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GEOARCHAEOLOGY:THE GEOMORPHOLOGIST
AND ARCHAEOLOGY
BRUCE G. GLADFELTER
The contributions of the earth sciences, particularly geomorphology and sedimentary petrography, to the
interpretation and environmental reconstruiction of archaeological contexts is called "geoarchaeology." The
physical context provides a palaeo-environimental legacy liable to patterning and interpretation just as artifacts
imply prehistoric cultural activity. Through field study and laboratory analyses, the geoarchaeologist elaborates
the micro-, meso-, and macro-environments of a site, and provides input for erecting prehistoric human activity
patterns in time and space. The categories of information that must be examined in the field, the range of
interpretive problems that confront the field worker, and the laboratory techniques which corroborate field
interpretations can be illuistrated by examining archaeology in an alluvial site. These considerations emphasize
the need to involve the geomorphologist in all aspects of the design and execution of an archaeological
excavation.
potentially
regiona (zonal),ons cal environment
Ce l tFossil pedogenesis i i
{ ~~~~~Fauna
Fig.1. Gomorholgica conext maeil riat ln
of Radiation f d ihpleenvironmenta
arhaoogetica
Artifacts/
archaeological
material. ~ ~ ~ ~ ~ ~~It
\ \ {~~~~~~4//"|vial
lowland)//
and the elements of morphogeneticchangethat have occurredsince the time in question, but there
are always data of some sort to justify study of the geomorphological context of the
archaeologicalmaterial.
THE FIELD EXPERIENCE
Certainly the most crucial aspect of geomorphological investigation is the fileld study of
archaeological contexts. Careful, critical observation and recording become the basis for all
subsequent reconstructions; the hypotheses erected and tested in the field directly affect all
subsequent interpretations and inferences about human activity. It is not uncommon for several
experts to examine the same section or stratum and formulate different conclusions about the
palaeo-depositional environment. This is not an indictment of individuals, but an indication of the
state of the art, lack of consensus emphasizes a need for the geo-archaeologist to play more than a
"consulting" role and to be involved in all stages of excavation planning and execution. The
522 AMERICAN ANTIQUITY [Vol. 42, No. 4, 1977
(Aeolian as above)
so that given mean clast diameter(D), and channelwidth (w) and slope (s) (these propertiescan be
determined by sections and/or boreholes around a site), an estimate of palaeo-dischargecan be
made. This is not a universalequation, since the constant was derivedempiricallyfor a specific
situation (outwash channel), but the approach offers intriguing possibilities for estimating
Pleistocene river regimes (e.g. Illinois, Manzanares,Somme, Thames) as they relate to contained
artifactsand fauna, and to humanactivity.
(2) Shape. The shape of clasts can be estimated by subjectivecomparisonto sets of standards,
or be determined by actual measurementof a sample of pebbles. Visual comparisoncharts for
sphericity (Rittenhouse 1943) and roundness(Krumbein 1941; Powers 1953) have receivedwide
524 AMERICAN ANTIQUITY [Vol. 42, No. 4, 1977
In contexts other than tills or stream channels, gravel deposits can imply different
morphogenetic environments of prehistoric interest. Lag gravel deposits (=gibber gravel, desert
pavement), weathering rinds (=desert varnish), and polished or pitted stones (=ventifacts) form in
dry environments with high levels of aeolian activity. These include "periglacial" regions
(Washburn 1973) as well as low latitude deserts (Cooke and Warren 1973). Relict forms found in
different contemporary environments yield clues for morphogenetic reconstructions and field
archaeologists quickly learn that familiarity with the effects of wind abrasion is a necessary skill
for differentiating some artifacts from ventifacts in desert situations.
Individual stones in a sandy or silty matrix also deserve careful scrutiny to determine if
post-depositional disturbance has effected the observed distribution and attitude of the clasts.
Repeated freeze-thaw cycles in soil or sediment promote upfreezing or ejection of larger
inclusions within a matrix of smaller particles (Washburn 1973) and dip measures of clasts will
show a marked tendency toward verticality. At a specific excavation site, frost heave activity could
be a factor in disturbing archaeological material (Johnson and Hansen 1974), or frost features may
even be confused with cultural features (Williams 1973) and certainly in mid or high latitude sites
of the Pleistocene age this possibility must be carefully examined in the field. By documenting
various episodes of morphogenetic change at a site or within a limited region, local correlations or
stratigraphies may be erected on the basis of these cold-climate features (e.g. Gladfelter 1972).
Vertisol contexts with alternating swelling and contracting of soils rich in expandable clays may
also result in post-depositional disturbance of clastic material (Duffield 1970; Yaalon and Kalmar
1972).
Bedding. Deposition of sediments produces a stratification of beds (or strata, laminae, lenses,
wedges) that can characterize any mode of deposition: wind, water, mass wasting, ice, waves (see
Allen 1970). Stratification is a function of the energy of the depositional environment, and
wherever sections are recorded, bedding properties must be carefully noted. Examples of
stratification in two different environments are cited below.
(1) Alluvial Forms. In an energy system where water transports by traction, saltation and
suspension, bedding can be broadly characterized as a planar or a cross-stratified structure with
exogenetic origins, that is, as a feature established by "external" forces operating when the
sediment was deposited. Many stratification subtypes occur, and the nomenclature in the literature
can be inconsistent (see Potter and Pettijohn 1963:Chapter 4), but almost all types of
stratification can be classified within these two broad categories. Channel-bed forms are
constructed by cut and fill in noncohesive sediment, or by the downstream migration of trains of
bed forms (ripples and dunes). On the basis of flume experiments and field data, Simons,
Richardson and Nordin (1965) expressed a relationship between bed form and stream power
(=regime of flow) that takes into account the size of sediment particles. This scheme (Fig. 2) and
variations of it (Allen 1970:79) are useful for predicting palaeo-stream flow based upon the
stratification structure preserved in the sediment. Allen (1965) further established a sequence of
bed configurations tied to increasing tractive force or streampower as defined by the Froude
where v is velocity, g is the acceleration of gravity, d = depth of flow; F<l= tranquil flow, and
F>l = rapid flow regime. This relationship allows ancient river flow regimes to be reconstructed
on the basis of the stratification and bed form preserved in geological section.
However, certain limitations of such models must be recognized: (1) models using flume data
may be invalid for natural reconstructions since all streams variables are not able to interact freely
(see Simons et al. 1965:44f), (2) most flume data is generated using only a small size-grade range
which is a biased appraisal of "natural" load conditions, and aspects of sediment load are directly
related to channel morphology (see Schumm 1968), (3) empirical studies of hydrodynamic
conditions and forms are still limited in number, and (4) field interpretation of cross-bedding is
not always an easy task because (a) original form can be truncated by subsequent erosion and
deposition, and (b) ripple forms may vary across short horizontal distances as current velocities
and wave refraction occur on the stream bed. If feasible, it is best when in the field to excavate
trenches or sections at several compass directions and at more than one location in order to
document palaeocurrent direction.
526 AMERICAN ANTIQUITY [Vol. 42, No. 4, 1977
Ripples | bed
E ~, ~ 0E|@
E
Ripples |X|l Weak bollI
_ ~~, ? dunes ~ .
cem pol0
.2 ~~~Washed Cue
Variable out and
(U ~~~dunes ~ ol Chutepol
Stratified scree Angular rock fragments with In situ congelifluction with Soons (1962)
silt or clay material; water or needle ice sorting.
stratification and fabric Requires steep slopes and
parallel to slope; slopes good drainage. Form in
of 30-35?. single climatic episode.
Eboulis ordonn6s Interbedding of angular stones Ice shattering of rocks and Tricart (1970)
( Fr. stratified and fine material. Calibre gravity-glide over snow
screes) decreases downslope, thickness patches; snow melts and
tends to increase downslope. some slope wash of fines.
Slopes of 5-33? but no
limiting slope angle.
Grezes Lit6es Pebble-size rock chips and finer Frost wedging, snow melt Guillien (195 1);
interstitial material. Vege- sheetwash, rilling; creep; Dylik (1960);
tation-free slopes of solifluction*. Sorting Bout (1953);
7-450. by meltwater eluviation. Washburn (1973)
Stratified screes Bands of angular gravel with layers Shattering of local rock Harris (1975)
with loess of finer, silt material. Pebbles mixed with periods of
stratified parallel to slope loess influx. Many
with uphill imbrication. episodes.
Local GeomorphologicalStudies
With the possible exception of caves, alluvialsites in valley bottoms or terracesare the most
common context of archaeology. In order to appreciate the myriad variables that must be
evaluated before the geomorphologist can reconstruct the site-specific or local habitat and
establish stratigraphiccorrelations,briefly consider the natureof a fluvialsystem (basic references
for fluvialgeomorphologyare Leopold, Wolmanand Miller1964; Gregoryand Walling1973).
The propertiesof a streamat a giventime reflect an adjustmentor momentarybalanceof many
interacting variables (Fig. 3). The external factors independent of the stream that effect its
behaviorresponseare discharge,stream load, and base level; a change in any one of these inputs
will effect a changein one or more of the propertiesof streambehavior.The independentvariables
may respondto climaticchangeor to other, nonclimaticcauses.Fig. 3 shows that the propertiesof
a river channel at a particularpoint or along a stream segment in the drainagebasin reflect an
interdependency such that a change in any one of these must evoke a compensatingresponse
elsewhere(see Schumm 1972). Furthermore,as Quaternarymorphogeneticenvironmentschange,
fluvial geomorphic responses will be recorded, the characterof which can be a function of still
other considerationsas well: the location of the stream segment within its drainagebasin as this
will affect whetherchannelcut or fill will dominate(Leopold et al. 1966), climatogenicconditions
prevailingprior to a change in environment(Schumm 1965), and the time scale over which the
change occurs (Schumm and Lichty 1965). Consequently,in orderto reconstructthe site-specific
location and setting of prehistoric activity, or to correlate sites exposed in discontinuously
preservedterracesegments,numerousfactors must be examined.
Alluvial Site-specific Settings. Alluvial environments can be classified in terms of the
predominant mode of sediment accretion: lateral accretion deposits that result from channels
changingtheir location as they shift acrossnoncohesivebed materials,and verticalaccretionwhich
results when channels overflow (=overbank discharge) and inundate the adjacent lowlands
(=floodplain). These two categoriescan be subdividedinto site-specificdepositionalenvironments
(Fig. 4) with particular sedimentological properties (organic inclusions, particle size grade,
528 AMERICAN ANTIQUITY [Vol. 42, No. 4, 1977
INDEPENDENT OF STREAM
VARIABLES BEHAVIOR
C Climatic p Ch s Non-climatic
~~~~~ +
+~~~
DEPENDENT
VARIABLESOF STREAM
BEHAVIOR
Fig. 3. Model of factors affecting stream behavior. Linkages show pathways of interaction; arrows indicate
variablesresponding to changes in energy and matter in direct (+) or inverse (-) ways. (Expanded from a model
proposed by Chorley 1967).
[ 0 0miles 2: 4: 6 8 , l
Environment
Oritin Deposit reflected in typical
of deposition positiob- stratigraphical
O Channel floor Channel lag deposit Channel or substratum
- Point bar Point bar deposit
. Channel bar Channel bar deposit
Point bar swale or in deposits
abandonedbraided Swale-fill deposit
. Wit
stream
d channel
Levee Levee deposit Overbank or topstratum
co deposits
.- Crevasse-splay Crevasse-splay deposit
Floodbasin Floodbasin deposit
Within abandoned or
_decaying channel Channel-fill deposit Transitional deposit
No morphologic
terraces
One terrace
Twoterraces
Fig. 5. Contrasting stratigraphic relationships of selected terrace morphologies. In the case of a single cut-fill
episode, multiple terrace units may be formed by channel lateral shift during downcutting. Note that the highest
terrace units of a sequence may not comprise sediment and artifact material of the same age. (After Leopold,
Wolman, and Miller 1964).
TextureAnalysis
Texture (i.e. size-frequency distribution) of a sediment can be shown to be a response to
inherent propertiesof the sediment, to the transport-depositionalsystem, and to the energyof the
sedimentaryprocess. The exact cause-effect relationshipbetween size-frequencydistributionand
the physical process, first noted by Inman (1949), is still not adequately explained, but a
theoretical base for genetic links derives from the realization that both current velocity and
particle size assume log-normal transformationsthat represent a fair approximationof actual,
physical, hydrodynamicconditions (see discussionin Griffiths 1967:Chapter13). The assumption
of a log-normalgrain size distribution has been amply documented (Krumbein 1938) and the
moments of a sediment sample distributionhave been related to the differenttransportmodes of
bed rolling or sliding (traction), saltationand suspension(Folk and Ward1957; Moss 1962; Visher
532 AMERICAN ANTIQUITY [Vol. 42, No. 4, 1977
1969). Physical sedimentation of particles is a function of many variables other than particle size
(shape, density, size proportions), but generally a sediment sample is assumed as representative of
a normal distribution that can be described statistically by percentiles or moments of the
size-frequency distribution, or graphically by histograms and curves (see Folk 1966, 1974).
Moment statistical summaries and histograms or cumulative curve distributions are the most
commonly used statements; interpretations suggested below for the four moments are
incompletely understood by sedimentologists.
Mean particle size. The average grade-size of a sediment sample may be related to the average
current velocity for silt or smaller size grades (via Stokes' Law), to an exponential function of
distance from sediment source due to abrasion comminution (Krumbein and Sloss 1963:105), or
to the overall energy environment (marine, littoral, fluvial, aeolian, etc.). Benson and Dalrymple
(1967) relate median particle size (up to 1 mm) to stream power stated in foot pounds per second
per square foot. Bimodality of size frequencies generally is tied to the mixing of sediment
populations from two different sources (see Kukal 1971:83). Nonempirical causal relationships
have not been developed that would allow definitive competency inferences based on mean
particle size.
Sorting. The standard deviation of size distribution is a measure of sorting, and many different
coefficients have been suggested (Griffiths 1967:106). The dispersion of grain size is a
consequence of fluctuating transport velocity and turbulence conditions within a fluid medium.
The best sorting is accomplished by the least competent transport agent, i.e. wind.
Skewness. The asymmetry of a grade-size distribution is tied to selective transport of sediment
(Krumbein and Pettijohn 1938) due either to the addition or winnowing of size grades at the
extremes of the distribution. Folk and Ward (1957) attributed non-normal skewness to mixing of
two log-normal sediment populations. The causal explanation for skewness is presumed to be due
to a fluctuation of transport energy above (positive) or below (negative) normal levels (Greenwood
1969), which seems to be supported by skewed distributions in the variable energy situations of
beaches (negative) and dune and river (positive) sands (Friedman 1961, 1967).
Kurtosis. The peakedness of a size distribution curve is a measure of the concentration of
particles near the center of the distribution, as compared to the extremes. It is suggested that
kurtosis may reflect the duration of normal energy levels (Sahu 1964). Folk and Ward (1957)
interpreted non-normal kurtosis, along with the non-normal skewness as noted above, as
characteristic of bimodal sediments.
Several techniques have been applied to size distribution data in order to discriminate specific
depositional environments; most involve the recognition of clusters of size distribution moments
for many samples from modern environments as plotted on bivariate diagrams (Mason and Folk
1958; Friedman 1961, 1967; Greenwood 1972). In general, this approach has been used to
differentiate contrasting depositional environments of sand (aeolian, fluvial, etc.) while other
diagrams, such as plots of the smallest particle size in the coarsest one percentile of size
distribution (C) as a function of median grain size (M), have been proposed to discriminate settings
or facies within a particular environment (Royse 1968). Multivariate factor analysis also has been
applied to particle size distributions to identify unknown environments (Visher 1965; Klovan
1966; see Solohub and Klovan 1970 for a comparative analysis of the several approaches).
Graphical summaries of particle size distributions include: the frequency histogram, the easiest
to construct; frequency curves derived from the histograms; cumulative size frequency curves,
which are the most widely used and from which percentile measures can be derived; and a few less
popular curves. For any procedure, the assumption that the sediment comprises a normal
distribution as measured by the four moments must be tested if environmental discrimination is
the aim. Selection of the manner of data presentation can bias or invalidate results just as sampling
of the original population or improper laboratory procedures may, so it is fundamental that the
geomorphologist and archaeologist be aware of these considerations. Griffiths (1967: Chapter 5)
provides an incisive discussion.
To date, interpretation of particle size distributions is mostly of a qualitative nature allowing
only differentiation of depositional environments; models for quantitative fluvial reconstructions
Gladfelter] GEOARCHAEOLOGY 533
have yet to emerge (Jopling 1971). Perhaps it is more accurate to say that particle size distribution
reflects processes of transport and deposition, rather than environments and these may not be the
same for comparable distributions, so that the hypothesis that particle size distribution reflects a
sedimentary environment may not be consisteintly valid for all cases (Solohub and Klovan 1970).
For archaeological reconstructions, the soundest procedure is to compare site data with present,
local analogues to identify qualitatively the prehistoric site-specific setting.
An evaluation of particle size data for environmental interpretation must consider whether or
not the strata examined and sampled have undergone post-depositional disturbance that has
affected the physical properties of the sediment. This also may be a consideration when texture
properties are used for stratigraphic purposes, since comparison of disturbed units may produce
invalid correlations. The texture of a sediment can be altered by soil development and endogenetic
structures; the former results in a time progressive decrease of particle size and, varying with the
soil environment and water circulation regimes, the translocation of particles through the horizon
sequence. The field archaeologist must appreciate such limitations and recognize that sediment
samples cannot simply be collected and submitted for lab analysis as, for example, materials for
radiocarbon dating might be. In addition, post-depositional mixing of a sediment by cryoturbate
and biogenic activities or by human activity will alter sediment texture and probably lead to
erroneous inferences if not detected in the field. Clearly, samples from materials of these sorts
cannot be used to infer transport processes, but on the other hand, the non-normal size
distribution of sediments may implicate human activity as opposed to "natural" processes.
Lab Procedures. There are many guidelines for the laboratory treatment of sediment and soil
samples and in general a particular academic or commercial lab will modify procedures to suit
particular needs to appropriate time and cost constraints. This leads to a lack of standardization of
results that makes data comparison difficult; for this reason it is a good practice to include a
summary of lab procedures in site reports. Rigorous standards are particularly essential in
determinations of particle-size distribution since the results are easily biased by defective
equipment and improper or careless sample processing. The several methods and specific
procedures used in sedimentary petrography do not need to be covered here since the following
sources are generally available: Avery 1974, Black 1965, Butzer 1971, Carver 1971, Cornwall
1958, Griffiths 1967, Folk 1974, Krumbein and Pettijohn 1938, Shackley 1975, USDA 1972.
Some implications of the lab results outlined in the previous section may be pursued further in the
references cited; several papers given at a recent symposium on sediments in archaeology also
provide insights for interpretation (Davidson and Shackley 1975).
QuartzGrainMorphology
Quartz is the silicate rock mineral that is most resistant to weathering in nature and it therefore
is a common, if not predominant, constituent of sediment in the form of sand grains.
Geomorphologists for some time have studied quartz sand under magnification to discern shape,
surface finish, and surface relief characteristics that might be diagnostic of transport and
environmental history of the grain (Cailleux 1942). The literature recognizes categories of surface
finish (e.g. dull vs. polished) and surface relief (e.g. smooth, striated, faceted, etched, pitted) that
are presumed to indicate transport in dry (wind) or wet (aqueous) environments. The terminology
of this literature is inconsistent and there is enough evidence to indicate that quartz grain surface
finish and relief properties can result from chemical and from mechanical effects that may not be
peculiar to a specific environment (discussion and references in Butzer and Gladfelter 1968).
Furthermore, the very resistance of quartz should suggest that surface characteristics can be
polygenetic so that those properties determined by the optical microscope are best used for
comparative and/or qualitative purposes rather than as environmental parameters.
Use of the scanning electron microscope for quartz grain analysis, however, does offer potential
for interpretation of environmental history (Krinsley and Donahue 1968, Steiglitz 1969). At
magnifications of 1000 to 20,000 x, grain surface features such as conchoidal breakage patterns or
flat cleavage plates can be identified, and when the various aspects are interpreted together for
534 AMERICAN ANTIQUITY [Vol. 42, No. 4, 1977
grains with known histories, recognizable associations with environmental implications emerge.
Krinsley and Doornkamp (1973) have recently produced an atlas of quartz sand grain surface
textures with many photographs that can be used for comparison purposes. Marine, fluviatile,
lacustrine, aeolian, and glacial environments are differentiated. This type of information provides
very useful corroboration for interpretations of transport and deposition as deduced from
particle-size distribution analysis and, where feasible, both techniques should be implemented for
archaeological reconstructions.
Acknowledgments. Services provided by the UICC Cartographic Laboratory are gratefully acknowledged.
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