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Review

Early onset neonatal sepsis: diagnostic dilemmas


and practical management
A R Bedford Russell, R Kumar

Neonatal Unit, Birmingham ABSTRACT Group B streptococcus (GBS) and Escherichia coli
Women’s NICU, Birmingham, Early onset neonatal sepsis is persistently associated with are the most common causative organisms of
UK
poor outcomes, and incites clinical practice based on the EONS, excluding coagulase-negative staphylococci
Correspondence to fear of missing a treatable infection in a timely fashion. (CoNS). CoNS are frequent skin contaminants
Dr A R Bedford Russell, Unnecessary exposure to antibiotics is also hazardous. accounting for 20%1 (UK) to 24%2 (USA) of posi-
Neonatal Unit, Birmingham Diagnostic dilemmas are discussed in this review, and tive cultures. EONS secondary to GBS is defined as
Women’s NICU, Mindelsohn
suggestions offered for practical management while infection at <7 days7 and may present as a fulminat-
Way, Birmingham B15 2TG,
UK; awaiting a more rapidly available ‘gold standard’ test; in ing septicaemic illness, often complicated by pneu-
Alison.bedfordrussell@nhs.net an ideal world, this test would be 100% sensitive and monia. Some centres consider all EONS CoNS
100% specific for the presence of organisms. isolates as true infections; others consider all as
Received 28 July 2014 contaminants. Rigorous blood culture drawing tech-
Revised 30 October 2014
Accepted 5 November 2014 nique is key. Because of the wide variation in inter-
Published Online First INTRODUCTION pretation, many studies exclude cases whereby a
25 November 2014 Culture-proven early onset neonatal infection is single culture is positive for CoNS2 or only include
confirmed in <1%1 of admissions to neonatal such cases when deemed clinically relevant.1 GBS
units, yet accounts for up to 16%2 of all neonatal accounts for 43%2 (USA)–58%1 (UK) and E coli for
mortality and contributes to significant morbidity. 18%1 (UK) to 29%2 (USA) of EONS bacteraemias,
Culture-negative infection occurs more frequently. respectively. Listeria and Staphylococcus aureus
Fear of infection results in the majority of new- (methicillin-sensitive staphylococcus aureus) are
borns who are given antibiotics, receiving them infrequently isolated. In an American study,2 73%
unnecessarily.3 The hazards are beyond the fact that infants with GBS isolates were term, and 81% with
antibiotic therapy drives antibiotic resistance. E coli were preterm. In the UK, while the absolute
Antibiotics also disrupt maternal and the newborn’s number of term babies with GBS EONS is higher
faecal flora, and in so doing, disrupt normal than for preterm babies, spontaneous preterm deliv-
development of the nascent immune system.4 ery alone represents a risk factor for infection with
Neonatologists are constrained by the availability of the incidence of GBS EONS in babies <1500 g
insufficiently sensitive and specific microbiological being 4/1000 versus 0.38/1000 for term babies.
diagnostic tools, which would allow more judicious The incidence of EONS secondary to GBS has
antibiotic prescribing. not reduced in the UK as it has in the USA2 and
In recognition of the number of dilemmas Australasia1 8 subsequent to the introduction of
regarding diagnosis and management of early onset universal antenatal screening for GBS at 35–
neonatal infection which contribute to variations in 37 weeks gestation, and intrapartum antibiotic
practice, the UK National Institute for Health and prophylaxis (IAP) is offered to those women who
Care Excellence (NICE) commissioned a clinical are GBS-colonised, at the onset of labour.
guideline development group (CGDG), consisting In the UK, the National Screening Committee
of a wide range of stakeholders, to systematically (UKNSC) has controversially not recommended a
review all available evidence and develop a guide- universal maternal GBS screening programme. This
line which would prioritise the treatment of sick is currently under review. The Royal College of
newborn babies and use antibiotics more select- Obstetricians Green Top guideline9 recommends a
ively.5 Recently published evidence has strength- risk-factor-based strategy to prevent GBS. IAP is,
ened the original NICE CGDG reccomendations.6 however, recommended for prevention of GBS
infection if a woman is found to be colonised with
DEFINITION, INCIDENCE AND CAUSES OF GBS when incidentally tested, or has had a previ-
EARLY ONSET NEONATAL SEPSIS ous baby with invasive GBS disease, or as part of
Early onset neonatal sepsis (EONS) is variably broad-spectrum antibiotic therapy if she is febrile
defined as infection occurring within 48 h1–72 h2 in labour, or has evidence of chorioamnionitis.
of birth. Antenatal risk factors for GBS infection can be
The incidence is around 0.901 (UK) to 0.982 identified in up to 60% of cases and include preterm
(USA) per 1000 live births, and 0.9% of all neo- delivery (<37 weeks), prolonged rupture of mem-
natal admissions.1 In all studies, the risk of sepsis branes (PROM ≥18 h) or known genital carriage of
and mortality increases with decreasing gestational GBS during pregnancy.7 GBS can also cross intact
age and birth weight,7 increasing to approximately membranes, and the absence of PROM does not
To cite: Bedford Russell AR, 1% in babies 401–1500 g,2 and is highest in babies negate the risk of GBS infection: while membranes
Kumar R. Arch Dis Child <1000 g, with 26% of all admissions <1000 g were ruptured for >18 h in 44% of babies with
Fetal Neonatal Ed experiencing one or more episodes of infection culture-proven GBS EONS, 56% with GBS EONS
2015;100:F350–F354. during their neonatal stay.1 were not born following PROM. Successive studies
F350 Bedford Russell AR, et al. Arch Dis Child Fetal Neonatal Ed 2015;100:F350–F354. doi:10.1136/archdischild-2014-306193
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Review

have demonstrated that a risk-factor-based approach to preven- those of non-infectious aetiologies. The repertoire of ancillary
tion of GBS is limited, with frequent missed opportunities for laboratory tests is also limited and not always reliable.14 Over
prevention of GBS sepsis when risk factors are present.10 11 95% of babies treated with antibiotics for suspected infection
ultimately prove to have no evidence of infection.3
CLINICAL INDICATORS AND RISK FACTORS FOR EONS
Risk factors contribute to a clinical diagnosis but are insuffi-
ciently robust to be reliable in making a diagnosis of EONS. MICROBIAL CULTURE
A number of risk factor scores have been devised for asymptom- The ‘gold standard’ for diagnosing infection is, historically, a
atic neonates at risk of EON,12 none of which has been shown positive blood or cerebrospinal fluid (CSF) culture with a
to be sufficiently robust for widespread use. NICE CGDG noted minimum reporting delay of 36–48 h. Microbial cultures suffer
the lack of good quality evidence to guide management of neo- from low sensitivity and specificity: a negative blood culture
natal early onset sepsis. In producing best practice guidance on result is almost inevitable for a large proportion of blood cul-
management, NICE CGDG reached consensus view to stratify tures because of the submission of inadequate volumes of blood,
risk factors and clinical indicators of EONS5 attributing ‘Red and only one culture being drawn.15 16 A false positive culture
Flags’ to indicators that should prompt a high level of concern of CoNS is common,1 making diagnosis of EONS using the his-
(box 1). Any baby with one Red Flag indicator or risk factor, or torical gold standard, a challenge.17
two or more ‘Non-red Flag’ indicators (box 2) should be
promptly assessed for infection and treated with antibiotics
without delay. The guideline evidence has recently been updated
to reflect publication of relevant new information,6 none of Box 2 National Institute for Health and Care Excellence
which has any potential impact on the original guidance ‘non-Red Flag’ risk factors for, and indicators of, early
(box 3). It is notable that while epidural anaesthesia may be a onset neonatal sepsis
risk factor for early onset neonatal fever, it is not associated
with a higher incidence of EONS. Hence, it is suggested that it Maternal
is unnecessary to investigate febrile offspring of mothers who ▸ Invasive group B streptococcal infection in a previous baby.
have had epidurals, unless fever persists or the baby has other ▸ Maternal group B streptococcal colonisation, bacteriuria or
signs or risk factors for neonatal sepsis.6 infection in the current pregnancy.
More recently, pulse oximetry has gained momentum as a ▸ Prelabour rupture of membranes.
screening tool to detect illnesses including EONS in addition to ▸ Preterm birth following spontaneous labour (before 37 weeks
congenital heart disease, which the ‘PulseOx study’ was origin- gestation).
ally designed to investigate.13 Of 208 babies who ‘failed’ initial ▸ Suspected or confirmed rupture of membranes for more than
pulse oximetry, 55 had pneumonia (with radiological features 18 h in a preterm birth.
and raised C-reactive protein/CRP), two had culture-proven ▸ Intrapartum fever higher than 38°C, or confirmed or
GBS sepsis and 28 had raised CRPs with clinical signs suggesting suspected chorioamnionitis.
culture-negative sepsis. Pulse oximetry is currently being consid- Neonatal clinical indicators
ered by the UKNSC for inclusion as a screening test adjunctive ▸ Altered behaviour or responsiveness.
to the newborn and infant physical examination. ▸ Altered muscle tone (eg, floppiness).
▸ Feeding difficulties (eg, feed refusal).
DIAGNOSIS OF EONS ▸ Feed intolerance, including vomiting, excessive gastric
Early diagnosis of EONS is challenging because clinical aspirates and abdominal distension.
characteristics are non-specific and difficult to differentiate from ▸ Abnormal heart rate (bradycardia or tachycardia).
▸ Signs of respiratory distress.
▸ Hypoxia (eg, central cyanosis or reduced oxygen saturation
level).
Box 1 National Institute for Health and Care Excellence
▸ Jaundice within 24 h of birth.
Red Flag risk factors and clinical indicators for early
▸ Apnoea.
onset neonatal infection (EONS) which should prompt a
▸ Signs of neonatal encephalopathy.
high level of concern of EONS 5
▸ Need for cardiopulmonary resuscitation.
▸ Need for mechanical ventilation in a preterm baby.
Maternal and neonatal risk factors ▸ Persistent fetal circulation ( persistent pulmonary
▸ Parenteral antibiotic treatment to woman for confirmed or hypertension).
suspected invasive bacterial infection at any time during ▸ Temperature abnormality (lower than 36°C or higher than
labour or in the 24 h periods before and after the birth. 38°C) unexplained by environmental factors.
▸ Suspected or confirmed infection in another baby in the case ▸ Unexplained excessive bleeding, thrombocytopenia or
of a multiple pregnancy. abnormal coagulation (International Normalised Ratio >2.0).
Neonatal clinical indicators ▸ Oliguria persisting beyond 24 h after birth.
▸ Respiratory distress starting >4 h after birth. ▸ Altered glucose homeostasis (hypoglycaemia or
▸ Seizures. hyperglycaemia).
▸ Need for mechanical ventilation in a term baby. ▸ Metabolic acidosis (base deficit of 10 mmol/L or greater).
▸ Signs of shock. ▸ Local signs of infection (eg, affecting the skin or eye).
▸ Any baby with one Red Flag indicator or risk factor, should ▸ Any baby with two or more ‘non-red Flag’ indicators should
be promptly assessed for infection and treated with be promptly assessed for infection and treated with
antibiotics without delay. antibiotics without delay.

Bedford Russell AR, et al. Arch Dis Child Fetal Neonatal Ed 2015;100:F350–F354. doi:10.1136/archdischild-2014-306193 F351
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Review

specificity (>0.95) to replace microbial cultures in the diagnosis


Box 3 Summary of key points regarding new evidence of neonatal sepsis. Although real-time PCR and broad-range
reviewed for National Institute for Health and Care conventional PCR amplification methods had higher sensitivity
Excellence Antibiotics for early onset neonatal infection (0.9; 95% CI 0.78 to 0.95) and specificity (0.96; 95% CI 0.94
guideline,6 with no potential impact on guidance to 0.97), than other assays, molecular assays still do not have
sufficient sensitivity to replace microbial cultures in the diagno-
sis of neonatal sepsis but may perform well as ‘add-on’ tests.
Key Points
A variety of technological advances are needed before PCR
Risk factor for infection and clinical indicators of possible
can replace conventional culture, including: improved recovery
infection
of micro-organisms in whole-blood extractions, increased assay
▸ Epidural analgesia may be a risk factor for early onset
sensitivity, simpler testing platforms that could easily be run
neonatal fever, irrespective of intrapartum fever, but is not
24 h a day, and more assays to detect antibiotic-resistant genes,
associated with a higher incidence of neonatal infection.
so reducing reliance on culture-based protocols for antimicrobial
Investigations before starting antibiotics in the baby
susceptibility testing.19
▸ Full blood count indices may not be sufficiently sensitive to
rule out early onset infection in neonates.
▸ Serum procalcitonin concentration: the heterogeneity of LUMBAR PUNCTURE
available evidence on use of procalcitonin concentrations, A lumbar puncture (LP) should be performed to obtain CSF
prevents conclusions regarding the value of this marker. prior to starting antibiotics if it is thought safe to do so, and
Antibiotics for suspected infection there is a strong clinical suspicion of infection, or there are clin-
▸ Gentamicin dosing 5 mg/kg every 36–48 h according to ical symptoms or signs suggestive of meningitis.5 Antibiotic
gentamicin level at 22 h can achieve effective and safe therapy should not be delayed in order to perform an LP.
gentamicin levels in very preterm as well as term babies. In a retrospective case review of infants who developed men-
Duration of antibiotic treatment ingitis in the first 72 h of life, selective criteria for performing
▸ Serial C-reactive protein (CRP) measurements Antibiotic an LP would have delayed or missed the diagnosis of meningitis
treatment can safely be stopped at 48 h in culture-negative in up to 37% of those evaluated. Those with meningitis
very low birth weight infants who have CRP concentrations included preterm babies with respiratory distress syndrome
<10 mg/L at presentation and at 48 h. (RDS), asymptomatic term infants with positive blood cultures
as well as term infants with no neurological signs or symptoms,
and negative blood cultures.20 Positive CSF cultures, despite
negative blood cultures, have also been reported for very low
To avoid false positive cultures, blood for culture should be birthweight neonates, without specific neurological clinical man-
drawn from a freshly punctured blood vessel using a strict ifestations, undergoing screens for suspected late-onset sepsis,
aseptic technique and a closed system. The skin disinfectant and support a lower threshold for performing an LP as part of a
should be left to dry for at least 1 min to insure maximal killing late-onset sepsis screen.20
of skin organisms. The common practice of using an open Pronounced variation in performance of LP for EONS, even
system (insertion of cannula from which blood is aspirated with when adjusting for clinical conditions that would prompt LP,
a separate syringe and needle placed in the hub of the cannula), have been reported in the USA21 22 and may also be a feature in
risks the dilemma of how to interpret a false positive culture the UK in spite of NICE guidance.
result. There is also a risk of false positives if blood is drawn
from an indwelling vascular device.17
Positive cultures from sites such as the umbilicus, groin, ear, INTERPRETATION OF CSF MICROSCOPY
nose, throat, pharynx and rectum and gastric aspirates are Interpretation of neonatal CSF parameters is difficult if white
informative about colonisation, but are of limited value in diag- blood cell (WBC) counts are marginally raised or the tap is trau-
nosis.5 Colonisation of babies without clinical signs of infection matic. An upper limit of CSF WBC count >21/mm3 gives 79%
does not warrant antibiotic treatment. The same applies to a sensitivity and 81% specificity for the diagnosis of meningitis.21
GBS-positive maternal vaginal swab, which indicates colonisa- CSF WBC counts and protein levels are higher and decline
tion but not necessarily invasive infection unless the baby has more slowly with postnatal age in preterm infants compared
symptoms and signs of infection.5 with term infants.23 The various formulas and ratios applied to
The ideal diagnostic test would be rapid, sensitive, specific traumatic taps to compare observed with predicted WBC counts
and not affected by maternal antibiotic therapy. Reliable diag- or protein levels in CSF samples are unreliable. Adjustment
nostic techniques may better inform antibiotic management of merely results in a loss of sensitivity, with marginal gain in speci-
the newborn, and negative results enable clinicians to have con- ficity, and tends to ‘over-correct’ the result.24 In suspicious clin-
fidence in prescribing antibiotics for shorter periods of time or ical cases, the only course is to repeat the LP after 24–48 h.
not at all.
THE ROLE OF CHEST RADIOGRAPH
MOLECULAR ASSAYS Pneumonia is a common presentation of EONS,7 and may be
Advances in molecular microbiology have provided new missed if a chest radiograph is not performed. GBS pneumonia
molecular assays based on PCR, which amplifies specific target mimics RDS,25 and should be considered if a baby with radio-
regions in the microbial genome, and helps to detect specific graphic appearances of RDS, is disproportionately sick. NICE
bacterial proteins in body fluids and swabs. The advantages guidelines5 do not give a directive on the role of chest radiog-
include the speed with which results become available, and the raphy as part of a screen for EONS, however, it is notable that
ability to tailor antimicrobial therapy to those results. even in older children pneumonia may be present with limited
A recent systematic review and meta-analysis18 assessed clinical signs, and there is significant added value of chest radi-
whether molecular assays have sufficient sensitivity (>0.98) and ography in the diagnosis of pneumonia.26
F352 Bedford Russell AR, et al. Arch Dis Child Fetal Neonatal Ed 2015;100:F350–F354. doi:10.1136/archdischild-2014-306193
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EVALUATION OF DIAGNOSTIC METHODS major driver of immune dysregulation, resulting in an increasing


Leucocyte indexes and C-reactive protein incidence of atopy and asthma in childhood.4
CRP concentrations may be normal in the early stages of infec- Antibiotic therapy should be stopped after 36 h if cultures are
tion,3 and values are subject to physiological variation during negative, if two CRP measurements are negative5 and if there
the first few days of life limiting the use of single values. are no further signs of infection. Alternatively, when there is a
Following antigenic stimulation, it takes at least 12 h for a CRP suspicion that clinical progress is suboptimal, consideration
level to become raised;27 serial measurements in the first 24– should always be given to an empiric change of antibiotic
48 h of symptoms increases the test sensitivity, and normal CRP therapy to include a broader spectrum of pathogens.
values during this period have a 99% negative predicted value A multiple logistic regression analysis revealed that empiric
for diagnosis of infection.28 The CRP should be measured at treatment failure of EONS could be predicted at 24 h using the
presentation and again after 18–24 h in order to facilitate deci- following variables: need for vasoactive treatment (OR 2.83
sions regarding LP (if initial CRP >10 mg/L), and decision (1.21 to 6.66)); WBC <5000 or >20 000 per mm3 on day 1
making at 36 h, regarding duration of antibiotic therapy.5 (2.51 (1.09 to 5.81)); I:T ratio >0.2 on day 1 (2.79 (1.10 to
Studies including two systematic reviews of the likelihood 7.11)) and platelet count per 10 000 mm−3 increase on day 1
ratios for leucocyte indexes and CRP to predict sepsis have all (0.92 (0.86 to 0.98)).34 Such analyses should be validated in
concluded that there is too much heterogeneity within the other datasets but have the potential to improve neonatal
studies and no such ideal test or combination of tests.29 30 outcome by ensuring that appropriate antibiotics are used as
Leucopenia and neutropenia, as well as high immature to total early as possible. Once a bacterium is identified, the antibiotic
neutrophil ratio (I:T ratio) are undoubtedly associated with regimen should be targeted appropriately.
increasing odds of infection (ORs 5.38, 6.84 and 7.90, respect- An initial gentamicin dose of 5 mg/kg regardless of gestation
ively); however, the test sensitivities for detection of sepsis are has been recommended by NICE CGDG5 but not universally
low.31 The combination of two normal I:T ratios within 24 h adopted by UK neonatologists, who have concerns regarding
and a negative blood culture has been suggested as indicative of renal clearance of gentamicin in very immature babies. If a
a non-infected neonate, and may be a contributory marker to second dose is required, it is recommended that this should be
assist with the decision to stop antibiotics.32 Having reviewed given at 36 h, with a trough level immediately prior to the
the more recent evidence, NICE evidence update advisory second dose, and adjustment of the dose to achieve a trough
group (NICE EUAG) does not recommend full blood count for concentration of <2 mg/L. A retrospective analysis in babies
the diagnosis of EONS as the indices are insufficiently sensitive <28 weeks, demonstrated that giving 5 mg/kg every 36–48 h
to exclude EONS6 (box 2). achieves safe and effective peak and trough gentamicin concen-
trations, according to levels taken at 22 h.35 This evidence is
Serum procalcitonin reassuring and supports NICE recommendations.6
Procalcitonin (PCT) is the prehormone of calcitonin, normally
secreted by thyroid C-cells, and rises within 3–6 h of exposure Antimicrobial stewardship
to infection. It has been suggested that elevated serum PCT con- Antimicrobial stewardship (AMS) refers to the coordinated inter-
centrations are more sensitive and specific in the differentiation ventions to prescribe and measure the most appropriate,
between neonatal infection and inflammation than CRP and pathogen-specific, narrow-spectrum drug regimen, dose, dur-
may also differentiate between bacterial and viral infection. In a ation of therapy and route of administration.36 Department of
meta-analysis of 16 studies (1959 neonates), the sensitivity and health guidance provides an outline of evidence-based AMS in
specificity for diagnosing infection were 81% and 79%, respect- the secondary healthcare setting promoting a ‘Start Smart—Then
ively.33 Limitations of the evidence included variation in defin- Focus’ approach for all antibiotic prescriptions (box 4). Elements
ition of neonatal sepsis, differences in age and gestation of of an AMS should also include an assessment of acute-trust AMS
neonates and a high level of statistical heterogeneity among activities using the self-assessment toolkit, a trust AMS
studies analysed. Hence, NICE EUAG concluded that the value
of PCT in diagnosis of infection requires further research, and
PCT concentration cannot be recommended within the current
guideline (box 3). Box 4 Antimicrobial Stewardship Programme: ‘Start
Smart—Then Focus’36
Cytokine profiles and neutrophil/monocyte adhesion
molecules Start Smart
Multiple cytokines, for example, interleukins 6, 8 and 10, and ▸ Do not start antibiotics in the absence of clinical infection.
tumour necrosis factor-α, and leucocyte adhesion molecules, for ▸ Use local guidelines to initiate prompt effective antibiotic
example, CD64, CD11b, have been studied for diagnosis of treatment if there is evidence/suspicion of infection.
neonatal sepsis. All lack sufficient sensitivity and specificity to be ▸ Document on drug chart and in medical records: clinical
recommended as diagnostic tools for EONS.14 indication, duration of review date, route and dose.
▸ Obtain cultures first.
Then Focus
Antimicrobial therapy
▸ Review the clinical diagnosis and continuing need for
Antibiotic therapy drives antibiotic resistance and also alters the
antibiotics by 48 h and make a clear plan of action: the
types of colonising microbial flora, especially in the gut leading
‘Antimicrobial Prescribing Decision’.
to skewing of immune development. E coli EONS has, at best,
▸ The Antimicrobial Prescribing Decisions relevant to neonates
remained stable in the USA, but approximately 82% of E coli
are: Stop, Change or Continue.
isolates are resistant to amoxicillin or gentamicin in preterm
▸ It is essential to document the review and subsequent
infants.2 Because gut flora drive the nascent immune system,
decision in the medical records.
peripartum antibiotic exposure is increasingly recognised as a
Bedford Russell AR, et al. Arch Dis Child Fetal Neonatal Ed 2015;100:F350–F354. doi:10.1136/archdischild-2014-306193 F353
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Review

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F354 Bedford Russell AR, et al. Arch Dis Child Fetal Neonatal Ed 2015;100:F350–F354. doi:10.1136/archdischild-2014-306193
Downloaded from http://fn.bmj.com/ on August 3, 2015 - Published by group.bmj.com

Early onset neonatal sepsis: diagnostic


dilemmas and practical management
A R Bedford Russell and R Kumar

Arch Dis Child Fetal Neonatal Ed 2015 100: F350-F354 originally


published online November 25, 2014
doi: 10.1136/archdischild-2014-306193

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