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N. YOSHIDA
This paper presents theoretical equations for calculating pump flow rate and bearing applied load which
are important characteristics within external gear pump design. In the external gear pump mass-produced at
JTEKT, the eccentricity of the gear housing greatly affects its characteristics. Taking this fact into consideration,
I conducted theoretical analysis of leakage through gear tip clearances. This paper describes the equations for
the physical model and the analytical solutions of the equations as well as the numerical calculation method for
calculating the eccentricity position. It also contains a comparison of the values calculated using my proposed
theoretical equations with previous theoretical values and the experimental values. Furthermore, this paper shows
examples of calculated results for the theoretical optimum conditions for the eccentricity position.
Key Words: fluid power system, hydraulic pump, external gear pump, leakage flow rate, bearing load, theoretical
analysis
To understand the actual flow rate of the displacement When eccentricity of the gear housing arises
type pump, it is necessary to take into account not only (eccentricity ratio eG and eccentricity direction hGe), the
the theoretical displacement volume V th obtained from gear tip clearance between the gear tip and the housing
the geometric form and the rotational speed n G, but also inner diameter changes according to position angle h.
the leakage flow rate. The leakage flow rate refers to the When the pump operates (i.e. when the gear rotates),
part of the delivered flow rate which flows backward during the state in which oil has filled the pump space, the
into the inlet space. It is caused by leakage flow from outlet pressure increases relatively by only Dp P in respect
the high-pressure outlet space to the low-pressure inlet to the inlet pressure. The gear tip clearance functions to
space through gaps between the parts of the pump. Taking seal oil leakage from the outlet side to the inlet side. In
into account the leakage flow rate DQ P, the volumetric this analysis, the pressure pulsation in the outlet space and
efficiency representing the flow rate performance is the flow unsteadiness are considered to be negligible, and
5)
defined by the following equation . therefore static analysis is conducted with consideration
to a steady state. It is assumed that pressure inside each
DQ P
gV = 1 − ⑴ tooth space is uniform, and that there is no inlet/outlet
Vth · nG
pressure loss at the edge of each gear tip clearance and no
change in the viscosity and density of the fluid.
1) Equations for calculating leakage flow rate through
4. Theoretical analysis single gear tip clearance
4. 1 Equations for calculating leakage flow rate
through gear tip clearances with eccentricity Tooth space of the Tooth space of the
low-pressure side high-pressure side
Figure 2 shows the designated dimensions and
definitions of the coordinates (circumference direction Gear tip i
lS
position h and the Cartesian coordinates x and y). Here, Tooth space Tooth space
i −1 Moving velocity of wall surface U
the directions of the angle of circumference position and i
Outer diameter It is assumed that, for the flow in the space of a single
Inlet space of shaft
p =0 Inner diameter of gear tip clearance i as shown in Fig. 3, the wall surface
journal bearing of the housing can be displayed as a linear plane as the
2 2 1
curvatures of the gear and housing are extremely large in
h
i
1
hS
i Rotational direction
arbitrary angle h, the gap amount h at the gear tip can be
hs1
PSi
x of the gear
P Mi
Tooth
space h(h)=h 0{1−eG・cos(h−he)} ⑵
Direction of Zs
Gear tip
rG
FGz1
pC1 The position x i in the flow direction at each gap is
Z0
pC 2
Closing space xi
FGz2
xi = r G( h− hsi )⇔ h = hsi + r ⑸
G
zS
2p
( i − 1)
hsi = hs1 +
zG
⑺ R Dp
i =1
Si = D pP ⑿
To consider the influence of the flow velocity in the gap By solving equation ⑾ for pressure differential Dp P,
caused by the gear rotation, it is assumed that the gear the following equation was obtained.
wall surface moves in the direction shown in Fig. 3 at the
ls 12l·DQ P 1 ls
constant velocity U expressed by the following equation. DpSi = 6lU ∫ h (x )dx +
0
−2
i i
b ∫ h (x )dx
0
−3
i i ⒀
U =2pr Gn G ⑻
Substituting this in equation ⑿ and I solved for DQ P1,
In this space, the position x i in the flow direction is thus obtaining the following equation of the leakage flow
determined from the edge of the upstream side (inlet per gear.
space side) in the flow passage shown in Fig. 3, and the zS −1
gap amount h i changes according to x i. As the pressure b ls
12l R(∫
DQ P 1= dx )
h (x ) −3
i i i
0
is different within each tooth space, the static pressure i =1
zS
ls
differential Dp Si exists between the two edges of the flow
passage.
(DpP − 6lU R
i =1
∫ h (x )dx )
0
−2
i i i
⒁
In this flow passage space, it could be considered that b
zS hsi+Dhs −1
negligible, since the flow passage width is much larger The total leakage flow rate of the pump is expressed as
than the gap amount. Furthermore, it is assumed that the DQ P=2・DQ P1, since there are two gears.
velocity component of the y direction can be overlooked
since the change in the gap amount in respect to x is 4. 2 Calculation of the bearing load force
extremely small. There are four kinds of pressure acting on the gear
The equation of motion, the boundary conditions and circumference, which are divided by their position ranges
the equation of continuity for the state of pressure p on the circumference.
and velocity u of a Newtonian fluid in such a space are ・Tooth space closed by the sealing internal diameter of
expressed by the following simultaneous equations. the housing
DQ P 1 = b
1
DpSi −
U ∫h
0
−2
i dx
⑾ p( h )=
p C1 ( hZ 0 < h < hZ 1)
⒅
ls ls
2 p C2 ( hZ 2 < h < hZ 0)
∫
12 l h i dx
0
−3
∫h
0
−3
i dx
Next, I described the derivations of the above
2) Equation for calculating leakage flow rate in entire mentioned equations ⒂ to ⒅
pump
The pressure differential Dp P across the inlet space 1) Equations for calculating pressure distribution in
and the outlet space equals the total loss of pressure from sealed areas
the several sealing gear tip clearances. Therefore, the I obtained the following equation on the pressure p Mi
following equation was obtained. in each tooth space i that is closed by the sealed inner
circumference of the housing. circumference around the two contact points of the gears.
i
The volume of these closed spaces changes due to gear
pMi = R DpSi ⒆ rotation, however the pressure inside can become to be
i =1 higher than that of the pump outlet. This is due to the
From this, the following equation is obtained by difficult compressibility of the fluid, and because a flow
substituting equation ⒀. passage with insufficient area forms between the two
i i
tooth surfaces or in a notch of the side plate. This paper
ls 2 ·DQ P 1 ls
omits description of this theoretical analysis.
pMi = 6l UR ∫ 0
h−2
i (x i )
dx i −
b R ∫ h (x )dx
i =1 0
−3
i i i
i =1
⒇
When two gears engage each other with contact at one
i
hsi+Dhs
2 ·DQ P 1
i
hsi+Dhs or two points as shown in Fig. 2, the engagement force
= 6l UR ∫ hsi
h−2( h )dh −
b
R∫
i =1 hsi
h−3( h )dh acts in the circumference direction (h) and its magnitude
i =1
is expressed in the following equation, where the torque
Pressure distribution in the gear tip clearance is T Pi is the torque received at each engagement point i .
affected by a phenomenon called the “edge effect”.
TPi
As a result, pressure in the flow passage becomes to FZi = rZi (
, i = 1, 2 )
higher than that of both edges due to the inflow of oil
T P=T P1+T P2
caused by the movement of the wall in the flow passage
direction. Consequently, the pressure in the gap does not The actual pump torque T P is expressed by the
simply drop linearly in the flow direction. The following following equation, in which several losses are not taken
equation obtained from the solution of equations ⑼ into account because the dominant factor is the act of
and ⑽ expresses the pressure distribution caused by the high-pressure pumping.
phenomenon.
Vth
TP = D pp
U xi 1 xi 1 2p
Si x i )
p( =pM( i−1)+12l
2 ( ∫h 0
i
2 dx i −DQ P 1 ∫h
0
i
3 dx i )
The central direction component of the engagement
U h 1 h force F Zi is expressed by the following equation, where aG
⇔ p( =pM( i−1)+12l
Si h )
( 2∫ hsi
2
h( h)
d h −DQ P 1 ∫ h(1h)dh )
hsi
3
is the engagement pressure angle of the gear.
1−eG sin h
FZy =− R FZio sin hZi
2 tan
−1
J(h)=
1−eG
2 1+eG 1+cos h 2
Vth sin hZi
=−
2p
D pp sin aG R rZi
where the domain of function is −p/2 h<p/2, i =1
2p
It is obvious that the bearing characteristics of the
FGx =−rG b ∫ p( h)coshd h + F
0
Zx
external gear pump obey the previous established theory.
FGy
2p
=−r b∫ p( h )sinh d h + F In this paper, the bearing performance numerical values
G Zy
0
used in the calculation are referenced from a separate
7)
FG = FGx 2 + FGy 2 document .
1.0
4.5
0.9
4.0
0.8
Eccentricity Solid line :Experimental Tested pump
0.7 direction hG [°]
e measured value
3.5 No.1
0 Dotted line :Theoretical
90 calculated value No.2
0.6
180
270 3.0
0.5 0 2 4 6 8
0 0.2 0.4 0.6 0.8 1
Pressure differential across a pump Dp P , MPa
Eccentricity ratio e G , −
(a) Flow rate of entire pump
Fig. 5 Comparison of proposed theoretical values and
forces acting due to the pressure distributed along the ・This theory takes into account the eccentricity of the
circumference of the gear cancel each other out in the gear more correctly than the previous theory, and its
second and third quadrants of the coordinate space in calculation results are much different from those of the
Fig. 2, and the x direction components counteract the previous theory, except for the local conditions.
closing pressure and engagement force and decrease. In ・When the experimental values are compared with the
addition, the bearing load increases with an increase in calculated values according to the proposed theory, the
the eccentricity ratio because the pressure is distributed calculated values are confirmed as valid.
unevenly. Taking into account that the life of the rolling ・The leakage flow rate through the gear tip clearances
element type bearing is generally inversely proportional greatly changes according to the eccentricity ratio.
8)
to approximately the cube of the load , attention must be ・The bearing load changes greatly due to the eccentricity
given during design because even a change in the load as direction.
small as that in Fig. 7 (b) greatly influences the reliability
of the product.
References
1.02 1) Atsushi Miyadzu: Optimum Radial Tip Clearance of
1.00
Volumentric efficiency of pump gV
6. Conclusion
I have proposed new theoretical equations for the
external gear pump to calculate the bearing load and
the leakage flow rate caused by gear tip clearances. In
addition, I have created a program that calculates the
numerical values of the unknown eccentricity position N.YOSHIDA*
of the gear when the bearing type of the pump is a
journal bearing. By investigating the proposed theoretical * Hydraulic System Engineering Dept., Driveline Systems
equations, the following conclusions were drawn. Operations Headquarters