Professional Documents
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Lancet Gastroenterol Hepatol Traditional surgeries involve accessing body cavities, such as the abdomen and thorax, via incisions that divide skin and
2018; 3: 134–40 muscle. These operations result in postoperative pain and convalescence, and a risk of complications such as wound
Department of Surgery, infection and hernia. The development of flexible endoscopy allowed diseases as varied as gastrointestinal bleeding and
Northwestern University
colon adenomas to be treated without incisions, but this technique is restricted by its endoluminal nature. A novel
Feinberg School of Medicine,
Chicago, IL, USA category of surgical endoscopic procedures has recently been developed that uses flexible endoscopic techniques to
(E N Teitelbaum MD); Institute enter and access the submucosa of the gastrointestinal tract. Through this approach, the advantages of incisionless
of Image-guided Surgery, endoscopy can be applied to areas of the body that previously could only be reached with surgery. This Review introduces
Strasbourg, France
this new class of interventions by describing two examples of such submucosal surgeries for the treatment of benign
(Prof L L Swanstrom MD);
Interventional Endoscopy and gastrointestinal disease: per-oral endoscopic myotomy and per-oral pyloromyotomy. The approach to pre-procedure
Foregut Surgery, The Oregon patient evaluation, operative technique, and the published outcomes are discussed, as well as potential future
Clinic, Portland, OR, USA applications of similar techniques and procedures in this so-called third space.
(Prof L L Swanstrom); and
Oregon Health Science
University, Portland, OR, USA Introduction pre-malignant and early-stage malignant lesions could be
(Prof L L Swanstrom) Over the past 150 years, surgery has evolved along two effectively treated without the morbidity of an open
Correspondence to: parallel trajectories: the introduction of innovations that surgical approach. Following these endoscopic and
Dr Ezra N Teitelbaum, have allowed surgeons to safely and effectively operate in endovascular advances, laparoscopic and thoracoscopic
Department of Surgery, Division
an increasing number of cavities, or spaces, within the surgeries were introduced in the late 1980s and early
of GI/Oncologic Surgery,
Northwestern University human body; and the development of techniques and 1990s, respectively. These novel and minimally invasive
Feinberg School of Medicine, technologies that have allowed such operations to techniques greatly reduced the postoperative conval
Chicago, IL 60611, USA become less invasive. From the mid-19th to mid-20th escence period and morbidity associated with a wide
ezra.teitelbaum@nm.org
centuries, progress was largely due to medical advances range of operations. As technology, ex perience, and
in anaesthesia, sterile technique, transfusion medicine, education have continued to progress, medicine has
and postoperative care, that allowed surgeons to safely reached a point at which almost any disease process
operate in the abdominal and, subsequently, thoracic requiring a procedural intervention can be treated with a
cavities. By the 1970s and 1980s, advances in fibre optics, minimally invasive surgical or endoscopic approach.
video technology, and fluoroscopy led to the introduction This Review will focus on a novel set of techniques and
of flexible endoscopy and endovascular procedures. procedures that now allow physicians to intervene in a
These advances allowed proceduralists to assess and so-called third space: within the submucosal layer of the
treat pathologies in a second space, the intra luminal gastrointestinal tract. Flexible endoscopists have long
cavities of the gastrointestinal, pulmonary, vascular, used a saline lift technique, or injection of fluid into the
and genitourinary systems. Conditions as varied as submucosa, to separate the mucosa and muscularis
gastrointestinal bleeding, abdominal aortic aneurysm, propria layers of the oesophagus, stomach, and colon
benign prostatic hypertrophy, and a range of during mucosal focused treatments such as polypectomy.
As endoscopists became comfortable with more
advanced procedures, such as mucosectomy or endo
Panel 1: Gastrointestinal diseases treated with submucosal scopic submucosal dissection, they realised that, by
dissection techniques incising the mucosa overlying an area of saline lift, the
Oesophagus tip of the endoscope could be inserted through this
• Achalasia mucosotomy and into the submucosal space. Once
• Barrett’s oesophagus with low-grade or high-grade inside, the use of CO2 insufflation and clear dissecting
dysplasia caps (also called hoods) create space for the endoscopist
• T1a oesophageal adenocarcinoma to navigate between the various layers of the submucosa.
• Leiomyoma This procedure allows for interventions to be done within
• Zenker’s diverticulum or cricopharyngeal bar the lining of the bowel wall, an approach that cannot be
achieved by laparoscopy or simple flexible endoscopy.
Stomach This new technique has led to the introduction of novel,
• Gastroparesis less invasive, and sometimes unique, surgical approaches
• Gastrointestinal stromal tumour to various gastrointestinal diseases (panel 1). This Review
• T1a gastric adenocarcinoma describes the technical aspects of two such operations for
Colon the treatment of benign diseases: per-oral endoscopic
• Polyps that are not resectable with standard polypectomy myotomy (POEM) for achalasia, and per-oral endoscopic
techniques pyloromyotomy (POP) for gastroparesis. The discussion
will focus on the preoperative evaluation of patients, the
A B C D E F
Oesophagus
Diaphragm
Lower
oesophageal
Stomach sphincter
Patients with dysphagia and a negative endoscopy should Understanding of the location of the scope tip in relation
then undergo a high-resolution manometry to confirm to the oesophagogastric junction is crucial in order for
the diagnosis of achalasia or other oesophageal motility the final myotomy to transect the entire lower
disorders, according to the Chicago classification.7 Finally, oesophageal sphincter. To aid visualisation, we begin the
a timed contrast oesophagram should be done, as it pro procedure by injecting blue dye into the submucosa
vides the best anatomical evaluation of the oesophagus of the stomach, approximately 2–3 cm distal to the
and can serve as a valuable tool for longitudinal follow-up. oesophagogastric junction on the anterior lesser
Important anatomical considerations related to POEM curvature. This injection marks where the submucosal
are oesophageal dilatation and tortuosity, and the degree dissection will end and helps to ensure that the
of angulation at the oesophagogastric junction. Severe subsequent myotomy will extend across the lower
distortions of these parameters can make POEM oesophageal sphincter and onto the gastric wall.
technically challenging. The detection of a hiatal hernia An endoscopic injection needle is then used to create a
on either oesophagram or endoscopy can also be submucosal bleb in the right anterior wall of the distal
considered a contraindication to POEM, as the presence oesophagus, at a 2 o’clock to 3 o’clock position. A mixture
of a hiatal hernia will predispose the patient to iatrogenic of normal saline and methylene blue dye is used, because
gastro-oesophageal reflux postoperatively.8 the blue dye helps to differentiate the layers of the
oesophageal wall and marks the tunnel’s progression.
Operative technique The length of the myotomy depends on the Chicago
See Online for video Panel 3, figure 1, and the video outline the operative steps classification7 and the degree of oesophageal dilation,
of POEM. Here, we describe our specific technique for the with Chicago type III achalasia usually requiring a
procedure. POEM is done under general anaesthesia with longer myotomy that ablates the entire segment of
endotracheal intubation and muscle paralysis. A standard spastic oesophageal contraction, and end-stage achalasia
high-definition flexible gastroscope is used, but it must be (sigmoid oesophagus) having a relatively short myotomy
equipped with the capacity for insufflation with CO2, addressing just the lower oesophageal sphincter. The
rather than room air, to avoid the formation of tension injection is done approximately 3 cm proximal to the
pneumothorax or pneumoperitoneum. An oesophageal start point of the planned myotomy, to allow a gap
overtube is placed and the gastroscope is fitted with a between the mucosotomy and the beginning of the
transparent dissecting cap to enable tissue retraction and myotomy. This gap helps to prevent a full-thickness leak
the creation of tension and counter-tension while the into the mediastinum, in case of a failure in the closure
surgeon is working in the submucosal space. of the mucosotomy. An endoscopic cautery knife is used
After a diagnostic upper endoscopy, the oesophagus to create a longitudinal incision in the mucosa overlying
and stomach are irrigated and suctioned clear. Measure the submucosal bleb, allowing access into the submucosa.
ments from the incisors to the squamocolumnar junction With the aid of the dissecting cap, the gastroscope is then
are made using the scope shaft markings to calibrate manoeuvered through the mucosotomy to a plane between
the scope’s location during subsequent dissection. the submucosa and muscularus propria. Electrocautery
dissection is used to clear areolar tissue and create a been fairly well established.13 POEM is a safe operation,
longitudinal tunnel between muscle and submucosa down with a complication profile similar to that of laparoscopic
the oesophagus, past the oesophagogastric junction, and Heller’s myotomy. Serious complications such as tension
into the stomach. It is essential to stay directly on the capnothorax, bleeding, and oesophageal or gastric
circular muscle layer of the tunnel during this dissection, perforation have occurred in 0–3% of patients in larger
both because it is the surgical target and to avoid inadvertent series.8,14–16 Because of the absence of incisions, recovery
mucosal injuries. The tunnel should extend at least 3 cm after POEM seems to be faster than after laparoscopic
onto the gastric wall so that the subsequent myotomy has Heller’s myotomy, with a shorter hospital stay and a
an adequate length. The length and endpoint of the tunnel faster return to activities of daily living.16,17
can be verified in several ways, including the presence of POEM seems to have a procedural learning curve that
the full-strength blue dye that was injected 3 cm distal to is associated with perioperative outcomes. The novel
the squamocolumnar junction. Additionally, several anato nature of operations within the submucosal space makes
mical changes are noted as the oesophagogastric junction it challenging even for experienced endoscopists to
is crossed, including the presence of disorganised oblique become proficient at POEM. Studies have shown an
muscle fibres in the stomach (as opposed to the neatly increased operative time and rate of mucosal perforations
arranged circular and longitudinal layers of the early in the learning curve.18,19 Therefore, POEM should
oesophagus), the palisading mucosal blood vessels in the be done only by physicians with substantial interventional
stomach mucosa, and the tightening of the submucosal endoscopy experience and an adequate number of
tunnel as the lower oesophageal sphincter is crossed before achalasia patients in their practice. Even for seasoned
it opens up widely in the stomach. Some endoscopists have endoscopists, we recommend a gradated introduction to
even used a second paediatric gastroscope to check the POEM consisting of live observations of an experienced
position of the tunnelling scope light from a retroflexed POEM practitioner, followed by extensive laboratory
position in the lumen of the stomach.9 practice with explant, live animal, and cadaver models,
Once the submucosal tunnel is completed, the myotomy and finally doing the initial clinical POEM procedure
is performed. The myotomy should begin at least 2 cm with the assistance of an experienced proctor.20
cephalad to the proximal extent of the lower oesophageal Short-term symptomatic and physiological outcomes
sphincter high-pressure zone and should extend 2–3 cm after POEM for the treatment of achalasia are excellent
into the stomach. POEM was first described with use of a and similar to those of laparoscopic Heller’s myotomy and
selective myotomy technique, in which only the circular endoscopic pneumatic dilation, the standard of care
fibres of the oesophageal muscularis propria are divided, treatments. Patients who underwent POEM experience
with the longitudinal fibres left intact. We still use this immediate improvement of dysphagia and regurgitation
technique, primarily to keep the longitudinal fibre layer as symptoms in 90–95% of cases.16,21,22 As with other
a safety margin, to prevent injury to the surrounding interventions for achalasia, improvements in chest pain
mediastinal structures, but also because there is evidence were not as uniform. Few data for long-term outcomes are
that post-myotomy reflux rates might be lower than with a available, but initial results are promising. As with Heller’s
full-thickness myotomy.10 The circular layer is much myotomy and pneumatic dilation, symptom recurrence
thicker than the longitudinal layer, and preserving the thin can occur years after POEM, even in patients with an
longitudinal fibres does not seem to result in functionally excellent initial response to the procedure. Studies looking
inferior outcomes. However, some endoscopists have at symptomatic relief 2–3 years after POEM have shown a
advocated doing a full-thickness myotomy primarily to durability of success in 79–92% of patients.8,14,15 In our own
save time.11 To do a selective myotomy, individual circular institutional series, the rate of symptomatic success at
muscle fibres are hooked and divided with an endoscopic 5 years is 83% in patients with achalasia,23 similar to the
cautery knife with either a triangular, circular, or straight 5-year outcomes of the European achalasia trial published
tip. Care is taken to avoid injuring the mediastinal in 2016,24 comparing laparoscopic Heller’s myotomy
structures outside the longitudinal layer and the mucosal (84% success) with pneumatic dilation (82% success).
layer on the opposite side of the submucosal tunnel. Once An early concern when POEM was introduced was
the myotomy is complete, the gastroscope is withdrawn that the rate of iatrogenic gastro-oesophageal reflux after
into the true oesophageal lumen and the mucosotomy is the procedure would be prohibitive, because POEM is
closed. This closure can be done with either clips or an done without the addition of an anti-reflux procedure
endoscopic suturing device, but the use of clips is quicker (which is typically done during Heller’s myotomy, by use
than sutures and provides a secure closure in almost of a partial fundoplication). Thus far, POEM series have
all cases.12 shown rates of abnormal distal oesophageal acid
exposure ranging from 37% to 40%8,16 on 24 h pH
Outcomes monitoring.8,15,16 These rates were only slightly higher
The published worldwide experience with POEM now than the incidences of reflux after Heller’s myotomy
numbers many thousands of cases, and the perioperative with partial fundoplication, which have ranged from
safety and short-term outcomes of the procedure have 21% to 42% in well-controlled trials.25,26 This might be
because the phreno-oesophageal ligament and angle of patients who have not responded to medical therapy,
His, which form the body’s natural anti-reflux valve, are surgical interventions have been attempted. The most
left intact during POEM, whereas they must be disrupted rigorously studied of these interventions is gastric electrical
during laparoscopic Heller’s myotomy in order to access stimulation with an implanted subcutaneous generator,
the oesophagus. which connects to leads that are laparoscopically inserted
In the future, long-term outcomes of POEM and direct into the stomach wall. Gastric stimulation has been shown
comparisons with both laparoscopic Heller’s myotomy to improve gastroparesis symptoms in several studies,
and endoscopic pneumatic dilation will be of key interest. including one randomised and blinded cross-over study in
However, patients have already begun to seek treatment which patients were not aware whether their device was
with POEM, because of its theoretical advantages over turned on or off after implantation.28 However, this effect
Heller’s myotomy, in terms of faster recovery, and over appeared to be restricted to patients with diabetic
pneumatic dilation, with respect to effectiveness and gastroparesis, whereas those with idiopathic disease did
durability. As further data emerge and more practitioners not have a symptomatic improvement with stimulation.
become trained, POEM is likely to become the preferred Laparoscopic pyloroplasty has also been used as a treat
initial treatment for achalasia and other primary ment for medically refractory gastroparesis. Although not
oesophageal motility disorders. as well studied as gastric electrical stimulation, laparoscopic
pyloroplasty has been shown in small studies to improve
Per-oral pyloromyotomy gastroparesis symptoms and gastric emptying times.29
Gastroparesis is a disease defined by delayed gastric Just as POEM is an endoscopic alternative to
emptying in the absence of mechanical obstruction. laparoscopic Heller’s myotomy, a novel procedure, POP,
Patients have postprandial bloating, nausea, and vomiting has been introduced as an endoscopic alternative to
that can progress to near-complete food intolerance and laparoscopic pyloroplasty. The worldwide experience with
malnutrition. Gastroparesis can be caused by diabetes or POP (sometimes called G-POEM) is just starting and only
iatrogenic vagus nerve injury during foregut surgery. a handful of single-centre case series have been reported.
However, in most cases the disease is idiopathic. Dietary However, the possibility of an effective incisionless
modifications, tight glycaemic control, and promotility procedure for patients with gastroparesis, who are often
medications, such as metoclopramide and erythromycin, in chronic pain and prone to complications due to
form the mainstay of treatment, but many patients are malnutrition, makes POP an attractive therapy.
refractory or develop tolerance to these therapies.27 In
Indications and preoperative evaluation
POP is being used to treat patients with gastroparesis
A B
whose symptoms are refractory to diet modification and
medical therapy. Because POP is a novel procedure with
few data on outcomes, its use should be restricted to
centres and practitioners with substantial therapeutic
endoscopy experience, including POEM, and patients
should be enrolled with appropriate consent in studies
with a protocol approved by an institutional review board.
Patients should undergo an upper endoscopy to rule out
malignancies, strictures, or other forms of mechanical
obstruction, and the diagnosis of gastroparesis should be
confirmed with a gastric emptying study based on 4 h
emptying time.30 A 24 h pH monitoring study should also
be considered in patients with symptoms of gastro-
C D oesophageal reflux in addition to gastroparesis. If
objective reflux is present, the combination of an
antireflux procedure (such as laparoscopic or transoral
incisionless fundoplication) with any proposed gastric
emptying procedure should be considered, because
fundoplication itself can improve gastric emptying while
also eliminating reflux.31
Operative technique
POP is done in a similar manner to POEM and includes
the same basic operative steps: submucosal injection and
Figure 2: Steps of per-oral pyloromyotomy mucosotomy, submucosal tunnel creation, myotomy,
(A) Mucosotomy site selection. (B) Mucosotomy. (C) Submucosal tunnel. (D) Myotomy. and mucosotomy closure (figure 2). The injection and
patients regarding more established therapeutic alter 20 Swanstrom LL, Rieder E, Dunst CM. A stepwise approach and early
natives, they likewise need to be assertive in learning and clinical experience in peroral endoscopic myotomy for the
treatment of achalasia and oesophageal motility disorders.
perfecting these novel techniques so that more patients J Am Coll Surg 2011; 213: 751–56.
can benefit from an incisionless approach to the treatment 21 Teitelbaum EN, Soper NJ, Santos BF, et al. Symptomatic and
of their disease. physiologic outcomes one year after peroral oesophageal myotomy
(POEM) for treatment of achalasia. Surg Endosc 2014; 28: 3359–65.
Contributors 22 von Renteln D, Inoue H, Minami H, et al. Peroral endoscopic
ENT participated in concept development, literature search, manuscript myotomy for the treatment of achalasia: a prospective single center
composition, and manuscript revision. LLS participated in concept study. Am J Gastroenterol 2012; 107: 411–17.
development, manuscript composition, and manuscript revision. 23 Teitelbaum EN, Dunst CM, Reavis KM, et al. Clinical outcomes
five years after POEM for treatment of primary oesophageal motility
Declaration of interests
disorders. Surg Endosc 2017; published online June 29.
We declare no competing interests. DOI:10.1007/s00464-017-5699-2.
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