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equinus in children with out’ mild contractures of the triceps surae and reduce dynam-
ic equinus, often results in transient improvements in ankle
motion (Sussman 1983, Flett et al. 1999). More recently, botu-
cerebral palsy linum toxin A (BTX-A) has shown the ability to provide a short-
term reduction in spasticity with consequent improvement in
dynamic equinus in children with spastic CP (Cosgrove et al.
1994, Corry et al. 1998, Ubhi et al. 2000, Desloovere et al.
Jeffrey D Ackman MD; 2001, Gormley et al. 2001, Baker et al. 2002, Polak et al. 2002).
Barry S Russman MD; Comparisons between BTX-A and casting suggest that BTX-A
Susan Sienko Thomas* MA; is more effective than casting in reducing dynamic equinus in
Cathleen E Buckon MS; children with spastic CP (Corry et al. 1998, Flett et al. 1999);
Michael D Sussman MD; whereas the combination of BTX-A and casting has been
Peter Masso MD; found to have greater and longer-lasting effects than BTX-A
James Sanders MD; alone (Bottos et al. 2003). Although many studies have deter-
Jacques D’Astous MD; mined the effectiveness of BTX-A, BTX-A/casting, and casting
Michael D Aiona MD; after a single treatment, no studies have evaluated the single
The Shriners Hospitals BTX-A Study Group, Shriners and cumulative effectiveness of these three interventions to
Hospitals for Children: Chicago, Erie, Intermountain, determine the differences or similarities in functional out-
Portland, and Springfield, USA. come after treatment over one year.
The purpose of this study was to investigate the single and
*Correspondence to third author at Shriners Hospital cumulative effectiveness (three repeated treatments) of BTX-A,
for Children, 3101 SW Sam Jackson Park Road, Portland, casting, and or the combination of BTX-A and casting at reduc-
OR 97239, USA. ing dynamic equinus during gait in children with spastic CP.
E-mail: SST@SHCC.org
Method
PROTOCOL
Specific inclusion and exclusion criteria were established a pri-
ori (Table I) and children were recruited into the study from
The purpose of this study was to compare the cumulative outpatient clinics at five Shriners Hospitals for Children
efficacy (three treatment sessions) of botulinum toxin A (BTX- (Chicago, Erie, Intermountain, Portland, and Springfield). All
A) alone, casting alone, and the combination of BTX-A and parents signed an informed consent form approved by each
casting in the management of dynamic equinus in ambulatory local Institutional Review Board. The Research Integrity Office
children with spastic cerebral palsy (CP). Thirty-nine children at Oregon Health and Sciences University gave ethical approval
with spastic CP (mean age 5y 10mo, range 3 to 9y) were to this study. Assessments were performed five times over one
enrolled in the study. A multicenter, randomized, double blind, year: baseline, 3, 6, 7.5, and 12 months. All participants rec-
placebo-controlled prospective study was used. Children were eived a total of three treatments (injections and/or casting)
randomly assigned to one of three treatment groups: BTX-A which followed evaluations at baseline, 3, and 6 months (Fig.
only (B), placebo injection plus casting (C), or BTX-A plus 1). The 3- and 6-month assessments were established to
casting (B+C). The dosage for the BTX-A injections was 4U/kg address the question of whether repeated treatments pro-
per extremity. Assessments were performed at baseline, 3, 6, 7.5, duced cumulative improvements in outcomes. The 7.5-month
and 12 months with a total of three treatments administered assessment was chosen because it was 6 weeks after injection
after the evaluations at baseline, 3, and 6 months. Primary or initiation of casts when treatment effects should be optimal.
outcome measures were ankle kinematics, velocity, and stride The 12-month assessment was performed to determine the
length. Secondary outcome measures were ankle spasticity, longevity of treatment outcome, because the final intervention
strength, range of motion, and ankle kinetics. Group B made no was carried out 6 months previously.
significant change in any variable at any time. Groups C and The initial power calculations determined the need for 25
B+C demonstrated significant improvements in ankle children per group to give a 90% probability of detecting at
kinematics, spasticity, passive range of motion, and dorsiflexor least a 5˚ change in ankle kinematics, 0.15m/s change in veloc-
strength. Results of this 1-year study indicate that BTX-A alone ity, and a 0.10m change in stride length.
provided no improvement in the parameters measured in this
study, while casting and BTX-A/casting were effective in the OUTCOME MEASURES
short- and long-term management of dynamic equinus in Primary outcome measures included the gait parameters of
children with spastic CP. velocity and stride length and the ankle kinematics of ankle
dorsiflexion at initial contact (DFIC), peak dorsiflexion in stance
See end of paper for list of abbreviations. (PDFSt), and peak dorsiflexion in swing (PDFSw). Each center
Inclusion Exclusion
Diagnosis of spastic hemiplegia or diplegia Previous orthopedic surgery to tendo-achilles or subtalar joint
Between the ages of 3 and 10 years No BTX-A injections in previous 6 months
Independent ambulators without assistive devices Hip or knee flexion contractures greater than 10˚
Ambulate in functional equinus (toe–toe or toe–heel pattern)
Neutral ankle position with full knee extension
Number of participants 12 14 13
Mean age, mo 69 68 72
Age range, mo 40–105 36–108 41–99
Number with hemiplegia 8 10 8
Number with diplegia 4 4 5
Males 6 6 6
Females 6 8 7
GMFCS Level I 11 14 12
GMFCS level II 1 0 1
Botulinum Toxin A versus Casting for Dynamic Equinus Jeffrey D Ackman et al. 621
14698749, 2005, 9, Downloaded from https://onlinelibrary.wiley.com/doi/10.1111/j.1469-8749.2005.tb01215.x by Nat Prov Indonesia, Wiley Online Library on [14/09/2023]. See the Terms and Conditions (https://onlinelibrary.wiley.com/terms-and-conditions) on Wiley Online Library for rules of use; OA articles are governed by the applicable Creative Commons License
with the knee flexed to 90˚. The foot was placed in subtalar for use in the analysis. For the children with hemiplegia, the
neutral with the ankle in 0 to 5˚ of dorsiflexion. A layer of involved (injected) side was used in the analysis. Use of only
stockinette was applied over the foot and calf. Cast padding one limb for the children with spastic diplegia allowed all chil-
and fiberglass casting tape were applied starting at the foot dren in the study to have equal weighting during data analysis.
and moving up the calf. The bottom of the cast was flattened
and a cast shoe was provided to allow walking during the 3 Results
weeks of cast wear. After cast removal, children were instructed Despite the involvement of five centers, enrolling a sufficient
to wear their ankle–foot orthoses (AFOs) during the day and number of participants was difficult, leading to early termina-
night, with removal of the AFO for 2 to 4 hours during the tion of the study before obtaining the projected number of chil-
evening. AFO configuration was based on the physician’s dis- dren. At most centers there was a 50% or higher refusal rate by
cretion at each center and included solid ankle, posterior parents of children who met the inclusion/exclusion criteria.
leaf spring, and articulated. Children who received BTX-A The primary reason for refusal to participate was that parents
only were given similar instructions for AFO wear during the did not want their children to receive a placebo when they
study. No difference was found in the number of hours of AFO could receive BTX-A clinically, at no cost to them, without
wear between the treatment groups. adhering to the rigorous follow-up schedule. Approximately
90 children met the inclusion/exclusion criteria, yet a total of
DATA ANALYSIS only 39 with CP agreed to participate in the study. Mean age of
Data were analyzed with two-way repeated measure ANOVAs the entire group was 5 years 10 months with a range of 3 to 9
(analysis of variance) and linear contrasts to determine bet- years. There were 19 males and 20 females, equally distributed
ween-group differences at each assessment time and within- within each treatment group (Table II). All children were Gross
group differences across time (Statview 4.1 and SuperANOVA). Motor Function Classification System (GMFCS; Palisano et al.
Significance was set at p<0.05. Although it would have been 1997) level I, except one child in the group B and one child in
ideal to analyze data from the children with hemiplegia and group B+C who were GMFCS level II (Table II). Twelve chil-
diplegia separately, the small number of children with spastic dren were randomized to group B, 14 children to group C, and
diplegia in each treatment group prohibited a separate analy- 13 children to group B+C (Table II). A post-hoc power analysis
sis. For children with spastic diplegia, there were no significant based on the observed variability indicated that with 13 chil-
differences between the left and right sides for any primary out- dren per group, the power to detect a 5˚ change in ankle kine-
come variables; therefore, the left side was randomly chosen matics was reduced to 66%, whereas the power to detect
Assessments 0 3 6 7.5 12
Months
Treatments 0 3 6
Figure 1: Treatment and assessment schedule for all groups. Time displayed in months.
1.5 1.5
Stride length (m)
Velocity (m/s)
1 1
0.5 0.5
0 0
0 3 6 7.5 12 0 3 6 7.5 12 0 3 6 7.5 12 0 3 6 7.5 12 0 3 6 7.5 12 0 3 6 7.5 12
Assessment times (mo) Assessment times (mo)
Figure 2: Velocity and stride length by treatment. ◆ BTX-A only (B); ■ placebo/cast (C); ● BTX-A/cast (B+C).
20 *
* * *
10 * * * * * *
* * * 15
*
0 10
5
–10
Degrees
Degrees
0
–20 –5
–30 –10
0 3 6 7.5 12 0 3 6 7.5 12 0 3 6 7.5 12 0 3 6 7.5 12 0 3 6 7.5 12 0 3 6 7.5 12
–15
–40 Assessment times (mo) –20 Assessment times (mo)
10 2
Peak power (W/kg)
* * *
* * *
*
0 1.5
Degrees
1
–10
0.5
–20
0
0 3 6 7.5 12 0 3 6 7.5 12 0 3 6 7.5 12 0 3 6 7.5 12 0 3 6 7.5 12 0 3 6 7.5 12
–30 Assessment times (mo) Assessment times (mo)
Figure 3: Ankle kinematics and kinetics by treatment. ◆ BTX-A only (B); ■ placebo/cast (C); ● BTX-A/cast (B+C).
* Significantly different from baseline.
Botulinum Toxin A versus Casting for Dynamic Equinus Jeffrey D Ackman et al. 623
14698749, 2005, 9, Downloaded from https://onlinelibrary.wiley.com/doi/10.1111/j.1469-8749.2005.tb01215.x by Nat Prov Indonesia, Wiley Online Library on [14/09/2023]. See the Terms and Conditions (https://onlinelibrary.wiley.com/terms-and-conditions) on Wiley Online Library for rules of use; OA articles are governed by the applicable Creative Commons License
and 7.5 months, whereas significant improvements in dorsi- strength (p≤0.04) between baseline and 6, 7.5, and 12 months.
flexion with KE (p≤0.04) were seen between baseline and 3, 6, A significant gain in dorsiflexor strength was seen in group
and 7.5 months. No significant difference in ankle dorsiflexion B+C (p≤0.01) from 7.5 months to 1 year, secondary to a tran-
was seen between baseline and the 12-month follow-up in sient decrease in strength between 6 and 7.5 months (Fig. 6).
either group C or B+C, secondary to a relapse in passive ankle No significant changes in ankle plantarflexor strength were
dorsiflexion values toward baseline from 7.5 months to 1 year. seen in any group.
No significant gain in active ankle dorsiflexion was seen in any
group; however, groups C and B+C demonstrated a trend DROPOUTS
toward successive improvement at each assessment. Children were randomized to the treatment groups equally;
Ankle dorsiflexor strength did not change in group B (Fig. however, five children did not complete the study. Group B
6). Group C demonstrated significant gains in dorsiflexor had the greatest number of dropouts (three), resulting in an
5 10 * *
* * * * *
4
Ashworth score
0
*
Degrees
3 * * *
–10
2
–20
1
–30
0
0 3 6 7.5 12 0 3 6 7.5 12 0 3 6 7.5 12 0 3 6 7.5 12 0 3 6 7.5 12 0 3 6 7.5 12
–40
Assessment times (mo) Assessment times (mo)
Figure 4: Muscle tone and Tardieu measurements by treatment. ◆ BTX-A only (B); ■ placebo/cast (C); ● BTX-A/cast (B+C).
* Significantly different from baseline.
25
20 10
15 5
10
5 0
0 –5
0 3 6 7.5 12 0 3 6 7.5 12 0 3 6 7.5 12 0 3 6 7.5 12 0 3 6 7.5 12 0 3 6 7.5 12
Assessment times (mo) Assessment times (mo)
Active dorsiflexion
20
10
0
Degrees
–10
–20
–30
–40
–50
0 3 6 7.5 12 0 3 6 7.5 12 0 3 6 7.5 12
Assessment times (mo)
Figure 5: Passive and active range by treatment. ◆ BTX-A only (B); ■ placebo/cast (C); ● BTX-A/cast (B+C). PROM, passive
range of motion. * Significantly different from baseline.
15
5 *
Number of heel raises
*
*
4 10
3
5
2
0
1
0 –5
0 3 6 7.5 12 0 3 6 7.5 12 0 3 6 7.5 12 0 3 6 7.5 12 0 3 6 7.5 12 0 3 6 7.5 12
Assessment times (mo) Assessment times (mo)
Figure 6: Ankle muscle strength by treatment. ◆ BTX-A only (B); ■ placebo/cast (C); ● BTX-A/cast (B+C).* Significantly
different from baseline.
Botulinum Toxin A versus Casting for Dynamic Equinus Jeffrey D Ackman et al. 625
14698749, 2005, 9, Downloaded from https://onlinelibrary.wiley.com/doi/10.1111/j.1469-8749.2005.tb01215.x by Nat Prov Indonesia, Wiley Online Library on [14/09/2023]. See the Terms and Conditions (https://onlinelibrary.wiley.com/terms-and-conditions) on Wiley Online Library for rules of use; OA articles are governed by the applicable Creative Commons License
detected with the Ashworth scale, indicating the increased positions, as well as throughout the entire range, and have been
sensitivity of this device. These reductions in gastrocnemius successfully used to assess strength in children with spastic
spasticity preceded gains in ankle range of motion, strength, diplegia (Ayalon et al. 2000). The use of these objective mea-
and functional motor skills, leading the authors to conclude surement tools over subjective measures would enable the
that the early visco-elastic changes in the muscle tissue ind- subtle differences between the treatments to be recognized.
uced by BTX-A promote gains in muscle length that normalize It has been suggested that casting should be delayed for 2 to
ankle motion and, thus, improve functional motor skills 3 weeks to distinguish between the effects of BTX-A and casting
(Bjornson et al. 2003, Hays et al. 2003). and determine the need for casting (Graham et al. 2000).
In this study, gains in muscle length, as measured by passive Furthermore, Kim et al (2003) determined that to maximize
range of motion, were not seen after BTX-A alone. Casting the muscle paralysis effect from BTX-A, it is beneficial to inc-
alone produced brief (6-week) gains in muscle length, whereas rease the dilution volume and perform post-injection stretch-
the combination of BTX-A/casting produced a more sustained ing with electrical stimulation before the placement of casts;
improvement in muscle length (greater than 3 months). These even the simple activity of walking can increase the paralytic
findings are in contrast to those of Corry et al. (1998), who effects of BTX-A. In this study, children were placed in a cast
reported significant gains in passive range of motion 2 weeks immediately after their injection of BTX-A. Despite immediate
after either casting or BTX-A, which were maintained in the immobilization, the combination of BTX-A and casting resulted
BTX-A group but not the casting group at the 12-week follow- in significant gains in passive and dynamic ankle motion at all
up. Cosgrove reported that the short-term increase in muscle assessment times. However, if the casting had been delayed,
length seen at 2 and 12 weeks after injections of BTX-A in chil- the effects of the BTX-A may have been greater and the advan-
dren with CP, was not translated into a long-term increase in tage of the combination would be maximized. Further study is
muscle length, as seen in the animal model (Cosgrove et al. needed to determine the differences between immediate and
1994, Cosgrove and Graham 1994). The results of this study delayed casting to determine the optimal time to cast after an
demonstrated that the combination of BTX-A/casting main- injection of BTX-A and length of cast application, as delayed
tained gains in muscle length better than either treatment in cast application may produce an even greater effect in the BTX-
isolation, which is similar to the findings of Bottos et al.( 2003). A and casting group.
In this study none of the interventions created a reduction
in gastrocnemius strength, as measured by heel raises or ankle SHORTCOMINGS
power generation at the times evaluated. BTX-A has been One variable that may have impacted the outcome of this study
shown to cause transient muscle weakness lasting 1 to 2 weeks is the dosage of BTX-A used. At the onset, 4U/kg was the recom-
with greater than 90% functional recovery at 6 months (Elsaidi mended number of units by Allergan and 3 to 6U/kg was the
et al. 2003). Recent studies have suggested that BTX-A pro- recommendation by professionals using BTX-A clinically
duces a greater effect on intrafusal fibers than extrafusal fibers, (Graham et al. 2000). At the time of writing, the dosage of BTX-
which reduce spasticity while maintaining voluntary muscle A that is injected in each muscle group has increased, yet the
activity, thus allowing for maintenance of functional muscle relation between the amount injected, the dilution volume,
strength (Fillipi et al. 1993, Rosales et al. 1996). Our findings and the change in ankle motion is still not well delineated.
are similar to those of Boyd et al. (2000) and Zurcher et al. Furthermore, the time from completion of treatment to
(2001) who found that ankle power generation was not red- each evaluation was always 3 weeks longer for group B than
uced and ankle power quotient was significantly improved that of the two other groups in this study because casts
after injections of BTX-A or BTX-A/casting. Decreases in gas- remained in place for 3 weeks. Although the children in this
trocnemius spasticity have been hypothesized to facilitate study who received BTX-A did not make significant improve-
strengthening in the anterior muscle groups (Koman et al. ments, changes were noticed and perhaps if they had been of
2001); however, no studies have reported changes in tibialis similar involvement as the other groups and evaluated at the
anterior strength after injections of BTX-A into the gastrocne- same post-treatment time, significant changes may have been
mius. In this study, both BTX-A and BTX-A/casting produced a recognized.
decrease, although not significant, in dorsiflexor strength as
measured by manual muscle testing at the 7.5-month assess- Conclusions
ment (6 weeks after the BTX-A injection), which was not seen Results of this study suggest that the efficacy of treatment
after casting alone. This subtle decrease in strength may indi- interventions for dynamic equinus in children with CP is rep-
cate some diffusion of the BTX-A to the anterior muscle groups, resented by a continuum. BTX-A (4U/kg) had limited efficacy
reducing strength at 6 weeks after injection which resolved by because of the brevity of its effect (no more than 6 weeks).
the 3-month assessments. Although it is assumed that BTX-A Although decrements in outcomes were seen at 1 year, 6 months
remains confined to the muscle injected, animal studies have after the last of the three treatments, neither the casting nor
shown that there is potential for diffusion into neighboring the BTX-A/casting groups regressed to baseline values, indi-
structures, across fascial planes, if saturation occurs at an injec- cating some long-term benefits. Based on the results of this
tion site (Graham et al. 2000); however, this has not been study, repeated treatments of either casting or BTX-A/casting
shown in humans. demonstrated successive improvement and thus proved to
Although neither casting nor BTX-A decreased gastrocne- be effective treatments for dynamic equinus in the short and
mius muscle strength in this study, objective measurement of long term for children with CP.
muscle strength would enhance our understanding of the
DOI: 10.1017/S0012162205001222
impact of the various treatments on both agonist and antago-
nist muscle strength. Isokinetic dynamometers can provide
a more accurate assessment of muscle strength at specific Accepted for publication 24th August 2004.
Botulinum Toxin A versus Casting for Dynamic Equinus Jeffrey D Ackman et al. 627