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Optimization of The Bearing Surface Geometry of Total Knees
Optimization of The Bearing Surface Geometry of Total Knees
1994
Elsevier Science Lid
Printed in Great Bntain. All rights reserved
0021 9290/94 $6.00+ 00
Abstract-Various design criteria were examined in combination to find the ideal geometry for a condylar
knee replacement. The criteria were the contact stresses on the plastic, femoral-tibia1 size interchangeabil-
ity, patella lever arm, laxity and stability and the amount of bone resection required. The variables were the
radii of curvature of the femoral and tibia1 bearing surfaces in the sagittal and frontal planes. Metal toroidal
indentors were loaded onto dished surfaces of UHMWPE covering a range of radii and the contact areas
measured. Using elasticity equations, the apparent elastic modulus of UHMWPE ranged from 400 to
600 MPa for less conforming to closely conforming surfaces. Using a value of 600 MPa, contact stresses
were predicted for a complete spectrum of radii of curvature. Finite element analysis was used to determine
the stresses beneath the contact patches when different femoral-tibia1 sizes were interchanged. A computer-
graphics program was written to analyse the effects of flexion, rotation and femoral roll-back on the contact
point locations. An influential variable was the sagittal curvature of the femoral component, notably the
point of transition between the posterior curve of small radius and the distal curve of larger radius. This
affected the patella lever arm, the stability, and the bone resection. Interchangeability was primarily
dependent upon the relative frontal radii. Contact stresses and contact locations depended upon the
combination of sagittal and frontal radii. The most suitable geometrical combinations overall were
discussed. -
255
256 S.SATHAWAM and P. S. WALKER
FRONTAL TIBIAL
SURFACE cant:; point
knee components
Fig. 1. Terminology in describing the frontal and sagittal plane geometries of the condylar surfaces.
which the posterior radius ended its arc and the distal twice for each combination of indentor and
radius began. The posterior section was fixed and the UHMWPE sample. The dimensions of the elliptical
anterior section was fixed horizontally, its vertical contact patches (2c and 2d) were measured to an
position and the length of the distal curve determined accuracy of f 0.04 mm by using vernier callipers.
by the PDTA. The maximum stress in the plastic is given by
(Roark and Young, 1975)
Determination of contact stresses on the tibia1
component maxcC=g, (1)
The aim was to determine how contact stress varied
with tibia1 frontal and sagittal radii when a femoral where P is the total load applied and 2c and ti are the
component with fixed geometry was loaded onto lengths of the axes of the contact patch.
a tibia1 component. Laboratory experiments were Also,
performed to produce contact patches which were
similar to those made when knee components are c&J=, (2)
compressed together. Indentors were machined from
titanium, one with perpendicular planes of radii 30 d=b3,/a, (3)
and 50 mm, representing a femoral condyle in exten- where u and p are variables which depend on the
sion, the other with radii 30 and 20 mm, a condyle in geometry of the surfaces making contact. Values were
Aexion. Toroidal dishes were machined with min- obtained by interpolating results listed in Roark and
imum thickness 6 mm from uniform blocks of Young (1975) for cases where the major and minor
UHMWPE, with radii varying from 35 to 200 mm. axes of the femoral and tibia1 surfaces are aligned (as
A metal indentor coated with a film of dye was fixed in our Instron tests).
to the loading head of an Instron testing machine. The elasticity function is
A tibia1 dish was aligned with the femoral indentor
and a compressive force of 1 kN was applied in 1 min
and released immediately. Tests were carried out
+&y+(y), (4)
Surface geometry of knees 251
where vF and VT are Poisson’s ratios of the metal with different vertical forces until the reaction forces
indentor and UHMWPE sample, respectively. EF and at the interface summed to 1000 N. The analysis was
ET are the elastic moduli of the indentor and plastic repeated with different stiffnesses for the gap elements
sample. until the maximum compressive stress was equal to
KD is a measure of the conformity of the surfaces: that predicted by elasticity theory. This stiffness was
used for the analyses of the frontal planes of the tibia1
1.5
(5) components. The arrangement of the elements de-
KD=(lpF)+(l/FF)+(lflS)+(l/FS)’ pended on the point of contact; an example is given in
where tibia1 radii are negative. TF, FF, TS and FS are Fig. 2. It illustrates how a 6% enlarged femoral com-
defined in Fig. 1. ponent was loaded onto a tibia1 component with
The value of the elastic modulus of UHMWPE outer radius 45 mm. In order to determine where the
obtained from these experiments was used to deter- nodes should be concentrated, the contact point was
mine a ‘full-field’ solution of maximum contact stres- estimated by rigid body analysis. We assumed that the
ses (max UJ for an entire spectrum of femoral and interface between the rigid, femoral surface and the
tibia1 radii. plastic elements was frictionless. Variables were the
outer frontal tibia1 radius (Fig. 1) and the percentage
sizing of the femoral component. Tibia1 components
Interchangeability between sizes of the components with outer frontal radii 35,40,45 and 50 mm were
The main purpose of this analysis was to find the analysed with femoral components:
optimum geometry for a tibia1 component which
(a) which were sized by 6% where all dimensions
could accommodate different sizes of femoral compo-
varied proportionally,
nents whilst maintaining low stresses. Linear, plane
b) where the radii and width were sized by 6%, but
strain, finite element analysis (ANSYS) was used to
the bearing spacing was sized by only 3%.
model half of the frontal profiles of the knee compo-
nents. The elasticity equations above could not be However, the location of the contact patches would
used for cases where the contact patches reached the vary with different relative positions of the femoral
edges of the plastic. The femoral component was and tibia1 surfaces. A computergraphics program was
modelled as a cylindrical, rigid surface, which is de- written to analyse this. The surface of the knee com-
fined in ANSYS as a boundary of nodes beyond which ponents was defined by meshes of points approxim-
elements cannot penetrate. The stiffness of these gap ately 1 mm apart. Transformation matrices were used
elements was determined by applying ANSYS to to position the femoral surface at any orientation. The
a rigid, cylindrical indentor loaded onto a large, flat, contact points, defined as the points on the femoral
plastic slab. The slab had elastic modulus 600 MPa and tibia1 surfaces in closest proximity, were deter-
(determined from results of experimental study) and mined by iterating through each femoral point using
Poisson’s ratio 0.4. Elasticity theory was considered a descent method (Walker, 1988). Contact points on
applicable for this unconforming case. The slab was the tibia1 surface were plotted for all possible combi-
interfaced against the cylindrical indentor and equal nations of flexion up to 60”, internal/external rotation
vertical forces were applied to the nodes along the up to 10” and posterior femoral displacement up to
base-line of the plastic slab. The analysis was repeated 8 mm at increments of 12”, 2” and 2 mm, respectively.
reaction force is
into 15 elements
f t f t 1 Ttfttt:“tt l
Fig. 2. Using FEA to examine interchangeability between sizes. This example shows a case where the outer
tibia1 radius is 45 mm and the femoral component is 6% larger than standard. For clarity, all the elements
are not shown.
258 S. SATHASIVAMand P. S. WALKER
Using this method, analyses were also run for femoral patella groove crossed at one point, indicating that
components with large, frontal outer radii of 60 and the patella component was in equilibrium. The patella
170 mm. lever arm was measured in this position as the perpen-
dicular distance from the femoral-tibia1 contact point
Considerations for the sagittal plane to the patella ligament.
Also, for each value of PDTA, the heights of the
Domed patella components and patella tracks
which were located 5 mm within the outline of the deepest point of the condylar surface to the anterior
femoral condylar surface were added to the sagittal edge of the tibia1 dish (HAC) and the gradient of the
profiles. The tibia1 sagittal surface was defined to be tangent to the anterior edge of the dish (SAC) were
totally conforming to the femoral sagittal profile for calculated. Finally, the profiles were superimposed on
this part of the study. The anterior-posterior length of the mid-lateral slice of the ‘average knee’ to determine
the tibia1 component was 50 mm, its posterior edge how bone resection varied with PDTA at the thickest
was located 3 mm in front of the posterior of the region of the bone. Bone resection was defined as the
femoral component and the top of the tibia1 compon- perpendicular distance between a 45” slope to the
ent was sliced off so that there was a 5 mm flat at the patella track of the prosthesis and a slope at the same
anterior. Six femoral profiles were created with PDTA angle to the femoral bone. Fitting the femoral com-
from - 15” to lo”. The reference axis system for the ponent to the femur requires a 45” chamfer at the
femur and the tibia was based on the transverse axis distal-anterior end and the amount of bone resected
joining the centres of the ‘spherical’ posterior femoral depends on the PDTA.
condyles with the femur at 0” flexion (Garg and
Walker, 1990). The large cross marked on Fig. 3 RESULTS
shows this axis. The centres of the posterior radial
sections of the prosthetic sagittal profiles were located Determination of contact stresses
on this cross. Flexed femoral component profiles were The results for the apparent elasticity function of
positioned so that their lowest points made contact the UHMWPE (C,) plotted against the relative radius
with the deepest points on the tibia1 dishes. The angle of curvature function (K,) are shown in Fig. 4. The
ALPHA described the orientation of the patella liga- apparent elastic modulus of the plastic ranged from
ment and the angle DEL described the orientation of 400 to 600 MPa between low and high conformities,
the patella component itself. These angles were iter- for a load of 1 kN applied at 1 kN min- r. Poisson’s
ated until the lines of action of the patella ligament, ratio of UHMWPE was assumed to be 0.4.600 MPa
quadriceps and the reaction of the patella on the was used for the elastic modulus of UHMWPE in
patella
surface
patella
groove
surrace -
Fig. 3. Models used to analyse the sagittal plane. Top left, patella equilibrium positions and lever arms.
Bottom left, anterior stability. Right, amount of bone resection on chamfer.
Surface geometry of knees 259
Ce
.
1
/ 0.0024
.
0.0022 . .
* .
: . .
0.0020 l*e l
. .
.
/
0.0018 : . l
8 .
.
0. . l
0.0016
0.0014
.
.
4
i
. . .
. . .
Fig. 4. Function C, (containing modulus of elasticity of plastic) plotted against function K, (containing
relative radii of curvature).
---I
femoral and tibia1
component
-
surfaces are femoral component
unconforming with low PDTA in
flexlon or high PDTA
- tibia1 surface is
@4
femoral and tibia1
rv,,rpw,r,,r
surfaces are
unconforming to both
conforming
CONSTANTS: r
femoral frontal radius = 30mm femoral component with
) femoral sagittal radius = POmm 1 P low PDTA in’flexion or high
PDTA - tibia1 surface is
femoral cc>mponent
conforming to low PDT/ 4 in
with hioh w I n
extension
surface ccGZik:iob’2
shape
Fig. 5. The effect of varying the frontal and sagittal tibia1 radii on the maximum contact stresses (applied
force loo0 N).
subsequent analyses. The elasticity equations were increased, but then reached an intermediate level
applied again when calculating the maximum contact where further reduction had little effect. A reduction
stresses produced when a femoral component in of conformity in both frontal and sagittal planes led to
flexion was paired with a spectrum of tibia1 compo- a rapid increase in contact stresses to high levels.
nents defined by varying sagittal and frontal radii
(Fig. 5). The lowest stresses occurred when the fem- Interchangeability between sizes of the components
oral and tibia1 radii were similar, in both sagittal and For a standard femoral component (frontal radius
frontal planes (the analysis considered a minimum 30 mm) loaded on a standard tibia1 component
difference in femoral-tibia1 radii of 5 mm). If the con- (frontal radius 35 mm), the Von Mises stresses within
formity in one plane was reduced, the stresses quickly the plastic increased as the outer tibia1 radius was
El427:3-B
260 S. SATHASIVAM and P. S. WALKER
lnterchanaeabilitv Analysis
1.30-
1.20-
Flz1.00 Fl=l.OO
l.lO-
n Fk0.94 F2=0.94
l.OO-
0.60 ,
30 35 40 45 Franf~ 55
Outer Tibia1 Radius
Fig. 6. Results of the planar finite element analysis of the frontal plane to compare maximum Von Mises in
the plastic for different designs of tibia1 component and different methods of sizing the femoral component.
The outer frontal tibia1 radius (Fig. 1) is varied. Fl =femoral radius as fraction of standard size.
F2 = femoral bearing spacing (Fig. 1) as fraction of standard size.
32
60 90
FLEXION ANGLE (deg)
Fig. 9. Lever arms of the patella ligament over a range of Rexion angles, for femoral components with
different posteriordistal transition angle (PDTA).
262 S. SATHASIVAM and P. S. WALKER
Smallest Size
000”00003
Standard Size
femoral radius=30mm
bearing spacing=48mm
frontal width=76mm
m Largest Size m
Fig. 10. Representation of the frontal femoral profiles for two bearing spacing schemes. The smallest,
standard and largest components are shown for a typical knee system. Left, proportional radii, widths and
bearing spacings. Right, proportional radii and widths but constant bearing spacing; for this scheme, the
contact points for the smallest size are close to the sides.
The entire form of the femoral sagittal profile could the greater the resistance to shear forces. On this basis
be conveniently altered by varying the PDTA alone, low PDTA proved to be the least stable, especially, in
where a negative value implies that the large distal flexion. This was to be expected since tibia1 surfaces
radius is carried round posteriorly, while a positive with a large radius at the bottom of the dish more
value implies that the smaller posterior radius is car- readily allow posterior displacements of the tibia1
ried round to the anterior. The effect of varying the surface relative to the femoral surface. This implies
PDTA on patella lever arm, stability and bone resec- that such surfaces require preservation of the poste-
tion was studied. It has been shown that patients with rior cruciate ligament, or intercondylar stabilising
short patella lever arms have compensated gait and posts as in some knee designs (e.g. Kinemax Stabiliser,
problems with stair-climbing (Andriacchi et al., 1982), Insall-Burstein). On the other hand, surfaces with
implying that the longer the patella lever arm, the high PDTA could conceivably be used without a pos-
more advantageous. Using a model where the patella terior cruciate or other means (e.g. Freeman-Samuel-
was considered to be subjected to three forces exerted son). However, the disadvantage of high PDTA was
by the quadriceps muscle, patella ligament and the additional distal-anterior bone resection of around
reaction force between the patella groove and the 5 mm.
patella (Ahmed et al., 1987; Huberti et al., 1984; Reith- This analysis was restricted to the geometrical
meier and Plitz, 1990), it was found that cases with parameters defined, namely, femoral and tibia1 surfa-
high PDTA had the longest patella lever arms due the ces composed of circular arcs in the frontal and sagit-
more posterior contact points. However, this is some- tal planes, and with sagittal femoral geometry de-
what different from normal, where the contact points scribed by small posterior and anterior radii and
move anteriorly in extension (Ahmed and Burke, a larger distal radius, joining at a variable polar angle.
1983) leading to femoral roll-back in early flexion Factors other than those considered are important,
(Rovick et al., 1991). This may well have implications such as the behaviour in varus-valgus or medial-lat-
to the action of the hamstrings as well as the quad- eral loading. However, within the limits of this study,
riceps, both of which are active in late swing and early it appeared that the most favourable characteristics
stance during gait (Inman et al., 1981). occurred for a PDTA around 0 to -S’, moderate
When considering stability, complete conformity conformity in the sagittal plane and close frontal
was assumed in order to make a comparison between conformity. To avoid contact areas reaching the edges
the femoral and tibia1 components for different sagit- of the plastic, the frontal radii at the sides need to be
tal geometries, even though in reality the surfaces smaller than the sagittal radii. To allow interchangea-
would be unconforming. The assumption was made bility, compromises are required in contact stresses,
that the steeper the tangent and the greater the height medial-lateral bearing spacing, contact area location
at the anterior of the tibia1 surface, the greater the on thk tibia1 surface, and general component aesthet-
horizontal component of the reaction force, and hence ics.
264 S. SATHA~~VAM
and P. S. WALKER
Acknowledgements-The authors wish to thank Mark Huberti, H. H., Hayes, W. C., Stone, J. L. and Shybut, G. T.
Witham for assistance with the laboratory experiments. This (1984) Force ratios in the quadriceps tendon and ligamen-
work was funded by the Department of Health, Medical turn patellae. J. orthop. Res. 2, 49-54.
Devices Directorate, U.K. Imnan, V. T., Ralston, H. J. and Todd, F. (1981) Human
Walking. Williams and Wilkins, Baltimore.
Landy, M. M. and Walker, P. S. (1988) Wear of ultra-
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