic the effect of activation of a familiar
160 Castles and Nation
word within a network of semantic connections in children’s natural reading
experiences (cf. Laing & Hulme, 1999).
Poor comprehenders
Poor comprehenders are not dyslexic; nevertheless, one study has argued that
their orthographic learning may be compromised, relative to typically devel-
oping children. “Poor comprehender” is the term used to describe children
who have difficulty understanding what they read, despite their reading
accuracy and fluency being essentially age-appropriate. It is perhaps not
surprising to find that poor comprehenders tend to have a variety of oral
language weaknesses, including difficulty in listening comprehension, and
in inferences and understanding figurative language, as well as (in some stud-
ies) weaknesses in vocabulary knowledge and semantic processing. Unlike
162 Castles and Nation
children with dyslexia, however, poor comprehenders do not show phono-
logical processing deficits (see Nation, 2005, for review). Drawing on the view
that strengths and weaknesses in the oral language domain may influence the
development of visual word recognition (Plaut, McClelland, Seidenberg, &
Patterson, 1996), Nation and Snowling (1998b) reasoned that word recogni-
tion may be compromised in poor comprehenders due to lack of support
from oral language. Poor comprehenders were matched to a group of control
children for alphabetic decoding (nonword reading) and nonverbal ability.
Although both groups showed word-level reading skills (as measured by a
standardized test) in the normal range, the poor comprehenders achieved
lower scores, despite the groups not differing in nonword reading accuracy or
speed. To investigate this further, Nation and Snowing asked the children to
read a set of words varying in frequency and regularity. Irregular words,
especially if low in frequency, place considerable demands on the word-
recognition system as they cannot be read correctly on the basis of alphabetic
decoding alone and according to some theorists, top-down support plays an
important role in reading these items (e.g. Plaut et al., 1996). In line with this
view, poor comprehenders did not differ from controls when reading high-
frequency regular words, but were slower and less accurate when reading low-
frequency and irregular words.
These findings add to the body of evidence pointing to a relationship
between verbal-semantic skills and word-level reading, and suggest that
meaning-based factors may influence orthographic learning, although as
noted earlier, the nature of this relationship and the mechanisms that under-
pin it are far from clear. Nevertheless, future experiments with poor compre-
henders may inform our understanding of this issue. Unlike many children
with dyslexia, difficulties with basic alphabetic decoding do not contaminate
the word-recognition process in this group, thus allowing a relatively clear
examination of other aspects of word recognition. It would also be interest-
ing to investigate poor comprehenders’ orthographic learning more directly, a
clear prediction being that relative weaknesses should be revealed on a task
such as Castles and Holmes’ (1996) test of orthographic acquisition.
Table 7.1 Measuring orthographic learning via self-teaching (after Share, 1999)
Phase I: Exposure and phonological decoding Phase II: Test of Evidence for
orthographic orthographic
learning learning
Conclusions
What, then, is the best way forward for furthering our understanding of the
process of orthographic learning? In our view, correlational approaches to
the problem, which involve looking for factors that account for significant,
unique variance in measures of word recognition, may be of limited further
value. Although, as we have seen, a number of predictors of skilled word
recognition have been identified in this manner, it has proven difficult to
determine precisely what role these factors play, and whether they represent
aspects of the mechanism for orthographic learning, or outcomes of the
success of such learning. Similarly, simply comparing the cognitive profiles of
different kinds of poor readers may be of limited utility. Instead, we feel that
a focus is required at this point on carefully designed experimental studies
that attempt to dissect the orthographic learning process itself. These may
take the form of training studies with developing readers and different kinds
of reading-impaired populations (following Bailey et al., 2004, Castles &
Holmes, 1996), but may also involve looking at new learning processes in
skilled readers—so-called lexical experts (Andrews & Scarratt, 1996). The key
point is that we need to uncover the role played by different factors, as indi-
viduals progress from alphabetic decoding to skilled recognition of new words,
perhaps at an item-based level, rather than examining their influence after
such a transition has occurred.
Share’s self-teaching experiments have provided a very important first step
in this process. And they certainly demonstrate the centrality of alphabetic
decoding in orthographic learning. However, we feel it would be a mistake to
underestimate the role of other factors in orthographic learning by focusing
too heavily on decoding skills. Share’s experiments themselves show that
there is considerable variance in orthographic learning not explained by
decoding ability. In particular, we feel that there is much work to be done in
specifying the precise role that vocabulary and semantic factors play in the
transition from alphabetic reading to skilled word recognition. Although
Share’s experiments provide a semantic context for the learning process, they
do not manipulate this factor per se, so its importance for orthographic
learning cannot be determined from these experiments. Surprisingly, little
other work that we are aware of has closely explored this apparently central
issue.
174 Castles and Nation
A further focus for experimental studies would be to attempt to isolate the
early and automatic components of skilled word recognition—the hallmarks
of successful orthographic learning—and to explore these components
independently of other, slower and more strategic influences on reading. This
would involve capitalizing on techniques such as masked priming or per-
ceptual identification, to explore the factors that appear to modulate rapid
automatic word recognition and the way in which these factors may change as
reading expertise develops. Studies of this kind have begun to be reported
with developing reader populations, providing a valuable window into
the brief and elusive initial moments of word recognition (Booth, Perfetti,
& MacWhinney, 1999; Castles, Davis, & Letcher, 1999; Davis, Castles, &
Iakovidis, 1998).
Finally, data from these carefully targeted experimental studies will need to
be fed into the computational models of orthographic learning that have been
described, and to be used to assist in elaborating and discriminating between
them. At present, we have two, very different, computational implementa-
tions of the way in which orthographic representations may be formed. Both
are, of course, incomplete at present, but we feel that the clarity of the key issues
that is provided by the contrast in their approaches has the potential to take
us a long way further in solving the complex problem of orthographic learning.
Acknowledgements
We are grateful to Judy Bowey and Colin Davis for extremely helpful com-
ments on an earlier version of this chapter.
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