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Volume 88 • Number 10

Cone-Beam Computed Tomography and


Interdisciplinary Dentofacial Therapy: An
American Academy of Periodontology
Best Evidence Review Focusing on Risk
Assessment of the Dentoalveolar Bone
Changes Influenced by Tooth Movement
George A. Mandelaris,*† Rodrigo Neiva,‡ and Leandro Chambrone§i¶

Background: The aim of this systematic review is to evaluate whether cone-beam computed tomog-
raphy (CBCT) imaging can be used to assess dentoalveolar anatomy critical to the periodontist when
determining risk assessment for patients undergoing orthodontic therapy using fixed or removable
appliances.
Methods: Both observational and interventional trials reporting on the use of CBCT imaging assessing
the impact of orthodontic/dentofacial orthopedic treatment on periodontal tissues (i.e., alveolar bone)
were included. Changes in the alveolar bone thickness and height around natural teeth as well as treat-
ment costs were evaluated. MEDLINE (via PubMed) and EMBASE databases were searched for articles
published in the English language, up to and including July 2016, and extracted data were organized into
evidence tables.
Results: Thirteen studies were included in this systematic review describing the positive or deleterious
changes on the alveolar bone surrounding natural teeth undergoing orthodontic tooth movement or influ-
enced by orthopedic forces through fixed appliances. Clinical recommendation summaries presenting the
strengths and weaknesses of the evidence in terms of benefits and harms were generated.
Conclusions: CBCT imaging can improve the periodontal diagnostic acumen regarding alveolar bone
alterations influenced by orthodontic tooth movement and can help determine risk assessment prior to
such intervention. Clinicians are also better informed to determine risk assessment and develop preven-
tative or plan interceptive periodontal augmentation (soft tissue and/or bone augmentation) therapies for
patients undergoing orthodontic tooth movement. These considerations are recognized as being espe-
cially critical for treatment approaches in patients where buccal tooth movement (expansion) is planned
in the anterior mandible or involving the maxillary premolars. J Periodontol 2017;88:960-977.
KEY WORDS
Alveolar bone; cone-beam computed tomography; evidence-based dentistry; imaging, three-dimensional;
periodontics; tooth movement techniques; surgical procedures, operative.

* Private practice, Oakbrook Terrace, Park Ridge, and Chicago, IL.


† Department of Graduate Periodontics, University of Illinois College of Dentistry, Chicago, IL.
‡ Department of Graduate Periodontics, College of Dentistry, University of Florida, Gainesville, FL.
§ Unit of Basic Oral Investigation (UIBO), School of Dentistry, El Bosque University, Bogota, Colombia.
i School of Dentistry, Ibirapuera University (Unib), São Paulo, SP, Brazil.
¶ Department of Periodontics, College of Dentistry, The University of Iowa, Iowa City, IA.

doi: 10.1902/jop.2017.160781

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J Periodontol • October 2017 Mandelaris, Neiva, Chambrone

C
one-beam computed tomography (CBCT) in intervention periodontal diagnosis and treatment
periodontology has primarily been used for planning. Approximately 12% of maxillary central
diagnostic inquiry of regional anatomy and incisors may present with a complete lack of facial
vital structure identification in dental implant treat- bone (dehiscence or fenestration) despite not suf-
ment.1-6 Historically, treatment planning decisions fering attachment loss (AL).9 In the presence of
and risk assessment specific to alveolar bone of the malocclusions (namely proclined anterior teeth), the
natural dentition in patients requiring orthodontic frequency of fenestrations and dehiscences as as-
tooth movement has been either intuitive and sub- sessed by CBCT has been reported to increase to
jectively measured or determined from clinical in- approximately 35% and 50%, respectively, especially
formation and two-dimensional (2D) radiographic in the anterior region of the mandible.10,11 It has been
analyses.7,8 Unequivocally, studies have confirmed suggested that orthodontic tooth movement in the
that three-dimensional (3D) imaging allows for su- presence of a thin alveolar housing may result in the
perior measurement accuracy of alveolar ridge height development of dehiscences and/or fenestrations.10,11
and width, a known limitation of intraoral periapical This may predispose teeth to the formation of plaque-
or panoramic radiographs.1-6 It is well recognized that induced (i.e., periodontitis) and non-plaque-induced
traditional 2D imaging diagnostics do not allow for gingival lesions (i.e., gingival recessions), often but not
meaningful dentoalveolar bone risk assessment, always associated with increased tooth mobility post-
namely of the buccal plate, prior to orthodontic tooth treatment.12-14 It is also well recognized that, in general,
movement.7,8 Only recently7,8 has 3D CBCT imaging CBCT imaging tends to overestimate the presence or
been considered to have diagnostic merit in providing absence of thin facial bone when compared to direct
risk assessment of alveolar bone loss (ABL) produced measurements.15 Nonetheless, these common ana-
from tooth movement and in improving the compre- tomic conditions may negatively affect the patient’s
hensive diagnostic process of interdisciplinary dento- periodontal phenotype (especially anterior mandibular
facial therapy (IDT) for the craniomandibular system. teeth), and as a result, require surgery by way of soft
The true impact of advanced imaging as related tissue and/or bone augmentation/guided periodontal
to diagnosis, decision-making, and risk assessment tissue regeneration to prevent or manage deleterious
when applied to a more global, and often complex, sequelae as a result of tooth movement.16
treatment-planning context has yet to be realized. It is widely understood and accepted that orthodontic
By definition, IDT is demanding and often involves tooth movement is limited by the dentoalveolar ana-
management of a compromised natural dentition. tomic boundaries that are set by the cortical plates of
Because of the nature and scope of such cases, it is the alveolus at the level of the incisor apices. These
not uncommon for multiple disciplines to be involved boundaries are often referred to as the ‘‘orthodontic
to achieve a collaboratively based plan that is cen- walls’’ within which tooth movement must occur to limit
tered on preservation of the natural dentition. The the influence of tooth movement on the occurrence of
specific focus question of this American Academy of iatrogenic sequelae.17 The 2014 AAP Regeneration
Periodontology (AAP) Best Evidence Consensus World Workshop systematic review reports that ‘‘the
(BEC) paper addresses alterations of dentoalveolar direction of the tooth movement and the bucco-lingual
bone associated with orthodontic tooth movement thickness of the gingiva play important roles in soft
using CBCT technology. This has been a topic given tissue alterations during orthodontic treatment.’’18 It
little attention or study relative to other advanced was reported that ‘‘thick periodontal phenotypes may
imaging applications. Such alterations were pre- help to prevent either development or recurrence of
viously unrecognized and/or underappreciated by recession compared to thin phenotypes.’’19
clinical examination and/or 2D analysis.7,8 Tradi- When evaluating alveolar bone dimensions using
tional orthodontic radiographs lack the ability to 3D CBCT analysis or clinical inspection, normal
capture hard tissue changes occurring during tooth human anatomy often demonstrates deficiencies in
movement. The advent of 3D imaging has now led to dentoalveolar bone volume. The dentoalveolar bone
the interpretation of anatomic reality prior to or fol- compartment refers to the volumetric relationship of
lowing intervention. CBCT imaging has become the alveolar bone to the tooth root. Deficiencies in
a clarion call for re-evaluating treatment approaches, dentoalveolar bone are represented anatomically
especially in patients undergoing more comprehen- (direct measurement/intrasurgical observation) as
sive care and where the integration of multiple dis- fenestrations and/or dehiscences that may or may
ciplines of dentistry are required. As a result of more not manifest clinically in recession-based AL. Den-
astute preoperative imaging assessment and plan- toalveolar bone deficiencies are also common when
ning capabilities now available, alveolar bone alter- arch length limitations are present, commonly mani-
ations secondary to tooth movement have surfaced festing as dental crowding. Deficiencies in dentoal-
as one of the most important issues for pre- veolar bone volume may or may not be present in

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CBCT and Interdisciplinary Dentofacial Therapy Volume 88 • Number 10

conjunction with an underlying skeletal malocclusion. Search Strategy


Skeletal malocclusions represent a mismatch or dis- Comprehensive search strategies were established to
crepancy between the skeletal bases, while alveo- identify studies for this systematic review. The
loskeletal malocclusions represent a discrepancy MEDLINE (via PubMed) and EMBASE databases
between the dentoalveolar compartment and the were searched for articles published in the English
skeletal base.20 language up to and including July 2016, based on the
Mandelaris et al.21 have published a classification search strategy developed for MEDLINE: 1) cone-
system of dentoalveolar bone phenotypes using CBCT beam computed tomography OR Spiral cone-beam
imaging to help provide risk assessment prior to or- computed tomography OR computerized tomogra-
thodontic intervention. Cross-sectional evaluation of phy, cone-beam OR cone beam computerized to-
dentoalveolar bone is compartmentalized into either mography OR computed tomography, cone-beam
crestal or radicular zones, and facial bone thickness is OR CT scan, cone-beam OR tomography, cone-
classified as either thick or thin using published av- beam computed OR volumetric computed tomog-
erages of known facial bone anatomy/thickness. raphy OR volume computed tomography OR CAT
Richman22 proposed a similar risk assessment mo- scans, cone-beam; 2) bone volume OR bone thick-
dality using CBCT imaging to determine alveolar bone ness OR bone height OR bone loss OR alveolar bone
support relative to tooth size and/or position. More OR alveolar ridge; 3) cone-beam computed tomog-
recently, facial vertical skeletal patterns have also raphy OR spiral cone-beam computed tomography
shown correlations between malocclusion and alveolar OR computerized tomography, cone-beam OR cone
bone thickness.23 beam computerized tomography OR computed to-
This BEC paper aims to evaluate whether CBCT mography, cone-beam OR CT scan, cone-beam OR
imaging can be used to assess dentoalveolar re- tomography, cone-beam computed OR volumetric
lationships critical to determining risk assessment computed tomography OR volume computed to-
and help determine and improve periodontal treat- mography OR CAT scans, cone-beam; OR bone
ment needs in patients undergoing orthodontic volume OR bone thickness OR bone height OR bone
therapy. To help determine an answer, the following loss OR alveolar bone OR alveolar ridge; 4) den-
specific focused question was addressed: Does toalveolar OR alveoloskeletal OR skeletal relation-
CBCT imaging improve diagnostic acumen and ships OR corticotomy OR clefts OR skeletal anomalies;
influence periodontal decision making in patients 5) periodontics OR periodontology OR facilitated or-
undergoing tooth movement compared to 2D ra- thodontics therapy OR (periodontics AND orthodon-
diographic modalities? tics) OR orthodontics OR rapid maxillary expansion
OR tooth retraction; 6) dentoalveolar OR alveo-
MATERIALS AND METHODS loskeletal OR skeletal relationships OR corticotomy
With the objective of decreasing potential biases within OR clefts OR skeletal anomalies; OR periodontics OR
the review process and to report a standardized, quality- periodontology OR facilitated orthodontics therapy
assured, and updated study, the text of the review OR (periodontics AND orthodontics) OR orthodontics
was structured in accordance with guidelines from OR rapid maxillary expansion OR tooth retraction; 7)
PRISMA,24 the Cochrane Handbook of Systematic Re- cone-beam computed tomography OR spiral cone-
views of Interventions,25 and Check Review checklist.26 beam computed tomography OR computerized to-
Inclusion Criteria mography, cone-beam OR cone beam computerized
Both observational (e.g., case series, case-control, and tomography OR computed tomography, cone-beam
prospective cohort studies) and interventional trials OR CT scan, cone-beam OR tomography, cone-beam
(e.g., non-randomized and randomized controlled tri- computed OR volumetric computed tomography OR
als) reporting on the use of CBCT imaging assessing volume computed tomography OR CAT scans, cone-
the impact of fixed orthodontic/dentofacial orthopedic beam; OR bone volume OR bone thickness OR bone
therapies affecting the periodontal tissues (e.g., alve- height OR bone loss OR alveolar bone OR alveolar
olar bone) were considered eligible for inclusion. ridge; AND dentoalveolar OR alveoloskeletal OR
skeletal relationships OR corticotomy OR clefts OR
Exclusion Criteria
skeletal anomalies; OR periodontics OR periodontology
Case reports, reviews, and studies not including data
OR facilitated orthodontics therapy OR (periodontics
on CBCT were excluded from this review.
AND orthodontics) OR orthodontics OR rapid maxillary
Outcome Measures expansion OR tooth retraction.
Outcome measures were changes in the alveolar Reference lists of potential articles were screened
bone thickness and height around natural teeth and to search for potentially relevant unpublished studies
treatment costs. or papers not identified by electronic searching.

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J Periodontol • October 2017 Mandelaris, Neiva, Chambrone

Assessment of Validity and Data Extraction summaries of the included studies, critical remarks of
One independent reviewer (LC) screened the titles, the literature and evidence quality rating/strength of
abstracts, and full texts of the articles that were recommendation of CBCT procedures were pre-
identified. Data on the following issues were extracted sented. These allowed the assessment of the level of
and recorded: 1) citation, publication status, and year certainty in the evidence (i.e., high, moderate, or low)
of publication; 2) study design; 3) characteristics of for the different treatment modalities displayed in this
participants and group(s); 4) methodologic charac- review, based on the criteria defined by the American
teristics of the trial; and 5) outcome measures. Dental Association Clinical Practice Guidelines
Handbook33 adapted for the purpose of this review
Assessment of Methodologic Quality and Risk of
(see supplementary Tables 1 through 3 in online
Bias of Included Studies
Journal of Periodontology), as reported by Chambrone
For the interventional studies, the methodologic
et al.34 Briefly, this was determined by the following
quality of the trials (see supplementary Appendix 1 in
domains: 1) risk of bias (limitations of the evidence);
online Journal of Periodontology) was evaluated per
2) applicability of evidence; 3) inconsistency or un-
the Cochrane Collaboration’s tool for assessing risk
explained heterogeneity of results; 4) imprecision
of bias,25 as adapted by Chambrone et al.27-31 to
(wide confidence intervals); and 5) high probability of
permit qualification of non-randomized trials. Con-
publication bias.33,34 Consequently, supported on indi-
cisely, the randomization and allocation methods,
vidual studies’ characteristics/outcomes and pooled
blinding of patients and examiners, completeness of
estimates, Clinical Recommendation Summaries sum-
follow-up, selective reporting, and other sources of
marizing ‘‘the strengths and weaknesses of the evidence
bias were classified as adequate (+), inadequate (–),
in terms of benefits and harms’’33,34 were generated.
unclear (?), or not applicable (NA). Based on this
These aimed to depict accurate and explicit rationale for
tool, the risk of bias was classified as follows: 1) low
clinical practice as well as the reasons for the recom-
(all criteria were met); 2) unclear (one or more cri-
mendations. As a result, once the balance between
teria were partially met); 3) high (one or more of the
benefits and harms was decided, the following recom-
criteria were not met).
mendations were applied:33,34 1) strong = evidence
For observational studies, an adapted version28-31
strongly supports providing the intervention; 2) in favor =
of the Newcastle-Ottawa scale32 was used to eval-
evidence favors providing the intervention; 3) weak =
uate the methodologic quality (see supplementary
evidence suggests implementing the intervention after
Appendix 2 in online Journal of Periodontology). The
alternatives have been considered; 4) expert opinion for/
following study aspects were evaluated: 1) selection
supports = evidence is lacking (level of certainty is low),
of study groups, ascertainment of periodontal/bone
and expert opinion guides the recommendation; 5)
conditions, selection of patients with similar health
expert opinion questions the use = evidence is lacking
status, training/calibration of assessors of outcomes,
(level of certainty is low), and expert opinion questions
prospective data collection, and use of clear inclusion/
the use; 6) expert opinion against = evidence is lacking
exclusion criteria; 2) comparability (comparability of
(level of certainty is low), and expert opinion suggests
patients based on study design/analysis and man-
not implementing the intervention; and 7) against =
agement of confounders); 3) outcome (assessment
evidence suggests not implementing the intervention
of bone conditions, criteria applied to evaluate the
or discontinuing ineffective procedures.
bone conditions at last follow-up, and adequacy of
patient follow-up); 4) statistical analysis (appropri- RESULTS
ateness/validity of statistical analysis and unit of
Description of Studies
analysis reported). Points (stars) were given for each
Results of the search and included studies. The
methodologic quality criterion, and each included
search strategy identified 803 potentially eligible
study could receive a maximum of 14 points. Studies
papers, of which 786 articles were excluded after the
with 11 to 14 points (‡78% of the domains satisfac-
titles and/or abstracts were reviewed. A total of 17
torily fulfilled) were arbitrarily considered to be high
potentially eligible papers35-51 were screened, but
quality. Studies with eight to 10 points (57% to 71% of
four48-51 did not meet inclusion criteria. Reasons for
domains fulfilled) were medium quality. Studies with
exclusion are described in supplementary Figure 1 in
fewer than eight points (£50% of domains fulfilled)
online Journal of Periodontology. Thirteen studies were
were low quality.
included in this systematic review (Tables 1 through
Statistical Analyses 4).35-47 Two were interventional,35,37 and 11 were ob-
Data were organized into evidence tables and clus- servational studies.36,38-47 In total, 422 patients were
tered according to the treatment modality to establish evaluated, and all studies were published in full. The
the amount of information and study variations in consensus focused on dentoalveolar bone characteris-
terms of characteristics and results. Additionally, tics rather than considering skeletal and alveoloskeletal

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Table 1.
Characteristics of Included Studies: Rapid Maxillary Expansion

Study Design Procedures Treatment Groups Outcomes

Garib et al.35 Parallel randomized clinical trial, eight Rapid maxillary expansion Haas-type expander Both expanders led to bilateral
patients (11.4 to 13.9 years) with CBCT images taken before expansion Hyrax tooth-borne expander reductions of the buccal bone
posterior crossbites and after 3-month retention period thickness and crestal levels of the
3-month follow-up banded teeth (first premolar and
first molar), whereas the lingual
CBCT and Interdisciplinary Dentofacial Therapy

alveolar bone thickness of these


teeth increased after expansion.
The first premolars had the largest
bone dehiscences, especially in
patients with thinner buccal bone
plate and treated with tooth-borne
expander.
Gauthier et al.36 Case series, 14 patients (16.4 to 39.7 Surgically assisted rapid maxillary Hyrax-type expander Surgically assisted rapid maxillary
years) with posterior crossbites expansion expansion led to a significant
6-month follow-up CBCT images taken before expansion decrease in the buccal bone
and after 6-month retention period thickness on most teeth (especially
on the distal aspect of the first
molars), whereas the lingual alveolar
bone thickness of these teeth
increased after expansion. There
was a significant decrease in the
buccal marginal bone level (i.e.,
height) on the mesial aspect of the
first molars and on the canines.
Rungcharassaeng Parallel controlled clinical trial, 30 Rapid maxillary expansion Four-banded (first premolars and first Both expanders led to bilateral
et al.37 patients (10.3 to 16.8 years) with CBCT images taken before expansion molars) Hyrax-type expander reduction of buccal bone thickness
posterior crossbites and after 3-month retention period Two-banded (first molars) Hyrax-type and buccal marginal bone level (i.e.,
3-month follow-up expander height) of first and second
premolars and first molar. Second
premolars experienced less bone
loss than first premolars and molars.
Volume 88 • Number 10
J Periodontol • October 2017

Table 2.
Characteristics of Included Studies: Augmented Corticotomy Combined With Accelerated Orthodontic Forces

Study Design Procedures Treatment Groups Outcomes

Coscia et al.38 Case series, 14 patients (mean age: 26.1 Alveolar bone decortication and bone Augmented corticotomy plus Augmented corticotomy combined with
years) with skeletal Class III relationship augmentation with grafting material accelerated orthodontic movement accelerated orthodontic forces led to
Mean 8.2-month follow-up (corticotomy) followed by the an increase in buccal bone thickness
application of immediate orthodontic (i.e., prevented the development of
forces bony dehiscences). Also, this
CBCT images were taken before treatment approach did not lead to
corticotomy and after the completion crestal bone loss.
of presurgical orthodontic treatment

Wang et al.39 Case series, eight adult patients (age not Alveolar bone decortication and bone Augmented corticotomy plus Augmented corticotomy combined with
reported) with skeletal Class III augmentation with grafting material accelerated orthodontic movement accelerated orthodontic forces led to
relationship (corticotomy) followed by the an increase in buccal bone thickness
Follow-up period not reported application of immediate orthodontic (i.e., prevented the development of
forces bony dehiscences). Also, this
CBCT images were taken before treatment approach did not lead to
corticotomy, after the completion of crestal bone loss.
presurgical orthodontic treatment,
and at removal of the orthodontic
appliances
Mandelaris, Neiva, Chambrone

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Table 3.
Characteristics of Included Studies: Anterior Teeth Retraction With Fixed Orthodontic Therapy

Study Design Procedures Treatment Groups Outcomes

Ahn et al.40 Case series, 37 patients (mean age: Fixed orthodontic therapy Extraction of first premolar in each En masse retraction of anterior teeth
26.6 years) with Class I malocclusion CBCT images were taken before quadrant + anterior teeth retraction (as part of fixed orthodontic
Mean 1.81-year follow-up treatment and after space closure with fixed orthodontic therapy therapy) led to a significant reduction
(anterior teeth retraction) of palatal alveolar bone thickness and
height. Also, there was more root
exposure (dehiscence) in the palatal
cervical area than on the buccal side.
Cao et al.41 Cohort, 14 non-smoking patients (22 Fixed orthodontic therapy Circumferential supracrestal fibrotomy Circumferential supracrestal fibrotomy
to 41 years) with chronic CBCT images were taken before and + maxillary incisor retraction/ + maxillary incisor retraction/
CBCT and Interdisciplinary Dentofacial Therapy

periodontitis after the completion of maxillary intrusion with fixed orthodontic intrusion led to significant gains in
Mean 19-month follow-up incisor retraction/intrusion therapy clinical attachment level (0.3 mm-
reduction), marginal bone height
(0.65 mm), and buccal bone
thickness (0.54 mm). Also, there was
significant decrease in palatal bone
thickness (0.46 mm).
Lombardo et al.42 Case-control, 22 patients (mean age: Fixed orthodontic therapy Case group: Extraction of first maxillary The extractive and non-extractive
10.5 years) with Class II malocclusion CBCT images were taken before and and second mandibular premolars + therapies led to similar reductions in
Mean 17.5-month (control group) and after the completion of orthodontic anterior teeth retraction + fixed the buccolingual thickness of the
23.1-month (case group) follow-up treatment orthodontic therapy alveolar bone plate. Moreover,
Control group: Fixed orthodontic extractive therapy led to an increase
therapy (no tooth extraction) in the distance from the CEJ to the
base of the defect (interproximal
sites), and the appearance of
infraosseous defects were seen, in
particular in the mandible.
Lund et al.43 Cohort, 171 patients (mean age: 17.4 Fixed orthodontic therapy Extraction of one premolar in each The applied therapy led to a large
years) with Class I malocclusion CBCT images were taken before and quadrant + anterior teeth retraction marginal buccal bone height loss for
152 patients finished the study after the completion of orthodontic with fixed orthodontic therapy anterior teeth.
Mean 20.7-month follow-up treatment
Nayak Krishna Case series, 10 patients (mean age: 15 Fixed orthodontic therapy Extraction of first premolar in each No significant changes in maxillary
et al.44 years) with bimaxillary dentoalveolar CBCT images were taken before and 3 quadrant + anterior teeth retraction buccal bone thickness were
protrusion months after space closure (anterior with fixed orthodontic therapy reported. Conversely, there was
Mean 8-month follow-up teeth retraction) significant loss of buccal bone
thickness for anterior mandibular
incisors.
Volume 88 • Number 10
J Periodontol • October 2017 Mandelaris, Neiva, Chambrone

components as these relationships by themselves do not

a significant decrease of the buccal


directly impact the periodontium. The influence of fixed

cervical third of maxillary incisors


compared to the non-extractive
appliances on the dentoalveolar bone was evaluated.

alveolar bone thickness at the


Case group: Extraction of two maxillary The extractive therapy led to Orthodontic tooth movement produced by removable
appliances and/or aligners was not considered because
Outcomes

such studies were not available.


Use of CBCT to assess periodontal changes
promoted by orthodontic/orthopedic therapy.
Within the included studies, CBCT was proposed to
investigate potential positive or deleterious changes
group

on the alveolar bone surrounding teeth submitted


Characteristics of Included Studies: Anterior Teeth Retraction With Fixed Orthodontic Therapy

to orthodontic or orthopedic forces through fixed ap-


pliances (e.g., braces or fixed maxillary expanders).
premolars (one left and one right) +

The following therapies were available for analysis: 1)


rapid maxillary expansion (three studies35-37); 2)
Control group: Fixed orthodontic
therapy (no tooth extraction)

orthodontic therapy facilitated by corticotomy surgery


Treatment Groups

fixed orthodontic therapy

(two studies38,39); 3) retraction of proclined anterior


teeth with fixed orthodontic therapy (six studies40-45);
and 4) fixed orthodontic therapy for patients who did
not require tooth extraction (two studies46,47).
Risk of bias in the included trials. The quality of
assessment of the included studies was evaluated
using the data extracted from each trial. Both inter-
ventional trials included in the review (randomized
clinical trial and controlled clinical trial) were con-
18 months after the beginning of the
CBCT images were taken before and

sidered to be high risk of bias35,37 (see supplemen-


tary Figure 2 in online Journal of Periodontology).
Regarding the included observational studies, one
was considered to be high quality,43 two of medium
Fixed orthodontic therapy

orthodontic treatment
Procedures

quality,42,45 and the remaining studies of low meth-


odologic quality36,38-41,44,46,47 (Fig. 1).
Individual Study Outcomes and Clinical
Recommendations
The individual study outcomes assisted in generating
a clinical recommendation summary on the use of
CBCT for the evaluation of periodontal changes
promoted by orthodontic/orthopedic therapy. Un-
fortunately, given the high heterogeneity found
Cohort, 12 non-smoking patients

within included studies in terms of design/methods


(mean age: 17 years) with

and primary objectives, meta-analyses could not be


Class I or II malocclusion

calculated to balance that recommendation.


Design

Main findings. The three studies35-37 evaluating


18-month follow-up

the effect of rapid maxillary expansion (conventional


or surgically assisted modalities) unanimously
showed significant bilateral decreases of the buccal
alveolar bone thickness and height (Table 1). These
CEJ = cemento-enamel junction.

findings were more evident around banded (retainer)


Table 3. (continued )

teeth (i.e., first premolar and first molar)35,37 and with


patients who underwent surgically assisted rapid
palatal expansion.36 Moreover, the first premolars
Picancxo et al.45

had the largest bone dehiscences post-treatment,


especially in patients who presented with a thinner
buccal bone plate pretreatment and underwent
Study

therapy using a tooth-borne expander.35 Conversely,


these studies also reported an increase in the lingual

967
CBCT and Interdisciplinary Dentofacial Therapy Volume 88 • Number 10

alveolar bone thickness of these teeth supporting

dehiscence (loss of vertical bone) and


Non-extraction orthodontic therapy + There were significant increases in buccal
greater dehiscence development. The

during presurgical orthodontics. After


cortical bone at the apex level are at

decrease of buccal bone thickness at


the fixed maxillary expanders.35-37 None of these

development of such vertical bone

orthognathic surgery, no additional


the midroot of mandibular incisors
Patients presenting thin pretreatment

loss may promote a ‘‘thinning’’ of


studies compared the outcomes of 3D CBCT to 2D

an increased risk of experiencing


conventional radiographic analysis.
With respect to the assessment of the periodontal
Outcomes

effects of bone augmentation and corticotomy

buccal cortical bone.

changes were found.


surgery (Table 2), two studies38,39 found that this
therapeutic approach: 1) promoted an increase of
buccal alveolar bone thickness (i.e., prevented the
development of bony dehiscences) and 2) did not
promote significant changes on crestal bone loss
levels (i.e., deleterious bone height changes).
Within the five studies40,42-45 included in this
systematic review that evaluated periodontal alter-
mandibular setback sagittal split ramus
osteotomy with rigid internal fixation
Characteristics of Included Studies: Fixed Orthodontic Therapy (non-extraction patients)

ations following extraction of first or second pre-


Non-extraction orthodontic therapy

molars and en masse retraction of anterior teeth by


fixed orthodontic appliances (Table 3), it was dem-
Treatment Groups

onstrated that significant changes in the alveolar


ridge thickness and height may occur. These
changes were evident for both the palatal/lingual
bone40,42 and buccal43,45 bone plates of anterior
teeth. One study42 compared the potential differ-
ences in alveolar bone height and thickness between
patients submitted to extraction and non-extraction
therapies. Both treatment approaches led to similar
reductions in the buccolingual thickness of the al-
veolar bone plate, but the authors reported the de-
years) with Class I or II malocclusions CBCT images were taken before and

CBCT images were taken before and

velopment of infraosseous defects at the extraction


sites, in particular in the mandible.42 In addition, one
study41 evaluated the effect of circumferential su-
Garlock et al.46 Case series, 57 patients (mean age: 18.7 Fixed orthodontic therapy

Case series, 25 patients (mean age: 26.3 Fixed orthodontic therapy

pracrestal fiberotomy + maxillary incisor retraction/


Procedures

intrusion within periodontally compromised patients


presenting pathologic tooth migration. For those
after treatment

after treatment

patients, the proposed treatment approach promoted


a significant gain in the buccal bone thickness at the
apical level, but at the same time it led to a pro-
portional reduction of the palatal bone thickness.41
The two studies46,47 evaluating the effect of fixed
orthodontics within patients not requiring tooth
extraction showed an increase in bone dehiscences
(i.e., vertical bone loss covering the buccal aspect of
teeth), as well as a thinning of buccal cortical bone
years) with skeletal Class III
Mean 22.7-month follow-up

(Table 4). These outcomes seemed more pro-


mandibular prognathism
Mean 28-month follow-up
Design

nounced for patients with thin pretreatment cortical


bone. In addition, none of the included studies35-47
compared the accuracy of images acquired by 3D
versus 2D (this issue seemed directly associated
with the fact that 2D radiographs are not capable of
measuring buccal plate changes and that those
could be used only to evaluate crestal bone
changes).9,11
Lee et al.47

Clinical Recommendation Summary


Table 4.

Use of CBCT for the assessment of alveolar bone


Study

changes promoted by orthodontic/dentofacial


orthopedic therapies is recommended with a high

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J Periodontol • October 2017 Mandelaris, Neiva, Chambrone

form of malocclusion. With an


aging patient population whose
life expectancy is increasing, as
is the desire for improved oral
health, the need for orthodontic
services to overcome decades of
tooth wear and subsequent mi-
gration is often required.
Three-dimensional imaging
modalities involving CBCT have
exponentially improved the abil-
ity to evaluate regional anatomy.
Such advancements, however,
have not expanded into the
diagnostic inquiry centered on
the preservation of the natural
dentition. Rather, CBCT imaging
Figure 1. has remained limited (for the
Methodologic quality of included observational studies. Points assigned to respective study. most part) to dental implant and
related adjunctive therapies.
The purpose of this systematic
level of certainty. In general terms, CBCT led to the review was to evaluate whether CBCT imaging
acquisition of precise images of the vertical and hor- should be used to assess dentoalveolar relation-
izontal alterations promoted by orthodontic/orthope- ships critical to determining risk assessment and
dic forces. Interpretation and understanding of help determine as well as improve periodontal treat-
pretreatment regional anatomy using 3D data was ment needs in patients requiring orthodontic tooth
important to objectively identify which patients were at movement.
risk for developing detrimental periodontal conditions, It is recognized that alveolar bone is a dynamic and
such as alveolar bone loss and gingival recession. No unique organ system that is tooth dependent. It orig-
pooled estimates on alveolar bone thickness or height inates from the dental follicle during embryogenesis. In
or bone plate width could be calculated. comparison, basal/skeletal bone is more static and
No adverse events or harms were reported, but the structural in function. It develops de novo from neural
effect of radiation doses could not be calculated. The crestal cell migration and condensing mesenchyme
benefit-harm assessment (net benefit rating) found interactions in conjunction with developing neuro-
that the benefits obtained by CBCT for the assess- muscular structures.53,54 A key question critical to IDT
ment of alveolar bone changes prior to and following and tooth movement remains to be answered. That
orthodontic therapy outweigh potential for harm question is: What is the modulus of elasticity of alveolar
(radiation exposure and cellular changes promoting bone and to what extent is alveolar bone flexible in vivo
neoplasia, especially in skeletally immature patients). and in humans? In other words, how far and under what
The strength of clinical recommendation33,34 is conditions can teeth be moved without developing
strong (evidence strongly supports implementing iatrogenic sequelae on the dentoalveolar bone com-
CBCT for the assessment of alveolar bone alterations partment and/or periodontium? According to most
prior to and following orthodontic/dentofacial or- reports to date, studies have measured only the base of
thopedics therapies), especially for skeletally mature the alveolar process55,56 and not the alveolar bone
patients. socket itself.57 Further, because remodeling of alveolar
bone is known to be rapid and is often young in its life
DISCUSSION cycle, its mineralization and stiffness may be low. This
Perhaps the most difficult challenge facing the pro- has raised questions on cause and effect. The question
fession today is that involving treatment planning. arises: Is alveolar bone flexible because it needs to be
Without accurate and comprehensive diagnostic in- adaptive and to assist periodontal soft tissues in their
formation, any level of treatment planning may be deformation or is the flexibility a byproduct of the rapid
impaired. This becomes even more complex when turnover that weakens the system? To date, there
attempting to restore sustainable oral health conditions exists too little information on in vivo mechanics to
and the interaction of multiple disciplines/specialties validate an answer.57 With the emerging influence and
are required (e.g., IDT). According to Proffit et al. 52 growing popularity of CBCT imaging in the profession,
a total of 75% of the United States population has some our goal was to pose a question that is fundamental

969
970
Table 5.
Patterns of Dentofacial Disharmony/Skeletal Malocclusion and Benefit From Periodontal-Orthodontic Therapy
Involving Corticotomy and Dentoalveolar Bone Augmentation (i.e., SFOT/PAOO)

Treatment Planning Challenges and Treatment Options Using SFOT Prior


Malocclusion Anatomic Description Defining Characteristics Opportunities to OGS

Transverse maxillary deficiency Highly prevalent malocclusion case type SFOT/ PAOO allows more optimal de- SFOT/ PAOO to expand and increase
Usually presents with excess curve of compensation and correction of excess buccal alveolar boundary conditions
Wilson curve of Wilson as well as idealizes axial (i.e., orthodontic walls) laterally, allow-
Typical correction involves SARPE, which inclination of teeth by augmenting ing decompensation to occur through
decreases buccal alveolar bone buccal alveolar bone. buccal root torque.
Skeletal movement needed with OGS LeFort I osteotomy OGS may reduce the
may become purely expansion with need for tipping to optimize posterior
CBCT and Interdisciplinary Dentofacial Therapy

improved decompensation (if possible). articulation.

Skeletal Class II, division 2 dentofacial Notoriously difficult cases to decom- The use of SFOT/ PAOO induces RAP, SFOT/ PAOO to induce RAP and allow
disharmony malocclusion with severely pensate due to thick crestal bone which can help achieve more ideal decompensation to occur in a demin-
upright or retroclined maxillary incisors May require 20 degrees of torque, ex- decompensation for the orthodontist eralized bone matrix while augmenting
ceeding orthodontic capabilities because the teeth move in a deminer- the dentoalveolar bone complex.
alized bone matrix, which facilitates OGS thereafter to align skeletal discrep-
movement, may improve the predict- ancies once decompensation is cor-
ability of tooth movement, and de- rected and inter-/intra-arch dimensions
creases treatment time. are aligned for such correction.

Skeletal Class II or III dentofacial disharmony Crown is in a relatively good position Proclination correction requires labial root SFOT/ PAOO to develop dentoalveolar
malocclusion with maxillary incisor Root position is unfavorable and requires torque while holding incisor crown bone and augment/enhance alveolar
proclination requiring labial root torque movement position. boundary conditions (i.e., orthodontic
Dentoalveolar bone volume is limited to Risk is pushing roots out of the alveolar walls), facilitating tooth movement and
accomplish ideal decompensation bone and exceeding the alveolar expanding tooth movement capabilities.
boundary conditions (i.e., orthodontic
walls).
Conventional correction may include ex-
traction and/or skeletal anchorage for
maximum space closure.
Conventional correction necessitates in-
creasing a negative overjet and a larger
skeletal correction.
If OGS is needed, one-jaw surgery may
now become a double-jaw procedure.
Volume 88 • Number 10
Table 5. (continued )
Patterns of Dentofacial Disharmony/Skeletal Malocclusion and Benefit From Periodontal-Orthodontic Therapy
Involving Corticotomy and Dentoalveolar Bone Augmentation (i.e., SFOT/PAOO)

Treatment Planning Challenges and Treatment Options Using SFOT Prior


Malocclusion Anatomic Description Defining Characteristics Opportunities to OGS

Skeletal Class III dentofacial disharmony Very limited alveolar bone to move teeth Decompensation of mandibular incisor SFOT/PAOO to provide dentoalveolar
J Periodontol • October 2017

malocclusion cases with protrusive and safely position is impossible with labial crown bone and alveoloskeletal bone aug-
retroclined mandibular incisors ‘‘Teeth on a pedestal’’ presentation on torque as it can create dehiscences and mentation and to allow proclination of
CBCT cross section/sagittal view periodontal problems. mandibular incisors to occur
Conventional OGS therapy includes an-
teroposterior reduction genioplasty,
which may not look favorable and does
not correct the dentoalveolar bone
deficiency/volume etiologic problem.

Skeletal Class II dentofacial disharmony Severely proclined mandibular incisors Typical plan: extract and decompensate SFOT/PAOO to enhance orthodontic
malocclusions with mandibular incisor requiring decompensation for future for OGS. decompensation and apply labial root
proclination needing labial root torque OGS Not an ideal plan when patient has an torque and place roots in bone for
Limited dentoalveolar bone to accomplish ideal Holdaway ratio or no additional decompensation
labial root torque movement while al- overjet is needed for desired skeletal OGS thereafter to correct skeletal dis-
lowing roots of teeth to be placed in correction. crepancy
bone If the patient has obstructive sleep apnea,
this condition might become worse
before becoming better.

OGS = orthognathic surgery; RAP = regional acceleratory phenomenon.


Mandelaris, Neiva, Chambrone

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CBCT and Interdisciplinary Dentofacial Therapy Volume 88 • Number 10

Figure 2.
A and B) Coronal views of maxillary transverse deficiency, highlighting maxillary first molars as well as required decompensation movements needed
for planned orthognathic surgery to correct skeletal disharmony. Note that severe adverse changes are likely to occur to buccal alveolar bone with
decompensation movements needed.

to periodontal-orthodontic interactions and focus on With the exception of corticotomy surgery in-
anatomic changes that could only be evaluated by volving bone augmentation to facilitate orthodontic
CBCT data: Does CBCT imaging improve diagnostic therapy (commonly recognized as surgically facili-
acumen and influence periodontal decision making in tated orthodontic therapy [SFOT]20 or periodontally
patients requiring orthodontic tooth movement com- accelerated osteogenic orthodontics [PAOO]),59 the
pared with 2D radiographic modalities? Apart from other three therapies evaluated in this review showed
the use of CBCT or 2D radiographs for orthodontic strong evidence of vertical bone loss that may trigger
treatment planning, it must be clear that both imaging the development or progression of gingival recession
modalities may lead to cytotoxic effects in oral mucosa during or after orthodontic treatment. Further, while
cells (CBCT being more aggressive because of studies were only available to review fixed appli-
the superior levels of radiation dose used). CBCT and ances, it can be argued that alveolar bone changes
2D radiographs should be used when essential to produced through aligner therapy or removable ap-
treatment planning and follow the ‘‘as low as reason- pliances would be similar to that produced by fixed
ably achievable’’ (ALARA) principle.58 appliances.
This BEC on CBCT of 13 studies exhibited a re- A thin periodontal phenotype/buccal alveolar wall
liable summary of the alveolar bone alterations may be a critical factor associated with the de-
promoted by four different orthodontic/dentofacial terioration of the periodontal attachment, especially
orthopedic treatment approaches. The studies can for non-surgical/surgical maxillary expansion where
be categorized as: 1) orthodontic expansion using orthodontic treatment is indicated to decompensate
either conventional orthodontic therapy combined mandibular incisors.38,60,61 Such regional anatomy
with orthognathic surgery (surgically assisted rapid vulnerability may call upon alternative orthodontic
palatal expansion [SARPE]), conventional orthodontic approaches, such as corticotomy surgery with alveolar
therapy alone, or corticotomy-assisted orthodontic augmentation, to offset the potential for iatrogenic
therapy combined with bone augmentation; and sequelae. This seems valid for the sagittal correction/
2) orthodontic retraction of proclined maxillary inci- decompensation of skeletal Class III patients who ex-
sors. Overall, CBCT provided accurate measure- hibit protrusive and severely retroclined mandibular
ments of alveolar bone thickness, as well as the incisors where the orthodontic envelope is restricted
development of buccal bone dehiscences that may and the corresponding periodontal phenotype is thin. In
alter decision-making to avoid iatrogenic sequelae addition, alternative approaches involving corticotomy
from orthodontic tooth movement. surgery with alveolar augmentation may be beneficial

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J Periodontol • October 2017 Mandelaris, Neiva, Chambrone

Figure 3.
A) Preoperative frontal view of patient with transverse maxillary deficiency, maxillary hypoplasia, and Class III dental and skeletal malocclusion. Note
bilateral crossbite, dental compensations, and advanced recession-based AL. B and C) Maxillary right and left side intrasurgical photos demonstrating
significant dentoalveolar deficiencies. Orthodontic tooth movement cannot be safely undertaken without dentoalveolar bone augmentation and
periodontal regeneration efforts. Corticotomies and selective dentoalveolar decortication performed to stimulate the regional acceleratory phenomena
and a demineralized bone matrix to encourage angiogenesis for bone grafting. D) Periodontal regeneration and dentoalveolar bone augmentation
performed using cancellous allograft directly against the dehisced and fenestrated root surfaces, followed by corticocancellous mineralized freeze-dried
bone allograft. E) Orthodontic decompensation and tooth movement completed with significant improvement in periodontal and dentoalveolar bone
phenotype achieved secondary to gains in alveolar boundary conditions through periodontal regeneration and dentoalveolar bone augmentation efforts.
Unilateral crossbite remains on the right side. Patient can now proceed with unilateral orthognathic surgery to manage his skeletal malocclusion and
remaining dentofacial disharmony, which was not correctable by dentoalveolar bone surgery alone. The orthognathic surgery treatment needs via
unilateral SARPE have been simplified (unilateral versus bilateral) for the patient. In addition, the patient’s periodontal phenotype has been improved
through dentoalveolar bone augmentation and mucogingival augmentation (evidenced by gain in root coverage, improvement in tissue thickness, and
increased zone of keratinized and attached gingiva through simultaneous interpositional connective tissue grafting). Lastly, the decompensation
orthodontic tooth movement outcome has been exceeded when compared to what could have been achieved via conventional therapy as a result of
gains in alveolar boundary conditions. Orthodontics by Howard Spector, DDS (Chicago, IL).

in patients submitted to extraction or non-extraction movement.16,38,39 It is also a promising treatment al-


conventional orthodontics with fixed appliances de- ternative that expands orthodontic capabilities while
pending upon their presenting regional anatomy promoting a robust periodontium.
characteristics and the planned orthodontic tooth The volumetric nature of digital imaging com-
movement demands.40-47 Risk assessment conducted munication in medicine (DICOM) data acquired by
by CBCT gave support to the findings of the recent CBCT of the dentofacial and maxillofacial skeletal
systematic review on periodontal soft tissue non-root complexes allows for collaborative planning and
coverage procedures:18 1) sites with ‘‘<2 mm of at- an accountability-based outcome assessment. The
tached gingiva should undergo gingival augmentation acquired DICOM data can be shared with multiple
before the initiation of orthodontic therapy’’;18 2) the disciplines and integrated into therapy-specific mo-
assessment of extension of labial tooth movement is dalities required for patient treatment. For example,
critical to the magnitude of force in soft and hard tissue decompensation tooth movement and orthognathic
level alteration during orthodontic treatment.18 Un- surgery necessary for dental and skeletal correction
fortunately, these soft tissue approaches do not entirely of malocclusions can now be measured against the
address the etiology of the recession-based AL vul- risk of worsening dentoalveolar structures of the
nerability, which is a deficiency in dentoalveolar bone periodontium. While robotically designed and shaped
volume. Depending on the circumstance, emerging archwires for orthodontics and virtually planned cut-
surgical approaches involving corticotomy and den- ting guides for skeletal surgery can be fabricated using
toalveolar bone augmentation (i.e., SFOT, PAOO) DICOM-dependent software systems, the impact of
may better manage the core problem of human peri- such treatment on the periodontium cannot be ade-
odontal anatomy in vulnerable patients requiring tooth quately assessed using traditional radiography. 3D

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CBCT and Interdisciplinary Dentofacial Therapy Volume 88 • Number 10

Figure 4.
3D CBCT reconstruction of a patient with transverse maxillary deficiency demonstrating A) initial exam presentation where crowding and dentoalveolar
deficiencies abound, B) simulated final orthodontic tooth position but within native bone architecture (note advanced bone loss secondary to
orthodontic tooth movement occurring within deficient alveolar boundary conditions), and C) final orthodontic outcome following orthodontic therapy
supported by periodontal regeneration and bone augmentation to manage dentoalveolar deficiencies.

CBCT imaging technology allows for virtual assessment patient outcomes in interdisciplinary therapy, and
of outcomes through specialty-specific proprietary periodontal-orthodontic therapy in particular.63 As
software. This enables the periodontist-orthodontist future advancements occur in radiation exposure al-
team to proactively assess risk and benefit, thereby gorithms, reducing the risk for deleterious cellular
providing a basis for measureable risk and informed changes associated with ionizing radiation, screening
consent as well as developing suitable treatment and diagnostic modalities involving CBCT 3D imaging
plans that are more dynamic in context, less re- may become more mainstream. Certainly, improved
actionary to intraoperative complications, and more diagnostic imaging improves the ability to make key
proactively patient-centric. decisions in the development of meaningful treatment
Five dentofacial disharmony malocclusions are plans for patients involved with IDT that includes or-
described in Table 5. The risk of exceeding alveolar thodontic tooth movement.
boundary conditions in the management of these
malocclusions can be identified using CBCT imaging.62 Quality of the Evidence, Potential Biases, and
Such imaging and 3D planning can help determine Limitations in the Review Process
when supportive dentoalveolar bone surgical therapies This systematic review is the first to assess the use of
should be considered to optimize decompensation and CBCT to identify potential alterations of the alveolar
planned translational orthodontic tooth movements. bone caused by orthodontic tooth movement. The
The five dentofacial disharmony malocclusions that topic is critical for both periodontists and orthodon-
especially benefit from CBCT imaging include: 1) tists who often collaborate in managing malocclu-
transverse maxillary deficiency with compensating sions. The use of CBCT imaging to expose the
excess curve of Wilson (commonly recognized clini- anatomic reality and help assess periodontal risk for
cally in the patient who demonstrates unilateral or bi- the safest, most predictable, and most sustainable
lateral posterior crossbite) (Figs. 2 through 4); 2) Class outcome for patients requiring orthodontic tooth
II, division 2 dentofacial disharmony malocclusion with movement is promising.
severely upright or retroclined maxillary incisors; 3) Given the information presented in this BEC, the
skeletal Class II or Class III dentofacial disharmony following considerations are noteworthy: 1) available
malocclusion with maxillary incisor proclination re- evidence is mostly derived from prospective and retro-
quiring labial root torque; 4) skeletal Class III dento- spective case series; 2) no controlled clinical trials
facial disharmony malocclusion with protrusive and comparing the accuracy of 3D versus 2D imaging in
compensating retroclined mandibular incisors; and 5) detecting bone changes during or after orthodontic/
skeletal mandibular dentofacial disharmony deficiency orthopedic therapy could be included and analyzed; and
exhibiting a Class II, division 1 malocclusion with 3) it was not possible to combine studies into meta-
compensating excessive mandibular incisor proclina- analysis due the substantial degree of heterogeneity
tion with or without crowding. found in terms of the studies’ design and lack of control
The addition of 3D CBCT imaging opens many groups. Another aspect valid for this review is how the
possibilities and expanded opportunities for improved impact of radiation could restrict the regular use of CBCT

974
J Periodontol • October 2017 Mandelaris, Neiva, Chambrone

in orthodontics. Unfortunately, none of the included able for skeletally mature patients presenting with
studies evaluated the potential harm of CBCT nor its a thin periodontal phenotype prior to treatment in-
costs. It has been shown, however, that the radiation volving orthodontic tooth movement.
dose of CBCT imaging is comparable to traditional
full-mouth plain-film periapical radiographs.64,65 When ACKNOWLEDGMENTS
compared with panoramic radiographs, the dose is up to The American Academy of Periodontology Best Ev-
seven times higher, although the accuracy of panoramic idence Consensus meeting on cone-beam computed
films is significantly compromised compared with tomography was sponsored by Carestream Dental
CBCT.66 As previously stated, with any imaging (Atlanta, Georgia). Dr. Mandelaris has received lecture
modality the ALARA principle should be adhered to, fees from Carestream Dental, Materialise Dental,
and each patient should be evaluated individually ClaroNav, and Geistlich Pharma. Drs. Neiva and
based on their unique treatment needs and set of Chambrone report no conflicts of interest relative
circumstances. to this Best Evidence Consensus review.
There exist scenarios when 3D CBCT imaging may
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