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Hacking, Ian - A Theory of Indefinite Descriptions With An Application To Probability (1968)
Hacking, Ian - A Theory of Indefinite Descriptions With An Application To Probability (1968)
IAN HACKING
The indefinite article can be used to express regularities that do not hold
universally. For example, by saying 'A man of 40 can be expected to live
Australasian Journal of Philosophy 1968.46:98-111.
to 50' you can state a regularity about men of 40 without implying that
all men of 40 can be expected to live to 50. This paper analyses that
sort of regularity. The resulting 'theory of indefinite descriptions' is then
applied to probability statements where the indefinite article is used that
is, statements like, 'The probability of heads on a toss of this coin is
about 0.5'. The results bear on the relation between frequency and prob-
ability. The connection between probability and the indefinite article has
already been exploited by Professor Brian Ellis in his recent book, Basic
Concepts of Measurement, so his work provides a convenient springboard
for further suggestions. I shall start with his ideas about probability,
then lead through his theory of what he calls indefinite referring ex-
pressions, and out to a different theory which claims to be more compre-
hensive than his; finally I shall return to probability.
Ellis" theory
The views on probability found in Ellis' final chapter will be con-
troversial for some time, but I think they are largely correct. He holds
that 'there is a crude order of probability, which, in many respects, is like
the prethermometric temperature order'. He believes probability 'is a
quality possessed b y propositions',--a doctrine which directs him to his
theory of indefinite referring expressions. It is, he argues, a problem of
probability theory to devise objective procedures for ordering propositions
in respect of probability. Then, applying his theory of measurement, we
should 'devise a suitable scale for the measurement of probability'. He
urges that the different ways of determining non-logical probabilities do not
prove that there are different kinds of probability; and he argues that there
is no more a logical concept of probability as opposed to an empirical one,
than there is a logical concept of temperature as opposed to an empirical
one.
Ellis' doctrines are not crucial to the following discussion, which could
be set against a very different background. But since we owe to his book
the examination of the indefinite article and its bearing on probability,
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A Theory o] Indefinite Descripttota
lent to 'there is a negligible probability that he was, is, or will be, defeated'.
The latter ascribes probability to a proposition; Ellis is contending that
every proposition ascribing probabilities is logically equivalent to a pro-
position ascribing probabilities to propositions.
A notorious difficulty for this thesis concerns sentences like,
The probability that an A is a B is p.
,r There is a p probability that an A is a B.
The A and B are to be filled by anything grammatical, and p is a fraction
or proportional adjective like 'small'. Perhaps such sentences have two dis-
tinct senses, independent of any alleged ambiguity of the noun 'probability'.
For perhaps they can be used not only to express some generalization
about A's (which is the sense Ellis has in mind), but also to express a
purely existenial assertion, in which they mean, 'There is a p probability
that at least one A is a B'. Henceforth we ignore such a possible use,
and consider those sentences only when used to assert a generalization or
regularity about A's" one often analysed wrongly analysed, in Ellis'
opinion in terms of the relative frequency of B's among A's. Assertions
made by this common use of the sentences will be called assertions of the
form rr. These assertions give Ellis some trouble.
By the ]requency theory about the word "probability' I shall mean the
theory which holds that every assertion of the form r: means, roughly,
that the long run frequency, or the relative frequency, with which A's are
B is p. The label 'frequency theory of probability' is often used as a
theory about how such assertions are analysed further, say in terms of
limiting frequencies among Kollectivs; yon Mises, for example, held both
the German equivalent of the frequency theory about the word 'prob-
ability', and also held the frequency theory of probability; the two theories
are logically distinct, and I am concerned only with the former.
Ellis rejects the frequency theory about the word 'probability'. That
theory says that every assertion of the form rr is to be analysed in terms of
frequency. Unfortunately Ellis may seem to be pushing his denial too far,
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lan Hacking
duces the symbol x; apparently this does not stand for an indefinite refer-
ring expression, but simply is one; for all he tells us, it may be the only one.
An example of an indefinite proposition is, { ( x is a man); (x is mortal)}.
If we say this is probable, we are, says Ellis, ascribing probability to a
proposition--an indefinite one. And what we are saying is said in English
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,4 Theory o] Indefinite Descriptions
indefinite propositions will not in general make sense. What sort of pro-
positions can't be conjoined? Cynics will insist that the difference between
old-fashioned propositions and indefinite propositions is enough to vindicate
the dualists of probability: there are two kinds of probability applying to
two different kinds of things, call them propositions and indefinite proposi-
tions if you will.
Even the sympathetic reader, who is not inclined to a frequency theory
about the word 'probability', may find himself in the dark. He admits
he has what Ellis calls a 'crude order of probability' among definite, old-
fashioned propositions. But where do indefinite propositions fit in? He
had thought that to call a proposition probable is to say something about
how likely it is to be true--how well the evidence supports the claim
that the proposition is true---even how reasonable it is to believe the
proposition. (I'm not saying he analyses probability that way, just that
he acknowledges those connections.) Yet indefinite propositions, says Ellis,
are typically neither true nor false, only probable. Hence the probability
of an indefinite proposition is not concerned with how likely it is to be
true what is it concerned with? No use to say, 'The same thing that
'the probability that an A is a B' is concerned with, and you know
what that is!', for such probabilities are the very thing Ellis was out to
explicate. Indeed we have seen probability used as a measure of things
neither true nor false, but that wa~ in Reichenbach's account of quantum
theory, and there an explicitly frequentist view is adopted, which makes
good sense of neither-true-nor-false. I doubt if many sympathetic readers
will make much sense out of the probability of indefinite propositions--
unless they hop back to the frequency theory, and, with merely verbal
changes, adopt Russell's theory that probability can be possessed by
propositional functions.
To these arguments, which, I trust, I cannot be accused of understating,
a satisfactory answer can, I think, be found. That is, an answer which
preserves the basic insight that led Ellis to speak of 'indefinite referring
expressions', and an answer which confirms Ellis' thesis that common
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lan Hacking
Indefinite descriptions
Some statements using an expression of the form, a + noun phrase, are
true if the corresponding statement using an expression of the form
at least one + noun phrase, is true. Thus 'A man stood on the kerb'
is true if at least one man did. I shall call this an existential use of the
Australasian Journal of Philosophy 1968.46:98-111.
indefinite article.
The indefinite article may also be used to indicate that a definition is
being given or relied upon. Heath's translation of Euclid's definition,
'A point is that which has no parts' is of course not existential. Element-
ary books on logic often invite us to construe Heath's translation as, Every
point is a thing which has no part, or, No point is a thing with parts.
This device has merit in letting Heath's translation stand at the head of a
piece of syllogistic or other formalized reasoning, but 'No point is a thing
with parts' would be out of place in Heath's rigorous translation, for it
would veil the fact that a definition is being stated. When the article is
used to indicate that one is defining or otherwise conveying a fact about
words, I shall say it is being used definitionally. When so used it has
universal import: Euclid's definition is logically equivalent to the universal
proposition, Every point is a thing which has no parts.
The indefinite article is also commonly used to express regularities
that do not hold universally. I have already given one example: 'A man
of 40 can be expected to live to 50'. Now we need more examples. A
match when struck will light, or so we say. The sentence could be used
existentially, to mean that at least one match when struck will light. But
it can also be used to state a genuine regularity about matches. The
regularity is not, every match when struck will light. Matches don't
always light when struck; not wet matches, nor matches struck on
voluptuous velvet. Even so a typical match when struck in a well under-
stood way will ignite.
Perhaps it is careless to say that a match when struck will light.
Shouldn't we specify the conditions under which struck matches catch
fire? Dare we utter more than a sentence of the form, 'Every match
satisfying conditions M when struck under conditions S will light? Yes,
we dare say more because no human can ever fill in the M and the S
so as to yield a universal statement that is both true and informative. We
can get truth by using an M and an S which make the whole thing analytic.
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A Theory ot Indefinite Descriptions
We can get informativeness with many an M and S, but then we will not
state the truth.
It may be worthwhile to proliferate examples. A bag of coal from an
English coal merchant weighs an English hundredweight. That is a sound
regularity even though there are crooked salesmen and alsokind ones who
slip a little extra into the widow's sack. But if you ask me, how much coal
in an English coal sack, I will reply, a hundredweight: I do not mean
that by law it is so much; I do not even know if there is such a law.
We need not attend only to sentences beginning with the indefinite
article. I know a Renoir when I see one. Not just at least one Renotr.
Nor every Renoir, for there are non-standard Renoirs, childish doodlings
and adult pranks. But I do know a Renoir when I see one.
We can also find related examples. A man is better for this job
Australasian Journal of Philosophy 1968.46:98-111.
than a woman. Not every man nor every women: there are Amazons
and pipsqueaks. But aside from cases which we can explain away, a man
is better for this job than a woman.
There is no brief name for the constructions I have in mind. Compare
the two statements, 'I saw a hen's egg', and 'At sea level a hen's e g g boils
soft in three minutes'. In making the first statement ! may be referring
to one or more hen's eggs that I saw. But in making the second statement
one is not referring to any particular egg. The phrase, 'a hen's egg', as
it occurs in the first statement, has been called an indefinite description.
Skeptics from Bradley on have poked fun at this Russellian label:
if I saw an egg I saw a particular egg and there is nothing indefinite
about it. Although it misses the point there is something in the Bradley
criticism. Certainly the phrase, 'a hen's egg' in the statement, 'A hen's
egg boils soft in three minutes', seems more literally to deserve the title of
indefinite description.
Unlike its opposite, 'definite description', there is little current use of
the tag 'indefinite description', so I shall employ it for describing the use
of the indefinite article under study. We could have taken Ellis' 'indefinite
referring expression' but shall not, partly because he has pre-empted that
for the symbol 'x' and partly because it makes good literal sense to speak
of a description being indefinite, b.ut I can make no literal sense of some-
one or something 'referring indefinitely'.
Definitions
Let S be a sentence that can be used to make a statement, and which
contains a noun phrase beginning with the indefinite article. Represent
this phrase by the form 'a + N'. Suppose further that a grammatical
sentence results from replacing the indefinite article in question by 'at
least one'. Then we define as follows:
Definition: When S is being used to make a statement conveying facts
about the meanings of words in the nominal part N, then the indefinite
article is being used deOnitionalIy.
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fan Hacking
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A Theory of Indefinite Descriptions
8 105
lan Hacking
of indefinite descriptions, for until now, it fits denoting phrases only. The
extension is trivial, for we do little more than insert 'or noun clause' after
'noun phrase' in the rubric of our theory. First let us see why it is neces-
sary to do so. Consider the sentence,
a: It is possible that a man who reaches the age of 120 will live to
be 130.
A majority of non-philosophical informants, when asked what this means,
reply to the effect, 'It means that if a man reaches the age of 120, then
it is possible that he will live to be 130'. This answer, which I think is
sound, is puzzling from a grammatical point of view, for it is not com-
monly the case that when 'possible' qualifies a 'that' clause, the 'possible'
can be moved inside. Our theory of indefinite descriptions will explain
this phenomenon, and a good deal else besides.
Australasian Journal of Philosophy 1968.46:98-111.
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A Theory o/Indefinite Descriptions
107
fan Hacking
if x is a man who reaches the age of 120, then it is possible that he will
live to 130; for any such x of whom this is not true, there is available a
local explanation of why not'. What would be local explanations? This man
of 120 has advanced lung cancer; that man of 120 is about to be gored by
a bull.
Before proceeding to probability, we had best mention a rival analysis
of ~. I do not know if anyone has actually propounded this rival, but
there are hints in Aristotle which may suggest it. It could be called a
frequency theory about the word 'possibility' and its cognates. On this
theory, aa would mean simply that some men who reach the age of 120
live, lived, or will live to be 130. A refutation of this theory is mentioned
in my paper 'Possibility' (Philosophical Review, LXXVI, p. 159). The
theory's falsehood can be seen by consulting the Guiness Book ol Records,
Australasian Journal of Philosophy 1968.46:98-111.
which assures us that no man is known to have reached the age of 130.
We have little reason to think anyone ever will, though we do think
it is possible that someone should do so. Hence it is consistent both to
doubt, 'some men who reach the age of 120 live, or lived, or will live to
130', and yet to be sure of %. Hence the two cannot mean the same,
and the frequency theory about the word 'possibility' is refuted.
Application to probability
Quite aside from the theory of indefinite descriptions the preceding
paragraph lends itself to a refutation of what I called the frequency theory
about the word 'probability' and its cognates. Consider the long sentence
which expands on a:
13: It is possible that a man who reaches the age of 120 will live to be
130, but it is not at all probable.
Let f13 be the statement that corresponds to the sentence /3 as a3 is the
statement corresponding to the sentence a. The 'probable' and the 'pos-
sible' of B~ are in the same line of business: whatever is said to be possible
is said to be not probable. On the frequency theory about the word 'pro-
bability' and its cognates, the 'not probable' of B3 would be used to deny
a high relative frequency to a class of events. Hence 'possible' would be
ascribing some frequency to this class; that is to say, the frequency theory
about the word 'probability' implies the frequency theory about the word
'possibility'. We have refuted the latter.' Hence the former is false too.
Now for the constructive task of applying our theory of indefinite
descriptions to assertions similar to ~. Let us take a concrete example,
say,
~: There is a good probability that a man who reaches 40 will live
to be 50.
Perhaps ~, displays the same ambiguities I considered in the case of a ;
to make clear what we are talking about, let "/3 be the assertion which
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A Theory o] Indefinite Descriptions
of this inference, we know equally well that there are some men of 40
of whom it is not probable that they will live to be 50. It has seemed a
problem about Ya, how its two aspects are reconciled. The theory of
indefinite descriptions gives an automatic solution.
For a quite different piece of evidence, consider the quasi-universal
assertion with which I began this paper, namely,
~: A man of 40 can be expected to live to 50.
and -/~ certainly look and sound dissimilar in structure, yet they have
roughly the same force. I don't mean they are synonymous, but only
that, in a great many contexts, it would be a matter of indifference whether
one asserted one or the other. Any analysis must explain how the dis-
similarity of structure is compatible with similarity in meaning. Our
analysis does so. ~, on our theory, means roughly that for most x, if x is
a man of 40, then he can be expected to live to 50; for any such x of
whom this is not true, there is available a local explanation of why not.
This is of the same form, and has roughly the same force as our analysis
of ~'3. Hence our analysis of Y3 is confirmed.
! ~' 109
fan Hacking
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A Theory o/Indefinite Descriptions
to infer the latter from the former. This trivial inference has seemed
inexplicable on nearly every theory of probability; we have remarked
above how the theory of indefinite descriptions displays the trivial nature
of this trivial inference.
To solve the problem of the 'singular inference' in this way is not to
say that all earlier discussion was pointless. The problem was merely
miscast. There really is a deep problem about the connection between
frequency and probability, on which Ellis, among others, has many useful
things to say. I would express the most manageable facet of the problem
in the following way. We must analyse the concepts of probability and
long run frequency so as to derive the following principle: let h be the
proposition that E occurs on trials of some kind, and e the proposition that
the long run relative frequency of E on trials of that kind is p. Then p
Australasian Journal of Philosophy 1968.46:98-111.
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