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Assessing children with multiple disabilities for assistive technology: A


framework for quality assurance

Article in Technology and Disability · August 2013


DOI: 10.3233/TAD-130378

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Technology and Disability 25 (2013) 159–166 159
DOI 10.3233/TAD-130378
IOS Press

Assessing children with multiple disabilities


for assistive technology: A framework for
quality assurance
Lorenzo Desideria,∗ , Alberto Mingardia , Brunella Stefanellia , Daniela Tanzinia, Claudio Bitellia ,
Uta Roentgenb and Luc de Witteb,c
a
Centre for Assistive Technology, Az. USL Bologna, Ausilioteca, AIAS Bologna Onlus, Bologna, Italy
b
Research Centre for Technology in Care, Zuyd University of Applied Sciences, Maastricht, The Netherlands
c
Department of Health Services Research, CAPHRI School for Public Health and Primary Care, Maastricht
University, Maastricht, The Netherlands

Abstract. The design of public assistive technology (AT) service delivery systems in Europe varies according to each country’s
culture, disability policy, socio-economic context, health care system organization and history. Though it is recognized by the
AT community that it is impossible and not useful to develop a “perfect” or “standard” model for AT service delivery, a way
to reduce the fragmentation and increase the collaboration among AT providers has been recently highlighted by the AAATE
Position Paper on Service Delivery Systems in Europe. In particular, this document emphasizes the importance for AT providers
to share their practices of service delivery in order to “understand to which extent good practices could be exported from one
country to another”; and implement common strategies for the evaluation of the quality of the service delivery. In keeping with
these recommendations, the present paper illustrates an interdisciplinary AT assessment model targeting children with multiple
disabilities which is grounded on the experience of the Centre for Assistive Technology (CAT) operating in the municipality of
Bologna, Italy. In addition, a proposal for a conceptual framework for evaluating the quality of service delivery is developed.

Keywords: Children, multiple disabilities, assistive technology, service delivery, model, quality assessment

1. Introduction share their models of service delivery [5] and to im-


plement common strategies for quality assessment [4].
The achievement of appropriate outcomes for chil- This study focuses on the Centre for Assistive Tech-
dren and their families in the provision of assistive nology (CAT) which operates in the municipality of
technology (AT) depends to a larger extent on the de- Bologna, in Italy, and which targets children with mo-
sign of systems, models and practices which can serve tor or with a combination of intellectual, sensory and
both as a guide and as a means of evaluation [1,2]. Re- motor disabilities (children with multiple disabilities).
searchers in the field of AT delivery have increasingly
drawn attention to the need for instruments which can 1.1. Aim of the study
ensure the effectiveness of AT service provision [3,4]
and have called upon AT providers across Europe to In this case study of one AT service provider, we de-
scribe in depth the activities of the CAT in Bologna (for
the first time, as far as the literature regarding children
∗ Corresponding author: Lorenzo Desideri, Area Ausili Corte
with multiple disabilities is concerned [14]) in order
Roncati Azienda USL Bologna, AIAS Bologna Onlus, Via Sant’
Isaia 90, 40123 Bologna, Italy. Tel.: +39 051 659 7739; Fax: +39 1. To develop a general model for assessing chil-
051 659 7737; E-mail: ldesideri@ausilioteca.org. dren with multiple disabilities for AT provision.

ISSN 1055-4181/13/$27.50 
c 2013 – IOS Press and the authors. All rights reserved
160 L. Desideri et al. / Assessing children with multiple disabilities

2. To improve transparency in AT service delivery 2.2. Phase 1: Pre-assessment


by developing a framework for the assessment of
quality in AT service delivery. The assessment process may be triggered by an ini-
tiative on the part of the child’s family or of a health
or educational professional and often begins with a
2. Model for AT assessment phone call or email. Since the CAT forms part of the
local health system, formal referral on the part of a lo-
2.1. Background information cal health system operative is necessary for access to
its services. They are required to fill out a form with
AT service delivery in Italy is organized at regional both open and closed questions concerning four basic
level and delivered via local health authorities (ASLs), dimensions related to the child’s capabilities: aware-
usually in collaboration with private organizations (see ness of situation/context and language comprehension;
also [6]). The CAT in Bologna was set up in 1987 by reading and writing; communication skills; motor abil-
the NPISH AIAS Bologna Onlus, an association that ities and mobility. They are also required to explain
was founded by the families of people with motor dis- why they are asking for an AT consultation and to
abilities. The CAT is a publicly funded non-profit orga- specify possible objectives and expectations regarding
nization, and although its interdisciplinary team works the use of AT. On the basis of the information gath-
on behalf of the Bologna ASL, its catchment area cov- ered through the referral form and through preliminary
ers the whole country. The CAT works closely with telephone conversations with the parents and/or other
the Regional Center for Assistive Technology for in- stakeholders, the CAT core team (see Fig. 1) decides
dependent living (CRA) and the Centre for the adap- which professionals from Corte Roncati to call upon
tation of the home (CAAD), to form an integrated AT for the assessment of the child. In other words, each
Area within the “Corte Roncati” Centre for people with CAT assessment is performed by a team whose com-
disabilities. Corte Roncati is a complex structure en- position varies according to the specific characteristics
tirely dedicated to disability which houses, in addition of the child.
to the fore mentioned AT Area dedicated to the pro-
vision of AT solutions, three clinical services target- 2.3. Phase 2: Assessment
ing children and adolescents: the Neuromotor Child
Disability Centre (UOCMRI), the Childhood Speech The objectives of the AT assessment are: a) to iden-
and Cognitive Disabilities Centre (Ceredilico) and the tify AT solutions which could facilitate child’s achieve-
Centre for autistic spectrum disorders. Corte Roncati ment of his/her developmental and educational goals
thus seeks to integrate traditional clinical/rehabilitation (e.g., communicating, playing, learning, personal au-
approaches with AT interventions aimed at increasing tonomy) as described in most cases in the child’s PEI
the independence, autonomy and well-being of people (Individualized Education Program) as well as help
with disabilities. The activities of the CAT focus on family members and health and educational profes-
the provision of assessment, recommendations, train- sionals seeking to ensure their achievement; b) to as-
ing and support to children, families and other stake- sess whether (and how) an AT solution may permit the
holders (e.g., school, health and social professionals) setting of new developmental goals (i.e. the design of a
in the following categories of AT: access to informa- new PEI). To this end, it is vital that all possible stake-
tion and communication technology in any context holders be actively involved every stage in the assess-
(school, play, work, leisure); rehabilitative and edu- ment process.
cational software; augmentative and alternative com- The CAT procedure for the AT assessment is centre-
munication (AAC); environmental control. Data for based and is illustrated in Fig. 2. It is conducted in
the last five years of activity (2007–2012) show that a customizable setting and lasts approximately half a
the CAT has conducted AT interventions involving ap- working day (3–4 hours). The assessment of the child’s
proximately 100 users every year, of whom about 50% capabilities and the process of matching capacities to
were children or adolescents aged 0–17. needs is a complex one that requires the participation
Drawing on over thirty years of experience, the of professionals from different fields of expertise. Fig-
CAT has developed through a bottom-up approach ure 2 depicts the steps of a typical CAT assessment,
the four-step interdisciplinary AT assessment model while Table 1 provides an overview of what kinds
(Activation, Assessment, Documentation, and Post- of contribution are made by different professionals in
assessment) depicted in Figs 1 and 2, which will be the CAT core team, together with the instruments em-
briefly described below. ployed.
Fig. 1. CAT model of AT assessment. PT/OT, physiotherapist/occupational therapist; SLP, speech and language pathologist.
L. Desideri et al. / Assessing children with multiple disabilities

Fig. 2. CAT – AT assessment model. Steps 1–7 identify phases of the AT assessment performed by the CAT core team. Each step includes: specific objectives to achieve in order to go to the
next step; information to be gathered during each step (see Table 1 for details); process activities to be performed by the CAT core team together with the child and his/her family and other
stakeholders; and, resulting output. The bidirectionality of the arrows linking one step to the next one highlights the mutual influence between the different activities performed during the
assessment. *See Table 1 for details.
161
Table 1

162
CAT core team activities, information gathered and instruments employed during the child’s AT assessment
CAT assessment steps and domains Type of assessment and information gathered/solutions proposed Instruments Professionals involved
Clarification of the request Unstructured discussion: Forms/worksheets for documenting Social educator/psychologist*
– Motives for AT use. – Child’s personal history (significant social and clinical information), the information gathered during the
living and educational contexts, activities of daily living, play activ- discussion
ities, interests and preferences, educational and developmental goals
(including PEI* goals), past experience with AT, family’s and child’s
expectations for AT use.
Observation of specific child’s func- Observational: Forms/worksheets for recording the AT technician, social educator,
tions and activities (ICF oriented [16]) child’s performance and profession- psychologist*
– Movement-related functions. – Seating and positioning, gestures at the beginning of the consultation. als’ observations.
– Mental functions. – Attention span, intentionality, situation awareness, comprehension of
specific requests, emotional functions, non-verbal behaviors, cause-
effect understanding, symbols/images discrimination.
– Communication – Repertoires of communicative functions, modalities/strategies em-
ployed for communicating with family/other caregivers (including use
of AAC solutions).
AT objective definition Unstructured discussion: Forms/worksheets for documenting Social educator, psychologist*
– Definition of shared objectives for – Maieutic function (stimulating the stakeholders to identify possible the information gathered during the
AT use. objectives for AT). discussion.
Interaction with AT solution Observational: Forms/worksheets for recording AT technician, PT/OT, social edu-
– Posture and gesture analysis. – Definition of the most efficient gesture and posture in relation to the the child’s performance and the cator
AT use. professionals’ observations.
– Analysis of the child’s interaction – Identification of the child’s most appropriate AT solution(s): e.g.,
with specific AT solutions for play- standard/adapted keyboard, switch, joystick, trackball, adapted books,
ing, PC access, no-tech/low-/hi-tech communication boards/ETRAN, single/step/multi-message commu-
AAC solutions, and other devices. nicators, specific applications running on standard/adapted tablet de-
vices, educational software.
– Workstation and AT solution posi- – Definition of the most appropriate workstation and AT positioning.
tioning.
L. Desideri et al. / Assessing children with multiple disabilities

Planning the AT implementation Unstructured discussion: Forms/worksheets for documenting Social educator
– Conditions for AT implementation – Definition of the activities to perform with the AT solution proposed the information gathered during the
and use. in relation with the shared objectives and planning of the activities to discussion.
perform for the correct implementation and use of the AT solution.
– Family resources. – Training needs, past experience with AT solutions.
– Local health authority, social and – School staff training needs, availability of AT solutions, organiza-
school resources. tional and logistic aspects into school setting.
– Funding options. – Evaluation of the most appropriate funding scheme according to the
financial conditions of the family and its place of origin.
Notes: *Piano Educativo Individualizzato (Personalized Education Program). AAC, Alternative Augmentative Communication; PT, physical therapist. *In some cases, child psychiatrist is also
involved in the assessment activities.
L. Desideri et al. / Assessing children with multiple disabilities 163

STRUCTURE PROCESS
Accessibility
Legislaon
Competence
Health system
Coordinaon
School system
Efficiency
Financing scheme OUTCOMES Flexibility
Concurrent intervenons Micro level User influence
Effecveness
AT Sasfacon
Subjecve well-being
Mental funcons/Personal factors
Quality of life
Meso level
Compliance
CAT service sasfacon
Macro level
Efficiency
Service delivery sasfacon

Fig. 3. Framework for AT service delivery quality assessment.

2.4. Phase 3: Documentation AT, adaptation of the workplace); b) training the child
and his/her caregivers in the use of the AT solution;
Documentation refers to a structured text record that c) fine tuning the AT solution with the objectives, re-
integrates and summarizes the recommendations made sources and expectations of the context of use; d) pro-
by the AT team for the benefit of all of the stakeholders viding support to professionals so as to render them au-
involved. The aim of the documentation is to provide tonomous in the development of AT related activities.
the child, his/her family and other stakeholders with a Consultations consist in meetings with parents and/or
summary of the rationale that guided the final AT de- professionals in order to monitor AT use through a dis-
cision, with a definition of objectives, as well as with cussion with AT stakeholders, and deal with any diffi-
information concerning AT acquisition and its imple- culties encountered in the course of use.
mentation in the child’s environments. The CAT does Approximately 150 AT support interventions and
not play an active role in purchasing the AT solution, 500 consultations were provided every year over the
but the report can be used by health and social service period 2007–12.
professionals to support an application for public fund-
ing.
3. Framework for service quality
2.5. Phase 4: Post-assessment
As part of a complex health system, the CAT is not
Once the AT solution is available to the child, post- only responsible for its own services, but also has some
assessment activities are mainly life context-based. responsibility for the functioning of the entire AT ser-
The CAT provides post-assessment services for users vice delivery system. Assuring the quality of the CAT’s
living in the municipality of Bologna. It gives direct interventions is thus a cornerstone for the success of
support to the child, his/her family and the school staff the system as a whole. Quality assurance refers to “all
during and after the implementation of the AT solution, actions taken to establish, protect, promote, and im-
at school, at home, and in day care centres. The ob- prove the quality of health care” [7].
jective of post-assessment activities is to provide sup- The project developed by the CAT team, in collab-
port and consultation for the child and other AT stake- oration with the CAPHRI School for Public Health
holders. Support consists of: a) facilitating the imple- and Primary Care in Maastricht, The Netherlands, aims
mentation of the AT solution (e.g., customization of the to assess the quality of the service provided by the
164 L. Desideri et al. / Assessing children with multiple disabilities

Table 2
Criteria for AT process quality assessment
Criteria Indicators*
Accessibility The scope of the system (beneficiaries, age differences, insurance differences etc.), its simplicity, the availability of in-
formation to the public, financial barriers and costs for the user, the duration of the process and the complexity of the
procedures.
Competence The educational level of the professionals involved, the possibilities for further education, the use of protocols and standards
in the process, the availability of information about assistive technology, the possibility to learn from users’ feedback.
Coordination A service delivery system needs to be well-coordinated at three levels: within the primary process of service delivery
(micro-level); during the various steps of the service delivery system process (meso-level) and within other policies and
processes involving assistive technology (macro-level).
Efficiency Complexity of procedures and regulations, duration of the process, control of the system over the process, mechanisms able
to control costs and effectiveness, allocation of decision-making power to the appropriate level of competence between the
various actors involved.
Flexibility A service delivery system is flexible when it is able to respond to the different needs of individuals.
User influence The presence and strength of user organizations, the availability of juridical protection of the user’s rights, the involvement
of users at a policy level, the user empowerment during the individual assessment, communication with the user in the
service delivery process and the influence of the user on decisions in the process.
Notes: Indicators taken from the AAATE Position Paper on AT service delivery systems [4].

CAT through a conceptual framework which targets specific target indicators described by the HEART
the components of the service delivery model delin- study and illustrated in Table 2 [4].
eated above while relating them to the complexities – Outcomes [7,8] refers to the end results of health
of the global service delivery system within which the care practices and the changes that are produced
CAT operates. by AT solutions in the lives of users and in their
The framework we adopted is based on the Donabe- environments [13]. From a systematic review of
dian triadic model [8] for the evaluation of the quality the literature [14], no clear factors emerged for the
of health care and the quality criteria for service deliv- evaluation of the effects of the AT interventions
ery defined by the AAATE Position Paper on AT Ser- on children with multiple disabilities in relation to
vice Delivery Systems in Europe [4] and reported in specific models of AT assessment. In order to ac-
Table 2. count for the complexities of the AT service deliv-
According to the Donabedian model [7–12], infor- ery and the different agencies involved, we distin-
mation about quality of care is of three distinct kinds: it guish between three different levels of outcomes
concerns the structure, process, or outcomes of health assessment: effects produced by the AT solution
care. Details of the resulting conceptual framework are
(micro level); effects produced by the CAT (meso
provided below (see also Fig. 3):
level); and effects produced by the AT service de-
– Structure refers to “the attributes of the settings livery system (macro level).
in which care occurs” [7,8,11], and in the con-
∗ Micro level measures of outcome include:
text of AT service delivery, it includes financing
schemes, legislation and school and health sys- effectiveness of the AT solution, defined as
tem regulations for obtaining and implementing changes in the user’s levels of activity and
AT devices. Concurrent interventions made by participation [13,15]. The International Clas-
the Local Health Authority (ASL) or the school sification of Functioning (ICF) defines activ-
(e.g., physical therapy, speech and language ther- ities as the execution of a task or action by
apy, social interventions) should also be viewed an individual [16]; while participation is de-
as structural in these terms. fined as involvement in a life situation [16]
– Process refers to “what is actually done in giv- and also includes participation on the part of
ing and receiving care” [7,8]. It refers to the caregivers [17]. In addition, micro level out-
activities performed by AT professionals in the come assessment includes: the user’s satisfac-
assessment, selection, implementation, manage- tion with the AT solutions [18]; the child’s and
ment and follow-up of the AT solution [11]. The caregivers’ mental functioning and personal
quality of the process is defined in our framework factors [17,19], caregivers’ quality of life [17]
as the degree to which the process satisfies all or and subjective well-being [1,20].
L. Desideri et al. / Assessing children with multiple disabilities 165

Table 3
Measures and related instruments employed by the CAT for AT service delivery outcomes assessment
Outcome level Outcome measure Instrument
Micro level Effectiveness of the AT solution Individual Prioritised Problem Assessment (IPPA) [27,28]
Users’ satisfaction with the AT solution Quebec User Evaluation of Satisfaction with Assistive Technology
(QUEST 2.0) [29]
Meso level Users’ compliance with CAT recommendations Questionnaire developed ad hoc by the CAT service
Users’ satisfaction with the CAT service Questionnaire developed ad hoc by the CAT service
Macro level User’s satisfaction with the AT service delivery KWAZO [30,31]
Social costs savings for the healthcare system SIVA Cost Analysis Instrument (SCAI) [24,25]

∗ Meso level measures of outcome include: the AAATE Position Paper on Service Delivery System [4]
user’s perception of quality of care received by from an AT professional perspective. Further work will
the CAT (e.g., user’s satisfaction); users’ com- be conducted by the authors in order to develop an
pliance with AT recommendations [21] (e.g., evidence-base evaluation of the validity of the CAT
use and non-use of selected AT). model for AT assessment and the effectiveness of the
∗ Macro level measures of outcome include: framework for the evaluation of the quality of the ser-
overall users’ satisfaction with the service de- vice delivery.
livery system; efficiency [13], defined as the
evaluation of the resources spent on the AT in-
tervention in comparison with the cost of an Acknowledgments
alternative intervention [22,23]. In particular,
the resources employed for the AT intervention The authors would like to thanks the members of
the CAT team for their invaluable contributions to a
may be analyzed in terms of social costs, re-
preliminary version of the present manuscript: Nicolò
ferring to the sum of all resources spent by all
Bensi, Giorgia Brusa, Alberto Mingardi, Ivan Nanni,
actors involved in the AT process [24,25].
Aziz Rouame, Brunella Stefanelli, Daniela Tanzini,
In Table 3, we provide a list of AT outcome mea- and Gianluca Travaglini. In addition, we also thanks
sures which have been incorporated into CAT quality the three anonymous reviewers for their comments that
assessment procedure. help improve the manuscript.
Though not represented in the framework depicted
in Fig. 3, demographic, personal and psychosocial fac-
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