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1 s2.0 S0022309323004842 Main
1 s2.0 S0022309323004842 Main
Keywords: We compute the thermal conductivity of amorphous SiO2 combining density functional theory calculations
Thermal conductivity and lifetime models. The supercell we use to represent amorphous SiO2 is small, 78 atoms. We show that
Amorphous semiconductors this rudimentary model is nevertheless sufficient to reproduce the temperature dependence of the thermal
conductivity from 0.1 K to 1000 K if we use a lifetime model at low frequencies accounting for Rayleigh
scattering, the absorption of phonons by two levels systems and structural relaxations. The necessary conditions
needed to observe the plateau in the thermal conductivity around 10 K are also discussed according to this
model.
∗ Corresponding author.
E-mail address: laurent.chaput@univ-lorraine.fr (L. Chaput).
https://doi.org/10.1016/j.jnoncrysol.2023.122618
Received 11 June 2023; Received in revised form 29 August 2023; Accepted 2 September 2023
Available online 12 September 2023
0022-3093/© 2023 Elsevier B.V. All rights reserved.
M. Ndour et al. Journal of Non-Crystalline Solids 621 (2023) 122618
in 𝐪, therefore the reciprocal temperature. We obtain (see Eq. 24 in [5] and Eq. (A.12)
∑ in the appendix)
⟨𝐒⟩ = 𝐒𝐪𝑗𝑗 ′ ⟨𝑎†𝐪𝑗 𝑎𝐪𝑗 ′ ⟩. (3)
( 𝑛0𝐪𝑗 ′ − 𝑛0𝐪𝑗 ) 𝐒𝑥𝐪𝑗𝑗 ′ 𝐒𝑦𝐪𝑗 ′ 𝑗
𝐪𝑗𝑗 ′
𝑖𝑉 ∑
𝜅𝑥𝑦 = Re − (5)
⟨𝑎†𝐪𝑗 𝑎𝐪𝑗 ′ ⟩ need to be computed. In the Boltzmann–Peierls approach, the 𝑇 𝐪𝑗𝑗 ′ ℏ(𝜔𝐪𝑗 ′ − 𝜔𝐪𝑗 ) (𝜔𝐪𝑗 ′ − 𝜔𝐪𝑗 ) + 𝑖𝜂
interband contributions 𝑗 ≠ 𝑗 ′ are neglected, and 𝑛𝐪𝑗 = ⟨𝑎†𝐪𝑗 𝑎𝐪𝑗 ⟩ is
with 𝑛0𝐪𝑗 = 1∕(exp 𝛽𝜔𝐪𝑗 − 1) the Bose–Einstein occupation. The result
computed from a balance equation. In the stationary regime we assume
for amorphous systems in [5] is obtained omitting the 𝐪 sum, and the
that the rate at which phonons leave the mode 𝐪𝑗, due to scattering
𝑗 ′ = 𝑗 contribution, as we would obtain considering amorphous systems
with other phonons, is the same than the rate at which they occupy this
as crystals with an infinitely large unit cell.
mode due to their drift along the temperature gradient existing in the
The above result is obtained from a purely harmonic hamiltonian.
system. The argument for neglecting the interband contributions and
However, it can straightforwardly be generalized to include anhar-
using the Boltzmann equation for computing intraband contributions
monicity if we assume the time evolution of the operators in the
is inherited from the kinetic theory of gases, where molecules are seen
Heisenberg picture to be damped at a rate 𝛾𝐪𝑗 ,
as propagating in between sudden scattering events. The picture is
the same for heat transport. If the vibrations are propagating long 𝑎†𝐪𝑗 (𝑡) = 𝑒𝑖(𝜔𝐪𝑗 +𝑖𝛾𝐪𝑗 )𝑡 𝑎†𝐪𝑗 (6)
enough before being scattered, they sample the periodicity of the
−𝑖(𝜔𝐪𝑗 −𝑖𝛾𝐪𝑗 )𝑡
crystal and the wavevector becomes a good quantum number. At that 𝑎𝐪𝑗 (𝑡) = 𝑒 𝑎𝐪𝑗 . (7)
wavevector, the neglect of the interband contribution is then part of
𝛾𝐪𝑗 is due to phonon–phonon interactions, and may be computed from
the semiclassical approximation used to write the Boltzmann–Peierls
perturbation theory [10].
equation. The scattering of the phonons with other phonons is obtained
For each 𝐪 the current operators in Eq. (4) therefore change by an
from higher order terms in the expansion of the Born–Oppenheimer
extra 𝑒−(𝛾𝐪𝑗 +𝛾𝐪𝑗 ′ )𝑡 factor. This means that the final result is obtained from
energy, treated as a perturbation to the hamiltonian.
Eq. (5) simply replacing 𝜂 by 𝛾𝐪𝑗 + 𝛾𝐪𝑗 ′ . We obtain
This scattering picture cannot be used if the vibrations do not
propagate enough before being scattered. This can be the case in ( 𝑛0𝐪𝑗 ′ − 𝑛0𝐪𝑗 )
𝑉 ∑ (𝛾𝐪𝑗 + 𝛾𝐪𝑗 ′ )
disordered compounds, where the mean free path of the vibrations 𝜅𝑥𝑥 = − |𝐒𝑥𝐪𝑗𝑗 ′ |2
𝑇 𝐪𝑗𝑗 ′ ℏ(𝜔𝐪𝑗 ′ − 𝜔𝐪𝑗 ) (𝜔𝐪𝑗 ′ − 𝜔𝐪𝑗 )2 + (𝛾𝐪𝑗 + 𝛾𝐪𝑗 ′ )2
can be of the order of the interatomic distances. Therefore Allen and
Feldman [5] took a different road to study such systems. In particular 𝑖𝑛𝑡𝑟𝑎 𝑖𝑛𝑡𝑒𝑟
≡ 𝜅𝑥𝑥 + 𝜅𝑥𝑥 (8)
they considered systems where the disorder is sufficient for the vibra-
tions not to propagate, but weak enough for them not to be localized. with
( 𝜕𝑛0𝐪𝑗 )
This allows considering an harmonic hamiltonian. To study localized 𝑉 ∑ 1
modes higher order approximations would be necessary since then heat
𝑖𝑛𝑡𝑟𝑎
𝜅𝑥𝑥 = − |𝐒𝑥𝐪𝑗𝑗 |2 (9)
𝑇 𝐪𝑗 𝜕ℏ𝜔𝐪𝑗 2𝛾𝐪𝑗
transport occurs through virtual transitions.
In harmonic crystals, phonons propagate without being scattered and
and therefore the thermal conductivity is infinite. This can be under-
( 𝑛0𝐪𝑗 ′ − 𝑛0𝐪𝑗 )
stood from the formula for the thermal conductivity shown below, 1 ∑ (𝛾𝐪𝑗 + 𝛾𝐪𝑗 ′ )
𝑖𝑛𝑡𝑒𝑟
𝜅𝑥𝑥 = − |𝐒𝑥𝐪𝑗𝑗 ′ |2 .
Eq. (9), or directly from Eq. (3). Indeed, assume the system is prepared 𝑇 𝑉 𝐪𝑗≠𝑗 ′ ℏ(𝜔𝐪𝑗 ′ − 𝜔𝐪𝑗 ) (𝜔𝐪𝑗 ′ − 𝜔𝐪𝑗 )2 + (𝛾𝐪𝑗 + 𝛾𝐪𝑗 ′ )2
with a distribution in which more phonons travel in one direction than
(10)
in the opposite one. Because phonons are not scattered, this distribution
would remain indefinitely in time. For crystals, the diagonal matrix Noticing that the heat current matrix elements are [9]
elements of the heat current are 𝐒𝐪𝑗𝑗 = ℏ𝜔𝐪𝑗 𝐯𝐪𝑗 ∕𝑉 , where 𝐯𝐪𝑗 is the
1 𝜔𝐪𝑗 + 𝜔𝐪𝑗 ′
group velocity and 𝑉 the volume of the crystal. They are in general 𝐒𝐪𝑗𝑗 ′ = ℏ 𝐯𝐪𝑗𝑗 ′ (11)
𝑉 2
different from zero, and therefore we can obtain a finite heat current 𝜕𝐃(𝐪)
1
possibly without a temperature gradient in the system. This means that 𝐯𝐪𝑗𝑗 ′ = √ ⟨𝐞(𝐪𝑗)| |𝐞(𝐪𝑗 ′ )⟩ (12)
2 𝜔𝐪𝑗 𝜔𝐪𝑗 ′ 𝜕𝐪
the thermal conductivity is infinite.
The same reasoning applies for disordered systems. However in this where 𝐃(𝐪) is the dynamical matrix and 𝐞(𝐪𝑗) the polarizations, the
case the thermal conductivity is finite, even for a purely harmonic intraband and interband contributions to the isotropic thermal conduc-
∑
hamiltonian. This can only be true if the diagonal matrix elements of tivity 𝜅 = 1∕3 𝑥 𝜅𝑥𝑥 can be rewritten as
the heat current operator are zero, 𝐒𝑛𝑛 = 0. In Eq. (2) the heat current 1 ∑
is therefore obtained through the non diagonal elements, 𝐒𝑛𝑚 , 𝑛 ≠ 𝑚. 𝜅 𝑖𝑛𝑡𝑟𝑎 = |𝐯 |2 𝐶𝐪𝑗 𝜏𝐪𝑗 (13)
3𝑉 𝐪𝑗 𝐪𝑗
Therefore we end up with a peculiar situation where heat is transported
1 ∑∑
through non conducting states. 𝐒𝑛𝑛 = 0 is in fact the definition of non 𝜅 𝑖𝑛𝑡𝑒𝑟 = |𝐯 ′ |2
3𝑉 𝐪𝑗 𝑗 ′ ≠𝑗 𝐪𝑗𝑗
conducting states.
Crystals with complicated unit cells can be seen as an intermediate [ ( 𝜔𝐪𝑗 + 𝜔𝐪𝑗 ′ )2 ( 𝑛0𝐪𝑗 ′ − 𝑛0𝐪𝑗 )]( 𝛾𝐪𝑗 + 𝛾𝐪𝑗 ′ )
1
ℏ − 2 2
case. In those systems phonons may have a short enough mean free 𝑇 2 ℏ(𝜔𝐪𝑗 ′ − 𝜔𝐪𝑗 ) (𝜔𝐪𝑗 ′ − 𝜔𝐪𝑗 ) + (𝛾𝐪𝑗 + 𝛾𝐪𝑗 ′ )
2𝜋
path 𝛬𝐪𝑗 for the scattering hypothesis (𝛬𝐪𝑗 ≫ |𝐪| ) not to be fulfilled. (14)
But still, in this case, phonon–phonon interactions should be considered
since heat conduction is not entirely off diagonal. To describe such a with the mode heat capacity 𝐶𝐪𝑗 = 𝐶(𝜔𝐪𝑗 ) = 𝜕(ℏ𝜔𝐪𝑗 𝑛0𝐪𝑗 )∕𝜕𝑇
and the
situation, the approach of Allen and Feldmann can be straightforwardly relaxation time 𝜏𝐪𝑗 = 1∕2𝛾𝐪𝑗 .
generalized. In fact it was already considered in [4]. The thermal conductivity is therefore the sum of an intraband
At first consider a crystal in the harmonic approximation. Then the contribution 𝜅 𝑖𝑛𝑡𝑟𝑎 , which is equal to the result obtained from the
Kubo formula for the thermal conductivity, Boltzmann equation in the relaxation time approximation [2], and an
𝛽 +∞
interband contribution, 𝜅 𝑖𝑛𝑡𝑒𝑟 . It has obviously some similarity with the
𝑉 electronic optical conductivity since it involves band to band transitions
𝜅𝑥𝑦 = Re 𝑑𝜆 𝑑𝑡 𝑒−𝜂𝑡 ⟨𝐒𝑥 (−𝑖ℏ𝜆)𝐒𝑦 (𝑡)⟩, (4)
𝑇 ∫0 ∫0 (See for example Eq. 6.5.58 in [11] and Appendix B).
can be evaluated exactly. In the above formula, 𝜂 is a positive infinites- The physics contained in those equations can be understood as fol-
imal, 𝜂 → 0+ , 𝑥 and 𝑦 label the Cartesian directions and 𝛽 = 1∕𝑘𝐵 𝑇 is lows. If the harmonic modes are delocalized, for a temperature gradient
2
M. Ndour et al. Journal of Non-Crystalline Solids 621 (2023) 122618
to exist, the wavefunction of the system needs to be wavepacket like, The Wigner–Weyl transform of this equation is taken, and an expan-
and therefore be a superposition of the harmonic eigenstates |𝑖⟩, |𝛹 ⟩ = sion with respect to small wavevectors is performed to retain only
∑
𝑖 𝑐𝑖 |𝑖⟩ [5]. |𝑖⟩ is usually written in the occupation number formalism, large scale inhomogeneities. The resulting equation is then solved by
but such details are not necessary here. Looking at Eq. (2), we see decoupling the intraband and interband components [14], to obtain
that such superposition allows 𝑛 to be different from 𝑚 to give a non the intra and inter band contributions to the thermal conductivity.
zero expectation value. Therefore, if a temperature gradient exists in The derivation presented in [8] goes beyond the one presented in
a system with delocalized states, heat can be transported through the this section since it allows considering the full collision kernel in the
non diagonal elements of the heat current operator. transport equation, while in Eqs. (6) and (7) only lifetime effects are
One should not be surprised of this result since the interband optical considered. This improvement impacts the intraband contribution to
conductivity of electrons also has its origin in the non diagonal matrix the thermal conductivity. The interband contribution to the thermal
elements of the velocity operator. In this case the electrons interact with conductivity has however the same form than the one in Eq. (14). In
an electromagnetic field which is applied on the system. They make this equation, the off diagonal elements of the velocity operator used
transitions between electronic states, for example from the valence in [8] are nevertheless different than the ones derived in [9], which we
to the conduction band, through the coupling of the electromagnetic use in this work.
field to the dipole operator, or so to say, to the position operator
𝐫. Indeed, the perturbation hamiltonian is 𝐻 ′ = 𝑒𝐫 ⋅ 𝐄. Writing the 3. a-SIO𝟐
matrix element of the position operator in the Bloch basis |𝐤𝑛⟩, we
can split the representative matrix of the position operator (See Eq. 3.1. Structural model
1.10.6 of [12]) into an intraband term, which gives the gradient in
reciprocal space, and an interband term, which, in modern language,
In this section we would like to compute the thermal conductivity
is the non abelian Berry connexion [13]. When computing the average
of amorphous silica using the model of thermal conductivity obtained
value of the electrical current density 𝐣 = (−𝑒∕𝑉 )𝐯 = (−𝑖𝑒)∕(ℏ𝑉 )[𝐻, 𝐫],
in the last section. For this we will approximate a-SiO2 as a peri-
those two parts of the position operator will give the intraband (Drude)
odic system with a unit cell containing 78 atoms. This unit cell is
conductivity and the interband optical conductivity. Such textbook
relatively large for density functional theory (DFT) calculations, but
derivation is summarized in the Appendix B following [14,15].
small compared to previous numerical studies using classical molecular
In the case of phonon heat transport the logic is formally the dynamics [16,17].
same. If a temperature gradient exists in the system, the perturbation
0 In [17], molecular dynamics calculations considering 107 atoms
hamiltonian can be considered to be 𝐻 ′ = − 𝑇1 ∫−∞ ∫ 𝑑 3 𝑟 ∇𝑇 ⋅ 𝐒[5]. It
interacting through a Lennard-Jones potential were performed. Such
means that the temperature gradient couples the harmonic eigenstates
a large system allows to study wavevectors down to a percent of the
through the heat current operator, and, like the position operator for
size of the Brillouin zone. It is found that at wavevectors below the
electrons, the diagonal and non diagonal parts of the representative
boson peak position (𝑞 ≈ 1.5 nm−1 ), eigenvectors are plane waves like,
matrix of this operator will give the intraband and interband parts of
the dispersion is linear and the linewidth follows an 𝜔4 behavior. This
the thermal conductivity given by Eqs. (13) and (14).
is the result obtained in the Debye or continuum approximation, with
Being proportional to the lifetime 𝜏𝐪𝑗 , the intraband contribution a Rayleigh scattering. In glasses this approximation however breaks
may be large when 𝜏𝐪𝑗 is large, for example in systems where the down at much smaller wavevectors than in crystals, corresponding to
energy is not too anharmonic. On the other hand, Eq. (14) shows tens of interatomic spacings. Around the peak in the reduced density
that the contributions from states to the interband part of the thermal of states 𝜌(𝜔)∕𝜔2 , the so called boson peak [18], at 𝑞 = 1 − 2 nm−1
conductivity may become large for those states which are close in (𝜔 ≈ 6 THz), the dispersion departs from being linear, leading to an
energy, 𝜔𝐪𝑗 ≈ 𝜔𝐪𝑗 ′ . This may happen for almost degenerated states, excess in the density of states. The linewidth also changes its behavior
or for avoided crossings. Obviously the bands are on average much from an 𝜔4 to an 𝜔2 law, which has been observed experimentally [19–
closer of each others in a system with many atoms in the unit cell. 21]. In this range of wavevectors, the eigenstates are still approximately
Therefore the interband part of the thermal conductivity is more likely plane wave like, but this is not true at larger wavevectors, mirroring the
to be important in systems with a complicated atomic structure. complicated disordered structure.
There is a important physical difference between Eqs. (5) and (8). The above picture means that the Debye model ceases to be valid
In Eq. (5) the intraband contribution (𝑗 ′ = 𝑗) will be divergent for at quite low frequency, or equivalently that the atomic structure start
crystals (𝜂 → 0+ ), and zero for disordered systems where only the 𝐪 = 0 playing a role at quite low wavevectors, on the order of 𝑞 = 1 − 2 nm−1 .
terms are considered and the diagonal elements of the heat current It means that large simulation cells are needed to study such systems.
operators are zero. The interband contribution will contain a Dirac For example, in [16], a-SiO2 is studied using classical molecular dy-
delta function 𝛿(𝜔𝐪𝑗 ′ − 𝜔𝐪𝑗 ), therefore heat transport will occur though namics with the modified Beest–Kramer–van Santen (BKS) potential
transitions between degenerate modes. This is possible in disordered in a cell containing 4608 atoms. It is shown that the linear size of
systems, but in crystals, at fixed 𝐪, those states are rare and due to the cell, 4.026 nm, which allows to describe states with wavevectors
symmetry, and therefore this contribution will be vanishingly small. larger than 1.5 nm−1 , is not enough to observe the 𝜔4 behavior of the
When anharmonicity is taken into account, each mode 𝐪𝑗 acquires the linewidth, although the 𝜔4 − 𝜔2 transition is observed in this range of
linewidth 𝛾𝐪𝑗 . It means that for the transitions to happen the modes wavevectors [21].
need only to be almost degenerated, in an energy window 𝛾𝐪𝑗 + 𝛾𝐪𝑗 ′ . At the DFT level, those unit cell sizes are presently beyond our
The anharmonicity introduced through 𝛾𝐪𝑗 therefore makes both the computational capabilities. Therefore at low frequency a model needs
intraband and interband contribution finite in crystals. It removes the to be used to compute the thermal conductivity. In the following
divergence of the intraband contribution and makes the interband we show that a minimal model can however reproduce the plateau
contribution non zero. observed in the thermal conductivity around 10 K[22,23].
The result in Eq. (5) is not new. It is essentially the result obtained In [24] we have shown that a-SiO2 can be modeled using a cubic cell
by Allen and Feldmann. More recently, a similar equation has also of linear size 𝑎 = 10.558 Å, containing 78 atoms. Following this initial
been obtained in [7,8]. In [7] the approach is quite similar to ours study, we have computed the phonon states of this structure using the
since the time evolution of the creation and annihilation operators is phonopy software [25]. The forces on the atoms have been obtained
also assumed to be damped. In [8] the approach is different since the from the VASP code [26–29] using a 2 × 2 × 2 supercell containing
time evolution equation of the one body density matrix is considered. 624 atoms. The PBE exchange correlation potential is used [30,31]. The
3
M. Ndour et al. Journal of Non-Crystalline Solids 621 (2023) 122618
4
M. Ndour et al. Journal of Non-Crystalline Solids 621 (2023) 122618
𝛺 ∑ ∑
3 3
1 𝜔2
Fig. 2. Lifetime of amorphous silica at 𝑇 = 300 K. Experimental results are from [21], 𝐷𝑖𝑛𝑡𝑒𝑟 𝜌(𝜔) ←←←←←←←←←→
← |𝐯𝑗𝑗 ′ |2 . (19)
and molecular dynamics calculations denoted as MD(a=4.026 nm) from [16]. 𝜔→0 2𝜋 2 𝑗=1 𝑗≠𝑗 ′ =1 𝜂 𝑣3
𝑗
5
M. Ndour et al. Journal of Non-Crystalline Solids 621 (2023) 122618
Fig. 4. Thermal conductivity considering different values for the high frequency limit of the lifetime time.
Source: The experimental results are from [44].
4. Conclusions
6
M. Ndour et al. Journal of Non-Crystalline Solids 621 (2023) 122618
and for the expectation values with respect to 𝐻0 we have ⟨𝑎†𝐪𝑗 𝑎𝐪𝑗 ′ ⟩0 =
Fig. 6. (Top) Spectral function 𝐶(𝜔)𝐷(𝜔)𝜌(𝜔). (Bottom) Integrated spectral function
𝜔
∫ 𝑑𝑥𝐶(𝑥)𝐷(𝑥)𝜌(𝑥). Full lines show the values at 𝑇 = 10 K, dashed lines at 𝑇 = 5 K and 𝛿𝑗𝑗 ′ 𝑛0𝐪𝑗 and ⟨𝑎𝐪𝑗 𝑎†𝐪𝑗 ′ ⟩0 = 𝛿𝑗𝑗 ′ (1 + 𝑛0𝐪𝑗 ). However, when the Hamiltonian is
dotted lines at 𝑇 = 50 K. It is clear from this graph that the conductivity will increase not harmonic the time evolution of the operators can in general not be
more rapidly in the 5 to 50 K temperature range in the 𝜏ℎ𝑖𝑔ℎ = 10 approximation than written in a closed form. Nevertheless, when the anharmonicity is not
in the other approximations.
too strong, the harmonic excitations are still well defined, and the time
evolution can be described using a damping rate 𝛾𝐪𝑗 ,
CRediT authorship contribution statement 𝑎†𝐪𝑗 (𝑡) = 𝑒𝑖(𝜔𝐪𝑗 +𝑖𝛾𝐪𝑗 )𝑡 𝑎†𝐪𝑗 (A.9)
−𝑖(𝜔𝐪𝑗 −𝑖𝛾𝐪𝑗 )𝑡
𝑎𝐪𝑗 (𝑡) = 𝑒 𝑎𝐪𝑗 . (A.10)
Mbaye Ndour: Performed all numerical simulations, Devised the
𝛾𝐪𝑗 can be obtained from the imaginary part of the phonon self en-
strategy of the study and established the theory. Philippe Jund: De-
ergy, and therefore be computed from many body perturbation theory.
vised the strategy of the study and established the theory. Laurent
Numerical calculations can, for example, be found in [2].
Chaput: Devised the strategy of the study and established the theory.
Substituting Eqs (A.9) and (A.10) in Eq. (A.1), we obtain
𝑉 ∑ ∑
𝜅𝑥𝑦 ≈ Re 𝐒𝑥𝐪 𝑗 𝑗 ′ 𝐒𝑦 ′
Declaration of competing interest 𝑇 ′ ′ 1 1 1 𝐪2 𝑗2 𝑗2
𝐪1 𝑗1 𝑗1 𝐪2 𝑗2 𝑗2
( 𝛽 𝑖[𝜔𝐪 𝑗 −𝜔𝐪 𝑗 ′ ](−𝑖ℏ𝜆) )( +∞ 𝑖[(𝜔𝐪 𝑗 −𝜔𝐪 𝑗 ′ )+𝑖(𝛾𝐪 𝑗 +𝛾𝐪 𝑗 ′ )]𝑡 )
The authors declare that they have no known competing finan- 𝑑𝜆𝑒 1 1 1 1 𝑑𝑡𝑒−𝜂𝑡 𝑒 2 2 2 2 2 2 2 2
∫0 ∫0
cial interests or personal relationships that could have appeared to
× ⟨𝑎†𝐪 𝑎𝐪1 𝑗 ′ 𝑎†𝐪 𝑎𝐪2 𝑗 ′ ⟩0
influence the work reported in this paper. 1 𝑗1 1 2 𝑗2 2
For the imaginary time evolution, we have kept the harmonic ap-
proximation. This means that the spectrum has been modified adding
Data availability a width 𝛾𝐪𝑗 to the phonon states, but thermodynamic averages, like
occupation and heat capacities, are computed in the harmonic approx-
Data will be made available on request. imation. In the above equation, the integrals are easily computed, and
by Wick’s theorem the average of the product of the creation and
annihilation operators is obtained as:
Acknowledgments
⟨𝑎†𝐪 𝑎𝐪1 𝑗 ′ 𝑎†𝐪 𝑎𝐪2 𝑗 ′ ⟩0 = 𝛿𝑗1 𝑗 ′ 𝛿𝑗2 𝑗 ′ 𝑛0𝐪 𝑛0𝐪 + 𝛿𝐪1 𝐪2 𝛿𝑗1 𝑗 ′ 𝛿𝑗 ′ 𝑗2 𝑛0𝐪 (𝑛0𝐪 ′ + 1)
1 𝑗1 1 2 𝑗2 2 1 2 1 𝑗1 2 𝑗2 2 1 1 𝑗1 1 𝑗1
This work has been funded by the Institut Carnot ‘‘Chimie-Balard (A.11)
Cirimat’’, the Institut Carnot ‘‘Energie et Environnement de Lorraine’’
This gives
and the Region ‘‘Occitanie’’. High Performance Computing resources
∑ ( ℏ𝛽(𝜔𝐪𝑗 −𝜔𝐪𝑗 ′ ) )
were partially provided by the EXPLOR centre hosted by the University 𝑉 𝑒 −1 0 0
𝜅𝑥𝑦 = Re 𝐒𝑥𝐪𝑗𝑗 ′ 𝐒𝑦𝐪𝑗 ′ 𝑗 𝑛𝐪𝑗 (𝑛𝐪𝑗 ′ + 1)
de Lorraine. 𝑇 𝐪𝑗𝑗 ′
ℏ(𝜔 𝐪𝑗 − 𝜔 𝐪𝑗 ′ )
7
M. Ndour et al. Journal of Non-Crystalline Solids 621 (2023) 122618
( )
𝑖
(A.12)
(𝜔𝐪𝑗 ′ − 𝜔𝐪𝑗 ) + 𝑖(𝛾𝐪𝑗 + 𝛾𝐪𝑗 ′ )
The first contribution from Wick’s theorem, corresponding to equal
time correlation functions, gives zero, since there is no current at
equilibrium. Finally, the isotropic thermal conductivity is obtained as,
( )( )
1∑ 𝑉 ∑ ∑ 𝑥 2 𝑒ℏ𝛽(𝜔𝐪𝑗 −𝜔𝐪𝑗 ′ ) − 1 0 0
𝜅= 𝜅 = |𝐒 | 𝑛 (𝑛 + 1)
3 𝑥 𝑥𝑥 3𝑇 𝐪𝑗𝑗 ′ 𝑥 𝐪𝑗𝑗 ′ ℏ(𝜔𝐪𝑗 − 𝜔𝐪𝑗 ′ ) 𝐪𝑗 𝐪𝑗 ′
( 𝛾𝐪𝑗 + 𝛾𝐪𝑗 ′ )
. (A.13)
2
(𝜔𝐪𝑗 ′ − 𝜔𝐪𝑗 ) + (𝛾𝐪𝑗 + 𝛾𝐪𝑗 ′ )2
Splitting the intra and inter band contributions, and using the
definition of the current matrix elements,
( ( ℏ𝜔𝐪𝑗 )2 )( )
1 ∑ 1
𝜅= |𝐯𝐪𝑗 |2 𝑘𝐵 𝑛0𝐪𝑗 (𝑛0𝐪𝑗 + 1)
3𝑉 𝐪𝑗 𝑘𝐵 𝑇 2𝛾𝐪𝑗 Fig. A.7. Thermal conductivity considering different values of a constant relaxation
∑ ∑ ( 𝜔𝐪𝑗 + 𝜔𝐪𝑗 ′ )2 time. The total thermal conductivity is shown using full line. The interband contribution
1
+ |𝐯 ′ |2 ℏ is shown using dashed line. The interband contribution is shown using a full black line.
3𝑉 𝑇 𝐪𝑗 𝑗 ′ ≠𝑗 𝐪𝑗𝑗 2 Source: The experimental results are from [44].
( )( )
𝑒ℏ𝛽(𝜔𝐪𝑗 −𝜔𝐪𝑗 ′ ) − 1 0 0 𝛾𝐪𝑗 + 𝛾𝐪𝑗 ′
𝑛 (𝑛 + 1)
ℏ(𝜔𝐪𝑗 − 𝜔𝐪𝑗 ′ ) 𝐪𝑗 𝐪𝑗 ′ (𝜔𝐪𝑗 ′ − 𝜔𝐪𝑗 )2 + (𝛾𝐪𝑗 + 𝛾𝐪𝑗 ′ )2 [ ∑[ ∑ 𝜂 ] ]
1 1
+ 𝑑𝜔 𝐶(𝜔) |𝐯𝐪𝑗𝑗 ′ |2 𝛿(𝜔 − 𝜔𝐪𝑗 )
and if we recognize that 3𝛺 ∫ 𝑁 𝐪𝑗 𝑗 ′ ≠𝑗 2
(𝜔𝐪𝑗 − 𝜔𝐪′ 𝑗 ′ ) + 𝜂 2
1 (A.21)
𝜏𝐪𝑗 = (A.14)
2𝛾𝐪𝑗 1 1
( ℏ𝜔𝐪𝑗 )2 = 𝑑𝜔 𝐶(𝜔)𝜏(𝜔)𝑣2 𝜌(𝜔) + 𝑑𝜔 𝐶(𝜔)𝐷𝑖𝑛𝑡𝑒𝑟 𝜌(𝜔) (A.22)
𝜕 (ℏ𝜔𝐪𝑗 )2 ( 𝜕𝑛0𝐪𝑗 ) 3𝛺 ∫ 3𝛺 ∫
𝐶𝐪𝑗 = 𝐶(𝜔𝐪𝑗 ) = ℏ𝜔𝐪𝑗 𝑛0𝐪𝑗 = 𝑘𝐵 𝑛0𝐪𝑗 (𝑛0𝐪𝑗 + 1) = −
𝜕𝑇 𝑘𝐵 𝑇 𝑇 𝜕ℏ𝜔𝐪𝑗 ≡ 𝜅 𝑖𝑛𝑡𝑟𝑎 + 𝜅 𝑖𝑛𝑡𝑒𝑟 (A.23)
(A.15)
At the second line we have assumed that the lifetime is a function of
(𝑒ℏ𝛽(𝜔𝐪𝑗 −𝜔𝐪𝑗 ′ ) − 1)𝑛0𝐪𝑗 (𝑛0𝐪𝑗 ′ + 1) = 𝑛0𝐪𝑗 ′ − 𝑛0𝐪𝑗 (A.16) the frequency, and defined,
we obtain 1 ∑
𝜌(𝜔) = 𝛿(𝜔 − 𝜔𝐪𝑗 ), (A.24)
𝑁 𝐪𝑗
1 ∑
𝜅= |𝐯 |2 𝐶𝐪𝑗 𝜏𝐪𝑗 1 ∑
3𝑉 𝐪𝑗 𝐪𝑗 𝑣2 𝜌(𝜔) = |𝐯 |2 𝛿(𝜔 − 𝜔𝐪𝑗 ), (A.25)
𝑁 𝐪𝑗 𝐪𝑗
[ ( 𝜔𝐪𝑗 + 𝜔𝐪𝑗 ′ )2 ( 𝑛0𝐪𝑗 ′ − 𝑛0𝐪𝑗 )]
1 ∑∑ 1 1 ∑ ∑
[ 𝜂 ]
+ |𝐯𝐪𝑗𝑗 ′ |2 ℏ − 𝐷𝑖𝑛𝑡𝑒𝑟 𝜌(𝜔) = |𝐯 ′ |2 𝛿(𝜔 − 𝜔𝐪𝑗 ). (A.26)
3𝑉 𝐪𝑗 𝑗 ′ ≠𝑗 𝑇 2 ℏ(𝜔𝐪𝑗 ′ − 𝜔𝐪𝑗 ) 𝑁 𝐪𝑗 𝑗 ′ ≠𝑗 𝐪𝑗𝑗 (𝜔𝐪𝑗 − 𝜔𝐪′ 𝑗 ′ )2 + 𝜂 2
( 𝛾𝐪𝑗 + 𝛾𝐪𝑗 ′ )
(A.17) 𝐷𝑖𝑛𝑡𝑒𝑟 is the non-diagonal/interband contribution to the diffusivity,
(𝜔𝐪𝑗 ′ − 𝜔𝐪𝑗 )2 + (𝛾𝐪𝑗 + 𝛾𝐪𝑗 ′ )2 and 𝑣2 (𝜔) is the velocity spectrum. It is clear that 𝐷𝑖𝑛𝑡𝑟𝑎 (𝜔) = 𝜏(𝜔)𝑣2
The Boltzmann result appears as the intraband contribution. The in- plays the role of diffusivity for the diagonal/intraband contribution,
terband contribution is a purely quantum effect since it involves tun- therefore we define
neling through the non diagonal elements of the velocity operator. 𝐷(𝜔) = 𝐷𝑖𝑛𝑡𝑟𝑎 (𝜔) + 𝐷𝑖𝑛𝑡𝑒𝑟 (𝜔) = 𝜏(𝜔)𝑣(𝜔)2 + 𝐷𝑖𝑛𝑡𝑒𝑟 (𝜔). (A.27)
It can be understood as diffusion. This is best seen if we assume
that |𝜔𝐪𝑗 ′ − 𝜔𝐪𝑗 | ≫ 𝛾𝐪𝑗 + 𝛾𝐪𝑗 ′ . In this limit, considered by Allen and The splitting of the diffusivity into its diagonal and non diagonal
Feldman [5], the Lorentzian becomes a delta function, and the first contributions is sometimes useful to compare to experiments, since
square bracket tends to the mode resolved heat capacity. This gives usually only the diagonal contribution is accessible. Finally we write
for the thermal conductivity
1 ∑ |𝐯𝐪𝑗 |2 1 ∑ ∑ |𝐯𝐪𝑗𝑗 ′ |2
𝜅= 𝐶𝐪𝑗 𝜏𝐪𝑗 + 𝐶𝐪𝑗 𝜋𝛿(𝜔𝐪𝑗 ′ − 𝜔𝐪𝑗 ) (A.18) 1
𝑉 𝐪𝑗 3 𝑉 𝐪𝑗 3 𝜅= 𝑑𝜔 𝐶(𝜔)𝐷(𝜔)𝜌(𝜔). (A.28)
𝑗 ′ ≠𝑗 3𝛺 ∫
1 ∑ |𝐯𝐪𝑗 |2 1 ∑ This is the approximation we use to compute numerically the lattice
= 𝐶𝐪𝑗 𝜏𝐪𝑗 + 𝐶 𝐷 (A.19)
𝑉 𝐪𝑗 3 𝑉 𝐪𝑗 𝐪𝑗 𝐪𝑗 thermal conductivity.
In Fig. A.7, we show the results of the computation for SiO2 as-
where we have defined the mode diffusivity as: suming a constant relaxation time 𝜏. The other parameters used for
∑ |𝐯𝐪𝑗𝑗 ′ |2 this calculation are explained in the main text. It is clear that this
𝐷𝐪𝑗 = 𝜋𝛿(𝜔𝐪𝑗 ′ − 𝜔𝐪𝑗 ). (A.20) constant relaxation time approximation is not able to reproduce the
3
𝑗 ′ ≠𝑗 experimental measurements. Indeed, the calculation for 𝜏 = 10 THz−1
overestimates the thermal conductivity at high temperature, but under-
It is important to realize that in this small linewidth limit, the
estimates this quantity at low temperature. A better approximation is
intraband contribution is diverging as 𝛾 −1 , while the interband contri-
discussed in the main text and shown in Fig. 4.
bution is independent of 𝛾. It is the argument used to claim that the
interband contribution is less sensitive to scattering than the intraband
Appendix B. Electrical conductivity
contribution.
From a computational point of view, it is suitable to rewrite Linear response theory gives the Kubo formula for the electrical
Eq. (A.19) as: conductivity [47],
[ ∑ ]
1 1 +∞ 𝛽
𝜅= 𝑑𝜔 𝐶(𝜔) 𝜏𝐪𝑗 |𝐯𝐪𝑗 |2 𝛿(𝜔 − 𝜔𝐪𝑗 ) 𝜎𝑥𝑦 (𝜔) = 𝑉 𝑑𝑡 𝑑𝜆 𝑒−𝜂𝑡 𝑒𝑖𝜔 ⟨𝐣𝑥 (−𝑖ℏ𝜆)𝐣𝑦 (𝑡)⟩, (B.1)
3𝛺 ∫ 𝑁 𝐪𝑗 ∫0 ∫0
8
M. Ndour et al. Journal of Non-Crystalline Solids 621 (2023) 122618
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