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(Asce) 0733-947x (1999) 125 6
(Asce) 0733-947x (1999) 125 6
By George Kanellaidis1
ABSTRACT: The procedure of road safety audit (RSA), which originated in Great Britain and is now being
spread in several countries around the world, can be incorporated in the framework of designing, constructing,
and operating road infrastructure as a means for preventing accidents. RSA, which can be applied to both new
and existing road facilities, is typically carried out by an independent team consisting of highway engineers and/
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or traffic safety experts. The present paper focuses on the possibilities for further enhancing the consideration
of human factor-related issues in RSA guidelines. This can be achieved through the incorporation of quantitative
checks on consistency or driver work load. Such tests can give more weight to the auditors’ reasoning. Moreover,
the scope is investigated for providing increased opportunities for road user involvement in the RSA process.
Public involvement is examined from the aspect of a group’s representation, appropriate RSA stages, effective
procedures, and responsibility. The possible means and methods for communication between auditors and road
users’ representatives are also discussed.
1994) that highway design guidelines should more explicitly For several of the above concepts, some highway design
consider road user characteristics. This could help reduce the guidelines have already incorporated explicit checks and pro-
probability of driver error or, in cases where it cannot be suf- visions. For example, since the mid-1980s, German standards
ficiently reduced, provide a ‘‘forgiving’’ road environment (RAS-L-1 1995) have included a graph for estimating the con-
(‘‘Policy’’ 1994). Certainly, the development of highway de- sistency of consecutive horizontal curves, as well as a model
sign guidelines has been marked by an increased emphasis on for predicting the 85th percentile speed as a function of the
road user requirements and a stronger behavioral content than road’s bendiness, or curvature change rate. Also, standards in
before. It can be argued, however, that there is still a human the United States (AASHTO 1994) and other countries make
factor deficit to be overcome. either quantitative provisions or comments regarding the safety
Specifically, two main areas can be identified (Kanellaidis of certain road user types (e.g., pedestrians) or special condi-
1996) in the context of human factors in road and traffic en- tions. However, other human factor-related concepts are not
gineering: extensively (or not at all) covered in road design guidelines.
It is interesting to note that RSA guidelines (Austroads
• Area I: Effect of highway design on driver behavior 1994; ‘‘Guidelines’’ 1996) seem to also have made consider-
• Area II: Consideration of driver behavior variability able advances toward the incorporation of at least some of
those concepts. Some examples are mentioned below.
Some Area I concepts and suggestions included in audit
To illustrate the scope of the above two areas, some of the guidelines are as follows:
main concepts associated with each one are listed below.
• Principle for safer road designs: ‘‘Designing for the user’’
Area I Concepts (Austroads 1994).
• Preopening stage: It is essential to drive, cycle, walk, and/
• Design consistency, driver expectancy, and driver work- or ride through the scheme, where appropriate, to see it
load: Quantitative indices, investigation of their associa- as the road user sees it (‘‘Guidelines’’ 1996).
tion with safety of design (Messer et al. 1981; Leisch and • Preliminary design stage: The impact of landscaping on
Leisch 1977; Hirsh 1987; Polus and Dagan 1987). visibility and road user perception should be checked
• Models linking geometric design parameters and variables (‘‘Guidelines’’ 1996).
pertaining to driver behavior: For example, speed-curva- • Concerning junctions: It is important to avoid perceptual
ture graphs (McLean 1981; Kanellaidis et al. 1990; Lamm problems, junction choice should be consistent along
et al. 1992). routes to aid driver recognition (‘‘Guidelines’’ 1996), per-
• Drivers’ perception of the risk associated with geometric ception of priority should be reinforced by visual cues
design features: Objective versus subjective risk, risk (Austroads 1994).
compensation, and other theories (Watts and Quimby • Concerning merges: Adequate sight distance is required
1980; Wright and Boyle 1987; Kanellaidis and Dimitro- in advance to allow drivers to appreciate and plan the
poulos 1994). merge (Austroads 1994).
• Need to avoid a visually deceptive combination of sharp
curves and restricted sight distances (‘‘Guidelines’’ 1996)
Area II Concepts
Some Area II concepts and suggestions included in audit
• Need for improved consideration of all types of road guidelines are as follows:
users, including among others: aging drivers, drivers us-
ing speeds above the 85th percentile speed, pedestrians, • Auditing principles include meeting the needs and per-
and other vulnerable road users (McLean 1981; Zegeer ceptions of all types of road users, and achieving a bal-
and Council 1993). ance between needs where they may be in conflict. The
• Examination of driver behavior under nonstandard envi- ‘‘drive, ride, walk in safety’’ concept is associated with
ronmental conditions, such as darkness and adverse highlighting the needs of the more vulnerable road user;
weather. in a safety audit, the road scene should be visualized
JOURNAL OF TRANSPORTATION ENGINEERING / NOVEMBER/DECEMBER 1999 / 483
to different road users is up to expectations (‘‘Guidelines’’ will be important to define the categories of affected groups.
1996). In a rural road project, these will include the drivers of private
• Need to inspect the audited sight also by nighttime cars, motorcycles, and special categories of vehicles (such as
(Austroads 1994) and to assess the effect of wet weather lorries and buses), where relevant. In an urban road project
on day and night visibility (‘‘Guidelines’’ 1996). (or a road including sections passing through inhabited areas),
other road user categories may also be of interest, such as
The above provisions in guidelines are expressed in terms pedestrians, cyclists, taxi drivers, etc. The representatives of
of suggested principles and best practice tips. However, they affected groups for the purposes of auditing can be selected
are rarely, if ever, expressed quantitatively. It could be argued from associations of professional and amateur drivers (for ex-
that the auditor’s experience and judgment, together with his/ ample, automobile/motorcycling/cycling clubs, lorry driver un-
her familiarity with both design standards and state-of-the-art ions, etc.). The viewpoint of pedestrians (and of the general
research findings, should be sufficient to ensure that human public) could be expressed by representatives from local gov-
factor-related issues are treated in the best possible way. How- ernment and/or special unions or other citizen initiatives. If
ever, it may be practical to introduce explicit quantitative special categories of drivers are to be considered, relevant as-
checks as part of auditing guidelines, possibly as a supplement sociations could also have their representative. For example,
or enhancement to checklists. Where available, such provi- the aging of the western world’s population and the resulting
sions (e.g., for consistency/driver workload) could help im- increase in the percentage of older road users would suggest
prove and clarify the behavioral perspective of a road safety that these should be particularly considered and represented in
audit: The auditor’s judgment could thus be backed by quan- the public panel through a member of a pensioners’ union or
tified estimates that are easy to obtain, without the need to other similar body. It is important that the representatives ap-
consult standards or to seek within the vast body of research. pointed are not posing as road safety experts, nor should they
This could lead to RSA guidelines developing into self-suffi- be chosen on such grounds.
cient yet flexible manuals, such as the Highway Capacity Man-
ual (1985). Relevant RSA Stages
PUBLIC INVOLVEMENT IN RSAs A suitable time at which the public can be involved in a
RSA seems to be at the preopening stage, when it is possible
Given the significant current behavioral content of RSAs, to drive (and also walk or cycle) through the facility. It seems
as well as the potential for its enhancement, the requirement reasonable that public involvement should, as a first step, be
for engineers to ‘‘learn to see the highway in the eyes of the included only at that stage; at earlier stages, it would arguably
ordinary driver’’ (Messer et al. 1981; ‘‘Guidelines’’ 1996) is be too difficult for nonspecialists in highway design to under-
highly relevant in the case of road safety auditors. A question stand the engineering plans of the highway and to imagine the
arising from that consideration is whether, and to what extent, problems that would occur to them as drivers/pedestrians.
input from the actual road users can be utilized in the RSA However, there arises the possibility that the preopening stage
process. Can RSAs provide the opportunity for drivers, riders, may be too late for significant corrections to be made to the
and walkers—for whom engineers are supposed to act, in a design. Perspective drawings of the highway scheme (Taigan-
way, as surrogates—to actually have a say in decisions that idis and Kanellaidis 1998) could then be of help, particularly
are to affect their own safety? if it is possible to produce animation on a computer screen to
British guidelines for RSA (‘‘Guidelines’’ 1996) mention simulate movement through the facility, and thus facilitate
‘‘feedback from road users’’ as a possible input during the evaluation by nonexperts at the detailed design stage. Never-
monitoring (follow-up) phase of an audited road, to establish theless, the introduction of visual aids depends on how far it
whether the perception of safety in a completed scheme is up is technically feasible (and economically reasonable) to pro-
to the users’ expectations. An even more substantial step in duce realistic and meaningful representations of road users’
the direction of public involvement in road safety would be to visions.
seek the opinion of road users during the auditing process
itself. Public involvement should not be taken to mean that Communication
experts’ assessments are inadequate or unreliable. Its main
purpose is to provide the road users’ angle, and thus, to help An important issue to the success of public involvement is
engineers acquire a better understanding of their perception, the need for a systematic, effective procedure of communicat-
expectations, and needs. ing (common language) between experts and the public. In this
Road safety presents certain similarities to environmental context, the presence of a mediator (Hartgen and Driggers
effects, in that both are quality aspects of road traffic that, in 1993) will be essential. This mediator may be a member or
the context of specific projects, are often overlooked due to associate of the engineering auditing team, independent of the
level-of-service and accessibility requirements. On the basis of design team. The mediator should also be in a position to
that similarity, it has been suggested (Wegman et al. 1994) adequately fulfill his/her role; i.e., he/she should be approved
that procedures used to assess environmental impacts could be by the panel of road users and be capable of reaching a good
transferred to the evaluation of road safety impacts. Adoption standard of communication with them. The role of the medi-
484 / JOURNAL OF TRANSPORTATION ENGINEERING / NOVEMBER/DECEMBER 1999
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‘‘A policy on geometric design of highways and streets.’’ (1994). engineering treatment: A review of some current issues.’’ Traffic Engrg.
AASHTO, Washington, D.C. and Control, London, 475–483.
Polus, A., and Dagan, D. (1987). ‘‘Models for evaluating the consistency Zegeer, C., and Council, F. M. (1993). ‘‘Highway design, highway safety,
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