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To cite this Article Isopahkala-Bouret, Ulpukka(2008) 'Transformative learning in managerial role transitions', Studies in
Continuing Education, 30: 1, 69 — 84
To link to this Article: DOI: 10.1080/01580370701841556
URL: http://dx.doi.org/10.1080/01580370701841556
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Studies in Continuing Education
Vol. 30, No. 1, March 2008, 6984
Introduction
We all most probably have a need to make sense of our professional experiences. We
want to know what our work is about, to what and to whom we are related to, what
values do we serve through our occupation, and how our work connects with our
sense of identity. One specific case to think of one’s work is a transition from one
work role to another. According to Ashforth (2001) occupational roles (‘who am I in
this social context’) facilitate sense-making by providing a framework to locate
oneself and others at work. Roles refer here to more or less institutionalised positions
in a social structure, like in a work organisation. Understood as such, roles are not
fixed, but their meaning is negotiated within structural restrictions in different
sociocultural contexts.
This study is interested in particular kinds of role transitions, namely the ones in
which experienced professionals move from specialists’ role to managerial role within
an organisation, in a particular location. Intra-organisational promotions can range
*Email: ulpukka.isopahkala@helsinki.fi
from title changes involving only minor changes in the job content to major changes
requiring new competence such as managing groups of subordinates (Kramer and
Nolan 1999: 336). Transition to managerial duties can happen also without physical
relocation or job change and require re-orientation to a role already held (cf. Louis
1980; ‘intra-role transitions’). The study takes place in a large, international
technology enterprise, in early twenty-first century, in Finland.
The intention of this study, in general, is to know more about the nature of
learning involved in the transitions to managerial role. Specifically, the study is
looking at whether such learning involves self-reflection and self-transforming
experiences. The study draws mainly upon Mezirow’s (1990, 1991, 2000, 2003)
transformative learning theory to outline an interpretative framework for studying
this particular kind of learning. Such a theory assumes that critical reflection
potentially triggers perspective transformation regarding how self is positioned in a
new role. Furthermore, the study is interested in how a sociocultural context
influences self-reflections.
The individuals participating in the study are ‘experienced newcomers’
(Blenkinsopp and Dunczyk 2005: 363); they have already gone through several
occupational and organisational transitions. Therefore, the focus of learning is not so
much on how to practically orient in a new job, but on how to re-position self in a
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familiar context and to re-establish social relations. At first glance readers may
wonder how leadership development plays a part of the process. Clearly it is an
essential aspect of the literature and must be figured in. On further reflection one will
see that the theme here in that analyses of role transition as a context for learning
provides a rich basis for discovering how people re-position themselves, whether into
leadership or not.
studies prescribing different role and personal attributes. Adjustment to a new role
has been described with concepts, such as ‘personal change’ and ‘role innovation’
(Nicholson 1984; Nicholson and West 1988), which can be considered as learning if
we relate these concepts to adult education theories. Characteristics of different types
of managerial transitions have been specified in studies on promotions (Kramer and
Nolan 1999), relocations (Munton and West 1995), transitions to newly created jobs
(West et al. 1987), problematic inter-organisational transitions (Blenkinsopp and
Zdunczyk 2005), and radical change of direction in a career (Ibarra 2003). Despite of
the specificities of the different types of transitions it is possible to approach them all
from a learning point of view.
The transition cycle (Nicholson 1994; Nicholson and West 1988) provides a
starting point for thinking about role transitions and learning. First, there is a
preparation period when people anticipate the coming changes and wonder about
new tasks and how to deal with them successfully. Second, there is a stressful period
of encounter ‘shock’ when people, during their first days and weeks, are surprised by
dissimilarities between their old and new jobs. Third, there is a period of adjustment
when people alternatively change themselves to match the role, change the role
requirements to match their needs, or both. Fourth, there is a period of stabilisation
when there are no longer new things to learn and everyday routines are established.
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abilities, the outcomes of role learning are a clarification of what the new role is, a
better integration into the social networks, and, eventually, transformation of
professional identity (Ashforth 2001: 186). The new job demands set direction for
constructing a new work identity; although, people have usually already drifted
towards jobs that fit with their needs and self-conceptions (Nicholson and West
1988).
and professional growth. Such a way of doing requires re-thinking of what leadership
is and how managerial roles are enacted. One has to first experience personal
transformation in order to start leading through others (as opposite to leading upon
others), and eventually transfer the world itself (McGregor 2006). Leadership
development, therefore, begins with the development of a ‘new self’ (Quinn 1996)
and is fundamentally grounded in the notions of transformative learning (Kritskaya
and Dirkx 2000).
A theoretical frame of transformative learning (Mezirow 1990, 1991, 2000)
describes how adults learn in different life experiences that somehow question their
prior understanding and sense making habits. Such a learning theory enables us to
understand thoroughly the learning in potentially transformative managerial role
transitions. As we move to new positions at work we elaborate our existing habits
and assumptions and we may find out that we have to learn anew what the necessary
conditions for enacting a role are. As a consequence, we learn new viewpoints and
alter the existing ones (Mezirow 1990). Such learning involves reflections on
declarative and procedural knowledge (‘What is this and how does it work?’). It
may further involve critical reflection on premises, reasons and justifications of our
knowledge (‘Why do we believe in these principles and values?’). Consequently, via
such critical reflection, one’s perspective on things may change dramatically and
permanently. Eventually, it becomes more inclusive, distinguished, open, integrative
and reflective (Mezirow 1991). Perspective transformation, then, alters the way
people understand themselves, their relationship with others and with the world. It
changes cognitive, emotional, and behavioural routines of perceiving and interpret-
ing things. As a result, one is able to have new priorities and ways of thinking and
doing.
According to Mezirow (1991), learning that leads to a perspective transformation
has an inherent logic, ideal, and purpose. When people face a confusing situation or
problem that cannot be resolved based on their previous experience, they start
reflecting and asking critical questions about their own assumptions. Next, they see
Studies in Continuing Education 73
that others have gone through the same process of transformation and start
validating prior beliefs in collaborative dialogue. They look for alternative roles and
operative modes, which leads to action planning including finding of new
information, testing of new roles, agreeing on new relationships, and developing
new competencies and self-confidence. Finally, transformed perspectives are inte-
grated into everyday practices. Such a personal change is like a spiral in nature it
includes variation of all the mentioned phases, but does not always follow
the exact sequence as presented earlier (Mezirow 2000). Completion of one stage
is not necessary before starting another one, and phases are repeated during the
transformation process (Mezirow 2000).
Perspective transformation requires energy, motivation, and volition to act
(Mezirow 1991: 188). Additionally, personal mindsets must become emotionally able
to change (Mezirow 2003). Presumably, much of the growing interest in transforma-
tional leadership is due to the interest in leader’s emotional resonance with and
impact on others (Hernez-Broome and Hughes 2004: 26). Theorisation of Boyd
(1991; Boyd and Myers 1988; Scott 1997) and Dirkx (1997, 2003a,b) have deepened
our understanding of emotional and spiritual dimensions of perspective transforma-
tion. Boyd and Dirkx rely most heavily on imagination and on the extra-rational,
whereas Mezirow’s theorisation emphasises the rational (Cranton and Roy 2003;
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Dirkx et al. 2006; Imel 1998). Both incorporate, nevertheless, rationality, imagina-
tion, courage and feeling of power as a part of a creative transformation process.
Transformation is also characterised by social aspects, such as strong relationships
and compassion for others (Mezirow 2000).
However, neither Mezirow, Boyd or Dirkx include the sociocultural context that
shapes the personal experience and identity in their theories (Clark and Wilson
1991). They rely on a concept of ‘self’ that has individual agency to define who the
person is (Clark and Wilson 1991). However, ‘self’ can also be understood as a non-
unified, fragmented, and contested construction. The changing organisational
positions are socially agreed upon and that adds a cultural meaning to the
definitions of ‘self’. The meaning given to any organisational position is negotiated
within structural restrictions and can be defined as networks of relationships
involving both people and materials (Nicholson 1984). The role and its boundaries
what is included or excluded are defined not only by the role occupant, but also by
external norms imposed by the various roles that are linked to the role (Ashforth
2001). Through negotiations one must co-create the institutional arrangements that
legitimise the new role (Schön 1983: 221). For example, a new project manager must
confirm project clients of his or her expertise by presenting accurate information in
the project plan and by demonstrating that he or she understands what the client
needs are. Thus, self-reflection is always content dependent, historically situated and
value-oriented (Clark and Wilson 1991).
Research methodology
Originally, nine experienced technology specialists from one international informa-
tion technology organisation volunteered to participate in the research process. The
participants had heterogeneous educational background, mostly business or
technical college degrees, and diverse working experiences (from 3 to 20 years,
which reflects the age difference of participants’ respectively). In this article, we will
74 U. Isopahkala-Bouret
focus specifically on experiences of six of the participants (three women and three
men) who moved to team leader or project manager roles (the excluded participants
moved to other kinds of jobs). Team leader’s role here involved a line management
responsibility over a group of subordinates, which project managers did not have,
although some of them had a team working for the project, too. The overall role
transition narratives are reported elsewhere (Isopahkala-Bouret 2005) and here we
will specifically analyse reflections on participants’ new managerial roles.
The setting for the research data gathering was formed by informal, highly
interactive coaching sessions (focus groups really) that the researcher planned and
organised herself. The hope was that participants would gain something from the
experience, not merely provide data. Specifically, participants were invited to join
discussions on transformative job changes, which they did. In practice, the sessions
were a possibility to meet with other specialists who were in the same situation and to
discuss issues related to the role transition. The agenda came from participants; no
one provided instructions or training for any specific assignment. As a group,
everybody could act as a coach to another. The coaching did not apply any
predefined model on how to go through role transitions. Its structure was open and
participants could influence discussion topics. Similar sessions were not implemented
elsewhere in the organisation for any non-research-related purposes.
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The data gathering started with discursive interviews about each participant’s
background, current work situation, and evolvement of expertise. Then, after a
couple of days, participants conducted a self-assessment and got feedback from their
colleagues and supervisors about their learning skills and tactics (Lombardo and
Eichinger 2000). The results of assessments were not analysed as research material,
but participants reflected on their learning skills and tactics in the group discussions.
Participants met five times within a five-month period in focus groups and discussed
issues relevant to the ongoing transition. During the group discussions, the
researcher asked participants to form statements about what was problematic at
work, and, especially, in their ongoing role transition. Each member in the group
then offered justified arguments about why this statement was true or false, justified
or unjustified (cf. the idea of rational justifications of statements, Mezirow 1991).
However, as soon as somebody disclosed personal issues the tone of the discussion
became more emotionally laden and controversial. Eight moths after the first
interviews, the final interviews concluded the data gathering process. The partici-
pants were asked about their work role transition and personal change experiences.
Personal narratives were a recurrent part of interview accounts and group
discussions. The storied quality of these responses was preserved throughout the data
analysis and interpretation. According to the underpinning narrative methodology
(Mishler 1986; Riessman 1993, 2002), meaning is discursively produced through
interaction between researcher and participant(s). An interviewee is respondent and
narrator, and an interviewer is questioner and listener (Bell 1988). The researcher, in
the role of a listener, allows an interviewee to continue without interruption, and to
present himself or herself in a particular light (Mishler 1986: 36). The context of
telling essentially impacts the narratives that are produced (Mishler 1986: 44). All the
interviews and group discussions were tape recorded and transcripts were written
word-to-word. Most of the data collection was done in Finnish. The citations used
here in the manuscript were later translated in English by the researcher. However, all
Studies in Continuing Education 75
of the participants did not have the same mother tongue and, therefore, part of the
data was collected in English, although none of the participants were native speakers.
The analysis proceeded by reading and rereading the accounts on role transitions
and by focusing on narrative elements: plots, turning points, characters and
evaluations. Furthermore, the collection of several stories allowed comparison of
experiences to each other (Polkinghorne 1995). However, the categorisation did not
produce explanation in the same manner as in natural science. Typologies in
narrative analysis are considered as statements of similar events that are shared by
various stories, not as descriptions of ‘species of stories’ (Polkinghorne 1988: 167).
Typologies did not provide the essential meaning of stories. They were useful only to
develop some abstract themes and concepts. In the following, the narrative analysis
of self-reflective learning in managerial work role transitions is presented around
three themes: reflections on own abilities and actions; reflections on role models; and
reflections on aspects of power in managerial roles. The analysis will be followed by a
discussion that links the narratives to the literature reviewed earlier in the paper.
but when his manager offered him the job, he accepted it. Tim started to lead the
same team in which he had been working as a senior system specialist. Tim ‘caught’
new responsibilities quickly, ‘started really to speed up, and . . . [had] a rough time’. It
was challenging to earn the respect and trust of prior colleagues, to consider other
managers as equals, to learn a new communication style, and to know how to handle
confidential information. In this case, enactment of team leader’s duties came first,
and then afterwards Tim reflected upon his experiences and how the new role had
changed him. Tim thought he now had a ‘totally different job description . . . [and] a
new kind of prominent position’. His newly adopted managerial perspective made
him understand that things that he complained about earlier were not ‘necessarily
easy to resolve’. He understood the ‘complexity’ of things. Moreover, Tim thought
he now had more ‘value in the employment market’. Nevertheless, Tim’s new
perspective did not radically change his prior way of working:
Team leader is still a kind of a person that should participate, to be involved with things.
It is a sort of, if I use the military terminology, a kind of corporal. He goes there with the
crew, and does not stay in any ‘command dugout’.
As Tim defined here, team leaders should ‘participate’, ‘be involved with things’
and be ‘with the crew’. Tim did not want to position himself as distant from other
team members. His reflections were influenced by his ability to contribute to the
technical tasks of his team. As suggested by the previous role transition studies
(Nicholson and West 1988; Morrison 1995), learning how to occupy a managerial
role initiated reflection on what one was supposed to be doing in such a role. The
definitions given to one’s role were influenced by the material circumstances and
other roles that were related to the new managerial role (cf., Asforth 2001). For
example, Tim’s new managerial role involved re-positioning of self within the line
hierarchy of the organisation. To find a comfortable way to be in a new kind of a
relationship with the old team members and new colleagues, and with things to do,
Tim had to personalise the new role (Nicholson and West 1988).
76 U. Isopahkala-Bouret
Laura was a financial systems specialist and during the study she made her move
to an information technology organisation and to a concept specialist’s job, but was
soon after offered a project management job. Contrary to Tim, she explained that
her technical competence was minimal and that was why she felt natural to be in a
project management role. Mainly, project management for her was to ‘ensure that
there is always a resource to do every task and that [nobody] forgets anything’. It was
a kind of ‘coordination job’ and ‘management of things rather than people’. As
Laura described it, project managers needed to work hard to find resources, keep the
project in time, meet dead lines, and cooperate with different parts of the
organisation. Dealing with all the different stressors of time pressure, cost manage-
ment, and personal relations required toughness, even aggressiveness.
In a way, I express more clearly what I want . . . one [senior member] from our group has
named me a ‘lieutenant’ [laughs], just joking. But maybe it illustrates anyway that I
know what I want. . . . Providing a clear understanding of what is expected from
others. . . . I hope it doesn’t feel like commanding.
Here, similarly to Tim, Laura referred to a military position as she was describing
her role. With such an analogy, hierarchical power relations were intimated around
her talk. However, by laughing right after and stating that the analogy was ‘just a
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joke’, she expressed that it was not proper to talk openly about power relations
at work. In her reflections Laura said that the new role had changed her behaviour.
She had become more assertive and surer in expressing what she wanted from
others. However, she wanted to state expectations in a frank, respectful and
non-commanding way.
Anne, an advanced application system’s specialist, also experienced an un-
expected transition as she was offered a team leader position in her current team. She
had not either considered moving to a managerial role, but thought that ‘even if it
was just a proposal (and not an exigency), it was better than to continue the same, to
follow the same line’ on a specialist track. In practice, the appointment process did
not proceed as planned. Anne’s organisation was restructured, her manager changed,
the number of her team members diminished, and, finally, she was never officially
appointed to the team leader’s job. However, she started to take care of some of the
team leader’s responsibilities. For example, she started running weekly team meetings
and provided induction to newcomers.
Even if there was never an official decision, I had to take such a role it was a practical
necessity . . . since I was the oldest and I’d done these things for the longest period of
time, it was automatically [laughs] my role to advise new people. And in a way, I did a
team leader’s job there.
Here Anne defined a managerial role as requiring experience and maturity. She
was the oldest and the most experienced compared to her team members. A
managerial role, for her, was involving advisory relationship toward others. Anne
was intensively helping others to grow in their profession. Then, as her team
members gained more skills and were able to take independent responsibility, she was
able to delegate certain tasks to them and to assume the managerial role more
thoroughly. During the transition Anne wrote down her reflections, which helped her
to ‘take distance and observe activities from an external point of view and to think
about how things could possibly be . . . to start thinking about what my own
Studies in Continuing Education 77
Max discovered that one could choose how to behave as a leader and that made him
feel more confident that he could be a leader too. As Ibarra (1999, 2003) mentioned,
transition to a new work role involves imagination about the possibilities one has for
self-actualisation in a new role. One needs to find balance between who they were
before moving to a new role and the role models provided by those who have earlier
enacted similar roles.
The transformative self-discovery made Max think about power and control in a
new way. Being in charge of things did not require ‘leaders to tell what to do’, but to
be aware of others’ needs and to behave accordingly. Leadership was achieved by
reflecting and regulating one’s own behaviour, and by learning how to behave
differently. It was attained by the same means whether you were a leader or just a
‘team member like the others’. His transformed perspective reflected the nature of a
managerial role similarly to how Tim, Laura and Anne defined their new roles;
leadership is participatory (team member like others), non-commanding (not a
tough dictator) and advisory (helping others). As a consequence, Max started to
observe more clearly how he acted in interaction with others. ‘I mean, you see
yourself behaving in a way instead of just behaving and not really thinking what you
are doing with the others’. Self-observation involved measuring self up to prevailing
role models and adaptation to the prevailing way of talking about managerial roles.
The question ‘who am I in this role’ was answered back in terms of the normative
discourse.
Self-transformation and adoption of the prevailing leadership ideal was not as
smooth and positive experience for all of the participants as it was for Max. Henry
had been an independent specialist almost 20 years before he became a project
manager. His specialist background formed his ideas about how he would like to
enact in a managerial role. In his self-reflections Henry made the dilemma of his role
transition explicit: ‘I am, in this emphasising of expertise, maybe too closely engaged
with my own old [specialist role]. . . . [It] can’t work as it used to work’.
Studies in Continuing Education 79
I had to force myself to work in a very ‘pure action’ mode, for the period of time . . . I
was consciously thinking that I’m not actually, I’m not this kind of a person, but in this
situation I have to take the role and to be more ‘proactive’ than I am. And what helped
me in this situation was that I, I, I don’t have to change, actually. But I have to accept
the fact that in certain situations I have to change my behaviour or natural way of doing
things. And I can do it. (Original in English)
members to grow as well. Furthermore, in her new role she could show her expertise
even better than before.
What I think is the most important thing, is that now I have [a voice]. Now people listen
to me differently. . . . Now they invite me to participate in meetings. And now my
opinion is asked for more often than before. So, only now I’ve been able to demonstrate
my expertise in this organisation. And I think, it is funny that people are so surprised
when they see my plans and results of my job job. I have received systematically
surprising comments like: ‘Wow! Professional’!
Sara was implicitly referring here to prior work events in which she had not been
able to present results of her work in public, because her boss (in a higher position)
had represented her. So, although she had had professional competence prior to her
managerial role transition, she was only recognised after she moved to her new post.
Sara used irony to express how ‘funny’ it was that people in her organisation had not
known what she was capable of and were ‘so surprised’ now that she presented her
plans and results as a project manager. Before she had not been selected to important
assignments and her requests for information had not been taken seriously, because
she had not had enough status and authority in the organisation.
The managerial role was bringing along new possibilities for her to influence.
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Now that she had an official role of a project manager, people listened to her
differently, she upgraded easily her contact network within and outside the
organisation, and was ‘invited to participate’ and express her opinions. However,
Sara was amazed and astonished at ‘how much finally the official position in the
organisation impacts on things’. She always thought that it is more important what
gets done than who gets things done. She became aware of things that she had
ignored or had not been able to discuss. She became sensitive to structural
inequalities in her organisation. She was wondering how to accept a role that
privileged her compared to those in less powerful positions. From that point of view,
the attempt to find a more equalitarian relationship between oneself as a project
manager and others, as reflected by most of the participants, could be seen as a
justification for the usage of the inevitable organisational power that one had in a
managerial role.
Discussion
It can be argued that the managerial role transitions were self-transforming
experiences to the participants of this study. According to Mezirow (1990, 1991,
2000, 2003), a dilemmatic situation, such as a role transition, that questions the
adequacy of a prior meaning-making scheme can eventually lead to a transformative
perceptual change. Similar to the transformative learning process, which Mezirow
(1991) has described, the participants found it first difficult to enact their new roles
according to their prior perspectives. As a consequence, they started reflecting on
the role expectations and questioning their existing managerial role models. The
statements regarding the expectations in the new role were usually followed by the
reflections on whether one was able to do what he or she was supposed to do and on
role models in relation to the roles to be. In most cases, self-reflection and trying out
of new roles led eventually to a perspective transformation regarding what a
Studies in Continuing Education 81
managerial role is; how to occupy a managerial role; how it feels to be in such a role;
and what managerial authority, power and influence mean.
Critical reflection on premises, reasons and justifications upon which the new
managerial roles were based (i.e., why-questions) happened during role transitions,
but not to the extent that Mezirow’s transformative learning theory might suggest.
Whilst this would seem to bear out the argument that perspective transformations
require critical reflection, it also gives us an insight that the transformative learning
in managerial role transition involves some other processes. It seems that perspective
transformation can be understood in terms of adaptation to the prevailing discourse
that defines how the managerial roles are properly enacted in a certain context.
This is not to state that role transitions were about simply copying habits from
role models. As Ashforth (2001: 202) has noted, usually experienced people are
highly motivated to frame the new roles toward their preferences and to adapt role
expectations to fit their sense of identity and who they want to become. That involves
breaking the constraining barriers of the role models. However, as part of the self-
reflection and reframing of the role, the participants were also internalising and
renewing the dominant culture. By comparing ‘self’ to the role expectations one was
also learning social norms, values and leadership ideals.
In the context of this study adoption of a dominant perspective meant learning
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how to influence others via managing self. Equally to the ideals of transformational
leadership (Bass 1985; Burns 1978) one was supposed to be there for others and,
instead of using direct authority, to inspire, motivate and encourage others to do
what they needed to do. Whilst there was evidence that some of the participants were
struggling to act upon such expectations, it was the case that most reflected on their
role transition experiences as being transformative and as changing their perspective
toward more participatory, supportive, observatory and self-aware notions of how to
enact managerial roles.
Conclusions
Transformative learning theory adds to our understanding of learning in managerial
role transitions. It extends the theorisation of role learning from psychological
attributes to experiential perspective transformation. However, the transformative
role transition experiences during the entry to a managerial role were not innocent,
as we have seen. Work places are not value-free learning sites (Fenwick 2001; Wilson
and Cervero 2001) and as Yoong Ng and Cervero (2005) have stated, learning in any
business organisation is evidentially subjugated by interest of profit making and
power of ownership. Transformative learning takes place, in most cases, within
corporate core values and prescribed procedures and, as such, serves ultimately the
purposes of building human capital (Fenwick 2004: 200). Hence, the transformative
learning in work role transitions does not necessarily lead to a more inclusive and
reflective perspective as Mezirow (1991) has suggested, but brings the adoption of a
dominant perspective.
The adoption of the dominant perspective means that the one who learns how to
behave properly and transform one’s habits of mind in accordance to the new role
becomes subjected to a powerful organisational discourse that defines how one is
supposed to behave, think and feel in a managerial role. How individuals understand
themselves in work settings is shaped by language and culture, which serves the
82 U. Isopahkala-Bouret
interest of those in power (Clark and Wilson 1991). Discourse that defines
managerial roles does more than simply provide language to think of project plans,
costs, resources, outputs and so on; it makes one give in to organisational value
systems, priorities and principles and to internalise self-disciplinary practices (e.g.,
observation of how one behaves in relation to others and adaptation to the most
influential way of getting others to do what they are ought to do). Therefore,
receiving a managerial promotion may place a person in a contested relationship to
much of the workplace practices and values to which he or she previously identified
(Billett and Somerville 2004).
The research theme of the adoption of the dominant perspective in managerial
transitions is a useful pathway for the future to uncover aspects of leadership and
career development. Instead of uncritically celebrating the self-discovery that newly
appointed project managers and team leaders reflect upon, it calls for attention to
sociocultural constraints that are discursively involved with reflections on ‘self’ and
managerial roles. Further theorisation is needed in order to relate individual
reflections to the socio-political aspects of learning in managerial role transitions
and other inter-organisational transfers.
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