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Rediscovering Messiaen's Invented Chords

Author(s): Wai-ling Cheong


Source: Acta Musicologica, Vol. 75, Fasc. 1 (2003), pp. 85-105
Published by: International Musicological Society
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Rediscovering Messiaen's Invented Chords*

Wai-ling Cheong
Chinese University of Hong Kong

My harmonic language doesn't include only modes. Inaddition, and above all, Iuse chords: the chords
of contracted resonance, the revolving chords, chords of total chromaticism, chords of transposed
inversions on the same bass note, and thousands of chords invented to reproduce the timbres of
bird songs. Whereas the modes have overall colors corresponding to their various transpositions...
the chords all have twelve colors corresponding to the twelve possible transpositions.1

Olivier Messiaen's modes of limited transpositions have received considerable critical


attention, but, as suggested here in an interview with Claude Samuel in the eight
ies, the composer may have attached just as much importance, ifnot more, to chords as
to modes. That the modes are more often discussed in the secondary literature owes
much to the fact that Messiaen had already finalized his definition of these inTechnique de
mon langage musical.2 The preface to La Nativit? du Seigneur, which contains the earliest
explanation of his modes in print, was later superseded by the definitive delineation of
the same in Technique. In stark contrast, though Messiaen may have had at his disposal
a substantial number of invented chords, he gives names to only a few. A list compiled

by following the chronological order inwhich these chord names appear in his writings
turns out to be surprisingly short. The chord on the dominant (accord sur dominante),
first named in the preface to La Nativit?, reappears in Technique, together with the chord
of resonance (accord de la r?sonance) and the chord in fourths (accord en quartes), all
clearly defined. This list then ends with the four categories of chords mentioned on
the occasion of the interview quoted above ("the chords of contracted resonance, the

revolving chords, chords of total chromaticism, chords of transposed inversions on the


same bass note").3

* Iam to Kathryn Bailey for her insightful comments


indebted on the first draft of this article.
1 Claude Samuel, Musique et couleur: nouveaux entretiens, Paris, Belfond, 1986, translated by E. Thomas
Glasow as Music and Color: Conversations with Claude Samuel, Portland, Amadeus Press, 1994, p. 64.
This passage is not included in Samuel, Entretiens avec Olivier Messiaen, Paris, Belfond, 1967, translated
by Felix Aprahamian as Conversation with Olivier Messiaen, London, Stainer & Bell, 1976.
2 Technique de mon langage musical, 2 vols., Paris, Leduc, 1944; vol. Itranslated by John Satterfield as The

Technique of my Musical Language, Paris, Leduc, 1956.


3 In the original French text: "les 'accords ? r?sonance contract?e', les 'accords tournants', les 'accords
du total chromatique', les 'accords ? renversements transpos?s sur lam?me note de basse'." (Samuel,
Musique et couleur, pp. 68-9).

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86 Wai-ling Cheong

Excluded from this list are chord names that appear only a negligible number of times
in his writings. For example, we come across mystical chords (accords myst?rieux) in the

preface to Livre du Saint Sacrement and carillon chords (accords de carillon) in Vingt regards
sur l'Enfant-J?sus,4 but rarely, ifever, do they appear elsewhere. There is nonetheless one

important omission, the theme of chords (th?me d'accords), which, strictly speaking, is
not a type of chord. I shall comment on this when discussing revolving chords.

For various reasons


(of which more below), most of the late additions (i.e. the four cat
egories of chords) are undefined prior to the publication of Trait? de rythme, de couleur,
et d'ornithologie and are therefore little understood.5 Unlike Messiaen's modes, they have
never been treated systematically, so it isonly natural that the secondary literature shies

away from these perplexing chords. There are discussions of the modes, the bird songs,
the talas, the color effects and the theological associations of Messiaen's music, but the
chords remain barely touched upon.6 Judging on the basis of his commentaries alone,
these four categories of chords would appear to gain prominence in his late works.
These chord names, and no others, appear repeatedly in his writings from the sixties
onwards. But of course there is a danger in placing too much emphasis on the extent
to which he addresses these chords, for he chose freely to write, as in the preface to
M?ditations sur lemyst?re de la Sainte Trinit?, or, alternatively, not to write, as in the pref
ace to La Transfiguration de Notre-Seigneur J?sus-Christ, about their presence in his music.
Nevertheless, the frequency with which they come up in his writings demands that they
be studied closely. Only by doing so can we hope to assess their true importance.

-I

When first interviewed by Samuel back in the sixties, Messiaen said that the turning
chords, the chords of transposed inversions and the chords of contracting resonance
form three "strains of chords" that run through strophes Iand IIof Chronochromie.

In the two of Chronochromie, one hears three superimposed of three lines of


strophes unfoldings
permutations on the thirty-two note-values... Inorder for the listener to hear the unfolding of these

permutations, I've colored my note-values in three ways: by "minting" [le monnayage], by timbre, and
by strains of chords... The line for the gongs goes with eight violins playing turning chords. The line
for the bells goes with seven violins playing chords of transposed inversions, continually changing in

position and transposition. The line for the suspended cymbal, Chinese cymbal and tam-tam goes
with three violas and four cellos playing chords of contracting resonance.7

4 See, for Vingt regards, p. 6.


instance,
5 Available at the
time of the writing of this paper are volumes I, II, III, IV,V/l and V/2 of Trait?, Paris,

Alphonse Leduc, published in 1994, 1995, 1996, 1997, 1999 and 2000 respectively. Ithas been announced
that Messiaen's chords will be detailed in volume VII.
6 Robert Sherlaw Johnson's Messiaen, London, Dent, 1975, refers repeatedly to "colour-chords" without

specifying what they are.

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Rediscovering Messiaen's Invented Chords 87

Relatively minor inconsistency of nomenclature comes up here. These chord names


deviate from those used in the passage quoted earlier from the same source, but their

correspondence to the revolving chords, the chords of transposed inversions on the


same bass note and the chords of contracted resonance seems obvious. Most of these
deviations are found
in the English translation but not in the original French text. More
serious inconsistency of nomenclature will be discussed presently. Suffice it to say at
this point that the chords of transposed inversions (on the same bass note) are also
called chords on the dominant, and the term "chords of contracted resonance" refers to
either the first or the second chord of contracted resonance.
For clarity's sake, the four

categories of chords to be discussed in this paper will be abbreviated as RC (revolving

chord), CTI (chord of transposed inversions on the same bass note), CCR (chord of
contracted resonance) and CTC (chord of total chromaticism).8

Although the names of RC and CCR were first published as a result of this interview
in the sixties, their structures remained undefined until the publication of Trait? in the
nineties. Their identities are further complicated by the fact that Messiaen had touched
on CCR and, less directly, on RC in Technique, even before he named them. This fact
remains more or less unknown, and, worse still, the structure of CTC has never been

formally defined, even though it can be inferred from Trait?.With the exception of CTI,
the names of these chords precede his formal definition of their structure. In addition,
there isevidence(of which more below) that the chords were used before being named,
i.e. that the nomenclature was introduced belatedly.

Many writers have been intrigued by Messiaen's account of the famous chord layers of
Chronochromie, and by the complicated history of the first use, the first identification and
the first definition of these chords. Paul Griffiths, for one, noted that Messiaen identi
fied the chords stating the criteria that characterize the first and the third of
"without
these varieties[i.e. RC and CCR]". For Griffiths, "they are both complex harmonies, of
eight and seven notes respectively, quite lacking any diatonic sense."9 In a similar vein,
Jonathan W. Bernard wrote that little is known about these chords except that they
are not based on modes.

7 Samuel, Music and Color, pp. 135-36. These chord names also appear in the first book of conversation

published in 1967. Here I refer to the second book, as the English translation of the first had acciden

tally omitted one line and, with it, the turning chords (see Samuel, Conversation with Olivier Messiaen,
pp. 90-91). These chord names resurface in the seventies in the prefaces to M?ditations and Des canyons
aux ?toiles..., among others, though they did not draw as much attention there.
8 InMessiaen's writings these terms refer not only to the chords but also to the progressions based on
the different categories of chords. The use of acronyms in this paper follows the same practice.
9 Paul Griffiths, Olivier Messiaen and the Music of Time, London, Faber, 1985, p. 193.

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88 Wa?-ling Cheong

In certain works of the 1960s, Messiaen seems to have found the palette available to him through
the modes to be too confining; most of the chords in the coloured strata of strophes Iand IIof
Chronochromie and most of the labelled colour chords of Couleurs de la cit? c?leste and Sept ho/ko/'are
non-modal. Around this time we also begin to hear about "turning chords", "chords of contracted
resonance" and "chords of inverted transposition" as coloured phenomena. None of these is ever

defined, either in termsof harmonic/pitch structure or in terms of the specific colours they evoke;
all that is really clear about them is that they are non-modal.10

Inthis rather more elaborate discussion, Bernard mistook the chords of transposed inver
sions as being distinct from the chords on the dominant, which had been delineated in
a work as far back as La Nativit?. He alludes to these chords as products of the sixties
and seems to be oblivious to the fact that both CCR and an early precedent of RC are
listed without being named in Technique.

With the publication of Trait? in the nineties, Messiaen's discussion of these chords
became available, and previous uncertainties surrounding their identity were in part
cleared up. But Trait? does not in itself solve all problems, for while this voluminous
treatise provides a wealth of information Messiaen is not always consistent in his
nomenclature and the inconsistency goes beyond this, to his discussion of the genesis of
chords. We are still leftwith confusion as to what some of these perplexing chords are,"
and their presence in his music, when not noted by Messiaen, is often unrecognised.

Inconsistency of nomenclature recurs throughout Messiaen's writings. One example


is in his discussion of the strophe Iof Chronochromie as recorded in the two books of
conversation with Samuel. Messiaen's reference to what he formerly calls chords on the
dominant as chords of transposed inversions creates confusion,12 and Bernard evidently

thought of them as different chords. This problem isat itsmost acute inthe case of CCR.
Not until Trait?, vol. V/l do we come across, for the first time, a distinction between
the 1st and the 2nd CCR. Even then, Messiaen not explain what
does they stand for,
therefore their structure can only be inferred from the music analyzed. Such an effort
leads us to propose that the 1stCCR is the same as what he formerly referred to as
CCR. This leaves us to solve the identity of the 2nd CCR. Ishall come back to this when

discussing the obscured origin of these chords.

Having tackled the problem of nomenclature, let us proceed to clarify the structure of
these chords without going into details at this stage. In Trait?, vol. IllMessiaen shows a

10 Bernard, "Colour," The Messiaen Companion, ed. Peter Hill, London, Faber, 1995, pp. 211-12.
11 For instance, Anthony Pople, Messiaen: Quatuor pour la fin du temps, Cambridge, Cambridge University
Press, 1998, misreads the 1st CCR, even though Trait?, vol. II (published 1995) contains Messiaen's
delineation of it.
12 This is not a problem of translation but one that exists in the original French text. See Samuel, Conversation
with Olivier Messiaen, p. 160 and Samuel, Music and Color, p. 147.

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Rediscovering Messiaen's Invented Chords 89

table for each of CTI, RC and CCR (more precisely, the 1stCCR) in connection with his
analysis of the chord layers of Chronochromie (Ex. I).13This is the first time we come to
hear anything about Messiaen's chord tables. Inthe following discussion, we shall set up
the tabled structure as a benchmark against which structural variants can be compared.
The same tactic
is adopted in Trait?, vol. V. Thus far, chord tables for the 2nd CCR and
CTC are not shown in the existing volumes of Trait? or anywhere else inMessiaen's

writings, though, oddly enough, he refers repeatedly to tables when analyzing excerpts
of his own works in Trait?, vol. V14 The structures of the 2nd CCR and CTC as shown
here in Example 2 are deduced from a comparative reading of Messiaen's analyses in
Trait?, vol. V. CTI, RC, CTC and the 1st and 2nd CCR listed in Examples I and 2 adhere
to Messiaen's own spacing of these chords; set names are added.15

Table I.Chord names and set names

CTI (chordsA, B, C and D) 7-20A

RC (chordsA, B and C) 8-5A, 8-4B, 8-I4B

1stCCR (chordsA and B) 7-Z36A.7-ZI2

2nd CCR (chordsA and B) 6-ZI9B, 6-Z43A

CTC 8-I6A

Ex. I:Messiaen's chord tables in Trait?, vol. Ill, pp. 85

(a)CTI (b)RC

AL,?

ChordA ChordB ChordC ChordD


7-20A 7-20A 7-20A 7-20A ChordA ChordC
8-5A 8-I4B

(c) 1stCCR

ChordA ChordB
7-Z36A 7-ZI2

13 Trait?, vol. Ill, pp. 85-8. It isMessiaen's established practice in Trait? to refer to the constituent chords
of these progressions by letters. For instance, the three constituent chords of RC are labelled chords
A, B and C.
14 Trait?, vol. V/2, p. 37 shows that he had inmind Trait?, vol. VII, which is due to be published in 2002.
15 Set names here follow the Fortean table except that inversionally related sets are distinguished by the
suffixes "A" and "B" as proposed by Anthony Pople in his doctoral thesis, and
"Skryabin Stravinsky
1908-1914: Studies inAnalytical Method," University of Oxford, 1984. For example, the set names 3-11A
and 3-11B stand for minor and major triads respectively.

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90 Wai-ling Cheong

Ex. 2: Chord tables deduced from a comparative of Messiaen's analyses in Trait?, vol. V
reading

(a) 2nd CCR (b) CTC

ChordA ChordB
6-ZI9B 6-Z43A

-II

Messiaer?s written account ofCTI

CTI has the earliest history among all the chords discussed here. This structure first
appears in La Nativit? and the lesser known Pi?ce pour le tombeau de Paul Dukas of the
mid-thirties.16The preface to La Nativit? also contains Messiaen's earliest written account
of it.His commentaries on CTI recur inboth Technique and Trait?, and on each occasion a

slightly different view is expressed (Ex. 3). These views make for interesting comparison,
as they reflect on the development of CTI and also on his varying approaches.

Table 2. A comparison of the three written sources

LaNativit? (preface) five pentads, each with a pair of unresolved

appoggiaturas added

Technique (Ex. 204) four pentads, each with additional appoggiaturas


that are duly resolved to the original pair of
unresolved appoggiaturas

Trait?, vol. Ill, 86-7 four pentads, each with additional appoggiaturas
that remain unresolved (different from the

original pair of unresolved appoggiaturas)

According to Messiaen, CTI contains a V9, albeit with leading note replaced by tonic, to
which two unresolved appoggiaturas are added to fill up the diatonic space of a major
scale (Ex. 3a).17 This particular V9 is itself a complete pentatonic collection and can
AAAAA AAAAA AAAAA
therefore be interpreted as 2-3-5-6-1 or 6-7-2-3-5, apart from Messiaen's 5-6-1-2-4.
His reading of a V9 with leading note replaced by tonic takes no note of the pentatonic
attribute of this chord.

16 Both these works were composed in 1935 and published one year later.
17 See Technique, vol. I,p. 50 and Trait?, vol. IV, p. 105.

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Rediscovering Messiaen's Invented Chords 91

Ex. 3: CTI in (a) La Nativit?, pr?face, annotated and transposed to facilitate comparison with

(b) CTI in Technique, Ex. 204, annotated, and

(c) CTI, 1st table (Trait?, vol. Ill, p. 87), annotated

V9with leading
noesreplaced
bytonic
appoggiaturas

ChordA ChordB ChordC ChordD


fundamental Ist transposed 2ndtransposed 3rdtransposed
inversion inversion inversion
7-20A 7-20A 7-20A 7-20A

Table 3. Scale-degree distribution in CTI of La Nativit?, preface

In all three sources, a common bass note


transposed links differently
and inverted CTIs
to set up a progression of chords of the same type18 under a whole-tone treble. In
the preface to La Nativit?, Messiaen presents CTI as a progression of five chords. All

pertinent inversions of the same chord type, duly transposed, are lined up, keeping the

18 The same principle is also at work in the chord of resonance. See Technique, Ex. 209.

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92 Wai-ling Cheong

same bass note. Appoggiaturas, as a rule, do not appear in the bass. From the bottom

up, the components of the first chord become in turn the bass notes of ensuing chords.
But this goes against our usual understanding of chordal inversion, as the bass contains

respectively the ninth, eleventh, fifth and seventh of the dominant harmony.

Technique tells of a significant change in the structure of CTI. In each chord, the pair of
unresolved appoggiaturas comes to be preceded by yet another pair of appoggiaturas
(Ex. 3b). Inthe progression, the one inversion that was entirely tertian is left out; only
four chords remain, with what was previously referred to as the fourth inversion replac
ing the omitted third.19 Messiaen scholars have so far failed to take note of the fact that
the inversion left out on this occasion recurs as chord B of the 1stCCR. The fifth of the
V9 is similarly deployed in the bass, even though the spacing of the other parts differs
(see Ex. 8a, p. 97).

The structure of CTI undergoes further changes in Trait?, as the resolution of the addi
tional pair of appoggiaturas becomes frustrated. As a result, the CTI isno longer diatonic,
and its embedded dominant becomes barely recognizable. A change of nomenclature
from the chord on the dominant to CTI also indicates a tendency to play down its
dominant character in order to highlight transposition and inversion as factors in the
formulation of the progression.

Obscured origin ofRC and the 1st and 2nd CCR


Since Messiaen named and defined RC and the belatedly, we miss
1st and 2nd CCR
out the early history of these chords ifwe rely solely on his writings. His inconsistent
nomenclature also creates difficulties. However, once we manage to clarify the confusion

surrounding the nomenclature and the structure of these chords, we note that his earliest

published account of them goes all the way back to Technique, though he did not name
them on that occasion. The presence of these chords in Technique was not mentioned in

any of his other writings and has thus far been overlooked in the secondary literature.

Example 299 of Technique contains a close replica of RC (henceforth, RC-like progres

sion). A comparison of the eighth table of RC (Trait?, vol. Ill) and Example 299 of

Technique is revealing (Ex. 4). Save for the uppermost notes of chords B and C, these
two progressions are identical in terms of both pc content and spacing. While the three
chords of the RC-like progression (8-5A, 7-4B and 8-Z29B) all have the same top note,
in the case of RC (8-5A, 8-4B and 8-I4B) the treble note of chord A is encircled by its

upper and lower semitones in chords B and C respectively, as the pc set 3-1 isoutlined

19 Through what seems a mere slip of the pen, Messiaen still refers to this belatedly established third
inversion as the fourth inversion. See Trait?, vol. Ill, p. 267.

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Rediscovering Messiaen's Invented Chords 93

Ex. 4: A comparison of (a) RC, 8th table (Trait?, vol. Ill, 85) and
(b) Technique, Ex. 299 ("Amen des anges, des saints, du chant des oiseaux," 54)

ChordA ChordB ChordC


8-5A 8-4B8-MB

Mod?r?,presquevif,joyeux.

$& $& $&


8-5A
7-4B 8-Z29B

in both treble and bass. An important feature of all three chords is the maintenance
of a perfect fourth in the lowest register. On the basis of their close resemblance, RC
could have originated as a derivative of the RC-like progression, a progression that was,
to my knowledge, first used in Visions de l'Amen.

A note on the theme of chords, an important omission from the list of chords we have

compiled, is in order
here, for there is evidence that
closely it relates to the RC-like

progression and hence to RC. Inthe preface to Vingt regards, Messiaen defines the theme
of chords as a series of four distinct tetrads (Ex. 5a). The same label (th?me d'accords)
recurs in the score at various points but the structure does not always stay intact.20
Moreover, "theme of chords" is used
interchangeably with "theme of contracted chords"
(th?me d'accords concentr?) and "contraction of theme of chords" (concentration du th?me
d'accords) when referring to contracted forms of the same theme.

InTrait?, vol. IIMessiaen importance of one particular contraction of the


points out the
theme of chords of Vingt regards, adding that it reappears in Turangal?la-Symphonie and

Cinq rechants.21 As shown in Example 5b, the four tetrads of the theme of chords are
contracted into two octads (chords A and B), though with a slight change of pc content.
The various contracted forms of the theme of chords differ only insofar as chord A is
concerned. Chord B is, like the RC-like progression and RC, an octad with a perfect
fourth deployed in the bass. An even closer link can be established between chord B of
the theme of chords and chord C of the RC-like progression, as they represent the same

20 See, for example, Vingt regards, pp. 26, 39, 44 and 98, inwhich slightly different settings appear.
21 Trait?, vol. II,p. 162.

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94 Wai-ling Cheong

pc set. In Vingt regards and the Tristan Ex. 5: Theme of chords in (a) Vingt regards, preface,
to facilitate with theme of chords
trilogy, we hear much about the theme aligned comparison
in (b) Trait?, vol. II, 162.
of chords but not about RC, but the
situation becomes drastically reversed in
Messiaen's late works, where RC, CTI,
CCR and CTC often come up in his com
mentaries but we no longer hear about
the theme of chords.

While RC assumes a shadowy presence


in Technique, Example 288 of the treatise
contains chord progressions that repro
duce down to the finest detail what
Messiaen alludes to as the 1st and 2nd ChordA ChordB
8-I8A 8-Z29B
CCR in Trait?, vol. V/l (Ex. 6). These are
not yet named and Messiaen adds only a
brief remark: "measure B [of Example 288] contracts the resonance of Example 290."22
In the ensuing Examples 289 and 290 of Technique, Messiaen quotes from Quatuor pour
la fin du temps to illustrate his use of these progressions. Slightly modified versions of
the 1st and 2nd CCR appear at key posi
tions of "Fouillis d'arcs-en-ciel,
pour l'ange Ex. 6: Technique, Ex. 288, measures A and B (anno

qui annonce lafin du temps," the seventh tated to indicate 1st and 2nd CCR and Messiaen's two

movement of Quatuor (Ex. 7).23 Here the readings of 2nd CCR)


so-called resonance
inferior (r?sonance
a
inf?rieure)2* is seventh rather than the
"contracted" second of Example 288. A
contraction of the inferior resonance of
these Quatuor excerpts is a hallmark of
both the 1st and 2nd CCR, and this is

clearly a decisive factor insofar as their


nomenclature is concerned. Their affin

ity is also suggested by the way they are


treated in Technique. ChordA
6-ZI9B
ChordB ChordB ChordB
6-Z43A 6-Z43A 7-ZI2

22 Technique, vol. I,p. 54. Example 290 is explained below.


23 They also appear at the outset of the second movement. It is not clear why Messiaen quoted from the
seventh movement instead.
24 Messiaen's term for low notes a dyad) added to resonate with a distinct sound complex. See
(usually
Technique, vol. I,p. 51.

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Rediscovering Messiaen's Invented Chords 95

Ex. 7: "Fouillis d'arcs-en-ciel, pour l'ange qui annonce la fin du temps," figure B, mm. 1-3 (cited as Exx. 289
and 290 in Technique; annotated here to indicate 1st and 2nd CCR)

[0.1.6.7] [0.1.6.7]
resonance
2ndCCR (inferior notcontracted) | resonance
1stCCR(inferior notcontracted)
_^_, . I .._^

The Quatuor excerpts are particularly illuminating, as in some ways they are unlike his

subsequent use of the 1st and 2nd CCR. Marked by the fall of a second in the treble
and a third in the bass before the inferior resonance steps in, these two progressions
share also the same rhythmic pattern, and even the [0,1,6,7] tetrads that precede them
are exact transpositions of one another. In each case, the inferior resonance, which

supplies "missing" notes to the sound complex, could have been added to help fill up
the chromatic space.25

It seems likely that the 1st and 2nd CCR have their origin inQuatuor, though they are
used profusely only in Visions. Grouped under the heading of "more refined examples,"

Examples 288 to 293 of Technique introduce three novel chord progressions, all of which
remain anonymous at this stage. Examples 288 to 290 show the 1stand 2nd CCR, while

Examples 291 and 292 deal with a different progression. All of them are then incor

25 The inferior resonance neatly supplies the two notes (C and B-flat) "missing" from the first sound
complex. Only one note (E) is "missing" from the second sound complex and it is likewise incorporated
into an inferior resonance.

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96 Wai-ling Cheong

porated into the more extended Example 293, where CTI joins in.To this heading of
"more refined examples," Messiaen adds a footnote to indicate the many occurrences
of these chords in Visions, the latest work at the time of Technique}6 This suggests that
these chords were then prominently used only in this duet.27

A survey of Messiaen's uvre confirms Visions as indeed his earliest work to have engaged
a significant number of the RC-like progression and the two categories of CCR. CTI,
which predates Visions, isalso used, though CTC isnot. Significantly, Trait?, vol. Illcontains
a lengthy analysis of the complete Visions', of all analyses of complete works either pub
lished or announced inTrait?,28 Visions isthe earliest and also the only work to have been
discussed previously inTechnique. That Messiaen finds it necessary to return to Visions in
Trait? and the way he footnotes the same work in Technique reveal its importance.

The recurrence of the chord progression of Example 288 (bar A) in Trait?, vol. V/l
under the rubric of 2nd CCR seems to contradict the fact that it precedes the Ist CCR
in both Technique and Quatuor. We are likewise left to ponder why Messiaen did not
differentiate nominally between the 1st and the 2nd CCR until Trait?, vol. V/l. Though
we cannot know the answer, it seems likely that Messiaen's nomenclature was based on
the relative importance of the two chord types: in his music the 1stCCR overshadows
the closely related 2nd CCR, which is used much less often.

As in the case of CTI, a higher dominant and the use of multiple appoggiaturas stand
out as key factors in the makeup of the 1st and 2nd CCR. In Trait?, vol. IIMessiaen

points out that the first chord of the 1stCCR contains quintuple appoggiaturas and the
second chord is a V9 with leading note replaced by tonic; a contracted inferior resonance
underlies these two chords
(Ex. 8a).29 A slightly different view is expressed in Trait?, vol.
III.Messiaen describes 1st CCRtheas essentially a V9; triple appoggiaturas and con
tracted inferior resonance are added but no leading note is contained in it (Ex. 8b).30
Messiaen is inconsistent in his reading of quintuple appoggiaturas on the one hand and

triple appoggiaturas on the other. What remains unchanged is the resolution to a V9


with leading note replaced by tonic.

Messiaen also expressed contradictory views on the genesis of the 2nd CCR (see Ex. 6).31

26 Of all the footnotes II,only one (p. 25) does not refer to Visions.
of Technique, vol.
27 Visions remained unavailable for over
half a decade after the publication of Technique in 1944. The

publication date of Visions, which was composed in 1943 but not published until 1950, postdates that
of the ensuing works Vingt regards (1947), Harawi (1949) and Cinq rechants (1949).
28 Based on published volumes and the table of contents of the recently published volume V/2.
29 Trait?, vol. II,p. 162.
30 Trait?, vol. Ill, p. 242.
31 Messiaen's two readings are compressed into this example to facilitate comparison.

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Rediscovering Messiaen's Invented Chords 97

Ex. 8: 1st CCR, 1st table (Trait?, vol. Ill, 88) annotated to indicate resolution of

(a) quintuple appoggiaturas and (b) triple appoggiaturas

ChordA ChordB ChordA ChordB


7-Z36A 7-ZI2 7-Z36A 7-ZI2

On one occasion, he describes chord B of the 2nd CCR as a tetrad, to which contracted
inferior resonance and quadruple appoggiaturas are added.32The appoggiaturas resolve
upon the arrival of chord B, while the inferior resonance persists. On another occasion,
the same tetrad is interpreted as a distorted V7 that has as its top dyad a pair of unre
solved appoggiaturas.33 With a clear indication of the implied resolutions of appoggiaturas
added not just to chord A but also to chord B, Messiaen reveals the conventional setting
? a dim7 followed by a V7 ? on which the 2nd CCR is based.

Bar 14of Debussy's "Reflets dans l'eau" contains a surprisingly close replica of this pro

gression; even the spacing is the same (Ex. 9).34 The resolutions are all there, while the
absence of the inferior resonance suggests this as a later addition of Messiaen's own
invention. With no definitive evidence, we are left to speculate as to whether Messiaen

perhaps turned this fragment from Debussy into an important harmonic fingerprint of
his own which subsequently became the closely related 2nd CCR. This sequence of
events would be in linewith his predilection for using pre-existing materials, of which
the "Boris" motif is but one salient example.

Ex. 9: Debussy, "Reflets dans l'eau," m. 14


Messiaen's
modelfor2ndCCR?

32 Trait?, vol. IV, p. 106.


33 Trait?, vol. Ill, p. 242.
34 Trait?, vol. IV, p. 9 reproduces this page of "Reflets dans l'eau" without mentioning this.

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98 Wai-ling Cheong

CTC and twelve-tone completion

Thus far Ihave


left CTC unaccounted for in this paper. Messiaen said virtually nothing
about this chord. Apart from the interview extracted at the outset of this paper, CTC
comes up in the prefaces to Petites esquisses d'oiseaux and ?clairs sur l'au-del?... before

appearing in Trait?, vol. V, but the structure of this chord is not defined. Messiaen did
not comment on it seems
to have come last among the chords
its history either, though
discussed here. One
prominent example in is heard
the "infiniment lent" passage (figure
73, bar 2) of Couleurs de la cit? c?leste.35 Emerging as the summit of a well-shaped ascent,
this softly articulated sound complex, itself much prolonged, strikes one as an important
point of arrival. It is as if the music has been reaching out for this special moment of
stasis and, having attained it, brings forth a trail of blinding colors: RC and a pure flow
of modes 2, 3 and 4 follow.

Table 4. CTC followed by RC and the modes of limited transpositions in Couleurs

figure 73 concludes with CTC (accompanied by complementary tetrad)

figure 74 RC, chords A, B and C tetrad chord


(complementary accompanies C)

figure 75 (mm. 1-2) mode 2, 1st transposition

figure 75 (mm. 3-4) mode 3, 1st transposition

figure 76 mode 4, 5th transposition

This CTC is scored for the rich sound of an enormous wind ensemble receiving a
while
tinkle from the cencerros. doubling The of the lower triad of CTC signifies the relative

importance of this [0,4,7] structure, but Messiaen does not comment on the harmonic

makeup of this octad. The nomenclature of this chord, though, is self-explanatory, for a

complementary tetrad is always added to the octad to provide a chromatic completion.


Unlike CTI, RC, the 1st and 2nd CCR, CTC is not presented as a component of any

progression. Itthus stands out as the only discrete chord of the group.

-III

?
To recapitulate, Technique names only three chords the chord on the dominant, the
chord of resonance and the chord in fourths ?
all of which are discussed at the outset
of the chapter "Special chords, clusters of chords, and a list of connections of chords."
Messiaen then moves on to superior and inferior resonance. The chapter concludes
with "a list of connections of chords," and here the 1st and 2nd CCR and an important

precedent for RC are given without being named.

35 The same CTC is also featured at figure 24 (fourth chord, wind and figure 26 (first chord), marked
only)
"tr?s lent" and "lent" respectively.

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Rediscovering Messiaen's Invented Chords 99

This lack of nomenclature in the case of the 1st and 2nd CCR and the RC-like pro

gression can be construed as evidence in support of the argument that Messiaen did not
foresee the future importance of these chords. Of the three chords named and discussed
inTechnique, eventually only CTI comes to assume an importance similar
in relative detail
to that of RC and CCR. The chord of resonance and the chord in fourths are much less
used in his late works. The structural similarities shared by the chosen few may have
affected this course of evolution.

It is indeed surprising, given the affinities between CTI and the 1st and 2nd CCR, that
Messiaen does not touch upon their relatedness in Trait?. In each case, the dominant

archetype looms large. Multiple appoggiaturas, the fall of a tone in the treble and the

placement of a second in the bass also characterize these chords. These common attri
butes set CTI and the 1st and 2nd CCR apart from RC and CTC. Much less is said about
the structure of these chords, though the common use of octads and the deployment
of a perfect fourth in the bass tend to give them similar identities.

CTI and the 1st CCR are juxtaposed repeatedly in Messiaen's music. The paired use
of these "chords with transposed inversion and with contracted resonance" (accords ?
renversements transpos?s et ? r?sonance contract?e)36 appears in a significant number of
works: Et exspecto resurrectionem mortuorum, M?ditations, Des canyons and Livre du Saint
Sacrement, to name only a few. At the outset of Et exspecto, for instance, the theme of
the depth is laid bare before the colored complexes join forces and bring into play both
CTI and the 1stCCR.37 CTI and chord B of the 1stCCR are the most closely related.
In each case, a dyad is added to what Messiaen describes as a V9 with leading note
replaced by tonic. The added dyad assumes the role of appoggiaturas in the former and
that of inferior resonance in the latter.

Messiaen did not address the issue of structural similarities; his discussion of the structure
of these chords is ad hoc in nature. His improvisatory approach becomes even more
obvious when we consider the fact that the same explanation of CTI and the 1st and
2nd CCR keeps recurring in volumes IIIand IVof Trait?. In this connection, volume V

(parts Iand 2) brings a drastic change. Explanation as such disappears, as Messiaen notes
inmost cases the precise pc content of these chords by referring to a schematic set of
chord tables that was presumably to be published in the last volume of Trait?, together
with a more systematic treatment of both modes and chords.

36 Messiaen's own description. See, for instance, his preface to M?ditations II.
aux cuivres ?
37 As detailed in his preface to Et exspecto: "Th?me de la profondeur graves harmonisation
?
par les six cors en complexes color?s cri de l'Ab?me!"

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100 Wai-ling Cheong

Ifwe piece together relevant information dispersed among his writings and his music,
we can in fact work out all these tables well inadvance. The chord layers of Chronochromie
and similar settings provide an especially rich source of information. Layers of RC, CTI
and the 1stCCR that color Chronochromie reappear in "Les ?lus marqu?s du sceau," the
fourth movement of ?clairs. Chord layers based exclusively on RC are also woven into
the tapestry of "Le parc de Nara et des lanternes de pierre," "Gagaku" and "Miyajima et
le torii dans lamer," the second, fourth and fifth movements respectively of Sept ha?ka?.
CTC, with added trills, are superimposed to yield shimmering layers of sound in "Le
chemin de l'invisible," the tenth movement of ?clairs. The 2nd CCR alone are excluded
from these fascinating layerings of chords.

Most remarkably, over three hundred chords are involved in the chord layers of
Chronochromie, "Miyajima et le torii dans
lamer"38 and "Les ?lus marqu?s du sceau,"
with only one spacing irregularity of minor importance.39 The spacing of all other chords
is practically frozen. Evidence suggests that the identity of these chords is not only a

question of different pc set, but that their spacing also assumes significance. They are,
in short, pre-composed blocks which Messiaen juxtaposes, as Pierre Boulez puts it, in
search of his own sound world.40 All these chord
layers, together with the three chord
tables listed in Trait?, vol. Illand Messiaen's insistent reference to the as yet unpublished
ones in Trait?, vol. V, enable us to work out all sixty chord tables, twelve each for CTI,
RC, CTC and the 1st and 2nd CCR (Appendices 1-5).

With the tables in hand, we can move on to note how Messiaen incorporates them into
his music. Both the 1st and 2nd CCR are treated as bird-song material in "Le rouge

gorge," the third piece of Petites esquisses d'oiseaux.M In this delightful little sketch of
the robin, these chords are used repeatedly to conclude fragments of fast-moving bird

song.42 CTC is also intricately related to this portrayal of the robin. Inthe same analysis,
Messiaen accounts for the appearance of CTC at mm. 20, 27 and 50, each of which is
followed by a short flourish of bird song that duly supplies the four "missing" pcs. The
sound of CTC is kept resonating by the sustaining pedal as the robin comes forth to
utter the outstanding tetrad. All these CTCs follow the same spacings, and the above
mentioned 1st and 2nd CCR are strict transpositions of chords listed as Example 288 in

38 RC as used in the chord layers of the second and the fourth movements of Sept ha'ikdi adhere to a
different set of spacing patterns.
39 In the strophe Iof Chronochromie, the treble note A-natural of the fourth chord of interversion Icould
have been a misprint for A-sharp.
40 Boulez, Relev?s d'apprenti, Paris, Editions du Seuil, 1966, translated by Stephen Walsh as Stocktakings

from an Oxford, Clarendon Press, 1991, p. 49.


Apprenticeship,
41 See his detailed analysis of the whole piece in Trait?, vol. V/l, pp. 178-81. In this, as inmany other analyses
of Trait?, vol. V/l, much emphasis is laid on the chords used and the colors evoked.
42 See, for instance, mm. 5 and 68.

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Rediscovering Messiaen's Invented Chords 101

Technique. We note again that some kind of default spacing isat work here. The addition
of "missing" pcs under the disguise of bird songs is not exclusive to CTC. At mm. 54-5,
CTI (9th table) is prolonged just as the complementary pentad takes shape as a bird
song. Even within the limited scope of "Le rouge-gorge," CTI, CTC and the 1st and 2nd
CCR all relate inone way or another to Messiaen's sonic description of avian creatures.43
And there are lots of examples elsewhere. InUn vitrail et des oiseaux, for instance, the

song of the blackcap is harmonized by swiftly moving woodwind chords which inmost
cases involve CTI and the 1stCCR.

In the Couleurs excerpt, as in the third piece of Petites esquisses d'oiseaux, CTC is set
against its complementary tetrad to activate all twelve pcs. The concluding CTC (I Ith

table) of Un vitrail et des oiseaux gives yet another notable example of the presence of a
superimposed complementary tetrad. This kind of treatment is far from being monopo
lized by this octad. In the foregoing discussion of "Le rouge-gorge," we have witnessed
how Messiaen grants CTI its complementary pentad through a play of purported bird

song. The addition of an outstanding tetrad to RC in the Couleurs excerpt (see Table 4)
is also testimony to the fact that Messiaen's penchant for this kind of complementation
extended beyond CTC to other chords. All these cases point unequivocally to Messiaen's

deep-seated concern for twelve-tone completion.

While Messiaen's invention of


symmetrical permutations iswidely acclaimed as his

unique response to the then much tried serialisation of time, the fabrication of complex
chords interpreted as a serial approach. However, the way inwhich Messiaen
is seldom

superimposes them inChronochromie and Eclairs and his use of complementary tetrads
and pentads, under the disguise of bird song or otherwise, can be understood as his
? an important facet
unique way of dealing with the idea of twelve-tone completion
? to his feverish for
of serialism without having sacrifice predilection colors. Messiaen

openly admits that all twelve pcs give only a grayish effect,44 but since these chords evoke
colors they combine to give a twelve-tone context that is anything but grayish. In the
fifth movement of Sept ha'ikdi Messiaen even goes so far as to specify the colors of the

recurring RCs and their complementary tetrads.

This seemsto explain why Messiaen calls for not just the sophisticated working out of
interversions but also the vertical alignment of three such sch?mas in Chronochromie.

Through the superimposition of three strands of complex chords, a kind of twelve-tone


universe is for the most part guaranteed. Against this background, each discrete chord

43 Only RC is left unused here. In this connection, itmight be worth mentioning that Messiaen had at
one point likened the sound effect of RC to the rustling of trees ("comme le vent dans les arbres"). See
Trait?, vol. Ill, p. 238.
44 Samuel, Music and Color, p. 241.

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102 Wai-ling Cheong

takes its turn to stand out at predetermined time points, as a network of apparent

irregularities is in control. Since the chords are softly sustained, save for the accented mf
attacks that mark off the time points, the twelve pcs are always there, assuming a quiet

presence, a grayish background through which scintillating colors cut forth. Thus Messiaen
notes a vivid display of colors in connection with the chord layers of Chronochromie.*5
Time is colored, just as colors become rhythmicized.

Seen in this light, the chord layers of Chronochromie become obvious heirs of the
three famous serial lines of A/lodes de valeurs et d'intensit?s, Messiaen's earliest serial

piece. This early attempt is superseded within a few years' time by the chord layers of
Chronochromie, replete with interversions, complex chords and all kinds of fascinating
bird songs. IfMessiaen's satisfaction with the artistic result of this sophisticated design is
not to be found in his writings, it is certainly manifested in his music, as the same design

re-emerges in his lastwork.46

Messiaen's confession that "we are all in the dark nowadays. Nobody
in the mid-fifties
knows what they are doing"47 and the Darmstadt piece testify to the dilemma he had
faced in those years of artistic crisis. If he had misgivings about this piano miniature

("musically it's next to nothing"48), he never quite leaves its serial basis. Indeed, he might
have described Chronochromie to Antoine Gol?a as his most recent resurrection in the
sense that he had arrived at a new way out of what was then envisioned as a dead end.49
Messiaen's systematic moulding of time had come to be wedded with his captivating use
of sounds as colors.Just as time is serialized through the intricate working of symmetrical
permutations, the twelve-tone space is filled through the persistent superimposition of

complex chords, inwhich colors prevail. Unlike his modes, bird songs and t?las, few
of the dazzling number of invented chords were ever named or discussed. Messiaen

evidently did not finish finalizing the nomenclature and the listing of the hundred and

forty-four chords that fill up his chord tables until well into the fifth volume of Trait?.
While intention behind the setting up of chord tables still awaits investiga
the authorial
tion, they have nonetheless granted us a valuable glimpse of a facet of his technique that
has hitherto remained little explored.

45 Samuel, Music and Color, p. 136.


46 "Les ?lus marqu?s du sceau," the fourth movement of ?clairs.
47 Recalled by Alexander Goehr in "Obituary," The Independent, 29 April 1992.
48 Samuel, Music and Color, p. 47.
49 Antoine Golea, Rencontres avec Olivier Messiaen, Paris, Ren? Julliard, p. 279.

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Rediscovering Messiaen's Invented Chords 103

Appendix I.Chord tables of RC

1st table chord A [0,2,3,4,8,9,T,E] 7th table chord A [2,3,4,5,6,8,9,T]


chord B [0,I,2,3,7,8,T,E] chord B [1,2,4,5,6,7,8,9]
chord C [0,I,3,4,5,8,T,E] chord C [2,4,5,6,7,9,T,E]

2nd table chord A [l,2,3,7,8,9,T,E] 8th table chord A [1,2,3,4,5,7,8,9]


chord B [0,I,2,6,7,9,T,E] chord B [0,1,3,4,5,6,7,8]
chord C [0,2,3,4,7,9,T,E] chord C [l,3,4,5,6,8,9,T]
3rd table chord A [0,I,2,6,7,8,9,T] 9th table chord A [0,1,2,3,4,6,7,8]
chord B [0,I,5,6,8,9J,E] chord B [0,2,3,4,5,6,7,E]
chord C [l,2,3,6,8,9,T,E] chord C [0,2,3,4,5,7,8,9]
4th table chord A [0,I,5,6,7,8,9,E] 10thtable chord A [0,I,2,3,5,6,7,E]
chord B [0,4,5,7,8,9,T,E] chord B [l,2,3,4,5,6,T,E]
chord C [0,I,2,5,7,8,9,T] chord C [l,2,3,4,6,7,8,E]

5th table chord A [0,4,5,6,7,8,T,E] I Ithtable chord A [0,I,2,4,5,6,T,E]


chord B [3,4,6,7,8,9,T,E] chord B [0,1,2,3,4,5,9,1]
chord C [0,I,4,6,7,8,9,E] chord C [0,I,2,3,5,6,7,T]
6th table chord A [3,4,5,6,7,9,T,E] 12thtable chord A [0,I,3,4,5,9,T,E]
chord B [2,3,5,6,7,8,9,T] chord B [0,I,2,3,4,8,9,E]
chord C [0,3,5,6,7,8,T,E] chord C [0,I,2,4,5,6,9,E]

I.Appendices 1-5 list only the pc content of these chords. The pertinent spacing is shown in examples I and 2.

Appendix 2. Chord tables of CTI

Ist table chord A [0,I,3,6,7,8,E] 7th table chord A [0,1,2,5,6,7,9]

chord B [l,4,5,6,9,T,E] chord B [0,3,4,5,7,T,E]

chord C [l,2,3,6,7,8,T] chord C [0,1,2,4,7,8,9]

chord D [l,2,3,5,8,9,T] chord D [2,3,4,7,8,9,E]


2nd table chord A [0,1,2,4,7,8,9] 8th table chord A [l,2,3,6,7,8,T]

chord B [0,2,5,6,7,T,E] chord B [0,I,4,5,6,8,E]

chord C [2,3,4,7,8,9,E] chord C [l,2,3,5,8,9,T]

chord D [2,3,4,6,9,T,E] chord D [0,3,4,5,8,9,T]


3rd table chord A [l,2,3,5,8,9,T] 9th table chord A [2,3,4,7,8,9,E]

chord B [0,I,3,6,7,8,E] chord B [0,1,2,5,6,7,9]

chord C [0,3,4,5,8,9,T] chord C [2,3,4,6,9,T,E]

chord D [0,3,4,5,7,T,E] chord D [l,4,5,6,9,T,E]


4th table chord A [2,3,4,6,9,T,E] 10thtable chord A [0,3,4,5,8,9,T]

chord B [0,1,2,4,7,8,9] chord B [l,2,3,6,7,8,T]

chord C [l,4,5,6,9,T,E] chord C [0,3,4,5,7,T,E]

chord D [0,I,4,5,6,8,E] chord D [0,2,5,6,7,T,E]

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104 Wai-ling Cheong

5th table chord A [0,3,4,5,7,T,E] I Ithtable chord A [l,4,5,6,9,T,E]

chord B [l,2,3,5,8,9,T] chord B [2,3,4,7,8,9,E]

chord C [0,2,5,6,7,T,E] chord C [0,I,4,5,6,8,E]

chord D [0,1,2,5,6,7,9] chord D [0,I,3,6,7,8,E]


6th table chord A [0,I,4,5,6,8,E] 12thtable chord A [0,2,5,6,7,T,E]

chord B [2,3,4,6,9,T,E] chord B [0,3,4,5,8,9,T]

chord C [0,I,3,6,7,8,E] chord C [0,1,2,5,6,7,9]

chord D [l,2,3,6,7,8,T] chord D [0,1,2,4,7,8,9]

Appendix 3. Chord tables of 1st CCR

1st table chord A [1,2,3,4,6,7,9] 7th table chord A [0,I,3,7,8,9,T]

chord B [l,2,3,4,5,8,T] chord B [2,4,7,8,9,T,E]


2nd table chord A [2,3,4,5,7,8,T] 8th table chord A [l,2,4,8,9,T,E]

chord B [2,3,4,5,6,9,E] chord B [0,3,5,8,9,T,E]


3rd table chord A [3,4,5,6,8,9,E] 9th table chord A [0,2,3,5,9,T,E]

chord B [0,3,4,5,6,7,T] chord B [0,I,4,6,9,T,E]


4th table chord A [0,4,5,6,7,9,T] 10thtable chord A [0,I,3,4,6,T,E]

chord B [l,4,5,6,7,8,E] chord B [0,I,2,5,7,T,E]


5th table chord A [l,5,6,7,8,T,E] I Ithtable chord A [0,I,2,4,5,7,E]

chord B [0,2,5,6,7,8,9] chord B [0,I,2,3,6,8,E]


6th table chord A [0,2,6,7,8,9,E] 12thtable chord A [0,1,2,3,5,6,8]

chord B [l,3,6,7,8,9,T] chord B [0,1,2,3,4,7,9]

Appendix 4. Chord tables of 2nd CCR

Ist table chord A [0,I,5,6,9,T] 7th table chord A [0,3,4,6,7,E]


chord B [0,3,4,6,T,E] chord B [0,4,5,6,9,T]
2nd table chord A [0,4,5,8,9,E] 8th table chord A [2,3,5,6,T,E]
chord B [2,3,5,9,T,E] chord B [3,4,5,8,9,E]
3rd table chord A [3,4,7,8,T,E] 9th table chord A [l,2,4,5,9,T]
chord B [l,2,4,8,9,T] chord B [2,3,4,7,8,T]
4th table chord A [2,3,6,7,9,T] 10thtable chord A [0,1,3,4,8,9]
chord B [0,1,3,7,8,9] chord B [1,2,3,6,7,9]
5th table chord A [1,2,5,6,8,9] I Ithtable chord A [0,2,3,7,8,E]
chord B [0,2,6,7,8,E] chord B [0,1,2,5,6,8]
6th table chord A [0,1,4,5,7,8] 12thtable chord A [l,2,6,7,T,E]
chord B [l,5,6,7,T,E] chord B [0,I,4,5,7,E]

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Rediscovering Messiaen's Invented Chords 105

Appendix 5. Chord tables of CTC

Ist table [0,2,3,4,7,8,9,7] 7th table [l,2,3,4,6,8,9,T]


2nd table [l,3,4,5,8,9,T,E] 8th table [2,3,4,5,7,9,T,E]
3rd table [0,2,4,5,6,9,T,E] 9th table [0,3,4,5,6,8,T,E]
4th table [0,I,3,5,6,7,T,E] 10thtable [0,I,4,5,6,7,9,E]
5th table [0,I,2,4,6,7,8,E] I Ithtable [0,I,2,5,6,7,8,T]
6th table [0,1,2,3,5,7,8,9] 12thtable [l,2,3,6,7,8,9,E]

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