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Working Paper Mehari Taddele Maru

Division Global Issues


Stiftung Wissenschaft und Politik
Causes, Dynamics, and
German Institute for International
and Security Affairs
Consequences of Internal
Displacement in Ethiopia

SWP Working Papers are online publications within the purview


of the respective Research Division. Unlike SWP Research Papers
and SWP Comments they are not reviewed by the Institute.

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Working Paper FG 8
May 2017
SWP Berlin
Inhalt

Working Paper ............................................................................. 1

List of Abbreviations and Acronyms ................................. 3

Executive Summary .................................................................... 6

Background: Setting the Scene ............................................. 9


Introduction to Ethiopia ........................................................ 9
Concepts ................................................................................... 10
Data on Internal Displacement .................................................... 10
Brief History of Internal Displacement in Ethiopia .................. 13

Current State of Internal Displacement: Causes,


Triggers, and Accelerations of Internal Displacement
........................................................................................................... 16
Determinants of Internal Displacement in Ethiopia . 17
Five Causes of Internal Displacement in Ethiopia ...... 18
Natural Disaster-induced Displacement (NDID) ........................ 18
Conflict-induced Displacement (CID) ........................................... 18
Pastoralism and Internal Displacement ..................................... 19
Development-induced Displacement (DID) .................................. 20
Man-made Disaster-induced Displacement (DID) ...................... 24

Socio-Economic Characteristics and Core Needs of


IDPs and Host Communities............................................... 25
Durable Solutions: return, local integration, and
relocation ................................................................................. 27

Governance of Internal Displacement ........................... 28


The Federal Constitution of the FDRE ............................ 28

Conclusion ................................................................................... 29
Key Findings ............................................................................ 29
Recommendations ................................................................ 30
Recommendations for the Government of Ethiopia .................. 31
Recommendations for development partners, including
Germany and the EU ...................................................................... 35

Annex – Stakeholders in internal displacement


governance in Ethiopia ......................................................... 37

Bibliography ............................................................................... 41

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Causes, Dynamics, and Consequences of Internal Displacement in Ethiopia
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List of Abbreviations and Acronyms

AABOLSA Addis Ababa Bureau of Labour Social Affairs


ACHPR African Commission on Human and Peoples’ Rights

ACPMD African Common Position on Migration and Development

AU Africa Union
AIR African Institute for Remittances

APRM African Peer Review Mechanism

AUC African Union Commission

CEWARN Conflict Early Warning and Response Mechanism

CEDAW Convention on the Elimination of all Forms of Discrimination Against


Women

CIDO Citizens and Diaspora Organisations

COMESA Common Market for Eastern and Southern Africa

CETU Confederation of Ethiopian Trade Unions

CSOs Civil Society Organisations

DAC Development Assistance Committee

DM&N Design, Monitoring, and Evaluation

E.C Ethiopian Calendar

EAC East African Community

ECA Economic Commission for Africa

ECOSOC UN Economic and Social Council

ECOSOCC AU Economic, Social, and Cultural Council

ECOWAS Economic Community of West African States

EDF European Development Fund

EEF Ethiopian Employers Federation


EOEAA Ethiopian Overseas Employment Agencies Association

ESA Eastern and Southern Africa

ESA-IO Eastern and Southern Africa-and Indian Ocean


EYF Ethiopian Youth Federation

EU European Union

EWF Ethiopian Women’s Federation


FeMSEDA Federal Micro and Small Enterprises Development Agency

FDRE Federal Democratic Republic of Ethiopia

G.C Gorgonian Calendar

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Causes, Dynamics, and Consequences of Internal Displacement in Ethiopia
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GoE Government of Ethiopia

ICBT Informal Cross-Border Trade

ICRC International Committee of the Red Cross/Red Crescent


IDPs Internally Displaced Persons

IGAD Intergovernmental Authority for Development

IGAD-ISSP IGAD Security Sector Programme

IGAD-RCP IGAD-Regional Consultative Process

IGAD-RMPF IGAD-Regional Migration Policy Framework

ILO International Labour Organization

I-MAP IGAD-Migration Action Plan

IOM International Organization for Migration

IPF IGAD Partners’ Forum

ISC Inter-Ministerial Steering Committee

MDGs Millennium Development Goals

MF Migration Fund

MIP Minimum Integration Plan

M&N Monitoring and Evaluation

MoFA Ministry of Foreign Affairs

MoJ Ministry of Justice

MoLSA Ministry of Labour and Social Affairs

MPFA Migration Policy Framework for Africa

MSs Member States of IGAD

NCM National Coordination Mechanism

NGOs Non-Governmental Organisations

NMP National Migration Policy

NHRIs National Human Rights Institutions


OECD Organisation for Economic Co-operation and Development

OAU Organisation of African Unity

RMCC Regional Migration Coordination Committee


SADC Southern Africa Development Community
SNNPR Southern Nations, Nationalities and Peoples Regional State

STIs Sexually Transmitted Infections


ToR Terms of Reference
UN United Nations

UNDP United Nations Development Fund


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Causes, Dynamics, and Consequences of Internal Displacement in Ethiopia
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UNHCR United Nations High Commissioner for Refugees

USD United States Dollar

Map 1: Ethiopian – Regional States and Humanitarian Emergency Needs

Source: WFP, November 2016

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Executive Summary1 close to 220,000 IDPs due to DID, emanating
from infrastructure projects, including dams,
industries and industrial parks, railways, roads,
With more than 700,000 Internally Displaced and urban renewal programmes. Most of these
Persons (IDPs), Ethiopia produces 10.4 percent of IDPs were resettled in other locations by the GoE,
the total IDP population in the IGAD region. particularly by regional states and Woreda
More than 17 percent of the global number and (district) authorities. Thus, if we include IDPs due
half of Africa’s IDPs are in the Horn of Africa. to DID in the figure, the number of IDPs in
Excluding pastoralist mobility and those Ethiopia has been close to a million.
migrants displaced due to man-made disasters
In addition to the staggering number of IDPs,
and development projects, the IGAD region
inevitably internal displacement negates the
currently produces 6.5 million IDPs, of which 88
most fundamental of human rights. The extreme
percent of this population is in Sudan, South
circumstances under which IDPs struggle to
Sudan, and Somalia.2 The IDP population in
survive, only compounds the problem. This is
Ethiopia is three times greater than the number
particularly true with regard to freedom of
of Ethiopian refugees in many other countries,
movement and residence as well as rights to life,
and close to the total number of refugees hosted
livelihood, health, education, property and so on.
by Ethiopia.
Seen through the prism of human rights, not
As of April 2016, there were 777,147 IDPs in only freedom of movement and residence are of
Ethiopia due to a variety of causes. Conflict- concern, but also the freedom to remain in a
induced Displacement (CID) constituted only 26 place of one’s choosing. Internal displacement
percent, whereas the remaining IDPs are due to causes people to be uprooted against their will.
flooding, drought, and wildfires. Between August Ensuring freedom of movement and residence
2015 and April 2016, there were 454,457 IDPs thus provides protection against forced dis-
caused by drought, flooding, local conflicts, and placement and unlawful eviction.3
wild fires. Somali (64.5 percent due to flooding),
Internal displacement and freedom of movement
Gambella (14 percent due to conflicts), SNNP
exhibit special causes, dynamics, and conse-
(10.6 percent due to flooding), Afar (6 percent
quences in the Ethiopian federal system. Ethiopia
due to flooding), Oromia (2 percent due to
has been governed, since 1991, under an ethnic
flooding), Amhara (1.5 percent due to flooding),
federal constitution, which also addressed the
as well as Harari, (1 percent) were the sources
main causes of long-standing unrest and civil
and hosts of these IDPs. Forty-eight percent of the
war in Ethiopia. However, the federal arrange-
IDPs were females. More than 30 percent of the
ment also spawned new localized conflicts.
total IDPs have already returned to their homes.
Moreover, in Ethiopia, the recurrence of famine
In April 2016, there were 637,901 IDPs from
is still the main source of food insecurity. Three
protracted displacement, while 139,246 IDPs
important factors contribute to the causes and
were newly displaced in April 2016.
consequences of internal displacement: the
This number does not include Development- ethnic federal structure, the persistent threat of
induced Displacement (DID) and Man-made famine, and ethnic conflicts. Both famine and
Disaster–induced Displacement (MDID). In the ethnic federalism (as the outcome and aggravat-
past 10 years, Ethiopia is estimated to have had ing factors of ethnic conflicts) often result in
population displacement.4 Large-scale migration
1
This Working Paper was written within the frame-
work of the project entitled “Forced displacement and 3 UN Human Rights Committee(UNHRC) “General

development cooperation – Challenges and opportuni- Comments” available from


ties for German and European politics”, funded by the http://www.unhchr.ch/tbs/doc.nsf/(Symbol)/6c76e1b8ee
German Federal Ministry for Economic Cooperation 1710e380256824005a10a9?Opendocument (accessed 09
and Development. November 2016).
2
IDMC, Latest Update of IDPs (by May 2015), available 4
For detailed discussion on this, read Maru, Mehari
from http://www.internal-displacement.org/global- Taddele (2004), Migration, Ethnic Diversity and Federal-
figures (accessed 22 August 2015). ism in Ethiopia, Unpublished Dissertation, University
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has been shown to undermine, considerably, the Eight people in the vehicle were killed, including
rights of regional states to semi-autonomous self- three UN refugee workers who were trying to
government and other constitutional rights construct a new refugee camp in the region to
(such as preservation of culture and customary serve the Nuer community as well as other South
land rights) of Ethiopia’s ethno-cultural Sudanese refugees. Migration created arguments
communities. In ethnic federalism, power is and disagreements about the outcome of the
shared in direct proportion to the populations of 1994 population census, because of its implica-
ethno-cultural communities. The relative sizes of tions for power sharing between ethnic commu-
ethno-cultural populations would determine the nities. An Anywaa radical group was blamed for
proportional devolution of power, accorded to the attack on the UN vehicle. In the resultant
each individual regional state. Therefore, in conflict, emanating from the census findings,
ethnic federalism, migration (forced or sponta- more than one hundred and ninety people were
neous) could easily affect the demographic killed and hundreds of homes were destroyed.
balance and thereof the power relationships Despite lower levels of violence, refugee-host
between ethnic communities. Substantial community tensions resulted in rioting and
changes in population ratios could result in revenge attacks in and around the Jewi refugee
reversals of power in ethnic state-state and state- camp in Gambella, following a traffic accident on
federal relationships. Thus, migration and 21 April 2016 that killed two refugee children.
mobility encounter more restrictions in an
Another cause of internal displacement in
ethnically-based federal system than in a unitary
Ethiopia has been attributed to planned
system. Ethiopian ethnic federalism (for that
resettlement programmes and relocations due to
matter, most ethnic federalism) is “holding-
development projects by the GoE and regional
together federalism” that differs from “coming-
states. The GoE has been conducting a new
together federalism”. While the former is mostly
resettlement programme as a part of its Food
imposed, the latter is voluntary federalism.
Security Programme. The previous Ethiopian
“Holding-together federalism” has different
regimes encouraged migration and implemented
implications for internal migration, compared to
massive forced resettlement programs that
“coming-together federalism”. In particular,
uprooted more than 600,000 people to relocate
“holding-together federalism” is much more
them to areas traditionally inhabited by ethno-
restrictive of migration rights.
cultural indigenous and minority groups. As a
Protracted refugee complications and tensions matter of official policy, resettlement programs
with host communities could cause internal are intended to address economic development
displacement. For example, Gambella is an concerns. Nonetheless, this was not always the
Ethiopian regional state that shares a porous case. In the 1980s, the Derg (previous military
international border with South Sudan, where regime of Ethiopia) forcibly resettled more than
the national identity of the inhabitants (as in all 600,000 people.6 People from the northern
border areas) is very fluid and where both highland region of Ethiopia (for example, Tigray)
internal and international displacement may were compelled to resettle in the South and
trigger and accelerate conflict by upsetting the South Western parts of Ethiopia (for example,
demographic balance. At the end of 2003, the Oromia and Gambella). Unlike the Derg
Gambella regional state of Ethiopia experienced relocations, recent resettlements have been
violent inter-ethnic conflict. More than 20,000 voluntary. There was no physical coercion.
people were internally displaced within Ethiopia However, during the early stages of the resettle-
or fled to Sudan.5 These IDPs and refugees were ment process, inadequate preparations and a
mainly from the Anywaa ethnic community. The lack of prior consultation between the host
violence was sparked by an attack on a United communities and the intended settlers affected
Nations (UN) vehicle in early December 2003. long-term settlement very negatively. Albeit
difficult to quantify, the resettlement pro-
of Oxford, Refugee Studies Centre, Queen Elizabeth
House. 6Based on the Ethiopian experience of resettlement as
5
Ibid. “relocating people in areas other than their own”.
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Causes, Dynamics, and Consequences of Internal Displacement in Ethiopia
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grammes have produced significant numbers of produce locally-informed ideas, leading to
IDPs. suitable and sustainable interventions.
With the aim of investigating the scope for
suitable policy interventions on internal
displacement by German and European Devel-
opment actors, this study presents an informed
perspective on the governance of internal
displacement in Ethiopia. The Study elaborates
on the situation and governance of internal
displacement in Ethiopia. In particular, it
provides current data on internally displaced
persons in Ethiopia, maps the landscape of actors
engaged in assisting them, and proposes possible
policy interventions.

The study examines the situation through the


following four critical prisms: situations and
drivers of internal displacement in Ethiopia, the
profile of IDPs, the governance capability related
to internal displacement, the nexus between
internal displacement and international
migration, and the kind of partnership required
between the Government of Ethiopia and its
partners.
In assessing the situation and providing data, the
study employs an approach based on five causes:
Natural disaster-induced displacement (NDID);
Man-made-disaster-induced displacement (MDID);
Conflict-induced displacement (CID); Pastoralism
and Displacement; and Development-induced
displacement (DID). In Ethiopia, the most
consequential and recurrent natural disasters
that have had significant impacts on people's
lives and livelihoods are droughts, earthquakes,
floods, human and livestock diseases, pestilence,
wildfires, and landslides.

The research also identifies some key governance


challenges related to internal displacement,
including violations of fundamental human
rights concerning physical security, livelihood,
access to land, health, education, freedom of
mobility, labour market access, and civic
registration, which are all explained in detail.
Essentially, the study also examines the existing
normative, institutional, collaborative, and
financial frameworks aimed at the effective
governance of internal displacement. By way of
conclusion, the study lists key findings and
advances specific recommendations that may

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Background: Setting the Scene and Sudan. This makes Ethiopia the largest
refugee-hosting country in Africa. The current
tensions and increases in inter-communal
The increase of instances of displacement is a violence threaten further displacement and may
global trend. A research project based at SWP negatively affect already vulnerable IDPs.
investigates both the challenges and the
The study portrays a comprehensive and detailed
opportunities that countries of origin, transit,
overview of the situation of internal displace-
and destination face in the context of displace-
ment and its governance in Ethiopia. In Part I,
ment, and develops policy recommendations for
the study offers a conceptualization of migration
an effective and sustainable linkage between
and internal displacement, and the current
humanitarian aid and longer-term technical and
numbers of IDPs in Ethiopia. More specifically,
financial development cooperation. While
Part I also identifies ten primary displacement
German and European policy interventions are
hotspots. The driving forces, causes, triggers, and
focused on cross-border displacement, internally
accelerators of internal displacement are also
displaced persons (IDPs) constitute the largest
identified. Part II of the study lists the direct and
number of those displaced worldwide. Internal
indirect impact of internal displacement on IDPs
displacement (whether due to conflict, natural,
and the political, social, economic, and environ-
and man-made disasters, or large-scale develop-
mental spaces affecting the host communities. In
ment projects) is often linked to governance
Part III, the main challenges, namely, prediction,
deficits, yet little research focuses on the
prevention, responses, and adaption to internal
question of what contribution development
displacement, are addressed. Part IV describes the
cooperation can make, to address these govern-
existing governance framework with particular
ance deficits. In the context of the overarching
focus on the normative, institutional, and
research project, SWP plans to address this
collaborative frameworks. It lists key relevant
question through commissioning a number of
policies, proclamations, and regulations. It also
country case studies that will serve both as stand-
offers an overview of actors involved in the
alone reports and feed into an empirically
governance of internal displacement, including
informed overview of the governance challenges
data collection. The study provides examples of
and possible policy interventions related to
capability limitations and political positions as
internal displacement (SWP-Studies 2017).
well as policy impediments to data governance
One of the country case studies is Ethiopia. The (availability, quality, comprehensiveness,
Internal Displacement Monitoring Centre (IDMC) accessibility, and dissemination). It identifies key
estimates that as of July 2015, there were over inadequacies, major shortcomings, and areas
413,400 IDPs in Ethiopia due to inter-communal requiring reforms towards effective governance
and cross-border violence, most of them living in of internal displacement. Part V presents key
protracted displacement situations, with the findings and advances specific recommenda-
Somali region being the most displacement- tions. It recommends an evidence-based strategic
affected region. At least 631,163 people were and policy development process, different from
displaced within the period of August 2015 to the current ideologically-driven political position
May 2016 due to El Nino. Flooding displaced of the denial of internal displacement in
173,695 people, while drought directly displaced Ethiopia. The study proposes tailor-made
188,243. In July 2012 to May 2016, fires forced recommendations for consideration by the
535 people to flee. Although rare, a volcanic German Government and other development
eruption displaced 5,700 people. In the past eight partners, as well as the Government of Ethiopia.
years, conflict has displaced more than 459,733
people. At the same time, Ethiopia is host to a
large number of refugees from neighboring Introduction to Ethiopia
countries. Currently, close to 800,000 refugees
Ethiopia is the second most populous African
reside in Ethiopia, with the majority of them
country, with a population of 92 million. It is
originating from South Sudan, Somalia, Eritrea,
constitutionally a federation of nine regional
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member-states and two special city administra- monly called IDPs). There are four categories of
tions, which are mainly based on ethno-linguistic causes of internal displacement: natural disaster-
boundaries. Accordingly, there are nine regional induced displacement (NDID); Man-made-
states. Tigray, Afar, Amhara, Oromia, Somali disaster-induced displacement (MDID); Conflict-
regional states (taking the name of their induced displacement (CID); and Development-
dominant native inhabitants) are more or less induced displacement (DID). Internal displace-
ethnically homogeneous with a dominant ethnic ment in Ethiopia has been predominantly
community majority at the regional level. The characterized by spontaneous, short-term
remaining regional states [the South Nations displacement. Spontaneous movements of
Nationalities and Peoples (SNNP), Gambella, pastoral communities have been the traditional
Benshangul/Gumuz and Harari] are multi-ethnic form of internal and cross-border displacement.
without a dominant ethnic community. There In some instances, spontaneous pastoralist
are two federally administered cities, Addis movement could take a form of displacement as
Ababa and Dire Dawa. The country’s regions are consequence of drought, famine, conflict,
further divided into Zones, with 529 Woredas flooding etc. In other instances, pastoralist
(districts) and Kebeles (municipalities). The movement could cause to conflicts over land
Ethiopian Federal Constitution provides for a incursions, competition on access to water and
parliamentary and federal system of government other resources.
that allows the people of Ethiopia to administer
their respective regions semi-autonomously as
per the local context. It shares an international Nevertheless, there were and are also planned,
border with Sudan, Eritrea, Somalia, Djibouti, massive movements of people within the country
and Kenya (see Map 1). as part of development resettlement programmes
run nationally and regionally. Given the artificial
nature and inapplicability of colonial borders
Concepts that divide kin communities into several
jurisdictions, displacement is most often of the
Causes and trends of forced migrations are best
cross-border type. Pastoralists and other
understood in terms of the Push-Pull Framework.7
inhabitants of the border areas tend to disregard
While pull-factors refer to drivers of mobility,
the current borders, and thus do not consider
such as better opportunities, better income, and
themselves to be refugees. Therefore, they rarely
an increasing demand for labour in globalized
seek asylum. Pastoral movements that morph
economic competition, push-factors, by contrast,
into displacement are cyclical in nature and are
include threats to life, conflicts, persecution,
repeated during specific seasons. Similarly, NDID
famine and drought, and man-made and natural
are more cyclical, following climatic changes
disasters.8 As a consequence of push-factors, IDPs
that cause drought, famine, and even wild fires.
and refugees fall under the category of forced
CID occurs during times of political crisis and
migration. As a result, migration exhibits two
MDID, due to extensive farming that involves the
broad forms: displacement or mobility. Dis-
burning of forests to expand land for agriculture.
placement occurs when migrants are forced to
move due to factors beyond their control.

Displacement could be external, such as refugees Data on Internal Displacement


crossing international borders, or internal, as in
Before discussing the current situations of
the case of Internally Displaced Persons (com-
displacement and associated data, it is important
to consider the problems related to data on IDPs.
7 AU “Decision on the Draft Migration Policy Frame-
This section presents problems related to data on
work for Africa”, (AU Banjul Summit, 2006), Doc.
IDPs in Ethiopia.
EX.CL/276 (IX).
8 See also Everett Lee, A Theory of Migration, (University of
Despite the fact that Ethiopians have been
Pennsylvania, 1996), available from displaced by many drivers of displacement,
http://www.jstor.org/pss/2060063 (accessed 18 July
particularly CID and NDID, it would be an
2009).
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arduous task to obtain a comprehensive mainly to a lack of skilled data experts or
historical background of, or data on, internal infrastructure, but mainly a general lack of
displacement and IDPs in Ethiopia. There are willingness to collect data on IDPs.
several institutions that collect data on IDPs.
The GoE and its various tiers of administration
These include NDRMA (on NDID), ARRA (return-
adhere to Proclamation No.455/2005 on
ees and refugees that may be displaced within
Expropriation of Landholdings for Public
the country of asylum), Federal and Regional
Purposes and Payment of Compensation. Article
Police Commissions, and in the case of CID,
8 explicitly stipulates and elaborates on the
MoLSA and BoLSAs for returnees who need
displacement compensation scheme. Article 12
reintegration. The IOM, UNHCR, UNOCHA, ICRC,
mandates the Ministry of Federal and Pastoralist
the Danish Refugee Council, and other key
Affairs to ensure the implementation of the
agencies also have important roles to play in data
Proclamation. The main difficulty resides in the
collection.
determination of the amount of compensation to
The National Disaster Risk Management be paid to the IDPs. Most often the gap between
Commission (NDRMC) is the leading body for the market value of the land and the compensa-
hazards, related disasters, and for reducing the tion paid by the GoE are very wide. Other reasons
impact on victims of damage caused by a for the low amount of compensation are that the
disaster. Among other duties, the mandate of the relevant administrative entities only consider the
NDRMC is to save lives, protect livelihoods, and property value and disregard the social and
ensure all disaster-affected people are provided livelihood incomes of IDPs before their reloca-
with recovery and rehabilitation assistance. tion. Due to various protests and grievances by
Often, the Commission provides assistance for IDPs, the GoE is now considering revisiting its
people affected by disasters, including IDPs. This compensation scheme for possible revision.
makes NDRMC a leading internal displacement
Another state institution potentially involved in
agency for NDID and MDID. Some of the staff
internal displacement is the Ethiopian Invest-
members of NDRMC have been training in data
ment Commission, which is mandated to
collection, particularly on IDPs. However, they do
promote and facilitate investment, especially in
not collect specific data on IDPs and are not
the manufacturing sector. The enabling act of
making use of the skill set they acquired.
the Ethiopian Investment Commission, Procla-
Arguing that its main job is to support and
mation No.769/2012, requires that the Commis-
effectively respond to demands coming from the
sion has necessary data on inhabitants in places
regional states after being confronted by natural
where the land is designated to be expropriated
disasters, the NDRMC asserts that regional states
for investment purposes. However, the Commis-
are collecting data. The NDRMC contends that
sion does not collect data on potential or actual
data collection on IDPs is not its function. In
IDPs. Despite a clear legal mandate to collect
addition, it is the opinion of some staff members
data, the Commission is of the opinion that data
that a government agency or ministry should be
collection on IDPs is beyond its mandate. The
designated to regularly collect data on IDPs and
Commission lacks trained officers on data
migration. Such a designated body needs to
collection.
periodically disseminate the data to other
stakeholders and the public. Addis Ababa City Land Development and City
Renewal Agency is mandated to prepare land to
This is not unique to the NDRMC. Despite having
be used for different development projects
an appropriate mandate, the Ministry of Federal
within the city. It conducts studies on develop-
and Pastoralist Development Affairs does not
ment and city renewal projects based on the City
collect data on IDPs. Similarly, the Addis Ababa
Master as well as specific local development
City Administration Road Authority, which is in
plans. As a result, the Agency is tasked with
charge of road construction and possible eviction
implementing inner city renewal projects for two
and relocation of people affected by related
major reasons: renewal related to ensuring the
construction, does not have any data on IDPs. In
habitability of the city, and ensuring the
all these institutions, the challenge is not due
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judicious and economic use of land resources. regional, Zonal, and Woreda offices. The primary
The Agency is guided by Directive No.19/2006. purpose of having organised data on IDPs is to
Land or house owners or dwellers with legal develop an effective procedure for curbing
documents of ownership and contractual displacement. In doing so, it will also be useful to
agreements with public authorities are entitled identify the protection gap and people at high
to either compensation and relocation to other risk. All the data should be gathered at three
areas, or access to housing. Even if the Agency levels, starting with site visits by the IOM
does not specifically collect data about IDPs, it personnel, Woreda, and Zonal levels. IOM also
nevertheless lists the legal owner and tenure of presents segregated data in an organised report.
his or her house, based on the relevant provision However, throughout the process, IOM works in
of a testimonial or legal document. Conducted at close collaboration with the Government of
the lower administrative level of the neighbour- Ethiopia and other partners, like the Interna-
hood ward (Kebele), the registration process is tional Red Cross and Danish Refugee Council.
strict about fulfilling the testimonial documents. Finally, upon the endorsement of the National
It is not unusual to find two or more families, Disaster Risk Management Agency, the IOM
relatives, or friends, living in a house or makes the number official.
occupying a plot of land registered to only one of
In summary, the main challenge for the data
the occupants. The relocation process recognises
collection process on IDPs is the high probability
only one landholder or property owner as
of inconsistent data. That is the reason IOM
legitimate. Therefore, based on legitimate
collects data at all administrative levels, from
registration of property ownership, reparations
Woreda to federal levels. In addition, data are
are made to the owner, and not the adult
rarely comprehensive and sufficiently detailed,
occupants of expropriated fixed property.
and in most cases, it is very difficult to verify.9
Registration does not provide detailed infor-
For example, the data on DID is almost impossi-
mation about the number of people dwelling on
ble to assess. As the author argues elsewhere, the
the land or in the house, or their age, sex, family
challenges of availability or access to data on
situation, or educational qualifications. Those
IDPs, for various reasons, could be attributed to
without such legal documents of ownership do
the following five reasons: 1) political sensitivity
not receive reparations (restitution, compensa-
and political ramifications; 2) fragmented
tion, rehabilitation, or satisfaction). Hence, these
mandates on data collection; 3) pastoralist IDPs;
people fall through the cracks of the system and
4) lack of resources for data collection; and 5) low
become IDPs without any kind of protection or
priority given to data collection on IDPs.
reparation. Households are also required to
evacuate the expropriated property within three Figures often deflate when provided by the
months, a very short deadline for many families, central government and inflate when provided
considering health and education needs as well by local authorities, or vice versa, depending on
as employment and livelihood difficulties. The the motives involved. The government attempts
Agency, unlike federal institutions such as the to present internal displacement as either non-
NDRMC, has no trained personnel for data existent or temporary, for the sake of image.
collection, but instead relies on the existing ICT Similarly, deliberate underestimation of IDP
infrastructure. figures, meant to build favourable public support
for a development project, contributes to this
The International Organization for Migration
problem. In effect, thousands of IDPs go
(IOM) prepares regular data reports on the state
unrecognised and uncompensated. Many violent
of Internal Displacement in Ethiopia. Interna-
conflicts erupt due to DID and the subsequent
tionally, all IOM offices use Displacement
lack of proper compensation. Thus, access to data
Tracking Matrices (DTM) as a tool, and this
depends on the cause of displacement. If
procedure has become operational in Ethiopia
displacement occurs due to natural factors, such
since 2012. In collecting data related to IDPs, IOM
works in collaboration with the National Disaster
9 IDMC, Internal Displacement, Global Overview of Trends and
Risk Management Commission (NDRMC) and its
Developments in 2008, (n 61) Pp. 16-18.
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as floods and wild fires, it will not be a problem responsible for the low access to data.13 For
accessing data, but all data are treated as example, displaced persons in Ethiopia,
confidential and sensitive if the causes of following the war between Ethiopia and Eritrea,
displacement are due to ethnic or tribal conflicts. became “invisible” when they dispersed into the
Consequently, data about IDPs in a country could towns14 and cities. Similarly, distinguishing IDPs
reflect very significant differences, based on the from members of pastoral communities is, in
sources consulted.10 IDP statistics are disputed general, very difficult, as displacement occurs as
for a number of reasons. In Ethiopia, interna- part of seasonal or spontaneous mobility. In
tional organisations dispute official IDP addition, data on spontaneous famine-induced
statistics, as do certain tiers of Ethiopia’s IDPs and pastoralist movements have not been
government. collected. For example, in 2002-2003, about
40,000 famine-affected people migrated within
There are also additional reasons data on IDPs
and out of the Oromia Regional State of
are very difficult to verify. Unlike IDPs found in
Ethiopia.15 In regional states with dominant
towns or dispersed in the bush, those in camps
pastoralist communities, IDP camps serve as
are more visible to governments and interna-
temporary, makeshift shelters.16
tional organisations. Consequently, camp-based
IDPs receive more care and attention. In areas of Finally, the resources allocated to data collection
protracted conflict, IDPs disperse to different about IDPs are either non-existent or simply
areas of the country. Not all IDPs live in camps, inadequate. Even if national authorities
as they can also be found in makeshift shelters, recognise data collection as being a crucial
shantytowns, and scattered among local requirement of the government in order to
communities. IDPs in towns and cities, moreover, provide protection and durable solutions to the
rarely stand out from slum dwellers or other plight of IDPs, they do not appear to consider it a
populations. IDPs fleeing the 1998 Ethio-Eritrean priority, even in the face of complex emergency
border war were largely invisible, as most of situations that may rapidly spiral out of control
them lived in nearby towns. Mixed into internal due to the lack of resources.
migration, the indistinguishable nature of rural-
urban migrants and IDPs, and the difficulty of
identifying urban IDPs, have all contributed to Brief History of Internal Displacement in Ethiopia
the problem of reliable data on IDPs.11 IDPs travel
Internal displacement has remained pervasive
to live with extended family members and kin
throughout Ethiopian history. NDID, CID, and
communities, who can provide them with the
DID were the main causes of internal displace-
necessary assistance. Hundreds of thousands of
ment in Ethiopia. Accounts from ancient
IDPs intermingle with host communities and do
Ethiopian history reveal that “intense land
not register as IDPs.12 The desire to hide one’s
pressure and more erratic rainfall, soil destruc-
status as an IDP stands out as another culprit
tion and ecological degradation during the
seventh and eighth centuries” caused the decline
and fall of the Axum Empire in the ninth
11 IDMC, Internal Displacement, Global Overview of Trends
century.17 Deforestation and climate change
and Developments in 2008, (n 61) Pp. 25-26, available forced the elites and the population in Axum to
www.internal-displacement.org (accessed November
2009); The Refugee Law Project and the Human Rights 13 Mehari Taddele Maru, The Kampala convention and its
& Peace Centre, “Why Being Able to Return Home contributions to international law, Eleven International
Should be Part of Transitional Justice: Urban IDPs in Publishers , The Hague, Netherlands, 2014.
Kampala and their quest for a Durable Solution”, 14 Ibid.

(March 2010) Building Consensus on Sustainable Peace 15 Mehari, “Migration, Ethnic Diversity and Federalism

in Uganda, The Refugee Law Project Working Paper No. in Ethiopia”, (n 45) Pp. 51-62.
2. 16 Oxfam Out of Site, (Oxford 2008), Pp. 17-18, also

12 Laban Osoro, “Displacement outside camps: identify- available from www.oxfam.org


ing IDPs and responding to their Needs-Experience 17
Butzer, Rise and Fall of Axsum, Ethiopia: A Geo-
from Kenya”, Protecting all IDPs, NGO Consultations, 30 Archaeological Interpretation, American Antiquity, Society
June 2010, Nairobi, Kenya. of American Archaeology, July 1981, Vol.46, No. 3.
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Causes, Dynamics, and Consequences of Internal Displacement in Ethiopia
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migrate to Ethiopia’s southern highland as the price remained the same.25 The feudal land
regions.18 During the Middle Ages (1529 and system made farmers destitute servants of a few
1531), Ahmed Ibn Ibrahim al-Ghazi launched a landholders and commercial agriculture reduced
massive invasion campaign of Northern Ethiopia the grazing land of pastoralists—for instance,
by leading the ethnic Afar and Somali armies.19 “[in] 1972, 50,000 hectares of irrigated land had
According to Quirin, “the Islamic invasion displaced 20,000 Afar pastoralists”, and it
facilitated the Oromo migrations, and together sparked the 1960s Afar rebellion.26 Drought turns
these forces redrew the ethnic-linguistic and into famine and displacement only when the
religious map of what is today central and state is unable and unwilling to provide the
southern Ethiopia”.20 Perhaps the most im- necessary assistance. Dysfunctional market
portant period pertaining internal displacement mechanisms decreased livestock prices, and poor
was during the reign of Emperor Menilik II (1889- infrastructure prevented grains from being
1913). Menilik II ascended to power by expanding transported to drought-stricken regions.27 The
his territory to the south. Between 1882 and 1906 famine “issue gained political currency among
he conquered Oromia, Harar, Ogaden, and students and middle class in Addis Ababa” which
doubled the population of Ethiopia.21 He resulted in Haile Selassie’s removal from power
imposed the neftegna (the Amharic term for in 1974.28
rifleman) system to control these regions by
A popular revolution, hijacked by the Military
granting his warlords and soldiers land. The local
Regime known as Derg, overthrew Haile Selassie
people, who were forced to pay over half of their
on December 20, 1974. The new regime imple-
produce to their overlords, tilled the land.22 This
mented a massive land reform in 1975, abolish-
system continued until the end of the Imperial
ing expropriation, nationalizing land from
regime in 1975.
feudal lords and redistributing it to tenants. The
Famine and Resettlement Programmes23 regime also implemented similar policy in the
urban areas, eliminating the urban-based feudal
After the reign of Emperor Haile Selassie,
class. These reforms significantly reduced the
Ethiopia underwent six famines.24 While
flow of rural-urban migration from 6.5% in 1967
retaining the existing land system, Haile
to 3% in 1980s.
Selassie’s regime also started massive commer-
cial schemes, which emerged as a new source of Based on deep belief in image building and
displacement and destitution. Sen’s (1981) legitimacy, the regimes of both Emperor Haile
analysis of the 1972-74 famine shows that Selassie and Derg considered internal displace-
200,000 peasants died from starvation when the ment as projecting a bad image and indictment
overall agricultural output in the country as well on their governance. Thus, they attempted to
stifle any reports regarding IDPs. To avoid a
negative image, in the early 1970s, Emperor
18 Meredith, The Fortunes of Africa: A 5000 History of Wealth, Haile Selassie’s regime put many IDPs (displaced
Greed, and Endeavor, Public Affairs, New York, 2014. to the capital Addis Ababa due to famine) in
19
Briggs, Ethipia, Globe Pequot Press, Guilfor,
camps. The 1974 Ethiopian Revolution that
Connecticut, 2015.
20 Quirin, J. A., The Evolution of the Ethiopia Jews: A History toppled Emperor Haile Selassie mobilized people
of the Beta Israel (Falasha) to 1920, 1992, University of to the fact that the imperial regime had covered
Pennsylvania Press, Pennsylvania. Meredith, 2014, p. up the plight of Ethiopians that had starved to
74. death by famine. Similarly, the Derg also
21 Ibid., 17.
attempted to cover up the 1984 Great Famine in
22
de Waal, Alex, “Evil Days: 30 Years of War and
Famine in Ethiopia”, An African Watch Report, Human
order to celebrate its 10th year anniversary
Rights Watch, NY, 1991.
23
Mehari Taddele (2004), Migration, Ethnic Diversity and 25
Sen, Amartya, Poverty and Famine: An Essay on Entitle-
Federalism in Ethiopia, Unpublished Dissertation, Univer- ment and Deprivation, Oxford University Press, New York,
sity of Oxford, Refugee Studies Centre, Queen Elizabeth 1981.
House. 26
Ibid., 21, pp. 59.
24 Kaplan, RD, Surrender or Starve, 1988, Vintage Books, 27 Ibid., 24.

New York. 28
Ibid., 21, pp. 61.
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without a bad image. As the previous regime, of the returnees from Yemen are from Amhara,
famine, and the attempt to cover it undermined 25 percent are from Tigray. Only 9 percent are
the legitimacy of the Derg Regime. In one of the from Oromia. In terms of educational back-
most protracted civil wars in Africa, northern ground, while 65 percent have completed high
parts of Ethiopia, including today’s Eritrea, led to school, 20 percent are TVET graduates and 15
death, displacement, and famine. The war percent have attended secondary levels. The
destroyed barns, bombed urban markets, killed largest evacuation of Ethiopians in 2016 was
livestock, and barred the provision of food aid to from Yemen (1,659 returnees), and the second
the north. Overall, the “massive Derg ground largest, from Djibouti (364). Only 27 percent of
offensive led to over 800,000 Tigrayans being these assisted returnees were included in the
internally displaced and a further 200,000 reintegration programme.
crossing the border to the Sudan”.29 Repeated
The Ethio-Eritrean Border War of 1998
military offensives in Eritrea and Tigray between
1980 and 1983 forced thousands to flee their As many as 420,000, people were displaced in
homes.30 Tigray and Afar due to the Ethiopia-Eritrea war in
1998.34 On May 2000, 360,000 people were
Returnees, Repatriation, and Demobilized
displaced in Ethiopia (90 percent from the Tigray
Soldiers and Fighters
region). Eritrea deported 70,000 Ethiopians
Immediately after the demise of the Derg Regime (where 62,000 remained in Tigray). After the two
in 1991, the new Transitional Government of countries signed the Algiers Agreement on
Ethiopia, led by the Ethiopian Peoples’ Revolu- December 2000, most IDPs began to return to
tionary Front (EPRDF), began demobilizing and their areas of origin, mostly in Tigray. However,
reintegrating 455,000 Derg combatants (includ- until 2004, 62,091 people from Tigray remained
ing 52,000 and 80,000, who repatriated from as IDPs.35 Many of the IDPs did not return to their
Sudan and Kenya, respectively) and, later on, villages because their villages were hubs for
22,200 Oromo Liberation Front’s ex-fighters.31 landmines and further skirmishes.36
The Transitional Government of Ethiopia also
In 2003, the UN’s OCHA (Office for the Coordina-
demobilized 30,000 of EPRDF’s own ex-fighters of
tion of Humanitarian Affairs) estimated the total
whom the majority participated in the Humera
IDP figure in Ethiopia to be 256, 506 (See Table
Resettlement Scheme to grow cotton.32
below). The majority of the IDPs were created by
The staggering number of forcible returns the Ethio-Eritrean war. In the same year, another
inevitably produced IDPs. This high number significant cause of IDPs was the drought that
results in their vulnerability to many physical displaced 87,820 Ethiopian Somalis.
and mental risks within their country if they are
In 2006, the total IDP population was estimated
not fully assisted and reintegrated. Thousands of
to be around 275,000.37 The CID in Tigray
Ethiopian migrants also returned under the IOM
declined to 62,000, whereas NDID in the Somali
Assisted Voluntary Return and Reintegration
Programme (AVRR). In 2010-2016 (July), about Voluntary Return and Reintegration, July 2016.
31,309 migrants returned under the Assisted 34 Abebe, A. Mulugeta, “Displacemnet of civilians

Voluntary Return, constituting a minimum of during armed conflict in the light of the case law of the
Eritrea-Ethiopia Claims Commissin”, Law, 2009, Leiden
5,000 returnees per annum.33 While 57 percent
Journal of International, vol. 22, pp. 823-852.
35 NRC, “Profile of Internal Displacement: Ethiopia”,
29 Young, John, Peasant Revolution in Ethiopia: The Tigray Norwegian Refugee Council, Geneva, 2004.
People's Liberation Front, 1975-1991, Cambridge University 36
de Brauw, & Mueller, V., “Do limitations in land rights
Press, New York, 1997. pp. 131. transferablity infulence mobility rates in Ethiopia?”,
30 Ibid., 17.
2012, Journal of African Economies, vol. 21, no. 4, pp. 548-
31
Colleta, N. J., Kostner, M. & Wiederhofer, The 579.
Demobilization and Reintegration of Ex-Combatants in 37 IDMC, Ethiopia: Government Recognition of Conflict IDPs

Ethiopia, Namibia, and Uganda, The World Bank, Crucial to Addressing their Plight, 2006, available at:
Washington DC, 1996. http://www.internal-
32 Ibid., 30. displacement.org/assets/library/Africa/Ethiopia/pdf/Ethi
33
IOM, Special Liaison Office in Addis Ababa, Assisted opia-Overview-Apr06.pdf (accessed 25 November 2016).
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Causes, Dynamics, and Consequences of Internal Displacement in Ethiopia
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region skyrocketed to 75,000. Similarly, ethnic Africa, Libya, Lebanon, United Arab Emirates,
and intra-border clashes and induced conflicts Kuwait, Angola, Saudi Arabia, and South Sudan.
have increased significantly. While CID Gambella For example, in 2015/2016, two Woredas (Boloso
displaced 50,000 people, relatively new conflicts Sore, Damot Phulasa Damot Gale) of the Wolayta
in the Oromia region (Guju vs. Gabra) displaced Zone received 29 returnees from Sudan and
43,000 people.38 The following year, the estimat- South Sudan. Returnees include very few
ed aggregate of IDPs in Ethiopia declined to deportees from Eritrea, Norway, and the US.
200,000. While the key drivers such as conflicts
and drought remained, perhaps, among the most
notable natural disasters in 2007 were the floods
that displaced 600,000 people.39
Current State of Internal Displacement:
Table 1. IDP Population in Ethiopia 1, August 2003 Causes, Triggers, and Accelerations of
Internal Displacement
Category Regions Families Persons

War Induced Tigray 25, 169 125, 845


According to NDRMC, as a result of natural
disasters, at least 827,906 people have been
War Induced Afar 1,766 8,830 internally displaced in the period of July 2012 to
May 2016, of which at least 631,163 people were
Drought Induced Somali 17,564 87, 820 displaced within the period of August 2015 to
May 2016 due to El Nino. Flooding displaced
173,695 people while drought directly displaced
Conflict Induced Somali 2,800 14,200
188,243. In July 2012 to May 2016, fire forced 535
people to flee. Although rare, volcanic eruption
Conflict Induced Gambella 1,100 4,811 displaced 5,700. In the past eight years, conflict
has displaced more than 459,733. Oromia
(Adama, Awash River Basin) Dire Dawa, Amhara
Conflict Induced Addis 3,000 15,000
(Bahir Dar and the surrounding areas of Tana
Ababa
Lake, Fogera, and Kemise) and Gambella are
Grand Total 51, 299 256,000 vulnerable to hydrological hazards, mainly
flooding.

Source: UN OCHA- EUE, 1 August 2003 In the month of January 2016, there were 30,183
persons internally displaced in Oromia, (19,080
In 2013/2014, Ethiopia received more than IDPs), Somali (9,498 IDPs), and SNNP (1,605 IDPs)
174,200 returnees: 167,000 from Saudi Arabia regional states. The two regions seriously affected
and the remainder from South Sudan (3,600) and by CID are Oromia (50 percent of IDPs due to
other countries. In 2015/2016, about 1,093 CID), and Somali (30 percent IDPs due to CID),
returnees requested Addis Ababa City Govern- while IDPs in SNNP are entirely due to NDID. In
ment to support them financially in order to get total, more than 65 percent of the 30,183 IDP
training and establish income-generating population is due to CID. Often affected areas
projects. Since 2014, Addis Ababa City Govern- include Oromia, the West Harerege Zone (Miesso,
ment has supported a total of 4,493 Ethiopian Doba), the East Wollega Zone (Dig, Jima, Arjo,
returnees. The returnees are from Yemen, South Leka Dulech, and Sasiga), the Somali Siti Zone
(Miesso, Ayisha), and the SNNP Gurage Zone
38Ibid., 35.
39IDMC, Ethiopia: Addressing the Rights and Needs of People
(Abeshege, Cheha, Enimoe, Aner, Endegagn,
Displaced by Conflict, 2007, available at: Geto, Gumer, Kebena, Masken, and Sodo).
http://www.internal- Ten primary displacement hotspot zones include
displacement.org/assets/publications/2007/200710-af- Afder, Siti (2 Zones of Somali), Nuer, Agnuak (2
ethiopia-ethiopia-addressing-the-rights-and-needs-of- zones of Gambella), Gurage (1 zones of SNPP),
people-displaced-by-conflict-country-en.pdf (accessed 25 Mille (1 zones of Afar), North Showa (1 zones of
November 2016).
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Amhara), Arsi, Borena, West Hararege (3 zones of Demographic stressors related to population
Oromia). growth place an excessive burden on the eco-
Determinants of Internal Displacement in system’s carrying capacity and increase the youth
Ethiopia bulge and unemployment as well as put
There are six key determinants of internal additional pressure on the social system. In this
displacement’s nature, frequency, and trends. context, depending on many factors, including
governance, population becomes either an asset
Socio-economic stressors that are related to
or a liability.
livelihood sources and the delivery of public
economic and social services. These stressors Migration flux increasingly leads to violations of
could have multiplier effect on peace and human rights, creates stress in host communi-
development depending on whether they are ties, and may trigger xenophobic attacks and
delivered in an inclusive or exclusive manner. conflicts. Alternatively, such violations could
Increases in infrastructural and other develop- facilitate integration and regional economic
mental projects, such as dams, irrigation prosperity through trade and labour migration.
projects, airports, roads, railways, and extractive Depending on whether or not Ethiopia has more
industries, may lead to increased relocation of mobility or displacement, the kind of migration
IDPs and, in some cases, resettlement. Increases the government encourages will become another
in internal displacement could also lead to an determinant of displacement. The current high
increase in localized conflicts and therefore IDPs number of refugees from neighboring countries
seeking alternative internal flight areas. puts pressure on the host communities,
Increases in local job protection and restrictive potentially leading to displacement within or
migration policies may also give rise to increases outside Ethiopia.
in xenophobic attacks. While all communities
International interventions may also play
may be prone to such xenophobic attitudes,
important roles in fostering mobility and
some are more prone than others due to a lack of
addressing the causes, triggers, or accelerators of
responsive governance or system failure to
displacement. Military or other kinds of
protect migrants and refugees, thereby leading to
unwarranted intervention, peace support
internal displacement. Ethiopia, hopefully, may
operations, development aid, trade, and
not face this kind of human disruption in the
investments by states and organisations, such as
future, but as a host country of close to 800,000
for example, the AU, the EU, NATO, and the UN,
refugees, such developments should not be ruled
need to ensure that such intervention activities
out in the local areas where refugees are
do not cause displacement. Transnational
currently located.
companies, such as those in the extractive
Climate/Environmental stressors most often industry, construction, and private military and
increase the impact of the insecurity nexus security companies, also cause and aid displace-
between rises in global temperature (climate ment through their commercial operations.
change), population growth, and shortages of
Governance capabilities. More essentially, all the
water, food, and energy that may cause people to
above factors are to a large extent determined by
move. As discussed above, famine, a consequence
the governance of the country and its various
of climatic drought, in Ethiopia has been one of
provincial regions and their abilities to predict,
the key drivers for internal displacement. Thus,
prevent, respond, and adapt to the stressors
climate change and environmental degradation
listed above. Governance capabilities determine
cause displacement in the form of NDID, and the
the pace of reforms and crises, whereby crises
capability of the Ethiopian agrarian economy to
may overtake reforms required to address them.
adapt to climate change and transform domestic
Even the roles of international actors may finally
agriculture into a climate resilient economy will
be determined by the governance capabilities of
determine the IDP numbers and the gravity of
the state.
the impact of displacement.

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Five Causes of Internal Displacement in Conflict-induced Displacement (CID)
Ethiopia
While the political transformation brought with
the establishment of the federal system in 1991,
Natural Disaster-induced Displacement (NDID) inter-ethnic conflicts have increased at local
In 2015, “Ethiopia suffered one of its worst level. Article 32 of the federal constitution
meteorological droughts in 50 years”.40 The El stipulates that freedom of movement and
Nino weather phenomenon triggered the residence within the federation are fundamental
displacement of 280,000 Ethiopians. Within six human rights.
months of the drought, beginning in August In ethnic federalism, power is shared in direct
2016, 146,000 citizens faced severe food proportion to the population of ethno-cultural
insecurity. In addition to that catastrophe, communities. The relative numerical superiority
67,800 people were displaced fleeing communal of ethno-cultural communities would result in
conflict.41 Out of the $1.4 billion worth of more power for the largest ethnic group.
humanitarian pledges made to the GoE, Ethiopia Therefore, in ethnic federalism, migration
managed to secure only 37 percent.42 Compared (forced or spontaneous) could easily affect the
to the worldwide disaster-related displacement of demographic balance and power relationships
19.2 million people and considering the between ethnic communities. Reversal in the
population size of Ethiopia and the impact of the population ratio could mean reversals of political
drought on its people, Ethiopia’s 146,000 IDPs and federal power. Thus, one of the effects of
were relatively small in number.43 holding-together (ethnic) federalism is its
However, as the IMF (2016) pointed out, “rising tendency to restrict migration-induced demo-
temperature and rainfall volatility are expected graphic changes. The ethnic boundaries created
to increase the frequency and severity of by the federal constitution of Ethiopia have
droughts and floods, thereby impairing agricul- legitimized any resistance to spontaneous inter-
tural productivity”. Given the fact that climate ethnic migration. Such resistance (for example
change will increasingly bring frequent and from Anywaa to the Nuer, and from Ari to the
severe insecurities in water, food, and energy Mursi in terms of migration) has led to confron-
needs, Ethiopia must consider designing and tations and violent conflicts. Such projects have
implementing a clear policy and institutional limited the geographical spaces for movement of
response mechanism for internal displacement traditional communities.
of mainly NDID. Another driving factor for Violent conflicts in and around refugee camps in
internal displacement from rural to urban Gambella in 2003 and in 2016 reflect this
centres in Ethiopia is environmental degradation challenge. The recent massive protests in
and climate changes in areas of origin that have Ethiopia’s Oromia Regional State were triggered
made earning a livelihood almost impossible for by the launching of what is called the Integration
IDPs.44 Masterplan of Addis Ababa, the capital city of
Ethiopia, which aims to link its major services to
the nearby suburban areas of Oromia Regional
State. For some of the residents of the Oromia
regional state, the Integrated Masterplan
threatened land expansion through expropria-
40 IDMC, “Off the GRID: The world's overlooked IDPs”, tion that led to displacement of famers sur-
Spot light, IDMC,2016. internaldisplacemnt.org. rounding the city. Treating the objections as a
41 Ibid.
technical issue, the Federal Government of
42 Ibid.
Ethiopia, the City Government of Addis Ababa,
43
Ibid
and the Oromia Regional State failed to consult
44 Morrissey, J. William, “Understanding the
relationship between environmental change and with city, suburban, or regional state residents
migration: The developement of an effects framework about the Integrated Masterplan. Reacting
based on the case northen Ethiopia”, 2003, Global reflexively and failing to substantively explain
Environmental Change, vol. 23, pp. 1501-1510.
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the nature and implications of the plan, the ble and rational deliberations. These prob-
Oromia Regional State abandoned it in January lems have led to politics of intolerance and
2016. However, local protests due to the fear of zero-sum political games, politics of fear,
displacement spread across the country and politics of resentment and politics of hate in
transformed into a political crisis across the society. Protests, violence, and local and
regional states of Oromo. An important impact of armed conflicts may easily turn to target
such violence was the displacement of people ethnicities and produce CID.
belonging to a single ethnic community.

CID may also occur as a result of the following


Pastoralism and Internal Displacement
major conflicts:
Some researchers estimate that 15 percent of the
1. Ethnic identity and federalism:
total population is pastoralist.45 Article 40(5) of
a. conflicts based on administrative the Federal Constitution stipulates the rights of
boundaries between regional states; pastoralists to grazing land and freedom from
any unlawful encroachment: “Ethiopian
b. conflicts based on the recognition and
pastoralists have the right to free land for
status of ethnic identities as nationali-
grazing and cultivation as well as the right not to
ties;
be displaced from their own land (emphasis
c. conflicts based on administrative status, supplied)”. In Ethiopia, at least two regional
as in the case of local government in states – Somali and Afar – are largely pastoralist.
Zones, Woredas etc.; Moreover, a significant portion of the popula-
tions of Gambella, Oromia, and SNNP regional
d. referenda on identities;
states are pastoralist or agro-pastoralist.
e. conflicts over natural resources, includ-
They continually face high levels of displace-
ing water and land usage;
ment. The regional state boundaries with the
f. questions related to Addis Ababa and its highest number of pastoral communities,
relations with the federal and regional namely Somali, Afar, and Oromia, are designated
state of Oromia. as regional states with the largest pastoral
2. Religious conflicts: communities, basically with the intention of
preventing unnecessary encroachments on their
a. religious-based tensions and conflicts; community rights. For this reason, as with all the
b. inter-religion relations; other ethno-cultural communities of Ethiopia,
pastoralists have their respective “natural
c. concerns of religious-based terrorism homeland” within which they are fully free to
and extremism. move. From time to time, pastoral communities
3. Weak implementation of the constitu- are in conflict over grazing land and water wells
tional protection of minority rights and which displace people. Pastoral communities
ethnic security: in the current political dis- also face serious challenges when their geograph-
pensation, ethnic communities face security ical space is limited or reduced by large-scale
impasses due to mobilizations based on fear commercial farms or national parks.
and hate of “the other”. The anticipated Table 2: 2015 Pastoralist Regions Affected by Displace-
consequences are to reinforce undemocratic ment
political mobilization and platforms based on
ethnic or religious group protection, leading
to discrimination based on “son of the soil”
alienation and violence. The implication of
such behaviour fortifies exclusive and un-
45 Winsor, M., Ethiopia drought crisis: Pastoralists threatened by El Nino,
land grabbing, population growth adopte non- methods to
democratic political practices and mob-group
survivetraditional, 2016, viewed 9 November 2016,
dynamics that ultimately stifle voices of www.ibtimes.com
reason and inhibit any possibility of reasona-
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Region Conflict Drought Flooding Volca-
Development-induced Displacement (DID) no

In an agrarian society such as Ethiopia, DID is Afar 61,867 3900


closely intertwined with land governance, which Amhara 7,945
in turn overlaps with federalism and the identity
of inhabitants living in a specific territory. Given Gambella 2,870
the economic transformation in Ethiopia, DID Oromia 29745
may take various forms, including resettlement
programmes, relocation, and eviction. SNNP 495

Infrastructural and Development Projects Somali 3,198 72,972

Ethiopia is carrying out massive developmental expansion of the boundaries of Addis Ababa City.
transformation in many sectors. Key among these These were mainly displaced residents of the
projects is infrastructural projects such as dams, Nefassilk Sub City (568), Kolfe keranio (82), Bole
industries and industrial parks, railways, roads, (3062), and Akaki (4235). Most of these house-
and widespread urban renewal programmes, holds subsequently moved in with relatives in
particularly in Addis Ababa. With the increased the city. As a coping strategy, many opted to stay
industrialization and urbanization projects, in rented houses during the transition period.46
infrastructural and city renewal projects, such as Some areas identified for renewal and potential
land and identity related national parks and project development slipped into a repetitive
dams, DID is expected to rise. Thus, DID may cycle of relocation and displacement. The
manifest itself in development projects, resultant reparations included compensatory
displacement, and livelihoods due to the cash payments, land restitution, and alternative
following infrastructural development projects: condominium (low-cost housing developed by
the city government) accommodation.
a. road and rail transportation;
In Bahir Dar, the construction of Bahir Dar
b. hydroelectric and irrigation dams;
Hulegeb Stadium has relocated 352 households.
c. urbanization projects (urban renewals, These households were relocated to the Kotatina
integrated urban master plans, and the relo- resettlement area, which is on the periphery of
cations of persons); Bahir Dar City.47 The Kotatina resettlement area
was initially used by farmers, but was subse-
d. industrial parks;
quently made available for displaced people.
e. national parks;
Through slum clearance operations, the
f. commercial agricultural farms and pro- condominiums given to IDPs offer better space
cessing industries; and more hygienic living spaces. Nevertheless,
the locations are also far away from livelihood
g. state sponsored resettlement programmes.
and job opportunities. These limitations gravely
Urban Renewal Programme affect any opportunity to earn an income.
Relocated people face declines in income as they
Development of the slum areas in the inner city
lose most of their customers in the inner city and
of Addis Ababa has resulted in massive reloca-
there are usually not the same demands for their
tions of many households. According to the
services in areas of relocation. In addition, the
available data from the Agency, in 2015/2016, a
low-cost condominiums built on the expropriat-
total of 17,127 households were relocated. Nine
thousand, one hundred and eighty households
were relocated from the inner city to a housing 46
Ambaye, G. & Abelieneh, “Developement-Induced
project on the outskirts of Addis Ababa. The most Displacemnt and its impacts on the livelihoods of poor
urban households in Bahir Dar, North Western
affected areas were Lideta (3477), Kirkos (1330),
Ethiopia”, 2015, African Human Mobility Review, vol. 1, no.
Arada (2558), and Addis Ketema (1851). Similarly, 3, pp. 310-331.
7,947 farmers were displaced due to the 47
Ibid.
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Causes, Dynamics, and Consequences of Internal Displacement in Ethiopia
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20
ed land are given to new buyers, and not to the development projects. If DID is avoidable, the
original inhabitants. The condominiums usually GoE is required to provide careful planning,
have too few bedrooms for a typical household, substantive consultation, and effective imple-
as most of the relocated people are registered as mentation of projects, so as to DID, as demon-
one family unit whereas they may actually strated in the case of resettlement programmes
include several adults (friends or relations). and relocation in inner-city renewal projects, do
Furthermore, the relocation sites are not suitable not necessary end up impoverished and
for any business enterprises due to a lack of vulnerable. What is largely and gravely missing
demand and the absence of infrastructure.48 in Ethiopia is the absence of judicial or other
constitutional means to oversee and review
decisions of the executive branch to carry out
Some recent studies found that renewal and DID. While there is no arbitrary displacement of
expansion projects caused repetitive displace- populations as such, there is widespread
ment of people and increased their vulnerabili- disregard to the rights of IDPs who are displaced
ties. Despite provisions for low cost housing and due to development projects with a justification
improved shelter for urban IDPs through that such projects are for the greater good of the
relocation programmes, most people preferred nation. In the face of the developmental state
living in the same slum areas in order to and its priority of the “greater good of the
maintain their livelihood sources, which often nation”, redress and accountability mechanisms
depended on serving customers in the central for the IDPs are very narrow. Current Environ-
parts of their city. Their preference for their mental and Social Impact Assessments (ESIAs) in
previous homes and places of residence was Ethiopia that require project feasibility are very
usually due to their previous easy access to many limited in terms of the cultural, historical, and
daily household services such as transportation, religious rights, and considerations of the
schools, clinics, infrastructure, and traditional human rights of inhabitants. In order to
support networks.49 implement this effectively, the ESIAs need to be
replaced by a more comprehensive and advanced
Considering itself to be a developmental state,
form of feasibility appraisal of development
the GoE emphasises the need for transformation-
projects and their impact on human rights in
al economic development of double-digit
general, including the socio-economic and
proportions regarding annual economic growth
environmental aspects Human Right Impact
and pro-poor deliveries of public services. Given
Assessment (HRIA).
that the term “transformation” refers to the pace
and depth of change in the national economy, Effectively removing the oversight and judicial
the nature, scale, and extent of state intervention powers of both legislators and the judiciary,
requires a monopoly of all economic assets of the delivery of the public good is prioritized over
various states. Transformation and economic democratic governance and accountability for
development trumps every conceivable kind of internal displacement due to decisions about
accountability mechanism. For example, lack of land issues. The executive branch, at the highest
accountability is the main reason DIDs are not federal level and the lowest administrative levels,
conducted in accordance with international and is bestowed with the power to decide on land
constitutional standards but does not necessarily issues. In preparing land for industrial parks,
constitute arbitrary displacement and it may also large commercial farms, dams, roads and
offer opportunities to improve the lives of IDPs in railways, natural parks, and land for commercial
the case of condominium and infrastructural developers, the executive organ has all the power
to decide on the fate of the people inhabiting the
48 Atalw, H., “Slum redevelopment in Addis Ababa: How
land. In most cases, these mega-projects increase
can it become sustainable”, 2014, International Journal of
Science and Research (IJSR), vol. 3, no. 9, pp. 2387-2393.
landlessness and associated local social conflicts
49 Pankhurst, A. and Tiumellssan, A., “Beyond urban when they are not properly integrated with other
relocation: Expectations and concerns of children and key social development projects. Land problems
caregivers in Addeis Ababa and Hawassa”, 2014, Young overlap with the identity questions of inhabit-
Lives.
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ants, self-rule, and federalism. Focusing on the taking place in Benshangul-Gumuz, SNNP,
trickle-down effect of such projects, the limited Gambella and the Afar regions, the main targets
distributional impact and beneficiations of local for large land investments are in Gambella and
community projects often create resentment. Benshagul-Gumuz.53 According to the World
Heavily dependent on the accelerated pace of Bank’s 2011 report, Ethiopia has granted 1.2
transformation, the developmental state has million hectares (almost 3 million acres) of land
relocated people without any relevant agency to 406 investors.54 These investment processes
being able to make its own decision. have displaced many households and negatively
affected their livelihoods.
In 2009 E.C. (2016 G.C.), the Addis Ababa City
government established a project under the In 2010, the Ethiopian government planned to
Bureau of Labour and Social Affairs (BoLSA) with relocate an estimated 45,000 households in the
the sole duty of rehabilitating IDP farmers on the Gambella region to provide better facilities for
outskirts of the city. With four project offices in those people.55 However, relocation was not
Bole, Yeka, Akaki, and Kaliti cities, in the same conducted with a well-thought-out plan to better
year, it aimed to rehabilitate 20,000 IDP farmers the people, but in order to facilitate the
that were displaced due to the development investment of gigantic international corpora-
projects surrounding the city. Several utility tions on the people’s land.56 Besides, the settled
bodies working on land development, road, communities in Gambella did not know why
telecommunications, water and sewerage, and they were being resettled or that their resettle-
the Sub City administrative bodies, collectively ment had any connection to the extensive
deliberated and followed up the implementation foreign investment plans on their land.57 In
of the project. Benshangul-Gumuz, some 30,000 households
were resettled in 43 villages and there were plans
Dam Construction
to resettle an additional 10,688 people following
Ethiopia’s Gibe III dam is a 243-meter-high further land investment arrangements.58 The
hydroelectric plant located on the Omo River. Kuraz Sugar Development plan incorporates the
This dam started hydroelectric production in development of three sugar factories on 240,000
2015. According to Rahmato, the construction of hectares of land in the Omo Valley.59 Despite the
Gibe III has displaced and affected between consequences of forced resettlement of the
200,000 and 500,000 people in the Omo Valley.50 inhabitants, the plan also aimed to make
These communities are composed of the available 111,000 hectares of land for cotton
following eight minority ethnic communities: plantation.
Mursi, Bodi, Nygatom, Suri, Hamer, Dasanech,
Me’en, and Kara.51 The livelihood of these semi-
pastoralist communities has always depended on
53
Makki, F., “Developemnet by dispossession: terra
flooding from the Omo River, as they made use of
nullius and the social ecology of New Enclosures in
flood-retreat agriculture.52 Ethiopia”, 2014, Rural Sociology, vol. 79, no. 1, pp. 79-
103.
Large Commercial Farms 54 Rahmato, D. 2014, “The perils of development form

Massive land investment programs are also above: Land deals in Ethiopia”, Africa Identities , vol. 12,
taking place in many parts of Ethiopia, following no. 1, pp. 26-44.
55
Cochrane, L. & Skjerdal, T., “Reading the narratives:
the attractive 2010 investment policy for foreign
Relocation, investment and developemnet in Ethiopia”,
companies. Although leasing land for investors is 2015, Forum for Developemnet Studies, vol. 42, no. 3, pp.
467-487.
50 Abbink, J., “Dam controversies: Contested governance 56 Ibid.

and developmental discourse on the Ethiopian Omo 57 Ibid., 5.

River dam”, 2012, Social Anthropology, vol. 20, no. 2, pp. 58


Ibid., 4.
125-144. 59 Ethiopian Sugar Cooperation, Omo-Kuraz Sugar

51 Ibid. Development Project, available from


52
Fratkin, E., “Ethiopia's pastorlist policies: http://www.ethiopiansugar.com/index.php/en/projects/
Developemnet, Displacemnet and Resettlement”, 2014, kuraz-sugar-development-project (accessed 16 February
Nomadic Peoples, vol. 18, pp. 94-114. 2017).
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Causes, Dynamics, and Consequences of Internal Displacement in Ethiopia
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Graph 1: Relocation due to Inner City Renewal and violently against a Pakistani investment by
Infrastructural Development setting their plantation on fire.61

3477
3500 IDPs light rail road
3000 2558
2500
1782
2000
1285
1500
1000
500 45 33
0
Lideta Kirkos Arada Addis ketema

Graph 2: Farmers Relocate to the Outskirts of Addis


Ababa

5000 4235
Akaki Kalit
4000 3062 Bole

3000 Kolfe
1578 Nefas Silk
2000
608 568 Yeka
1000

Resettlement Programmes

DID results in homelessness, inaccessibility of As discussed above, in the Ethiopian context,


basic services such as electricity, schools, waste resettlement occurs as a spontaneous movement;
management, and water, limited mobility due to for example, due to pastoralist communities or
transportation unavailability, an absence of an state-planned programmes. Mostly, resettlement
adequate compensation package, landlessness, is conducted as a response to natural disasters,
and loss of pre-resettlement social networks. man-made disasters, conflicts, or development
Frustrations and grievances against resettlement projects. People and communities spontaneously
programmes are expressed mostly in a peaceful resettle in other areas, either as part of the
manner through protests and litigation. seasonal pastoral migrations or in search of
Nevertheless, in some instances, inhabitants have fertile land. Spontaneous moves and resettle-
reacted violently. In 2013, inhabitants of the ment programmes to fertile lowland destinations
Godere Forest in Gambella reacted violently to and to commercial/ development projects/ plants
the leasing of their forest land to an Indian since the dawn of the twentieth century have
company called Verenda Harves.60 People in the also become the new drivers of IDPs in Ethiopia.62
Arjo Didessa Valley, Oromia region, also reacted
61
Ibid., 5.
62 Ezra, M., “Environental vulnerability, rular povery,
60
Ibid., 5. and migration in Ethiopia: A contextual analysis”,
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Causes, Dynamics, and Consequences of Internal Displacement in Ethiopia
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Intended to address economic development regional states, such limitation does not address
concerns, state-sponsored resettlement pro- the problem it was intended to solve; namely,
grammes began in the 1960s and continued conflict between settlers and host communities
under the Derg Regime until recent years.63 based on their respective ethnic identity. In the
recent intra-state resettlement programme, there
For political reasons, when it took power in early
have been many violent incidents, despite
1991, the EPRDF was opposed to resettlement of
settlers sometimes being of the same ethnic
any kind. However, with the recurrence of
group as those whose community they have
drought, it changed its position and began
come to inhabit. The conflicts were sparked by
preparing for the implementation of a massive
scarcity of resources.65
resettlement programme as part of its Food
Security Program. In order to avoid the grave Due to poor planning and execution, resettle-
mistakes of the pervious resettlement pro- ment in many areas has brought more vulnera-
grammes, the GoE issued principles for resettle- bility to settlers, tensions, and other social
ment programmes. These included intra-regional problems in host communities and degraded the
state (instead of inter-regional state) resettle- environment. Settlers face all kinds of health,
ment; developmental motivation (instead of education, water, and electricity problems. Most
political reasons); well-informed consent of the settlement areas are endemic to malaria. Host
person to be resettled; consultations with the communities have been forced to change their
traditional livelihood methods. Deforestation of
massive areas has contributed to an erratic and
Table 3. Number of Households Planned and Resettled dry climate.
2002-2007 E.C.

Region Targets 2002/3 2003/4 2004/5 2005/6 2006/7 Total % of Target

Oromia 100,000 19432 31641 6845 3035 14931 75884 75.9

Amhara 200000 6298 5639 31918 8505 7203 59563 29.8

Tigray 40000 6058 11810 12089 0 0 29557 74.9

SNNPR 100000 971 14184 2740 3567 6660 28122 28.1

Total 140000 32759 63274 53592 15107 28794 193,526 44.0

Source: MoARD (2009); MoFED (2007)64

host community; and proper preparation in Man-made Disaster-induced Displacement (DID)


regard to basic services such as shelter, health,
Data on MDID are not available, despite several
and educational services.
reports of arson and fire accidents affecting small
Despite the excellent principles guiding the industries and markets in the country.
resettlement programme, there were several
planning and implementation challenges.
Although resettlement is limited to intra-

2003, Universita degli studi di Roma La Sapienza vol. 59,


no. 2, pp. 63-91.
63
Aptek, L., In the Lion's Mouth: Hope and Heartbreak in
Humanitarian Assistance, 2010, Xlibris Corporation, New
York. Based on the Ethiopian experience of resettle- 65Pankhurst, Alula “Revisting Resettlemnet under two
ment as “relocating people in areas other than their Regimes in Ethiopia”, in A. Pankhurst, F. Piguet (eds.),
own”. Moving People in Ethiopia, 2009, 1st edn., Boydell &
64
Ibid. Brewer Inc., Rochester, NY.
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Socio-Economic Characteristics and Core Overcrowding of public services and utilities
Needs of IDPs and Host Communities including transportation, health, education,
water, and electricity, occur in the areas of
destination for IDPs. Inflation in some basic
In general, host communities and the GoE prefer service charges, such as shelter, food, and
programmes to achieve the return of IDPs rather transportation was also observed in many rural
than other available forms of durable solutions. areas due to IDPs. Slums and informal shelters
Thus, more than 92 percent of the IDPs in are mostly a result of rural-urban migration, but
Ethiopia return to their areas of origin in less in some cases, they are also due to internal
than a year. In rare cases, IDPs, particularly due displacement.
to CID and MDID, stay in their areas of destina-
Environmental degradation could be the cause or
tion and relocation. Barriers to their return are
consequence of migration. Environmental
mainly related to the causes of their displace-
degradation and natural disasters force pastoral-
ment in the first place. Most of the IDPs move to
ists and farmers to spontaneously move to or
urban places and rural areas with kin communi-
settle in another compatible ecosystem. Recur-
ties. The impact on local host communities is
rent droughts and floods, mainly due to El Nino
substantial, and as IDPs tend to stay longer in
and La Nina, two commonly experienced weather
resettlement areas, the socio-economic and
phenomena impacting Ethiopia, have resulted in
environmental impacts are high. Rises in food
a devastating impact on rural household
and housing prices and crowding of schools are
livelihood, through situations of famine and
the immediate visible impacts, in addition to
death, and both internal and external displace-
environmental degradation due to clearing land
ment. Climate change, environmental degrada-
for farming. The economic activities of IDPs in
tion, droughts, floods, and famine forces people
host communities are various, depending on the
to leave their homes. Both internal and interna-
host communities. In urban areas, IDPs may seek
tional migration are considered to be a coping
jobs in construction, on commercial farms, in
mechanism for many traditional communities,
public service, or in the informal economic
such as pastoralists, and rural communities.
sectors. When provided with land, IDPs from the
With its harsh and diverse climatic conditions
rural areas may continue their farming activities.
and extremely varied topography, Ethiopia
Displacement is a consequence and potentially a receives from 250 mm to 2000 mm of rainfall per
cause of conflict that links migration to overall annum. Ethiopia is known as the water tower of
governance, peace, and security at local, North East Africa. Running water resources in
national, regional, and global levels. Spontane- Ethiopia flow from 12 major river basins. Despite
ous migration, pastoralist movements and efforts aimed at forestation, due to the impact of
refugee influxes impact the peace and security of deforestation, the vegetation coverage has
specific regional states hosting pastoralists, IDPs, declined by 12.2 percent. Land degradation,
and refugees. Thus, migration may pose grave deforestation and drought are among the most
threats to local, national, regional, and interna- severe agricultural challenges in Ethiopia.
tional peace as well as to security, health, and
Environmental degradation has aggravated rural
the environment. Internal displacement crises
poverty. Environmental degradation and poverty
impede the capacity of states to exercise effective
have caused people to consider migration as a
control over situations within their territories,
coping mechanism. Not only environmentally
and create tensions between IDPs and host
degraded areas are inclined to poverty and
communities as well as neighbouring countries,
resulting migrations; most rural areas of the
as in the case of Gambella and South Sudan.66
country (hotspots) are generally poor, with only
some exceptions. For these reasons, international
migration, except along the Middle Eastern
66Maru, Mehari Taddele (2004), Migration, Ethnic Diversity route, is predominantly rural-urban to the
and Federalism in Ethiopia, Unpublished Dissertation,
nearby zones. Internal migration is predomi-
University of Oxford, Refugee Studies Centre, Queen
Elizabeth House. nantly determined by social-economic capability
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Causes, Dynamics, and Consequences of Internal Displacement in Ethiopia
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of the communities and families affected by communities is also staggering. At the very least,
these external shocks. In 2015, “Ethiopia suffered the threat of an epidemic illustrates the global
one of its worst meteorological droughts in 50 risks posed by ostensibly internal displacement
years”.67 This El Nino triggered the displacement crises. Recent records reveal that health
of 280,000 Ethiopians within six months problems result in more IDP deaths than violent
beginning in August 2016, whereby 146,000 conflict.73 IDPs face a catastrophic degree of
citizens faced severe food insecurity. In addition health risks because of the appalling conditions
to that, 67,800 people have been displaced, in which they travel and stay. Their restricted
fleeing communal conflict.68 Of the $1.4 billion access to water and poor sanitation are at crisis
humanitarian plead made by the GoE; Ethiopia levels, and thus aggravate their health circum-
managed to secure only 37 percent.69 Compared stances. Compared to the World Health emer-
to the 19.2 million newly disaster-related gency threshold, the risk of death for Ethiopian
displacement figure worldwide, and considering IDPs is greater than those who are not dis-
the population size and the impact of the placed.74
drought on the population, Ethiopia’s 146,000
Indeed, IDPs are not only exposed to high health
IDP is quite small.70 However, as the IMF (2016)
risks, but also often expose others to pandemics,
has pointed out, “rising temperature and rainfall
communicable and non-communicable diseases,
volatility are expected to increase the frequency
and physical and mental health problems.75
and severity of droughts and floods, thereby
Thus, ill governed migration crises pose grave
impairing agricultural productivity”. Given the
threats to national, regional, and international
fact that climate change will increasingly bring
peace and security, health and the environment.
frequent and severe insecurities in water, food,
Massive and protracted displacement crises may
and energy, Ethiopia need to consider a clear
also impede the capacity of local and national
policy and institutional response mechanism for
authorities to provide services, and create
internal displacement mainly from NDID.
tensions between IDPs and host communities as
Another driving factor for internal displacement
well as neighbouring countries.76 The absence or
from rural to urban cities in Ethiopia is envi-
limited access to health services in border areas
ronmental degradation and climatic changes
and on migration routes through remote deserts
that made livelihood in origin areas almost
or deep forests only compounds the problem.
impossible.71
The socio-economic characteristics and core
Communicable diseases such as HIV/AIDs,
needs of IDPs and host communities differ,
cholera, malaria and respiratory problems
depending on the causes of internal displace-
constitute 80 percent of all IDP health threats.
ment in their areas of origin and the situation in
The HIV/AIDs prevalence among Ethiopian
the areas of the host communities. IDPs, due to
migrants is higher by 10 percent than the
NDID, mostly move either to other rural areas to
national average of 1.14 percent.72 Apart from
seek assistance or work in wage-earning farming
the devastation these diseases bring to migrant
activities; move to urban areas to seek govern-
populations, the threat they pose to host
ment assistance; or resort to begging. They need
67 IDMC, “Off the GRID: The world's overlooked IDPs”, long-term assistance that can reestablish their
Spot light, IDMC,2016. internaldisplacemnt.org.
68
Ibid. 73
Tim Allen, Trial Justice: International Criminal Court and
69 Ibid.
the Lord’s Resistance Army, International African Institute
70 Ibid
(Zed Books, London, 2006).
71
Morrissey, J. William, “Understanding the 74
Ibid. Pp. 53-54.
relationship between environmental change and 75 UNGA “Report of the Secretary-General on Climate

migration: The developement of an effects framework change and its possible security implications”, (11
based on the case northen Ethiopia”, 2003, Global September 2009) A/64/350, available at:
Environmental Change, vol. 23, pp. 1501-1510. http://www.unhcr.org/refworld/docid/4ad5e6380.html
72 WHO, Ethiopia: HIV/AIDS, available from (accessed 17 October 2010).
http://www.afro.who.int/en/ethiopia/country- 76
African Union (AU) “Decision on the Draft Migration
programmes/topics/4480-hivaids.html (accessed 27 July Policy Framework for Africa” (AU Banjul Summit,
2015). 2006), Doc. EX.CL/276 (IX) Pp 22-25.
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livelihood sources and build their community and the causes of their internal displacement
assets. In a nutshell, their specific needs should cease, continuous protection and assistance have
focus on building their resilience to natural to be provided for them. An end to the predica-
disasters. This is mainly because of socio- ment of IDPs, by contrast, can come only through
economic long-term development interventions. permanent solutions. The Kampala Convention
Due to MDID, the needs of IDPs have become on IDPs identifies three such solutions to
more focused on preventing future failures of internal displacement: 1) sustainable return to
disaster relief and receiving fair restitution for areas of origin; 2) local integration in areas of
their property losses. Financial assistance and destination; and 3) relocation to another area
insurance systems have become critically (resettlement). Human rights norms need to
important, in addition to the need for political guide the search for durable solutions. Such
and judicial accountability of those causing or solutions are best understood as part of the
expected to prevent such disasters. In the case of freedom of movement and residence of IDPs; that
CID, IDPs urgent and key needs revolve around is, freedom from forcible return and discrimina-
physical security and the desire to avoid threats tion. The government needs to give options to
to their lives and physical well-being. As targets the IDPs and not force them to return. Host
of violence threatening their existence, IDPs need communities may want IDPs to return, but the
state protection from attacks. Peace and security host government has to protect the rights of IDPs
in their areas of origin are the long-term needs of to move freely throughout the country. Moreo-
IDPs. IDPs due to DID are mostly the result of ver, the state should focus on removing obstacles
planned infrastructure projects, but they are also that constrain the return, integration, or
often the least visible. Depending on the losses resettlement of IDPs. The most common
and vulnerabilities they face due to eviction, constraints to achieving durable solutions in
evacuation, and resettlement, their needs tend to general, and return in particular, are: 1) physical
focus on substitution or compensation of some insecurity; 2) political instability; 3) lack of
kind for the losses they incur. Their main sources livelihood sources; 4) violations of HLP-related
of concern are not legal issues about the right of rights; and 5) infrastructural problems. Unfortu-
the GoE to expropriate land or other properties nately, these constraints reinforce one another:
for specific constitutionally permitted public political instability increases physical insecurity;
purposes. Since the state or companies are lack of livelihood exacerbates political instabil-
involved in their displacement, the main source ity; violations of HLP rights weaken self-
of their concern is the agency and rights they sufficiency; and so on. Similarly, disputes over
have to consult, negotiate, and litigate in HLP may also lead to violent conflict.
response to the actions of the GoE, and the
For integration and relocation, the rights of host
entitlements they have under the constitutional
populations—particularly their economic and
and legal system of Ethiopia. Unfortunately, legal
cultural life, customary land use, and owner-
and judicial mechanisms of challenge and
ship—need to be protected. This is particularly
redress have a limited presence and availability
important in agrarian and pastoralist communi-
in Ethiopia. A common need of all IDPs due to
ties. In some settlement locations such as
NDID, MDID, CID, or DID, is humanitarian and
Gambella, Wellega, and Benshangul Gumuz in
legal assistance during their displacement.
Ethiopia, IDP settlements have endangered the
Durable Solutions: return, local integration, ways of life of native inhabitants and pastoralists,
and relocation violating their customary rights to use their land
and its resources.77 For example, in Ethiopia,
Despite their importance, protection and
some areas designated for resettlement were
assistance are temporary interventions. As
wrongly assumed to be free and “virgin”, and not
temporary as they are, protection and provision
of aid need to be conducted with a long-term
vision and in a sustainable manner to ensure
77Maru, Mehari Taddele (2004), Migration, Ethnic Diversity
and Federalism in Ethiopia, Unpublished Dissertation,
that the phenomenon of IDPs comes to an end at
University of Oxford, Refugee Studies Centre, Queen
some point. Unless IDPs regain their livelihood, Elizabeth House, Pp. 30-52.
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Causes, Dynamics, and Consequences of Internal Displacement in Ethiopia
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27
in use by anybody, only because they were not the following four lenses: normative, institution-
inhabited or cultivated at the time of planning al, collaborative, and financial frameworks.
their settlement. However, this was not a correct
The normative framework refers to the instru-
assumption because some of the areas designated
ments in the form of policy, legislative, decrees,
were indeed occupied by pastoral communities
and regulations that provide policy and
and local people who use shifting cultivation as
legislative regulations and strategies as well as
one traditional way of conserving the fertility of
guidelines aiming to govern internal displace-
their soil and the ecosystem. Thus, while
ment.
searching for a lasting solution for IDPs, the
customary resource (usufruct) rights of host
communities should be respected.
The Federal Constitution of the FDRE
There are several international and national
The 1995 FDRE Constitution is the supreme law
actors that provide assistance to IDPs. Significant
of the land. Under the FDRE Constitution, free
assistance comes from the GoE, and in
mobility of Ethiopians within and outside the
2015/2016, it allocated more than USD 2.2 billion
country is guaranteed. Under Article 32, the
for those affected by the drought. The GoE works
Federal Constitution stipulates that freedom of
closely with UN agencies, IOM, ICRC, and other
movement and residence within the federation is
aid organisations. There are also national
a fundamental human right. The federal
organisations that provide assistance to IDPs.
government is responsible for the establishment
These include regional states, local authorities
of institutions such as the Ministry of Federal
and communities, faith-based organisations,
Affairs, National Disaster Risk Management
such the Ethiopian Red Cross, the Ethiopian
Agency, and so on. Ethiopia has also taken
Orthodox Church Development, Inter-Church
several measures, including legislation with
Aid Commission, the Association for Forced
regard to trafficking in human beings and
Migrants, Islamic Relief, Nolawi services, the
smuggling of persons. However, there are no
Forum for Sustainable Child Empowerment, the
useful documents except for the NDID under the
Hope for Children Organisation of Australia, the
National Disaster Risk Management policy and
Mission for Community Development Pro-
the Disaster Prevention and Preparedness
gramme, and the Organization for Prevention
Commission Establishment Proclamation No.
Rehabilitation and Integration of Female Street
10/1995. The Ministry of Federal Affairs has a
Children, among others.
mandate, but it rarely focuses on IDPs. Under the
Ethiopian federative arrangement, unlike
refugees and immigration issues, internal
Governance of Internal Displacement
displacement is not exclusively a matter to be
addressed by the federal government, but also by
The official position of the government, though the regional states. The FDRE comprises the
not presented in any policy document, is to federal government and the regional states’
discourage the recognition and institutionalisa- various institutions that form part of the
tion of the existence of internal displacement. executive, legislative, and judicial components of
Expressed in several pronouncements by high the government. There are also National
officials, the propensity of the GoE is rather to Collaboration Frameworks, which mainly focus
consider internal displacement as an indicator of on bringing national stakeholders together.
failure of the state to prevent and respond Ethiopia has several collaborative frameworks
effectively to internal displacement; and working on migration, but only two established
therefore, to deny the existence of internal under the Proclamation for Disaster Risk
displacement and IDPs in Ethiopia. Even more Management Commission (see annex 3 (no 9, and
adamantly, on DID, the government denies the 10) and annex 5).
existence of IDPs due to its record level develop-
mental delivery of mega projects. Internal
displacement governance could be seen through
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Conclusion concerns of the state for its political image and
the implications of its large numbers of IDPs,
This section focuses on the major findings of the when internal displacement is considered an
study and the measures that need to be taken indicator of failure of the state to prevent and
into account to establish effective internal respond effectively to such displacement, there is
displacement governance as part of the compre- almost invariably the tendency to deny the
hensive migration governance architecture of existence of internal displacement and IDPs in
Ethiopia. Finally, it advances general and specific Ethiopia. In contrast, the federal Government of
policy recommendations targeting the Govern- Ethiopia denies the existence of long-term IDPs
ment of Ethiopia and the development partners, in the country, perhaps to protect Ethiopia’s
including Germany and the EU. image or to de-institutionalize the IDP situation
by immediately returning IDPs to their areas of
origin. In addition, local authorities stand
Key Findings accused of falsely reporting increases in the
number of IDPs so as to justify more assistance
Ethiopia is one of the largest countries of origin on behalf of IDPs.
and transit for displaced people, as well as the
host of displaced persons. With more than 60,000 This study explains that a protection gap exists
regular and irregular migrants heading to when it comes to IDPs in Ethiopia because 1) IDPs
various destinations, it is one of the largest have special vulnerabilities and specific needs; 2)
sources of migration. Hosting the highest unlike other vulnerable groups, such as children,
number of refugees in Africa with close to women, refugees, and minority groups, IDPs are
800,000, there is the potential to increase this not specifically protected by the Ethiopian legal
number due to conflicts in neighbouring system; and 3) despite the existence of the AU
countries. Onward secondary movement of Kampala Convention, which offers protection
refugees to third countries is expected to specifically tailored to the needs of IDPs, Ethiopia
increase. As a responsible member of IGAD, the is yet to ratify, domesticate, and implement that
AU, and UN, Ethiopia has ratified several treaties instrument.
dealing with refugees and it continues to host Ethiopia has been considering and deliberating
one of the largest refugee populations on the the ratification of the Kampala convention since
continent, arguably more than its fair share of 2013. With delays in the ratification of the
the international refugee burden. In non- Kampala Convention, the protection gap with
financial terms, Ethiopia is practically one of the regard to IDPs in Ethiopia will continue to exist.
leading in-kind donors to the protection of With the Kampala Convention ratified, Ethiopia
refugees. Nevertheless, the link between internal could develop a detailed normative and institu-
displacement and international migration is very tional framework that provides a single binding
weak. national instrument to take into account the
Internal displacement will increase due to specific needs of domestic IDPs, the increasing
natural disasters such as drought and famine, volume of internal displacement and its adverse
massive development projects carried out in impact on peace and security, human rights and
infrastructure, industrial parks, and large-scale justice, development, and the environment.
dams and industries. Internal displacement Therefore, the Kampala Convention would not
increases vulnerability and may end in negating only fill the existing protection gap, but would
IDP’s fundamental human rights. also reinforce existing norms, laws, and practices
in regard to the protection and assistance of IDPs.
For a long time, the position of the Ethiopian It would effectively provide the legal framework
government has been ideologically-led, focusing for better governance of internal displacement
on deterrence and containment of internal within Ethiopia.
displacement, and not on evidence-based policy.
As discussed in the sections on the history of Normative framework (e.g., policy, strategy,
displacement in Ethiopia, along with the legislation, regulations, and guidelines) should

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determine the institutional framework. In other curbing displacement. In doing so, it will also be
words, structure should follow policy and the useful to identify the protection gap and people
strategy to be implemented, and not the other at high risk. IDP data need to be effectively
way around. In the absence of a policy and collected and analysed to offer effective govern-
strategy on internal displacement governance, ance of internal displacement. Most of the
the current institutions and taskforces cannot regulatory and enforcement agencies have
effectively discharge their mandates. limited infrastructural capabilities. Those with
the authority to manage data on internal
Ethiopian NDRMC serves as the national
displacement issues face severe capacity
humanitarian authority with an Inter-Ministerial
limitations in terms of human and physical
governing body and taskforce, but it is mostly
resources and methodology (software, templates
focused on NDID and, to an extent, CID. A review
etc.). Such limitations are more serious at the
of the existing system is necessary, so as to make
local level, and particularly at governmental
it comprehensive enough to deal with all four
peripheries and border areas. Without a long-
kinds of displacement.
term strategic vision, institutional responsibility,
Data play an important role in enhancing state and public accountability, sufficient financial
capabilities for prediction, prevention and capabilities, and a clear methodology for data
response. The same data system could also be governance, migration and, more specifically,
used to measure and evaluate policy effectiveness internal displacement, will never be governed
and enhance a culture of scenario building and effectively.
evidence-based decision-making. Ethiopia has
The fact that no budget is specifically allocated
strong national statistical capacities and
for migration or internal displacement issues,
geospatial information systems under the CSA
the only exception being during cases of
and other cartographic institutions. However,
drought, attests to the low level of importance
the same institutions also need enhancement in
accorded to migration, by the Ethiopian
terms of financial capability for the collection,
government at all levels.
analysis, production, and dissemination of
disaggregated data that is credible and reliable In comparison with other neighbouring
enough to facilitate the design of evidence-based countries, Ethiopia has built up considerable
policies and to arrive at informed decisions. responsive and adaptive capabilities at policy,
institutional, and collaborative levels. Nonethe-
The existing data are scant, scattered, and out-
less, it does not have the necessary predictive and
dated. The accuracy of the data that has been
preventive capabilities.
made available by various entities is highly
questionable and tends to lead to discrepancies
among the different mandate holders on internal
Recommendations
displacement. Consequently, there is a need to
enhance national capabilities for the systematic Ethiopia has been pursuing a pro-poor policy of
use of existing data and the collection of new economic growth through labour-intensive
data, as well as the collection, dissemination, micro-, small-, and medium-scale enterprises and
analysis, and utilization of information. Data has productive investments, trade, employment, and
to be disaggregated by the specific needs of effective social security. This policy approach has
populations affected by internal displacement enabled remarkable achievements, as reflected in
crises, particularly in terms of gender and age. its humanitarian responses; for example, to the
combating of famine through successful early
The existing federal, regional, and local institu-
warning measures in drought-prone areas and
tional and financial capabilities for migration
the use of diaspora remittances to enhance the
governance, including on internal displacement,
resilience of families affected by disasters. As a
are dismal. No institutions have been established
result, it has reduced the impact of humanitari-
to deal exclusively with internal displacement
an crises by enabling Ethiopia to allocate a
governance. The primary purpose of having
budget of more than USD 2 billion during the
organised data on IDPs is to shape a response for
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2015/2016 drought. It has also played a leading violence among pastoral communities, and flood-
role in international climate change negotiations related disasters.
and the implementation of a climate change-
Prevention, Protection, and Assistance:
resilient green economic policy.

Migration is a local individual act with a serious
Notwithstanding the progress made, more needs
global impact. The solution lies in strong
to be done. Ethiopia remains highly vulnerable
collaboration among the local, the national, and
to many causes of displacement, including
global actors. For this reason, the game changers
conflicts, man-made and natural-disasters such as
in the transformation of migration governance
drought, water shortages and insecurity,
including internal displacement are states, local
flooding, wildfires and so on. Extreme poverty
authorities, and communities. Establishing
remains the principal multiplier of IDP vulnera-
effective governance of migration, including
bility, as it reduces the capabilities of communi-
internal displacement, can only be achieved with
ties and individuals to withstand adversities
the active involvement of states and local
caused by a variety of factors that contribute to
communities, which is unthinkable to achieve
forced migration. Thus, the Ethiopian govern-
without a long-term engagement. The GoE needs
ment needs to build national capabilities that
a clear policy direction on IDPs. As part of the
can transform the existing system into an
national migration policy on migration, which
effective governance programme that will
may be developed by the GoE in the coming
compensate and protect the victims of internal
years, internal displacement should be anchored
displacement.
to a human rights-based approach to addressing
forced migration at its root. The duty of the GoE
to prevent displacement takes pride of place in
Recommendations for the Government of Ethiopia
such a policy. The bedrock principles and
With regard to policy and law: priorities need to be on the prevention of
internal displacement as the best tool to address
Ethiopia needs a Comprehensive National
problems of protracted displacement. The
Migration Policy including on internal displace-
Ethiopian federal system also needs to re-ensure
ment. Moreover, these efforts need to be
the freedom of movement and residence as a
supported by specific policies and legislation
bulwark against forced displacement and
dealing with IDPs in order to protect their rights
unlawful eviction. This should include 1) the
under the rule of law. Such legal standing will
right to move; 2) the right to be free from any
reduce vulnerabilities and enhance the socio-
internal or external displacement; and 3) the
economic capabilities of communities to respond
right to select a place of residence and remain in
to adversities.
a place of choice. Hence, development partners
In order to establish the effective governance of such as the EU need to support the finalisation
internal displacement, the starting point is the and annual updating of the Migration Profile
development of a national migration policy that and the development of an Ethiopian National
will also deal with internal displacement Migration Policy.
governance, the required ratifications of
With regard to NDID:
instruments, particularly the Kampala Conven-
tion, and the necessary institutional and The GoE fully understands that it has the
collaborative framework. primary responsibility to respect, protect, and
fulfil the rights of IDPs. Ethiopia has built an
The ultimate aims of the policy should go beyond
effective preparedness and timely response to
response and recovery, to development, building
crises which are part and parcel of the duty to
capabilities, and resilience. The policy should
prevent factors that cause displacement,
take into account the peculiarities of each
particularly due to drought and flooding. NDID
regional state and locality, including emerging
and MDID can only be reduced and their adverse
issues such as outbreaks of epidemic diseases,
effects mitigated through effective preparedness
cyclical droughts, famine-like situations, local
and timely response to crises. This is attested to
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by its appropriation of an emergency budget for migration. IDPs, when they have no alternative
the 2015/2016 drought and to prevent a resultant areas of flight, may seek asylum in another
famine, albeit slowly: it has allocated USD 2.1 country. IDPs in camps, towns, and cities may
Billion (Birr 50 Billion). also consider and saving money for secondary or
onward movements outside the country. Internal
Such response mechanisms should include
displacement is highly linked with trafficking in
monitoring displacement through disaster
human beings and smuggling of persons,
warnings as well as preparing for responses to
especially internally displaced women and
prevent displacement. This constitutes part of
children in Addis Ababa and border areas. Many
the Early Warning System that includes climate-
IDPs, particularly women and children, are
triggered NDID, particularly water related
indeed the victims of such crimes. For this
stressors and drought, which will affect millions
reason, the protection of internally displaced
of Ethiopians, most of whom will end up
women and children takes on a unique urgen-
displaced. The development partners need to
cy.78 Thus, anti-trafficking and smuggling
develop long-term support for the various
campaigns also need to target IDP populations
climate change-resilient economic efforts of
and camps.
Ethiopia. The prevention of the recurrence of
displacement, particularly due to NDID and DID, With regard to DID:
requires more sustainable and long-term
In principle, the GoE needs to attempt to avoid
financial support from the development partners
projects that are likely to produce IDPs. The GoE
including though political and judicial account-
also needs to prevent non-state actors from
ability as well as socio-economic assistance.
causing DID. Ethiopia needs to offer layers of
With regard to CID strict oversight by political bodies, review by
judicial organs, and provision of effective
Prevention of conflicts significantly contributes
remedies for those affected by DID. These
to the prevention of displacement, and vice versa.
oversights and review procedures ensure the
Support for the setting up early warning
legality of decisions related to DID. National
mechanisms for conflict allows for better
policy on migration needs to ensure ten detailed
management of internal displacement and
substantive and procedural obligations of the
ensures national and regional stability. Further-
GoE when DID is unavoidable. These are: 1) that
more, it helps not only to solve conflicts before
the distributional benefits from the project are
they turn violent, but also ensures that emergen-
also shared by the IDPs; 2) part of a development
cy and disaster preparedness and response and
scheme; 3) justified by a compelling and
management measures are in place in case a
overriding public interest; 4) considered only
response is needed. Thus, prevention systems
after all feasible alternatives are exhausted; 5)
involve not only devising early warning systems
carried out in such a manner that it does not
for potential causes of conflicts, but also timely
cause arbitrary displacement; 6) implemented in
response and intervention mechanisms and
such a way that displacement and its adverse
preparedness to respond when disaster and
impacts are reduced, including the protection of
conflict occur. Hence, development partners
heritage sites such as cultural or religious objects
need to support the current efforts of political
from destruction; 7) conducted only after the free
reform, inclusive national dialogue, and
and informed consent of the people affected by
institutional efforts to build effective national
the project is secured; 8) carried out with
early warning systems under the Ministry of
adequate provision of restitution and reparation
Federal Affairs and Pastoralist Areas Develop-
for affected communities, shelter, and other
ment and IGAD.
basic necessities; 9) an established mechanism
With regard to displacement and its linkage to for effective participation of IDPs in the planning
global migration and trafficking:

In rare cases, there is a correlation between Mehari Taddele Maru, Migration in Ethiopia, Making
78

internal displacement and international Migration Beneficial for EU and Africa, 21 October
2015.
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and management of the relocation; and lastly, tralization and devolution may also help in
10) ensuring the reintegration of IDPs in the new building this capability;
areas.
3. Responsive capabilities as the third line of
With regard to durable solutions: defence are related to reactive intervention,
including relief and physical protection, by
The GoE prefers return, but local integration and
maintaining law and order as well as both
resettlement should also be considered as an
judicial and political accountability, which
option as far as there is adequate preparation
are functions of socio-economic capacity and
and the informed consent of the IDPs. Durable
governance for effective delivery to the popu-
solution principally relates to the recovery of the
lation of basic, legitimately expected services,
capability of the IDPs to earn their livelihood and
including security; and
re-establish their normal lives. Durable solutions
need to be guided by human rights norms. It is 4. Adaptive capabilities as the fourth line of
best understood as part of freedom of movement defence that are related to the abilities and
and residence of IDPs—freedom from forcible coping mechanisms of societies, communi-
return and discrimination. The GoE need to ties, and state and non-state institutions to
ensure that return, local integration, or “bounce back” after facing adversity, shocks,
relocation is carried out with full respect for the violent conflicts, and changing environments.
human rights of IDPs. In relation to this, This capability relies on building community
development partners significantly contribute to socio-cultural traits, social innovative, tradi-
the success of durable solutions. While financial tional structures such as the informal econ-
aid could help establish long-term reconstruction omy, small-scale, cross-border trade, cross
and recovery, humanitarian agencies offer aid for border spontaneous mobility and migration,
IDPs until the time when IDPs recover their and the sharing of natural resources.
livelihoods.
Assistance in shift of focus: from intervention to
Focusing on building the four capabilities. prevention

The end state of internal displacement govern- For Ethiopia, with its grave economic challenges
ance architecture should focus on building the and meagre financial resources, prevention
following four capabilities of the state: should take primacy over intervention. In this
regard, its development partners should
1. Predictive capabilities as the first line of
continue to support existing institutions with a
defence against internal displacement and
focus on early warning and early effective
ensuing humanitarian crises. This is related
response. Social mobilization and political
to early warning on three of the five major
parties can also contribute to promoting a
causes of displacement (NDID, MDID, CID),
political context that is constructive and
which is a function of scientific prediction
accountable to the public. In this regard, the
and communication capacity;
development partners could play a critical role in
2. Preventive capabilities as the second line of building national and regional capabilities for
defence related to proactive developmental effective prevention and timely responses to
early intervention to boost the resilience of crises that cause internal displacement.
groups vulnerable to internal displacement
Implementation of principles of subsidiarity
and to protect their human rights. Such early
and complementarity
warning and intervention would also prevent
and resolve conflicts that are due to low socio- Ethiopia needs a comprehensive national
economic capacity or a lack of pro-poor poli- architecture for migration governance, within
cy. Building community assets, as well as which the governance of internal displacement
good governance with foresight, and the could be included. The national architecture for
application of the principles of subsidiarity at migration governance needs to focus on the
national and regional levels, through decen- effective implementation of the principles of
subsidiarity and complementarity among the
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federal Government of Ethiopia and the regional vulnerabilities to internal and external factors
states, city governments, zonal, Woreda, and and shocks. Ethiopia’s fight against poverty could
local authorities. Thus, the role of the federal also contribute to strengthening sustainable
Government of Ethiopia should remain subsidi- peace and security.
ary to the intervention by regional states, local
Specific recommendations include the
authority governments, and local communities,
following:
which are the first responders to internal
displacement crises and need to be supported. 1. Adopting comprehensive national migration
Thus, there is a need for the state to build local and humanitarian policies based on the AU's
capacities, not only at the level of the regional and IGAD’s various normative instruments,
state, but also at the level of local communities. including the African Union Common African
Local populations must be seen as vital players Position on Humanitarian Effectiveness (CAP-
within the entire migration governance and WHS).79
humanitarian system. This distribution of roles
2. Convening a national consultation confer-
requires states to build the capacities of their
ence on the Kampala Convention. Ethiopia
local communities and to give full effect to the
need to first ratify the Kampala Convention
roles of social and traditional structures at the
and then issue a policy or law, and revise its
local level.
laws and policies accordingly. It needs to
Climate change–security nexus: integrating prioritize the rationalization of existing
climate, food, water, and energy security into agencies in charge of coordinating the im-
early warning and response mechanisms plementation. The laws and policies need to
cover all phases of internal displacement.
Early warning mechanisms are also needed to
Furthermore, in terms of durable solutions,
tackle climate, weather, and environmental
Ethiopia need to ensure such laws stipulate
change-related threats to human security within
for just restitution, compensation, and other
the Ministry of Federal Affairs and the National
forms of satisfactions. In this regard, devel-
Disaster Risk Management Agency. While
opment partners’ support and urge the Ethi-
improving the predictive capability to anticipate
opian Human Rights Commission to issue
the impact of climate change, it is also important
special reports on IDPs in Ethiopia that en-
to work on identifying the most vulnerable water
hance prevention, assistance, and protection
basin areas to ensure adaptive responses. The
as well as durable solutions.
integration of early warning systems for conflict,
drought and famine, climate change and 3. Speeding up ratification and domestication
weather, and floods and disasters may help to and implementing the various African in-
bridge the gap between scientific findings and struments such as the Kampala Convention
political decisions as well as in the climate and adhering to the African Peer Review
change–security nexus. Mechanism to improve internal displacement
governance.
Capacitate the state in developmental delivery
4. Designating a focal point for internal
At the national level, given that extreme poverty
displacement within the NCM.
will remain the most formidable socio-economic,
governance, and security challenge, the 5. Taking measures to integrate internal
international community, including the EU displacement issues and the rights of IDPs
collectively and Germany individually, should generally into national development plans,
strengthen its support for the developmental including in development projects such as
efforts of Ethiopia. Ethiopia has developed the resettlement programmes, infrastructural
necessary normative, institutional, and collabo-
rative framework for poverty eradication and 79 Mehari Taddele Maru, AU Common African Position
development. The predictive, preventive, on Humanitarian Effectiveness (CAP-WHS), available
from http://aga-
responsive and adaptive capacity of Ethiopia is
platform.org/Common_African_Position.pdf (accessed
certainly a function of resilience in the face of 16 February 2017).
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development, extractive industries, large and shocks. Ethiopia’s fight against poverty
scale commercial farms, industrial parks, would also contribute to strengthening sustaina-
national parks, and urban renewal pro- ble peace and security and the reduction of
grammes. internal displacement.

6. Adopting additional measures to fight Financially support the speedy ratification,


corruption and ensure transparency and domestication and implementation of the
accountability, especially in the delivery of Kampala Convention in addressing issues of
humanitarian aid. internal displacement. Finance is key to the
effective governance of internal displacement, as
7. Establishing clear guidelines and mechanisms
part of a humanitarian response. Germany and
for the deployment of military assets as ena-
the EU need to effectively implement the
blers in the humanitarian system without
commitment of Sendai that includes the
compromising the rights of IDPs and the
allocation of more resources to assistance in
duties of the National Armed Forces of Ethio-
Disaster Risk Reduction (DRR). In this regard, the
pia.
effective implementation of the Addis Ababa
8. Ethiopia needs to allocate the necessary Agenda for Action on FDD also takes pride of
budget and resources for internal displace- place in building humanitarian architecture that
ment crises, and for the CSA’s data collection is fit for the purpose.
purposes.
Support the Ethiopian Climate (Change)-
9. Making use of the existing institutional Resilient Green Economy initiative. There is an
mechanisms to develop effective internal urgent need to reverse the devastating impacts of
displacement governance as part of the mi- climate change on the Ethiopian agrarian
gration architecture. This includes the Na- economy. Climate change funding should act as
tional Committee, the taskforces at various a catalyst for adequate support, including
levels of administration, the TWG, and NCMs. mobilizing predictable, appropriate, and timely
financial resources in order to enable Ethiopia to
10. The CSA may serve as the centre for quality
face climate change-related humanitarian
and comprehensive collection, governance,
disasters. Germany and the EU need to imple-
and dissemination of data in collaboration
ment and call for the speedy implementation of
with the other members of the NCMs, TWG,
decisions on various climate change funds,
and the Taskforce.
including the UN Green Climate Change Fund
and other financial support mechanisms. They
also need to support Ethiopia in implementing
its Climate Resilient Green Economy initiative.
Recommendations for development partners,
including Germany and the EU Help bridge the policy-implementation gap

Capacitate the state in developmental delivery Despite the presence of fragments of policies and
laws in Ethiopia, it is regrettable that the GOE is
At the national level, given that extreme poverty not able to effectively ensure implementation
will remain the most formidable socio-economic, and accountability in relation to displacement.
governance, and security challenge, the Attributed to the meagre resources allocated to
international community, including the EU and migration, governance, and institutional
Germany, should strengthen its support for the inadequacies, the challenges will remain for the
developmental efforts of Ethiopia. Ethiopia has foreseeable future unless partners put large
developed the necessary normative, institutional, resources aside to deal with the above-mentioned
and collaborative framework for poverty gaps and help the GoE to overhaul its migration
eradication and development. The predictive, governance, and in particular, internal dis-
preventive, responsive, and adaptive capacity of placement due to DID. Similarly, the implemen-
Ethiopia is certainly a function of resilience to tation of livelihood projects for IDPs and refugees
vulnerabilities to internal and external factors
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will be vital for the overall orderly migration to equipment, and fertilizers, fishing boats, and
and from Ethiopia. training of various kinds, including formal
education, are the most common forms of long-
The EU and Germany need to continue their
term impact aid. Such in-kind aid serves to
support in putting significant investment into
improve health and welfare, build local markets,
low-hanging, multiplier, and high-impact, pro-
and otherwise enhance the dignity of IDPs. When
poor economic projects such as labour intensive
such aid targets women and girls, the effect on
small- and medium-scale enterprises for IDPs,
IDPs communities further multiplies by
refugees, and potential migrants. Such successful
benefiting entire families, as well as by protect-
projects already exist in Ethiopia and only
ing women from sexual exploitation and
require finance to scale up and expand. An
insulating children from forced labour and
example is the new industrial parks that will,
sexual abuse.
with assistance from the EU Trust Fund for
Africa, employ tens of thousands of refugees in The relationship between IDPs and host
Ethiopia. Others include on-going development communities plays an important role in the
projects, including urban renewal, road, air, and protection and assistance of IDPs. As discussed
railway infrastructure development, and dams, previously, internal displacement almost always
etc. Intervention in such areas would also help affects both IDPs and host communities. It is for
address potential violence that may spur more this reason that any assessment of an internal
displacement due to the expected growth in displacement crisis must consider the anticipat-
youth unemployment and demand for jobs. ed impact of such a crisis on the host community
and any needs created thereby. Poor IDP and
Hence, aid to IDPs needs to be linked to sustaina-
host-community relations often hamper the
ble livelihood activities in order to help them
effective response to the internal displacement
integrate with the local population. Unlike
crisis. Exclusive aid may also create differences in
emergency aid, livelihood support and assistance
the economic welfare of IDPs and local commu-
in the form of small-scale enterprises and
nities and thereby increase resentment of IDPs
training for the local labour market calculated to
and food aid agencies among the latter. Thus, aid
enhance self-sufficiency contributes greatly to
and investment packages need to consider the
the livelihood and welfare of IDPs. Livestock,
priorities and interests of host communities.
small husbandry, cloth-making, bricklaying,
bakeries, agricultural input, seeds, cultivation

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Annex – Stakeholders in internal displacement governance in Ethiopia

Ethiopian National Migration Governance: Institutional Framework

Institutions Mandates/Laws

Government Institutions

The House of Peoples The HPR has legislative, appointment, and oversight powers entrusted by the
Representatives (HPR) FDRE Constitution. All federal laws, including those on migration, are
promulgated by the HPR. It oversees all line Ministries and government
agencies, including those working on internal displacement related issues.

Representing Nations, Nationalities, and the Peoples of Ethiopia, the HoF is


responsible for distinctive powers, albeit partially exercised. These include
decisions on policy and legislative initiatives with regard to economic
development and to restore constitutional order. In addition, the HoF
The House of Federation oversees inter-state relations and dispute resolution, as well as conflict
(HoF) prevention and resolution, and the federal budget appropriation formulae
which have relevance to migration governance, including the protection of
internal migrants from becoming IDPs.

The Judiciary The highest and final judicial power over federal and regional matters is
vested in the federal and regional courts. The judicial organs at federal and
regional levels have mandates on migration in relation to the dispensation
of justice through the adjudication of disputes and the protection of
fundamental human rights of Ethiopian citizens. This body is also responsi-
ble for the adjudication of traffickers, smugglers, and the rights of citizens
in relation to travel.

The Prime Minister This is the apex of political power in Ethiopia, the chief executive officer of
the federal government, the Prime Minister, who is also the principal
Prime Minister’s Office
diplomat and representative of the government, providing overall direction
on internal displacement. All cabinet ministers and the deputy prime
minister report to him.

Council of Ministers Chaired by the Prime Minister, the CM is primarily responsible for federal
(CMs) policy formulation and execution, including migration matters. It is also
constitutionally entrusted with the responsibility of issuing regulations
necessary to ensure human rights protection of nationals in the Ethiopia
and beyond.

Ethiopian National Chaired by the Prime Minister, the ENSC provides the overall direction in
Security Council (ENSC) respect of coordinating and supervising the “proper implementation of
domestic, foreign and defence policies relating to the national security” of
Ethiopia. The ENSC assesses national security threats and forwards recom-
mendations on measures to be taken. It also proposes implementation
guidelines, including on migration issues when they concern national
security measures.

National Human Rights The Ethiopian Institutions of the Ombudsman and Ethiopian Human Rights
Institutions Commission were established to play the role of "watch-dog” over the
executive bodies of the state with regard to violations of human rights and
grievances related to the public sector.

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Ministry of Women and The Ministry is responsible for the implementation of policies and strategies
Children to enhance the enjoyment of the rights of women and children, as stipulated
under the FDRE Constitution and to enable women to participate equally
with men in government and private institutions and thereby enhance their
participation in the political, economic, and social fields.

Ministry of Federal Entrusted with the powers and duties of cooperating with concerned federal
Affairs and Pastoralist and regional state organs in maintaining public order, MFAPAD is the focal
Area Development point for Internally Displaced Persons (IDPs) and Pastoralist Communities
(MFAPAD) (mostly communities residing in borderlands and dispersed among and
within several countries). It is mandated to develop sustainable political
solutions for disputes and conflicts that may arise within or between
regional states.

Federal Police Commis- With predictive, preventive, investigative, and responsive mandates, the
sion (FPC) Federal Police Commission was established by the Constitution of the FDRE
to serve and ensure the peace and security of the public and to duly respect
human and democratic rights and freedoms. Its objective is to maintain the
peaceful life and security of the people through the prevention of crime. Its
responsibilities are to safeguard the security of Ethiopia’s borders, airports,
railway lines and terminals, mining areas, and vital institutions of the
federal government, and to protect and safeguard high officials of the
Federal Government and dignitaries of foreign countries. The federal police
have preventive and investigative powers for all crimes that fall under the
jurisdiction of the federal courts, as well as for execute orders and decisions
issued by courts having judicial powers.

Central Statistics Agency The Agency is responsible for statistical data generation related to the socio-
economic condition of the country. The CSA conducts, produces, dissemi-
nates, and administers data generated from surveys and from every census
conducted in Ethiopia. The major mandates and responsibilities of the CSA,
among others, are: collecting statistical data through census surveys, sample
surveys, administrative records and registration, as well as processing and
evaluating analyses, publishing and disseminating the results, and as the
country’s information centre.

National Intelligence With ministerial status and accountability to the Prime Minister,80 the
and Security Service House of People’s Representatives (HPR) promulgated a proclamation re-
(NISS) establishing the National Intelligence and Security Service (NISS). The core
functions of the NISS are the collection and analysis of intelligence and the
provision of security for the population and the state. It seeks to provide
quality intelligence and reliable security services. The NISS shoulders the
responsibility of coordinating national counter-terrorism cooperation and
collaboration. In addition to its intelligence-related mandates, it also has
security duties, including the provision and control of immigration and
nationality services for Ethiopians and foreigners, the protection of refugees,
and for aviation security services. The administration of border controls is
also conducted under the aegis of the NISS.

80 Article 33 (2) (a), Proclamation to Provide for the Definition of Powers and Duties of the Executive Organs of the Federal

Democratic Republic of Ethiopia, Proclamation No. 691/2010, 27 October 2010.


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The MDINA-Main Department of Immigration and Nationality Affairs
(MDINA) is mandated with the issuance of passports and travel documents to
Ethiopians and non-Ethiopians travelling to and from Ethiopia.

The Authority for Refugees and Returnees Affairs (ARRA) was established by
Proclamation No. 409/2004 and is mandated to administer refugee-related
issues in Ethiopia. Determination of refugee status is also conducted by the
ARRA.

Federal Disaster Risk The Deputy Prime Minister has the country's highest policy level coordina-
Management Council tion mandate. The FDRMC’s mission is to coordinate all efforts to predict,
(FDRMC) prevent, and respond to disasters. The DRMFSS aims at building early
warning and early response capabilities to alleviate the extent of damage
that could be caused by a disaster and to ensure the timely provision of
assistance to victims of such a disaster, including IDPs and citizens who
might be repatriated due to such disasters. Associated with the FDRMC is the
National Disaster Risk Management Commission (NDRMC).

Addis Ababa City Addis Ababa City Land Development and City Renewal Agency is mandated
Government to identify and prepare land to be used for different development projects
within the city. It conducts studies on development and city renewal
projects, based on the City Master Plan, as well as specific local development
plans. As a result, the Agency is tasked with implementing inner-city
renewal projects for two major reasons: renewal related to ensuring an
improved living environment for inhabitants of the city, and economic use
of land resources.

Ethiopian Investment The EIC is mandated to promote and facilitate investment, especially in the
Commission (EIC) manufacturing sector. The enabling act of the Ethiopian Investment
Commission, Proclamation No.769/2012, requires that the Commission has
all necessary data on inhabitants in places where the land is designated and
expropriated for investment purposes.

National Human Rights As a complimentary means toward solving complaints of the public, the
Institutions NHRIs are similar to the Ethiopian Human Rights Commission and the
Institution of the Ombudsman, which contribute to law and order and the
dispensation of justice, the settlement of grievances and conflicts, and
dispute resolution.

Federal Micro and Small The FMSSEDA is a government agency established to play a pivotal role as an
Scale Enterprises economic hub for medium- and large-scale industry, and to promote exports.
Development Agency Another aim in the reduction of poverty and unemployment is the creation
of jobs and business growth.

Addis Ababa City As a federally chartered capital city and seat of the federal government and
Government Oromia Regional State, Addis Ababa hosts the federal and city government
and Oromia Regional State Councils. It has BOLSA.

Regional states Similar to the federal state, the various regional states (provinces) have their
own Regional State BOLSA, Regional State BYWC, Administration and Justice
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Bureaux, Regional State Police Commissions, Militia Offices, Education
Bureaux, Agricultural and Natural Resources, Woreda and Kebele adminis-
trative units, and judicial bodies that ensure law and order, justice, peace,
and security.

International and Regional Organisations, Public and Civil Society Organisations and Think Tanks

International and IGAD, the AU, UN agencies (IOM, ILO, UNHCR), and development partners,
Regional Organisations such as the EU and Norway, have been working closely with the state and
non-state actors mentioned in this Table, particularly MoLSA, MoFA, PMO,
and BoLSA. The ICRC and other organisations play critical roles in the
promotion of humanitarian assistance.

Consortium of Christian The CCRDA was formerly known as the CRDA, an indigenous, non-profit
Relief and Development umbrella organisation of Non-Governmental Organisations (NGOs) and Civil
Association (CCRDA) Society Organisations (CSOs) engaged in relief, rehabilitation, and diverse
developmental activities focusing on poverty alleviation.

Faith-based The Ethiopian Red Cross, Ethiopian Orthodox Church Development and
Inter-Church Aid Commission, Association for Forced Migrants, Islamic
Organisations
Relief, Nolawi services, Forum for Sustainable Child Empowerment, Hope for
Children Organisation (Australia), the Mission for Community Development
Programme, Organization for Prevention Rehabilitation, and Integration of
Female Street Children, etc.

Other CSOs/ Private Faith-based organisations and other charities.


Sector organisations

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