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Generation Cohorts and Personal Values A Comparison of China and The United States
Generation Cohorts and Personal Values A Comparison of China and The United States
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Organization Science inf
Vol. 15, No. 2, March-April 2004, pp. 210-220 DOI 10.1287/orsc. 1030.0048
ISsN 1047-7039 I EISSN 1526-5455 104 150210210 C 2004 INFORMS
Carolyn P. Egri
Faculty of Business Administration, Simon Fraser University, 8888 University Drive, Burnaby, British Columbia, Canada V5A 1S6,
carolyn_egri @ sfu.ca
David A. Ralston
University of Oklahoma, 306 West Brooks, Norman, Oklahoma 73091, dralston@ou.edu
his sionals.
study investigated thegenerations
The three Chinese generation cohort value
(Consolidation, orientations
Cultural of Social
Revolution, 774 Chinese and 784
Reform) since U.S. managers
the establishment of and profes-
Communist China were significantly more open to change and self-enhancement but less conservative and self-transcendent
than the Republican Era generation. The value orientations of U.S. generations (Generation X, Baby Boomer, Silent gener-
ation) followed an age-related pattern with the exception of self-transcendence values. The least similar value orientations
were between Chinese and U.S. generations that had grown up during Communist China's closed-door policy. The more
entrepreneurial value orientations of the most recent Chinese generations appear to be compatible with organizational
changes currently under way in China's state-owned sector.
Key words: cross-cultural values; international management; demographic differences; China; United States
"Culture is an evolving set of shared beliefs, values, to future culture change, a generation's values orienta-
attitudes, and logical processes which provide cognitive tion becomes more pervasive in a national culture as it
maps for people within a given societal group to per- becomes the majority in societal positions of power and
ceive, think, reason, act, react, and interact. This defini- influence (Inglehart 1997).
tion implies that culture is not static; rather, it evolves While there has been extensive research on U.S. gen-
over time" (Tung 1996, p. 244). In other words, cultural eration cohorts (Strauss and Howe 1991, Thau and
change is an ongoing evolutionary process that involves Heflin 1997), very little research has been conducted
changes in the priorities of values at both individual on the existence or characteristics of generation cohorts
and societal levels. While cross-cultural value differ- in China (Pan et al. 1994, Ralston et al. 1999). The
few cross-cultural studies on generational values change
ences in national cultures have been studied extensively
have used common age groups or median year of birth
(Inglehart 1997, Schwartz 1997, Triandis 1995), there
has been little cross-cultural research on the value ori- as proxies for generation rather than the sociohistorical
events that more accurately define a country's generation
entations of national subcultures (Smith and Schwartz
cohorts (Inglehart 1997, Pan et al. 1994).
1997).
This paper reports on a cross-cultural investigation of
Generation is one type of national subculture that
the value orientations of generation cohorts in China and
reflects the value priorities emphasized during a coun-
the United States. Our primary focus is on the nature of
try's particular historical period. Generation subcul-
culture change in China and the implications of Chinese
ture theory proposes that significant macrolevel social,
generation cohort differences (and similarities) in value
political, and economic events that occurred during a orientations for corporate transformation in China. The
birth cohort's impressionable preadult years result in a United States was selected as the comparison country
generational identity comprised of a distinctive set of for two reasons. First, the significantly different cultural,
values, beliefs, expectations, and behaviors that remain socioeconomic, and political histories of China and the
relatively stable throughout a generation's lifetime United States (Pan et al. 1994) mean that these cross-
(Inglehart 1997, Strauss and Howe 1991). Generation cultural comparisons provide a strong test of the relative
subcultures are important for understanding the evolu- influence of national culture and generation subculture.
tionary process of culture change. In that generation Second, the United States has been identified as a dom-
cohorts reflect the values emphasized during a particu- inant influence in predictions that modernization and
lar historical period, they encapsulate the nature of cul- industrialization processes are creating a common global
ture change that has taken place in a country. In respect business culture (Barnet and Cavanaugh 1994). As such,
210
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Egri and Ralston: Generation Cohorts and Personal Values
Organization Science 15(2), pp. 210-220, C 2004 INFORMS 211
the United States serves as a benchmark for moderniza- Generation cohorts are societal subcultures whose
tion in China. value orientations reflect the significant cultural, politi-
The identification of generations' value orientations cal, and economic developments that occurred during
is especially relevant for Chinese organizations that are a generation's preadult years (Strauss and Howe 1991,
in the midst of transformational change. Knowledge Thau and Heflin 1997). In contrast, a life-stage theory
regarding significant generational value differences can proposes a universal developmental sequence through-
help organizations predict the degree of receptivity out the human life cycle (childhood, adolescence, early
(and resistance) of their workforce to planned corporate adulthood, middle adulthood, and old age). As peo-
changes. Managerial flexibility in responding to gener- ple age, they become more collectivistic, conservative,
ational differences in values and motivational goals can and self-transcendent, and less individualistic, open to
also enhance the development of effective work relation- change, and self-enhancing (Erikson 1997, Smith and
ships and organizational effectiveness (Jurkiewicz and Schwartz 1997, Stevens-Long 1990).
Brown 1998, Kupperschmidt 2000). Inglehart's (1997) theory of intergenerational values
In sum, this study sought answers to the following change is based on two hypotheses: the socialization
three research questions: hypothesis and the scarcity hypothesis. The socialization
* Given the major changes in the recent social and hypothesis proposes that adults' basic values reflect the
socioeconomic conditions of one's childhood and ado-
economic history of China, how have personal values
changed over the generations? lescence. Longitudinal research has shown that this value
* What are the changes in the corresponding periods orientation remains relatively stable throughout one's
in the United States? lifetime (Inglehart 1997, Lubinski et al. 1996, Meglino
* Have personal values converged or diverged be- and Ravlin 1998, Sears 1981). Although societal con-
tween these two countries as a result of modernization ditions can change the relative importance a generation
or corporate transformations in China in recent years? attributes to various personal values, these are only tem-
porary shifts with generations' value orientations return-
ing to previous levels once stability is regained (Inglehart
1997).
Literature Review and Hypotheses
Inglehart's scarcity hypothesis proposes that the great-
"Values specify an individual's personal beliefs about
est subjective value is placed on those socioeconomic
how he or she 'should' or 'ought' to behave" in his
environmental aspects that are in short supply during a
or her social environments (Meglino and Ravlin 1998,
generation's youth. Thus, generations growing up during
p. 354). In this study, we used Schwartz's (1994, 1997)
periods of socioeconomic and physical insecurity (e.g.,
values model, which has been used extensively in cross-
social upheaval, war, economic distress) learn modernist
cultural studies of individual values (Smith and Schwartz
survival values (e.g., economic determinism, rational-
1997). Incorporating values identified in a diversity of
ity, materialism, conformity, and respect for authority).
cultures, the Schwartz values model and the reliability
Alternatively, generations growing up during periods of
of its measurement have been cross-culturally validated
socioeconomic security learn postmodernist values (e.g.,
with 97 samples in 44 countries, including China and
egalitarianism, individualism, interpersonal trust, toler-
the United States (Schwartz 1994, 1997). ance of diversity, self-transcendence).
The Schwartz Values Survey (SVS) identifies 10 uni- In terms of Schwartz's values typology, societal
versal values that are organized into a system ofinsecurity would result in a generational emphasis on
four types of higher-order values: openness to changeconservation and self-enhancement values, whereas soci-
(self-direction, stimulation), conservation (conformity,etal security would result in a generational emphasis on
security, tradition), self-enhancement (achievement, openness to change and self-transcendence values. Fur-
hedonism, power), and self-transcendence (benevolence,ther, socioeconomic development and democratization
universalism). Openness to change values relate to thehave been found to be positively related to the impor-
importance of personal autonomy and independence, tance of openness to change and self-transcendence
variety, excitement, and challenge. Conservation valuesvalues and negatively related to the importance of
relate to the importance of self-control, safety, and conservation and self-enhancement values (Schwartz and
stability in societal and personal relationships, and toRos 1995, Schwartz and Sagie 2000).
respecting cultural traditions. Self-enhancement values
relate to achieving personal success through demon- Generations and Personal Values in China
strated competence, attaining social status and prestige,The history of China since the end of the Qing Dynasty
and control over others. Self-transcendence values relate in 1911 has been one of radical social, political, and
to protecting and enhancing the well-being of those with economic changes (Ladany 1988, Vohra 2000). The
whom one has close contact, as well as the welfare ofRepublican Era (1911-1949) was a period of extreme
all people and nature. poverty, natural disaster, war, and political instability,
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Egri and Ralston: Generation Cohorts and Personal Values
212 Organization Science 15(2), pp. 210-220, C 2004 INFORMS
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Egri and Ralston: Generation Cohorts and Personal Values
Organization Science 15(2), pp. 210-220, C 2004 INFORMS 213
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Egri and Ralston: Generation Cohorts and Personal Values
214 Organization Science 15(2), pp. 210-220, C 2004 INFORMS
and Generation
Baby Boomers' and Generation Xers's high Xself-reliance
generations have had substantially
and independence suggest low importance
more mutual exposureto due
benevo-
to China reopening the doors
and theactivism
lence. In Western societies, political impact of modern
has communication
been technolo-
found to be positively related togies (e.g., the Internet) and
universalism, industrialization.
which is Thus, our
hypothesis regarding
concerned with understanding, tolerance, and cross-cultural
the wel- generational similar-
itiesand
fare of all people and nature (Smith in values orientations is1997).
Schwartz as follows:
Baby Boomers' social, political, and environmental
HYPOTHESIS 3. The most recent generation cohorts in
activism suggests high importance for universalism.
China and the United States (Social Reform and Gen-
Generation Xers' social activism (especially environ-
eration X) have more similar value orientations than
mentalism) suggests that universalism is more impor-
their predecessor generation cohorts (Cultural Revolu-
tant for them than for the Silent generation, which has
tion, Consolidation, and Baby Boomer; Republican and
not been associated with societal activism. In sum, the
Silent generations).
Silent generation's very high valuation of benevolence
and Baby Boomers' very high valuation of universal-
Method
ism suggests that both generations would attribute higher
importance to self-transcendence values than Genera-
tion Xers.
Sample and Procedure
Participants were 774 Chinese and 1,004 U.S. managers
HYPOTHESIS 2D. The Silent andand professionals
Baby Boomer surveyed in 1995. Chinese partici-
gener-
ations attribute higher importance to self-transcendence development pro-
pants were enrolled in management
values than Generation X. grams conducted in the seven regions of China (16%
Beijing, 12% Lanzhou, 14% Dalian, 10% Shanghai,
Cross-Cultural Differences in Generation 16% Wuhan, 14% Guangzhou, and 18% Chengdu).
Cohort Values Chinese participants were employed in state-owned
In general, Chinese have been found to attribute higher enterprises in a variety of industries (8% manufacturing,
importance to conservation and collectivism values, 24% services, 9% financial, and 60% other). Anonymity
whereas U.S. participants attribute higher importance toand confidentiality assurances to participants necessi-
openness to change, self-enhancement, and individual- tated that age data be collected in five-year categories
ism values (McGrath et al. 1992, Ralston et al. 1997, to minimize the perception that exact ages could iden-
Smith et al. 1996). However, national-level compar- tify individuals (89% response rate). U.S. participants
isons of means do not adequately address cross-cultural were obtained by mailing a survey to a national ran-
differences in intracultural values variation that have dom sample of U.S. managers and professionals identi-
important implications for international research and fied through a Dun & Bradstreet database (28% response
management (Au 1999, Schwartz and Sagie 2000). rate). U.S. participants were employed in a variety of
To paraphrase our third research question, whichregions (43% Mid-Atlantic, 6% Midwest, 12% New
Chinese and U.S. generations have the most in common? England, 5% South, and 33% West) and industries (16%
Are within-culture generation value differences greater
manufacturing, 20% services, 17% public nonprofit,
13% financial, and 35% other).
than cross-cultural generation value differences? The
Chinese and U.S. participants were significantly dif-
culture-dominant explanation suggests that values differ-
ferent in terms of demographic characteristics. Chinese
ences between China and the United States are greater
participants were significantly younger (t = -15.67, p <
than value differences between generations within each
0.001), had a higher proportion of males (t = -7.49,
country. However, societal modernization and global
p < 0.001), and were less likely to be married (t =
industrialization may be leading to an international con-
23.30, p < 0.001) than U.S. participants. Chinese partic-
vergence of personal values (Barnet and Cavanaugh
ipants also held lower-level positions (t = -11.89, p <
1994, Yang 1988). Alternatively, a crossvergence of
0.001) and were employed in larger organizations (t =
value orientations may be occurring due to the differ-
-2.45, p < 0.05) than U.S. participants. Given these
ent influences of the global environment and national
sample differences and their potential impact on value
culture (Ralston et al. 1997), with socioeconomic con-
orientations (Meglino and Ravlin 1998), these factors
ditions affecting individualistic values more than collec-
were controlled for as covariates in data analyses.
tivistic values (McGrath et al. 1992).
In developing a hypothesis regarding cross-culturalVariables and Measures
generational similarities, one important factor is the
degree of cultural interaction between China and the Personal Values. The SVS was used to measure per-
United States. Early generations in these two cultures sonal value orientations (Schwartz 1994). The SVS con-
have had very limited interaction, especially during the sists of 56 items that respondents rated using a 9-point
closed-door policy years. Conversely, the Social ReformLikert-type scale. A translated Chinese language version
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Egri and Ralston: Generation Cohorts and Personal Values
Organization Science 15(2), pp. 210-220, C 2004 INFORMS 215
Table 1 Personal Values of Chinese and U.S. Generation Cohorts: Standardized Means and Standard Deviations
China 774 -0.02 0.39 -0.08 0.28 -0.11 0.41 0.18 0.26
Social Reform 1971-1975 20-24 183 0.14 0.37 -0.12 0.25 -0.10 0.45 0.13 0.25
Cultural Revolution 1961-1970 25-34 215 0.03 0.37 -0.14 0.29 -0.01 0.42 0.13 0.27
Consolidation 1951-1960 35-44 227 -0.07 0.37 -0.07 0.27 -0.11 0.39 0.19 0.25
Republican 1930-1950 45-65 149 -0.22 0.37 0.04 0.26 -0.26 0.35 0.30 0.21
United States 784 -0.01 0.43 -0.08 0.32 -0.17 0.36 0.27 0.25
Generation X 1965-1975 20-30 110 0.11 0.39 -0.18 0.28 -0.03 0.37 0.25 0.31
Baby Boomer 1946-1959 36-49 564 -0.00 0.43 -0.08 0.32 -0.17 0.35 0.28 0.24
Silent Generation 1925-1940 55-69 110 -0.16 0.44 0.06 0.32 -0.29 0.34 0.27 0.28
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Egri and Ralston: Generation Cohorts and Personal Values
216 Organization Science 15(2), pp. 210-220, C 2004 INFORMS
China
Generation cohort 9.96*** 9.95*** 8.07*** 11.07***
Gender 4.90* 3.71 1.70 0.74
Marital status 4.97* 5.12* 0.26 0.80
Position level 3.51 2.87 6.24* 6.29*
Company size 0.62 0.69 0.14 0.00
United States
Generation cohort 10.64*** 17.95*** 15.69*** 0.71
Gender 0.00 14.42*** 3.77 30.11***
Marital status 3.79 2.22 6.27* 2.66
Position level 3.45 13.71*** 15.67*** 3.88*
Company size 10.09** 4.34* 6.83** 16.19***
Table 3 Chinese and U.S. Generation Cohort Values Differences: Hypotheses and Results of Post Hoc Group Comparisons
China
Openness to change 1A. Social Reform > (Republican, 1A. Social Reform > Cultural Revolution > Consolidation >
Consolidation, Cultural Revolution) Republican
Conservation 1B. Republican > Cultural Revolution > 1B. Republican > Consolidation > (Social Reform,
Consolidation > Social Reform Cultural Revolution)
Self-enhancement 1C. Social Reform > Republican > 1C. Cultural Revolution > (Social Reform, Consolidation)>
Consolidation > Cultural Revolution Republican
Self-transcendence 1D. Republican > (Consolidation, Cultural 1D. Republican > Consolidation > (Cultural Revolution,
Revolution, Social Reform) Social Reform)
United States
Openness to change 2A. (Generation X, Baby Boomer) > Silent 2A. Generation X > Baby Boomer > Silent
Conservation 2B. Silent > Generation X > Baby Boomer 2B. Silent > Baby Boomer > Generation X
Self-enhancement 2C. Baby Boomer > (Silent, Generation X) 2C. Generation X > Baby Boomer > Silent
Self-transcendence 2D. (Silent, Baby Boomer) > Generation X 2D. Baby Boomer = Silent = Generation X
China and United Statesa
Openness to change 3. (Social Reform and Gen X) have more A. (Social Reform, Generation X)> (Cultural Revolution,
Conservation values similarities than (Cultural Baby Boomer) > Consolidation > (Silent, Republican)
Self-enhancement Revolution, Consolidation, and Baby B. (Silent, Republican) > (Consolidation, Baby Boomer)>
Self-transcendence Boomer) or (Republican and Silent) (Social Reform, Cultural Revolution, Generation X)
C. (Cultural Revolution, Generation X)> (Social Reform,
Consolidation)> Baby Boomer > (Republican, Silent)
D. (Republican, Baby Boomer, Silent, Generation X)>
Consolidation > (Cultural Revolution, Social Reform)
Note. aFor Hypothesis 3 results, values similarities for paired Chinese and U.S. cohorts are indicated as follows: italic font for Social Reform
and Generation X; bold italic font for Cultural Revolution, Consolidation, and Baby Boomer; bold font for Republican and Silent.
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Egri and Ralston: Generation Cohorts and Personal Values
Organization Science 15(2), pp. 210-220, C 2004 INFORMS 217
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Egri and Ralston: Generation Cohorts and Personal Values
218 Organization Science 15(2), pp. 210-220, C 2004 INFORMS
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Egri and Ralston: Generation Cohorts and Personal Values
Organization Science 15(2), pp. 210-220, C 2004 INFORMS 219
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