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Journal of Anthropological Archaeology 40 (2015) 196–212

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Journal of Anthropological Archaeology


journal homepage: www.elsevier.com/locate/jaa

Inequality, demography, and variability among early complex societies


in Central Pacific Panama
C. Adam Berrey
Department of Anthropology, 3302 WWPH, University of Pittsburgh, Pittsburgh, PA 15260, USA

a r t i c l e i n f o a b s t r a c t

Article history: The early complex societies of Central Pacific Panama have long been recognized by anthropologists for
Received 12 December 2014 their strong levels of social hierarchy. Such hierarchy is apparent in the ethnohistoric texts of the 16th
Revision received 14 August 2015 century, and in elaborate burial assemblages of the Late Ceramic II period (AD 700–1522). Not surpris-
ingly, those regions in which hierarchy is most apparent have been the main focus of archaeological
research, while those in which inequalities were apparently weaker have received less attention. These
Keywords: latter regions, however, are also a vital part of understanding hierarchical development—they can bring
Early complex societies
into sharper relief the factors that gave way to hierarchical organization in some regions, as well as those
Chiefdoms
Social inequality
factors that may have discouraged it from developing in others. Regional settlement data from the Río
Settlement analysis Parita and Río Tonosí valleys provide an opportunity to explore this issue. These data suggest that the
Regional demography hierarchical variability observed between these regions may have arisen as a result of differential levels
Environmental risk of regional population growth and environmental risk, which gave way to different patterns of land use
Local interaction and structures of local interaction. These different interaction structures facilitated different sorts of
Panama activities and inter-household relationships, leading to markedly different forms of social organization.
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1. Introduction Despite the highly varied forms of social organization that


developed among early complex societies, though, one need not
In recent decades one major objective of early complex society scan the globe for such variation to become apparent. Within the
research has been to understand the immense amount of variabil- limits of what is often referred to as the Intermediate Area a great
ity that exists in the way early complex societies developed (e.g. deal of variation can be clearly observed (Fig. 1). Toward the end of
Drennan and Peterson, 2006; Earle, 1997; Kirch, 1984; Peterson the first millennium AD ritual and ideology were the primary basis
and Drennan, 2012). Particularly important to this endeavor has for social power in the Alto Magdalena of Colombia (Drennan,
been an attempt to understand the highly variable role played by 2000; Drennan and Peterson, 2006), whereas in the western llanos
social inequality, and the forces that shaped early inequality in of Venezuela such power was more firmly connected to warfare
such a variety of different ways. Why was it, for instance, that and agricultural production (Redmond et al. 1999; Spencer and
some societies came to be organized according to very strong hier- Redmond 1992, 1998). Social inequalities were highly developed
archical principles, while others exhibit little in the way of status in both of these areas (and conspicuous in the form of monumental
differentiation? Moreover, why among those in which inequalities architecture), but were much weaker (or at least much less appar-
emerged did factors such as economic control, specialization, ent) in many other parts of the Intermediate Area.
ritual, and warfare play such highly variable roles? Archaeologists As small as the Intermediate Area is, the geographic scope
have approached these questions from a number of different van- across which variation can be observed could be narrowed even
tage points, resulting in a diverse range of models aimed at under- further. As one homes in on increasingly smaller scales one begins
standing the various contexts, forms of behavior, and sets of to approach areas within which societies would not only have had
activities through which early inequalities came to develop (e.g. regular contact with one another, but would have shared impor-
Beck, 2003; Blanton et al., 1996; Earle, 1997; Renfrew, 1974; tant sociocultural roots and traditions. These areas, or what here-
Sanders and Webster, 1978; Scarborough and Burnside, 2010). after are referred to as macroregions (so as to distinguish them
from the distinct trajectories of regional development that exist
within them; cf. Kowalewski, 2004), represent particularly inter-
E-mail address: cab10@pitt.edu
esting contexts in which to explore the variable pathways of early

http://dx.doi.org/10.1016/j.jaa.2015.08.001
0278-4165/! 2015 Elsevier Inc. All rights reserved.
C.A. Berrey / Journal of Anthropological Archaeology 40 (2015) 196–212 197

Fig. 1. Culture areas, or macroregions, of the Intermediate Area discussed in the


Fig. 2. Ethnohistoric chiefdoms (gray capital letters) and archaeological sites in
text.
Central Pacific Panama. The regional survey zones of the Río Parita and Río Tonosí
valleys are shown in gray.

complex society development. Within these contexts such varia-


tion is not simply the consequence of different historical trajecto-
ries, but of divergent evolution sparked by specific forces of social
et al., 2003:120; Flannery and Marcus, 2012:221–222; Haller,
change (e.g. Flannery and Marcus, eds. 1983; Kirch, 1984; Linares
2008a:3; Lothrop, 1937:46). Ethnohistoric sources indicate that
and Ranere, eds., 1980).
Parita was decked head-to-toe in gold ornamentation, and buried
Central Pacific Panama (Fig. 1) represents one part of the Inter-
with attendants and competing chiefs that were offered as sacri-
mediate Area that encompasses considerable variation of this sort.
ficed victims (see Lothrop, 1937). A funerary investment such as
Such variation is most apparent during the Late Ceramic II period
this was obviously not afforded to everyone, and is a clear indica-
(AD 700–1522), which marks the height of sociopolitical develop-
tion of strong inequality during the 16th century. Such inequality
ment in the macroregion.
was nothing new to the indigenous societies of Central Panama,
however, as comparable levels appear to have emerged some
2. Inequality and variability in Central Pacific Panama 700 years beforehand, at the onset of the Late Ceramic II period
(AD 700–900).
For many years much of what was known about the early com-
plex societies of Central Panama was based largely on the rich and 2.1. Social inequality during the Late Ceramic II period
vivid descriptions that were left by the Spanish in ethnohistoric
accounts (e.g. Andagoya, 1865; Jopling, ed., 1994; de Las Casas, The very lavish graves recovered from Sitio Conte (Fig. 2) have
1986). These accounts document the existence of relatively large long been recognized as a prehispanic manifestation of the social
and powerful chiefdoms (Fig. 2), notably those of Natá, Escoria, power that existed in Central Panama during the 16th century
and Parita (Helms, 1979:56), organized on the basis of strongly (Drennan, 1995:323; Flannery and Marcus, 2012:219–222;
hierarchical principles and engaged in a seemingly wide range of Linares, 1977:72). Not only were these graves stocked with the
specialized activities. Though high-ranking social positions were most elaborate funerary assemblages throughout the macroregion,
often ascribed at birth (Helms, 1979:23–28), warfare was an but they stand out as being some of the most elaborate burials seen
important avenue of social mobility and source of chiefly authority among early complex societies around the world (Drennan et al.,
(Helms, 1979:13, 31–37; de Oviedo, 1959:28–29). Interregional 2010). The most elaborate of these graves (Burial 11) contained a
exchange was also important to chiefly power, which, combined total of 23 adult individuals, mostly males, one of whom is believed
with warfare, helped fuel the political economy and ideology on to have been the principal figure for which the others were likely
which that power relied (Helms, 1979). While craft specialization sacrificed. This individual was centrally located among the other
and resource control are also documented in ethnohistoric texts bodies (see Hearne and Sharer, eds., 1992:9; Lothrop, 1937:50,
(Helms, 1979:14–15, 57, 1994), Helms (1979) argues that warfare, Fig. 31), and was associated with many of the graves more notable
exchange, and, above all else, ideology were the mainstays of social gold offerings (Drennan et al., 2010:47–48). In total these offerings
power among Panama’s 16th-century chiefdoms. included 3496 beads; 233 ear rods; 87 bells; 31 medallions or pen-
Social inequality seems to have manifest in various arenas of dants; 17 chisels; 13 plaques; 10 cuffs, wristlets, or anklets; and 6
social life, but nowhere was it expressed more extravagantly than nose ornaments. Additional offerings (those not made of gold)
during elaborate funerary rituals. One oft-cited expression of this included at least 152 polychrome and 159 monochrome ceramic
inequality was documented at the funeral of Chief Parita (Cooke vessels, 1548 stone projectile points, 168 stone celts, 4 agate
198 C.A. Berrey / Journal of Anthropological Archaeology 40 (2015) 196–212

pendants, 68 bone points, 100 shark teeth, 321 canine teeth, 176 used for the interment of elite individuals. A total of 13 mounds
rabbit teeth, and as many as 205 stingray spines (Briggs, were ultimately constructed, and by AD 1300 they had come to
1989:199–203). delimit a formal plaza area within which ceremonies were presum-
Though Burial 11 was the most elaborate grave assemblage ably held (Fig. 3). Detailed inventories are unfortunately lacking for
recovered from Sitio Conte, many others were also very lavishly many of the graves that were excavated (due to looting and ama-
stocked (see Briggs, 1989). A cluster analysis of these assemblages teur excavation; see Haller, 2008a:93–95), but those which exist
exhibits a very marked hierarchical structure (Briggs, 1989), much document the presence of relatively elaborate funerary assem-
like those of other early complex societies where strong social hier- blages. Mound 2, for instance, contained the remains of three adult
archies are known to have developed (Peebles and Kus, 1977). males who were associated with some 100 monochrome and poly-
Comparable assemblages have recently been recovered from the chrome ceramic vessels; two metal ornaments; 1102 shell beads
nearby site of El Caño as well (on the opposite side of the Río and 29 shell ornaments; 7 jadeite beads; 29 beads and ornaments
Grande; Fig. 2), which seem to correspond to this same period of made of bone; seven animal teeth; two quartz crystals and one
time (AD 700–900; Mayo and Mayo, 2013; see Williams, 2012). dark, unidentified stone (Bull, 1965:36–38; see Menzies and
Based on the artifacts recovered from these graves warfare seems Haller, 2012a:457). Approximately 30 well-crafted gold ornaments
to have been an important element of social power in the Río Grande were recovered from another grave within these mounds (Biese,
valley. Gold armor, various forms of weaponry, and additional 1967; see Bray, 1992:44–45; Cooke, 2004:277; Haller,
bodies (presumably sacrificed victims) were often interred with 2008a:101), while yet another appears to have included a gold hel-
elite individuals (see Briggs, 1989; Lothrop, 1937; Williams, 2012), met (Roosevelt, 1979:81), an item which at Sitio Conte was
and high-status burials were almost exclusively adult males reserved for high-ranking individuals (Briggs, 1989:138).
(Briggs, 1989:72–75; Cooke et al., 2003:124). These patterns are While the grave assemblages recovered from these mounds
consistent with sculptural portrayals of ‘‘decapitated” individuals were not as elaborate as those from Sitio Conte or El Caño they
with their hands bound behind their backs (Mayo et al., 2010), and are to date some of the most elaborate anywhere in Central
with what archaeologists have identified as defensive architecture Panama outside of the Río Grande valley, and attest to relatively
in the northern reaches of this region (Mayo et al., 2007). marked status disparities at the site of El Hatillo. Such disparities
It is also clear that lavish funerary rituals were a primary arena were also evident in matters of daily life, as high-status house-
in which status distinctions were expressed. This is apparent not holds appear to have enjoyed a better diet and greater access
only in the extravagant funerary assemblages that were interred to socially valued goods than other members of their community
with elite individuals, but in the formal ritual architecture that (Menzies, 2009). This is evident in the distribution of certain arti-
was constructed at each site. Such architecture included stone facts and ecofacts within El Hatillo, which indicate that elites had
altars, basalt stone columns, and, in the case of El Caño, cobble- greater access to deer meat, higher quality cuts of meat, poly-
paved pathways and small earthen mounds (see Lothrop chrome ceramics, and bone ornaments and beads (Menzies,
1937:39–43; Mayo and Mayo, 2013; Mayo et al., 2007, 2010; 2009).
Mojica et al., 2007). The large stockpiles of finely crafted items that As in the Río Grande valley artifacts recovered from elite graves
were recovered from these sites (which included gold ornaments, at El Hatillo suggest that warfare was an important aspect of social
shell jewelry, and other prestige goods; see Hearne and Sharer, inequality. Elaborate weaponry (Cooke, 2004:277–278), gold-
eds. 1992; Williams, 2012) suggest that craft specialization and plated armor (Roosevelt, 1979:81), ornaments bearing ‘‘warrior”
exchange were also important elements of social power, but there iconography (Bray, 1992:45), and jewelry made from human
is currently little that can be said about the organization of these remains (Haller, 2008a:107–109) were among the items interred
activities in the Río Grande valley (but see Harrison and in high-status burials, which again were predominantly, if not
Beaubien, 2010). exclusively, those of adult males (Haller, 2008a:93). Elites were
Despite the marked levels of social power that are evident in also more actively engaged in certain craft activities and non-
this region between AD 700 and 900, such power seems to have local exchange, which included the production of shell ornaments
been relatively short-lived. In what some have argued marks an and the importation of non-local ceramics (Locascio, 2010;
episode of chiefly cycling in Central Panama (Menzies and Haller, Menzies, 2009; Menzies and Haller, 2012b); by AD 1100 they
2012a), it was around AD 900, as population levels dropped and had begun hosting communal feasts as well (Locascio, 2010; see
inequalities began to wane in the Río Grande valley, that social Menzies, 2009:114). These feasts may sometimes have been held
inequalities in the Río Parita valley began to reach new heights. in conjunction with elaborate mortuary rituals that are evident
It was at this time that small earthen burial mounds began being at El Hatillo, in the form of well-stocked funerary assemblages
constructed at the central place of El Hatillo (Fig. 2), which were and formalized ritual space (see above).

Fig. 3. Layout of small earthen burial mounds at the sites of El Hatillo (left) and Guaniquito Abajo (right). Redrawn from Bull (1965:32, Fig. 1) and Ichon (1980:394, Fig. 129).
C.A. Berrey / Journal of Anthropological Archaeology 40 (2015) 196–212 199

2.2. A tradition of aggrandizement been of ‘‘poor quality” (1980:402). The grave assemblages recov-
ered from these mounds thus seem to have been much more mod-
Archaeological and ethnohistoric data allude to important dif- est than those at Sitio Conte, El Caño, or even El Hatillo, and are in
ferences between the early complex societies of the Río Parita fact much more reminiscent of those from earlier graves in the Río
and Río Grande valleys during the Late Ceramic II period, and with Tonosí valley—graves which are generally taken to represent egal-
the ethnohistoric chiefdoms of the 16th century. These data, how- itarian organization (Briggs, 1989). Also lacking from these assem-
ever, also attest to important overarching similarities. To begin blages is any indication of warfare or violence, or of any significant
with, it is clear that inequality in each of these contexts was degree of craft specialization or interregional exchange (e.g. Ichon,
expressed through rather ostentatious displays of status upon the 1980:402). Unlike the formal plaza areas that were constructed in
death of elite individuals, which took the form of elaborate funer- the Río Grande and Río Parita valleys, the mounds that were con-
ary rituals for which formal space was often constructed. It is also structed in the Río Tonosí valley exhibit no such delineation of
clear that some form of warfare or violence was an important space (Ichon, 1980). Lacking such space topography would have
activity in each of these contexts, as was some degree of craft spe- presented an impediment to any large-scale social gathering
cialization and interregional exchange. There is much about the (Fig. 3).
organization of these economic activities that remains poorly The mortuary record of the Río Tonosí valley thus suggests that
understood, but in each case they seem to have emphasized the societies in this region developed rather differently than in other
production and movement of important prestige items. areas of Central Pacific Panama. In contrast to the more pro-
Taken together these activities are consistent with a mode of nounced status differentiation that is evident in the Río Grande
inequality that was rooted in conspicuous aggrandizing behavior, and Río Parita valleys, social inequality in the Río Tonosí valley
or what some might refer to as network (Blanton et al., 1996) or appears to have been less developed. Though concerns have been
individualizing (Renfrew, 1974) modes of social hierarchy. Similar raised about inferring inequality from the material remains of mor-
forms of inequality have been documented among early complex tuary practice (Pearson, 1982; Ucko, 1969), there is good reason to
societies in other parts of the world, including the Valley of Oaxaca believe that the mortuary variability observed in Central Panama is
between 1150 and 500 BC (Marcus and Flannery, 1996), and the indeed representative of differences in the degree of inequality
Philippines between the 10th and 16th centuries AD (Junker, that developed in different regions. To being with, as Briggs
1999). Inequality in these regions was rooted in a wide range of (1989) has demonstrated with the graves from Sitio Conte, status
activities that are often associated with aggrandizing behavior, in this context was expressed through an additive process
including public ritual, craft production, interregional exchange, (1989:138), whereby the higher the status of the interred individ-
and warfare. ual, the larger and more diverse the grave assemblage was (cf.
These same elements of social power helped underwrite Peebles and Kus, 1977). While there may exist many contexts in
inequalities in Central Pacific Panama, and did so in different which inequality and other aspects of social identity are not
regions and different periods of time. Though these regions are reflected in mortuary treatment, the Río Grande valley does not
not widely separated they nonetheless represent relatively distinct appear to have been one of them. If this was one of the many cus-
trajectories of early complex society development. A ‘‘tradition of toms shared among the early complex societies of Central Pacific
aggrandizement” thus seems to have developed in Central Pacific Panama (which included shared ceramic styles, iconography, and
Panama, which emerged at the onset of the Late Ceramic II period the use of small earthen burial mounds), then the most likely con-
(ca. AD 700) and persisted until the 16th century. Not only did this clusion to draw from these data is that social inequality in the Río
tradition characterize the nature of inequality among the most Tonosí valley was less developed than in other regions.
powerful prehispanic societies throughout the macroregion, but Even if the individuals interred within mounds at Guaniquito
also among the most powerful chiefdoms during the ethnohistoric Abajo did hold some sort of elevated status, which Ichon
period. (1980:405) suggests they did not, it is clear that such status
While the fact that such a tradition ever came to emerge is an did not merit the material investment that was afforded elites
interesting issue in and of itself, what is equally interesting is the in other regions. There is also not much evidence for any of the
fact that it did not emerge everywhere. There are other parts of activities that were associated with elite behavior in other parts
Central Pacific Panama where prehispanic societies also developed, of the macroregion, but this cannot be solely explained by the
but that, while sharing sociocultural characteristics with those of seemingly undeveloped nature of inequality in the Río Tonosí
the Río Grande and Río Parita valleys, do not exhibit the same fea- valley. Craft specialization can arise irrespective of strong hierar-
tures of organization that were common to these areas. Archaeo- chical principles (e.g. Spielmann, 2002), and warfare has been
logical evidence suggests that the Río Tonosí valley represents documented among groups with only incipient levels of social
one such region (Fig. 2). inequality (e.g. Berndt, 1964; Podolefsky, 1984; Sahlins, 1961).
These aspects of organization nonetheless do not seem to have
2.3. Variability in early complex society development developed among early complex societies in the Río Tonosí val-
ley. While it is true that this region has not been subject to the
As in the Río Grande and Río Parita valleys, small earthen burial same amount of intensive, local-scale research as other areas of
mounds began being constructed in the Río Tonosí valley during Central Panama (notably the Río Parita valley), the fundamental
the Late Ceramic II period. Nowhere were these mounds more differences that are addressed above can all be deduced from
numerous than at the site of Guaniquito Abajo (Fig. 2). In contrast mortuary data. These data are common to all of the regions being
to the mounds that were constructed in other regions, however, discussed.
those in the Río Tonosí valley do not seem to have been used for Understanding the sorts of variability that can be observed
the ostentatious display of status on the part of elite individuals. between the developmental trajectories of the Río Grande and
The most elaborate grave assemblage recovered from the mounds Río Parita valleys, on one hand, and the Río Tonosí valley, on the
at Guaniquito Abajo, for instance, contained only one gold bead other, represents a major objective of early complex society
and one gold pendant, two greenstone pendants, one unworked research. Because populations in these regions likely share a com-
nodule of jade and another of quartz, one incised bone, one fos- mon ancestral origin (cf. Ichon, 1980) dating back to the initial
silized shark tooth, and only 36 monochrome and polychrome occupation of Central Panama (ca. 11,000 BC; Cooke, 2005:136–
ceramic vessels, many of which Ichon (1980) refers to as having 137; Cooke et al., 2013), this area provides an excellent context
200 C.A. Berrey / Journal of Anthropological Archaeology 40 (2015) 196–212

in which to home in on the forces of social change that led to such lute population estimates were made by establishing a correlation
variability. The research that follows attempts to do so by compar- between sherd densities and residential densities from multiple
ing the regional trajectories of the Río Tonosí and Río Partia valleys sites in the Isthmo-Colombian zone. The best-fit line of this corre-
(Berrey 2014a,b; Haller, 2008a,b), focusing on patterns of regional lation then served as the basis on which to assign residential den-
settlement demography. Specifically, this study takes aim at com- sities to individual collection lots, based on the sherd density
paring regional population densities, the scale and compactness (or recovered from each.
structure) of local communities, and patterns of population and Comparing population estimates for the site of El Hatillo using
resource distribution. These aspects of regional settlement demog- both of these approaches later revealed that they are not directly
raphy each represent a distinct axis of variability along which compatible (Berrey, 2014a:74–78; see Drennan and Dai,
these two regions may (or may not) differ. Understanding how 2010:459–461). An adjustment factor thus had to be used, which
each region falls relative to one another along these axes, as well resulted in increasing the original population estimates made for
as how their positions along one axis compare to their positions the Río Parita valley (Berrey, 2014a:75–77). These original popula-
along another, can provide valuable insight into the nature of the tion estimates were then further modified to account for those
variability discussed above. The ways in which these aspects of areas of prehispanic occupation that could not be assigned to
demography are evaluated are described in the following section, specific periods of time (and that consequently did not factor into
followed by a discussion of how they relate to the hierarchical vari- the demographic estimates of this region). Such areas are the result
ability observed. of the relatively low proportion of sherds that can be identified
using the ceramic chronology of the Río Parita valley (and of other
regions in Central Panama; Fig. 4), which led to areas of occupation
3. Field and analytical methods for which no sherds could be assigned chronologically (Berrey,
2014a:74–75). These modifications were made for the sole purpose
Both the Río Tonosí and Río Parita valleys were subject to sys- of making reliable comparisons between these two regions, and
tematic, full-coverage regional survey (see Berrey, 2014a:25–29; should otherwise not be taken as a substitute for the original
Haller, 2008a:27–33). In both regions field teams walked across demographic estimates of the Río Parita valley (see Haller,
the landscape at fixed intervals not exceeding 50 m, and artifacts 2008a:129, Table 5.3).
were collected within areas no larger than 1 ha; any distribution The demographic estimates for these two regions were used to
of artifacts exceeding this area was thus subdivided into multiple assess the scale and structure of local communities. Such commu-
collection lots. Though both surface collections and shovel probes nities were delineated on the basis of regional settlement data
were used in each of these two surveys, shovel probes were far using a technique developed by Peterson and Drennan (2005). This
more common in the Río Tonosí valley, owing to the dense vegeta- technique depicts the density of human settlement in a region as a
tion that characterized much of this region at the time survey was topographic surface, across which the elevation, or z-value, corre-
conducted. Surface conditions were far more favorable in the Río sponds to the relative density of human occupation. In an
Parita valley, and of the 50 shovel probes that were excavated, unsmoothed surface large, nucleated local communities rise to cre-
none of them yielded cultural remains (Haller, 2008a:31, 2008b); ate tall, sharp peaks that are clearly discernible from smaller, more
this in contrast to the 1557 that were excavated in the Tonosi dispersed forms of settlement. The contours of these peaks can be
region, 339 of which generated cultural material, accounting for used to group multiple collection lots into distinct local communi-
just over one-quarter of all the collections made (Berrey, ties (Peterson and Drennan, 2005:9–11), though the delineation of
2014a:25–29). In the end a total of 50 contiguous km2 were sur- such communities is not always possible. There are a growing
veyed in the Río Tonosí valley, while a total of 104 km2, divided number of regions in the Intermediate Area where settlement
between two separate survey zones, were covered in the Río Parita was characterized by relatively large and continuous patches of
valley (see Haller, 2008a:21). This comparison focuses on the 90 dispersed farmsteads (Cuéllar 2009; Drennan, ed., 2006), making
contiguous km2 that constitute the Lower Survey Zone, within the identification of distinct local communities virtually impossi-
which El Hatillo is located. ble. This technique can also discern such continuous and dispersed
For both regions demographic estimates were based on the area local interaction structures (Peterson and Drennan, 2005:23–27;
and density of ceramic sherd scatters, which were taken as a proxy see Berrey, 2013), along with a range of variability that can exist
for the area and density of human occupation (Berrey, 2014a:31– between these extremes. A mathematical smoothing of these sur-
34; Haller, 2008a:39–43). These proxies were then converted into faces permits the identification of larger networks of human inter-
absolute population estimates. In the Río Parita valley this was action, or what have sometimes been referred to as supra-local
done using a combined index of occupied area and sherd density, communities (Peterson and Drennan, 2005:11–15).
as well as ethnohistoric data from the site of Natá, whose residen- Assessing the relationship between population and resources
tial density was taken to approximate that of El Hatillo’s during its was based on the distribution of settlement and soils of different
demographic height (see Haller, 2008a:127–129). The degree to agricultural productivity. The soil classifications used here are
which the area-density index of individual collection lots deviated those that were used in the original survey of each respective
from that of El Hatillo’s then served as the basis on which to assign region (see Haller, 2008a:125–127; Ichon, 1980:12–14). Both of
them absolute population estimates. In the Río Tonosí valley abso- these classifications resulted in four types of soils within each

Fig. 4. Ceramic chronologies for the Río Tonosí and Río Parita valleys during the Late Ceramic Period (200 BC–AD 1522). Those phases which represent the focus of this
comparison are highlighted in gray.
C.A. Berrey / Journal of Anthropological Archaeology 40 (2015) 196–212 201

respective survey zone, which are here ranked from Class I (most
productive) to Class IV (least productive). These soil rankings are
relative, and should not be considered absolute in any way (i.e.
Class I soils are not necessarily twice as productive as Class II soils,
etc.). Nor are the soil rankings of each region directly comparable;
Class II soils in the Río Parita valley are not necessarily as produc-
tive as Class II soils in the Río Tonosí valley. In fact, soil classifica-
tions across Central Panama suggest that soils in the Río Tonosí
valley are generally more productive than those of the Río Parita
valley (ANAM, 2011:37; see Berrey, 2014a:91, , Fig. 4.4). Though
occupants of both regions would have had alternative subsistence
resources readily at their disposal (including riverine, terrestrial,
and, in the case of the Río Parita valley, marine resources), agricul-
ture seems to have become the mainstay of subsistence in Central
Panama by at least AD 250. By this time maize had undergone mor-
phological changes that increased its productivity (Cooke et al.,
2007:578; Piperno, 2006:156; Piperno and Pearsall, 1998), and
bone isotope analysis indicates that, though subsistence continued
to revolve around a wide range of both wild and domestic
resources, maize consumption in Central Panama increased consid-
erably in the first few centuries AD (Norr, 1991, 1995; see Cooke
and Ranere, 1992). It was also at this time that settlement in many
regions began to shift further inland (i.e. away from coastal Fig. 5. Regional population densities in the Río Tonosí and Río Parita valleys. The
resources), including the Río Tonosí and Río Parita valleys (Berrey range between minimum and maximum estimates are shown in gray.

2014a; Haller, 2008a; Ichon, 1980; see Isaza and Ilean, 2007).

phases (AD 550–700 and AD 700–900, respectively) that are the


focus of this comparison (see Fig. 4).
4. Regional demography and early complex society From AD 500 to 1000 both the Río Parita and Río Tonosí valleys
development underwent substantial levels of regional population growth. Such
growth, however, was far greater in the Río Tonosí valley (Fig. 5).
Prehispanic occupation first emerged in the Río Parita valley by As population levels rose households in this region came to dis-
at least 5000 BC (Haller, 2008a:47–51). It was not until roughly tribute themselves in a dispersed fashion across much of the regio-
5000 years later, though, as a sedentary lifeway became wide- nal landscape (Fig. 6), with the vast majority of them living at an
spread across much of Central Panama (ca. 250 BC–AD 200), that average density of 5–10 people/ha. Though slightly greater degrees
human occupation first spread into the Río Tonosí valley (Ichon, of nucleation occurred at the site of Montevideo (with an esti-
1980). Despite this much longer history of human occupation, mated density of 10–15 people/ha), here inter-household spacing
which included the growth of La Mula-Sarigua (Haller, 2008a; would not have been much different than in other parts of the
Hansell, 1988), it does not seem to have been of much consequence region.
in explaining the heightened levels of inequality that developed in Montevideo was located among the alluvial spurs that flanked
the Río Parita valley. By AD 250 La Mula-Sarigua had been all but the southern edge of the Río Tonosí floodplain, across which settle-
abandoned (Haller, 2008a), and patterns of regional settlement ment was relatively continuous across large areas, precluding the
and social organization were strikingly similar in both of these delineation of distinct local communities. Such communities are
regions. From AD 200 to 500 regional population densities were slightly easier to identify in the northern part of the survey zone,
relatively low (Fig. 5), and people scattered themselves widely though most of them are very small and consist of no more than
across the landscape among farmsteads and small hamlets. Social just a few households. The one exception to this pattern is the
organization at this time was highly egalitarian (see Briggs, community of Guaniquito Abajo, which from AD 500 to 1000 grew
1989; Menzies, 2009). The majority of people in each region opted to a population of approximately 150 people. The limits of this
to live among the moderately productive Class II soils, though community are easily identifiable due to the relatively vacant
some households settled in less productive zones. One such group patches of landscape that surrounded it, but with an estimated
of households emerged at the site of El Hatillo in the Río Parita val- density of 5–10 people/ha it was just as dispersed as the more con-
ley (Haller, 2008a; Menzies, 2009), whereas another emerged at tinuous swaths of settlement that existed further south.
Guaniquito Abajo in the Río Tonosí valley (Berrey, 2014a). This The majority of households in the Río Parita valley also lived
phase marks the founding of these two settlements, both of which among dispersed farmsteads and hamlets, but here a substantial
consisted of roughly 5–10 households during this period of time. proportion, or about one-third of the regional population, clustered
The period from AD 200 to 500 thus seems to have ‘leveled the themselves into more nucleated settlements. Nowhere was such
playing field’ between these two regions in terms of social nucleation more pronounced than at the community of El Hatillo
development. Sometime after AD 500, though, their developmental (Fig. 7). From AD 550 to 700 this community grew from a small
trajectories began to diverge. Given that marked differences in hamlet of some five to ten households into a relatively large, nucle-
social organization had already developed by at least AD 1000, it ated village of approximately 450 people. By far the largest local
is between AD 500 and 1000 that the factors underlying these dif- community in the Río Parita valley, El Hatillo served as a central
ferences must ultimately be sought. In the Río Tonosí valley this place around which a much larger network of supra-local interac-
period corresponds to the phase known as La Cañaza (Briggs, tion was organized (a role El Hatillo would retain throughout the
1989; Cooke and Sánchez, 2003; Ichon, 1980), but greater chrono- remainder of the region’s prehispanic sequence; see Haller, 2008a).
logical precision in the Río Parita valley divides this time frame From AD 550 to 700 the population of El Hatillo was distributed
into multiple periods. For purposes here, it is the Cubitá and Conte across some 19 ha of landscape, resulting in an average residential
202 C.A. Berrey / Journal of Anthropological Archaeology 40 (2015) 196–212

Fig. 6. Map and unsmoothed surface of regional settlement patterns in the Río Tonosí valley between AD 500 and 1000.

Fig. 7. Map and unsmoothed surface of regional settlement patterns in the Río Parita valley between AD 550 and 700. The patterns illustrated here are also representative of
regional settlement patterns during the subsequent period (AD 700–900).

density of approximately 25 people/ha. During the subsequent frequent interaction between neighbors, any sizeable group of
200 years (AD 700–900) this local community became slightly households (such as one the size of El Hatillo’s core) would have
more compact; although the local population remained relatively been spread across a relatively large distance. The inconvenience
stable (or even declined slightly), the majority of households introduced by that distance would likely have produced a more
(about 80% of them) lived within half of the settlement’s overall attenuated pattern of human interaction.
area. This core zone of the community measured roughly 10 ha, The local community structure of El Hatillo would thus have
where residential densities were approximately 30 people/ha on facilitated more intense patters of local interaction than anywhere
average. in the Río Tonosí valley between AD 500 and 1000. These different
Patterns of local interaction at El Hatillo would thus have been interaction structures may have encouraged households to engage
considerably different than those that existed anywhere in the Río in different types of activities and inter-household relationships,
Tonosí valley. For instance, of the approximately 300 people that and may therefore help explain some of the organizational differ-
lived in the core zone of El Hatillo from AD 700 to 900, each house- ences that can be observed during the Late Ceramic II period.
hold would have lived only 40 m (on average) from its nearest One such difference relates to the development of craft specializa-
neighbor, and would not have lived more than 500 m from any tion. Craft specialization was an important element of inequality at
other household in this part of the community (Fig. 8). Local inter- El Hatillo during the Late Ceramic II period (Menzies and Haller,
action in the Río Tonosí valley, however, was structured rather dif- 2012b), and first began to develop during this period of time
ferently. At an average residential density of 5–10 people/ha there (Menzies, 2009).
would only have been about 25% as many households (or about 75
people) within the same 10 ha of contiguous settlement, each of 4.1. Local interaction and craft specialization
which would have resided at an average distance of 75–100 m
from its nearest neighbor. Even at the more densely occupied site Craft specialization has historically been a relatively difficult
of Montevideo there would only have been about 100 people concept to define (Costin, 1991; Hruby and Flad, eds. 2007); it
within this same area, and it would have required a total of can be carried out within different contexts, at different scales,
35 ha of settlement (including Montevideo) to encompass the and with different degrees of intensity. It is this latter axis of vari-
same number of households that lived in the core of El Hatillo. ation, however, or what some have referred to as the degree of pro-
Given the way that settlement was distributed in this part of the ductive differentiation (Drennan and Peterson, 2012:78–79), that
region such an area would have spanned approximately 1.5 km is most relevant for purposes here. On one end of the spectrum this
from one end to the other along its maximum dimension (Fig. 8). differentiation can be relatively modest, such as that which charac-
Thus, while the distance that separated households in the Río terized the production of shell ornaments along the south coast of
Tonosí valley would not have presented a major obstacle to Ecuador (Fig. 1) from AD 800 to 1532 (Martín, 2010; Masucci,
C.A. Berrey / Journal of Anthropological Archaeology 40 (2015) 196–212 203

Fig. 8. Distribution of 300 people in the most densely occupied parts of the landscape in the Río Parita and Río Tonosí valleys between AD 500 and 1000 (on the left: the core
zone of El Hatillo during the Conte phase (AD 700–900); on the right: Montevideo and surrounding settlement during the La Cañaza phase (AD 500–1000)).

1995). Here households engaged in this activity on a part-time of economic interdependence at El Hatillo between elite and com-
basis so as to bolster their domestic economy, but nowhere so moner households between AD 700 and 900. This interdependence
intensively as to suggest that it was the principal endeavor of was likely facilitated by the compact community structure that
any given household. The same cannot be said, however, of shell existed at El Hatillo, and the relatively frequent patterns of interac-
ornament production at Cerro Juan Díaz, in the Río La Villa valley tion that such a structure would have enabled. To begin with, if
of Central Panama (Fig. 2), which lies near the opposite end of interdependence is to form between households, then there is an
the differentiation spectrum. Between AD 550 and 700 such pro- economic advantage of living in close proximity to those with
duction was carried out in a highly intensive manner, under what whom one is interdependent, so as to minimize the cost and bur-
some archaeologists have characterized as workshop-like condi- den of travel that is required for the exchange of goods (Drennan
tions (Mayo, 2004; Mayo and Cooke, 2005; see Menzies, 2009:38). and Haller, 2007:79; Kohler et al., 2007:93). Such proximity also
While craft specialization was not as intensive at El Hatillo as it allows for greater oversight between interdependent households,
was at Cerro Juan Díaz, it was nonetheless seemingly more inten- which can be advantageous given that interdependence inherently
sive than anything that developed in the Río Tonosí valley, where entails placing a part of one’s livelihood in the hands of another
no evidence for craft specialization has been recovered (see household.
Berrey, 2014a:58). Though it possible this is due to the lack of Not every household at El Hatillo, however, would have
intensive, local scale research in the Río Tonosí valley, preliminary engaged in economic specialization. Within practically any com-
evidence of specialization at El Hatillo was first identified at the munity in which specialization develops there are bound to exist
regional scale (Haller, 2008a). Such specialization was intensive ordinary households (e.g. Drennan and Peterson, 2006), which typ-
enough that some specialized households may not have been able ically represent the majority of any prehistoric population. Some
to independently meet all of their subsistence needs, thus leading such households may have been responsible for providing food
to the development of economic interdependence. It is such inter- to specialized producers, for which they would have received
dependence that the compact local community structure of El important craft items in return. Others simply may not have
Hatillo may have helped facilitate. engaged much in economic interdependence, and opted to remain
From AD 700 to 900 elites at El Hatillo were more actively more or less self-sufficient. These households may not have pos-
engaged in the production of shell ornaments and polished stone sessed the characteristics—be it the skill, the reliability, or even
axes than other members of the community (Menzies, 2009). the desire—that are required to engage in, and more importantly
While it is unclear what types of axes elite households were pro- sustain, interdependent relationships. In compact local communi-
ducing (either those used for agricultural clearing or smaller vari- ties such as El Hatillo the pool of households that would have been
eties used for various craft activities, as was the case later on in the needed to engage in and sustain any significant level of interde-
trajectory; see Menzies and Haller, 2012b), it does seem clear that pendence would all have lived in close proximity to one another;
they were not producing all of the items they would have required amid more dispersed structures of local interaction, however, such
to carry out basic subsistence tasks. For instance, though elites may households may have been separated by many hundreds, if not
have been the primary producers of certain axes within El Hatillo thousands, of meters. The distance that separated households in
(see Menzies, 2009:93–96), they do not seem to have been very the Río Tonosí valley may thus have discouraged economic inter-
actively engaged in the production of other stone tools, as this dependence from forming among much more than a small group
appears to have been concentrated largely among low-status of households, which in turn would have discouraged the develop-
households (Menzies, 2009:93–94). These items would have been ment of any significant level of craft specialization. Though the
important for many basic subsistence needs, and would thus have desire to engage in interdependence could itself have prompted
been required by low- and high-status households alike. Low- households to nucleate, it would seem that there were other fac-
status households may also have been the primary ceramic pro- tors in the Río Tonosí valley that, as will be discussed further
ducers within the community (Menzies, 2009:94), and may have below, were more important in determining household location.
been responsible for certain processing activities that entailed Whatever may have discouraged craft specialization from
the use of cutting and scraping tools—tools which do not appear developing in the Río Tonosí valley, that it was somehow con-
in elite household contexts (Menzies, 2009:93–94). nected to the dispersed structure of local interaction in this region
These patterns are in some instances plagued by small sample is supported by data from other early complex society cases. Very
sizes, but they nonetheless suggest that there was some degree similar patterns have been documented in broader comparisons
204 C.A. Berrey / Journal of Anthropological Archaeology 40 (2015) 196–212

throughout the Intermediate Area (Berrey, 2013; Martín and 2013). Comparably sized plots have been documented ethnograph-
Murillo Herrera, 2014), as well as in comparisons of a more global ically in many tropical regions around the world (Kuman and Nair,
scale (Drennan and Peterson, 2006, 2008). Among the cases eds., 2006). Though relatively small these plots can still be highly
included in these comparisons levels of productive differentiation productive under sustainable forms of intensive cultivation
and interdependence were greatest in regions where daily interac- (Netting, 1993) and make a substantial contribution to household
tion was structured into compact local communities; they were subsistence.
much less developed among those in which no such communities Based on the residential densities that were estimated for the
existed, and a dispersed structure of local interaction extended Río Tonosí valley, virtually every household in the region would
across the entire landscape. have had at least 0.5–1.0 ha of land available to it in the landscape
The different structures of local interaction that developed in immediately surrounding its residence. Those living among more
these two regions may thus help explain some of the organiza- isolated farmsteads and hamlets in the northern part of the survey
tional variability that can be observed between them. While the zone would have had even more land immediately at their dis-
dispersed interaction structure of the Río Tonosí valley cannot nec- posal, and those living amid the larger swaths of settlement further
essarily explain why no strong inequalities developed in this south may have had somewhat more as well, given that all of the
region (as will be discussed further below), it does help explain settlement identified for this period was not likely contemporane-
why one important activity on which inequalities were based in ous. Even if it was all contemporaneous, though, ethnographic evi-
other parts of Central Panama (craft specialization) did not. Such dence suggests that families could still have reaped a substantial
specialization seems to have required more intense patterns of portion of their subsistence requirements from the land that
local interaction than what the dispersed settlement structure of existed between neighboring households (Kuman and Nair, eds.,
the Río Tonosí valley encouraged, helping set societies in this 2006; Netting, 1993). To the extent that this land fell short of ful-
region down a different path of social development. filling subsistence requirements, households could have engaged
This, of course, does not mean that craft specialization (or in additional modes of subsistence, such as hunting, fishing, or cul-
inequalities rooted in specialization) is the inevitable outcome of tivating additional plots of land at a greater distance from their res-
nucleated local interaction, but simply that such interaction is an idences. In this sense agriculture in the Río Tonosí valley may not
important part of the equation if any significant level of specializa- have been characterized solely by infield agriculture, but rather by
tion or economic differentiation is to develop (Drennan and an infield–outfield system, whereby households intensively culti-
Peterson, 2008:383). Specialization and interdependence can vated the plots of land on which they lived and practiced more
themselves be the catalyst for the nucleation process, but this does extensive forms of cultivation elsewhere (e.g. Killion, 1990;
not seem to have been the case in the Río Parita valley. A large Sanders, 1981:362–363). Such a system seems plausible given
number of households began to nucleate at El Hatillo between the decisions people made about where to live with respect to dif-
AD 550 and 700, and it was not until the subsequent 200 years ferent soil zones.
(AD 700–900) that craft specialization began to emerge. This raises If households were to intensively cultivate the plots of land on
the question as to what might have caused these households to which they lived, then it follows that they would opt to live on the
nucleate in the first place, along with what may have discouraged most productive soils available, as these would be the ones best
households from doing so in the Río Tonosí valley. suited for sustaining intensive cultivation. While the Class I soils
of the Río Tonosí floodplain were the most productive soils in the
4.2. Settlement dispersal and regional demographic pressure region, much of this zone is subject to inundation multiple times
a year, making it relatively undesirable for human habitation. This
The most likely reason for the dispersed nature of settlement in would have made Class II soils the most practical soils on which to
the Río Tonosí valley was the desire of households to live directly live, which is indeed where the majority of households opted to
on or adjacent to the plots of land that they farmed. Such a dis- locate their residences (Fig. 9). Most of these households occupied
persed, agrarian mode of settlement has been documented ethno- the single largest patch of Class II soils available, which accounts
graphically in a wide range of world regions (e.g. Hunter, 1967; for the disproportionately large amount of settlement in the south-
Netting, 1993; Stone, 1996). It is also argued to have been the ern part of the survey zone; this particular patch of soil was home
motivation behind settlement dispersal among early complex soci- to roughly 50% of the regional population, despite making up only
eties in in the Tehuacán valley (Drennan and Haller, 2007), and is 17% of the overall regional landscape. Here households would have
widely accepted as the reason for such dispersal among the Classic been well suited to intensively cultivate the moderately productive
Maya (e.g. Drennan, 1988; Netting, 1977; see Lemonnier and soils on which they lived, and to practice more extensive forms of
Vannière, 2013; Nondédéo et al., 2013) and other contexts of cultivation in the nearby alluvial zone, or the vacant patches of
low-density urbanism (Fletcher, 2012; Isendahl and Smith, 2013). Class II soil that existed between larger swaths of settlement.
That this was also the motivation behind settlement dispersal in The relatively unproductive Class III soils that characterize the
the Río Tonosí valley is plausible given the residential densities northern part of the survey zone may, similarly, help explain
that existed in this region, and the amount of land that this would why settlement in this part of the region was somewhat sparser
have made available for cultivation between neighboring and less continuous. Residential densities here suggest that house-
households. holds were still intensively cultivating the plots of land on which
The amount of land that separates households in dispersed set- they lived, but these plots would ultimately have produced lower
tlement systems can be highly variable. In some cases, such as yields as a result on the less productive soils on which they were
among the Kofyar of Nigeria, households can be separated by located. This would have made the outfield component of the
hundreds of meters, owing to the multiple hectares of farmland infield–outfield system relatively more important, which may
(3–8 ha on average) that typically surround each dwelling (Stone, explain the relatively large areas of unoccupied territory in this
1991, 1992, 1996). In other cases the fields that surround houses particular part of the region. Though households here would also
(and thus the distances that separate them) can be somewhat have had access to sizeable patches of alluvial soil, the larger, adja-
smaller. Among the Classic Maya of the Río Bec region, for instance, cent patches of Class III soil would still have been important.
some household plots were similar in size to those documented If the dispersed nature of settlement in the Río Tonosí valley
among the Kofyar, but others (the majority, in fact) were notably was indeed born from a desire of households to intensively
smaller, averaging 0.25–1.0 ha in area (Lemonnier and Vannière, cultivate the plots of land on which they lived, then this raises
C.A. Berrey / Journal of Anthropological Archaeology 40 (2015) 196–212 205

Fig. 9. Distribution of settlement among different soil zones in the Río Tonosí valley between AD 500 and 1000.

the question as to what prompted households to pursue such an 1999), which may help explain why this particular agrosystem
intensive form of cultivation in the first place. One important factor was not adopted in regions such as Southern Manabí (Ecuador)
behind this decision may have had to do with the relatively large or Chifeng (China), where regional population densities were com-
number of people that were beginning to occupy the region during parable to those of dispersed settlement systems (Fig. 10). As will
La Cañaza times (AD 500–1000). In the face of rising population be discussed further below, this may also explain why, even if
levels and diminishing landscape, households may have felt the regional population densities in the Río Parita valley had been
need to lay claim to their own individual plots of land; as the land- comparable to those of the Río Tonosí valley, settlement dispersal
scape filled in and plots became smaller, households would have and intensive household cultivation may not have been a viable
had to adopt, in true Boserup-type fashion (Boserup, 1965), more option.
intensive forms of cultivation. While it is unclear just how much Many households in the Río Parita valley would have had access
of a household’s caloric requirements these individual plots may to the amount of land that they required in the landscape immedi-
have provided, it was clearly enough that securing access to such ately surrounding their houses, but the same cannot be said for
land was important to subsistence needs. High rates of settlement those that lived at El Hatillo. Based on the residential densities that
continuity were documented for both La Cañaza- and Bijaguales- were estimated for this community (see above) each household
phase times (80% and 60%, respectively), which suggests that would have had approximately 1500–2000 m2 of land available
households were reluctant to abandon their plots once they had to it before encroaching on the plots of their neighbors (though
been established. those residing on the periphery of the community would obviously
That settlement dispersal in the Río Tonosí valley was adopted have had more). Plots of this size fall on the extreme low end of the
so as to pursue intensive cultivation in response to high levels of spectrum when compared to the sizes of those documented
regional population growth is also consistent with other archaeo- ethnographically in many tropical zones (see Kuman and Nair,
logical and ethnographic case studies where similar patterns have eds., 2006). Residents at El Hatillo may thus have been able to reap
been documented. As Fig. 10 illustrates this mode of settlement some subsistence goods from the land that immediately sur-
tends to occur most frequently in regions characterized by rela- rounded their houses, but the yield would have been considerably
tively high regional population densities. Though widespread dis- less than that of households in the Río Tonosí valley—not only were
persal is not the inevitable outcome of high regional population household plots at El Hatillo much smaller than those in the Río
levels, it is under these types of demographic conditions that such Tonosí valley, but they were located on some of the least produc-
dispersal tends to occur (see Netting, 1993:263–265; Stone, tive soils in the region.
1996:101–104). Environmental conditions must also be met to Despite the abundance of more productive land throughout the
pursue such a form of intensive cultivation (Stone and Downum, rest of the survey zone, the occupants of El Hatillo opted to live

Fig. 10. Regional population densities from ethnographic cases and a sample of early complex societies around the world (ethnographic cases are marked by an asterisk).
Regions exhibiting dispersed settlement systems are hatched in gray. Dotted lines indicate the average population density of those regions in different parts of the world. Data
from Bandy (2005), Berrey (2014a), Chifeng (2011), Cuéllar (2009), Drennan ed. (2006), Drennan and Dai (2010), Hunter (1967), Kowalewski et al. (2009), Martín (2010),
Murillo Herrera (2011), Peterson et al. (2014), and Stone (1996).
206 C.A. Berrey / Journal of Anthropological Archaeology 40 (2015) 196–212

Fig. 11. Distribution of settlement among different soil zones in the Río Parita valley between AD 550 and 900. The map on the left corresponds to the Cubitá phase (AD 550–
700).

among the less productive Class III soils (Fig. 11). These soils make Table 1
Annual rainfall (in mm) in the towns of Parita (Río Parita valley)
up less than 10% of the overall regional landscape, but were home
and Tonosí (Río Tonosí valley). Data from INEC (2010).
to approximately 50% of the regional population, roughly half of
which was attributable to the community of El Hatillo. The major- Year Parita Tonosi
ity of household subsistence requirements at El Hatillo would thus 2001 676.5 1152.1
likely have been met by practicing more extensive forms of cultiva- 2002 433.9 1214.0
2003 1183.8 1686.5
tion in the landscape surrounding this local community (see Haller,
2004 945.9 1497.8
2008a:121–127). These more extensive forms of cultivation would 2005 1049.5 1583.4
have required more land per household to meet subsistence 2006 809.6 1580.7
requirements, and would thus have been facilitated by the lower 2007 1291.0 2109.1
regional population densities that existed in this region. El Hatillo, 2008 1508.8 2070.1
2009 1171.9 1508.8
in particular, would have required a large amount of land to sus-
2010 1900.3 2032.3
tain its local inhabitants; as Haller (2008a:171–173) has noted,
Mean 1097.1 1643.5
some households here would have had to maintain fields located
SD 420.3 337.4
at least 3 km away from their residences. CV 0.383 0.205
Farming practices for the occupants of El Hatillo would thus
have been somewhat different than for those that lived in the Río
Tonosí valley, entailing different patterns of land use and, poten-
tially, household labor organization. These differences may have of the Río Parita survey zone (see Haller, 2008a:21, Fig. 2.1), that
existed since the very beginning of El Hatillo’s occupation, and of Tonosí is located roughly 10 km closer to the coast from where
may have helped prompt households to nucleate there in the first the Río Tonosí survey was conducted. It thus receives less rainfall
place. than the regional survey zone (ANAM, 2011:31; see Berrey,
2014a:90, Fig. 4.1), but nonetheless provides a reliable indication
of inter-annual variability in the Río Tonosí valley.
4.3. Settlement nucleation and agricultural risk
The degree of inter-annual variation in rainfall, or the coeffi-
cient of variation (CV), in the Río Parita valley is almost double that
Although occupants of the Río Parita valley may not have been
of the Río Tonosí valley (Table 1). The CV for the Río Parita valley, in
faced with the same sorts of demographic pressures as those of the
fact, is even higher (in some cases substantially) than CV’s docu-
Río Tonosí valley, this does not mean that they were not presented
mented in the Valley of Oaxaca (Table 2)—where inter-annual vari-
with subsistence challenges of their own (e.g. Haller, 2008a:23).
ation in rainfall and other environmental conditions are argued to
The environment of the Río Parita survey zone is considerably drier
have posed a significant risk to subsistence pursuits, shaping the
than that of the Río Tonosí valley, and is in fact one of the driest
development of early complex societies (Sanders and Webster,
areas in all of Panama (ANAM, 2011); it receives much less annual
1978). Though the Río Parita valley receives somewhat more rain-
rainfall than the Río Tonosí valley (1000–1300 mm and 2100–
fall than does the Valley of Oaxaca, which receives about 700 mm
2700 mm, respectively) and experiences slightly higher rates of
annually (Kowalewski et al., 1989:8), it is clear that in some years
evapotranspiration (ANAM, 2011:31; see Berrey, 2014a:90–91,
it receives well below the Oaxaca average (Table 1). The CV for the
Figs. 42 and 43). The soils of the Río Parita survey zone also have
Río Tonosí valley is also in the range of those documented for Oax-
greater limitations with respect to cultivation than do those of
aca, but such variation would not have been as detrimental given
the Río Tonosí valley (ANAM, 2011:37; see Berrey, 2014a:91,
Fig. 4.4), increasing the restraints on agricultural pursuits.
In addition to being drier and having poorer soils than the Río Table 2
Tonosí valley, environmental conditions in the Río Parita valley Average annual rainfall (in mm) and coefficients of variation (CV) for three separate
locales in the Valley of Oaxaca. Data from Kowalewski (1980:154).
are also more variable from year to year. This further increases
the risks associated with agriculture production; the greater the Locale Range Mean SD CV
degree of inter-annual variability, the greater the degree of uncer- Oaxaca City 1941–1962a 597.4 91.9 0.154
tainty that households will meet all of their subsistence needs. Tlacolula 1926–1968b 529.7 160.7 0.303
Such variability is illustrated in Table 1, which presents the total Tlalixtac de Cabrera 1968–1977 788.6 137.0 0.174

annual rainfall for each year of a 10-year period (2001–2010) in a


Data missing for eight years of range.
both regions. Whereas the town of Parita falls within the limits b
Data missing for five years of range.
C.A. Berrey / Journal of Anthropological Archaeology 40 (2015) 196–212 207

the range within which rainfall varies. The driest year of this scale irrigation canals (e.g. Spencer, 1993), but there is no evidence
10-year period, for instance, still received approximately for such features among the regions of Central Panama. Other com-
1100 mm of rain, and this value would have been even higher mon risk-minimizing strategies include storage, food sharing, and
within the limits of the regional survey zone. distributing parcels of farmland across different environmental
It is worth noting that the relatively high CV’s observed for the zones (Hegmon, 1989; see Halstead and O’Shea, eds., 1989), each
Río Parita and Río Tonosí valleys may in part be due to the rela- of which would have been a viable option in the Río Parita valley.
tively small sample size from which they were derived. These Though storage was undoubtedly important to the occupants of
CV’s are calculated by dividing the standard deviation of rainfall this region, it is the latter two strategies listed that are most rele-
in each region by its respective mean, and smaller samples typi- vant for purposes here; these strategies, along with inter-
cally result in larger standard deviations. Despite this potential household cooperation in subsistence activities, may have helped
problem, however, there are data to suggest that these CV’s can spur the nucleation process that occurred at El Hatillo.
still be taken as reliable values. These data come from other To the extent that households engaged in food sharing and
regions of Panama for which annual rainfall data are available for cooperation in subsistence activities on a relatively frequent basis,
longer periods of time, but whose precipitation patterns could still it would have been advantageous, or even necessary, for them to
satisfactorily be characterized on the basis of a 10-year period. live near those households on whom they regularly relied. If
Table 3 presents the average annual rainfall and CV’s across a households wished to engage in these strategies with families out-
40-year period (1908–1947) for two separate sites in the Panama side of their kinship group, then this could help prompt the forma-
Canal Zone (Cristóbal and Balboa Heights). This table also presents tion of large local communities. Food sharing and other modes of
what the mean and CV would be for each of these two sites had reciprocal exchange are argued to create highly resilient social net-
they been calculated for any one of seven distinct 10-year periods works (Reynolds et al., 2003), and this may help explain the high
within the larger 40-year time frame. Despite the smaller samples degree of resiliency exhibited by El Hatillo; once El Hatillo emerged
from which these means and CV’s were derived, they would as a large local village between AD 550 and 700, it persisted as such
nonetheless provide a relatively accurate representation of the without interruption for at least the next 700 years (Haller, 2008a).
average rainfall and inter-annual variability for these two areas. The nucleation process at El Hatillo may also have been facili-
Using any of these calculations one would estimate that the mean tated by the way that farmland was distributed throughout the
annual rainfall for Cristóbal was approximately twice as high as region. If such land was distributed among different environmental
that of Balboa Heights, and that the CV’s for each site were roughly zones, so as to guard against shortcomings or catastrophe within
similar (with the possible exception of the first decade, in which any single one, then this would have discouraged households from
the CV for Cristóbal was somewhat higher). living directly on or adjacent to the plots of land that they farmed.
Taken together, then, these data indicate that the Río Parita val- Such a mode of land distribution has been documented among the
ley is notably drier, has poorer soils, and experiences greater levels Hopi of the U.S. southwest (Hegmon, 1989) and the Zapotec of
of inter-annual variability in rainfall than the Río Tonosí valley. Oaxaca during the early 20th century (Schmieder, 1930). As
While paleoclimatic data could help confirm these trends for the Flannery (2002:424) has summarized:
prehispanic era, they nonetheless suggest that there would have
Zapotec families collaborated in clearing land by means of large
been greater levels of agricultural risk for the prehispanic occu-
work groups, then distributed the land among the families who
pants of the Río Parita valley. This risk may not have been as great
participated. Because big work gangs moved from place to
as in other parts of the world where it is argued to have played an
place, a family could wind up owning parcels of land scattered
important role in early complex society development, such as
through several environments. This process not only spread risk
highland Mexico (Sanders and Webster, 1978; Spencer, 1993) or
among many families, it also minimized the chances that a local
the U.S. southwest (Nicholas and Feinman, 1989; Tainter and
environmental disaster would damage all of a family’s plant-
Tainter, eds., 1992), but it may well have been enough to prompt
ings. As Schmieder points out, it also promoted the growth of
occupants of the Río Parita valley to engage in certain forms of
large, permanent villages; since there was no point in moving
risk-minimizing behavior. In western Hawai’i early complex soci-
one’s house to fields that were scattered over so large an area,
eties would have had access to a comparably diverse range of
families continued to live within the larger cooperating group.
resources and received comparable levels of rainfall as those of
the Río Parita valley, yet they nonetheless adopted various forms
Households in the Río Tonosí valley would also likely have
of risk minimization, even in the most productive parts of the
cooperated with one another in certain subsistence activities, but
region (Allen, 2004).
such cooperation may not have been carried out with the same fre-
There are many forms of risk-minimization that inhabitants of
quency as at El Hatillo. For instance, among the Kofyar of Nigeria,
the Río Parita valley could have adopted so as to cope with the
who pursue intensive forms of cultivation organized at the house-
threat of agricultural risk. In some parts of the world this was
hold level and exhibit a dispersed pattern of settlement like that
accomplished through infrastructure such as dams and large-
envisioned for the Río Tonosí valley, households regularly

Table 3
Average annual rainfall (in mm) and coefficients of variaiton (CV) for Cristóbal and Balboa Heights. Data from NOAA (2002a,b).

Range Cristóbal Balboa heights Ratio of means Ratio of CV’s


Mean SD CV Mean SD CV (Cristóbal:Balboa Heights) (Cristóbal:Balboa Heights)
1908–1947 3358.5 521.5 0.155 1744.9 243.3 0.139 1.92 1.12
1908–1917 3395.3 594.9 0.175 1774.9 187.4 0.106 1.91 1.65
1913–1922 3005.3 434.0 0.144 1650.8 169.6 0.103 1.82 1.40
1918–1927 3188.6 557.5 0.175 1651.5 229.1 0.139 1.93 1.26
1923–1932 3377.8 466.8 0.138 1757.4 267.2 0.152 1.92 0.91
1928–1937 3418.7 553.7 0.162 1850.8 279.5 0.151 1.85 1.07
1933–1942 3654.5 500.2 0.137 1838.4 278.0 0.151 1.99 0.91
1938–1947 3431.2 404.8 0.118 1702.4 256.0 0.150 2.02 0.79
208 C.A. Berrey / Journal of Anthropological Archaeology 40 (2015) 196–212

cooperate in agricultural activities, particularly during the growing 2011:41, Table 3). It is also consistent with ethnohistoric observa-
season (Stone, 1991, 1992, 1996). The amount of time spent work- tions from Central Panama which document conflict mediation as
ing on another household’s farm, however, is relatively small, and an important role of chiefly authority (e.g. Andagoya, 1865:13).
typically constitutes no more than 20% of a household’s total agri- Whatever may have sparked the onset of inequality at El Hatillo
cultural labor, with the rest being spent on its own plot of land between AD 550 and 700, it is clear that it was successful in spur-
(Stone, 1991:347, Table 1). In those contexts where households ring a long trajectory of hierarchical development. Not only did
cooperated on a more frequent basis, it would have been advanta- inequality continue to develop here for at least the next 700 years,
geous to live near those households with whom they regularly but it did so in what seems to have been the same group of house-
cooperated. holds throughout this entire period of time (see Menzies, 2009).
A combination of risk-minimizing strategies may thus have The forces that initiated such perpetual inequality may have been
contributed to the nucleation process that occurred at El Hatillo quite varied, but some of them seem to have been connected to the
between AD 550 and 700, including food sharing, cooperation in nucleation process that was occurring at El Hatillo, perhaps via
subsistence activities, and distributing parcels of farmland among conflict that resulted from local community growth, or risk-
different environmental zones. These strategies may well have minimizing behavior that both sparked and was facilitated by set-
been at work in the period preceding El Hatillo’s growth (AD tlement nucleation.
250–550), but it was not until the subsequent 150 years, as regio- However, though the processes and activities associated with
nal population levels rose, that opportunities for food sharing and settlement nucleation may help explain the rise of inequality at
inter-household cooperation outside of one’s own kinship group El Hatillo, the absence of such nucleation does not necessarily
became a practical possibility. These new possibilities for interac- explain why no strong inequalities developed in the Río Tonosí val-
tion led to the growth of new and larger local communities, and ley. In both the Alto Magdalena and the Quijos region a dispersed
may have led to the development of new forms of social organiza- pattern of settlement extended across virtually the entire land-
tion as well. scape (Cuéllar, 2009; Drennan, ed., 2006; see Berrey, 2013), yet
notable levels of inequality have been documented for each of
4.4. Growth, interaction, and social inequality these two regions. In the Alto Magdalena during the Regional Clas-
sic period (AD 1–900) they were based largely in ritual activity,
Though the nucleation process at El Hatillo may have initially while in the Quijos region both ritual and interregional exchange
been sparked by factors relating to subsistence and risk- helped support clearly marked status distinctions. Such exchange,
minimization, these may not have been the only factors integrating however, does not seem to have been based on the movement of
this community during its initial period of demographic growth economic goods. As Cuéllar (2009:171) has suggested, ‘‘transac-
(AD 550–700). It was during this time that social inequalities first tions of a non-commercial nature were at the core of Quijos chiefly
emerged at El Hatillo (Menzies, 2009), and these may also have dynamics, and . . .marriage alliances were the driving force behind
come to play an important integrative role. Though inequalities the systems of regional and interregional interaction of which the
were only modestly manifest during this initial period, they Quijos chiefdoms were a part”.
nonetheless suggest that there was differential access to certain The dispersed nature of local interaction in the Río Tonosí valley
socially valued goods. Such differential access became even more therefore cannot explain why no strong level of social inequality
pronounced during the subsequent 200 years (AD 700–900; ever developed in this region. It does, however, help explain why
Menzies, 2009), and is a clear antecedent to the more marked some of the potential factors that helped spark inequality in the
levels of inequality that developed during the remainder of the Río Parita valley, along with some of the principal activities that
Late Ceramic II period. may have helped sustain it, did not develop, such as conflict medi-
Social inequality at El Hatillo could have arisen from a variety of ation brought on by scalar stress, the coordination of cooperative
factors. One possibility is that it arose in response to agricultural subsistence activities, and craft specialization. In the Río Partia val-
risk, and the activities that households engaged in so as to buffer ley these would all have been facilitated by the compact local com-
against it (e.g. Halstead and O’Shea, 1982; Spencer, 1993). Inequal- munity structure that existed at El Hatillo, and in some cases by
ities could have arisen, for instance, by particularly large, hard- the risker environmental conditions that existed in this region.
working, or otherwise productive households amassing Thus, even if inequalities were to have developed in the Río Tonosí
significant amounts of surplus, thus allowing them to gain leverage valley, they would likely have been based on different sorts of prin-
and/or prestige within their respective food-sharing network and ciples than what was common to other parts of Central Panama.
throughout the larger community (e.g. Halstead and O’Shea,
1982; see Kohler et al., 2007:94). They may also have arisen as a 4.5. Subsequent developments
result of increased cooperation in subsistence activities, and the
need for some individuals to coordinate that cooperation (Kohler With the rise of El Hatillo the stage was now set for households
et al., 2012). to engage in the frequent patterns of interaction that traditionally
It is also possible that inequality emerged at El Hatillo as a facilitate the development of inequality and other complex forms
result of the dramatic levels of community growth that were of social organization. This inequality continued to develop for at
occurring at this time (see above). This growth would have least the next 400 years (from AD 900 to 1300), culminating in
resulted in greater levels of inter-household conflict, and thus the the relatively elaborate graves and stronger levels of household dif-
need for individuals to mediate such disputes (e.g. Johnson, 1982). ferentiation that are evident during the Late Ceramic II period. Dur-
Providing conflict mediation may have afforded certain households ing this period El Hatillo remained the largest local community in
a higher status within the community (Rosenberg, 2009; see the Río Parita valley, and continued to serve as an important cen-
Sahlins, 1958), leading to the modest manifestation of inequality tral place around which supra-local interaction was organized
that is apparent at this time. That these inequalities emerged as (Fig. 12; see Haller, 2008a). El Hatillo’s population did not change
a result of inter-household conflict brought on by El Hatillo’s rapid much during this period of time, nor did the larger regional popu-
growth is consistent with the fact that it was during this time that lation (Fig. 5; see Haller, 2008a).
the community’s population surpassed an important threshold It was also during this time that warfare seems to have emerged
that multiple scholars have argued can prompt increased levels as an important element of social inequality in the Río Parita val-
of scalar stress (ca. 150 people; see Kosse, 2001; Feinman, ley. Like the nucleation process warfare may have arisen (at least
C.A. Berrey / Journal of Anthropological Archaeology 40 (2015) 196–212 209

Fig. 12. Smoothed surfaces of regional settlement in the Río Parita (left) and Río Tonosí (right) valleys (following Peterson and Drennan, 2005). The surface on the left
illustrates the supra-local community centered on El Hatillo during the Parita phase (AD 1100–1300); that on the right illustrates the absence of such a community around
Guaniquito Abajo during the Bijaguales phase (AD 1000–1522).

in part) in response to the relatively high degree of environmental et al., 2010; Earle, 1997; Scarborough and Burnside, 2010), but
risk that existed in this region. Ethnohistoric documents indicate there is also a great deal to be learned by comparing trajectories
that defending the resources within one’s territory, or attempting across a much smaller scale. To the extent that this scale encom-
to acquire those from another, were important motivations for passes only culturally related and interacting groups, it allows us
warfare during the 16th century (Linares, 1977:73–74; see to home in more closely on the forces of social change and the fac-
Helms, 1979:33, 1994:57). So too, however, was the prestige that tors the lead to organizational variation. Central Pacific Panama
was gained from success in battle. Not only was such success an represents one such context, which, like other parts of the Interme-
important pathway for status advancement (Helms, 1979:13, diate Area, exhibits considerable variation in the degree of inequal-
31–37; de Oviedo, 1959:28–29), but it is argued to have been a ity that developed in different regions. While the variability that
critical part of sustaining the ideology on which chiefly power can be observed here is well recognized in the archaeological liter-
was based (Helms, 1979; see Earle, 2001a). In this sense warfare ature, it is not often the explicit focus of research among
in the Río Parita valley may have been spurred more by sociopolit- archaeologists.
ical factors than by purely economic ones during the Late Ceramic In Central Panama this observed variation in hierarchical devel-
II period. opment is based largely on differences in mortuary data. As noted
In contrast to the Río Parita valley, the regional population of above, there is good reason to believe that these differences are
the Río Tonosí valley continued to grow from AD 1000 to 1522 indeed reflective of different levels of inequality, and this is sup-
(Fig. 5). As population levels rose settlement remained highly dis- ported by regional settlement data from the Río Tonosí valley. Even
persed throughout the region, though notable levels of nucleation if strong inequalities had developed in the Río Tonosí valley, but
emerged at Guaniquito Abajo (Berrey, 2014a:55). While Guaniq- were not expressed through conspicuous displays of status on
uito Abajo likely served as a focal point around which supra-local the part of elite individuals, as might be expected among more cor-
interaction was organized (given the numerous small earthen porate (Blanton et al. 1996) or group-oriented (Renfrew 1974)
mounds that were constructed there, which are likely indicative modes of social hierarchy, then these inequalities should be appar-
of ritual functions; see Ichon, 1980), such interaction was struc- ent in alternative lines of evidence. One common manifestation of
tured rather differently than in the Río Parita valley. Not only inequality in such contexts is differential access to key economic
would this interaction have been organized around different sorts resources (e.g. Earle, 2001b). Settlement data from the Río Tonosí
of principles, but these principles do not seem to have had the valley, however, suggest that no differential access ever existed.
same centripetal effect on settlement that those at El Hatillo had. There was no concentration of important goods or craft activities
Unlike the very centralized and clearly discernable supra-local anywhere in the region, and there was no apparent control over
community that developed around El Hatillo, no such community any productive resources (Berrey, 2014a). These data thus suggest
can be identified in the Río Tonosí valley (Fig. 12). Instead, con- that the mortuary data from the Río Tonosí valley are representa-
cerns of having immediate access to cultivable land seem to have tive of relatively weak social inequalities, as much of the classic
remained the primary factor behind settlement location, as house- mortuary literature would suggest (Binford, 1971; Saxe, 1970).
holds continued to concentrate among the moderately productive What, then, may have led to these variable levels of social
Class II soils that flank the Río Tonosí floodplain (Berrey, 2014a). inequality among the early complex societies of Central Pacific
The very decentralized nature of supra-local interaction in this Panama? Regional settlement and environmental data from the
region may also have had to do with the relatively undeveloped Río Parita and Río Tonosí valleys suggest that some familiar factors
nature of social inequality; lacking any significant degree of hierar- may have been at play, though in some instances they resulted in
chical organization, this region would have been without one of somewhat different outcomes than much of the early complex
the most effective known mechanisms for large-scale integration. society literature would lead one to expect. Regional population
growth was one such factor. Though both the Río Parita and Río
5. Summary and conclusions Tonosí valleys experienced notable levels of regional population
growth between AD 500 and 1000, growth in the latter region
Understanding the development of social inequality has long was more substantial. Much of the classic early complex society lit-
been and remains a major objective of early complex society erature suggests this should have resulted in greater levels of
research (e.g. Price and Feinman, eds., 1995, 2010; Flannery and inequality in the Río Tonosí valley (e.g. Carneiro, 1970), particularly
Marcus, 2012). Such research has revealed a great deal of variabil- given the rather circumscribed nature of this environment (see
ity in the way early inequalities developed, and attempts to iden- Berrey, 2014a:22), but here regional population growth may actu-
tify the numerous factors that underlie such variability. Much ally have discouraged inequalities from forming (or at least the
headway has been made in this regard through global-scale com- activities that helped underwrite inequalities in other parts of Cen-
parisons of early complex society development (e.g. Drennan tral Panama). Rather than adopt new, hierarchical forms of social
210 C.A. Berrey / Journal of Anthropological Archaeology 40 (2015) 196–212

organization to help cope with high regional population densities, Berndt, Ronald M., 1964. Warfare in the New Guinea Highlands. Am. Anthropol. 66
(4), 183–203.
households in the Río Tonosí valley opted to deal with such pres-
Berrey, C. Adam, 2013. Interaction structures and the development of early complex
sure at the household level by laying claim to their own plots of society in Southern Central America and Northern South America. In: Palumbo,
land. This decision resulted in a dispersed settlement pattern, Scott D., Boada Rivas, Ana María, Locascio, William A., Menzies, Adam C.J. (Eds.),
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Alberto, 2003. Who crafted, exchanged, and displayed gold in pre-Columbian
Fieldwork in the Río Tonosí valley was funded by a National Panama? In: Quilter, Jeffrey, Hoopes, John W. (Eds.), Gold and Power in
Ancient Costa Rica, Panama, and Colombia. Dumbarton Oaks, Washington, D.
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Regional settlement data for the Río Parita valley was made avail- Cooke, Richard, Jiménez, Máximo, Ranere, Anthony, 2007. Influencias humanas
able via the Comparative Archaeology Database at the University of sobre la vegetación y fauna de vertebrados de Panamá: Actualización de datos
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